Thanks From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50AM To: Stewart Oldfield < Cc: Bradley Gillin < >; Mayur Rathod < >; Vinita Advani < Subject: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High >; Richard larossi >; Alka Babu Hi Stewart, As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of ALL accounts from this relationship for 2018. For Jockey Club, I will respond in a separate email. Let us know if any queries, thanks. Kind Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche GB Centre Private Limited - Deutsche Bank Group Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076076 CONFIDENTIAL SDNY_GM_00222260 EFTA01378819