KYC Print I. Corporate Documentation Attached (Legal Entities Only) • Yes • No O Not Applicable J. Undisclosed Principal Form Complete (Intermediaries Only) • Yes O No O Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non-English Documentation: L. Special Risk Factors Does the account have Nexus to Special Risk Counties? O Yes O No Is the account structure unusually complex? O Yes O No Is there any indication the client set up a non operating company expressly O Yes O No for the purpose of trai i>fei ging shams to third parties? Is there any indication this could be a prohibited business relationship? O Yes O No Are the bearer shares identified subject to acceptable controls? El Yes O No https: ' dbforcepb.my.saltsforce.com:...Rveriqb3INeTR5TXpWYSxliWjAlejllYllcuaXNvemlMcjRwemIJI.FIXWmtNR0po&autoMapValues 117110x2019 II:IR:17AMi CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076561 CONFIDENTIAL SDNY_GM_00222745 EFTA01379228