From: Melisa VenegasImelisa.venegas+external@db.com] Sent: 12/11/2013 12:10:24 PM To: Amanda Kirby tamanda.kirby@db.comj Subject: Your KYC has been rejected Your KYC has been rejected. Case #: 01161376 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: customer Number: 00000489505 Reason for Rejection:1. Has there been a client meeting with Karyna? 2. Please confirm occupation and position at NES, LLC 3. and Karyna 's sow descriptions are not sufficient, please provide more information. Is Karynaissorte same as Is she a dependent? please specify. To view the KYC click here https://na4.salesforce.com/5006000000VDvNf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0045014 CONFIDENTIAL SDNY_GM_00191198 EFTA01357926