USPB October `13 YTD revenues $313mm Revenues are up 8% vs. 2012 and slightly behind Plan Revs ($mm) 290.4 312.5 October YTD 2012 October YTD 2013 315.7 October YTD Plan 2013 Deutsche Asset Source: October YTD 2013 KPI Report excluding impact of NTLP charge ($27.6mm) 2 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031027 CONFIDENTIAL SDNY_GM_00177211 EFTA01344987