From: Sent: To: Subject: Attachments Richard Kahn 1/18/2019 9:43:00 AM Stewart 0ldfield Fwd: Annual EBC Notification-2019 EBC Annual Disclosure Notice 2019.pdf; Untitled attachment 00096.htm i assume this is irrelevant as well as we are exiting bank.. please advise thanks Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New Y "r NY 10022 M Begin forwarded message: From: DF Protocol < Subject: Annual EBC Notification-2019 Date: January 17, 2019 at 5:32:43 PM EST To: DF Protocol < Dear Valued Client, Please see the attached important reminder regarding the Deutsche Bank Dodd-Frank Resource Centre(www.db.com/doddfrank) and certain disclosures that Deutsche Bank as a registered swap dealer is required to provide to US-Person counterparties when entering into swap transactions. If you are an agent, you are being sent this notice on behalf of all accounts, clients, funds, investors and/or other principals that you represent and that are USPerson counterparties of Deutsche Bank. Thanks & Regards, DF Protocol Dodd Frank — Regulatory Operations Escalation/Feedback Contacts: Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065820 CONFIDENTIAL SDNY_GM_00212004 EFTA01372192