c;It UBS U85 Femncial Services tsc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account June 2017 0,70065845790617>0745Y1 0 GHISLAINE MAXWELL Account name: GfrilStANE MAXWELL Friendly account name: Indiv.ChecIdCar Account number. Your linancial AdvisorSCOTT TACKMANLYLE CASHEL Phone Questions about your statement? call your Financial Advisor or the Value of your account RMA IleSOtnCeline at 800-RMA- '000, accourn on May 31 (1) On lune 30 (1) Your assets 20,507.54 18,573.84 %Ask our websIte: Your liabilities 0.00 0.00 NW1W. Lbscornilinancia:services Value of your account $20,507.54 $18,57324 Items for your attention • for Information about our fees, charget and compensation, please see ubs.cornigukletofees and istos.comraccotardisclosures Tracking the value of your account Sources of your account growth during 2017 Value of your account S 76cusandS at year end 2016 143,932.84 716 Net ckpoorls and withdrawals -125,360.31 431 Wur investment return Dhidend and interest income Change in marker value 11.31 woo 70.5 18.6 1.9 • Value of your &corn on Jun 30, 2017 91157314 Dec 2014 Dec 2015 DK kl 6 May 7017 Ion 20'7 SDNY GM 00023496 Member SIPC CM100C0306%4579NP7000306428 00003 C617 0305750a tom) Page 1 of 8 CONFIDENTIAL EFTA_00134116 EFTA01275887 SUBS Resource Management Account June 2017 Your account balance sheet Summary of your assets Value on June 30 (1) Account name: GHISLAINE MAXWELL Friendly account na • Account number: Percentage of your account A Cash and rrxmey balances 18,573.84 100 00% Your current asset allocation B Cash alternatives 0.00 0 00% Total assets 518,573.84 100.00% Value of your account $18,573.84 A Eye on the markets Index Your Fi nancial AdvisorSCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VBS Bank LISA deposit account, VBS INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important formabon about ;our statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2017 One-month UlsOll. 1.22% Percentage change rule 2017 year to date 0.62% 9.34% 0.90% 893% -0.15% 14.23% -O.10% 2.27% CHF 703C0006584580 NP 7000305420 C0033 P5i7 0305793° IICgely 2 of 8 CONFIDENTIAL EFTA_00134117 EFTA01275888 Resource Management Account SUBS , Change in the value of your account lune207W Year to date (I) Opening account value $20,507.54 $43,932.84 Deposits, including investments transferred in 29,492.46 446,367.27 Withdrawals and fees, including investments transferred cut -31 ,426. 48 -471,727.58 Dividend and interest income 0.32 1.31 Closing account value $18,573.84 $18,573.84 Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheckJCar Account number: Dividend and interest income earned For proposes of tins statement, renglity of interest and dAdend income has been determined from a US tat lePatIrg perspective. Based upon the residence of the account holder, account type, or ptcdtxl type, scan interest ands dvidend payments may not be subject to United States (US) an /or Puerto Rico (PR) income taies. The teen monthly statement is not intended lo be used and cannot be retied upon for tat purposes. Clients should refer to the acisfratre to reponing forms they receive from MS annualy, such as the forms 1099 and the Forms 493, foe lac reporting information is the practice of UBS to file the cooker:it to reporting forms vAth the US InternM Rewrite service and PR Tler9SUry creparovent and in such corms accurately oeiv fy chodena Arad interest as la exempt or iamb* 'oxen* Please corsair your Ocher:WA tax preparer. line 2017 (3) rear to date (S) Taxable interest 0.32 1.06 Total current year $032 $1.06 Prior year adjustment 0.00 a25 Total dividend & interest $032 $1.31 Cash activity summary Your el nodal Advisor: SCOTT STACK MAN/LYLE CASNEL See account activity this month1Or detah. asancet in your Sweep000PS ate ind uded in the openng and closing haLsnces vote. FDIC Insurance *pies to dept.:itsat UBS Bast USA and ea balks participating in the UBS FDIC insured Komori' Progarn. R &es not apply to deposits at UBS AG. Stardold Er:arch of bank cfrponts placed through the U8Sinteinational Deposit Account program WC protection /Wits to money market sweep fund hoidrgs tut not bank deposits See Important Mformation about your statement on the lag two pages of this 0:Ktment for detain. lone 2017 (5) Year to date (1) Opening balances Additions Deposits and other funds credited $20,507.54 29,492.46 $43,932.84 446,367.27 Dividend aid interest income 0.32 1.31 Total additions Subtractions Checks and bill payments $29,492.78 -31,365.48 $446,368.58 -470,752.96 Card payments -61.00 -974.62 Total subtractions -$31,426.48 -$471,727.58 Net cash flow -$1,933.70 Closing balances $18,573.84 UBS Bank USA Deposit Account APY Interest period May 5 - Jun 6 Opening UBS Bank USA Deposa balance May S -S25,359.00 $18,573.84 821,288.54 Closing UBS Bank USA Deposit balance Jun 6 819,282 88 Humber of days in nterest period 33 Average daily balance $23,335.04 Interest earned 80.32 Annual percentage yield earned 002% SDNY GM 00023498 CelP70003306934581 MI003305428 00033 CEA 7 03057a0110 ►age 3 of 8 CONFIDENTIAL EFTA_001341I8 EFTA01275889 *UBS Resource Management Account June 2017 My Choice Rewards Points from UBS Account name: GH1SLAINE MAXWELL Friendly account n • ' Account number. Rewards pants are reflected as of the 26th of the month or the poor bus ness day if the 26th fah on a weekend h0110.6y Rovatct. point activity cetais can be lOund On minv.u6S.00o/OnNneteneire4 line 20'7 Year to date Opening balance 6,549 5,709 Points earned 193 1,033 Closing balance Your investment objectives: You have identified the following investment objectiires for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you" friandal Advisor or Branch Manager. Youcan find a ful description of the altemabve investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected 6,742 6,742 Your account instructions e Vow account cost basis default closing method is FIFO, First In, First Out. Your 1g sandal Advisor. SCOTT STACK MANYLYLE CASRIEL CHM:N:0306584592 W7060305428 00033 0617 03057500 .1Y_GM_000234Wie 4 of 8 CONFIDENTIAL EFTA_00134119 EFTA01275890 *UBS Resource Management Account JUI • ' Your assets Account name: GHISLAINE MAXWELL Friendly account name:Indsv Cheek/Car Account number. Some ()noes, income and current vaues shorn may teEoproximene. As a result. gains astllOssesns 1101 be &easterly refkoed. See Aperient into/tenon abut your statement a the end of ths documem for more Cash Cash and money balances Cash and morel balances may include avalasie cash balances, UBS Bank USA depot account balances, UBS EDI( insured Rogan Bank Balances, UBS AG Stamford Stanch deposit account baasces and rroney Mate MUIUS Sid sweep balances. See the important information tout your statement at the endof this document for detain about those balances. stldng U8S SANK USA DEP ACCT Your total assets Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bast USA and al Uss FDIC Insured Program Bank deposit account tdaXes are insured by the FDIC within applicable lents, but ale not protected by 9FC. UBS AG Stanford Blanc hdepost account balances me not insured by NYC and are not protected by 51K. Money market sweep balances are protected by SIPC but are rot Insured by the FDC 0penng baexue Closing baance Pike per share Average Dnidend Interest Crays in on sun I(1) on fun 30 (1) on Ain 30 (1) rate ()tried PellOd Cap &nun' 01 20,507 54 18,573.84 250,000.00 Percentage of Cost Unmated UnreSatd Inoue on run 30 (5) your account bass (1) annual IneCme (S) gan or Ions (1) Cash Cash and money balances 18,573.84 100.00% 18,573.84 Total $18,573.84 100.00% $18,573.84 Account activity this month Date Acliety Description Amount (I) Deposits and other funds credited Jun I Transfer JOURNAL FROM HISLAINE MAXWELL 29,492.46 Total deposits and other funds credited $29492.46 Date *direly (sesc notion ArrOUS (5) Dividend and interest income Taxable interest hill 7 interest UPS BANK USA DEPOSIT ACCOUNT AS OF 0& 17 0.32 Total taxable interest Total dividend and interest income $0.32 $0.32 SDNY GM 00023500 CHP7C0030055E01683NP7003305428 00033 C6I 7 030579001 CONFIDENTIAL Page 5 of 8 EFTA_00134120 EFTA01275891 SUBS Resource Management Account lure 201 7 Account activity this month (contnuedi Check number Dale Description 001053 Am 21 INSURANCE OFFICE OF CENTRAL -347.00 Total chat 4347.00 Account name: GHISLAINE MAXWELL Friendly account n • inclisi rhPfkirTf Account number: Your dnandel Advisor: SCOTT STACK MANLYLE CASRIEL knowit Checks Oae Activity DeSCrlDh0n AM0unt (I) All payments Jun 2 Withdrawal ACH WITHDRAWAL UNTECHEALThIONE -556.98 Jun 2 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -39.94 tun 5 Withdrawal ACH WITHDRAWAL AMEX [PAYMENT -30.120.52 Jun 9 Withdrawal ACM WITHDRAWAL Saks Retail -301.04 Total bill payments -131.018.48 Card Items for your Attendon: The new U8$ Visa Infinite credt card is here, packed with exclusive trawl benefits, more rewards and more of what you lore. including ertraordinany personalized service. All sturriinglyclad in metal. Visit ubs<cm'uisainfinite or call us at 888-762-1232 to learn more tale ciesconcion Amount Card payments Jun 20 CREDIT CARD PAYMENT -61.00 Total card payments Mint-non Payment We Payment Due Date Crecll Inn 461.00 Ayala:it Croat line Outstanding biance lies Visa credit cards) payment information for July 23.2017 535OO Jul 23, 2017 135,00000 S34,807 20 4192.8O This Mgt cad is emoted in it BS Pay Credl Card feat ute and will autcmetcaty te paid from your account Your payment is scheduled for July 2Q 2017 We decide this information on you' Lin Visa vent card Sdely as a courtesy 10 you True 085 Visa credt cad and account ae issued ty U8$ Bank USA. UBS Bank USA send you the officid staernent for thus account and you should make your pia/men' accord ng to their instruct ats. We do not indult* your outstanding <fedi card bdance in the •aue of you. account with U85 Firianifie Services Inc ctai7C003305584594 Ne7000305428 00003 OM 7 0305750tal I tgryky_Gm_OOO235rAge 6 of 8 CONFIDENTIAL EFTA_00134121 EFTA01275892 (SUBS Resource Management Account June 2017 Account activity this month (COntriVedl Dale Acirvity DesctclOn Am0unt (0 Money balance activities May 31 Balance foniterd $20.50754 Jun 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 29,492.46 Jun 5 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 06/02117 -596.92 Jun 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF C6/0W17 -30.120.52 Jun 7 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 06106/17 0.32 Jun 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06/09117 -301.04 Jun 21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 06/20117 .61.00 Jun 22 Withdrawal U85 BANK USA DEPOSIT ACCOUNT ASOF 06/21117 -347.00 Ain 30 Closing UBS Bank USA Deposit Account $18.573.4 Account name: GHISLA1NE MAXWELL Friendly account name. Account number. Your Financial Advisor SCOTT ST AC KMAN I YIP CASFUEL The UBS tent USA woo &COM IS your primary sweep action SONY GM 00023502 CNe7001X0065134585 NP7000306428 00033 0617 030579301 0110 Pep 7 of 8 CONFIDENTIAL EFIA_00134122 EFTA01275893 *UBS Yournotes ---,== CONFIDENTIAL _ _oconften. . EFT,00134123 EFTA01275894 Important information about your statement U3S Fiuncial Services Pc. (the Firm or UBS Faint' Servbes), is a merrber of all principal washy, ccmrroday and optima exchanges. UB5 Financial Seniors and 1.85 Bank USA re i-dien subsistent, of UPS AG and *lathes of UBS Secures U.C. The FiMs theme' statement R available upon regent. The Fim's roomer off kes ere at UBSFina-col lances 1200 Harbor Boulevard Weehawken, RI 07086 This stattmirit represents the conk official record of you' LBS Financial Semites account. Other wads, except official tx dsurents. contanng coneliang data should MI be relied man II you believe there 6 an ma a omission. Pease report it "media* n writing to the Branch Manager of the office wvig your account. Althea)' al limits shown re intended to be accurate, statement dela take not be wed Ice ear purposes Rely meek on yeasend tax kerns, (1e Form:1099. 5498. 10425. etc) when prepamg your tax return. The Fim requiredby taw to (ism to he IRS alterable deaden* report/re nantarable drebkna and uxAsk interest end an secures held ni pv accour net proceeds an sit bread ore, rd cost basisancertain covered stories. Cram" onkel, with the Firm • Please reconfirm any oral arrnwnoatona in wining to further protect your rills, mdudrg your nthts under the Seosiies Investor Protection Ad (SPAT • If thefinancial ithitution m the top left of the bard of this stream* snot LBS Franca Senrees,U3S Financial &mien carries you account as dearing broker by arrathement wit the a-dieted instarin We informed you of this relatcnshil when you opened this accost h the cast your hide and Porkies a* boated aims financial Services and rot the imodrith brokers and you nun make a mon of ay error or omission to both limo. • As desisted in the account agreements yw rust roily us of any enors or 'Feud involving decks retlecled a lyote statement within 30 days after a was mailed or made avelabla. • Please di-octagon-4r complaith or ixreies to the Fim's C fent gelatins Derailment *201-352-1693 or tolUree at 8C0-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, a in *nig to UBS Fivnual Senior Pc., Client Retrials Deprimenk P.O. Box 766 Union City, NI 07007. • A 0 stamens shall be deemed complete and accuse if not objected to in writing within 60 days • Fa TT' services_ Call 1344-612.0986 or tan outside the US.: Cal 201.3521495 • In use of ems, or china:re Abair en electronic firth transfer WO. bR payment ce UPS Vorockbil card transadons, call KO-762-1000, or wile to UPS Fronual Ix., 10% Harbor Blvd, 6th floor, Weellah4.e% NI 07086, Atn RIANESA Sakes, Cal a mite as soon ammo can, if you tit yam statement a receipt is wag or 4 mu need more neomialon tat a transfer on the statement or resets. The Film or Cad Issuer (as amicable)mutt her IroMyOu ro later then 60 days alter the Fern um you the list statalialt on which the erns or Problem append, - Proved, yam name ad accant Metter (0 any) - Cesabe tie error or the node, yeu avuTiure about, atherplain as dearly rya can why you believe d is an acne a why yw need more dormrim - Proirde the demean arrant of the suspected era. The Firm or Card Issuer wet niestgete your carrion and MI coned thy enor promptly. For alleged "Iron roolving UBS Vire debil ca-dtransacliam. if we take more than 1014 Wets days to dotes, we MO credk you rant for the amount you that 6 in error, so that you wt brie the use of the money dunng the tine e takes us to cemplete our imestiption. Please mice all checks payabb to the Finn or the Irina& ingerian ndcated on the front of tha statement In addition to roods attest lar4 accoures ma/ be abject to mareenrce lees, chaps for late pasimint kr securities purchases and charges kr unpaid arnants n cash accotnts Accounts that are tansferred to other instnitins may be subject to a Vander tee. UBS Sweep Options LES offers options kr mewing cash balances to bals depose accounts al non-affiliated bats rd affiliated banks. money market mutualfunds (Money FLOW at the eternal:nal GIMP Locate (CA) for customers will as Internet:oral fenathe Management Accost. Deposit accent al UB5 Bak USA and nos-ablated banks panicipatng n the UBSFPCinstred Deposit Program re FDIC iimured in accordance wits HNC rules. For men idarnatin, pima wick wwwfdicom.Deposk accounts at UBS AG StamfordBranch and shires of MoreyFut are rot tared by the FCC Through the DA, cash Winces ere swept to deposit accounts at UBS AG New Yon Brand, a-d UBS AG Carnal Branch. These deposits are not inured byte FDIC. Palates held at tee LBS AG Cayman Branch are tenthsanly eposed to tux sovereign nett of the Cayman blends ad there is no aura-rtee or other obligation of UBS AG to repay the balances while on the UBS Cayman Branch's beaks. Bank deposits are not protected by SIPC . Mosepy Fund shires we protected by 51K. See "LOS Finarthel 541-ricth Account Protection' below. I4XriyOut request, balances n the bare deposits maw be wthdawn, ad shoes of a limey Ford may be liaidatect and he proceeds nand to you a your sentries accctre Further limner:a about available sweep options, ithrerg current interest rates and yields, is available at wenvubsoombweepygIM from your Friencial Adviser a by calling KO-762-1000. UBS Financial Senecas meant protection The Firm is a marten of the Searain tutees Protection Corp:ration Or/. Mach protects securities antomen of As merrters up to 1500,000 (eickidina 1250.0X/for chins for used. bobnathey brochre maitre upon req.sest or at mew spc.org The SIC asset protector. Min apply to all roosts tut you heldin a orticulen capx the Fithrn. . together vrats certain satiates, ha also purchased srplemernahnesake The ma mum stipule pay kb to al elobe client, whom& utter this rotten:41 is 5500 million as cie December 10, 2016. Subject to the poky conditiss at limitations, cash a the Firm is further protected for up to 11.9 million n the aggregate for all you accounts held n a particular capacity. A hi spy of he poky wordng is erwilebk mon request. The SIPC protection and the supplemathl protection both do not apply to • Celan lruncial theta controlled by (and ridged ii your account value) but hell away from UBSFinancir Smarts (e g.. certain (I) deposes a affihaed and ron. ablated bats 00 nsurace products, naming variable errata's, and (6/ shares of mutual funds Mtn such tier are regained candy in the name of tie account hot:khan the books and records of the issuer or trawler agent); • "regiment contracts or nvestment reerests (e.g., kneed partnerships and private placements) tut are not registered under the Securities Act of 1933; and • Commodities contacts leg. f reign exchange and precious metal contracts), includny Mures convects and corm:mak option contracts. the SIPC protection and to supplemental protection do not apply to these amen ewes d ll-ayo•harvehe mom on spa statements. The SVC protection and the "pplerrental protection do not protect agarst changes in the mantel veer of mu investments (Melba as a result of market movement, issuer briouptcy a other...at) Dividend Reiwanment lerograrn (DPW) The price reflected 6 an average price. You may obtan the actual price fran tar financial Atext Only vrok sham re purchasedunder DRIP; partial alms voile be sold at the cash leer be deposited 'ayour account The chictend reiwesbnent price aeplied by the Auer may 611e from the make price at othich the patial shares re sold Cash-raitu Only whole urds may be had n vas' recut If you are enlisted to a panel use as a result of a Perini payment or al-meows the Simi we ether sell pa-WILE-Ms at Market Cri:. Cr accept an arrant determined by a registered clevh) agency, at credit yar accord InItat&aent objectives The rmstmert objectives and risk profile ar• spec Rk to each anoint and may thy between you accounts Were adze the Firm prorrotbr in meting 01Rot' sginf bent change in your Inancial silualon or inveitmeM cbactives. For each accant heti, you choose are al the following investment Mirth's: • PeocaxeCurnentincomt Investments seeking the gereratith of Mane only. • Achieve Capita Aporaiabon threstments seeking growth of principal caber tan the generation of income. CONFIDENTIAL • Paractute Combination of Income and Capital Ammerman Investments Mang both the generation of income rd growths" scribal. Overall risk profiles • Conteware. Seeks to manUin nitre prithsal with low rite ad volatility to the acorn overall even if the metre ea amain does not generate signif rani income a Nun and may rot keep pace with inflatith • Moderate. Wiling 10 accept some rids to pincipal at tolerate same volalety to seek eater returns. • Aggressive: Wiling to accept hit irk to pnnopal and high volatility to seek hobreturns our time. • rmestment Ebadidm Consideration: I selected a portion of the pOre101io f or that account may include corrplex strategies, I Mated 1i4ii6ty and gear volatilty. Sturtementehotaoholdier We may consoldate al related account statements with the sane address in the sure envelthe eg. because they have omen who also maintain jori scant rebtionahjin wen other dents a the same address. If you prefer to receive individual striments mailed in separateenvelopes, yo may decline householding by cailig your Femoral Admor. Friendly account none The Friendly account name is a cvskrnetee Man.-m.1 chosen by you io assist you with your recondkeeprig has no legal effect an your account Yea ca) ataxy your Friendly accost" names, through Onthe Services or by contacting you Fa-antral Advisor. Moped overview • Valet of you emounapsenteo. Net of assets axe Sabres • Asses Includes arab" cash balances vat es for restricted security (est ), and Global Time Deposits, unrealized marks to make, andcertain assets not held by tie Finn. Does rot induck unmated secuntiestassets at the end of the plot and assent statement periods, a pinata lemstmerrt . unmated stock options and exercisable cod options • List,//pea harks Mat Waxes, orstandith mato loths, credit lint short accant balances. • Casheironey balances. Total of uninvested arra* cash balances, pleas deicer balances at attained at nen-allileted banks, a-d mem motet mutual Ind swop batances, at the cbs• of tie statement period Non.cornmodily tree creek balances in yar accord acv not semegaied from other balances and tethrn may tau any of these fords in the ordnity cow. of is busier. These funds arepa/MA mon your demath. This total 6 nolded in tie curet period closing vakae. Linda's information For detaid hicrmalion on the Firm's MISR pricier ad dscbsures, refer to yes Cam Relationshg Agreement a accara Agreement and Iffe General Terms and Co tons. US Statement of Credit feather available n Agreements and Onclosures • ev,,uturnuney,,,uw., SDNY_GM_00023504 EFTA_00134124 EFTA01275895 Important information about your statement (000101rd) Year meta Your 'filament amen securities wroth.r assets held hike scant al the end of the statecraft we'd. You may ask forderery of fully pad seoslits at rer tine. You mar receive securities used as loan collateral ether paying sly balance do on them. bey securities tenderfeet to Ine Vim dairg the statement period are heed at war value as of the end of the sternal period. • Cart basis In deter ring te cost basis of te rashes included in this statement where indicated wit, the number 't• UBS Financial Services has relied on information obtained from sources other lhanURS Financial Smites. including Of a-motion from anotheI im a that you may haw provided to you Fina-cial Adrisor. The Firm does rot indePerdently verify a gaunt** the accuracy a voklity of my iron...Lotion provided by coaxes other thri U3SFhancial Senices h Achim, although IBSFinancial Wakes generalgr updates he nkrmarn as ills reserved, the him does not provide any assurances thee the nfamation odor 'Cost base rd •Unrealced gar/ WC is accurate as of tie date of this statement. As such, pease do not rely on tie rriamition lo make puthase or sale decisions la tar purposes or Whinier Assounb twelemed to tie Fin may reflect gallon hfcrmatim only foe the period of tine they are had at tie Fin More hiaorkal tkanaltn can be added by you' biaxial Advisor. • Unrealised ganaleeses When data a wadable. estimated uroalind windlasses are cruised kr rdrvidal securey lots. The transaction data for imbibe lots may or may Oct reflect ammissica. chines andor security reorganizatian events. Dividend and one, reinvestmene lots and ystematic pudnase tats are each combined to (tatty re averagedlot The 'Trate date' totempresentsthe crqi-ol transaction trade date. • Callable securers Bonds and preferred sod thin the kerncats for cab redemption pail be selected impalialk by lot from arrorg all sashes of tot ewe held hour name or in nominee name for at clients Call lean nktmatin s cared from third parties and at accuracy it not %ennead. Other call ferns may enist which could affect yel4 °wrier Plormatitn Mete provided upon request • Certificates of deposit (0:11). COs are FDIC nsured nay to 1293,000 n principal and accrued interest per deposer ant per depository inaikern in accordance van FDIC etas. • Pricehalue. Prices die:dyed fa securities and Wee pod is may be higher or laser than the pike that you would 'drib/ receive in the meths Prim are drained from various tad party sources shin we tans to be crab*, lam we do not guarantee thee' accuracy. - We general & me the closing price when hark a te mean of the bid and a* prices kr listed searges and options ce ark bid prices tor OTC leashes. — In ace* traded *Oleos maybe paced usnp a valuator model or the mat recent price we obtained amid may not reflect an actual market price a vale — Certain positions may appear wilecul a pis. rd will now as 'price was 031 available • if we are unable to °been a axe for a stagily. - Deposits a securities derommated ncurrercies °her tan U.S dolls, re reflected at the @whinge race as of the statement date. — For certain searnes racing innon-cone onning denominations pnce and quantity (face vas) may hew been adjusted to Isobar groper valuation To Wan anent arta:aro, when mailable. contact 'cur Financial Acker • Private investments and structured products. Private nverment straits (rasing deed pansies ean program end martial, onsestment hat wailer and structured prodres are gowely highly hard Cerra strut-Cued amidst have not been registered with the Securities and Exchange CannleSien et under any state securities laws. We Fronde *treated vales for private incinerate secretes a-d structured products for Harrah:nil osmoses ink Accuracy isnot guaranteed. — These Sues may differ Abase" Iran prces, any, at which a prime iweserient security structured product rmy be basin. I or sold and ds rot neceswyrerreserri the value you may receive iscn licuidatcn. — Third party eslmatesol veldt re as of a twain dace std an supplied to UBS Weakest Services on a rears basis by art independent satiation firm. — IMP; generalpa-mei or sponsor estimated sass, ary, ate supplied to te f nn by the issuer, general partner or sponsor and my be caloSatal based on dfferent irdormat.on Iran fist used by tied prin to okra tier estimated values. — You can obtain +Waiter dowsing, regardig te met a:bloc! wed to determine the estimate of value ad the date of tie hommionths is the bash for the estimate by contstng your Financial Advior. — Third pity enraged vetoes may be reflected as *Not puked in several 'tuella-is: when an iidepee'dent valuation Inn hes not suppled a a ruble to astir • yeas, when we become snare net a materiel event ha; owned that may call a previousy reported value ink question, or yawn a value would te highk speoSetne due to tensor* oft* security. - When miner an bur, tamer al partner or sponsor ablated value nor a thirchpany estimated value is Fronded the aka of the salsify will be different horn torch:me Pate — 'Distributions to date' my include return of capita( income or both. - 'Original unit size' Wrath-ft tie niter offering Price per unit ad may not reflect your cost bast — DIP and unlisted BBBstashes are rot listed ma national swathes exchsnge and are genet* illayd and own a they can be sold, the price Meted mW be less Pan te per sham estimated value provided in the account statement. • Restricted sewers. Restricted securities general se rot (unfitly ebgble for public re. UBS Pinta& Seeman wave the maket price Ore unrestntted stock of she sane issuer as an matted value fa lee restricted stock lint...rano/ ma stamen( only. To the extent tut 'erected seo.rites are elgbe la sale, the ale received my be oLetantialb less than the imposed value Mann • S. (aetimated) income, anent yields and rata An estimate of arrual home based on crown dnidend rd interest raw, assuming to statue, will be held for one yew from statement date or until nitrify. This Wilms is al/ a gukleine; accuracy and continued income are not guirantee& — Estimated arrest i-come rd current yeld fir scream mpes of marries sour include a return of principal or capital gains in which case the est income fa-idcurrent yield would be overaated. — Estimated anal hane and current yield and the slur name ad yield might be lower a higher than the estimated annum. — An estimate of a-ruaked income (dividend ander interest/ dirtied by the current maket valefaverage balancers based an the last dividend or rarest payment madebythe emus and mama tie urcreirdepasits will be held for crs year torn te statement date orureil matuity. Accuracy rd continued yell are not guaranteed • AMU not held by LOS I' hergiel Services. Certain wets we not held by the Finn and not mini" the Ferns possnsbn or carol. These wets are dicsleyed on yos gatemen' for informational purposes only. Positions and values presented re provided by the issuing fern LEG Freesia Services a not rinproble for Ihe infamation and does not qua-antw its accuracy. These assets are rot protected by SWC or the Fars supplemental SIPC coverage. • Revenue sharing and additional campensetiew - h addhim to cornmarns cn tales and 12b1 lees w eird in cowrie:en with lee diserbAir of mutual An* to our cants we ardor our affiliate recede revenueshying payments tan distrturrs ands advisors of the mewl luta that we sell. These smarm we baud on two different comp:rent& (g the ware of sales by 12$ of a Parlitula-rululd Antifamily to ourclents and GO te asset ate of a particur rubel ford faniys shares her at he Inn. — We a-dour affiliate also receive networking2rd smenbus processrg fees in combust:riot twister agent services that m provide to te mutual( rands These fees gereralbi at paid from investor asset n ero mutual fund and are a red drier morn baud on the number ol scants at the brolier.dealer hoking masa funds of that fundfamily - h ackIdon to commare received in correction win the safe or Strbutionol annuity conked' and unit inweinant trust anti lo our clients, we ardor our Striate receive revenue taring compensation tornmany of tie route-Ice companies underrating to away conlracts atlases of the instance convenesor sponsors of the inn investment trusts re &tribute. CONFIDENTIAL — Our affiliates also recent using ccerenisecim end ohm compromise Iran mutual funds and Muerte companies whose products we rastetuto. — We wine n a-rualfee from L85 Bank USA and L61. AG Stanford Bunch of tpto QS per account sweeping to the bents uncle the LES Bank Sweep Program Activity Information regarding crimsons and other dunes incurred in canectai path return of Wades, inducing optir transactions he been included an con( irmsions preMoutki furnished to you, rd 'WI be provided to you promptly on worst Short selling If you re engaged in shot seer° a wurity, you may incur a charge due to certain byroweg costs for that Priors strata. Open orders Regarding open or 'geode ilkeincelbe aders tun were rot executedbythe stammer. date, open buy and sell stop orders are refixed by the amount of divde'ds or riges on an ex-dividends a a-r4its date unless Weiser chemise by you. You are tesponsble for orders tot are executed die to your (alum to cancel ea sting open orders. Priem To obtain a copy of as current Client Frivacy rake plow comact your Financial40.ra or vkit ar website le0Vailarefilgittharra2kCIP - LES Froncial reach a not a bank. The RMA, Business Services Account BSA and AMA are brokerage accounts which provide access to bating venire rid prodsb Ihmugh avangerrients with affiliated banks and other ihiotparty banks and Fronde' access to Insurance and annuity proicts issued by unaffiliaed nird-perty insurance orbit tart. instance kgrayotairkriel of I_ISS Financial Sentes Inc — hvestment inure-we rd arnuity p-ccbcir — Not FDIC hured• No bank guarantee* May bse vale - IMA. Resource Management Account, Burrs Services Account BSA, IRMA and retmational Resource tlabgement Account re registered service maks of LESFrential Semites lx. — VISA is a registered "redone& owned by Visa htemarknal Strike Aswcution ad used under kense The UBS Visa creole cads ad the UBS Visa debt cards am Muer by UBS Bank USA with permission from Visa US.A. Incorporated AR caw eadernaks, registered trademtets, with maks and regatered sense me-bare of their respect.