From: Amanda Kirby [amanda.kirby+egternal@db.corn] Sent: 11/1/2013 1:11:20 PM To: PWM A0G Subject: Case # 01146432: has been assigned to you. *** NEW CASE ASSIGNMENT NOTIFICATION *** The following case has been assigned to you. Customer Name: HBRK Associates, Inc contact Name: Case N: 111,6432 Type: Internal Request Case Subject: New Account Opening Description: New Banking NAO: 7001001 KYC: 01133377 Click on the link to access the case: https://na4.salesforce.com/50060000000NNo3 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049308 CONFIDENTIAL SDNY_GM_00195492 EFTA01360750