6. NYSE. AMEX or NASDAQ equity and Mutual flout shares valued at less than $10 00 per share will be given a kfammum Advance gate of 0% (Zero) and will not be accexed as Collate:al Advance mites !or Mutual Funds are subject to other internal guidelines and exposure limits aim effort !mu lane to Confidential Confidcntiol 4417812 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0041898 SDNY_GM_00188082 EFTA01356198