* OCOnlanii2S LABS Financial Services Inc Rev. 201705 SDNY_GM_00023505 EFTA_00134125 EFTA01275896 *UBS ues fe+andel Services tic Private wealth Management 299 Park Avenue 25th Floor New York 1W 10171.0002 CNP700565430t 0717 VI 0 Account name GfrliStANE MAXWELL Friendly account name: 'nth Check/Car Account number Your financial AdvisorSCOTT STACK MAN/ LYLE CASRIEL Phone Questions about your statement? Call your financial Advisor or the RMA Re it GRMA-1000, account %Stour websIta: verdw.ubs.conYfinancialservices Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepott.com. Resource Management Account July 2017 GHISLANE MAXWELL Value of your account on June 30 (3) on July 31 (9) Your assets 18,573.84 40,683.50 Your liabilitieS Value of your account $18,573.84 $40,683.50 Tracking the value of your account S 7:6 Dec 2014 Dec 2015 Dee kl 6 Jun 2017 Jul 2017 Sources of your accent growth dudag 2017 Value of your account at year end 2016 143,932.84 Net deposits and withdrawals Yaw nvestment return, NW:lendand interest income Change in malign value Value of your become on Jul 31, 2017 SDNY GM 00023506 -$3252.27 12.93 90.00 84466.50 Member SIPC CHP7004:6005654301NPT000187303 00003 0717 03057SOSCOCO ►age 1 of 6 CONFIDENTIAL EFTA_00I34I26 EFTA01275897 *UBS Resource Management Account July 2017 Your account balance sheet Summary of your assets Value on July 31 ($) Account name: GHISLAINE MAxWal.. Friendly account non• 114 r Account number Percentage of your account A Cash and rrxmey balances 40,683.50 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $40,683.50 100.00% Value of your account $40,683.50 A Eye on the markets Index Your Pinandol Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS FDIC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about mu statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2017 3-month Treasury bills: 1.07% One-month LIBOR: 1.23% Percentage Change *July 2017 Year to date 2.06% 11.59% 1.89% 10.99% 2.89% 17.53% 0.43% 2.71% CUP70003005€64302 NP7000187303 00003 0717 030575004 CONFIDENTIAL mix02351399e 2 of 6 EFTA_00134127 EFTA01275898 Resource Management Account Change in the value of your account July 2017 (S) rear to date (1) Opening account value $18,573.84 $43,932.84 Deposits, including investments transferred in 31,426.16 477,793.43 Withdrawals and fees, including investments transferred out -9,318.12 -481,045.70 Dividend and interest income 1.62 2.93 Closing account value $40,683.50 $40,683.50 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Checkkar Account number. Dividend and interest income earned For purposes of INS statement, tenablty of interest and dMdend Income has been determined ficM a US tax ItPoltirg Peradiar. Baud upon the residence of the account holder, account type. or product type, some interest ands dvidend payments may not be subject to united States (US) ardor Puerto Rico (PR) income tares The tient monthi statement is not intended lo be used and cannot be (Ned upon for tat purposes. Clients should refer to the aoricatie tat reporting forms they recent from 165 annualy, such as the Comas 1099 and the Forms 480, for lax reporting information it is the practice of UBS to file the aantilatle tar reporting forms With the US Interf0 Flektnik SerYnCe and PR TleaSurf DepenTent. end in such lOrrns accuratsy das5ify cibsclenct ardor interest as la, exempt or tamable le4eale nease consult your inagdual tax prepaier. July 2017 (S) Year to date (1) Taxable interest 1 62 2.68 Total current year $1.62 $2.68 Prior year adjustment 0.00 0.25 Total dividend & interest $1.62 $2.93 Cash activity summary Your ?I modal Advisor: OTT STACK MANS YIP CASRiFI See Account activity thou month for dela Is Riances in your Sweep Options are ind uctd In the openng and closingbalances who. FDIC insurance /pipits to deposits at UBS Pant USA and an balls participating in the UBS FDIC Insured Deposit Rogan. n ores nor apply to deposits at UBS AG. stariord march or bank Omits placed through the U8Sinterriationa Deposit Account program SPC protection apples to money market sweep fund hod rigs tut not bank deposits See important informaton about your Oa:einem on the last two pages of this document for details. Opening balances Additions Deposits and other funds credited July 2017 II) $18,573.84 Year to date (1) $43,932.84 31,426.16 477,793.43 Dividend aid interest income 1.62 2.93 Total additions Subtractions Checks and bill payments $31,427.78 $477,796.36 -9,125 32 -479,878.28 Card payments -192.80 -1,167.42 Total subtractions -$9,318.12 -$481,045.70 Net cash flow Closing balances $22,109.66 -$3,249.34 $40,683.50 $40,683.50 UBS Bank USA Deposit Account APY Interest period Ain 7 - Jul 9 Opening UBS Bank USA Deposit balance Jun 7 $19,282.88 Closing UBS Bank USA Deposit balance 1u19 840,876.30 Number of days in Merest period 33 Average daily balance 822,160.33 Interest earned $1.62 Annual percentage yield earned SDNY GM 00023508 008% CPIP7C0C0305654303NP7003187303 00003 0717 03057500110000 Pap 3 of 6 CONFIDENTIAL EFTA_00134128 EFTA01275899 4t UBS Resource Management Account July 201/ My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account n • Account number: Rewards barns me reflected as of the 26th of the month or the once business day if the 26th fats on a weekend Wholay ReWada pOn1 Wanly oetals ran ct lOund on min,' u6SX0rofontintSent<eS July 2017 Yea, to date Opening balance 6,742 5,709 Points earned 89 1,122 Closing balance Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you, financial Advisor or Branch Manager. You Can find a full description of the altematwe investment objectives in Important information about your statement at the end of this document 6,831 6,831 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consdera tan - None selected Your account instructions . Yew account cost basis default closing method is FIFO, First In, First Out. Your llaanciel Advisor. SCOTT STACK MANY LYLE CASRIEL CNP70:O005654304 NP7000187303 00003 0717 0305750at Gitoonews 4 of 6 CONFIDENTIAL EFTA_00134129 EFTA01275900 UBS Resource Management Account S Your assets Account name: CHISLAINE MAXWELL Friendly account name:lndiv Checkkar Account number. Some prices, indoe and current vaues Sheri' may be approximate. AS a sea ut, gam dndlosses may nol be accurately reflected. See smporunt into:moon about your statement a the end of this Cecurnern tos more infortnanon. Cash Cash and money balances Cast> axl morey batances may include avalaile cash balances, UBS Bank USA eeriest account balances. UBS FDIC Insured Rogan Sank Mantes UBS AG Stamford Branch deposit account bdances and money market mututt fund sweep balances See the Important information tout nut statement at the end of this document for detaits ~Le those Mances. Hddng U85 BANK USA DEP ACCT Your total assets Cash Your Pi nandal Advisor: SCOTT STACK MAntLYLE CASRIEL UBS Bank USA and al UBS FDIC insured Progati Sank depOLI scant taaXes are insured by the FDIC within applicable lints, but ale not protected by SIPC. U85 AG Stanford Blanc h deport account balances see not insured by FCXC and are not protected by 5IPC. Money market sweep DVdaces are protected by SIPC but at not Insured by the FDIC 0penng bafiXe Closing bddxe Price per allege Average DnIden0 Interest Days n cold 1 (I.) on lul 3) Oa on Jul 31 (S) rate period period Cep amount (11 18,573 84 40,683.50 250,000.00 Percentage of Cost Estimated Unrealized vue on ltd 31 (5) your account COPS (S) annum incare genot IC45 (S) Cash and money balances 00483.50 100.00% 00.683.50 Total $40,683.50 100.00% $40,683.50 Account activity this month Date Adistly Description ~cunt (S) Deposits and other fends credited Jul 3 Transfer JOURNAL FROM HISLAINE MAXWELL 31,426.16 Total deposits end other funds credited 531.426.16 Date Adis:1y Description ArnOUrrt (i) Dividend and interest income Taxable interest Jul 10 Intereg UBS RANK USA DEPOSIT ACCOUNT AS OF 07/07/17 1.62 Total taxable interest $1.62 Total dividend and interest income $1.62 Date Actiuty Degnplon Amount Oa Bill payments Jul 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -8,528.40 continued next page SDNY GM 00023510 C HP70303005654305 NP7003187303 000:0 071 0305na:000 Page S of 6 CONFIDENTIAL EFTA_00134130 EFTA01275901 SUBS Resource Management Account Account activity this month k0ntmued) Dote Adsly Bill payments (continur) Account name: GHISLAINE MAXWELL Friendly account name:Indic Check/C r Account number: Your Knanciel Advisor: SCOn LYLE CASRIEL Desciiphon Amowe (S) Jul 6 Withdrawal ACH WITHDRAWAL UNTECHEALTHON€ -656.98 Jul 6 Withdrawal ACH WITHDRAWAL UNTEDHEALTI-IONE .39.94 Total bill payments 49.12532 Card kerns for yew Attention: The new U85 Visa Infinite (refit card is here, packed with exclusie warel benefits, more rewads aid more of what you lore, including extraordinarily personalized service. All stunningly <lad in metal Visit ub5CCMPSainfinite or call u5 at 888-762-1232 to learn mare Date Description Amount (I) Card payments MI 20 CREDIT CARD PAYMENT -192.80 Total card payments 4192.80 Merman Pennen1 Cue Payment Due Dare Credi ine rvalade cacti line Outstanding Mulct. UBS Visa credit ca rd (s) payment information for August 23, 2017 135.00 Aug 23, 2017 135,00000 134,911 00 18900 This credt cad is enrolled in UBS Pay Credi Cad feature and hill autcmaticaty be pid from your &count Your payment is scheduled for August 20. 2017 We prance 1N s information on your UBS Visa credt tarot scleiy as a courtesy to you. The UBS Visa credt cad and account are rssued by U85 Bank USA. UBS Bank USA sends you the oflicia staement for this account and you should wake your payment accordng to their instructions. We OonotinduCe your 0ulstandino crew card toarce in the value of yOtr account watt 085 FirtanCia Services IrK Dee Activity Desorption Amount (S) Money balance activities Jun 30 Balance forward S18,57324 Jul 5 Deposit U115 BANK USA DEPOSIT ACCOUNT 22,897 76 Jul 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/06117 -5%.92 Jul 10 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07117 1.62 Jul 21 Withdrawal 1.185 BANK USA DEPOSIT ACCOUNT AS OF 07/20/17 -192.80 Ail 31 Closing UBS Bank USA Deposit Account $40,683.50 the UBS Sank USA Depa9t Account is your primary sweep option Oile7C0C0301654306N1d0C0187303 0002 0717 030575004 Y12357655003My_Gtmc0235quige 6 of 6 End of statement for account numb.... CONFIDENTIAL EFTA_00134131 EFTA01275902 Important information about your statement 1.85 Faunae Services Pc. (the Firm or UPS lard' Sanaa.), is a member of all principel smithy, ccmrrodey and options exchanges. UPS Financial Semler, and 1.65 Bank USA are i-diwct 'ulna:Janes of UPS AG and *fibres of UBS Smarties LI.C. The FeMstnanoal statement 6 available upon rebus. The Fm, s extosee cakes ere a. UBSFina-cel SeniCeS lax. 1200 Harbor Boulevard Weehawken, RI 07086 This Statement represents the only official record of you' LBS Financial Senates account. Other records, meat official la. dxunents, contanng conalinng data should rot be relied Lan II you bete.* there 6 en era a omission. please report it immediately n writing to the Branch At anew of the olio wvrg your account. Allhocep al lipares titan re Mended to be accurate, statement testa *putt not be wed kr to purposes Rely 'deb on yeawnd tax kirms, (Le • Form 1099. 5498. 10425. etc ) when orepamg your tax return. The Finn required by law town to he IRS all eatable &Mena report/kb non-taut& daelisna and table Merest owned en seetaties held in pis account net proceeds ash sale brisact Sap rd con basis an certain covered stones. Cagermilallons wigs she Firm • Please recoil/km any oral sorrnwncateana in wring tofurther protect your rict4s, indudrg your rites tinier the Sto_elies 'menet Protection Act (5, A1 • If thefinancial alitution an the top left of to trona of this stems snot LBS Fnaze' Servees,U35 Financial Snits carries you lawn( as d•aring locker by arragerrent wit the iterated insieuton We informed you of this relatteMht, when you opened this accost h Ow cast your but and Porkies a* boated a Les financial Senates and rot the imacig braer. ad you nut make a npa of any a or omission to both firma. • As desisted tithe account agreements, you must roily us of any enors or fraud inputting d-ecks reflected 0 r Our statement within 30 days after t was mailed or made available. • Pleacediwn *sower complaras or ixpries to the Fists C fent Relations Department a 201.352.1699 or tolUree at 8C0-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, a in swing to WS Feuncial Seneca Ix,. Client Ratios Depaiment P.O. Box 766 Union City, W 07007. • A 0 sleements shall be deemed complete ad aconite if not objected to in writing within 60 days • Fa TIT services_ Call 844412.0986 or tram outside the US.: Cal 201.352.1495 • In term of *nets or coasters abase as electionic ftrds banger (6T), bR paymera or UPS Vortabil card transactions, call KO-762-1000. or wile to UPS Enema Gallas Ix., IMO Harbor Blvd, 611l1100r, WeehthAtiN NI 07086, Atn RIAANSA Sakes, Cal a write a soon asps can, if you ihnk par slammed a receipt is swag or 4 you need more hlomiatcn exut a transfer on the statement or recipe. The Film or Card boar Gs eglecable)fturst her fromyou no later then 60 days alley the fern um you the list statement on Mit. the error or Problem a:Pea-ed. - hosed, yotr name ad accant nutter (if any) - Cesate to error or tie trawler you at inure about, rd sagas as clearly as you ca why you believe d is annex a why yw need more nformarn - Provide the doter arrant d the suspected era. The Firm a Card bsuer wi noestgate sue complan and MI coned a-ry error promptly. For alleged *iron Moire-mg UBSVP•debil ca-d tea-each:re. if we take more than 10 Gs inns days to a this, we willcredit your mane for the mount yea theta in error, so that you wel hew the use of the money dunng the tine it takes us to complete our iwestiption. Please mere all checks payabb to the Fern or the Invicsal insist:on ndcated on the front of the stesment In addition to reggae accord lees, accounts ma/ be abject to mare:ea-co fees, Mayes for late pagnent kr securities purchases and charges kr unpaid anon; n cash accotnts Accounts that at tansterred to other instogcns may be subject to a transfer lee. UBS Sweep Options LES offers options ter swipesg cash balances to balc depose accounts al non-aff aged bales ad Abated banks, manes market mutual f unds (Money Fueds)and tee htematenal Deposit Accost (DA) fa euncrnon with an International Remora Management Accost. Deposit scant; al UB5 Bak USA and non-affiliated banks panicipatng n the UPS FDIC-hared Deposit Programs are FDIC iimured in accordance with (INC nabs. Fa more recnnatim, please visit *my fdic.gosi.Deposk accounts at UBS AG Stan, ord Brands and shafts of Morey Fuxe are not rend by the FCC Through the DA, cash balances re swept to deposit accounts at UBS AG New Yon Brag, and UBS AG Cabmen Branch. These deposits are not insured byte FIX. Balances held at tie LES AG Cayman Brands are tem:wady gassed to the sovereign rite of the Cayman blends. ad there is nog...rate* or °thee oblepern of LBS AGM repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protested by 51K. See "UBS Finer-Kai Serects Accent Bosnia,' below. LAXn Jour request, batixes .1 the bare depositsmaw be wischawn. ad shoes of a Money mud may be gadded and he proceeds rend to you a put storees acct, e, Father ilamalca about available sweep options, incleirg cumin interest rates and yields, is available a wrmubscoldsweeppl* from your Frugal Advisor a by calling 920.762-1000. UBS Financial Semler amount protection The Firm e a mate of the Searain Muesli:if Protection Coloration (SIPC), Moth protects wastes =tomes of its merrters up to 1500,000 (including 1250.0X/for dams for ashi. Egftnatay brochre audible upon remits or at saw sec. Org The SIC asset protection knits apply to all scams tut you hold in a panatela capacity. The Fla together nth certain affiliates, ha also Purchased sgplemental inertia The ma mum seam! payable to at doable clients, cohesively under this protection is 1500 million as of December 10, 2016. Subject to the poky andel:re at limitations, cash a the Firm is further protected for up to $1.9 million n the agpegtee for all you accounts held in a partitular capacity-1M copy of the poky wordi-g is swath upon request. The SIPC protection and the supplemegal protection both do not apply to • Celan buncial assets controlled by (and incised en your account value) but hell away from UBSFinanciel Sakes g.. certain ft/ deposits a affiliged and nonaffiliated balms 00 nsurroce products, eiCLKing variable arrubies, and (6) shares of mutual funds Mew such shuts are registered already in the nem of tie account hoe:bran the books ad records of the issuer or easier agent); • hiregamnt contracts or riVeStrnere Merests (e.g., limited partnerships and private placements) the are not registered under the Securities Act of 1933; a-d • Commodities caveats f reign incline and precious metal contracts), including figures contracts and ramie/day option contracts. the SIPC protection and to supplemental potation do not apply to these net own d they otherwise appear on spa gasmen's. The SPC protection end the gpplerrental protection do not protect egad changes in the martel vela of p., investments (Melba as s result of market movement, issuer badiruptcy a otherwise) Dividend Reiwettment Program (DPW) The price reflected 6 an average price. You may obtan the actual price Iran you. Financial Mast Orly weak sham are purchasedunder DPW; partial shahs sell be sold and the rah we be deposited ''a your account The cbrickind rerwegment price aeplied by the ester may differ home* maim price at which the partial shun re sold Cash-gaieu Only whole urns may beField nps scant. If you are entitled to a panel us as a result of a Omani termini • cenewne. the Finn will ether sell paohnes at Market pike a accept an arose determined by a regiatered cleans agency, ad credit par accost. Invettbeent objectives The iwnimere objectives and risk profile aspen lc to each accurst and may my between per accounts Mae achge the Firm prorrotb in eating of are scrif Pant cringe ingot fnancial sigation or inveamem obadives. For each accost heti, you choose are of the following inurement objectives: • Palm Genentinromt Investments sears the preratim of ixane only. • Achieve CapitaAppreciabare teregments seeking growth of principal rather than the generation of income. CONFIDENTIAL • Ptodute Combination of Intone and Capra% Appreciator. Investments Wang both the generation of name rd growth of pi-egg Overall risk profiles • Conseivare. Seeks to manGin natal papal with low ra ad solitary to the accost °mat even if that man tin scan does not generate signifiers income a ran and may rot Peep pace with inflation. • Moderate: Vetting 10 accept sane risk to pincipal at tolerate sane Malay to seek honer returns. • Aggressive: Wiling to accept hen rile to principal and high volatility to WA high returns over time. • tnvestment apathy Consideration: t selected a portion of the portfolio f Or tat accent may include congest straegies, tinted licwidey and peeler volatilty. SterGmentilotseholdise We may consoldate at related account statements with the sent address in the same envie:tow eg because they have owners who also maintain joie avant rebtionshas wen other dents at the same adders. le you prefer to receive indisidual seaternals mailed in separate envelopes, you may decline householding by calig your Frienctal Anima. Friendly accoust name The Friendly account name is a CtIVIcenegete 'ramps' chosen by you to assist you with your recordkeepig. ha no legal effect an your account YOJ ca thaxy your Fringy arcane nays, through OnIne Sonices car by contactirg yam Francial Achiscr. Amount overview • vat of your amomrpoinfolo. Net of assets and liabiltes • Assreft Includes available cash balances. yaws for restricted security (est ), and Global Tim Deposits, unrealized marks to maim, and certain assets not held by tie Fenn Does not inceude waged secunticlassets at the erd of tie pnot and curtest statement periods, a private imitments. invested stock options ad mem:setae cock options • Liabilliass atlas debit balances, Oislanfr9 merge loan, credit lint shoe account balances. • Cash:moneybalances. Toul of uninsested wale* cash balances, peas cep Winces at affiliated and nmaff aged banks, and enrolmate mutual Sad swop balances, at the cbse of tie statement period Non.cornwodify Ire, creek balances in yar attars are not segegased km other balances and the F rm may use any of these finds h the ortAnity coulee of its bmitesi These funds areparte tan your dema-d. This total is exlided in the curet period closing vakae. Lending information For detaid reamation cn the Firm's bran, packet ad (Subsumes, refer to you Clam RelationshP Agrees-sent a Account Agreement and tee General Tema and Conditions UBS Statement of Credit ftactices available n Agreement; andOisclosuies a Stemviset menreetntneenvInwet SDNY_GM_00023512 EFTA_00134132 EFTA01275903 Important information about your statement (00011nUed) Yes assets Your riaarrent itemises securities it'd other assets held bre* axotnt al the end of the strews period You may ask fordeleiery of fully paid seostes at any lino. You may receive secuntin used as loan canner after paying sly balance dm on them. Any securities tranderred to to Fins olri-g the dalefnent period are lined at market vabe as of the end of the statement period. • Cart basin ter deafening the cost basis of tee rates included n this statement, where indicated wih the number 'I,• LOS Financial Services has relied on information obtained from sources other than IRS Financial %nisei'. including Of cention from another fir, a that you may have provided to you Financial Anna. The Firm does not indreerdently vet a %arra* the maraca a %Why of any :formation provided by soures other then U3SFinenrial Senices. aidlicm although UBEFinancial Sabres generalki updates this nIcrmaten as n is recnved the him does not provide my assurances that the nfamation ender 'Cott bate rd •Unrealoed gar/ lose is accurate as of the date of this statement. As such, please do not rely on this nlamition to make purchase or sale decisions. la to arposes or otherwise Accounts lard ered to tie :no may reflect gallon information only for the period of tine they are herd at the Finn More hiaorkal intension can be added by your Inertial Advisor. • Ureeslised gen/laeses When data a arailabk. earned arealized gunmen are ea/Sated la ihduidyl securey lots. The transaction data for Manual lots may or may Oct ref lest animas:xis, charges aorta security reoranitatisn events. Onlend and other reinvestment lots and systematic psdrese ter are each combined to disprey ore averaged lot The 'Ten date (visor, presents the orgiul transaction trade date. • Callable 'murkier' Bonds and referred etod the the necroses for earn redemption wil be selected inparlark by lot from arnag all seariries of that 6.,e held dour nor in nominee name foe as chants Canteen. nfamatcn ns obtaned fromthird parties and ac accuracy is not gummed. Other call leans may net which could affect *Id amberte inkematen rate provided upon request • Certificates of deposit (CDs). CO, are FDIC routed too 1293,000 n principal and accrued interest pat deposkor rd per depository insiitteisn eh accordance wits FDIC at, • Pricelvaere. (toes die:dared for securities and other proacts may be higher or twee than the price that yo would actually receive in the market. Prices ay drainedfrom various thid party sources *hitt we Mitre to be ankle, brat we do not guarantee thee accuracy. - We general & use the erasing price when aeilbka to mean of the bid and a* pinta listed searnis and options ce °nit bid prices for OTC leashes. — In actin* traded scathes maybe paced usng a valued en Model or the most ream* price we obtained and may not reflect an tour market price a Ma — Certain positions may appear wid-cul a price and will Mow as • peke was not availabb • if we are unable to chain a pixe for a acuity. - Deposits a stones derommated is turner ahem run U.S dollen re reflected at the enhange rate as of the statement date. — For certain searnes eking in non-conf orming denominations pnce and quantity Race Mr) may have been adjusted to facilitate gaper Munn. To *Urn current onetime, whin amiable. contact 'Ca Financial Aorta. • Private invent and structured products hint nveamene steadies (rcidig divot pannier im program end ravel estate enestenent Inn "rub es) and strucered wain are generally highly Colin structured procIrts haw not been registered with the Securities and Excharge C0rnritiT) or under any setae securities laws. We amble *anted valies fee pewee incasement wanes and structured products for Hamra-el purposes crib Acarag isnot guaranteed. — These makes may differ Matinee* Iran Aces, any, at which a pews iwtSerienl security 0 tortured produce may be baud +t or told and der rot necessrikrrepresent the value you mayreceive keasn liossidatcn. — Third party eamatesol raise re at el a certain date and we supplied to UBS Fancier Services on a marls basis by an independent Minion firm. — Issuer antral partner or sponsor estimated raises, dry, are epplied tote f rm by the issuer, general partner or sponsor and may be caloSated based on diferent information Iran tat raid by thid pries to okeire their estimated values. — You can obtain addireral ilormation regardig to meta:blow wed to determine the estimate of value and the date of the ilonnaton that is the basis for the estimate by conertng your Shancial Advi.or. — Third prey estimated vases may be reflected as 'Not priced in several Austin: when an independent valuation Inn has not suppled a ri stable to astir a veto, when we bran* snare that a material event has caused that may call a presioudy reported vatie Fero ...legion. or Mon a value would to highly speculates due to the nature of the Setlinty- ▪ When neither an kern general partner or sponsor titillated value nor a thrapasy estimated mak* is provided the ate of the skubyvatedillern Iran its purchase Ore.. — • Distributions to date may include roan of capita( income or both. — 'Original unit sire' eflorelealf to niter offering pie pie tnit ad may not reflect your cost bars — DIP ad unlisted PER seosities are not listed on a national stones exchange and are genera*, iticerd and ewes 1 they can be told the price Mewed mN be less eon tea per shah entreated value provided in the account statelier& • Restricted securities. Restricted SeCildies generaly we rot currently elgble for public sale. UBSFilWK.31 Services UM to makel price °free unrestricted nod of to sane issuer as an maned value fa the restricted stock hro domes of eta statement only. To the erred tot restricted seo.retes are 'table la sale, the ate received may be netantialy less than the erased value noon • Est. (estimated) income, aawent yields and Mee. An estimate of arrual name a based on cram dnidend end interest rates, assuming the session will be held for one yea from statement date or ace maturity. This Mien nay a arieine; accuracy and continued mon are not guaranteed. — Estimated annual :cane ad cured yeld fa certain types of recision could include • ran of principal or capital gads in which cage the est income (ad current yet* would be overaated. — Estimated anal dcane and curent yield and the aolual name ad yield mitt be lower a higher than the estimated norms — An estimate of a-rusk:red income (dividend ander interest) divided by the (anent market valsefaverage balance is based on the last dive:lend or ntern pyment made by the issuer and ant t* Nineteen:poses sill be held fee crie year from the statement date oruntil mashy. Accuracy and continued yield an not guaranteed • Ames not heel by UBS Pinandsl Services. Cement antes we not hell by the Fan and not *Min the Fern's possnsbn or control. These assets re dislayed on yam statement for informational purposes onkr. Positions and values presented re provided by the issuing fm. U% Frrincial Services a not importable for the incantation and den not guarantee its accuracy. These assets T9 rot protected by SIPC or to Finds supplemental SIPC coverage. • Revenue shoring and additional compensation. - h :Adana to crewmaam an salts rid 12b. I Nees maned in connectim with the distriar en of mutual tfnd to our clues we ardor our affiliate receive reveres sting paper tan distrtutas ands advisors of the maul lads that we sell. These !Mardi are bred on two different corfprenft: (0 to store of sakes by tenet a particular natal And family to ourclents and GO tie asset aka of a parlours- mutual krd lanais shares herd a the — We rid our affiliate also amine networkingadd cmnbus processing fees in comic/e t:sofa transfer agent retraces that we provide to the mutual funds These fees generally at paid from investor asset n as mutual Fund and are a feed drier meant based as the number of accents at the brolter.dealer heti:grant nob of that fundfamily - h addnon to arnmessims received in correction with the sale or Stributionol annuity enacts and unit in butt tit to as clients, we ardor ou afreaate receive revenue sharing corrpensaton torn many of the insurance companies undemaiting the annuityarenas Mints of theme:axe companies or sponsors of the harm investment trusts re &tribute. CONFIDENTIAL - Our affiliates also receive treeing cc:canister's add other comperarren Iran mutual funds end insane companin whose products we astrtute. - We wen n arrualfee from LES Bank USA and U3S AG Stanford Branchof kas to VS pen accent sweeping to the banks aide the LES Bad Sweep Program Aareity Information regatIng commesens and other clreges incurred in comet-ton with the executionof cadet inducing optim transactions he been included en confirmations wean* f urrished so you, and will be provided to you promptly darearal. Shen selling If you re engaged in short erring • 9Kunty, yOu my incur a charge due to certain towing costs for that Particular seam. Open orders Regarding open or "goodt ilkancelled ceders that were not nava/elbythe neon% date. open buy and se, stop orders are reduced bi the enure of dindends or rants on as eredividerds a ererghts date unless instructed other 's* by you You are responsble for orders tat an executed an to your lane to cancel existing men orders. Prism To obtan a copy of as current Client Privacy Nan please COMM ye: Financial Minor or vat as %incite Zeitailaragitirag092kra, - LES Fivncial Smites 6 rest a bait. The RIM, Business Services Account BSA and BMA are brokerage accounts which povida access to Orning services and preen th-ough rrangerrientt with affiliated banks and other ihid-party banks, and aortas access to issurerr.e and arnuety products issued by unaffilired third-piny heard's.e compases throutfi instance agency abraders of ties Financial Seetes Ian. — imentrront :curate, and arnuity accbcisi — Not FDIC ibured• No bank guarabee• May luxe retie - IMA. lesasce Management Account. Blanks Sereces Account BSA, IRMA and enemational Resource Management Account re registered service marks of LESFirondal Senior lx. — VISA is a registered alderman owned by Visa htemaknal Sent Ass:cation and used under kense. The UBS Visa crede cards and the UBSVM debt cards am issued by UBS Bad USA with permission from Visa US.A. Iroorporated M ctwe rackmaks, registered us:knots, servte mans and registered service marks are of their respect.* nomie, UBS enannal Services Inc. Rev. 201705 SONY_GM_00023513 EFIA_00134133 EFTA01275904 *UBS U85 Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056256050017 >2 Yr 0 Account name: GHISLANE MAXWELL Friendly account name: Indiv.Check/Car Account number Your linancial AdvisorSCOTT STACK MAIWLYLE CASRIEL Fhon Questions about your statement? Call your Financial Advisor or the RMA DRMA-1000, accoun Resource Management Account August 2017 GHISLANE MAXVVELl. Value of your account On July 31 (3) on August 31 (1) Your .355e15 400350 37,710.99 Visit our website: Your liabilities aoo o.00 bwevtubtcomtlinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WWW. an nuakreditreport .com Value of your account $40,683.50 537,710.99 Tracking the value of your account The tr...3fICS 7:6 Dec 2014 43 9 40 7 37.7 • Dec 7015 Dec kr& Jul i017 AUQ 2017 Sources of your account growth during 2017 Value of your account at year end 2016 143,932.84 Net deposits and withdrawals -16229.57 Your nvestment return Dividend and interest income 17.72 Chance in market value $0 00 Value of your account on Aug 31.2017 137.710.99 SDNY GM 00023514 Member SIPC CalP7000330567569SW000193470 00003 0317 0305 75001 n 1Wo CONFIDENTIAL EFTA_00134134 EFTA01275905 SUBS Resource Management Account Your account balance sheet Summary of your assets Value on August 3t ($) Percentage of your account A Cash and money balances 37,710.99 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $37,710.99 $37,710.99 100.00% Account name: OHISLAINE MAXWELL Friendly account na • iv h k r Account number: Your current asset allocation A Eye on the markets Index Your ri sandal Advisor. SCOTT STACK MANLYLE CASRIEL Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS is Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about tout statement on the last two pages of this statement for deta PS about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on August 31, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.23% Percentage change August 201 7 Year to date 0.31% 11.93% 0.19% 11.20% -0.02% 17.50% 0.90% 3.64% CNP70003005625696 NP7003193470 00033 08l 7 030575004 CONFIDENTIAL GM _000235,591 2 of 6 EFTA_00134135 EFTA01275906 *MIS Resource Management Account Change in the value of your account August 2017 (S, Year to date (I) Opening account value $40,683.50 $43,932.84 Deposits, including investments transferred in 9,316.50 487,109.93 Withd-awals and fees, including investments transferred cut -12,293.80 -493,339.50 Dividend and interest income 4.79 7.72 Closing account value $37,710.99 $37,710.99 Account name: GHISLAINE MAXWELL Friendly account name:Indiv Checkkar Account number. Dividend and interest income earned rot purposes of INS Statement, tatablty of interest and Ontdend income has been determined from a US taw repotting tenPedise. Pieced upon the residence of the account header, account type. or product type, some interest ardor dvidend payments mat not Do subject to United States (US) are/ a Porno Rico (PR) Income tails The dent months' statemem is not intended to be used and cannot be race upon for lac purposes. Clients should refer to the aredetwe oft retorting forms 'hey recent from UBS annualy, such as the foam 1099 and the Forms 493, for lax reporting information his the practice of UBS to file the aponeatie tar reporting forms with the US mterr. ReWnue seance and PR neasurf oeoarorent and in such Writ accurately (Many chrdends ardrce Interest alert eserrpt or 'sable income Please consult your inagdual tax preparer, Cash activity summary Your Miranda' Advisor: SCOTT STACKMA:41),U CASRIEL See account a< tatty Eta month tot dela I: Biances in your Sweep Options are indudedin the cpenng and closing DaLsnces va,r. FDIC insurance zpvies to deposits UBS Sant USA and an balls p.micipating in the LIDS FDIC insured Deposit hrogarn. a does not apply %rap:ells at LIEIS AG. Stariord Er:arch or bank dodos pitted through the U8SinternatronS Deposit Account program SK protection ZPPMS to money market sweep fund hearings tut not bank deposits See Important information about your statement on the Iasi two pages of this 00<orment for detain. August 2017 (1) Year to date (5) Opening balances $40,683.50 $43,932.84 Additions Deposits and other funds credited 9,316.50 487,109.93 Dividend aid interest income 4.79 7.72 Total additions $9,321.29 $487,117.65 Subtractions Checks and bill payments -12,204.80 -492,083.08 Card payments -89.00 -1,256.42 Total subtractions -$12,293.130 -$493,339.50 Net cash flow -$2,972.51 -$6,221.85 Closing balances $37,710.99 $37,710.99 August 2017(s) Year to date (5) Taxable interest 4.79 7.47 UBS Bank USA Deposit Account APY Total current year $4.79 $7.47 Interest period Jul 10 - Aug 6 Prior year adjustment 0.00 0.25 Opening UBS Bank USA Deposit balance Jul 10 840,876.30 Total dividend & interest $4.79 $7.72 Closing UBS Bank USA Deposit balance Aug 6 840,266.24 Number of days in nterest period 28 Average daily balance 841,003.48 Interest earned $4.79 Annual percentage yield earned o 15% SDNY GM 00023516 critmoo33056256B7NP70031930000CO3 OBI 7 030579004 COCO ►age 3 of 6 CONFIDENTIAL EFFA_00134136 EFTA01275907 *UBS Resource Management Account August 201 7 My Choice Rewards Points from UBS Account name: Yourlqnuncial Advisor: Friendly account nam Account number: Rewards pants are reflected as of the 26th of the month or the prof business day if the 26th fats on a weekendMid:ay Remora porn activity delaIs (an be found on www.u0SX0MIONWStiteKeS August 2017 tea, to date Opening balance 6,831 5,709 Points earned 143 1,265 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager toucan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document 6,974 6,974 Your return objective: Current income 8, capital appreciation Your risk profile: Primary Aggressive Investment eligibihty ccasderat:on None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. SCOTT STACK MANLYLE CASRIEL CNP7C000305625690NP7OCOIS0470 C00O3 MI 7 03057500 4Y GM e of 6 CONFIDENTIAL EFTA_00B4B7 EFTA01275908 *UBS Resource Management Account August 201 7 Your assets Account name: CHISLAINE MAXWELL Friendly account noose: Indiv CheckiCar Account number. Some prices, income and current vaues shorn may teEpplOxilnellt. AS a kite. gam and lOsses may nal be &moldy reflected. See enporiant intomeeon about your statement a ine end ol this dxurnem for more information. Cash Cash and money balances C3sh and money balances may include avalblecash balances, UBS Bank USA cbcoat account baances, UBSFDIC Mowed Progarn8ank Balances, UBS AG Stamford Branch Ceposh account (Dances and money market mut uel fund sweep balances. See the important enformetlon about nor statement at the end of this docurneM for details about those balances. Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL UBS Bank USA and at UBS FDIC Muted Progan Bank deposit mcoJmblences are insured by the FDIC within applicable lamb, but are not protected by SIPC. U8S AG Stanford Branch deposit accourt balances are not insured by FDIC ands* not protected by SIPC. Money market sweep balances are protected by 9PC but are not insured by the FCC. °monoMame Closing baSsce Me per share Average wow; merest 080 in Hddng on Aug 1 (1) on Aug al (5) on Aug 31 (S) rate period period Cap amount (S) UBS BANK USA CfP ACCT 40,683 50 37,710.99 250,000.00 Your total assets Percentage et Cost Estimated Umetarecl value on Aug 31 (S) yOur account basis (S) annual intone (SI %Elinor loss (S) Cash Cash and money balances 37,710.99 100.00% 37,710.99 Total $37,710.99 100.00% $37,710.99 Account activity this month Date Activity Description Arrount (I) Deposits and other fends (edited Aug 1 Transfer JOURNAL FROM HISLAJNE MAXWELL 9,316.50 Total deposits and other funds credited $931650 Date Actitily DtiCiitiOn Arrount (S) Dividend and interest income Taxable interest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF CODY 17 4.79 Total taxable interest 54.79 Total dividend and interest income $4.79 Date Misty DeXdPbOn AMMO (5) Bill payments Aug 2 Withdrawal ACH WITHDRAWAL UMTEDHEALTHONE -39.94 continued next page SDNY GM 00023518 CelP7C009305625699NP700019:470 00003 0817 030S 75004 I 004) CONFIDENTIAL EF1'A_00134138 EFTA01275909 *UBS Resource Management Account August 201 7 Account activity this month iconinveth Ode Adnity Aug 2 Withdrawal Aug 3 Withdrawal Aug 18 Withdrawal Total bill payments ail payments (continued) Account name: GHISLANE MAXWELL. Friendly account name:Indiv CheddCar Account number: Your Knanciel Advisor SCOTT STACK MANLYLE CASRIEL Description Anoint (S) ACH WITHDRAWAL UhITEDHEALTHONE -556.98 ACH WITHDRAWAL AMEX EPAY MINT 9,141 63 ACH TO Brian Yurastts AT CAPITAL ONE, NA -2,466.25 -$12,204.80 Card Items for your Attention: The new UBS Visa te credit card is here, packed with exclusire travel benefit, more rewards and more of what you love, including eetraordinari)/ personalized service. All stumirgly clad in metal. Visit ubs <cm/visainfinite or call us at 888-762.1232 to learn mote Date Descnorion Amount (S) Card payments Aug 18 CREDIT CARD PAYMENT -89 00 Total card payments Minmun Payment We Payment Due Me Ciedl the -$89.00 Available Ctedt Line Outstanding balance UBS Visa credit califs/ payment inhumation for September 23, 2017 $3500 Sep 23, 2017 135,00000 S34,856 66 9143.34 This credt cad is enrolledin UBS P4,Credl Cad feature and vAll automatically be paid Iron your accourt. Your payment is schediled for September 20, 2017 We provide this information on you UBS visa [root caret sdery at a courtesy toyou The uBS Visa crodit cad and account are issued by U8S Sant USA UBS Bank USA sends you the aide staernent tor this account and you should crake your parnere ac cori ng to their instructions. We do not indult your outstanding <tech card balance in the value of your account wen UBS Financial Services Inc Date Activity Description Amount (s) Money balance activities Sul 31 Balance forward $40,683.50 Aug 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 9316.50 Aug 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0802/17 -5%92 Aug 4 Withdrawal WS BANE. USA DEPOSIT ACCOUNT AS OF 08031 17 -9,14143 Aug 7 Deposit VBS BANK VSA DEPOSIT ACCOUNT AS OF 08104117 439 Aug 21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS OF 08/ 18117 -2,555.25 Aug 31 Closing MIS Bank USA Deposit Account $37,710.99 me UBS Ban) USA Deposit Accoure is your primary sweep option (HP70008005495700 NP7000190470 00003 OBI] 03057 End of statement for account numbe CONFIDENTIAL 5°aCM_00023,5 0MA of 6 EFTA_00134139 EFTA01275910 Important information about your statement O26 Financial Services inc. (the Fern or UBS Fnarcia Serval). it a member of all principal wain, canmodey and coterie exchanges. UBS Financial Semites and 1.8$ Bank USA we ached subsid:nes of UPS AG and *Saes of 1.85 Smarten LLC. The Files I refloat statemert a available upon regtest The Fines twos:re oft ices •-• at: WS Financial Sereces 1200 Harbor Boulevard Weeheseen, NI 07086 This watement represents the only off icial record of you' LEG Fhancial Services account. Other records, exept official lac docunenta contanng cornicingdee should not be relied tan H you bees* there is an woe or omiseon obese report it inenodiately n wring to the Branch Manager of the Witt wvig )out accoint. Aesop a 'ivies shown se Mended to be amine, statement ate *cad not be wed for tar prposes Rely sole& on yerend tax kerns, e Form 1099. 5499 10425. etc ) when orepamg your tax return. The Fier required by law to rexn to the IRS all tavable dividends, mportabb non-teak brand and utak inures end on smiles held n mer smart net proceeds an see traradkra, ad cost basisoncertain covered stases. Caverwrilatkme wide as Firm • Please newel iem ay oral correnensatens in wring tofurther protect your rides. mdudrg your rides titer tie Secants Imestor Protection Act (SPA) • If thefinancial ectitution cn the top lee of tie kern of this stamen snot OBS F tureen' Strokes, LES Finncial Sonia" carries you account as clearing baker by arra-gement wit the rocketed inslauhan We in you of this relalcnshio ninny%) opened this accost h the cast your tu-M and sepalties tre boated at LOS financial Services and rot the iweracig broker, and you mist make aspen of ray error or omission to both time • As deabed in the account adeements, you met romay us of any enors or 'Feud irreffsing decks reflected al your statement within 30 days alter t was mailed a made enable. • Pleas direct simmer complaims or names to tie Fien's C Tent Retatiris Department x 201.352.1699 or toll-free at 920-354-9103, 8:CO A.M. to 6 CO P.M. ET Mondry through Frday, or in wing to WS Fe-uncial Semites Ix,. Client Reads Depaiment P.O. Box 766 Union City, NI 07067. • A II sisements shall be deemed complete ad waste not cbacted to in writing within 60 days • Fa Dr services Call 044-612-0936 or from outside the US.: Cal 201.3524495 • ly cad eats or castes about Teledronic kra transfer OFT). bil parnera or UBS Wardebil card transact/0m, call 803-762-1000 a wile to UBS Frenoal $en,ces Ix., 1000 Harbor Blei, 6th floor, Weehawken NI 07086, eta RIASEGA Sena'. Cal a write as soon as you can, if you tea your stamen a receipt is wecrg or a youneed more nknnaten teat a transfer on the statement or recta The Film or Cad bsuer (as aPlacablemukt tier IromyOu no later ten 60 days after the Frm sera you the list st Manure on ankh the ems or Problem a:Pend . - hoed, yotr name ad xcant welter (it Ty)) - Cesabe to error or the wander youseinure about, a-demean as chary as you CT why you believe I is anent a why you need more information - Providethe dolor amount ct the suspected mu. The Finn or Card bsuer wE imestgste mut compare and will coned any error lamp*. For alleged tenon Maven? UBS Vaal debit ca-dtransaclira. if we tan more than 10 tos Yess days to &this, we willcredit yds* LaCull for the amount you that 6 in ems, so that you MI hose the use of the money dialing the tine it tans us to conplen our imestiption. Please make all checks payabb to the Firm or the finitaal insteution rocketed on the front of the statement In addition to mods account feet accounts may be object to mai-smarm lees, chaps for We paserent is securities purchases and charges ice unpaid arnorn n cash accants Accounts that at transferred to other insloacra rep be subject to a Vander fee. UBS Sweep Options 1.85 offers options ter seeping cash balaxes to ba-k depose accants al non-affiliated barks at a tinted banks. merry owlet mutualfunds (Money Find) ad the imernatisnalDePoet Anson (CM) fa cuncenins web an International Resource Management Accost. Depose scant; al UB5 Bak USA and non-additted banks panicipatng n the UBSFDICanstred Deposit ?roman are 'Murmured in accordance with f DIC isles. Fa mow Yawns:an, plea* visit mew Mega Deposit accounts at UBS AG StanfordBranch and ohms of MontyFut are not trend by the FCC Through the DA, cash tonnes re swept to deposit accounts at UBS AG New Yore Brard a-d UBS AG Cayman Branch. These deposits are not ircured byte FDIC. Balances held at tie LES AG Cayman Branch are tempsaily missed to the sovereign refs of the Cayman aria and there is nog...wee or °thee obligaten of 1.85 AG lo repay the balances while onthe UBS Cayman Branch's take Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See 'WS Finance' Sitnaf docent noted:se below. W elsour request, helixes n the bare deposits me be telidawn, ad sham °foamy Fen may be lic1Ads4 and he proceeds nand to you a yout sectrkes accent. Father itmatca about available sweep options, inclidng culvert interest rates and Olds, it available were.ube corrawneepyikk from your Financial Advisor cr by calling 920.762-1000 UBS Fiunciel Senders aeon protection The Firm is a meter of the Sevilies Invests Protection Capaation (SIPC). Peach probed, mantic, customers of es members up to 1500,000 (aluding 6290X/for dens for calk Embnatay 'mocha* aesthete upon insist or at ate six org The SIC asset protean link apply to all scants toot you told in a particular capxity. The Fen. together veto certain affiliates, ha also Purchased miplementatinstrare The me mum a...wiper:Jae to at algae cheek coltecive& uner this protecton is 5500 trillion as of December 10, 2016. Woad to the pokey condkom at limitations, cash a the Firm is further protected for up to $1.9 million n the aneorte kr all your accounts held n a parikulat capacity. A fiat copy of the poky wordi-g is enable won request. The SIPC protection and the Su/plena-DI protection both do not apply to • Certain I :uncial met controlled by (and Main n your account value) bat hellawayfrom UBS Financial Services (e.g.. cenain (i) deposits at affiliated and nonaffiliated bars 00 nsurroce products, alking variable arruees, and (ii) shares of mutual funds alum such thee; are registered droctly itthe rump of the account honercr. the books and records of the issuer or trawler agent); • investment contracts or mese-nem Yeerests (e.g., limned partnerships Td private placentas) tat are not registered under the Securities Act a 1933; and • Corrmodites contacts 9.9. (reign exchange and precious metal contracts). includrg (sures contracts and commodity option contracts. the SIPC protect on and the supaernental protean do not apply to these mete ewn a flutyotherwise appear on you statements. The StC Preteelltn and the mookmental protection do not protect against changes in the motel vats of p.rinvestments farther as a result of market movement, issuer bankruptcy a otherwise) Dividend Reiwestment Program (DRIP) The price reflected is an average price. You may ottan the ockial price ran you Financial Adviser. Orly aide ewes are purchasedunder DPW; partial 'has veil be sold and the cash *1 be deposited ii your account The &Aden rerweanert price stpplied by toe Ester may ale Mom the make( price at which the patial shares re sold Cash-alieu On& whole unts my be hid n yos account. If wey ae entitled to a pain us as a result of a dreary:Deemed a cessewsie. the Firm we ether sell peal ines at flUlt.trii:40* accept an arroyo determined by a regatered clean agency, at credit yar accost. Inviable,* objectives The nivestmert objectives end risk profile an speck to each account and may wrybetween you accounts Please ache the Finn prone& in rating of any spa cat change in your fnancial sination or investment cbaceivek For each accord halt you choose one of the blowing amusement cbjetkes: • Prods* Currentincont Investments mai-nth, generation of axon only. • AchrweCaprtannoreciaboa Megments seeking growth of principal caber than the generation of income. CONFIDENTIAL • timbre Combination of Income and Capita( Appreciation Investments seeking both the generation of income rd wombat pri-cist Oren' risk profiles • Conseveine. Seeks to manan nitial (ericial with low ree ad volatility to the accost overall even that mere toe account does not generate signifiers income a ream and may rot keep pace with inflation. • Meant Willing to accept sane ride to pint:Mal at tolerate sane volataty to seek hogner returns. • Aggressive: Wing to accept high rile to pnnopal end high volatility to wok highreturns over time • kwestmentagbilny Consideration: t selected a Otetitio of the portfolio f or tat account may include corrplex strategies. tinted licsiday and geate volatilty. Sturtementlamosholdive We rnayconsoldate tA related account statements with the sane address in the sane envelope eg. because they have owners who ako manta joim accman rebtionsha web other dents a the same address. If you prefer to receive indiedual statements mailed n sepeate envelopes, pa maydecline householding by cailrg your Financial Ackaor. Friendly actowtt name The Friendly account none is a cusionwth *nidena-ne chosen by you to assist you with your reccedkeepig. has no legal effect on you account YOJ can chancy your Friendly scow* ante through OnThe Semites a by contacting yea Fronts' Achiscr. Award overview • Yale of MS BCCOuilti):041C40. Net of assets aid • Asnab Include, wobble cash balances. vales for restricted security est ), and Global Tine Deposits, unrealized marts to make, and certain assets not held by tie Fim. Does rot include waked securtielassets at the end of the poor and oneret statement penods, private iweetmente awned stock options and merckable cock options • (inaolus aides debit balances, o.Rstanfrg merge loan,ws credit lint short account balances. • Cashinroney balances. Total of unimestei avalkle cash balances, alas depots balances at affiliated trek non-affiliated bails, a-demonmate mutual fun swop at the cbse of tie statement ',nod Non.cornendity free creek balances in yar ocean re not sergated from other balances and the may use any of these knds h the. oreSnity corns of its biskess Thew funds are pate won your doma-d. This total a irlidel in the curer period closing value. lancing information For amid hi011116011cn the Firm's loran, pradkos at (Subsume retecto you Gera RelationshP Agreellynt cr *cent Agreement and tie General Terms and Conditions OBS Statement of Credit Peaces &Vat& nAgmaeMs JadDiSdOSIOt3 at Strwwobir SDNY_G M_0002 3520 EFTA 00134130 EFTA01275911 Important information about your statement (00nillUtd) Year —eta Your stearrent itemises securities 'Sothic reset held late axant al the ado( the slaternere period You may ask fordovery of fulls pad searees at aar tin*. You may receive securities used as loan collateral after paying sty balance di: on them. bey securities transkned to to Firm dying the statement period are lifted at market vabe as of the end of the stamen period. • Cart basis let dietrrnning the cost basis of tithe scabies induded n this statement More indicated wih the number 'I,• LOS Financial Services has relied on information cbuined from sources other tient-SS Financial Semites. including Of a-motion from anotheI km a that you may hawprovidedto you Fina-oial Adam The Firm does not indePerdently vet a gaunt*. the accuracy a vaidiry of ay ireornution provided by coaxes other than U3SPhancial Senices. aidlicri, although UES Financial Services gineraly updates fib nformati:n as t is received, the hem does not provide any assurances tut tie idamation srder "Cost base" rd "Unrealced ger/ bye is accurate as of the date of this statement. As such, please do not real on this rdamation lo make puffiest or sale decisions la to puppies or °things. Accounts turd erred to tie Film may reflect gallon recrrnatin only fa the period of tine they are held at the Fit More higorgal reartattn can be ailed by wax Inertial Advisor. • Ureweited gansileeses When dos a arailtbk. *striated u-realisred gainglosses are celcutatad la rdrvidal securey lots. The kr-enaction data for rilivisleal lots may or may Oct reflect animas:xis, chsrges andor security reorganization events. Diiidend and otter reinvestment lots and systematic pad ale bit are eachcombined todisplayre averaged lot The 'Trate date' alarm presents the crgral transaction trade date. • Callable seeuritiet Bonds and pretend god that the issuer oats for cab redemption wit be selected inpaglY by lot from anog all swishes of that apse held hour nave or in nominee nage for as clients. Call team nktmatal is cbtened from third parties and its accuracy is not iarranteed. Other call leans may eiist which could affect Weld amparmte inkrmatian Mate provided upon request • Certificates of deposit (030. CDs are FDIC nsured ra. to 1293,000 n principal and accrued interest pet &gator rd per depository institution hiaccordance wrih FDIC Ars. • Pricelvakie. Prias dig:deadlier securities and Other proarts may be higher or Saar than the price that you would actualY receiw in the market. Prim we drainedfrom various hid piny sources *hitt we teats* to be reliable, brat we do not guarantee thee accuracy. - Wegener)y use the closing price whena<altka **mean of the bid and a* paces fcr heed searbies and options c ones bid prices tor OTC searkes. — Less actin* tread 54.O.r 0.5 maybe pored using a valur on model a the most recent price an obtained and may not reflect an /stud market price a vela — Certain positions may appear wilecul a price ad vrill show as • irks was not avarlabb • if we are triable to °Min a pixe for a warty. - Deposits a securities denominated istuner-oh other than U.S dolls, at reflected at the crohmge rate as of the statement date. — for certain secedes racing in non-conf ormix) denominations pnce and quality (face vale) may have been adjusted to locileate proper valor at To cbian current greaten:re, when anniala confect 'car Financial dekko" • Private investments and structured products. Private neurone searches (rcidng dices partner on program ad real estate investment tat sant es) and *wired pedals are rarely highly Cain structued prodzas tun* not been registered with the Securities and Exchange CannleSiorl or under try state securities laws. We prorde estimated agar; fox private inveterate sectriles a-d structured products for Haman:rat arrows only Aatrary isnot guaranteed. — These alas may deter Abate" two pees, any, at which a prwale iwestmenl security a tortured product may be barfil or sold and der rot necessaibrrepresent the valueyou nay receive upon liguidaton. — Third party eslmatesol vela re as d a certain date and re supplied to UBS Financial Senrices on a rimer basis by an independent valation firm. — Issuer, general patner or sponsor estimated valas, ry, are applied to the Fen by the issuer, general partner or sponsor and may be calculated based on dfferent irioimeton Iran fat teed by tides-lies to derive their estinaled values. — You can obtain atlas: al ilormatioin repair9 the meficdalogy wed to determine the estimate of value ad the date of the ilommton that is the bash for the estimate by contecttg your Fioncial Advisor. — Third party estimated vales may be reflected as 'Not priced' in several Muslims: when an nitiperdent valuation Inn has not suppled a rruble to astir a was, when we bran* aware that a material went has occsered that may call a prehousa repined as haa question, or viten a value would to highly specie:gra due to tie main of the Wililyo When miter an aura-, general partner or sponsor estimated value nor a thirdpany estimated vale is post the ala of the seasay will be dillerat Irons 6pm-chase price. - 'Distributions to date may include roan of capital exam or both. - 'Original unit size' represents tie hitid offering Price per unit ad may not reflect your cost bast - DIP ead unlisted BEI( stashes ore not listed as a national secumes exchange and are genera/1y Arid ad wen a they can be sold, the price marred ma be ten tan Ia. per sham estimated value provided in the accent statement. • Restricted securities. Restricted Sersrdies generaly re rot currently elgble tar public sale. UBS Fine-col Services wet the nuorkel price of the unrestricted stock of the sane issuer as an matted value fate restricted slack to domes of the statement only. To the talent tot redacted secretes are elgbie la sale, the ate naked may be otstantialy lets than the imputed value town • S. (stinted) income, anent yields and rata. An estimate of arrual riccme is based oncarat dnidtrd rd interest fres, assuring to 'runes will be held for one yew from statement date or age meturity. This thins* k oribra gialeine; accuracy and continued mono are not guaranteed. - Estimated arnal arcane and anent yeld la certain types of saran could include • ram of principal or septet gains h which case the est income ( rof current WW1 would be overstated. - Estimated anal kart, and ctrrent yield and the actual rume ad yield mitt be lower a higher than the estimated amount... - An estimate of ay-waked income (dividend ander interest) deeded by the current maket valefaverage balance is based an the last diedend or rarest payment made by the iron and ammos to soorkimudesouls will be held for one year torn to statement date or until mataity. Accuracy and continued yell re not guaraaked • AMU not held by WS Pinandal Services. Certain assets re rot held by the Fern and not welsh the Fkrn's possession or control. These assets re dialtyed on yar statement for informational purposes only. Positions and values presented we provided byte awn? fern LEG Froward Services is not nurreible for to information and dos not qua-mw its accuracy. These assets re rot protected by SIPC or the Finn's supplemental SIPC coverage. • Revenue daring and additional compensation. - h addhan to camiisbm on ales and 12b'1 tees recessed I-Kunnas-6:n with do distrba On of mutual Anis to our chats we actor our affiliate receive ravensslang payments tan diatutas ands advisors of the mama lira that we sell. These rank we bared on two different rorrsaants: (a tie aware of sales by LAS of a Parboria-"Owl 1u-dimity to ourclents; and GO fie asset alai al a macula- mutual krd lama's shares held a to lent - We ad our affiliate also receive network rig rd omnbus processing fees in considerate:06x transfer opera 'awes firawprovde to the mieualfunds These fees generally re paid from investor assets n to mutual I und and are a ford dabs arrant bred on the numbed =ants at the brolter.dealer hoking mita fads a that lux:family - h addrIon to commissins received in correction with the safe or distributional annuity contracts and unit invesinont art .net to our clients, we ardor on afloat Waive revenue daring compensation ban many of tie harance companies u-denysiting the annuity contracts affiliaes of theink:axe camases or sponsors of the inn investment trusts we &trawl*. CONFIDENTIAL — Our all diates also receive treeing cornmissons rd offer compernatian frommutual funds and Munroe compares whose products we dstrtute. — We recent n a-rualfee from LESElank USA and U3S AG Stamford Burghof mato QS per accent sweeping to the banks ender the LEES Bari Sweep Programs Mitt' Information regatIng cominosins and other dunes incurred n carocton with untie executionof Wades, inducing optia transections he been included an confirmations previously far:shed so you, rd will be providedto sou prat-ernes-pi-Klatt. Short sating If you are engaged in short selling a sorority, you may incur a charge due to certain brawny costs for that Particular storey. Open orders Regarding open or 'goods ilkancelee ceders fist were not wanted by the statement date. open buy and sell stop orders re refixed by the amount of difidends or opts an an eedividerds a eterights date unless instructed atomise by you. You are responsble for orders tot am executed do to your (slur, to cancel existing aces orders. Privity To obtain a copy of as meat Client Frieacy Nage pleas collect your Financial Admire- or vkit or webske atRerralaallesairaltikt. - LES f roncral Senices is rat a bank. The RMA, Business Services Account BSA and AMA are brokerage accounts which priada access baba-king services and prodeds th-cugh rangerronts with affilizsed banks and other ihtd-partybanks, and provides access to ?swore.e and arnuity proActs issued by that-haled trird-prty haunters compries Nays instance agivoyabsidaries of 125 Fhancial Satin Inc. — tmestrront. inura-ce, rd arnuity p-cciacis: — Nut FDIC haured• No bank guarantee* May lose vale - IMA. Rename Management Account. Barer Sauces Account BSA, IRMA and ntemational Resource leanagemint Accoug re registered service maks of LESFrencial Senior lx. — VISA is a registered radon,* owned by Visa htemaignal Sent Aswcation ad used units' kense. The UBS Visa creek cads ad the LBSVia debt cards at itterd by UBS Bank USA with permission from Visa US.A. It-corporates'. AA odor rademaks, registered trackmarks, ante maks and registered 'erste marks are of tar respects* eceroanes UBS Financial Services Inc. Rev. 2O12O5 SDNY_GM_00023521 EFTA_001 3414 1 EFTA01275912 *UBS U8S Felancial Services tic Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CNC:70155613330917 X134 Y1 0 Resource Management Account September 2017 v ,,k/c I Account name GHISLANE MAXWELL Friendly account name: Indiv.ChecklCar Account nu mbe Your Nnencial AdvisorSCOTT STACKMA:411.1LE CASRiEL Phone: 212-821-70001800-308-3140 Questions about your statemest? Call your Financial Advisor or the Value of your account RMA ResourceUne at 800-aMA- 1000, account 029023576 on August 31 (3) on September 29 (S) Your assets 37,710.99 44,161.91 Visitour website: www.ub8comainancialservices Your liabilities 0.00 0.00 Value of your account $37,710.99 $44,161.91 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value S the u:;3119$ of your account during 2017 Value of your account at yer end 2016 1.43,932.84 7:6 Net deposits and withdrawals 1216.05 Your rivestment return :39 442 Dividend arxl interest income $13.02 37.7 Change in market value 3000 I9 Value of your account Dec 2014 Dec 2015 De: 2016 Au; 2017 Sep 2017 on Sep 29, 2017 $44161.91 Member SIPC CNP7000S0C6551333NP7000309008 00003 0917 0305 CONFIDENTIAL SDNY GM 00023522 01100 Page 1 of 6 EFTA_00I34I 42 EFTA01275913 SUBS Resource Management Account September 201 i Your account balance sheet Summary of your assets Value on September 29 (8) Account name: Friendly account name:' Account number: Percentage of your account A Cash and money balances 44,161.91 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $44,161.91 100.00% Value of your account $44,161.91 A Eye on the markets Index Your iq nodal Advisor 7' STACKMANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS FCC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for detail about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 29, 2017 3-month Treasury bills: 1 r One-month LIBOR: 1.23% Percentage change September zol 7 Year to date 2.06% 1424% 2.44% 13.91% 2.53% 20.47% -0.48% 3.14% CNP700O30OS561 334 NP7003303008 00C03 0317 030575Ofly_Gitoconase 2 of 6 CONFIDENTIAL EFTA_00134143 EFTA01275914 SUBS Resource Management Account September 2017 Change in the value of your account September 2017 (S Year to date IS) Opening account value $37,710.99 $43,932.84 Deposits, including investments transferred in 12,289.01 499,398.94 Withdrawals and fees, including investments transferred cut -5,843.39 -499,182.89 Dividend and interest income 5.30 13.02 dosing account value $44,161.91 $44,161.91 Account name: GHISLAINE MAXWELL friendly account n • 1 iv r Account number. Dividend and interest income earned For poposes of Ins statement, tatablty of interest and dMdend income has been determined Nan a US lm rePortirg CersPeclhr. Baud upon the residence of the account holder, account type, or product type, scow interest arch dvidend payments may not bo subject to United States (US) anda Puerto Pico (PR) Income tares. The (lent month// statement is not intended to be used and carnet be retied upon for tar purposes. Clients should refer to the aorieatie tag tenoning forms they recent from Les annudly, such as the loran 1099 and the Forms 493, for lax reporting information it is the practice of UBS to file the applicade tar reporting loans v(Ith the us mterrim Revenue service and PR TreaSury DepOrtrrent and in such fOrrns accuratety classify diadem:tardy interest as lel exerrot or tamable interne. Please consult your indgdual tax prepare( September 2017 (S) Year to date (t) Taxable interest 5.30 12.77 Total current year $530 $12.77 Prior year adjustment 0.00 0.25 Total dividend & interest $5.30 $13.02 Cash activity summary Your ?I nandal Advisor: SCOTT STACK MArnrii CAMEL See Account activity the month lot decal:. Mantes In your sweep ow ons are end udeclin the cpenng and closingbalances 'eau'. FDIC Insurance *pier to deposits at UBS Bank USA and EA bans patcipat ing in the UBS CDC insured Deposit Frogarn h does not mopty to deposits at UBS AG. Stariord Erarch or bank ceposilS placed through the UBSInternationd Deposit Account program SVC protection applies to money market sweep fund holdngs bill not bank deposits See Important in f ormabon about your statement on the last two pages Of this 00c fineM for details September 2017 (5) Year to date (1) Opening balances $37,710.99 $43,932.84 Additions Deposits and other funds credited 12,289.01 499,398.94 Dividend aid interest income 5.30 13.02 Total additions $12,294.31 $499,411.96 Subtractions Checks and bill payments -5,700.05 -497,783.13 Card payments -143.34 -1,399.76 Total subtractions -$5,843.39 -3499,182.89 Net cash flow $6,450.92 8229.07 Closing balances $44,161.91 $44,161.91 UBS Bank USA Deposit Account APY $40,266.24 interest period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 Closing UBS Bank USA Deposit balance Sep 7 $44,305.25 Humber of days in nterest period 32 Average daily balance $39,207.07 Interest earned $5.30 Annual percentage yield earned 0 15% SDNY GM 00023524 CelP7C00330656133SNP7003309COBCOCCO OM 7 03057500 tot CONFIDENTIAL EFTA_00 I 34 I 44 EFTA01275915 *UBS Resource Management Account September 2017 My Choice Rewards Points from UBS Account name: Friendly account name- ir Account number: Rewards pants are reflected as of the 26th or the month or the prow bus ness day if the 26th fah on a vRekerx,h3liciay Reward. point actav, ty CetalS can be found On www.uas.comtonNneservices September 2017 Year to date Opening balance 6,974 5,709 Points earned 38 1,303 Closing balance Your investment objectives: You have identified the following investmentobjectives for this account, If you have questions about these objectives, disagree with them, or wish to change them, please contact your Mandel Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document. Your retain; objective: Current income is capital appreciation Your risk profile: Primary Aggressive Investment eligibility constderation None selected 7,012 7,012 Your account instructions • Yots account is currently coded for margin. • Your account cost basis default closing method is Elk), First In, First Out. Your llnenciel Advisor: SCOTT STACK MAMLYLE CASRIEL CNP703C0306551 336 NP70C0309CO8 COO33 0917 030575M4 Jf3PtY GM alige of 6 CONFIDENTIAL EFFA_00134145 EFTA01275916 *UBS Resource Management Account September 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account norm: Indiv Checkkar Account number. Sane ones, incoMe and current waves ShOrin may teeppradmale. ASS rest*. gam didknitsMai nos be accurately refkaed. Ste imporunt intounabon about your statement a the end of ths Cecument fOr more infornsion. Cash Cash and money balances Cash and mon?y balances may include avalaole cah balances, UBS Bank USA deposit account balances, UBS FDIC insured Rogan Bank Balances, UBS AG Stant old Branch deposit account baances and rroney Matt MIAMI fund Sweep bianCeS. See the important information aboutsoui statement at the endof this document for detaits about those balances. Hddng UBS BANS USA DEP ACCT 37,710 99 openno bailee on Sep I CS) Your total assets Cash Your II nandal Advisor: I SC TT STACK kil Arai Yr F CASPiri PBS Balk USA and al UBS FDIC Inured Progan Bank deposit acCOunt tOerXts are insured by the FDIC within Donut* lints, but ale not protected by 9FC. Lit3S AG Stanford Blanc h deposit account balances ale not insured by FCC ander< not protected by 51K. Money market sweep balances are protected by 9PC but are rot insured by the FCC ClOsinobaance Pnce per share Average Ori :fendInterest Ogsm on Sep 29 IS) on Sep 29ft) rate period period Cep anOunt tS) 44,161.91 250000.00 Percentage of Cost Unmated Unretand Value on Sep 29 (51 yOur account bass (l) annua InICme CS) geinpr loss (S) Cub and money balances 44,161.91 100.00% 44,161.91 Total Account activity this month $44,161.91 100,00% $44,161.91 Date /OW), Description Arrount (S) Deposits and other funds credited Sep 1 Transfer JOURNAL FROM HISLAINE MAXWELL 12289.01 Total deposits and other funds credited $12,219.01 Date AditIy Description An-owl (S) Dividend and interest income Taxable interest Sep 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0907117 Total taxable interest Total dividend and interest income 5.30 Date Sep 5 Withdrawal ACH WrTHDRAWAL UNITEDHEALTHONE [swoon $5.30 $5.30 Amount (S) Bill payments 39.94 continued next page SDNY GM 00023526 OW70309305561337 NP7003309COB 00033 09'7 0305 750C 01100 t page 5 of 6 CONFIDENTIAL EFTA_00134146 EFTA01275917 4tUBS Resource Management Account September 201 7 Account activity this month (tontnueth Account name: GHISLANE MAXWELL Friendly account name•Indiv ChecklCar Account number: Your Anomie! Advisor. SCOTT STACK MAIIIYIF CASRIFI Date Acing), Descnplon Armin LS) Sep 5 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -658.79 Sep 5 Withdrawal ACH WITHDRAWAL AMEX (PAYMENT -5,001.32 Total bill payments 45.700.05 Bill payments (continued) Card Items for your Attention: The new U8S Visa Infinite credt card is here, packed with exclusire trate I benefits, more rewards and more of what )vu lace, Including thdraordinarifi personalized service, All stumingly clad in metal. Visit ubSCargegainfinge or call us at 888-762-1232 to learn rrore Odle Description Amount ($) Sep 20 CREDIT CARD PAYMENT -143.34 Total card payments 4113.34 Card payments Mirirnirn Payment Cue Payment Due Dare Credt the Avalatle Credt Line Outstanding balance UBS Visa credit card(s) payment information for October 23, 2017 135.00 Oct 23, 2017 135,00000 134,%200 138.00 This emit cad is enrolledin UM Pay Credi Cad feature and will autcmaticaty be pad from your account Your payment is scheduled for Odcter 70, 2017 We prom" this inforrnaleon on you- UBS Visa credt cards scloy as a courtesy to you. The UBS Visa credt cad and account are rssuedty UBS Sank LISA UBS 8ank USA sends you the officia statement fa this account and you should crake your pa,ment ac cord ng to their nu rucn ens. We do not r nd ode your OutStaiding credt card taarce in the value of yolk account with UBS firtiarKi$ Services Inc Ole Activity DesCriptiOn Amount (S) Money balance activities Aug 31 Balance forward 07.710.99 Sep 5 Deposit UBS RANI: USA DEPOSIT ACCOUNT 12289 01 Sep 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090917 -5,700.05 Sep 8 Deposit ORS BANK USA DEPOSIT ACCOUNT AS OF 09/07/17 5.30 Sep 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09120/17 -143.34 Sep 29 Closing UBS Bank USA Deposit Aomunt $44.161.91 The UBS gent USA Depagt ACCOUnt It your primary sweep %mon CNP70305006561338NP70C0309038 C0033 0917 030575004 Y123576550 ICI po000235PAge 6 of 6 End of statement for account numb."... CONFIDENTIAL EFTA_00134147 EFTA01275918 Important information about your statement 1.85 Financial Services inc. (the Forn or UBS anemia! Sankey). is a merrber of all principal tastily, ccmrrodey and options exchanges. UBS Financial Services and 1.85 Bank USA are i-died subsilones of UPS AG and aft ibaes of 1185 Skittles D.C. The Fin's f hanoal staternert C available upon reosest. The F Mos exeosire offices are a. UBSFinricol lances Irx. 1200 Harbor Boulevard Weehawken, NJ 07086 This Staternint represents the oink official record of par LBS Financial Semites account. Other recads scant official lac dxunents. contanng conelidng data should not be relied was II you beets* there is an era or omission. please report t immediately n want to the Branch Manager of the office wong your account. Allhosip a tiger.' shown re intended to be accurate, statement state *puke not be used kr tee purposes Rely meek on yerend tax kerns. fie Form1099. 5498. 10425. etc ) when Drepamg your tax return. The Fim required by law to repo to he IRS all eatable dividends, iseportakb noritauble anima and taxable edema caned on Wantiel held h you account net proceeds an see trreaclions, - rd cost basis an certain covered saran. Cavereaficellons with the Firm • Please reconfirm ay oral corrinancations in wring tofurther protect your rigents. mdudrg your rgOnts titer tie Seo_Nies Investor Protection Act (SPAT • If the financial ectitution cri the top left of dot tract of this statement isnot LBS Enna Strokes, LBS Fhandal Seneca carries you.