USPB October `13 YTD revenues $313mm Revenues are up 8% vs. 2012 and slightly behind Plan Revs ($mm) October YTD 2012 October YTD 2013 290.4 Deutsche Asset Source October YTD 2013 KPI Report excluding impact cf NTLP charge ,S27 6mrn) 315.7 October YTD Plan 2013 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031044 CONFIDENTIAL SDNY_GM_00177228 EFTA01344996