Deutsche Bank US PWM Transactions Monitored • Total transactions monitored in Prime for December 2013 is 74,291, which is 1.9% less than December 2012 volume. • Total transactions monitored in Actimize for December 2013 is 52,235, which is 27.4% less than December 2012 volume. N /A NO 74 .40 $41vu 4.1.1410 40.040 9400 10 MO 114440 9 .7. 5 2 M: 11 I•.11 let 1 i —9.9.4 73 NH 715 n 10 091 719N 47 O9 112/1 Total Transactions Monitored •f 3 I- 4- Z :° I I > a Liz 14 44 914 £p. 11 74744 Moo )1 41116 1• .11 N WO Al 14 :1.!01 Awl' 14118 NO 15, 41 140 L'4)4 91 ISS me, 11 46/111 Poll 74$I 17 711 522!0 0 711 11 117 11.159 11.Z11 12 494 S) SS Ilea 22i1 US PWM Prime Case Volumes Total number of cases generated in December 2013 is US PWM Prime Monthly Profiling Cases 900 685. 000 • • Total number of cases to be 700 • researched for December 2013 is 221, which is 32.3% of the 600 • total number generated that 100 month. 300 7.10 11111 • Case reviews for December 190 2013 is 12% more than 0 PO, 144: kb Mu Ain 1.14v fun %.p Ott HO. fl.s December 2012 volume. lid k 11 It 13 13 IS If 11 13 IS 15 1: 1: 'Falai Pa,3 Pouhlin: Pats 485 536 409 442 701 461 4301 519 430 445 524 474 645 to14141434.3Peuuit hut 1318 1714 136 746 /it 147 149 195 161 MS 187 151 171 5 For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0063005 CONFIDENTIAL SDNY_GM_00209189 EFTA01370310