Finding Closure Paper Finding ID: GFMS 90-017/2019 #43 (dbTrack2407699) Finding Title: MIFID II - Remaining EEA Countries (Excl Germany & UK) Finding Owner: Karen Cohen Document Author: Sylvia Escobar Document Date: 04/12/2019 Fa internal use oat Page 1N12 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042460 CONFIDENTIAL SDNY_GM_00188644 EFTA01356553