Annual Client Update: ID 82744 GCIS Customer Number 00000469756 Customer Name CJA Private Equity Financial Restructuring Master Fund I, L.P. MD Andrew Gallivan Annual Client Update: Created Date 3/8/2017 A14. The entity is a Private Equity investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals A15. Client Status Update Description Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM No changes so far this year. A16. No A17. No Customer Owner Mark Gonzalez 82747 00000469757 CJA Public Private Multi Manager Master Fund, L.P. Andrew Gallivan 3/8/2017 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, foundations, endowments, and wealthy individuals. Yr Net Profit $10MM, Investable Assets $100MM There have been no changes for this entity this year. No No Mark Gonzalez 82749 00000469433 Gapstow Capital Partners LP Andrew Gallivan 3/8/2017 Private Equity InvestmentsIncome is derived from investment management fees There have been no significant changes to this client's activity. No No Mark Gonzalez 82750 00000486910 Gapstow Community Financials Fund LP Andrew Gallivan 3/8/2017 The entity is a Private Equity Investments firm. Commitments to the fund are raised from a number of sources including personal pension funds, financial institutions, No changes have occurred for this entity. No No Mark Gonzalez CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0079463 SDNY_GM_00225647 EFTA01380892