Page 3 Foreign/Domestic: Foreign Foreign Incorporation Location: MARYLAND Origin: State of MA Filing History (most recent two years) Filing Date Description 12/03/2009 FOREIGN CORPORATION CERTIFICATE 3. APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. FOREIGN CORPORATION ACTIVE 06/29/2009 3860998 NY Additional Details Business Type: FOREIGN CORPORATION Business Status: ACTIVE Filing Type: HOME STATE Expiration: PERPETUAL For Profit: Unknown Foreign/Domestic: Foreign Foreign Incorporation Location: MARYLAND Origin: State of NY Filing History (most recent two years) Filing Date Description 01/11/2016 CERTIFICATE OF CHANGE (FOREIGN BUSINESS) 4. APOLLO INVESTMENT CORPORATION CORPORATIONBUSINESS N/A 03/02/2004 04030200097 3 Additional Details Business Type: CORPORATION-BUSINESS Business Status: N/A Filing Type: SOS Filing Expiration: 03/30/2005 For Profit: Unknown Origin: Other Business Filing 5. APOLLO INVESTMENT CORPORATION FOREIGN CORPORATION ACTIVE 02/02/2004 3020813 NY Additional Details Business Type: FOREIGN CORPORATION Business Status: ACTIVE Filing Type: HOME STATE Expiration: PERPETUAL For Profit: Unknown Foreign/Domestic: Foreign Foreign Incorporation Location: MARYLAND Origin: State of NY Filing History (most recent two years) Filing Date Description 09/03/2014 CERTIFICATE OF CHANGE (FOREIGN BUSINESS) For internal use only For internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0046816 SDNY_GM_00193000 EFTA01358855