Investment Process: Investing and Portfolio Monitoring Trade Flow Process: facilitating best execution while mitigating risks Origination Due Diligence Process Investing and Portfolio Monitoring Execution Settlement PIVOT Bloomberg PIVOT ClearPar Trade Confirmation & Trade Hypo Trade Execution Ticket Settlement Prospective trades are independently tested by investment team and Loan Information Agent (US Bank) for proforma covenant compliance with the various indenture tests (CQTs, Concentration limitations, etc.) in PIVOT and Excel Source. Deutsche Asset Management S • At trade test compliance conformation, Portfolio Advisor enters trade into Bloomberg S • Post-trade the trader logs the trade ticket in PIVOT and Excel S Deutsche Asset Management Infrastructure Debt Presentation: RIN II Equity March 2018 • Prior to ClearPar trade settlement, investment team. and Loan Information Agent reconcile any discrepancies • Trades are settled in ClearPar 38 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0063256 SDNY_GM_00209440 EFTA01370448
