Email For Level 1 escalations please contact Mohammed-8 Hussain at email id : For Level 2 escalations please contact Melvin Vat email id From: Sachiva Gupta Sent: Friday, November 03, 2017 10:22 PM To: Collateral Admin-NY < Cc: Srikanta Gouda Abhijit Mukherjee < >; lxSurendra Singh omilmlwallmm>; Nitin-X Singh Subject: FW: New Derivatives account. jlj Classification: For Internal use only Hi All, Could you please add the below client to the DDR? Attached are the SACA and Pledge agreements. Please note there are two accounts for this client. SOUTHERN FINANCIAL LLC Kindly confirm once done. Kind Regards, Sachlva Gupta Senior Analyst I Securities Operations - WM US COO Wealth Management Operations DBOI Global Services Private Limited A-1 it A-2 Evolve - Mahindra Technolo• Park, Inside Mahindra World City - SEZ, 302029 Jaipur. India Go green. Consider the environment before printing this email. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0041612 CONFIDENTIAL SDNY_GM_00187796 EFTA01356099