=aunt as nearing bucker by arra-gement rah the edcated institutors We inform(' you of to relatcnshio when you opened this ottani h the case. your tu-a and Parities re boated a LOS financial Semites and rot the imodang bra•r, and you must make a repel of any error or omission to both firm • As directed in the account agrements, yw rust roily us of any errors or fraud numbing decks reflected al your statement within 30 days after t was mailed a made ansibble. • Please diodes:toter complaints or irearies to he Fitts C fent Relatiens Deportmenta 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 PO P.M. ET Monday through Frday, or in wing to U65 Fe-uncial Semites frk, Client Rebticre Depriment, P.O. Box 766 Union City, NI 07067. • A 0 slaements shall be deemed complete end aco.r.fte if not objected to in writing within 60 days • Fa nv services Call 844412-0,36 or *cm outside the US.: Cal 201.352-1495 • In cam of *nets or cantire about as electronic furls transfer OFT). WI payment a UBS Ward:fat card transactions, call WS-762-1000 Cre wile to UBS Financial nice, Ix., 1000 Harbor Blot, 6th floor. Weehawken NI 07086, Attn RIAAIMA Strokes Cal a ate as soon as you can, if you fink yes staement a receipt is wrong or if you need more nknnaten tote a transfer on the statement or recipe **Film or Card bsuer (as OftokablanN1f her I romyou no later then 60 days after the F rm sent you the list itemises, on which the error or Prdblern XPeard. - Primed, pow name ad xcant nerricer luf any) - Cesabe Ile error or the transfer you nu -sure about, rod cabin as chary as you CM whip you believe d anima a why ),,J need more Samanon — Providethe dolor anent of the suspected era. The Finn or Card Issuer wil Seagateyour ampere and will coned Dry near promptly. For alleged errors enolvieg UBS Vea• debt cad transactions if we take more than 10 tusness days to do tbs, we will credit yet, accost for the amount you thinks in error, so that you heel hen the use of the money dunng to the it takes us to complete our iwestiption. Please mike all checks payabh to the Fern or tee &uncial instation muted on the front of the statement In addition to maker accour fees, accounts mw be abject to maironarce lees. ch.rges for We earner* lx securities purchases and charges For unpaid amounts n cash accents. Accounts that se tansferred to other instnAcns may be subject to a Vander lee. UBS Sweep Options 1185 offers options kr sweeperg cash balances to ba-k depose accounts al non-ratted birks and a edated banks Maley rmarlut mutualfunds (Money Faidgand to eternal:nal DePat Accost (DA) fa customers wit. an Integration)! Resource Management Accost. Deposer accounts al UB5 Brk USA and nor-aff Plated barks panicipatng n the UBSFDIC-Instred Deposit Progran are FDIC iimured in accordance with f DIC rules. For more infornatim, please visit inn f dic.gov. Deposit accounts at UBS AG StamfordBrandt and shays of Money Fuxb are not tined by the FCC Through tie Da cash balances re swept to deposit accounts at UBS AG New von Brardn a-d UBS AG Cayman Branch. Thew deposits are not inured byte FDIC. Balances held at tie LES AG Cayman Branch are temp:rank reposed to dot sovereign rah of the Cayman blinds rd there is no gaunter or other obigation of SIBS AG lo repay the balances while on the UBS Cannon Branch's books. Bar* deposits are not protected by RFC. Money Fund shares we protested by 51K. See "LIM Finnan Semmes Accost Protection' below. ltxn Jour request, Dolores n to bark deposits may be wrindawm, rid Manes of a Morey Fat may be empultect and he proceeds nand to you a your seethes amen Furrier ilormarcn about available sweep options, ricking current interest rale and yields, it available www ubs corriveneftwela from your Francis' Adviser a by calling BC0.762-1000. UM Pantie' Services meow% protection The Firrn is a member of the Seenties Investor Protection Corporation (51PC), welch protects securities oatonws of is menters no to 1500,000 (rakding 1250.0X/for thins for cash). Elabnattly brioche* embarle upon rearm or at mow syn.oft The SIC asset protection knits apply to all roans that you hold in a partioulat capacity. The Fens together wish certain aft kates, has also purchased applemental innate The ma. mum mount payable to at elgbft clients, coiled...fey older this protection is 1500 million as of Decanter 10, 2016. Ssbact to the poky ordain at Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate kr all you accounts held n apath:War capacity AM copy of The poky watleg is mailable upon request. Neither teSIPC patch:ennor the apphrnental protector apply to: • Certain financial assets controlled by (and inserted n your account value) but held away from UBSFinancol Services. For example certain (0 insurance vadat% including variable rarities, aid 00 shares of crawl funds registered the name of the accam holder on the boots of the issuer or Wander agent), • Imeonunt contracts or investment harms (e9. limned partnerships and private placements) tut are not registered under the Securities Act of 1933; • Commodities contacts (e g. foreign ethane and pm Sae metal ccrdracIfk including futures contracts 4Fkl contnoditf option contracts; rd • Deposit accounts (except cent Pates of deposit) at L135 Berk USA, UBS AG U.S. branches and barks n the FDIC hared Deposit Program. The SIPC potation and he supplemental potator do not apply to them assets even if toy h. appear on pis statements. The WC protection rd the appkmertal protection do not protect against changes in the market vela of yes investments (whether a a result of midst movement. issuer bankruptcy cr otherwise) Dividend Reinvestment Program (DRIP) The arke reelected is an averape pike. You may obtain the actual peke Ircm yon Fan ial Advisor Ordy whole shams are purchased under 0 n IP; Palial shoos will be sold ad the cash wit be deposited er your account The dividend renveslment Wite applied by tie Barr may oiler from the market price at which the partial shares are sold Cash-a-lieu Car whole urns may be held nyar account. If you we entitled to a anal int as a result ol • Pricked Nsmeni a oh•rwise, the Finn all either sell partial units at menet price a accept an smart detemined by a registered cleareg agency, and credit yes accost. Invertment objectives The investment objectives rid risk profile ay sprat to each account and may vary between yes roans. Please adinse the Finn prorrptk in meting day upticant change in you' tensorial sivabon or investment °boners For each arcane held wit choose on of the f plowing investment objectives: • Produce Covent/Prone: Investments seeking the generator, of nccmeork CONFIDENTIAL • Ache* Capea/Appreaffion: Investments seeking growth of pmcpal rather than the generation of income. • Produce Condonation oilman. and Capital ApprscraMw Investments seeking both the generation of nccme and growth of pirjeal. Overall risk profiles • Conserv", Soaks to marten nail plc pat with low rut an/ solotilny to the accart owrat even if that means fie accost does not generate significa-e income a rosins and may not keep pace with inflation. • Medan* Willing to Adept MYR rids to princgal ad tolerate some Wieldy to seek hitter returns. • Aggrieve: WHIN to accept hid' risk k principal at high voila* to seek high returns own time. • (neaten! Eatgeakey Consideration: If selected a portion of the portIolio for tit account may include complex strategies linked liquicky and greater volatilty. Statement •householding• We may consolidate sA related account statements worth the same address in the same envelope, et. because they haw cents ,she ako maintain join roam relationshios wth older dents a the serve address. If you prelb•10 rneire indisidusl statements mailed 'n ware envelopes, you may decline househceding try Nang your Financial Advisor Friendly account name The Friendly account mane is a customizable *ralcriame Maven by you to not you with your necordkeeping has no legal effect alma account You concha-gm your Friendly account names, through °nine Services a by contacting yes F ivnual Atria. Aixamt overview • Vanua% PP aaountrpenfolce Net of assets and arta les • Asset_ Includes available cash balances, wakes for restricted security (est), and Global Time Deposits, unrerzed marts to market, and canon assets not held by the Finn. Does not include unpriced efturitiegasrats a the end of the paor and current statement periods, or ornate Segments... vd stock options and coronae* god options • Ciabates Inctides debt balances, outsta-deg moon loam, credit link dm arcane batmen. • Cash/roomy balances. Total of uninvested avalaba cash balances pbs depoot balances at *Ihated aed non-aft ikated banks, Endmoney mean rrutual Ltd swig balances, et the cbse of the statement period. Nen.cormardity free oak balarm in per want am not sog•9aed from other balance, and to Fim Fria? use any of these fusel ei the ordinary mongol as busness these funds ye paykle kpon your dernaki This total is incLded in the anent period closing nuke. SDNY_GM_00023528 EFTA_00134148 EFTA01275919 Important informatioll about your statement (continued) Lending aformaticin For detailed Mom/gal an the Ferris lending praatera and dabares, refer to yam Clem Relamonship Agvement or Account Agreement rd the General Terms and Conditions LEG Statement of Credit Prates avaiable in Agreements and Outhsures at yew Lbs ce.mbereinsgargai Your assets Your statement terraces secaites ri d other assets hekl in the accost al the end of the statement period You may S. for *May of lily paid Sco-rtties tie*. You may receive aunties used as loan collateral after payeg any balance de on them. Any securities Irengeried to the Finn thing the statement period are listed at market vabe as of the end of the garner* ;wood • Cost Wage. delermoing lac cost basis of the securities inckeded in this natem ern. where indicated wen the nutter TES Ferranti& Senates has relied on information cbtained from sources other than CBS FINNIC...I Seeders. rtlairg edam:non Irani another Inn a that you may haw provided to your Fining' Ackrisor. The Firm does rig ardepardergy vedy guarantee the accuracy or readily of any ticrrogron provided by saxes other than LOS Financial Sancti. ackftiork although LOS F it Senses genera' updates this Manzien as a received, the Tem does not vomit wry assurances theta nformatgn under 'Cost bast- and rederealced garl loss' 6 aCcurate as of the date of the statement. As such please do not rely on this information to nuke parches, or sale decisions. Ice lax purposes otherwise. Accounts transferred to the Firm my reflect gar/ loss Mammon only for the period d ire they re hit at the Fem More historical alcennalion can be added by war Financial Aditor. • Unrealized gains/kisses %hen data a amt./bit estimated arealdid gaindlosses are cadged for naidal secure, lots. Roe trinsweion data for iredwilul lot may or may not ref lest carninsions charges andor sectrity reorgarwat cn treats Diedend and other reinvestment lots and wstanalk paluse lots ale each combined to display one averaged lot the • Trade date casein presents the caning varnaction trade dam • Callable securities Bonds and paced god than the issuer cats for err redergaion wil be selected trpartialy by lot Iran among al seesaws of that issue hog n our name or n nominee runw for as cleats Call feature Monnalion is 'obtained from third pates and es accuracy snot guaranteed. Other call lents may exist which cculd antra yell ample. Mormaten sill be provided upon request • Certificates of deposit (CDs). CDs are FDIC inured up to 5293,(00 n principal aid accrued interest per depositor and per auditory int:meta in wean:tint. with FDIC rules. • Pricorvalue Frees displayed foe wired and Other crockas may be higher or lower than the once that you would snugly receive in the mat. Feces are obtained from versus third ',sly tante, which we belies to be reliable, but we do not guarantee this accaacy. - We 9theralY1,19 the closin Drift "Awn amiable a the mean of lbid and ads prices fa listed mast ies and options a on/y bid prices lot OTC securities. - Less actmgy traded swathes maybe priced using a valuation model a tee most recent ace we obtained and may not reflect neural market price or Ms. - Certain postern may appear wilting a ace and will show m 'peke was not aslabb• il we are unable to obtain a price for SeCuity - Deposits or setuntes denominated curremies other than U.S dollars are refreflected at the exchange rate as ol the statement dale. - certain serieries wading in noreconformiv dencenhatorn. price and guatity gate valve) mg' haven een adjusted to tartlet Prover Mogan. To detain current chstatens. when ava table. contact was Fiuncial Adios. • Private investments end gnawed products. Private mesh" act secant (ii Wing diva partcipatcn program and real estate investment nust securities) and sewed products are gamely highly ilia d Ctrtan granted crakes have not been regntered with the Securities and ficharr Canmsion a aide any state securities laws. We promote estimated vaLes let prate investment securities and stffictured products for niormat awl draws only Accuracy is rue guaranteed - These values may differ sags/tab/ from fortes, if any, al which a priese in/earned security a structured product may be locuthl or sold arid do riot reetSWeib'rePreSent the vat* you may Weeny Wen liquidation. - Third party esinties of *Is re as or a certain dale and are supplied to UBS Financial Services on a regular baser by an independert mbar's' firm. - hoar, ventralpartner or sponsor estimated vales, ary, we applied to the Finn by the :nut,. general thaw or sponsor and may be cakulated based on deferent rdormaton from tat used by third panes to derive their estimated values. - You can obtain additiang information regarding the methodology used to determine the estimate of value and the dale of the darn/anon that is the basis la the estimate by contacting your Financial Advisor. - Third pry *menaced vats may be reflected as 'Not priced' in several stuatiors *ken an clam Jetvaluation Inn has not gopher/ orn unable to ass9n a vas Men we become aware that a material event hit otosred th1t may call a previous,/ reported yaks into cum:a a when a value would behighly speculate* ckie to the nature oe the security - When nether an issuer, general partner a spew estimated value nor a thrd-party estimated vats provided, the value of the security will bedifferent from *sambas.? price - • Ontrtuncen to date nay nducie return of captal„ raceme or both. - • Original unit size' represents the anal awing price per unit and may net reflect yd.: con tarn - Orr and 'SOS RUT sautes we not listed on a nahorial smarm exchange, and se generally *had and even if they can be sold the price received may be less than the pee share estimated was provided n the accost simmer*. • Westland Murkiest Restricted securities perwralTr are not amen* gig& br public sale LEIS Financial Services uses the market price of the unrestricted stock of the sane issuer as an mputed value for the restated stock foe porP010 of this srafement only. To the MVO that restricted securities are &gbh la ‘14, tee yaks retired may be substarrialB less than the Mated yak* than • Est. (Iselin/tad) norms anent yields and rates. An ern 'rate of axial income is based on current dhidend and awn raters, assuming the sour-ties will be held Ice are yew from statement date ce stmt maturity. Thu estinate a colt a gudelne, accuracy and continued ncome are not guaranteed — Enimated anal income and cared yield for certain types of sectaries coal include a mean of prnctial or capital cans n which case the est income (ad <went geld) mud be overstated. — Estimated anal name and correct yield and the anal imam an:Iyield m4ht be lower a higher than the estimated awaits — An estimate ol nasalized income dividend ander interest) dieted by the current mart value( aye e aye balance a based on the last dads* or interest 'Tarrant made by the issuer and assures one sects ries, depsof s all be held for one year ban the statement date or until malvay. Accuracy end continued weld are not guaranteed. • Assou not held by UlitS Financial Sorvicea. Certain assets are not held by the Finn and riot wthn the Fern's possession or (antra These assets we displayed on you statement for informational purposes only. Positrons and yaws presented are provided by the issuing fi nn UK Financial Services n not respcenble for this information and does not guarantee es accuracy. these assets are not protected by STK or the F revs supplemental Slit coverage. • Revenue sharing and additional compensation • In adarcri to comenisions an sales and 12bil lees reamed en connection with the dentinal of mutual funds to as dents we extra our Strafe retest rewrite /haring parent, Iran detrban ante advisors of the natal finch that we Sell These waxen, we based co two different (onvonems: nh the amore ol sales by LOS of a pat Kuhl mutual fad ternary to ow client and VG nit asset valued a particular mutual had f arnibt shires held at the Inn — We and our affiliate also receive networEng and err bat procesteg fees in consderiecn Ice transfer agent sermon that we provide to the mutual funds Thou fees generally we paid from investor assets in the mutual hid and are a fired dollar amount based an the ounter d accounts at the broker-dealer holding magi fads of that find family CONFIDENTIAL — h addlen to commemorn reread in connection rah the sale or dentate/ of array contracts ad unit investment trust units tear clients, we ardor cu affiliate receive reserve sharrg compassion Iran may of the (tirade compares underrating the am ity coasts, allikates ol the enur.exe co pans or sponsors of the unit investment trusts we <latrine. •- Our affiliates also recent train carrrissions and other compernation torn textual lads and issuance compares whose products we tabu.. - We receive an aortal fee from LOS Bra USA arid 1.8$ AG Stamford Branch of up to 925 per account sweeping to the banks know the LOS Bat Sweep Program. Activity Information regrdng commissions and other charges incurred on correction web the execution& trades, nettingoption ansactuns has been extuded confirmations previously !washed to you, ad will be provided to you prorrogy on raged Short selling If you ere engaged n thort selling a waxily. you may incur a charge die to certain borrowing costs for that pal iculw smoky. Open orders Regarding open or • ivartrIcancelecr orders that were rot executed by the statement date, open buy and set slop ceders are reduced by the amount of dividend' or richts an an exclividends a wheals dire unless Minsted otherwise yith.1reu ere fespcnsble for aden that are executed die to yar 'alai to casel eating open Orden. Privacy To 'Man a copy of as cared Cheri Macy Notice. please contact yar Fnancial Achiscr or vest ow webste of weir hi murvi'verimue — 1.85 Fiuncial Services is rat a bank. The RAW, Bosons Services Account 854 and SMA we brokerage accounts prude access to boning states and ;roasts Ihrou:ah erangernerin with affiliated barks and ear ihicl.party banks, and provides access to nsurance - and annuity products issued by unaffiliated thirelorty mortice ampain through inarance agency subsidiaries d 1.85 Financial Services Inc. — Mamma, edur.9"Kt, and annuity proelcu. - Not FDC mad • No bank guarentee• May lase sate — WA PoSafte Learieramint Accoutre Business Sakes Account BSA, ltMA and international Resource lAanagernent Account are registered service rark. of LAW Financial Senses Inc. - heed is a registered vale ark owned by Visa Interns:anal Service Asvartion ad used under keen The LOS Visa credo cads and the LOS Visa debt cads are issued by LOS Bank LISA with permission from Vda U 5.A evaporated M other ea rmak• *gaoled maw/wit service maks and registered unite mho .we of their respective (OcrpenreS UBS financial Set vices Inc Per 201709 SDNY_GM_00023529 EFTA 00134149 EFTA01275920 4tUBS U8S Fnancial Services Inc Private Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 CNP7005648.3771017 V1 0 Account name GHiStANE MAXWELL Friendly account name: Indiv.ChecKar Account number Your Pi nandal Advisor: VT)111 STACK1,1414/ LYLE rASREL Questions about your statement? Call your Financial Advisor or the RMA ResourceLine at 800-RMA- 1000, accou Msltour webslte: www.ubscomlfinancialservices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from WWW. annuakreditrepost.com. Resource Management Account October 2017 Value of your account on September 29 IE on October 31 (1) Your assets 44,161.91 45,574.66 Your liabilities 0.00 0.00 Value of your account $44,161.91 $45,574.66 Tracking the value of your account S the Lr,anc5 7:6 43n 442 456 1.9 Dec 2014 Dec 2015 Dec 201 6 sep 20i 7 Ocl 201? Sources of your account growth during 2017 V Sue of your account at year end 2016 143,932.84 Net demurs and withdravab 41,623.73 Your nvestment return Dividend and interest income $18.09 Change in market wit* 50 00 Value of your account on Oct 31.2017 144574.66 SDNY GM 00023530 Member SIPC CNP7000E005603317NP70C0187706000:0 loll 0305750d la0050 Page 1 of 8 CONFIDENTIAL EFTA_00134150 EFTA01275921 SUBS Resource Management Account October i' / Your account balance sheet Summary of your assets Value on October 31 (1.) Account name: GHISLAINE MAXWELL Friendly account na • Cheek r f Account number: Percentage of your account A Cash and rroney balances 45,574.66 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $45,574.66 100.00% Value of your account $45,574.66 A Eye on the markets as of October 30, 2027 Index S&P 500 Your A nodal Advisor. SCOTT STACK MAN LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS 104C Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about war statement on the last two pages of this statement for deta Ps about those balances. Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U S. Aggregate Bond Index Interest rates on October 30, 2017 3-month Treasury bills: 1.12% One-month LIBOR: 1.24% Percentage change October 2017 Year to date 2.23% 1639% 1.99% 1617% 1.39% 22.14% 0.08% 3.23% CNP700030056$8378 NP7000187706 00003 1017 03057 CONFIDENTIAL 11_OFF_000235510. 2 of EFTA_0013415 I EFTA01275922 *UBS Resource Management Account Change in the value of your account October 2017 (11 Year to date (S) Opening account value $44,161.91 $43,932.84 Deposits, including investments transferred in 7,927.88 507,326.82 Withdrawals and fees, including investments transferred cut -6,520.20 -505,703.09 Dividend and interest income 5.07 18.09 Closing account value $45,574.66 $45,574.66 Account name: GHISLAINE MAXWELL Friendly account n Account number. Dividend and interest income earned For purposes of tNs statement, reaablity of interest and dindend income has been determined Iron a US tin itPOking CerSPKIht. Based upon the residence of the account holder. account type. or product type, some interest ander dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) Income tares. The dent mom* datemem is not intended 10 be used and cannot be need upon for tar purposes. Clients should refer to the apPlaltie tat (*toning forms they recent from IBS anomaly, such as the forms 1099 and the Forms 480, for lair reporting information. It is the practice of UBS to file the attliCatle tar reporting forms with the US interria aeNnue Service and PR TreaSury Department at in such forms accurately datdefy chic:tenet ardor Interest as lour eserrpt or teal* re4crwe mese (Oman yOui Ind./dual tax preparer. October 2017 (S) Year to date (S) Taxable interest 5.07 17.84 Total current year $5.07 $17.84 Prior year adjustment 0.00 0.25 Total dividend & interest $5.07 $18.09 Cash activity summary Your financial Advisor: SCOTT STACK MAN LY LE CASRIEL see Account activity this month for dela Is Balances in your Sweep opuons are rod uded in the openng and closing baLsnces vast. FDIC insurance /gooier to deposits at UBS Pant USA and an basks participating in the UBS FDIC insured Deposit nrogarn, M1 des not apply to deposits at UBS AG. staricect Erarch 01 bank deposits placed through the U8S International Deposit Account program SPC protection applies to money market sweep fund holdrigs but not bank deposits See Important information about your statement on the last two °axis of this *oament for details. October 2017 (1) Year to date (5) Opening balances Additions $44,161.91 $43,932.84 Deposits and other funds credited 7,92 7.88 507,326.82 Dividend at interest income 5.07 18.09 Total additions $7,932.95 $507,344.91 Subtractions Checks and bill payments -6,482.20 -504,265.33 Card payments -38.00 -1,437 75 Total subtractions -$6,520.20 -$505,703.09 Net cash flow $1,412.75 $1,641.82 Closing balances $45,574.66 $45,574.66 UBS Bank USA Deposit Account APY Interest period Sep 8 - Oct S Opening UBS Bank USA Deposit balance Sep 8 $44,305.25 Closing UBS Bank USA Deposit balance Oct 5 $45,245.87 Hunter of days in nterest period 28 Average daily balance $44,338.94 Interest earned $5.07 Annual percentage yield earned 0 15% SDNY GM 00023532 CelP7C0C0305648379 NV7003187706 000O3 loll 0305a000 Page 3 of 8 CONFIDENTIAL EFTA_00134152 EFTA01275923 4tUBS Resource Management Account October 2O17 My Choice Rewards Points from UBS Account name: Friendly account name: ir Account number. Rewards pours are reflected as of the 26th or the month or the poor business day if the 26th fah on a vAtekerx,h3Intay RentarCk poni actunty details am IX found On wnw.utd.corattnanesetvices October 2017 Year to date Opening balance 7,012 5,709 Points earned 196 1,499 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a fur description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment digibAty consderat:on • None selected 7,208 7,208 Your account instructions . Vow account cost basis default closing method is FIFO, First In, First Out. Your Ignancial Advisor: SCOTT STACK/allLYLE CASRIEL CNP7C00800S648380 W7000187706 000O3 0305750 Y GM 00n5ltage 4 of CONFIDENTIAL EFTA_00134153 EFTA01275924 UBS Resource Management Account October 2017 Your assets Account name: CHISLAINE MAXWELL Friendly account n • Account number. Sane prices, income and current values Shorn may be approximate. AS a reSull. pans aid resits ma/ nol be accurately reflected. Set 'important into:moon about your gatemem a the end of ths document for more infornson. Cash Cash and money balances Casb and money balances ma/IndWe await!, cash balances, UBS Bank USA cbroat account balances, UBSEDIC unwed Rogan Bank Balances, UBS AG Stamford Branch &posit account balances and money market mut tra fund sweep balances. See the important information about rot statement at the endof this document for details about those balances. Ha Ong UBS BANK USA CEP ACCT Your total assets Your Mandel Adviser l 'OTT STACKWA/I YI E rAictia UBS Bank USA and al UBS FDC bitted Rogan Bank depeat atCOrnt baaXeS are insured by the FDIC within applicable lanb, but are not protected by 9PC. UBS AG Stanford Branch deposat account balances me not insured by FDIC and are not protected by 51K. Money mike sweep balances are pointed by 9PC but se rot Insured by the FDC Openng Magee closing barna Me per share Awerage Defickna 'Meta Dap in on Oct I (I) on CM 31 (S) on Oct 31 CS) rate pedod period Cep amount IS) 44,16191 45,574.66 250,000.00 Percentage et Cost elitnaltd Unrealized Value on Oct 31 (I) Y0ur account bass (S) annual in(Crne pan or loss (S) Cash cash and money balances 45,574.66 100.00% 45,574.66 Total $45,574.66 100.00% $45,574.66 Account activity this month Date Acilety Description cunt CS) Deposits ad *tar funds aedked Oct 2 Transfer JOURNAL FROSHISLAJNE MAXWELL 5,838.09 Oct 19 Deposit NONWCAL CHECK AS OF W I 711T 147.00 Oct 19 Deposit NON.LOCAL CHECK AS OF 1017117 315.79 Oct 19 Deposit NON-LOCAL CHECK AS Of 1017117 1827.00 Total deposits end other funds audited 67.927.80 Die Acunty De)(nPhon Amount (5) Dividend and interestinanne Taxable interest Oct 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I Cf 0917 Total taxable interest Total dividend and interest income 5.07 $5.07 $5.07 SONY GM 00023534 0,7030S005648381 NP7000187706 00003 loll 03057S0a00000 Pegs S of 8 CONFIDENTIAL EFTA_00134154 EFTA01275925 UBS Resource Management Account October 2017 Account activity this month (contrived) Check nurrber Dde Description 001054 Oct 11 INSURANCE OFFICE OF CENTRAL -347.00 Total chadu -1347.00 Account name: GHISLAINE MAXWELL Friendly account namelocliv CheddCar Account number: Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL *mown ($) Checks Date Actigly De% nouce amount (1) Bill payments Oct 3 Withdrawal ACHIttraiDRAWAL liNTEDHEALTHONE 45839 Oct 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -4,060.47 Oct 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -3994 Oct 10 Withdrawal ACM WITHDRAWAL Saks Retail -1,34400 Oct 19 Withdrawal ACH WITHDRAWAL NYS DIE CT -32 00 Total bill payments -16.13510 Card It.,,. fat your Attention: the new UBS Visa Infinite treat card is here, packed with exclusive Ware I benefits, more rewards and more of what you love, including extraordinarily personalized service. All stumingly clad in metal. Visit ubscoMisainfinite or call us at 888.762.1232 to learn more Date Description Ott 20 CREDIT CARD PAYME IT -38.00 AMOLet Card payments Total card payments 438.00 hrinmprn Pain-lent Cue Payment Due Die Credit kne Avatatie Credit Line Outstanding Wince UBS Ks* credit ca S(s) payment information for November 23, 2017 $35.00 Nov 23, 2017 135,00000 $34,E0400 $196.00 This credit cad is enrolled in 1)85 Pay Celli Cad feature and will autcmatcaly to P3d frcrn your ,xcount. Your payment is schedied tor November 20. 2017 We provide INS information on your ins Visa peck cards sidety as a courtesy to you The U6S Visa credt cad and account are issued ty U8S Bank USA UBS Bank USA sends you the official statemml for this account and you should make your paanent accordng to their instructions. We do not ind Ude your outstanding credi card belarce in the :due d you =count we UBS Financial Services Inc. CNP7OPC03056413382NP7003187706 00003 1017 030S7500 Y GM 00nesge 6 of 8 CONFIDENTIAL EFTA_00B4155 EFTA01275926 *UBS Resource Management Account October 2017 Account activity this month icontnuedl Ode Act,v,t) DeSChpbon Amount (I) Money balance activities Sep 29 Balance forward $44,161.91 Oct 3 Deposit 085 BANK USA DEPOSIT ACCOUNT 5,838.09 Oct 4 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 10/03117 -4,759.20 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 100917 5.07 Oct 11 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 10 10117 •1,344.00 Oct 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10 I If 17 -347.00 Oct 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,057.79 Oct 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1020117 .38.00 Oct 31 Closing UBS Bonk USA Deposit Account 545,574.66 Account name: GHISLAINE MAXWELL Friendly account n • Account number. Your M sandal Advisor: SCOTT STACKMANLYLE CASRIEL The UBS BMA USA Depot &COM Is your primary sweep einem 00703033056483e3NP7000107706 00003 1017 030575001 CONFIDENTIAL SONY GM 00023536 8000 Peg* 7 of 8 EFTA_00134156 EFTA01275927 *UBS Your notes ""—="7== " .7° 6, '"'''''''-"-G-241"' ' '' 8 CONFIDENTIAL EFTA,134157 EFTA01275928 Important information about your statement U3S Fiancial Services tic. (the horn or UBS Fnercii Servbes), is a merrber of all principal truly, canrrodey and opens exchathes. UBS Francial Sconces and 1.8$ Balk US4. re i-died subsilanes of UBS AG and *Miresof UBS Season LLC. The Fim's enamel statemert is available upon retried. The Finos extaire offices re at: U3S Financial Stripes Inc. 1200 Harbor Boulevard Weehawken, tU 07086 This aatement represents the onN official record of yoer LB5 &uncial Services account. Other recant, eapt official tar docunents, contanng contlidng data should not be relied sport H youbelieve thee is an era a omicron. plea,. report t inenedaktly n yang to the Branch Manager of the Mice wvith your account. Altheap al liaares sown re landed to be accurate. statement dnaMake not be used kr tm purposes Rely saN on yemend tax krms, fie , Form 1099. 5498. 10425. etc ) when Drepamg your lax return. The Fim reared by law to repon to he IRS all taxable diadem; reportable rentable clariand and mak nem end en securities held n you accost net proceeds are breaclims, a4 con base cn certain covered stairs. Caverardatlans wiat dee Firm • Please earl km err oral cormunkations in meg to further protect your rills. indudrg your ages utter the Se airs Investor Protection Ad (WA/ • If thefin/noir ithitution on the top left of to front of this stamen isnot LI3S Enna Strokes, LOS Fisincial Semites carries yea account as daring tacker by arra-game with the ithcated nstituton We informed you of this relationshiu Manta opened this aeon. h the cast your hit and stores re bated a LOS Financial Services and rot the imeackg braes and you rat man a nen of ry cam or omission to both firma. • As delisted in the accant agnemmts, yw Mat rendy us of any elms or Laud erring elects reflected on your statement within 30 days after t was mailed or made alas. • Plea died *moat complains or dares to the Fimss C Fent Relatkns Department at 201.352.1699 or toll-free at 801•354-9103, 8:CO A.M. to 6 OD P.M. ET Mondry through Frday, or in wing to WS Fivnual Semites frp, Client Retrials Depairmet P.O. Box 766 Union City, NI 0700. • A II statements shall be deemed complete ad aurae if not cOctid to n wiring Mtn 60 days • Fa TT( services_ Call B44-612'09,36 or nom outside the US.: Cal201.352149S • h um of *nes or omens abort an 'atonic knit transfer (FT/ bit amen a UBS Vea•deet card transact/tans, call 101762-1000. a wile to UBS Frontal $er.ices Ix., 1000 Harbor Blvd, 611-• floor, Weehax.4.e% NI 07036, Atte WANES& Senses Cal a mite as soon nye, can, if you thee you' statement a receipt is wren; or 4 you need more nionnater rxut a Order on the state ere or recipe. The Film or Cad bar Gs applicable)must her I romyou no later than 60 days after the F rm seen you the list stlet..114.11 on which the erns or Problem rand. - Dowd, yet name ad accost meter (d any) - Casaba Ile error or tie trawler )Cu at inure about, rd open as clearly as you can why you believe d is mem or why loth need man Hamra - Fronde the doles arrant of to suspected era. The Firm a Card Muer wA niestate your carthlan and MI coned ry error srempte/. For alleged errors Mang UBS Vet dee ta-d transacriam. if we take more than 10 ba tress days to lolls, we will credit )ate rant for the mount you thnk is in error, so that ycu wt here the use of to money dunng the tine takes us to complete our imstation. Please mike all checks payable to the Firm or the fatal inmost', ndcated on tie front of the starnent In addition to negate accort fa, accounts ma/ be abject to mattena-ce hos, (haws for late payee kr securities purchases and charges for unpaid amore n cash accents. Accents that an tanderred to other instance's may be subject to a tender lee. UBS Sara Options 1165 otters options formaplg cash braes to bale deport accents al non-aff dieted bats ad Mated banks, may maret mutualfunds acneyhridslord the nen:demi Clara accart (DA) fa cumart wit. at International gnome Management Accost Depost accounts al UB5 Birk USA ri d non-affiliated banks panicipatng n the UBS FDIC-hared Deposit Program are FDIC insured in mead:rice with FDIC am For nwe i-donnatian, plea via v.wwf dic.cpy. .Deposit accounts at UBS AG StanfordBranch and shies of MoreyFads are not tared by the FCC Through the DA, cash braes re swept to deposit accounts at UBS AG New YOrl, Brarch rdUBS AG Cairn.' Branch. These deposits are not inured byte FDIC. Balances held at tee LES AG Cayman Branch are temp:only noosed to to sovereign rte of the Cayman Mina ad there is nog arena or oat °Mann of LIGS AG to repay the balances while on the UBS Carman Branch's books. Bank deposits are not protected by PPC. Money Fund shores are pasted by 51K. See '125 Financial Simon Accord Woodier,' below. Ltar your request, bataxes n to bank deposits my be *Motown, and shwas of a Money Fad may be Iic1Adae4 and eve proceeds retuned to you a you' 190.1114$ ;coat Father iriormatcn about available sweep options, netting current merest rale and yolk a available whew ubs corriernemyea, from your Lancia Advisor a by calling 8C0762-1000. UM Piwidel Services secant protection The Firrn is a merter of the Searnits hate Protection, Ccrporation (SIP°, which protects securities oatonws of is members up to 1500,000 finckding 12500X/for dams for ash/. &Oratory brochre available upon read or at ma sec. org The SVC sat protricn lime apply to all moues that you hold in a particular capacity. The FM, together welt certain aft iliates, has alto purchased athavental masa The mat mum mount payable to al ekgbactras, cohesive seder this protection is 1500 million as of December 10, 2016. Sara to the poky cadets at Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate kr all your accounts held n a parikue capacity ccpy of the poky wadith is walla Mon request. Neither the SIPC protecticn not the aphrnental protect*, apply to: • Certain tnascid assets controlled by (and elated n your account whit but MM away from UBSFinancol Services. For exaTple certain 0Insurance proles, including wadable mates, aid (ig shares al Maui funds registered h the name of the &cart holder on the boots of the issuer or transfer agent), • laymen cortracts or Mama norms fe.) limted partnerships at private placements) that are not registered under the Securers Act of 1933; • Comnoditoes contacts (e.9, foreign Parse and pre( cus metal serene/ inducing fatties contracts and commodity option ntracts; and • Deposit accounts (except co cent icates a deposit) at LOS Bale USA, UBS AG U.S. branches and banks n the FDIC read Deposit program. The SIPC protect on and the supplartal protester do not apply to thee Met event toyer-ease appear on you statements. The SK protection and the amplemertal protection do not protect agate changes in the mien ea of you investments hater a a result al mast movement, issue( Arkruptcy cr otherwise) Dividend Reimestment Program ppm lhe sake reflected is an average pa. You my obeli the actual Fake Iran you. Fine-Kir Wax. Oa tie Mann ore purchased under DRIP; oral sham wil be sold ad the cash wit be &potted in your account The divided renvestmert pnce applied by tie Baer may Offer fromthe nude pike at *ha Inc partial lure aro sold Caster-lieu CnN whole urns may be leSdnyos accent. If you an mined to • pair snit as a result ol • addend amen a otherwise, the Firm mil either sell partial units at mart* price a accept an arrant determined by a regiitered clang agency, ad credit you accost. Immanent thecae@ The anima objectives rid risk profile on speak to each account and ma/ vary between yds /moults. Please attest the Firm prorrptN in wining d me ssrdicant change in you friaxial sit/stoner investment arches For each roan had you choose areal the (plowing investment objectives: • Padre Cumenencore: Investments seelath the gent/atom of nccmeork CONFIDENTIAL • Acker Coat Appear/on: Investments seeking growth d pmcpal rather than the generation of income. • Produce Com6Oution of Mcom and Caper Apposcia*n.Investments seelti-g both the generation of nccme and growthof petal. Overall risk profiles • Cons...favor Seeks to manlin nal peat with low rck ad volatility to the accord meat even if that means tie account does rot generate sided kat income ix are and may not keep pace with infirmity. • Moder.. Wiling to accept same rids to principal ad take-ate same warty to sr* hgher returns. • Aggress e: Walesg to accept hip risk to pincipal at high volatility to seek highreturns over time. • mummer Eagerly Corwieratron: If selected a portion of the portfolio for last account ay include complex strategies, tinted liquidory and greater volatiky. Statement•homeholdier We may tamale al related account statements with the en address in the same envoithe. • g. because the/ have can take mantim Yin axe relationshOs wan alw dents a the sane address. It you par to rare individual statements mailed 'n sera italithes, you maydecline ',Quadding by calith your Financial Aohnor Friendly account name The Friendly account am ea customizable *nilemane chosen by you to assist you with your recordkeapith has no legal effect coyote account You can chata your kindly accent names, through Cane Services a by contacting yes FirunoalAduse. Airmen waren, • vakoe of Ma aeourebboMolo Nn of assets rd liabilaas • Area Includes avalable cash balance; wakes f or restricted securty (est), rid Global Tame Deposits, unreik z marts to market, and cone' assets not held by the Fion. Does rot include unpriced efturitieslaseets at the end of the per and arrest statement periods, private k options ad emceed* star options • Ciatares hcludes debt braes, cutsta-ag argot loan, credit line, shah accent balinces. • Creamy braes. Total of uninvested meleble cash balances, pbs drat balances at *Mired and non-attikated banks, ad looney maker mutual Lad new balance; at the cbse of the statement pawl Non.tormadity freenit balances in yea oxcart re not segregated from other babas and tie Firn Fria/ use any of these flits tithe ordina-y course of its busness These funds an paykle iron your derna-d. This total is evaded in the omen period closing wit. SDNY_GM_000235311 EFTA_00134158 EFTA01275929 Important infornialioll about your statement (00111M0d) Lending thformatice For detailed neonatal on the f ens lending practices and dertkures, refer to ma Chant Relaicriship Agreement or Account Agreement art the General lens and Condatons 1_126 Statement of Credit halms available in Agreements and °donates at Jon Lao crmherdf sm.