Representations Relating to Qualification of the Client (Continued) I. the: Client qualifies as a "Qualified Purchaser' as detriu.d in the Investment Cuing-wily Act of 1940, becalm: Chem is• in e natural an parson (including any person who holds a joint. community proper ty, or other similar shined °ware ship livered SS.000.000 issuer that in is excepted under section S(eX7) with that pbmill'N hill Traci ma (Meier spuusel who OWire !WI teSC than investments: nn any n person, discretional; acting basis, tor its own account or the accounts of other nullified pun chasms who in the agmetwite earl it 0101.1t: not less than $25.000.000 in Investments. er a natural company persons that marts who nOt less than 55,000.000 in investments and that is Owuucd dintetly or indirectly by or Inc 2 re more or adoption. are related as siblings Or spouse (Including I ranter spot 'set). ter direct Ili real descendants1)y Iwo, spouses of such persons. the estates of such persons. established by or IA foundations, charitable orgenizations. or frosts for the benefit of such persons: or a securities trust that is not covered by any definition above. and that was ilen ;armed ha the specific purpose at amp ering Sento:or ogler offered, as to which the trustee or other person outhon; • d to make /Muskets welt rest Wel to die trust. nest eau!' pereen who has contributed asscls to the trust. is .; krerSon dose; and in any (lelitalior is above. Clients) Struetured Strategy Products, Requests. Meow check as many of the following se.itegies ("Stu clue ed Products") as may apply. WI' el in the event el early liquidation, Mere may not I • .1Ieped marker. and doe the eiveern, may which io hi costs involved yvith tiny/iding the investment. Furthermore, in tsttes are r, :poser! in thc credit risk oldie issimg emit;'. the case of a default, may result in a significant. or total. loss to Ore IIIVOSIOf. be 1. returns Principal Protected Structured Notes and Candler/tee of Deposit-- t)0°: ••10.7N• Principe Protection which may mote t kevei rind that than FDIC a direct investment in the underlying. Investor underMaids tint principal is protected only it held In maltrn y insurance applies only to Market-Linked Cerefir.ates of Deposit up to the ;tutelary emit it TY 2. Buffered as a bui;e: Notes—Partial principal p Pection (usually prOieetieri from II we first 11);:...201i.ductine rii the melte tray) oriO.is serves; to log investors participate in are downside. either pea kmwaspd haste in tin amiable the underlying declines beyond the predetermined bui far keel. Upside participation in are undmegirig /yew, be k:vanged and KNItlfbAlltt7.COP:Wa. lc 3. harrier Contingently Protected (including Reverse Convertible and Callable Yield) Notes—fah Principal Ptomain' only de vie-Eel IS not breached. If o barrier is breached in the underlying. investors would lose the level ce du wed ion and pat betimes in am decline payment, participation. it any, at maturity. Structures include but are eel limited to those that pay investors n 'lend cora-on at maturity may he in IlpSid0 if tine underlying per :one s positively. or ;loch. The investor acknowhciges; duet Seillikeerll In the form of cash or Pwsital deliver/ of the lab ierlYIng• s< 4. one Market o; more Participation undedyings Notes and Warrants—Zero principal protection. Tull downside participation. MPNs may be inked To varying degrees of upside in the form of a weighted bagel or overbuy add may be customized to otter et:eight 1 tor 1. or is generally complex and which participation. may leverage or a fixed coupon. lilveSIOrs in MPNs seek access to an underlying vMicti hesteally used as an underiying. Warrants be inaccessible may to them in thin maiker. Dle and nerd party PrOlainfan indicas are stocks and may be linked to hedge lunch:, mutual tundt basket of tlands OS WPM .S.M.IntiCitP11 lose full value or all premium paid if the price of the "inclartying asset din net lieu. The Mowing representations are applicable fox en individual account. it this is a keel, trust. partnership, company, corporate or othm liability joint account of the aul hunZed type of account, the word 'I" in the following paragraphs shell mean each owner in IN) Case or a other entity in the case el signatory making representations on behall &Me I t use, partnership, limited weevily us such account type, as the case may be. I experience• represant that financial the purchase situation of and Structured Products is suitable ro my account in light of my investment Maim ems and based upon my own risk tolerance. I have made my own detabion to (Jelin Structured Products for mytic:Mini regardingStreeturea judgment, Products and adequate consultation information with I have independently obtained (from sources other than Deutsche Beak) my own advisors to me extent I have deemed necessary as to tie regulatory, Structured Pmclucis tax, business. may Financial, contain a accounting derivative and 'elated aspects of my landless uf SO uctured Pindu ctS I under stand that may have component in the form of one or more embedded options, and that such optkinis/ the result of reducing the gains or interest income. or incremeng the losses (which may Include a MSS of nialctsel/ nn Structured the SltuclUred Products Products. did no; whether contain held such to maturity a or sold prior to maturity, to a greater extent than would be the cased the capital preservation features if sokl prior derivative component. ; also understand that Structured Products may lose that PlOdrieM to maturity. Finally. I understand the investment risksJR:06016C; with Structured ineludme but not limited to issuer credit risk. market risk and humidity risk, o tote extent mimetic() by applitublc law and rules, authorize Deutsche Bane to ;acquire MO OISPI)St OIStructured Piedueis la iny Account. I ecknnwistdge and agree Mai when Structured PrOducur, itbriZed !or any vccoUril Deutsche Sager itay re.turch nitnit'I, r in .4, 'Weal tot?... :1 pm. arm :chi' Matt Ie. :Auks tout:• Ho. 'toy •Isar .:+•:..gd :tat nn anii to n..•.iv. I. .454,. .. :ow l itx.I • a if. a Milk ili”.otw I ..Ira. ,1110 a es! a ...mailuvi.as (if --t wk...., .• • .e.. '...1 hi Illy 1. 1 4.4 14i tr• to "OP f fse iwzo. lotIm • tu urr ' .1uus.lusiuvi 'bur Van is4 wlatit I P•asi •lN' .r.I a •• • Fr La,1114i ma' •.• pt rsia: 'PA" I lefohn ti. / / / CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) rnmpinpniTtAt DB-SDNY-0041131 SDNY_GM_00187315 EFTA01355844