2 9/7/2016, 6/2/2017, and 8/17/2017 Active 1791049 7/18/2017 Low WM - PB GA was unable to identify an EDR case raised after the SAR was filed. Additionally. GA was unable to locate evidence this client was considered for offboarding after multiple SAR filings. This client remains al low risk rating. Darren K Indyke 3 12/29/2016 Active 1822198 11/7/2017 High WM - PCS / Brokerage GA was unable to identify an EDR case raised after the SAR was filed. Steven A Tananbaum 4 3/2/2017 Active 1285836. 1311844 12/3/2014 Moderate WM - PB GA was unable to identify an EDR case raised after the SAR was filed. Additionally. this client remains at a moderate risk rating. Metro Joy Management LLC Metro Joy International LLC 5 3/2/2017, 5/5/2017, and 9/8/2017 Active 1311844 10:32014 Moderate WM - PB GA was unable to identify an EDR case raised after the SAR was filed. Metro Joy International LLC — 8/25/2017 Active GA identified three cases were created on 08/25/27, same day of the SAR filing, where the SAR 9/20/2017 High WM - PB No exception noted. RDW Capital LLC 6 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0062673 SDNY_GM_00208857 EFTA01370076