-ars/al Yew *nets Your statesmen Mimeo secaites rid other assets hell in the accost al the end of the statement period. You may S. for &Way of fully paid:coolies N ary time. You may receive counties used as loan collateral after paying any balance de on them. Any securities tranderted to the Fins thing the slalomed period are Irated at market value as of the end of the statement toad • Cost bask. detracting the cm banes of the soviet inchaded in this Ralemern, where indicated web the mutter" I,' LESFinancial Senrtces has relied on information cteained from sources other than UBS FiUrXial Semen. requitingnfammion from another Inn a that you may haw provided to yous oral Adisor. The Firm does not irdeperdently vedy gas/ranee the accuracy or validity of am elornmon provided by saxes other than Urarts Faunal Saadi ailliort arthough U9S F its Services generally updates this shoran ion 'situ received, the Fenn does rot prow* an), assurances that the nformaton ander 'Cost bast' and 'Unrealeed gar, loss' 6 aCcurate at of the date of the statement. As such dense do not rely on this information io maw puthase a sale decisions. fa to purposes otherwise. Accounts transferred to the Firm may reflect garfloss Manahan only for the period d iima they se Mid at the Fon More historical 'Manahan can be added by row Financial Achitor. • lthrealized gains/kisses When daa is arailabk estnuted sneaked gairdlosses are cock Weed fa mitt ,searey lots the treroxtion data for indevilat Ion may or may not reelect carmissions, chars andar security *organ/di cn rents. Diedend and Mks renvectimmt lots and wstanalk purchme lots are each combined to display one averaged lot The' Trade date' column proems the original varnaction trade dale • Callable securities Bonds and preferred dock that the Mae cats for earl/ redemption wil be selected inpartalb, by lot from among al socuswes of that issue hold is our name of n nornive name for as clients Call featut Mom: to is obtained from third parties anal es accuracy isnot guaranteed. Other call lesats may toll whits cared Efit.Ct yelA Canplete illOnnelzari Hill be provided upon request • Certificates of deposit (CDs). CDs are FDIC inured ap to 5250,000 n anipal and accrued irteetst per idepatitOr rd per depository inarti-eteN n accordance web FDIC rules. • Prim/value Pates displayed for Wlardrt4 and Other mans may be hgher or lower than the once that you would actually receive en the market POLS are obtained from yawn thid poly Vance, shots we beleve to be reliable, but we do not guarantee thry ocusary. - We 7theralY tate the clialetg pace avalablea the mean of lbid and Ms panes foe listed securities and options a only bit paces Ice OTC securities. - Lest acuity traded securities maybe priced tying a valuation model a the most recent dice we obtained and may not reflect an a.nut market price or van. - Certain posiken may appear ivecul a price and will show as 'peke was wit avelaSt• il we re unable to r price for a SeOsity - Deposits or sect denominated curreeties other than U.S dollars at reelected x the exharge rate as ol the statement dale. - For atian strains wading n nonconforming denomination. once aed dailygad vans) rroy have been adjusted to facildate Pacer Moans To obtan current cps:Rations, when ava cant yes Financial Aetna. • Private investments end stmaured products. Private ewestrient steadies (ft Lading dein partcipatcn Peogram and real estate investment trust secedes) and structured products are gentrily hghy Sold Certain dructsred Fro:Ikon haw not been registered with the Securities and Exchange Carrnssion or aide any state securities ken. We broad minuted vanes let prate nvestrrent wanes rid stnstured proddts for normal crul porprws only Ara-racy it not guaranteed - These values may differ stbstantisty Iron prices, any, al which a pekoe investment security a structured predate may be baste or sold and do not rtKinifib' rePresom the mesa you may recent upon liquidators - Third pasty esiniales of valss re as of a certain date and are supplied to UBS Financial Services on a regular bass by an ridependert talesman firm. generalpastime or sponsor estimated vales, any, are rappreed to the Fim by the ittutf, general paw or sponsor and may be cakulated based on dflerent reformation from tat used by thud palm to derive then ululated values. - You can obtain actlekrul infamatn regarding the methodology used to Clef OM** the estimate of value ad the dale of the realisation that is the basis la the estimate by contacting your Financial Advisor. - Third pry *menaced vats may be reflected as 'Not priced' in several nuationn /den an .lam Jwlvaluation Inn has not suppled or cable to assign a vas, when we become await that a material event AU domed that may call a previous,/ reported vela into question, a when a value would be high,/ speculate* de to the nal, of the secwty - When nether an issuer, general partner or sponsor estimated value nor a thrd-party estimated value is prom:led the yak* of the sedrAy will be dderad from its bathes. price - 'Dielsbutens to date' may oducle return of capital.. dorne or both. - unit tae' represents the nkol offering price per unit and may net reflect yd.: C<II Fa:n - Of? and wasted RUT stashes we not listed on a natant stashes exchange, and are generally illnud and even if toy can be sold the price received may be less than the per share estimated vale re on2,4: I nth. axon statement. • Resbided moskies Restricted wards generalk at not assent, erg& la dole sale LEISFinancial Services uses the mato price of the unrestricted stock of the sane issuer as an misled value for the orsatted stock for turt010 of this statement only. To the Melt that restricted seashies are elipble la sit id yaks received may be stbstaregRe kiss than tlw Mated. value Mown • Bs festinated) incomes went yield. and Mai An estimate of anal meaty is based on cterent draidend and next fates, assuming the securities will be held for or* year from statement date ce awl maturity. Wm estimate is only a guideline, accuracy and continued ncome are not guaranteed - EP-mated Trial income and anent yield for cella/1 40es of wadies coed include a seism of pence:alor captal bans n which case the est income (rd<erM yekl) would be oveislated. - Furruted anal Mom* an current yield and the anoal imam and yield mete be lower ce hi der than the evstmated snorts - An estimate of Trusteed income (divdend attic( interest) divided by the carom masker valets/wage balance as based on the last dividend or interest payment made by the issuer and assumes the secaresideposes wall be held for one year tun the statement date or until malady. Accuracy and continued yield are not guaratted. • Amu not held by WS Financial Service& Certain assets are not hell by therm/ and not with., the Fans possession or control. These assets an displayed on mot Mennen for Merman's.' purposes only. Posions and values presented are provided by the issuing fen UBS Financial Services not impend* for tea information and does not guarantee as acasoy. These assets are not protected by 51/"C or the F stn's supplemental Slit coverage. • Revenue sharing and additional compensation. • n addron to commissions on sales and 126.1 fees received n conned6n with the dentate) of mutual funds to of dents we ander err afffiale receive nwerue sharing parents Iran dirarbrtors thelor advisors of the matte funds that we Pill These snorts are based on two different conwonems: the aillOa ol sales by UBS of a pat Kuhl rrulroll fag family to our clients. and SG** Mel valued a particular mutual fund fancy's tires held at the f rrn - We and Ott all &ate also receive networks-id and ambers processing lees in consdeuecer Ice transfer agent services that we provide to the mutual funds Those fees general are paid from Motor assets in the mutual fuad and are a feed dollar amount based on the nutter of Toasts at the lades-dealer hobo? mutual finds of that land family CONFIDENTIAL - en addition to commodes received in connection rah the sale as distrbrtim of arristy contracts and art investment trust units tows clients, we ardor dr Tilde receive revenue sheen; compensTion from nun/ of the nurance connate. adorning the am ity contracts, &Mattes of the mastless companies or sponsors of the unit investment titans we astrbute. - Our if dales also recent trading carrrissgns and other tompermatoon lrom,n itual funds and nstrarce companies whose products we Combat. - We receive an mat fee Iran 1.8$ Rat USA and 1.8$ AG Stamford Branch of up to $25 per account sweeping to the banks trader ton ISS Bat Sweep Progrant. Activity Information negardng ammissions and other charges :tuned on correction web the exeuton of trades, includingoption uthsactons has been °Judd on confirmations previously prewousy lurrehd I to you, and ell be provided to you promprty on damn Short selling if yOU are engaged in short selling a wary, you may incur a charge an to certain borrowing costs fa that patiwlrseoiy. Open orders Regaidng open or 'gazdiacancalecr orders that were not executed by the shames date, open buy and tel slop cedars are reduced by the amount of &Worth or richts on an thoderidends a ewrid-ds date unless inflamed otherwise by yoi.You are respamble for aden that are executed the to yaS lady* to cancel eating open Orden. Privacy To dean a copy of as anent Clare Pr cy Notice. please contact you Fnancial Adana or ve at oes redone of www s nwantiteiteln - LEG Financial Sondes is noe a bark. The RAW, Banns Services Account BSA and MA at brokerage accounts Mob prod!' access to baring sentes and products *coat arrangements with affiliated bads and other thicl.parte band and provides aces to insurance and annuity products issued by vitt bated thid.pasty nwranceampthin throe.* imitate agency subsidiaries ce 1.8i5Firencol Semites Inc. - Mennen, retur.ne. and arnuay ;sass. - FO nand • No bad guarantee* May lase vat* - WA Resorts Istanarimunt Account, Business Seances Account BSA, IFMA and international Resource lAanagernent Account are regestered segmental, of WS Financial Services Inc. - VtSA is a registered vadesnals owned by Visa Intorno:anal Bernice Association arid used under karst The UPS Visa tiede cads and the UPS Visa debt cards are issued by 18$ Bank LISA with permission from Vora U 5.A Mora:rated All other varkesnalit mantled vadonariss, service marts and registered once Mirt:e ate of their respective companies UBS Financial Sot vices Inc. Per 201709 SDNY_GM_00023539 EFTA_00134159 EFTA01275930 UBS yes Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York IV 10171.0002 CNP70055935951l17 Y1 0 Resource Management Account November 2017 GNISLAINE MAXWELL Account name: GHISLANE MAXYVEll. Friendly account name: Indiv.ChecklCar Account number Your financial Advisor: SCOTT STACK MANILYLE CASMEL Phon Questions about your statement? Call roar financial Advoor or De Value of your account RMA Resoinline at 800-RMA-1000, on October 31 (S) on November 30 (S) Your assets 45,574 66 40,049.95 Visit our website: www.ubscomlfinancialservices Your liabilities 0.00 0.00 Value of your account $5.574.66 540,049.95 Items for your attention • Help protect yc-oriel! Iwrn haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth viww.annuakreditrepat.com. Tracking the value of your account S Thousands during 2017 Value of your account at year end 2016 143,932.84 716 Net deposits and withdrawals -13,906.93 Your nvestinent return 435 45.6 40.1 Dividend and interest income $2401 Chance in market value SO00 1.9 Value of year et 001/* Pee 2014 Dec 2015 Dec k% Oa 2017 Nov 2017 on Nov 30, 2017 S40.041.95 Member SIPC SDNY GM 00023540 0070003005950595NP7000192673 00003 1117 0305750a0000 Pap 1 of 6 CONFIDENTIAL EFTA_OOI 34I 60 EFTA01275931 SUBS Resource Management Account November 2017 Your account balance sheet Summary of your assets Value on November 30 ($) Percentage of your account A Cash and money balances 40,049.95 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $40,049.95 $40,049.95 100.00% Account name: Friendly account name:, Account number: Your current asset allocation A Eye on the markets Index Percentage change November 2017 Year to date S&P 500 3.07% 20.49% Russell 3000 3.04% 19.93% MSC I - Europe, Australia & Far East 1.06% 23.61% Barclays Capital U.S. Aggregate Bond Index -0.13% 3.07% Your Knandal Advisor 7' STACK MANLYLE CASRIEL Cash and money balances may indude available cash balances. UBS Bank VSA deposit account. VBS reic lowed Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances, Interest rates on November 30, 2017 3-month Treasury bills: 1.25% One-month LIBOR: 1.37% CNP70003005560596NP7CC01132673 00003 I 17 0305750alliy_Gitoco2352‘ge 2 of 6 CONFIDENTIAL EFTA_00134161 EFTA01275932 *UBS Resource Management Account November 2017 Change in the value of your account November ZOI 7 ($ Year to date (S) Opening account value $45,574.66 $43,932.64 Deposits, including investments transferred in 4,425.34 511,752.16 Withdrawals and fees, including investments transferred cut -9,955.97 -515,659.06 Dividend and interest income 5.92 24.01 Closing account value $40,049.95 $40,049.95 Account name: GHISLAINE MA (WELL Friendly account n ' Account number. Dividend and interest income earned For outposts of INS Statement, tenablity of interest and dMdend income has been determined ficm a US la rePortir9 perspective. Baud upon the residence of the account hokler, account type, or product type, some interest andor dvidend payments may not be subject to United States (US) ardor Puerto Pico (PR) Income tan The dent monthy statement is not intended to be used and cannot be retied upon for la purposes. Clients should refer to the acceeatee tar reposing forms 'hey receite from UBS annualy, such as the Fortin 1099 and the Forms 493, for lac reporting information. n is the practice of UBS to file the 80CliCatit lac reporting forms vain the US internU Revenue Semite and PR Treasury Deparwent. and in such lOrrOS accurately classify chic:lend, ardor interest as la eserrpt or 'arab* 'mane neat consult your includual to preparer. November 2017(S) Year to date (S) Taxable interest 5.92 23.76 Total current year $5.92 $23.76 Prior year adjustment 0.00 0.25 Total dividend & interest $5.92 $24.01 Cash activity summary Your M nandal Advisor: SCOTT STACK MAMYLE CASRiEL See Account activity the month for detail: &dances in your Sweep Options are includedin the opening and elating haances west FDIC insurance:ropier to deposits at UBS Pant USA and an halls participating in the UBS FDC insured Deposit Proven. R °XS not apply to deposits at UBS AG. StariOlO &arch of bank ckp0SitS bread through the UBSinternationa Deposit Account program STK protection applies to money market sweep fund hOrCarCS bit not bank deposits See Important fnfoinsabon about your statement on the last two pages of this document for details November 2017 (5) Year to date (S) Opening balances Additans Deposits and other funds credited $45,574.66 $43,932.84 4,425.34 511,752.16 Dividend aid interest income 5.92 24.01 Total additions $4,431.26 $511,776.17 Subtractions Checks and bill payments -9,759.97 -514,025.30 Card payments -196.00 -1,633.76 Total subtractions -$9,955.97 -$515,659.06 Net cash flow Closing balances -$5,524.71 -$3,882.89 $40,049.95 $40,049.95 UBS Bank USA Deposit Account APY Interest period Oct 6 - NOv 6 Opening UBS Bank USA Deposit balance Oct 6 145,245.87 Closing UBS Bank USA Deposit balance Nov 6 840,652 17 Number of days in nterest period 32 Average daily balance $.44,435.46 Interest earned $5.92 Annual percentage yield earned 0 15% CelP7C009305$60$97 NV7003182673 00003 11 I 7 0305 CONFIDENTIAL SDNY GM 00023542 750C --- M Pligs 3 of 6 EFTA_00134162 EFTA01275933 UBS Resource Management Account November 2017 My Choice Rewards Points from UBS Account name: II Friendly account name: it Account number: Rewards pants are reflected as of the 26th of the month or the pro: bug ness day if the 26th fats on a neekerxatolicray Renard. OM activity detais can be found on twomubstorefonianestivxes November 2017 Yea, to date Opening balance 7,208 5,709 Points earned 133 1,632 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document 7,341 7,341 Your ream objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderat:on - None selected Your account instructions e Vow account cost basis default closing method is FIFO, First in, First Out. Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL CNP70305005560598NP70C0182673 00003 1117 030575004MX:fgagtat0002351ws 4 of 6 CONFIDENTIAL EFTA_00134163 EFTA01275934 S UBS Resource Management Account November 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Incliv ChecklCar Account number. some pnces, income and current values shorn may be approximate. AS a kite. Ord aid lossesma/ nDI be accurately reflected. Set rmporuntinformafron about your statement a the end of the dxurneM for more infonnason. Cash Cash and money balances Cash anal money balances may Inducte avalaole cash balances, LIES Bank USA deposit account balances, UBS f DK insured Rogan Bank Balances, UBS AG Stanford Branch deposit account Mantes and money market mutual fund sweep balances. See the Important information about your statement at the end of this document for detaiis about those balances tscidng UBS BANK USA DEP ACCT Your total assets Cash Your %nand% Advisor: SCOTT STACKMANLYLE CASIDEL UBS Bank USA and al t185 FDIC Insured Pavan Bank deposit scant DOEe'<ei are insured by the FDIC within applicatae Invn, but ale not protected by SIK. UBS AG Stanford Branch deport account balances are not insured by FOC and are not protected by 5IPC. Money market sweep balances are protected by 51K but are not Insured by the FOC oceringboance closingOda-Ice Nice per share Average Ginn:fend Interest 0ays en on Now 1 (t) on Nov 30(S) on hbv 30 (i) rate period period Cep amount (S) 45,574 66 40,049.95 250,000.00 Percentage of Cost Estiniated unrealized value on Nov 30 (S) your account Casts (5) annual intone (Si pain or lois (S) Cash and money balances 40,049.95 100.00% 40,049.95 Total $40,049.95 100.00% $40,049.95 Account activity this month Date Ad ittly Description amount (S) Deposits and other fends credked Nov 1 Transfer JOURNAL FROM GNISLAJNE MAXWELL 4,425.34 Total deposits end other funds credited 9442534 Date Acti ty Description Arnow' (5) Dividend and interest income Taxable interest Nov 7 interest UBS RANK USA DEPOSIT ACCOUNT AS OF I IrCrEi 17 5.92 Total taxable interest 95.92 Total dividend and interest income $5.92 Odle Acllaty DitSCripliOn Nov 3 Withdrawal ACH WITHDRAWAL LiNTECHEALTHONE 658.79 ArrxmAl (3) Bill payments CelP7DOCE005560599 NP7003182673 00033 1117 0305 CONFIDENTIAL continued next page SDNY GM 00023544 Page 5 of 6 EFTA_00I34I64 EFTA01275935 *UBS Resource Management Account November 2017 Account activity this month (COntmved Date Actinty ea' payments (continued) Nova Withdrawal Nov 3 Withdrawal Nov9 Withdrawal Total bill payments Account name: GHISLAINE MAXWELL Friendly account n • inrliu check/cm Account nuntber: Your II Rancid Advisor: SCOTT STACK MANYLYLE CASRIEL Deunplion Amount (S) ACH WITHDRAWAL AMEX EPAYMENT -8.655.02 ACH WITHDRAWAL UNTECHEALTHONt -39.94 ACH WITHDRAWAL Saks Retail -406.22 Card Items for your Attention: The new L435 visa !Mime credit card is hete, packed with exclusue travel benefits, more rewards and more of what you lone, including extraordinarily personalized service. 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Visit ubsconYvisainfinite or call us at 888-762.1232 to learn more Date Deurspion 49.750.97 Anoint (S) Card payments Nay 20 CREDIT CARD PAYMENT -196.00 Total card payments Mentnurn Payment Die Payment Due DSc Credit In. 4196.00 Avalatie Credit Urw Outstanding Plante UBS Visa creditcards) payment information for December 23. 2017 53500 Dec 23, 2017 535,00000 134,867 00 1133.00 This credt cad is endled in UBS Pay Credit Cad feature and Mll automatics« be pad Ran your acount Your payment is scheduled for December 20. 2017 We providt this information on paw U85 vita redt card stlety at a <outlaw to you The u8S Visa trod] card and account are issued by U8S Bant USA 1285 Sank USA sends you the officia statement for this acount and you should retake your parent ac cord ng to their ostructi ens, We do not India rout outstanding credit card balance in Ne value c< your acount wen UBS Financial Services Inc Date Activity Cescnplion amount (S) Money balance activities Oá31 Salaam forward $45.57406 Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,425.34 Nov 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/03117 -9253.75 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11106/17 5.92 Nov 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT Á50F 11/09117 -40622 Nov21 Withdrawal U8S BANK USA DEPOSIT ACCOUNT AS Of 11/20/17 -195.00 Nov 30 Closing USS Sank USA Deposit Account $40,049.95 The UBS Bant USA Depovt Account is your primary sweep cplon CNP70006005553600NP70C0182673 000O3 t II 7 030575004 Y_GM_000235,39. 6 of 6 End of statement for account number Y1 235 CONFIDENTIAL EFTA_00134165 EFTA01275936 Important information about your statement U3S Financial Services no. (the Firm a UBS antral Stroke), is a merrier of all principal security, ccmrrodey and options exchanges. UBS Financial Stoic., and 1.8$ Bank USA ore i-died subsilones of UPS AG and affiliates of UBS Seines U.C. The Fames I refloat staternert is available upon regasi. lhe Fars eine.* offices are at: UBS Financial Strives Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This ;teemed represents the only official record of par LBS Financial Services account. Other recads, sap official le. dxunents, contanng confiding data 'hotel rot be relied wan II you below there is an era a omission please report it inenedialik n writing to the Branch Manager of the office wvig your accoint. Atta4' el figares Moan are intended to be accurate, tenement dnatoad not be wed fa ten purposes Rey seek on yerend tax krms, Ge Form 1099. 5498. 10425. etc ) when orepamg your lax return. The Fim required by law town to the IRS all tauble dividends, mportabb ronetuble clad:end and taxable eared erred en entities held in you woo" net proceeds an see tratradire, rd con baser:noel-lain covered stories. CaveresdatIona wide de Firm • Please marl km ivy oralcomnancatwm in wring tofurther protect your riles. indudro your reties utter the Seo_ries Investor Protection Act (SP8 • If the financial atitution ion the top let of to boa ol this statement snot U3S Enema Strokes, U3S Fiuncial Sanas carries year =ant as diming baker by arra-gerrent wit the rdcated inteution We informed you of this relatonshio who you opened this ocean. h the cast your kra and Porkies are located at LOS financial Senates and rot the intodacig brae, ant you mist make a repot of any error or omission to both firms. • As deleted in the account agreements you mist ready us of any ernes or baud Solving decks reflected on put statement within 30 days after e was mailed or made male • Plena dect *sower complaies or intrees to tee Fern% C fent Relations Department at 201.352.1699 or toll-free at 8020-354-9(03, 8:CO A.M. to 6 CO P.M. ET Monde through Friday, or in wing to UB5 m anual Semites Pc., Client Relations Depaermit P.O. Box 766 Union Ciao NI 07067. • A 0 siteenerts shall be deemed complete and acosee if not objected to n welting vette GO days • Fa nv services. Call 0444124)966 or *cm outside to US.: Cal 201.3524495 • In care of *nets or gertions about an electronic kids transfer OFT). bi perm" a UPS Vatabil card transairons, call KO-M-1000. Or wte to UBS Financial Wee" re.. 1000 Harbor Blvd, 6th floor, Werhanten ter 07086, Am ROANEGA Seven. Cal a write as soon as you can, if you *irk Your statement a receipt is wrong or 4 you need more I-domain ixut a transfer on the stateniert or recePt. The Firm or Cad hair Gs wpficable muse her Iromyou no later than 60 days ale the f mm rant you the list statallent on which the error or Problem a:Pared. - rood. yow name ad axon Meter (ik any) - teak* Ile error or tie trailer )Cu we inure about, adopter,as clearly as you cm why you believe a is anent a info pas need more Samalien - Providethe dolor amo_nt a to suspected era. The Finn or Card Issuer wil erweigate your complaint and will coned any mar promptly. for alleged enon evolving UBS Viet debit ea-dined:rel. if we take more than 10 busassdays to date, we will credit pat /taunt for the amount you thinks in error. so that you wi have the use of the money dunng he tine it takes us to complete our iweniption. Please mike all checks payable to the Firm or ex lancet instiaion nutted on the bent of h5 statement In addition to nrgdar account Nee BCCOUIllt ma/ be object to maivenarce len chaps for bee menet for securities purchases and charges for unpaid &nor's n cash accents. Accounts that ae transferred to other iml,Nuns may be subject to a Vander fee. UBS Sweep Options 1.85 Oben (Veen der Poetiprc cash balances to bat depost wan al non-aff dieted bales acrd Alibied bares. money market mutualfunds (Money Funds) and the htematknalDiPoce Accort (DA) toe castanet will an International Remora Managermot Accost. Depose accounts al UB5 Irk USA and rim-affiliated banks panicipatng n the UBSFOICinstred Deposit Progran are FDIC rated in maids-ice wet fDIC rules. For more rennatim, plea* visit *wee fdic.gok Deposit accourts at UBS AG StanfordBranch and shies of MoneyFunds are not netted by the FDIC. Through tie C cash Wanes ere swept to deposit accounts at UBS AG New von Brardn ad UBS AG Capon Branch. These deposits are not aured byte FIDC. Balances held at tie LES AG Cayman Branch are temp:rank emptied to tre sovereign risk. of the Cayman blend, id there is nog...untie or °the obligator, of LES AG to repay the balances while on the UBS Carmen Branch's books. Bank deposits are not protected by 9PC_ Money Fund shires are peeled by 51K. See 'LAS Financol Accord Froudiord below. LIXn your request, batik., o the bent depose me be *Mohawk and shares of a Money knot may be Ickiclatect and tre proceeds retuned to you a gout settees accent knher iriormatcn about available sheep options, aleing current inked rate. and yields, it available rem ubs corrisonewyielik from ywr Lance Advisor a by calling B20.762-1000 Fismcial Services meow% protwtien The Firm is a member of tee Searnits hyena Protection Corporation fSlPC), which protects securities oitonws of is members up to 1502,000 Concluding 1250.020 for dains for cite. Spbnatay Podia* erodible upon nest or at mow. 3,C. org The SIC anti protector, Wits apply to all xcares tot you hold in a particular capacity. The Fnn. together wish amine( kites. has also purchased sesplensental moss-ice The minium amount payable to at elable cents, oakum& tridg• this prate-Con is 5500 million as of Dtairbef 10, 2016. ScbOct to the poky cordikrs end (mations, cash a the firm is further protected for up to $1.9 million n the aggegate for all your accounts held n a partioulat capacity AM copy of to poky wader; is neatly Won request. Neither the SIPC watch:floor the apphroental protection apply to: • Certain financial assets controlled by (and iodated n your account value) bA ell away from UBSFinancel Services. For exanple certain (i) insurance orodatt, including variable enmities. and 00 shares of meat hods registered in the neme of the arrant holder on the boots et the issuer or eve* agent), • Imeantrnt attracts or reestment interests fe.g. limed partnerships and private placements) that are not registered under the Securities Act of 1933; • Commodities contacts (e foreign exchange and preixe metal contracts), include.; future contracts ad commodity option contracts; rd • Deposit accourts (except cendates a deposit) at LES BankUSA, UBS AG U.S. branches and barks n the FDIC toured Deposit Program. Tae SIPC pot/don and he supplemental protedon do not apply to thee assets own if they otherwise appear on pa statements. The WC protection and the appkmertal protection it not protect again changes en the mike vat of you investments (whether a a result of 'wrist movement, issuer bankruptcy or otherwise) Dividend Ileinvestment Program (DPW) the eke reflected is .11) average price. You may obtain the actual peke Irem yok Finn ial Advitor Only whole shares are purchased under 0 R IP; Palial shares win be soli ant the cash wrt be deposited ri your recount We dividend rerwestment price applied by he Barr may dile fromthe nodal pke at which the patios there' re sold • Cnk whole wets may abed n wet account. If you re en' red to • pane unit as a result ol a decked pitmen' co atomie. the Firm will tither sell partial 'nits at rarat price a accept an mount determined by a regrind <biro agency, a-d credit put accord Investment objectives The invetmere objective rd risk profile are speak to each account and may vary between yes accounts pease advise the Film prorrptk in vetting day sgeicant change in you financial situationor investment <keine For each accost hetj you choose ore of the (plowing investment objective: • fioduceCcerenanconte: Investments seeing the geniencn of nconeoriy. CONFIDENTIAL • Acker' Copta/Appreceabon: Investments seeking growth oe omega' rather than the generation of income. • Posta ComOnation of Mean. am/Capital Appreciation. Imenments seek rg both the generation of nccme and growthof prixtel. Overall risk prof Nos • Conseivanve- Seeks to manlin nee arc pat with low rash and %Pettily to the accord meat even that means to adore does rot generate significant income a ream and may rot keep pace wite inflation. • Moderate' Wiling to octant some ride to pinyon and tolerate sow volatility to se* higher return,. • Algoressne: Willing to accept hip risk to pincipal at high volt* to seek high returns over time. • (nommen! EV** Consoloation: li selected a portion re the portiolio for tot account may include complex strategies, linked liquidety and rater volatiky. Statement •hetatehaldWif We may consolidate a mired account statements with the same address in the same erivelope. eq. because they have ones who aka maintain ant account reationshlos rah oter dents a the sire address. If you peter to receive individual statements mailed 'n mine envelopes, you maydecline househading try call"; your Financial Advisor Friendly account name the Friendly account name is a custmeable 'raiment' chosen by you to assist you with your reccedkeeping has no legal effect cn your account You canthane your kindly account nines, though Orkne Services a by contacting pt f irunual 'Weser. Accamt Overview • Yet" of you aaountlpeniolm Net of assets and liabilaas • Asset_ Includes available cash balances, wakes for restricted seunty (est), and Global Tine Devosits, unrerAzel marts to market, and cattail assets not held by the Fen. Does not include unpriced sieuritieslastels al the end of the pior and current staitmeM penods, cr prune aresenentku erd stock options ad emceed* nod options • Ciabedies hcbdes debt Wheels, ices. minan loans, credit snort accent bale-ices. • Cash/money balances. Total of uninvested available cash balances, pies deposit balances at affiliated and noneffikated hanks, and money maket mutual Ltd crew balances, at the cbse of the deerrent period. Non.cormidity Ire conk balance in wiz roan' re not segregned from other balances and to Fernray use any of these funds nth, ordina-y course of its business These funds repayable won your demand. This total is incLded in tie anent period closing nuke SDNY_GM_00023546 EFTA 0[)134166 EFTA01275937 IFnportaut information about your statement (00fftlilued) Lendim infannatien For girded infonnalon as the Faris lending poach and dockssres. refer to ?sr Client Relaicriship Agtement or Across Agreement ad the Central Terms and Conditions LES Statement of Credit heaves available in Agreements 4.40nd:tures at &me ob. comocomptclarlotota Your assets IMF statement demon sectrites aid other assets held in the account a the end of the statement period. You may rte for &Way o k4r pad sea-Mies at any time. You may recent smunlies used as ban collateral after ;wig any balance We an them. Any securities trannemed to the Fim &ring the statement period are toted at market value as of the end of the staternert mend • Dort bask. In Stemming the con bans of the se:unties inckided in this Caternent where indicated veth the number 'I,' Les Felancifil Services NIS rued cn information obtained from sources other than US$ Flynn.' Seinen, mIsclirg darnation Iran another fan a that you may have provided to you-Figs-cal Ackisor. The Firm does rot. ndependently vary a' guarantee the accuracy or validity of any nlarnmion provided by torus other than Minna' Sancti. h ackftlion, 4M-our UPS F Services genetalk atektes this nlarnalnn as ,s received, the Fenn does not vox* any asSUranCeS that the nformation infer 'Cost basis' and -Urtealdedgailloss' 6 accurate as of the date of the statement. As such please do not rely on this information to mike purchase or sale decisions. for tar purposes otherwise. Accounts Iraeared to the Fan may reflect gar/loss Hammon only fa the period of tin* they are heed at the Fain More historical nformalion can be added by you Financial Adaser. • Urruiited gaits/losses 141411 data is available, fmntredu-realzed gai-dlosses are calculated Fa ;Maeda, sentry lots. The transaction data fix Midtvilal lots may or ma; not reflect ammonceo, cheers andor security morganual en menu Dirtied and other reinvestment lots and swankle purchase kits ate each conti-ed to disptw or* averaged lot. The • trade date' colmn presents the aging transaction trade date • Callable securities Bonds and framed stock that the issuercanfor eay redemption wit be selected ?menially by lot Iran among all sear-des of that issue he/0 n our nom annum-lee name for or (limit Call lease Haman:nil churned from third belies ad as acctracy is not guaranteed Other call feahres may thin which cord afro *ld complete nicemalen will be providedupon request • Delineates of deposit (CDs). COs at RAC muted sp to $250,0)0 n principal and accrued interest per depositor ad per demeitory instituares inaccordance vat, FDIC nies. • Price/value Pries dispLked for senates and other products may be hgher or lover than the bore that you would actually receive in the make. Prices are obtained f torn trios tad paly sources witch me beiew to be relabk, bit we do not guarantee Mkacaracy - We generally use the closing price when avitbkce to mean of the bid and ad prices for kited securities and option or ony bid prices la OTC swanks. - Less action/ traded securities may be piked ush9 a valuation model a the eon recent price we obtained and may not reflect an actual market price a mkt - Certain pose ions may appear withcul a price and will Mow at 'price was not resalable' if we we unable to obtain a price for a security. - Deposits or securities dervinnated honercies Other Von U.S dean se rel tested at the enhame rate as of the statement date - Fa when securities rainy in nonce/gaming denominations. OMe aril quatily (lace value) may have been adjusted to facilitate brevet valiant. TO obtain current cantatin, when available, contact sky F.