From: Janice Franklin Sent: 2/25/2014 5:13:53 PM To: Amanda Kirby I Subject: Your KYC has been rejected Your KYC has been rejected. Case #: 01195159 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: NES, LLC Customer Number: 7265 Reason for Rejection:1. Documentation to evidence additional signer not located. To view the KYC click here https://na4.salesforce.com/5006000000XGIyd CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049348 CONFIDENTIAL SDNY_GM_00195532 EFTA01360785