From: Amanda Kirby Sent: 10/1.7/2013 12:32:07 PM To: PWM A0G Subject: Case q 01139258: has been assigned to you. *** NEW CASE ASSIGNMENT NOTIFICATION i" The following case has been assigned to you. Customer Name: Neptune, LLC Contact Name: Case g: 01139258 Type: Internal Request Case Subject: New Account Opening Description: New Bankin KYC 7264 NAO #6925299 Contact: Click on the link to access the case: https://na4.salesforce.com/5006000000TofSc CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049407 CONFIDENTIAL SDNY_GM_00195591 EFTA01360825