-uncial Ackina • Private investments And ttnactured products Private mesImmnt Wanton UN Why dee(' part opal i:n program and real estate amestment trust wines) and structured indicts are confab/ highly ilk aid (man aructind drains have not been registered with the Sentinel and Exchange Canrinssion Cr' under any state securities laws. We prorde estimated yobs fa private nvennent securities and structured products for informalcrud supra, only Accuracy is not guaranteed - These values may differ sbdantialty tom prices, d any, al which a poen minima-I security a structured product may be bouts a sold and do not necessarily represent the vas you may receive 'Pon licuidaticn. - ThN party enemies of value at as of a rerun date ad are steplaad to MG Financial Stares en a regular base by an independent nitration I gerseral partner or spans estimated valuer, if ay, are stocked to the Fie by the illuer, general palter a sponsor and may be caktIated based on Menne nformaton Iran That used by third panes to derive the elinused V3kall - You can obtain addle:awl information regarding the methodology used to determine the estimate of value and the date of the ?Formation that is the basis la the estimate by contactrg your f rano& Advisor. - TWO party emanated valets may be reflected as 'We priced' in several situations when an ?decadent valuation km has not stippled a triable to assign am**. warm we become 'Nine that a material event has centred that may call a Vows* regaled yaks ?so question, or when a value would be highly speculative due to the neae ol the secunty. - When nether an elute, general partner or sponsor estimated value nor a thidparty estimated vaka it mined the vats of the secuny willbedifferent Iran its ;whew price. - • Distrbutions to dale may nix* return of capinb mom or both. • 'Orignal unit vie' moments the nitial offering pnce per urirt and may not reflect you cost basit. - DPP and tainted REIT secuntes arc not hied on a minima steadies exchange, and are generally acted and men d they can be sold the ;rice moved may be less than the per share estimated see ;corded n lee accost statement. • Restricted securities Restricted wades gineraltr re rot currency N.gbte for public sale U3S Finaxial Services uses II* Market Wilt. of the unstricted stock of the sne titer as an meted value fa the restricted stock for pumoas: of rat ife0P1Ont on4r. To the event that restrkted soirees are &able la sale, the yaks? receivedmay be sthstantaly kiss than the ?mined vela shown • Eq. (estimated) incentor curreert yield" and Wow An estimate of annual emcee* is bated on anent dnidend and Merest rates, assuming the Wean*c will be held for one yea from statement date or trail maturity This estimate it any a gudelne. accuracy aid continued imam are not bus-armed — Estimated arsul inane rd curet yield for certain types of smash*. cald ricked. a *Ian of ancval or capital gain n which case the est income (irxl current yield/ would be overstated. — Estimated anal income and current yield and the actual karie andyield might be lower or higher than the estimated ampules — An estimate of arrualned Inn* (dividend rd's interest) divded by the current met vabaarayerage balance 4 based on the Last dividend or Mennt payment madebythe issuer and d19-MtS the searkeddeboses will be het for one year from the statement date or until maturity. Accuracy and continued yell me not guaranteed. • Mans not held by WS Fintandal Services. Certain assets are not held by the F rm aril not wthn the Fee's possession or control. These assets are deployed on you statement for infonnational purposes ally. Positions and yaks, presented are provided by the issuing fen US$ inane' Services is not relpnbk for the Norman:in and Wes not guarantee es accuracy. these assets at not protected by SteX or the Puns succlamntal SIK COV4•491. • Revenue during and additional compensation. — h actinic* to commesins en sales and 120-1 fees ✓eceived in conned in with the dist...non of mutual knits to our <lent, we ads out algale rookie revenue Owing payments from chdrimtlas ardor advisors 01 the mutual finds that we sell. These morns are based an two different comprems: (A tie ans.* of sales by I.SS of a particular mdual land fairly to our dens, and 60 the asset valve of a Patents mutual kind f anal, shares held at the fan - We and our affiliate also receive Wynn krg and onnba processing fees in consideration for transfer agent services that we provide to the mann funds These lees "morally re paid from master assets n the mutual hod and at a feed dolls' amount based on the number of accounts at the broker-dealer holding maul lipids of that fud I amity - In ackiern to commits:one received in connection with the sate a deerbutvn of arnuity contracts and snit nwstrnent trust unts to our (lents. we anttor or Inuit receive revenue shying camentaton from may of the irurrnce<ompanies undmo tit) CONFIDENTIAL the annuty core:ads, Mffiates of the mane companies or woman of the unit investment mate vie denim:la - In addition to canmessions Weaved Iran the dachas* and sale of NeaShires lads, we ardor os affiliate recess n asset-based revenue sharing parent from NouStures dictrtulas, as en as lu-dim7 for technology dnekpment. training and education. - Our if dales ale recene trading corn-mesons and other compensation frommutual funds and insigne ranbanies 'hose products we dratbuse. - We recent an a-rualf et from LOS Bank USA a-.1 1.8$ AG Stanford Branch of up to 125 per account sweeping lo the banks under the LOS Bari Sweep Program Activity Information regadng CCMMISSIXTS and other chases incurred in connection with the wont.n of trades, lxbdeg option transactions has been included on confirm/lions previously lunched to you, and wit be provided to you promptly on request. Short seeing If you se engaged 4, short selling a securay, you may incur a charm So to certain bommag cons for that searity. Open orders Regarding open a • spadlibcancaker cashes that were not matted by the mammon date, open buy and tel stop orders are reduced by the amount of dadends a rights on an cottager.* a evrights date unless insulated othetwise by you. You are itspcnsb/e for orders that are executed due torus Latin to cancel "'Ong open orders. Privacy To obtain a copy of our current Client Primacy Wee, please contact yea Financial Advisor or viol or imbue al ',maw nth ettrandvaimare ▪ UK Financial Menus is rota bads, the RMA. Mons Seines Account BSA and IRMA re brokerage accounts inch anode accts to bank ng 14.1%.0 and prodacm gnat anangements with affiliated barks and other thimlberty banks, and provides access to Wine and arruity products issued btu-affiliated Inn-party MA/ate companies throuOlirutance agency w-taiddries of LOA Financial Sauces no. ▪ entstrain, iroUtleite, and arnuity products - Not CDC nand • lib bark guarantee* May lose raise - WA. Peseta Management Account. Business Services Account BSA, IRMA and international Resource Management Account are regnt end service marks of 685 Frontal Serekti - VISA is a registered vacating owned by Visa her national Senn? Association ad used tinder [cense. The LOS Visa credit cards and the LOS Visa debt cards are Cured by WS Sank USA with Fermin:on horn via U S. A Incorporated All other trademarks. registered vackmarks, service mats and registered Semite maks are of their respective corfliates WS Financial Services Inc Rev 201711 SDNY_GM_OOO23547 EFTA 00134167 EFTA01275938 4tUBS UBS Felancial Services IncPrivate Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 CeP70080137691217x123Y1 0 Account name: GHIStANE MAXWELL Friendly account name: Indiv.CheckiCar Account number Your Nnandal Advisor A ',IAN/LYLE CASRIEL Questions about your statement? Call ;Oa Eirianciei Adv,Sor Or th e RMA Resourcelane at 800-RMA-1000, acco Value of your account Resource Management Account December 2017 r, IC, AlkIr RAAVVart on November 30 (1) on December 29(4) Your assets 40,049.95 41,946.32 Itisit our website: Your liabilities www.ubscomilinancialseivices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepott.com. Member SIPC 0.00 0.00 Value of your account $40,049.95 Tracking the value of your account S Thousands $41,946.32 716 Sources of your accent growth during 2017 Value of your account at year end 2016 Net deposits end withdrawn Your MeStrIleilt ream MO:lendand interest income $29.07 Change in market value 40.00 Value of year mond on Dec 2% 2017 $41945.32 343,932.84 -32,015.59 SONY GM 00023548 CNP70010008013769NPI000313143 00003 1217 030S7S0 1000 Pep 1 of 8 CONFIDENTIAL EFTA_00134168 EFTA01275939 SUBS Resource Management Account December 201 / Your account balance sheet Summary of your assets Value on December 29 a) Percentage of your account A Cash and money balances 41,946.32 10000% B Cash alternatives 0.00 000% C Equities 000 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $41,946.32 $41,946.32 100.00% Account name: GHISLAINE MAXWELL Friendly account name:Indiv Check/Car Account number: Your current asset allocation A Eye on the markets Index Your K modal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank USA deposit account, lies CNC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formavon about your statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 29, 2017 3-month Treasury bills 1 32% One-month LIBOR: 1.56% Percentage change December 2017 Year to date 1.11% 21.83% 1.00% 21.13% 1.62% 25.62% 0.46% 3.54% CHP700100C030I3770NP7OCO3I3I43 l>3033 I2I7 0305750CepitGiux02351ein 2 of 8 CONFIDENTIAL EFTA_00134169 EFTA01275940 SUBS Resource Management Account December 2017 Change in the value of your account December 2017 (S) Year to date (I) Opening account value $40,049.95 $43,932.84 Deposits, including investments transferred in 9,950.05 521,702.21 Withdrawals and fees, including investments transferred cut -8,058.74 -523,717.80 Dividend and interest income 5.06 29.07 Closing account value $41,946.32 $41,946.32 Account name: GHISLA1NE MAXWELL Frit nd ly a ccou et n • Account number. Dividend and interest income earned rot outposts of tNs statement, twablay of 'nicest and toldend income has been determined fical a US tin ltPartirg aeradim. Baud upon the residence of the account holder, account type. or prodixt type, torn, interest arch dvidend payments may not be subject to united States (US) ardor Puerto Pico (PR) income tares. The dent monthki Ratement is not mended 10 be used and cannot be rived upon for tat purposes. Clients should refer to the apocatie tat reporting forms they receise from IBS annudly, such as the forms 1099 and the Forms 493, for lax reporting information. n is the practice of UBS to file the aPpliCatte tat reporting fOrMS vain the US interns Revenue Settle< and PR TitE6ury OeCOMTent. and in so< h lOarn accutately dasafy ch/Oena arolroi Interest as tat exerr0t or lamb* income Please consult your Indgclual tax preparer. December 2017 (S) Year to date (S) Taxable interest 5.06 28.82 Total current year $5.06 $28.82 Prior year adjustment 0.00 0.25 Total dividend & interest $5.06 $29.07 Cash activity summary Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL See account activity the month for dela Is Mantes in your Sweep Duo ons are includedin the openng and closing balances vast. FDIC Insurance *pies to depositsat UBS Bank USA and all balls participating in the UBS CDC insured Deposit Proven. it Lees not vply to deposits at UBS AG. Stanford &arch of bank deposits placed through t he UBS International Deposit Account program SVC protection *pies to money market sweep fund holdngs tut not bank deposits See Important Mfom>abon about ywe Staten/eat on the lag two pages of the Oxen-sent for detain. December 2017 (5) Year to date (I) Opening balances $40,049.95 $43,932.84 Additions Deposits and other funds credited 9,950.05 521,702.21 Dividend aid interest income 5.06 29.07 Total additions $9,955.11 $521,731.28 Subtractions Checks and bill payments -7,925.74 -521,951.04 Card payments -133.00 -1,766.76 Total subtractions -$8,058.74 -$523,717.80 Net cash flow $1,896.37 -$1,986.52 Closing balances $41,946.32 $41,946.32 UBS Bank USA Deposit Account APY Interest period Nov 7 - Dec 6 Opening UBS Bank USA Deposit balance Nov 7 840,652.17 Closing UBS Bank USA Deposit balance Dec 6 843,19874 Number of days in nterest period 30 Average daily balance 840,476.34 Interest earned $5.06 Annual percentage yield earned 0 15% SDNY GM 00023550 CelP702100pe013771 NV7003313143 00003 1217 03057%04 Y123576SSO 111000 Page 3 of 8 CONFIDENTIAL EFTA_00I34I70 EFTA01275941 *UBS Resource Management Account December 2017 My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account n • Account number: Rewards pants are reflected as of the 26th of the month or the pnot business day if the 26th Mrs on a %%inert( h5liciay Reward. pant actiniy cetais can be found on amadvosmadonmestnaces December 2017 Year to date Opening balance 7,341 5,709 Points earned 0 1,632 Closing balance Your investment objectives: You have identified the following investment objectives for this account. If you have questions about thee objectives, disagree with them, or wish to change them, please contact your, Fesancial Advisor or Branch Manager. toucan find a ful description of the allematwe investment objectives in Important information about your statement at the end of this document 7,341 7,341 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consideration None selected Your account instructions • lots account cost basis default closing method is FIFO, First In, First Out CNP7C0100C6013772 NP70C03i 3143 00003 1217 03057 CONFIDENTIAL Your lInancial Advisor: SCOTT STACK MANY LYLE CASRIEL 5a I 543IklY„GM, 002351JR3e 4A EFTA_00134171 EFTA01275942 UBS Resource Management Account December 2017 Your assets Account name: GHISLAINE MAXWELL Friendly account name:lochs/ ChecklCar Account number. Some Duces, income and current wives sheen may be Epproximme. As a its IA. 50Ins ardlOsses may nol be actualely reflected. See smporuntinlosmabon about your statement a the end of this dxurnem for more information. Cash Cash and money balances Osh and money balances mai meltect± ayalafie cash balances, UBS Bent USA &pout account balances, UBSEDC Insured Program Bank Balances, UBS AG Stamford Branch &posit account dealers and money market moue fund sweep balances. See the Important information aboutyottr statement at the end of this document for details about those banes. iiddng UBS BANK USA CEP ACCT Your total assets Your Finandal Advisor: SCOTT STACK MANLYLE CASIOEL UBS Balk USA and al UBS FDIC bitted rrogarn Bank deposit acorn Waxes are insured by the FDIC within applicable lents, but ale not protected by 9PC. UBS AG Stamford franc h deposit account balances ate not insured by NYC and at not protected by 51K. Money market sweep balances are protected by 9PC but at rot insured by the FDIC Doering Menet Closing bdbxe Price per shale Average Derldend Interest Oafs in on Dec I (t) on Dec 29 IS) on Dec 29 OS rate pedal period Cep mount (S) 40,049.95 41,946.32 250,000.00 Percentage d Cost Estimated Unrealized value on Dec 29(1) your account One (1) annual interne (II Once loss CP Cash Cash and money balances 41,946.32 100.00% 41,90632 Total $41,946.32 100.00% $41,946.32 Account activity this month You hare gratified for a 5150.00 Annug account lee waver. Date Activity Deposits and other fonds credited Dec 1 Transfer JOURNAL FROM HISLAINE MAXWEU. 9.993.05 Total deposits end other funds credited $0,050.05 Description Amount (I) Date Actiety Description Amount (1) Dividend and interestiocome Taxable intetect Dec 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 210617 Total taxable interest Total dividend and interest income 5.06 $5.06 $5.06 SONY GM 00023552 riimcoloot;e013713 NP7OCOS I 3I 43 00033 121 7 030575a MOOD Page 5 of 8 CONFIDENTIAL EFTA_00134172 EFTA01275943 *UBS Resource Management Account December 2017 Account activity this month coninved) Date Actiuty ail payments Dec 4 Withdrawal Dec 4 Withdrawal Dec 4 Withdrawal Dec 11 Withdrawal Total bill payments Account name: GHIStANE MAXWELL Friendly account name:lndiv Check/Car Account number. Your Nonacid Advisor, SCOTT STACK MAAILYLE CASRIEL Description Amount (I) ACH WITHDRAWAL UNTEDHEALTHONE -39.94 ACH WITHDRAWAL UNTEDHEALTHONE .658.79 ACH WITHDRAWAL AMEX EPAYMENT -6,107.59 ACH WITHDRAWAL Saks Retail -1,119.42 Card Items for your Attention The new UBS Visa Infinite creek tad is here, Packed with exclusrde travel benefits, more rewads a ei more of what you love, nt/ding ertiworclinality personalized service. All stunningly <lacl in metal. Visit ubsccenlynainfonne or call us at 888-762-1232 to learn mole Oak DtYcnoeion 47.92534 Amount (1) Card payment. Dec 20 CREDIT CARD PAYMENT 133.00 Total card payments Minmum Payment We Payment Due Dae credt Inc .4133.00 mialatie Clan ore Outstanding balance UN Ks* credit card(s) payment information 10.00 13600000 135,030 00 $0.00 this credt card is ern/leoin u BS Pay Craft Cad feature and "III automaliCally tie pad km your accourr. Your paiment is scnectied for January 20 2018 We provide the inloimalion on polo utiS visa credt cards sorely as a courtesy loyou. Ire uss visa credt Card and account are nsuera by u8S Bank USA UBS Bank USA sends you the officie statement Ice this account and you should make your payment ttcoming to their Ingmaron. we oo not include y0ur outstanding credt caklbanirce in the valued your account with UBS Anemia SenmeS Inc Date ACInrity ()escrow Amount (S) Money balance activities Nov 30 Balance forward $40,049.95 Dec 4 Deposit UPS BANK USA DEPOSIT ACCOUNT 9.950.05 Dec 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04117 -6.80632 Dec 7 Deposit VBS BANK VSA DEPOSIT ACCOUNT AS OF 12/0617 5.06 Dec 12 Withdrawal LIB5 BANK USA DEPOSIT ACCOUNT' AS Of 12? I Ill7 -1,1 19.42 Dec 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12720/17 -133.00 Dec 29 Closing UBS Bank USA Deposit Account 141.94632 the u es Bank USA Decent Account Is your primary sweep coign CNP7C0100880i 3774 W7003313143 00033 1217 0305750Cey_Gm_000235ftio 6 of 8 CONFIDENTIAL EFTA_00134173 EFTA01275944 SUBS Resource Management Account December 2017 Account name: GHISLAINE MAXWELL friendly account n 7 "InAi' rhaarr '' Account number. Summary of approved payees and recurring payments easel on your instructions. the foNowing pafies and recurring payments are consgfered 'approved payees' As a result. (I)you may authorize addObnai traoska to these payees verbay and (2)you are no longer receiving mdadidualcoralmations for payments to these MemPayet CkS(1101C0 Brian VUraSitS Capital One, National Association varied ACH Your Finandal Advisor: SCOTT STACK MANILYLE CASRIEL The payees and recurring payments acted below do not include BMPayments. Electronic Funds Transfers and (ease) ocher transfers Oenueen accounts at MS If yar have additional pans and/or recurring instructor's on file, you w4 recent separate conlirrnaKons from your EnaMnl Advisor. To update or cancel any of these instructions. please contact your rmancial Advesor ['showmen' Lal used Amount (S) 100 030 TyPIEVt01 Freglittlfy Slott date End dale dale Payee on file Upon request r a Na Aug 18.17 SDNY GM 00023554 C P1P7031000301 3775 NP700O3 1 3143 OcIC03 1217 0305 750 111000 Page 7 of 8 CONFIDENTIAL EFFA_00134174 EFTA01275945 *UBS Your notes c...7,77.7r7z,z77: 576 ,,,,, G. ,,,,,,,str . of 8 CONFIDENTIAL EFT,00134175 EFTA01275946 Important information about your statement U3S Financial Services in. (the firm or UBS biaxial Serval). is a member of all principal warily, ccmrrothey and cobra exchanges. UBS Financial Semites and 1.8$ Bank USA re i-died subsilones of UPS AG and aff ihaes of UBS Swishes LLC. The Fines f Saul statemert C available upon retail. The Finn exeosire offices ere a. UBS Financial lances 1200 Harbor Boulevard Weehawken NJ 07086 This Statement represents the only off icial record of par LBS Frontal States account. Other recant, eau( official lac dxunents. contanng (or-Clang daa should not be relied can II youbeim* there is an aro- a omission. please report n immediately n sang to the Branch Manor of the office wax) your account. Althckep a livres shown are landed to be accurate, statement data aukf not be used for tee papas Ray saki on yethend lax amt. (Le • Form1099. 5498. 10425. etc ) when ',memo your lax return. The Fiat a required by law to report to the IRS all table &Minds, reportabb namable bands and table rarest end on securities Fold n per account, net proceeds on sate trawlers ad con barb:noel-lain covered zanies. Crawronlatlans with the Firm • Please resort km ay oral cormuncations in wining tofurther protect your richts• mdudrg your rignes velar tie Seo_aies Investor Protection Act (SPAT • If thefinancial Saltation an the top left of tap thont of this slams isnot LBS Frond Senkes, LBS Finndal Sonia" carries yea =aunt as during bucker by arra-gamine wets the rdcated inslituton We informed you of this alt.:aka nikeen opened this ocean. h the cast your kra and ashes ae located a LOS financial Services and rot the andmig braes and you nut make a ram of try era or omission to both firm. • As desisted tithe accoust agneants, you mist reedy us of thy errors or fraud Waving decks reflected on your Statement withal 30 days after e was mailed or made rabble. • Please dad *soar complains or aprias to tie Fitts C rent gelatins Department a 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 640 P.M. ET Monday through Fedex or in swag to UBS Fe-wheal %Meet ex., Client Relations Depanat P.O. Box 766 Union Cky, W 07067. • A II slaements shall be deemed complete and accusa if not cOctidto is writing within 60 days • Fa nv saxes Call 044412-0%6 or from outside the US.: Cal 201.352-1495 • In cased anon or gaits about mui electronic km* ftamiler (WO. bil parnera a UBS Vatabil card transactions, call B91762-1000. Or wile to UBS Frenoal $eh.ices a.. 1000 Harbor Blake 6th flook Weehan4an NI 07036, Attn RIAAIEGA Sakes Cal a write as soon as you can, if you Flak your stamen a receipt is *Toro or d you need more nknaten Ara a transfer on the statement or rapt The Film or Cad bsutr (as aPacablOmffll her IroMyOu no later than 60 days after the F rm sera you the list statenelt on which the error or Problem sand. - Proved, yotr name rd ream nterter CO any) - Nsabe tap error or tie antler you re inure about, ad stolen as chary as you CT why you believe if is anon a why ),,J need more riformaten - Dade the dour anent of the suspected era. The Finn or Card Issuer wil Seagatesus complain and vial coned a error promptly. For alleged wan tooling UBSVsaedabil ca-dtransactia if we take more than 10 base ress days to da ths, we willcredit yds* acuil for the amount you that a in error. so that you vi haw the use of the money dunng the tine tabus us to canning our iwestiption. Please mike all checks payabb to the Fern or the I runcial ingestion mated on the tan of the statement In addition to regdar awe ha accounts may be abject to matanarte lees, chaps for We meant a securities purchases and charges ice unpaid arann n cash accants Accounts that an tansferred to other instnans may be subject to a Vander fee. UBS Sweep Options LES offers options For manna cash balances to ba-k depose acccuots al non-affiliated bats rd affiliated banks. money cowrie mutual f unds (Money FLOW and larnatical Data Akron (0/) foe cut/came wile n Internateral Pascua Management Accost. Depost account al UB5 Burk USA and non-affiliated banks participatng n the UBSFOIC4nstred Deposit Program a FDIC awed in accordance with MIC rules. Fa note infonnatim, please visit way f dic.gw. Deposit accounts at UBS AG Stamford Brands and shays of MoreyFab are not awed by the FCC. Through the DA, cash balances me swept to deposit accounts at UBS AG New von Brards erdUBS AG Carnal Branch. These deposits are not inured byte FDIC. Balances held at tie LBS AG Cayman Branch are tenthany noosed to the sovereign ra of the Cayman blends. red there is no gaunter. or other obligation of LBS AG lo repay the balances while on the UBS Cayman Branch's books. Bank deposits an not protected by 9PC. Money Fund shares we protected by 51K. See 'LOS Finaroal SiteiCt accord inaction' below. Wei Jour request, batixes n to bark depositsmay be wthdawn. Ttl shots of a Money hal may be licpcbtect and he proceeds retuned to you a your stakes actin haw iriormatcn about available sweep options, rstaing current interest rate. and Wilds, it available at any ubs corriwnewyelis from your Financial Advisor a by calling KO-762-1000 UBS Fiewhial Services mown protection The Firm name/War of the Seosnits Imam Protection, Corporation (51K), Mich protects securities astonws of as members up to 5502,000 (mckiding 1250.020 for dams for cash/. Erpftnaltry broChse natle upon region or at ma. spc.org The 9PC asset protector. lank apply to all xcants that you hold in a particular capacity. The Finn. together wan certain aff Wares. has also PtfthaW19.0plemental innate the ma mum amount parker to at elgbe clients coned ray Lear this protection is 1500 million as of Decerrber 10, 2016. SLbect to the sok-vat-dna at Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate for all your accounts hell n spatula capacity AM copy of eh poky wadi-9 is mailable upon request. Neither the SIPC protenion nor the 94phrnental protectors apply to: • Certain f antis! assets controlled by (and naiad n your account value) but held away from UBSFinancol Services. For enrage certain (i) insurance orookrts. including variable rarities. MO 90 shares ol roast funds registered is the name of the &can holder on the boots oe the issuer or tunas- agent), • 'avant (caracts or hestMent :wrests 0.9. limited partnerships aid private placements) that are not registered under the Securities An of 1933; • Corrmodetres contacts (e.g., foreign oichae and pre me metal coritract0. inducing futures contract, old commodity anion contracts; and • Deposit accounts (except certificates a deposit) at LES Bat USA, UBS AG U.S. birches and barks n the FDIC Insured Deposit Program The SIPC potea on and the supplaental oration do not apply to these assets even if they ethane appear on you slatoments. The WC protection ad the as:ohmage' praection it not protect aganst changes in the mats value of yes investments bathe at a result of made movement, kale( thmkruptcy cr otherwise) Dividend Reiwasbnent Program (DRIP) the ;rim rdlected ii an average pike. You may oasis the actual Frio Iran your Fria ial Advisor. Only shale shares are purchased under DRIP; Penal shaves wil be sold ad the cash wit be deposited Pi your account We &Ada renvestmera pnce aphid by fie tsar may oiler fromthe mule price at which the partial that me sold Cash-et-lieu Ply whole urns may be hada-rya account. If you me ert ned to • pth al int as a result ol • thviderd mane a otherwise. the Firm will either sell partial units at market pike a accept an smart detained by a registered deartg agency, rd credit yes accost. Immanent objectives We reamer-it ohoothes ad risk profile aspects to each raccoon and may vary between you ictants. Phase arse the Finn prorrpty in wining al ay sgilicant change in yotr Ionia sabon or investment obantwas For each wart hell, you choose or* of the (plowing investment tbitctias • Padua Covent/moat Investments searg the german of roomers* CONFIDENTIAL • Ackert CopealApprennon: Investments seeking growth of pmcpal rather than the gentraton of income. • Prolate ComPnatem of income and Capital Appreciation. Investments seek i-g both the generation of nccme and growth of prixjaal. Overall risk profiles • Conservarwe. Seeks to manlin nine rectal wth low risk and volatility to the accord overall even 4 that mean the acorn does root generate stone kart income a fare and may not keep pace with inflation. • Moderate Yelling to accept acme rids to pinups' and tolerate acme volatity to seek hither return,. • Algsyressioe: Willteg to accept hip risk to pincipal at high volatility to seek high returns over time. • nmestment Elgealy Consideration: t selecte4 a portion of the portfolio for tat account may include complex **egos linked liquidity andante( vobtilty. Statement •houteholdisr We may consolidate at related account statements with the sane address in the same gala. eq. became they have cantos who ako maintain Pint account relationshaas wen other dents a the same address. It you par to aerie individual statements mailed 'n wwaate metopes, you may decline househaing by caning your Financial Achnor Friendly account name the Friendly account name is a conceivable -neknantclown by you to anise you with your recordkeeping has no legal effect cn your account You creche-4m your Friendly account oats, through Onine Services a by antacting yes f eumoal Adult.