Important Information and Disclosures (continued) Important Arbitration Agreement (continued) (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Raze Jersey City. New Jersey 07399; (201) 413-3330. Page °. of 9 Account Number NUG-023812 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless AIX odgesi t.et liner Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 EXCELLENCE Clucks through Penabos UM. R wholly *ad subtle:run of The Bakal New Yort Mellon Comeration (WY Mellen) PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065643 SDNY_GM_00211827 EFTA01372045