From: Cynthia Rodrigu Sent: 2/12/2018 4:54:32 PM To: Matthew-1 Putt& Subject: RE: Your KYC has been rejected [II classification: For internal use only Hi Matthew, This case has been resubmitted. The research and Exco approval have been attached. Thanks! Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management -0004 New York, NY, USA original MessageFrom: Matthew-J Purcel Sent: Friday, February To: Cynthia Rodriguez subject: Your KYC has Your KYC has been rejected. case 4: 01898372 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: The 2017 Caterpillar Trust Customer Number: 00000575969 Reason for Rejection:Please fix the error message when generating Global KYC 1) Please attach the Exco Approval. 2) Please run RESEARCH on Bella Klein To view the KYC click her CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054174 CONFIDENTIAL SDNY_GM_00200358 EFTA01363819