% Asa-a overview • VA" of tour accountfport6A, Net of assets a-d litila es • assets Includes avaltle cad, balances, webs for restricted saucily (est), aid Global Tine Deposits, unreazed arts to market, and carton sets not held by the Fin Does not include unpriced saritioulaseets at the end of the per and arrent Sanaa genet., cr private nvestments. u vd stock options ad earcoabie slot options • bakes hcbdes debt balsas, as sta-deg margn loan, credit line, dm anoint lianas. • Cathunioney balances. Total of uninvested avalabie cash balances, pin de oat balances at affiliated ad non-aft raid banks. Endmoney mattel mutual Lad sweep balances, at the cbse of the statement penal Nal.conadity fa ark balincies in ma want re not Ulf tgOed from other balances and the Firn Friar use any of these ftrds tithe ordinary corneal its busness. These funds an paythie an your derna-d. This total is nctded in the anent period closing wise. SDNY_GM_00023556 EFTA_00134176 EFTA01275947 Important inforntation about your slatemenl (000111ffed) Lendip infennatian Foe deterred infonatron al the Finis lending prances and &caves refer to your Chem Relatenship Aoreement or Accost Agreement rd the General In and Conditons. L85 Statement of Credit Prances available in Agreements and 0udosures al zur^• ub• comircauntclacloaarea Your assets Your Oaken-ern demces saltines and other assetsheld in the account al the end of the statement period. You may ale for &nay a fumy pad seareits al any time. You may receive secunlies used as loan collateral after %wig any balance Os on them. Any securities lranOerred to the Fins &ring the Relent period are tad at make mice as of the end of the staternert prod • Cost batik In damming the con bam of the sakrities included this Ramer& where indicated Yids the nutter Les crianciar Sewn ciao ruled on information ctoained from sources other than US$ Fiuncial Services, rc rg item:Rion Iran another lion that you may haw provided so your Finial Acacias The Firm does rot irdeperdently way a gpardee the actuary or validity a pry eicenthon provided by saran other than LES Franco' Steam asklitorn Plough LEKF eureka Saracen pantile updates this er as iths received, the arm don not orarde any asSUritees that the nformaton ander 'Cost bait' and • latealeed gar, loss' 6 accurate as of the date of the statement. As such phase do not rely on this information lo mike PUTIVS4 cr sale decisions. for tar purposes ad enne... Accounts tra-derred to the Fan may reflect gearless Marnacv only fa the pad eine they are PM A the Fain More haste/cal ifformalon can be Pad by you Financia Advisor. • theareatind gaiisfiesses Vahan data is available, eonnffed a -realized bake:losses are calculated fa ncividal seosey lots. The transaction data fix nava:ballots may or may not reelect con icre. charges ado.security reorganitaicn events Dirtied and other reinvestment lots aid systernal k purchase bas eat each catied todisplayore awraged lot. The • trade date coiann presents the agar transaction trade date • Callable porkies Bonds and preferred stock that the issuer cats for eay redemption wig be selected aparteally by lot Iran among all see:antes of that issue head n out name or in nomnee wane for our clients Call lease earnathn obtained from third parties ad as accuracy is rol %par a ted Other call f eaves may exist which abed affect kt complete Po:melon will be Fraded upon request • Certificates of deposit (CDs). COs ere FDIC insured up 10 3250,000 n wimp.' inn accrued interest per depositor ad per depository enslesai in accordance with FDIC elms. • Pricelvalue Feces displayed for smarm and other products may be hgher or aver than the Puce that you would actually Wenn in the nude. Prices are obtained from vain' hid pal, sources thKh ne bedew to be relabh, but we do not guarantee Mei accuracy - We generally use the closing price when amiable a Iht mean of the bid and age prices la fisted acumen and pans or ony bed prices la OTC acuities. - Less weep traded snuffan may be wild usn9 a valuation model or the moss recent aOP we obtained and may not reflect an actual Market price a vas- - Certain pool ions may appear *disc' a price a-4 will Pow al 'price was not available' I we we unable to obtain a price for a security. - Deposits or securities denominated inoda-cies Per thth U.S dollar se rel Pled at the echange rate as of the statement date — For (erten securities treeing in nonconferning denomionons. prce and qua-My(dace wake) may have been adfusted to facilitate proper valugcre. TO oMan harem quataligh, when variable, contact Goer Fancial Adria. • Private inverMsentS end tteuctured product% Private nominal waders (ix Wing drat pan paean program and real estate emestment trust manes) and nerd predicts are gravely hailer airsed Cretan ;muttered praises have not been registered with the Setuitel and Exchange Cannassion a under any state seounties laws. We stoma mond vales fa private nvestitynt posies and structured products for armee awl %nen only Accuracy is not burro eed - These values may differ %Warne!), from prices, el any, al Poch a paste rnestment security or structured product may be bougit or sold and do non ntawrib Mermen, the yak* you may receive man licuidation. - Thrd party emanates of Paw a* as ol a anal date and Oa applied to UBS Fenarciel Senors on a regular base by an independent Salon tem. - faun general banner or sponsor Pared plies if try, ate supplied to the Fin by the issuer, general pater or sponsor and may be cathIated based on del erent teamster thom that used by tied pains to derive their fiblitlted valun - You can obtain additional infamanth regarding the methodology used to Caene the estimate of eolue and the dale of the analion that tithe basis la the estimate by contacting your rancid Advisor. - Tad party estimated vales may be reflected as lace pneedt n several stallions when an independent valuation km has not steadied a 4 unable to assign a VA.. when we become aware that a material event has occurred That may call a Iffewouthe repotad value into question, cc when a value would be highly speculative due to the nature of the security. - When nether an eh*, general pater or sponsor estimated value nor a thidpety estimated rake is snonied the sake of the secede/ will be deferent from its purchase peke. - •Desubutions to dale' may include Warn of capital. acme or both. - -Orignal unit Mn' represents the nbcl of Ping ace per unit and may riot reflect your cost base. - OPP and vested Mr services arc not lead on a nate:nal smurnes exchange, and se generally raged end even b They can be sold_ the price u:suved may be less than the per share estimated vie waded n the *cart statement. • Restricted securities Restricted warden genmalY to rot current/ efigeole for abbe sale LEIS Financial Services uses the market priced the unrestricted stock of the sae sewer as n mputed value for the restricted stook !or purpose: or this if•NPIOnt only To the rant that restricted learn es are triable for sale, tee yaks. received may be sobstantaly kiss than the 'Puled vatre shown • Est. gestirated) insane• current yields and rates An minute of nal income is toad an carom &eider.] ad Memel rates, assuming the sectaries will be held for one yea from statement date or urea maturity This mina* isC4* a gudethe. accuracy and continued norm, are not gun razed — Estimated anal income rid curent yield for certain types of securerscard nude a mean of ancpal or copal gans n which case the est income (end current ywl would be overstated. — Estinated rebel income ad current yield and the actual income and yield night be lower or higher than the estnwed amounts — An minute of anrwal6e4 income (dividend Augur interest) deeded by the current mane vabacraveracre balance e based on the Pit divided or Mina payment reale by the issuer rid assumes the securbeg deposes will be heat for one year than the statenwe date a until maturity. Accuracy and continued all are not guwaroned. • Assets not hekl by MEP's/nal Services. Certain assets ere riot heb by abeam and not wain the ram's possessive a control. These assets are deployed on your serene fa infonnatenal papaws coly. Positons and vaiues presented are provided by Ihe issuing fern USS Fano.' Services is not responsble for the aormaton and Oas not guarantee as accuracy. These assets ere not protected by WC or the ernes supplemental SIP( coverage. • Revenue sharing and additional compensatian. — n Paco to (commons on sales ad l2b. I tees lamed n cornea al with the diortoton of mutual finds to our dents me inlet our afMaie resew revenue Owing payments from debts/Ices ardor advisors of she rrutua funds that we sell. These thorns are based an two different coMporents: (r) tne mine of sake by IBS of a particular mutual fund family to our dents, and 63 he asset value of a PaltiCUlar rwlual fond fan4's shams held* the OTI1 — We end our aft diate also receive netreoffing and anon processing fees in consideration for transfer agent semices thee we prove* to tee mseual funds These fees generally re paid from investor assets n tie mutual find and me a toed amass based on the rumbec of accounts at the broker-dealer Mang mytual funds of that held family - h ariiian to ccranaions nxeived in connection with the sale or distrbutcn of arra% contracts and veil mestere% trust unts to our cants. we ardor as affiliate receive revenue sharing canansaten from nary of the ilttllIrKi• <cmpalies endwwee CONFIDENTIAL the annuty contacts, dilates of the mane companies or sporeas of to unit investment irate wedittrLute. - h addition to canmessecens received f ran the paha& aid sale of NeWahres lads, we ardor or aff tut. owe* an asset-based revenue sharing psyment from Neriguret dktrtutors, as well as I u-di-g for technology develapment. trahrig and education. — Gur if dates Pa referee-trading tterenSPons and other compensation born rmaual funds and nstrance melanin whose products me Pubs& - We recent an a-coalfee from LEG Bak USA ad LEIS AG Stanford Brach of up to $25 per account sweeping to the banks under the I.,6$ Ban Sweep Program Activity Intorrnaton regadng CCMMISSOIS and other chaps inturted n teen& tom with the ext<utean Of trades, inaJdng option transactions has been enckided an cord erriutiore promo* harnehed to rte, ad will be Provided to you prcerctly on newest Short piing If you ore engaged n short selling a seturey, you may incur a ch.vg• doe to certain boning coot for that Pal alas save/. Open orders Regaining open or • gzodlikancetbill cedars that were not eviena•d by the statement date. open buy and al stop orders ere reduced by the arnart of doodads a ripson an midevidends a eeireghh date unless mauled otherwise by you. You Me respanbff for orders that are executed der to yeas 'alum to cancel "'fling can orders Panay To olden a copy of our cunero Client May hake please contact your Fancier Advisor or vise as eyebolt at ayeamas emardvermenfre. - UKFiancee' Serail is rice a bark. The RMA. Busness Services Pasant BSA and IRMA at brokerage accoues Mich prow& access to bark no 14.1%.0 and prodacts Uncut aniangemenes with affiliated barks and other hid-patty banks, and provides access to inane and arreaty products issued the untalfiliaied Thal -party nuance combines tiros* instance agency se_toidures a LBS lineage Service. Inc - hvintrent. issuance. ad annuity pro: Ws — Pbt CDC insured • Its bank guarantee* May lase vale — WA. ReSarCe Management Account, Business antes Account BSA. IRMA and international Resource Management Amite se tegni seed service marks of Lel Fre-m(41544am inc. — VISA is a registered nomad, owned by Visa henna a:nal Santee Association ad used under [cense The LEIS Visa cacti cards ad the LOS Visa dabs cards are eked by un Sark USA with permission from visa U 5.A Incorporated All ocher Vadienerks, registered trademarks, service mats and registered service Inks are of their respective ANTO.Paies UN Financial Services Inc. Rev 20l7II SDNY_GM_00023557 EFTA 00134177 EFTA01275948 SUBS uBS financial Services tic. Private wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account January 2018 CNP70057465170118 Y1 0 GHISLA1NE MAXWELL Account name GHISLANE MAXWELL Friendly account name: Indiv.CheckiCar Account number. Your Rnandal AdvisorSCOTT STACK MAN/LYLE CASR1EL Pnr•ne Questions about your statement? Call your Finan,:ig Advisor or the Value of your account RMA liesourceline acco at 800-RMA-1000. on December 29 (s) on January 31 (S) Your assets 41,946.32 36,522.63 Visltour websIte: Your liabilities 0.00 0.00 www.ubstorrillinancialservices Value of your account $41,946.32 $36,522.63 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Aho, get your free credit report annually from V.WW. an nuak redit repon .com Tracking the value of your account 1 Thousands 716 43.9 41.9 36,5 1.9 Dec 2014 Dec 2015 Der 7016 Dec 2017 fan 201$ Sources of your account growth duriag 2018 Value of your account at year end 2017 Net deposits and Arid-dram* Your nvestment return Dividend and interest income Change in market yaw Value of your acootnt on Jan 31,2018 SONY GM 00023558 141,946.32 -S5A32.44 1g75 1000 $34522.63 Member SIPC CNP70001005746517NPI000197165000C0 01113 03057500 000 Page 1 of 6 CONFIDENTIAL EFTA_00134178 EFTA01275949 SUBS Resource Management Account January 2018 Your account balance sheet Summary of your assets value on Januar/31w Account name: 'E tilAs1h ELL Friendly account name: • r Account number: Percentage of rot,' XCOUnt A Cash and money balances 36,522.63 100.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets 536,522.63 100.00% Value of your account 536,522.63 A Eye on the markets Index Percentage change January 2018 Year to date S&P 500 5.73% 5.73% Russell 3000 5.27% 5.27% MSC I - Europe, Australia & Far East 5.02% 5.02% Barclays Capital U.S. Aggregate Bond Index 1.15% -1.15% Your R nuncio' Advisor -T STACK MANE YI F CASRIFI • Cash and money balances may include available cash balances. UBS Bank USA deposit account. UBS is c insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about ma statement on the last two pages of this statement for detail about those balances. Interest rates on January 31, 2018 3-month Treasury bills: 1.45% One-month LIBOR: 1.58% CNP700030057465I8NP7003197I6500033 Ol le 03057500 3O1PitGitoonsavit 2 of 6 CONFIDENTIAL EFTA_00134179 EFTA01275950 *UBS Resource Management Account 0 airy2713 Change in the value of your account January 2018 ry Year to date (1) Opening account value $41,946.32 $41,946.32 Deposits, including investments transferred in 8,053.68 8,053.68 Withdrawals and fees, including investments transferred out -13,486.12 -13,486.12 Dividend and interest income 8/5 8.75 Closing account value $36522.63 $36,522.63 Account name: GH1SLAINE MAXWELL Friendly account n • h Account number. Dividend and interest income earned nor pulp0StS of INS Statement, taabity of inteleSt and Ondend income haS been determined ticM a US la lePtialc/9 CasPedite. Baud upon the residence of the account holder. account type. or piodixt type, tam interest ands dvidend payments may not Do subject to United States (Ufa arch Puerto Pico (PR) Income tares. The dent monthly statement n not intended 10 be used and cannot be reoect usson foe Ia purposes. Clien1S should refer to the evocable tat mooning forms 'hey receive from tits annualy, sun as the Points 1099 and the Forms 493, foe lac reporting information n is the practice of UBS to file the aPpli(81:14 lac reporting ions with the US mterng Revenue Sera< and PR Tleffitrep Deptiltrrent. and in such loan accurately closely citicienct AMP a Interest as lav exempt or taxable ix*** neat consult your adv.:hal tat preparer. January 2018 (3) Year to date (S) Taxable interest 1 88 1.88 Total current year $1.88 $1.88 Prior year adjustment 6.87 6.87 Total dividend & interest $8.75 $8.75 Cash activity summary Your Pi nandal Advisor: SCOTT STACK MAAILYLE CASRIEL See Account athelty tha month for detalt &dances In your sweep opuons are indueedin the opening and closing balances vars. FDIC insurance *pies to depositsal UBS Para USA and an balls participating in the UBS CDC insuted Deposit Program. R does not air* to deposits at UBS AG. Stamford &arch of bank citroOls placed through the UBSInteinationa Deposit Account =gram protection apples to money market sweep fund holdrigs tut not bank deposits See Important 4,fomtabon about your statement on the last two cows of this OCKtantnt for detain. January 2018 (1) Year to date (I) Opening balances $41,946.32 $41,946.32 Additions Deposits and other funds credited 8,053.68 8,053.68 Dividend aid interest income 8.75 8.75 Total additions $8,062.43 $8,062.43 Subtractions Checks and bill payments -I 3,486 12 -13,486.12 Total subtractions -$13,486.12 -$13,486.12 Net cash flow -$5,423.69 -$5,423.69 Closing balances $36,522.63 $36,522.63 UBS Bank USA Deposit Account APY Interest Petrod Dec 7 - Jan 7 Opening UBS Bank USA Deposit balance Dec 7 /43,198.74 Closing UBS Bank USA Deposit balance Jan 7 $37,457.18 Number of days in "merest period 32 Average daily balance $41,460.82 Interest eamed 88.75 Annual percentage yield earned 0 24% SONY GM 00023560 Girl:003305746Si 9 NV/00319716S 00033011/3 0305a0300 ►ap 3 of 6 CONFIDENTIAL EFTA_00134180 EFTA01275951 *UBS Resource Management Account January 201; My Choice Rewards Points from UBS Account name: Friendly account nam Account number: Rewards pants are reflected as of the 26th of the month or the oboe business day if the 26th Mb on a vbeesend holiday Reward. POinl adivby details on be round on WNW uaxorptonknesenexes January 2018 Yea, to date Opening balance 7,341 7,341 Closing balance Your investment objectives: You have identified the following investment objectives for this account if you have questions about thee objectives, disagree with them, or wish to change than, please contact your Financial Advisor or Branch Manager. You Can find a NI description of the alternative investment objectives in important information about your statement at the end of this document 7,341 7,341 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment el igibi'ity consderaton - Hone selected Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out. Your linenriel Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C0C0305746520NP70C0197165 C0003 0118 03057 5a0MIYGM000235t194 4 of 6 CONFIDENTIAL EFTA_0013418 I EFTA01275952 *UBS Resource Management Account January 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account n • I iv r Account number. Some OnCes, Inconle and current ea ues Shorn may be approthrene. AS a restm. gam sidlosses Mai nol be excurately refkcled. See Aportmt infosivefron about your statement a the end of this document far more infornaion. Cash Cash and money balances Cash anct money balances may include avatar!, cash balances, UBS Bank USA deposn account balances, UBS FDIC insured Rogan Sank Fiances, UBS AG Stamford Branch deposit account Pears and money market mutual fund sweep balances. See the Important information about )our statement at the end of this document for dealt about those balances. Your tinandd Advisor: r ehTT STAGY Maui YI F r Atkin UBS Balk USA and al UBS FDIC insured Progan Salk deposit fcCOuntbaaXes are injured by the FDIC within applIc2tde Ism, but ale not protected by SIK. U8S AG Stanford Brant hdecout account balances se not insured by FCC and are not protected by 51K. Money market sweep balances are protected by 51K but are rotInsured by the PDC coenng Witte ClOung baence Nice per share Ahttage Cerldencl Interest Dais in Hddng on Jan 1 (S) On Jan 31 (5) on Jan 31 (5) rase period Peri0d Cep Lennon' le LeS BANK USA DEP ACCT 41,946 32 36,522.63 250,000.00 Your total asset Percents), of Cost Unmated unrealized Value on )8n 31 01 yOur account banS (5) annual loccme (51 clamor 1055(1) Cash Cosh end money balances 36,522.63 100.00% 36,522.0 Total 536,522.63 100.00% 536,522.63 Account activity this month Date Actialy Description Amount (0 Deposits end other funds credited Jan 2 Transfer JOURNAL FROM IISLAINE MAXWELL 8,053.68 Total deposits end other funds credited 16.053.68 Date Act itily Dez rot ion Amount (S) Dividend and interest income Taxable interest Jan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0110918 1.88 Nesceilaneous Total taxable interest 51.88 Jan 2 Interest U8S BANK USA DEPOSIT ACCOUNT AS OF I 212917 Total niscelleneous Total dividend end interest income 6.87 66.87 68.75 SDNY GM 00023562 CW70008005746621 NP7003I97166 00033 01 l 03057900a0000 Page 5 of 6 CONFIDENTIAL EFTA_00134182 EFTA01275953 *UBS Resource Management Account January 2018 Account activity this month iconinueo Date Acutely Description Amount IS) Bil payments Jan 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -11,852.84 Jan 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -658.79 tan 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -39.94 tan 9 Withdrawal ACH WITHDRAWAL Saks Retail -934.55 Total bill payments 415458.12 Account name: GHISLAFNE MAXWELL Friendly account n • • hod, Account number: Your Nnancid Advisor. STArs' M AM! YI F r ASRIF) Cerd items for your Attend.= The new U8S Visa Infinite credt cad is here, packed with exclusive Bawl benefits, more rewards and more of what you ICee, andUdint) extraordinarily Personalized Senate. All stumingly <lad in metal. Visit ubstonteanfinne o< call us at 888462-1232 to learn moie Mimi^ Parham Cue Payment Due Date Credl line Avalatie Crebt tire CutdandIng baaxe UBS Visa credit card(s) payment information $0.00 95.000.00 $35,000 00 10.00 This Net card is entailed in UBS Pay Credi Cad feature and vMll autamsticaty te paid from your accoure Your payment is scheduled for February 20, 2018 We provide this information on your UBS visa credt cant udely as a courtesy lo you Ire UBS visa credt card and account are issued Cy UBS Bank USA. UBS Bank USA sends you the °WWI stateMent lOr this accOunt and you Should crake your payment ac cord n9 to their eunuchoh. we do not include your octstandingcredt (aid badree in the vaned your account with UBS Fartancra Sconces arc. Cate Activity DeschpUcn Amount (I) Money balance activities Dec 29 Balance forward $41,946.32 Ian 2 Damn UBS BANK USA DEPOSIT ACCOUNT AS OF 12/29/17 6.87 Jan 3 Deposal UBS BANK USA DEPOSIT ACCOUNT 8.053 68 Ian 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01103/18 -11,852.84 Ian 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01,04/18 .698.73 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01/0918 1.88 Jan 10 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 01109118 -934.55 /an 31 Closing U.S Bank USA Deposit Account 536.522.63 The 1)85 Gant USA Cepaat Account is your primary sweep coton CNP70700305746522 NP70C0I97165 03033 0118 03057500 00n 6 of End of statement for account number Y I 22576 55 CONFIDENTIAL EFTA_00134183 EFTA01275954 Important information about your statement L. Fn uncial Services Pc. (the Firm a LIDS finial Serirkies1 is a mete of all principal freaky, commodity and options exchange UBS Fnancial Strews and 1.65 Bark USA re Mt ed subsidarees of U% AG and *thee, of ISS Season LLC. The Ems lemma' staternert 0 available upon retest The Fitts extoinne dikes re a. 15$ Financsal Smites lax. 1200 Harbor Boulevard Weehawken, NJ 07086 This statement reptsents the only off icial record of you' LBS Fnancial Semites account. Other records, etrept °that sac doomentt contanng cordlicmg data should rot be relied wren IIyoubete* there b n tact or omistok please report it immediately n writing to the Brand) Manage of the office serving your accoont. Althcocis el figures shown re Mended to be accurate. statement data ~Id not be used for to purposes Rely solely on yerend tax forms. 6.e. , Form 1099. 5498. 10425. etc.) when prepare-9 your lax return. The Fim requiredby law to repak to he IRS all tecubk cinemas, report/9e ~enable del:knit and uubk Merea end an securities held nr your accost net proceeds co see brisactims, axe cost basic on certain covered sweatiest. 0:elwaellailkengi IN, Firm • Please mooed imn my oral communowene in wring to further protect yourrights. includre your rØ utter the Seozrees 'Nestor Protection Act (WA/ • If the financial neitution ante top lett of he front al this statement is not LBS F nnUI Strykes,LBS Frontal Smite carries woe ~est as Waring brisker by arrangement wen the netted instituter: We in you of the relates-MP teeny% opened this accost h ters cast your lura aid ~skies re boated aims financial Settees and rot tFr rat:bong broker, ard you nut make a npan of any error or omission to bed' firm • Asdeleted in the aware agreements, you must reedy us of my tints or raud Wetting decks reflected on your statement within 30 days alter « was mailed a made swath». • Pleawdied customer complains or reties to he Fists C tent Reatims Department at 201.352.1699 or toll-free at KO-354-9103,8:03 A.M. to 6 CO P.M. ET Mondry through Frday, or in twine to WS Fikencial Selects Ix., Client Reeticre Department, P.O. Box 766 Union Cky, NJ 07037. • A II stsemern shall be deemed complete and sarte not objected to ik were within 60 days. • Fa TTY weeds. Call 844412.0%6 or tom offside the US.: Call 201.352.1495 • II are of *mom or gaffed about an electronic kre; tans* (FT). bit parr or UBS Watt/Mil card tansactons, call KO-K2-1000, or wile to UBS Enamel Sareces lx., moo Harbor Blvd, 6th 800; Weehawken NI 07086, Akre RIANE64 Smite; Cal or write as soon as you can, if you Mile you teement cr receipt is wrong or rf you need more ndormalen exul a transfer on the statement or recipe The Firm oi Cad Issuer (as eppicable)must her fromyou no later than60 days alter the fem sere you MO tnt et atemnt on which the erns or PToff km ~med. - powderer name ad axon meter (sf aga - Cesabe tie error or tie Wielder you reinro about, avierplain as chary as you can why you Wee « is en~ cr why you need more information - Provide the dole anent Of the suspected ara. The Finn or Card Issuer wit rweseeste your constant and sed coned ry mar promptly. For alleged *non Mole% UBS teat debit ca-dtratsactenk if we take mote than 10 tus itss days to dots, we will credk you ettorn for the anoint you thinks in error, so that you we have the use of the money dung tre tine n takes us to complete our nvestiption. Please make all checks payabb to the Fem or the finncial instiulion muted on tie front of tnt startorm In addition to regJar acca.n km, accounts may be abject to mareonarce hot chrgen for We perm* kr securities purchases and charges kr unpaid amounts n cash accoonts Accounts that at tansferred to other instutens may be subject to a trans% lee. UBS Sweep Options 165 offers options kr sweeng cash balances to bat depose accords al non-atfilieted bales ard affiliated hanks. malty market mutualfunds (Money Forteklend te 1-4ernatknalp•Poce Accost (DA) kw rummers wen a, International Pesaro! Management Accost Depose accounts al UBS Brk USA and rim-affiliated banks participalng n the UBSFOIC4nsored Deposit Program are FDIC.imured n accordance bath (OK mks. For mere Menke, dew vist wwwfdic.opv.Deposk accounts at MS AG StanfordBranch and than of Morey Arra are rot nosed by the FDIC. Through the DA, cash balances re swept to deposit accounts at UBS AG New rod Brands and UBS AG Cayrrhn Branch. These deposits are not insured by ta FDIC. Balances held at tee LES AG Cayman Branch are tentxrany teemed to te sovereign rbn d the Cayman blend; and there is no guerentee cii oh. obligators of IBS AG to repay the balances while on the UBS Cayman Branch's becks. Bank deposits re not protected by 9PC. Money Fund shares are protected by 51K. See TUBS Fins-Kul Sena, Account Protection' below. llxn Jaw request, balances n the bad. deposits may be weiciawn, and shores of a Money Ford may be leadatect and the proceeds retuned to you w your Stark.» aØ , Furrier 'renman about available weep options, rasing camera ;newel rare. and WM«, t available ~my ubs corrinvemyekb from your Francial Advisor cr by calling 802.762-1000. UBS Fitalctl Service' account protection The Firm ammeter of the Seasnin hveste Protection Corporation (SIP°, which protects securities customers of is members up to 1501,000 (aickeding 1250,0» for dens for cash/. belsnatay broths* avertible upon wq-seff or et siuw spc.og The WC asset ertenam »non apply to all eaves tart you roan a funicular capacity. The Ftm, together wits certainaffiliates, has also Purchased veplemental rnsuance The mar mum amount payable to all olgbk dials, coterie* vider this proteceim is 1500 million as of December 10, 2016. SLOW to the poky ocrditers and limitations, cash a the firm is further protected ta up to $1.9 million n the aggregate la' all your accounts held n a partite cysts A ful copy of the poky inierdiv if wailibb upon request. Neither **WC protection nor the sorzekmental protteen appy to: • Certain frontal assets controlled by (and netted n your account value) but held away frØ MSFineness« Services. For crumple certain (i) insureore prodsts. including vanable annuities, and 00 shares of ~Al funds registered h the name cd the account holder on the boots of the i rier or transfer agent), • easement catracts or lottovet interests Wg. limited partnerships aid private placements) turt are not registered under the Securities ACI of 1933; • Commodebes contacts (e.9, foreign Pahang* and pre< Oametal confradfX inducing furrows ttraracts ad commodity option contract and • Deposit accounts Incept cenificates it deposit) at 1.135 Bale USA, UBS AG U.S. branches and banks n the FDIC hswed Deposit troy" The SIK poet/eon and the 'upraises...lest protector: do not apply to tote anon mend theyotherwise appear on you statements. The WC protean." and the sopplernental protection do not protect agaett changes te male vat of yes int.:mien (whether as a result d nude movement, issuer bankruptcy cr otherwise) Dividend Reiewestment Program (DNP) The ;roe reflected 6 an average puce You man obtain the actual vet tom moo. Faro al Advisor Ordy ',hoe shams are purchased under DRIP; Palial Mats will be sold ad the cash wit be deposited "nydur account The divided rensenen pnce soothed by lie ener May dilt from the nut« price at which !he partial shun re sold CS. itlieu Dry whole wits may be hied en your account. If you re eni (tied to • pre dunt as a result ol a %Weed pitmen cc otonvise. the Firm wet either sell partial unite at market price a accept an amain determined by a regiitereficleirnig agency, ad credit yes accost Investment obbectine• The hwitmerc Arches and risk profile inspect« to each account and may vary between you' &cants. Please advise the Finn promptly in teeing cd 4-y ~cant change in you Maxie sibaton or investment °beam, For each award had yr., choose one of the (plowing front objectives: • Pax& Le Covent Ina.: Investments %Mi..; the greaten of ncane ore/. CONFIDENTIAL • Acker* Caprta/Appreciation: Investments seeking growth c4 pmcpal rather than the generator of income. • Produce Combination of Moan. ~Capital Amprenaten.Investnents seeking both the generation of name ard growth of prixeal. Overall risk profile, • Conseivatwo- Seeks to manien WWI Frew pal with low rd and volatility to the accord teak wen if that means the accost does rot generate significant income a retire arid may rot keep pace wits acted n. • Moderate' Wiling to accept some ride to principal ard tolerate cane VOIaliny 10 seek Firer Mum, . • Aggress/re: Willi% to accept high risk to princezd ard high volatility to seek high returns overtire. • enesement SO* Consideration: t selectee( a portion d the petiole> for that account may include corrplax ftraiftsjef, tented liquidity ands/eater volatiky. Stalarnent We may consolidate a reeled account statements with the snot address in the same ermer e. og. because they have ewers med ake mailtain ion account rebtionshes rah odar dents a the sure address. It you peeler to recce* indisidual statements mailed 'n sepaate ernehees, you maydecline houeehdding by caring your Financial Acheor Friendly account name The Friendly account name is a cusicmizable rnkknaner chosen by you to and you with your nwordkeptig It has ro legal effect en your account You can Mane your kindly account names, through Onine Semites a by contacting yesF inertial Advisor. Acamet overview • Yak" of;cur accountfpordola Net of assets rd liabilt • Asters Includes available ca di balance; vat's far restricted seunty (est), and Global Tine Deposes, unto/teed or to market, andcanon assets not held by e Fen. Dots not include unpriced owuritielaseets at the end of the aim and cement steamed penod; cr private nwesementiu urd stock options and termed* stodr options • (abases bsM debit bala-ces, cutstwerrg mage lore, credit lint on account balincee. • Cash/money balances. Total of uninvested avalabk cash balmcn pts deposit balances at affiliated rd nomattilated banks, ad money maket mutual ford weep balance; et the cbse of te statement steno& Non.commality free crieSt balances in >oar wart ay not segregated from eh.- balances and the Fen may use any of these flats tithe ordinary roused es business These funds repayable ti your demed. This total is neLded in the narren period closing value. SDNY_GM_00023564 EFTA_00134184 EFTA01275955 Important inforn nit iota about your statement (00iibilued) Lending information Ice clewed int ormaten cn the Penis lending peadets and dindostres, niter to yor Clone Relatcnship Abreirne-rt or Account Agreement and the General In and Conditions LES Statement of Credit Practices available in Agreements and Data:duces at ofr mmiermonebutueu Your assets Your statement agent:QS securities and other assets held ei the recent al the end of the statement period You may ark. for *Way o IS./ paid Scartties at any time. You may receiwi secunlies used as loan cdtaseral after piing any balance dm onthem. Any securities landerred to the Fim drisd the statement period are bad at makes vale as of the end of the Manner. prod • Cost bare In determining the cost bans of the sharpies indicted n this gremern, where indicated with the ante "I,' Les Friancial Senncei has relied on information obtained from sources other than UPS Fnanoal Seraces, rbliwlirg nfamation from another tint or that you may have provided to KA/ Fnanial Ackcier. The Firm does rot indeperderaly verey or guarantee the accuracy or validity of a ticemthon provided by sodas other than WS Franco' Stares. Inoration although F eureka Services generadr updates this atonal as mit* received, the Sem does not trona ary assurances that the nformation wider 'Cost baWS" and 'wet ealeed gaff loss' 6 accurate as of the date of the statement. As such pbase do not rely on this information to make parchase or sale decians. for tar pa:poses or od mai... Accounts Pandered to the Fin may reflect garf loss id only fa the period of info they are head a the Farm More historcal Wformation can be added by you Financial Advisor. • Urruiited gaiirlosset data is waitable, edresred us-reeked gen:losses are alcutated for noividaal security lots. The transaction data fa indevilal lots may or may not reflect correnoPons. charges ardor security reorganication rooms Dirdend and other reiwestroini lots zed systematic purchase bas are each contiad to clusptw one averaged lot. The • trade date' column presents the agial transaction trade date • Callable Beamitilit Bonds and preferred stock that the issuer cats for ea rederrption Aril be selected Partially by lot Wan among all sedrites of that issue held n our name or n nominee name fa Ca clients. Call feature nlarnalbn n obianed from third parties and es acctracy is nal guaranteed Other call testae may exist which cord Elect Wekt complete it:man will be proirad upon request • Certificates of deposit (CDs). COs re FDIC assured tie to $250,0)0 n priMear and accrued interest per depositor act per depository institiazet nacadsoe wit FDIC nips. • Pricervalue Prices displayed for sectrites and other prodols may be hgher or Sower than the Pao that you would actually wove in the market Prices se obtained from various thed party sources thch we beim* to be relabb, but we do not guarantee llwi accuracy - We generally use the okayed price Innen adilabk te the mean of the bid and a* prices for listed securities and options or onk bid prices for OTC securities. - Less steway traded securities maybe priced nt;n9 a valuation model or the most were price we Cblaned and may not reflect an actual market price a yaks- - Certain positWm my appear without a price ad will tow Ai 'price was not evadable' if we re unable to cbtan a price for a security. - Deposits a smote, denominated in currencies other tan U.S dean are ref Poled at the eehange rate as of tho statement date — Fa certain securities train; in nonce/Mowing denominations. puce arid waxily(lace value) may have been adfusted to facilitate proper furnace.. TO obtain orient tantalite's. when avakabke, canted par Fancial Addict • Private investments and structured products Private nvestment StOntieS (anti-4mq deed part opaton program and real estate inwsUrient trust ',Kyrie') and Uwe teed prodacts are grnnalb hghb ilicaakl Canso arse trued prodans have not been registered with the SeCultieS and Exchange Canmesbn or under any State seruntres lens. We ova* treated vales for private nveltireM securities rid structured products for niorrnaional papaws only Accuracy is not guaranteed - These values may differ sLbstantialky from peas, any, at which a panne mistime-I security a structured product may be bc.4't or sold and do not nOC•surik.,05,0sant the value you may receive tern licuidation. - Thrd party tamales of yak* re as or a resin date and we Stephad to UBS Fnarcial Services on a regular base by an independent valuators I ran. - twat, genre' rennet or sponsor minuted rakes if rib are eared to the Fen by the starer, general panne' or sponsor and may be calculated based on dal went information loom that used by dud parties to derive her esimard - You can obtain addiarsel inkrinthan regarding the methodology used to determine the estimate of value and the date of the iteration that tithe basis for the estimate by contacting your Chantal Advisor. - Mid pity estimated mil*, may be reflected as 'Noe priced' is several author's. when an noleperdent valuation Inn has not saddled a is unable to assign a mak*, when we became aware that a material event has centred that may call a lroo0ody reported value ix* question, cc Wren a value would be highly speculative due to the nature of the security. - When neither an issue, general partner or sponsor estimated valor nor a thidgany estimated value it fronded the value of the security will be deferent Pan its cuchase puce. - •Ciusubutress to date' may nclude return of capital,. now* or both. • 'Original unit me represents the offering met pee unit and may not reflect you cost basis. - OPP and whited REIT secuntes arc not Pad on a natiCallsecuritses exchange, and are generally 'laid and even I I Hwy can be sold, the oice may be less than the per Share estimated crowded n the accts statement. • Restricted securities Restricted retries pintralir se rot (unwell/ eingble for public sale LOS Financial Services uses the market pace of the ulleitntted stock of the tare ec..er as an mpated value foe the restricted stock kr pumo:o: of the swernent onqr. To the win that restricted sectriles are triable Ice sale, the value rereadmay be substantalp less than the mooed vale shown • Est. (estimated) income. current yield' and rates. EA taint< of anal nave is bawd on current &idea and Merest rates, assuming the wanes will be held la one yea from statement date or urea maturity This estimate is only a gudelne, accuracy and continued incense are not gusanteed — Estimated areal ixorne and curet yield to tenni tsar of secutescoad (KW. a :Man of prexpal or capful yarn in which case the est income ("xi current retro would be overstated. — Estimated arrest income and current yield and la actual name and yield might be lower or Popo than theestenred amotnts — An estimate of arewalited income (divdand ar4fer interest) divided by the current main vabeaverage balance is based on the Lan dividend or merest payment made by the issuer ad assumes the seosineddeposts will be held for one year from the statement date or until Matra Accuracy and confined yeld se not guaranteed • Assets not heed by LOS Financial Services Certain assets re not held by claim, and not watin the ram's possession or control. These assets are deployed on you statement for informational purposes ray. Positions and values presented are provided by the 'stung fern UPS Federal Senores is not responsbk for this Wormaton and does not patentee as accuracy. these assets are not protected by scPC or the Frio's supoleawital SIP( coverage. • Revenue sharing and additional compensation. — n acidthon to commesdns can sales and I2S I fees peened in cornea in with the clorbuton of mutual finds to our dents we axial' out afro* rearm reverie Puri", pawn**, from dela-Ors ardor advisors O1 the mutual funds that we sell. Piece mores re based on two different f0llip0r*ntS: (i) the matt of sales by LOS of a particular rnsual fund for* to oce clients, and 6J the asset value of a Particular mutual And famiVe shires held at the inn — We and our affiliate also receive retviodng and annexis processing tees in considwalion for transfer agent services that we provide to the mi-eual funds These fees geretally re paid from inestor assets n the mutt's' fund and re a feed dollar amount based on the rurrber of acorns at the broker-dealer holdng moil lurid% of that land iambi - In aciiebei to (emissions waived in connection with the sake or distrbutcn of arruity contracts and use niestment trust urns to our cants, we rid or afInate receive reverue sharing comansabon from miry of the iv...dance <cmpalirs undirwritivj CONFIDENTIAL the /MA/ COMMIS, Allaws ol the reurance companies or sponsors of de unit investment busts urn dstriautt. - In addition to commissions maned from the dachas* aid sale of NedShares lusds, we ardor or affiliate recent an abet-based revenue sharing payment from Nedgures dkuttilors, a en as firdeg for technology awl:pram. Paring and education. - Our if dales alto recent-trading carrnssions rod other compensation Iromrnrual funds and Minede co/semis whew products we - We recent an a-nalfee from LOS Bak USA ad LOS AG Stanford Branch of up to 125 per adorn sweeping to the banks under the LOS Barg Sweep Program Activity Information reprising (4:01M559,11 and other charges incurred n cceineawn with the *eau:nor trades, ixlicIng option transactions has been Mildon confirmation; Isamu* hen/shed to you, and WE by Provided to you promptly on re guest Short seeing If you re engaged in short selling a securay, you may incur a charge die to actin batwing cone for that Pal *Are searity. Open orders Regrdng open or • ToclAlicancelke ceders that wed not revAtA•d by the *seemed date, open buy and sit PM orders we Mitred by the raft of drudench angerson an bedsides.