From: Janice Franklin [janice.franklin+external@db.com] Sent: 11/8/2013 11:51:45 AM To: Amanda Kirby lamanda.kirby@db.comi Subject: Your KYC has been Approved with Temporary Exception! The KYC you had submitted has been Approved with Temporary Exception. To view the KYC click here https://na4.salesforce.com/S006000000uF18Y. Case #: 01141322 customer Name: NES, LLC Customer Number: 00000487265 Please forward this email to any Product officer and/or the Account Opening Group as proof that the KYC has been approved. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049581 CONFIDENTIAL SDNY_GM_00195765 EFTA01360915