KYC Print Page 6 of 13 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary 3A. Individual Details (for all parties) Individual's Name: Darren Indyke - Date of Birth: Country of Residence: USA Country of Citizenship: USA Address of primary residence: USA Profession/Occupation: Lawyer Tax ID / SSN: Current Employer: Southern Financial LLC Position/Tide/Rank: Address of employer: 575 Lexington Avenue, 4th Fl Livingston NY USA 10022 Is the individual a Politically Exposed Person (PEP)?(i, Yes, describe) F Yes 17 No To the best of your knowledge, is the individual related to an employee of the DB group?(ifFamily or Ffiendshp, describe) r Family r Friendship 17 None To the best of your knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of goods or services)?(if Yes,describe) r Yes F No If applicable, indicate which bank officers have met the person: Indicate whe e and when the client meeting(s) took place: Bank Officer Name(s) Bank Office: Client Private Client Place Domicile: of Business: Other Location (specify): Date: r r r r r r r r r F Wealth Details for this individual are not filled in, because they are the same as for the following person: 36. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Individual's Business: Summarize Source of Wealth: F Business Owner r Salary/Earnings F Investment F Inheritance/Gifts F Other: Further Describe Source of wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did senior accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long In business, how many employees, level of profitability? Indicate type of business, countries of major activities, important business partners.) Estimated Annual Income ($): Estimated amount of investable assets($): Estimated Net WOrth($): Amount of assets planned to invest with PWM($): Other Known Financial Institutions: Institution: I I Country: I I Est. Assets Under Mgt: hups://dbforcepb my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&ei... 7/3/2015 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0057276 CONFIDENTIAL SDNY_GM_00203460 EFTA01365903