Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze Jersey City. New Jersey 07399; Page °. of 9 Account Number: NU /.:001SW3:42! CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless MX MOUT I.pNWy Rated [welled Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE MISR through Penabos UM. R wholly *ad subtle:run of The Bakal Ni. Yort Make Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0082962 SDNY_GM_00229146 EFTA01383267