Subject: RE: • "REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT" [I] Importance: High Classification: For Internal use only Hello Zack, Please advise on the below as I was told they were put on a -red List". Thank you Nina Tona From: Nina Tona Sent: Tuesday, February 20, 2018 4:12 PM To: Zack Bunimovich Cc: Rita Shteynberg 110001.1a Subject: RE: "'REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 < •; Davide-A Sferrazza Classification: For Internal use only Hi Zack — not sure if I responded. Please continue with the below. Thank you Nina Tona From: Zack Bunimovich Sent: Wednesday, February 14, 2018 1:44 PM To: Nina Tona < Cc: Rita Shteynberg < > Davide-A Sferrazza < Subject: RE: "'REASSIGN NEEDED"'FW: SOUTHERN FINANCIAL LLC - ONB-1010155 Classification: For Internal use only Hi Nina, I'm seeing a lot of these products as already active in dbCAR (other than convertible bonds) under BR 1007494283 . See below and let me know if you need anything else in addition. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0054072 CONFIDENTIAL SDNY_GM_00200256 EFTA01363786