Date: 112/12/2013 07:59 PM I Subject: I Ivour KYC has been rejected Your KYC has been rejected. Case #: RelationsiMMIHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: Reason for Rejection.l. RESOLVED 2. RESOLVED 3. provide more information. Is dependent? Please specify. RESOLVED Please confirm Has there been a client meeting with occupation and position at NES, LLC descri tions are not sufficient, please ? Is she a Additional Rejection: Please attached ANL clearance for negative information related to To view the KYC click here https://na4.salesforce.com/5006000000VDvNf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048980 CONFIDENTIAL SDNY_GM_00195164 EFTA01360557