* a ninth% date unless instructed otherwise by you. You as respcinbk for orders that we ereseuel die tops 'alum to cancel "1009 open orders Privacy fo Pram a copy of our current Client Priory Wks please contact your financial Advisor or vise or *abute at loww ',fir erwiesierionree. ▪ MS financial Senses s riot a bark, The RMA. Bosons Services bacon! SSA arid AMA are brokerage 4(0k/ft which provide access to bank ng seances and products *mot mangtmints with affiliated barks and other thind.paly banks, and provides access to noraixe and amity products issued au-attained thud priy insurance convenes through *prance agency skteidurin a LBS Financial Senses Inc. - hwatnynt nsurance, end annuity products — Not CDC nand • No bank guarantee* May bit vats — RUA RaSOSCa klarupenent Acorn Business Services Account BSA, lekle. and international Resource Management Accord re regni seed service marks 01 LBS Fr-uncial SeniCei — inSA reregistered rearmed, owned by Visa Mem:xi:eel Since Association aid used tender kerne. The LOS Visa credit cards ad the LOS Visa debt cards are sued by MBank USA with permission fi tiro tine U S.A Incorporated All other Vadiertarks, registered trademarks, service marks and registered service maks are of thnr &sada. Rarrianies USS Financial Soak*. Inc re: :V71' SDNYG M_0002 3565 EFTA _00)34)85 EFTA01275956 (SUBS Ues Financial Services Inc Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 ceemosesionoits vi 0 Account name GHIStANE MAXWELL Friendly account name: Incliv.Checkitar Account number. Your Armada, Advisor. SCOTT cri., E CASRIEL Phone Questions about your statement? Call your Pinan:ia. Advisor or ti.e RMA eesourceline at 800-ntyln- 1000, accourl Msitour website: www.ubstomtlinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and bokerage statements regularly. Also, get your free credit report annually from bwirw.annuakreditreportcom. Resource Management Account February 2018 GHISLAINE MAXWELL Value of your account on January 31 (S) on Febcciary 28 (1) Your .35%15 36,522 63 45,673.53 Your liabilities 0.00 0.00 Value of your account $36,522.63 Tracking the value of your account g ThcLr,anCS )16 $45,673.53 Member SIPC Sources of your account growth during 2018 Value of your account at year end 2017 Net deposits and withdrawals Vow ilVeSttlent return MO:lendand interest income Change in marker value Value of your account on Feb 28. 2018 5404832 $3,710.56 $1665 5000 $4%673.0 SDNY GM 00023568 CHP70001005668019NP7000193073 00003 0210 030579a0C0C0 ►age 1 of 6 CONFIDENTIAL EFTA_00I34I86 EFTA01275957 SUBS Resource Management Account February 2018 Your account balance sheet Summary of your assets Value on February 28 (S) Percentage of your account A Cash and rrxmey balances 45,673.53 10000% B Cash alternatives 0.00 000% C Equities 0.C° 0 00% D Fixed income 0.00 0 00% Account name: -I Jr_ MA, Via _ Friendly account name-, r Account number: E Non-traditional Value of your account $45,673.53 Your current asset allocation Total assets 545,673.53 100.00% A Eye on the markets Index Your 11 infidel AdvisorSCOTT STACK MAN LYLE CASRIEL • Cash and money balances may include available cash balances. V8S Bank USA deposit account, VBs FNC insured Deposit Program Bank accounts. VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about your statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 28, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.67% Percentage change February 2018 Year to date -3.69% 1.83% -3.69% 1.39% -4.50% 0.30% -0.95% -2.09% CNP70300005658030N1q0C018$073 03033 0218 03057500nytGm_000235tor 2 of 6 CONFIDENTIAL EF1'A_00134187 EFTA01275958 UBS Resource Management Account Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: GHISLAINE MAXWELL Friendly account n ' Account number. February 2018 ill Year to date (I) $36,522.63 $41,946.32 13,477 37 21,531.05 4,334.37 -17,820.49 7.90 16.65 $45,673.53 $45,673.53 Dividend and interest income earned For purposes of INS statement, tatablty of interest and dMdend Income has been determined ficM a US tam reporting PerSINCIhr. Baud upon the residence of the account header. account type. or ',radix' type, scene interest Ando( dvidend payments may not bo subject to United States (US) antler Piano Rico (PR) income tares The (Sent month), statement is not intended to be used and carmen be retied upon for tat purposes. Clients should refer to the arcidePe tax reporting forms they recent from UBS annualy, such as the Forms 1099 and the Forms 493, for tat reporting information n is the practice of UBS to file the aporade tar reporting forms with the US Interco Revenue service and PR TreaSury Oetertrrent. and in such roans accurately (rosary chsciends ardor interest as tat ererrpt or lamb* irx0me MSS* (Oman gar incluclual tax preparer. February 2018 (3) Year to date (I) Taxable interest 7.90 9.78 Total current year $7.90 $9.78 Prior year adjustment 0.00 6.87 Total dividend & interest $7.90 $16.65 Cash activity summary Your Pi nandal Advisor: SCOTT STACK MAHLYLE CASRIEL See Account activity rho month lot dela Is Balances In your Sweep Options are induded in the °penny and closing balances value FDIC Insurance *pies to deposits b UBS Bank USA and as basks participating in the uBS CDC insured Deposit Proven. R does not apply to deposits ae UBS AG. Stanford parch or bank deports placed through the UBSInternationS Deposit Account program 5cC protection espies to money market sweep fund hearings tut not bank deposits See Important information about your statement on the laSt two Pagel of this 00Cument for detain February 2018 (51 Year to date (1) Opening balances $36,522.63 $41,946.32 Additions Deposits and other funds credited 13,477.37 21,531.05 Dividend and interest income 7.90 16.65 Total additions $13,465.27 $21,547.70 Subtractions Checks and bill payments -4,334.37 -17,820.49 Total subtractions -$4,334.37 -$17,820.49 Net cash flow $9,150.90 $3,727.21 Closing balances $45,673.53 $45,673.53 UBS Bank USA Deposit Account APY Interest Period Jan 8 - Feb 6 Opening UBS Bank USA Deposit balance Jan 8 $37,457.18 Closing UBS Bank USA Deposit balance Feb 6 $45,673.53 Number of days in nterest period 30 Average daily balance $38,511.05 Interest eamed $7.90 Annual percentage yield earned 0 25% CelP7C0C0305693031 Ne7003I93073 00003 0218 030579004 CONFIDENTIAL SDNY GM 00023568 0000 Pap 3 of 6 EFTA_00134188 EFTA01275959 SUBS Resource Management Account February 2018 My Choice Rewards Points from UBS Account name: Friendly account name: 'u Account number: Rewards poets are reflected as of the 26th c4 the month or the prof business clay if the 26th Mb on a weekend/Wide/ Reward, punt activity details can be round on vninvuttstornfonnnestrvxes February 2018 Year to date Opening balance 7,341 7,341 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you haw questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the altematwe investment objectives in Important information about your statement at the end of this document 7,341 7,341 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment ellbbitty consderaton - Hone selected Your account instructions e Vow account cost basis default closing method is FIFO, First In, First Out. Yourlinandri Advisor: SCOTT STACK MAHLYLE CASRIEL OO70508005658032NPVC0I88073 00033 02 lEt 03057 CONFIDENTIAL 53° .111Gfr1—°002351981u 4 of 6 EFTA_00134189 EFTA01275960 SUBS Resource Management Account February 201E Your assets Account name: CI-USIA:NE MAXWELL Friendly account name: Indiv Check/Car Account number. Some pnces, income and current vdues shorn may be ApprOxiirele. AS a result. Om and lopes may nos be accurately refkaed. Set smponant inrommfron »ma your statement a the endos this clacurnern for more inrommon. Cash Cash and money balances Cash and money balances mal ind Lade await(' cash balances, UBS Bank USA cbroat account balances, UBSSINC insured Kogan Bank Balances, UBS AG Stamford Stanch Peposn account bawds and money market mutual fund sweep balances. See the Important informstion stout your statement at the end of this document for detaas about those tarancer. Hddng LIRS SANK USA DEP ACCT Your total assets Cash Your Plaandal Advisor: SCOTT STACKMANLYI£ CASRIEL UBS Balk USA and at UBSFCK insured Kogan Bank deposit &CCore balances are insured by the FDIC within applicable rents, bul are not protected try SIK. UBS AG Stanford Branchdepout account balances are not insured by RAC and are not protected by 51K. Money market sweep balances are protected by SiPC but de rot Insured by the FDIC Doering bilame Closing balance Price per share Average Duldend Interest Days in on Feb 1 (14 on feb 28 0) on Feb 28 (S) tae period period Cap amount 01 36,522.63 45,673.53 250,000.00 Percentage d Cost Estimated Urveallzed Whit on Feb 28 (S) your account bash (S) annual 'mane 01 On or loss (S) Cash and money balances 45,673.53 100.00% 45,673.53 Total $45.673.53 100.00% $45473.53 Account activity this month Date AcIlifty Description Ampunt (S) Deposits and other fends credited Feb) Transfer f t00 13,477.37 Total deposits and other funds credited $1347737 Date Actiifty Description Arcot« (S) Dividend and interestincome Taxable interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210E/18 7.90 Total taxable interest $7.90 Total dividend and interest income $7.90 Date Misty Descdplon Amount (S) Bill payments Feb 5 Withdrawal ACH WITHDRAWAL UMTEDHEALTHONE •65879 continued next page SDNY GM 00023570 GIP7000Z005658033 NP7003183073 00003 CO 8 0305750~0000p Page 5 of 6 CONFIDENTIAL EFTA_00 I 34I 90 EFTA01275961 *UBS Resource Management Account February 2012 Account activity this month iconinueth Ode Actruty Bill payments Feb 5 Withdrawal (continued) Feb 5 Withdrawal Total bill payments Account name: GHISLAINE MAXWELL Friendly account name:Indiv CheddCar Account number: Your Financial Advisor. SC TT STACKMAKYIVIFCASRIFI Descnplon Amount IS) ACH WITHDRAWAL AMEX EPAYMENT -3.635.64 ACH WITHDRAWAL UNTEDHEALTHOINE -39.94 44.33437 Card henna for your Attention: The new U85 Visa Infinite creek card is here, packed with exclusiie travel benefits, more rewards aid more of what you love, ncluding extraordinari); personalized service. All stunningly clad in metal. Visit ub5CCerfciSainbMte or call u5 at 888-762-1232 to learn rare laments," Payment Cue Payment Due Pale Credi Itne AvalWt C fedi tint Outstanding Wan(' ISIS Visa credit card(s) payment information $0 .00 135,000.00 535,00000 40.00 This crecli cad is enrolledIn UBS Pay Credi cad feature and autorreticaty to pad Iran your account Your payment Is scheclyled for march 20, 2019 we VOA& MS Inf011ncltiOn on Ns% U85 Visa credit card sdely as a oxidesy toyou The UBS visa ciedt card and a< Vaunt are riSued Cy U85 Bank USA U85 Bank USA Sena you the 011itta Statement id this account and you should Mae your psynent &COO ng to their triStruCti OM. We do not Ind We your outstaxlingcreclt card baarce in the yaw of you account wah UBS Finanoa Services Inc Date Activity DeCii0011 AfT0Unt (S) Money balance activities Jan 31 Balance forward 536.52243 Feb 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 13,477.37 Mb 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0210918 -4,334.37 Sob 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/0918 7.90 ►eb 23 Closing UPS Bank USA Deposit Account 545.673.53 The UBS Bank USA Deperat Account is your primary sweep %Mon CHP70208005658034 NeR2C0I88073 00003 0218 0305750( End of statement for account number VI 23 CONFIDENTIAL lerGM0002359lIge 6 of 6 EFTA_00B4191 EFTA01275962 Important information about your statement L. Financial Services Inc. (the Fin, or UBS entail Serval), is a member of all principal acuity, commaity and optima exchanges. UPS Financial Services and 1.8$ Balk USA we naiad subsilones of UPS AG and aft ihaes of UM Seven U.C. The Files fanoal staternert C available upon recites. The Fats engage alias a-• a. UBS Fine-gel Senses K. 1200 Harbor Boulevard Wentaten, NI 01086 This AMMO", represents the only official record of you LBS Financial Senates account. Other recads, tape official lax dxuments, contanng conaliOng data should not be relied Lan II youbane thee is an err a omistion ease report it inneciairly n yang to the Branch It anew of the office wvio your account. Alho)' a ligares noun re intended to be accurate. statement dstaskukf not be used kr tie purposes Rely sieN on yemend tax kat. Be • Form 1099. 5490. 10425, etc ) when prepamg your lax return. The Fim required by taw to tercel to the IRS all tauble dnidencts mportabb rantable awing and uuble Mast end am securities held n you woo" net proceeds on see frasactioris, aid ton basis on certain covered seosaies. Caggrwailallana wadi dot Firm • Please ratornen ay oral corrinancatona in wring to further pried your ritts• indudrg your nines utter tie Seosties Investor Protection Act (SPAT • If the financial atitution an the bopleft of tie frail of this stamen snot LBS Fnatcet Services, LBS Fancial Senas carries you =ant as drain baker by arra-gemin with the rokated insituton We in you of this relationshO tan you opened this ottani h the cast your h it aid Panties are located a LOS financial Senates and rot the iwolacig Order. and you nut make afar of any error or omission to both rime • As dented in the account aixements, you rust roilyus of my ears or fraud graving decks reflected an your statement within 30 days after a was mailed or made rabble. • Pleatedivot *worm complaims or ixpries to he Fins C fent Retain Department a 201.352.1699 or toll-free at 800.354-9103, 8:00 A.M. to 6 CO P.M. ET Monday through Frday, or in wing to WS manual Senice fra, Client Ranee Depairmat P.O. Box 766 Union Cky, NJ 07007. • A 0 Panora shall be deemed complete ad acarge if not cbacledto in writing within 60 days • For TN services. Call 044412.0986 or horn outside the US.: Cal 201.352-1495 • h urn of ones or pastas abaul in 'tannic knit transfer (WO bat paymtni or UPS Waking card transactions, call 9X-7Q-1000. or wile to UPS Pramual isiceis It,, 1000 gator Blvd, Ulna, Weehawken NI 07086, Ann ROUVESA Senn Cal a suite as soon asyoea can, if you hit youstaement a receipt is wog or 4 you need more nlomiatin teA a tratsfer on the statement or recept. The Film or Cad bar (as appicablOnat her Iromyou no later then 60 days alter the Frm set you the list statesmen on which the ems or Problem append, - Bowieyou' name ad xcant meter Of any) - Cases to error or tie alder you at inure about, a-devise as <Italy as you can why you believe d anent a why you need more reformation - Naiad. the icier anent a the suspected era. The Finn or Card Issuer MI Magee pa congaed and will coned my nor promptly. For alleged errors nolvitg UBS Viet *be ea-darned:at if we take more than 10 bas gess days to dattis, we willcredit yes actin for the amount you that as in error. so that you wR have the use of the money dung to tine takes us to complete our a-instigation. Please mike all checks payable to the Fen or he Instant incaution mated on tie gent of this statement In addition to nods wan lark accounts may be abject to mareena-ce lets, naves for late payment kr securities purchases and charges a unpaid amines n cash accounts Attars that are tansferred to other instnalons may be subject to a Pander lee. UBS Sweep Options LES otters options for weang cash balances to ba-k depose acorns al non-affiliated bats ad Misted bank money meet mutualfunds (Monet Funds) and to Heal:nal Dacca ftaart (DA) fa cuctorme win an International Ronan Management Accost Deposit accounts al UB5 Bak USA end non-affiliated banks panicipatng n the UBS FOIC4nstred Deposit Program are IDICiimured in accordance with MIC nes Fa more narration, plea visit new fdic.gov.Deposk accounts at UBS AG Stan ord Brand, and shaxs of MoreyPuts are rot rowed bathe FDIC. Through the DA, cash Warns re swept to deposit accounts at UBS AG New von Brardn ad UBS AG Capon Branch. These deposits are not itured byte FDIC. Balances held at he LES AG Cayman Bran& are temp:only noosed to the sovereign ra of the Cayman blinds. and there is no patentee or other obligator, of LOS AG to repay the balances while on the UBS Cayman Branch's bock s. Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See '125 Financial Senn account Faunae below. t hanyour request, banes n the bark depositsmaw be winciawn, and Mates of a May Ford may be Indeed. and tie proceeds retuned to you a your 190.1110$ aocciam Furrier normaton about available sweep options, noting newt ;Mall raln and yields, a available raw ubs corraneepnekk, from your Lancia Advisor cc by calling 9X-762-1000 UN Financial Services agouti protection The Penultimate of the Starnits Investor Protection Corporation (51PC), Mich watts securities aatonws of is members apt to 1500,000 (includin2 5.250.020 for claims for cank annatay broths* entaile upon repast or at to ee sac. org The 9PC asset protean anin apply to all aaries bat you hold in a particular capacity. fi e Fin% together war certain aff Cates, has also Paneled ga/Plenvental innate fi e maamum amount pryible to at ekabte cants, token& trith• this protection is S500 million as of Dtairber 10, 2016. SLtact to the poky cedars at Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate ball your accounts held n span:Wag capacity ocpy of the poky waoli-g is noileble Woo request. Neither the9PC pottchon nor the nophrnental protean apply to: • Certain f mica assets controlled by (and invaded n your account value) but held away from UBSFinancol Senates For exarple certain (i)insuraxeonxixts. including wadable mantis, and 00 shares of tang funds registered in the name of the woad holder on the boots of the issuer or transfer agent), • Irmeament contracts or iwassamt interests (eCti limned partnerships at private placements) that are not registered under the Securities Act of 1933; • Commodities contracts (e g. foreign trachea aid peon metal contras), includarg futon contracts ad commodity option contracts; and • Deposit accounts (except certificates ct deposit) at 1.85 Bala USA. UBS AG U.S. bathes and banks n the FDIC ensured Deposit Program. The Slit protect on and the suppitmentel proteando not apply to then asset; even 4 theyotherwise appear on you slatemerts. The StC orotectim and the suopkmertal protection it not protect against changes in tie mein vela of yes investments (whether a a resit of mitt movement, issuer blinkruptCy Cr Oho-MPS Dividend Reingsbasent Program (DPW) Tx cake reflected 0 an average price YOu may obtah the actual Fria Irom you. Advisor Ordy whole shares are purchased under DRIP; partial shares will be sold ad the cash wit be deposited know account The divided rermslment price applied by he agar mat Oiler from the matt pito at which the panial shares re sold Cash-ea-lieu CnN whole urns may be held n yips account. If you aP eat ned to • Nita snit as a result ol • chided lament cc °anise. the Firm well gather sell patial units at arta price a' accept an smart determined by a registered clang agency, ad credit you accost Invegtment objecting The antmert objectives and risk profile are speak to each attar and may vary between you &cants Please adarge the Finn prornotN in waging a-N siphon change in you Initial station or natant °badman For each wan tied you choose one of the (plowing investment objective: • Produce Ccerentkirow: Investments seni-g the generation of name only. CONFIDENTIAL • Ackert CoptarApprecation: Investments seeking growth d patent rather than the generation of income • Pratte ComftWation oilman and Genf AperscatMv Investments wean? both the generation of nccme and growthof prixal. Overall risk prof Ass • Consonant Seeks to mango nail nix pal wth low rids ad volatility to the accord own% even 4 that means the attars does not generate significant income a mans arid may rot keep pace win inflatim • Moderate Wiling lo tent some rids to principal and tolerate same volatility to seek higher returns. • Algtaressite: WHIN to accept hip risk to pincipal at high volatility to seek high returns overtime. • amesement Elpiagy Consoleration: If setae( a portion ore the portfolio for tat account may include complex strange, tinted liquidlty and rater von gey. Statement •houteholding• We may consolidate al related account statements with the Wm address in the same neat eq. became they have ohms take maintain nnt account relationshjos rah oar dents a the sane address. If you pelts to retene indijdual statements mailed 'n septa, ernelcces, you maydecline koala:acting by taro your Prontial Advisor Friendly amount name the Friendly account am is a cusionzable 'nickname chosen by you 10 nisi you with your recordkeepi-g has no legal effect on your account You creche-or your Friendly account names, through Online Services a by contacting yesF canal Adtate. Almon overview • Yak" di Pa ameentdeortiolc. Net of assets a-d liabilags • Asset_ Includes available cash balances, wakes for restricted security (est), aid Global Time Deposits, unreazed mods 10 market, Andaman assets not held by the Fink Does not include unpriced okuritielairat at the end of the pior and anent stamen coned% or pea Oceania% La kid stock options ad neronabte stoic options • lingoes hcbdes debt balexes, oastatitg magn loans, credit link short accent balances. • Cash/money balances. Total of uninvested avalabie cash balances, pin depart balances at affiliated an non-affikattd banks, aninxney mallet rrutual Ltd sweep balances, at the cbse of he statement peach Non.cormadity free eat balances in you rant Xe not segergaled from other balances and to Firn may use any of these funds nth, ordina-y course of its busness These funds we payaale won your dema-d. The lots is &Lied in the assent period dosing win. SDNY_GM_00023572 EFTA_00134192 EFTA01275963 Ilnportaut information Amid your statement (Continued) Lendng siformation For draped information cn the Finis lender) peadces and deckeres. refer to your Client Rtlatithship Aortement or Account Agreement ad the General learn ad Conditions. LES Statement of Credit ?radices available in Agreements and Ondosures at yew ub• coailircourteleclo:tou. Veer suet Your gammen lemon secaites and other asseshell in the account al the end of the statement period. You may ra for &Way of IS.y paid s aunties al any tine. You may receive muskies used as loan cameral after peyrg any balance dm an them. Any securities trangerted to the Fins airing the statement period are feed at maker value as of the end of the staternere period • Cost basis. In dettenthing the cost basis of the seckenties included in this gamma& where indicated wen the nate 'I,' Lescriancie Sennces riled on information eteained from sources other than US$ Financial Sakes. rclirlirg el.:emotion from another fin or that you may haw provided to your Financial Advisor. The Firm does rot irdeperdently verity guarantee the accuracy or oddity of ay ticenucion provided by saran other than LES Franco' genres. h 'Shore although LEK F ?uncial Service gentealk update this rdienalith ask* received, the Cm does not brow* any assurances1h* the nformation under 'COO bald' and •U nealced gar, loss' 6 pleurae as of the date of the statement. As such please do not rely on this information io matt peschast asale decisions. for tac parposes of Otliev.;... Accounts transferred to the Fin may reflect gar/ loss Hamm ion only fa the venal of time they the had at the Fein More histomal reormalon can be added by you' Financial Advisor. • Urrealised gainsriosset Vihen data a available, ePnwed Li-realized gait:losses are calculated fa /tiniest sentry lots. The transaction data for idtvistal lob may or may not reelect commosicee. charges tutor security reorgani:aicri rents Dividend and other reinvestment lots zed systematic purchase bus are each combined to display one averaged lot. The • trade date colmn presents the age.' transaction trade date • Callable searkies Bonds and peened stock that the issuer cats for ea redemption wit be selected impanelly by lot bornamong at series of that issue heed n our name annotate nine IoW clients Call enure Hammon is oblaned Iron. third parties adOs accuracy is nal gaanteed Other call leaves may eta which card alert *XL complete nlormalon will be pror(ed upon regime • Certificates of deposit (CDs). COs are FDIC nsured kvi to $250,0)0 n mimeo' and accrued interest per detester ad per depository inslitlavy n escorting with FDIC nieS. • Prioalvalue Prices dispLyyyd for secishes and other products may be hgher a lower then the bee that you would actually receive in the made. trice. se cbuirwd from oxen fetid pal, sources which we brine! be table tulw d ot guarantee lei accuracy - We generally use the thong price when available Inc mean of the bid and ad prices la listed securities and Options or only bit prices la OTC securities. - Less Aetna traded securities maybe priced usn9 a valuation model or the mod recent price we 'tined arid may not reflect an actual make price a vale - Certain pose ions my appear without a price a-4 will chow al 'vice was not variable' if we we theta to obtain a pnce for a security. - Deposes or worries denominated in enact other than US death are rel 'toted at the ethangt rate as of the statement date - For anan securities vain; in non-conforming &nen-Qt.:Ins, puce rid purely (lace wake) may have been adjusted to facilitate brevet vabacci. TO obtain Current quotations. when available, carnet ear Fruncial Ackra. • Private investments and Ittucturad products. Private rnelment seonbeS (rcldig drool part opal in program and real estate snestment trust 'ensiles) and strut teed pabcti are gentealy hglOy ?kaki Cretan caucused products hate not been registered with the SeCultieS and Exchange CatinSSiLn a under any State SC-CunheS laws. We prorde **noted yobs for pita nvestnynt aeries and structured products for chemisethat rupees my Accuracy is not guaranteed - These values may differ sLbstantialey tom peon any, al which a private 'remnant security a structured evict may be boom or sold and do not nOCesunk' roc, Own, the value you may receive upon tioaidatian. - The/ party entrates of rata at as of a certain date ad are replied to UBS FrnafCWIServces on a regular base by an idependent valuation firm. - Issue regalpanne or scorer et:noted akas, mt. are supplied to the F em by the shut, general paint a sponsor and may be cakriated based on (Invent nformaton Iran that used by third polies to derive the enteuted values - You can obtain additional information regarding the methodology used to determine- the estimate of value and the date of the reamation that tithe basis la the estimate by contactieg your Fivexul Advisor. - Thid party estinamd valets may be reflected as Not priced' in several situations. *hen an andepenient valuation km has not suppled a is unable to assign a va.., when we become aware that a material event has occurred the may call a previously reported value ivo Queg ion, or when a value would be highly speculative due to the nature or the secunty. - When nether an that, general pairtrW Ce sponsor est Meted valor nor a !hid-party estimated wake is pro-.tied the yaks of the secarky will be deferent from its eschew pee. - • Doututions to dale may aback learn of capital. ncerne or both. • 'Original unit vie' represents the nail offering Diaper unit and may at relied you cost basis. - OPP and tasted RUT secant es ate rot kited on a natiCtlalsecuritseS exchange, arid are generally Jozaml and even a trey can be sold, the price eased may be less than the per dare eStinnited vela provided n the there et element. • Restricted securities Restricted merles generally at rot <unary eget for Pubis( sale LOS Financial Services uses the market price of the inestricted stork of the sne d.wer as an mpAed value foe the restricted stock for putpow; of the sfahmenf only To the ewe that restrkted sentdes - are efrable lot sale, the vakm received may be sobstantolk less than the rrpjed yak* shown • Est. (estimated) income, current yields and rata. An tu Mate of almal income is baked on current dnideril ad mitred rates, assuning the seines will be held for ale year f rorn statement date or trail sultrily This estimate is only a gudelne. accuracy and continued insane are not guwareted — Eitimated annual ixorne rid current yield for certain types of securitiestoad nclde a :elan of prncpal or capital pans n %%Stich case the est income (ard current metre would be overstated. — Ednuted anal income and current yield and the actual nOrhe and yield night be lower or higher than thetstented amounts — An estimate of ann.ialited irKOme (dividend Andra interest) divided by the current mallet vats...wrap. balances based on the last dividend or merest payment made by the issuer and assumes the starkest deposes will be held for the year triOn. the Valente* date or until maturity. Accuracy ad continued yield we not guaranteed • Asses not held by MEM Fisandal SenticeR Certain assets are not heal by I/vim and not wain the Frm's possession or control. These assets are deployed on yes- statement fa informational buxom only. Positions and values presented are brooded by the issuing fern UES intro.' Servos is not relpinbk for the freemen and does not guarantee ea accuracy. these *sets are not protected by SVC or the Fun' s supplemental SPC coweage. • Revenue sharing and additional compensatian. — h actincn to cornmesons co sales rd 120-1 fees received n comedian with the derbron of mutual lads to our dents we axle our affiliate reeve revenue Morro payments from dertnrors ardor advisors of the rrutua funds that we sell. These arose ate based an two different compormms: () the snout of sales by ISS of a particular rnrtual lard fortify to our clients, and 6A the asset value of a Partelliar mutual Ord Tamale shares heed* the fern — We and our affiliate also receive networking and tanners processing lees in candmation for transfer aged se/vices that we provide to the Macrae funds These lees generally are paid from Mester assets n the mutual P.M and ate a feted dollar went based an the write Cl accounts at the broker-dealer holing nuual funds of the lad family - n staiiMn to cceernesions received in correction with the sate or dotriouten of amity contracts and unit nominee trust tents to our clients. we ardor or *Mote receive emende sharing convensation from rainy of the tr.:trance <cmpanirs indwwie eg CONFIDENTIAL the amity cortratts, Alibates of the insane companies or %pardon of the unit investment Inds we dstrtaltt. - In addition to commissions received from the path*e and sale of NemShres funds we and or et affiliate term . n net-based reverie sharing payment from NouShares die:lances, as well as I ading for technology deeethmen t. training and et:beaten. - Our if Mates also receive vadeg cornessons mid other comperdation horn nraual finds and nSirtinde companies whose products we derbre. - We recent am areal lee from US$ Batt USA ad 1.8$ AG Stamford Branch of up to 125 per accent sweeping to the banks under the LAS Bari Sweep Program Activity Information regmdng CCOVII6SOIS arid other chew incurred in corneae:awen the execution of trades, ixbang option transactions has been undrded n COrihrrnshOM previously furnished so you. rid will be provided to you prorrettty on request. Short If you se engaged n that selling a security, you may incur a charge die to certinbonomag cons for that pit ely serve/. Open orders Resenting open a lgoodkileancelkor ceder: that were not rnetred by the gatemen date, open buy and stop orders ere reamed by the amount of dmdends angleon n vockmidends a norghts date unless entrusted otherwise by you. You are itsponsbk for orders that we executed die toyer nature to cancel "-ntin9 open order" Privacy To oases a copy of er current Client Privacy rake, please cornet pr Financial Advisor or visit at webute lynw oh, rorlaivevanf - Financial Sakes is rot a bark. The RMA. Business Severs kraal BSA arid AMA are brokerage accounts which pew& access to bank a Services .incl pro:kicts IFfctacii anangements with affiliated barks and oilier iheckpartybankt arid provides across to interne and am ay products issued btu-off:had Viet-patty nsita-ce Companies thigh inarance agency sadidores of LES Ferrol Senses Inc. ▪ twintment ieuranCe. and annuity protatott — Nd FDC nand • No bane guarantee* May hoe vale — WA. Pesaro Lf ANWAR* ACCOUre. Business Seances Account BSA. IRMA and international Resource Management Acookret are ergot ened service marks of 1.8$ F nano* Services — VISA is a registered vackman owned by Visa htiniticrel Service Association ad used under kerne. The LEIS Visa credt cads ad the LEIS Visa debt cods are erred by LOS Para USA with perrniasion horn Visa U S. A Incorporated All ocher trademarks. registered trademarks, service marks and registered seance marks are of their respective ewe:lakes UM Financial Services Inc, Rev 201711 SDNY_GM_00023573 EFTA_001134 I 93 EFTA01275964 4tUBS Lies Fnancial Services tic Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Chr77.0055821410318x1Y1 0 Account name: GH6tANE MAXWELL Friendly account name: Incliv.ChecKar Account number. Your financial Advisor. SCOTT ST:. • `A:IN/LYLE CASRIEL Phone Questions about your statement? Call your Fmancra AdviSCit Ot the RMA ReSOurCeLine at 800-RMA-1000, accoun Resource Management Account March 2018 GHISLAINE MAXWELL Value of your account on February 28(4) On March 29(S) Your assets 45,673.53 41,441.47 Visit our website: Your liabilities 0.00 0.00 www.ubstornIfinancialservices Items for your attention • Help frotect ycJeel! lion, Iran] and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepost.com. Value of your account $45.673.53 $41A41.47 'Tracking the value of your account S Thousands 716 1.9 Value of your accowit Sources of your account growth during 2018 Value of your account at year end 2017 $41,946.32 Net deposits and vvithdratials -S530.21 Wur rivestrnent return. 419 91.9 45,7 41.4 Diedend and 4 interest income 82536 Change in market value 40.00 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Feb 2018 mar 2019 on Mar 29, 2019 941,441.47 Member SIPC SONY GM 00023574 CriP70009306582141 NP7000310276 00003 0318 030Sa00000 Page 1 of 6 CONFIDENTIAL EFTA_00134194 EFTA01275965 *UBS Resource Management Account March 2018 Your account balance sheet Summary of your assets Value on March 29 (1) Percentage of your account A Cash and money balances 41,441.47 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: GHI$LAINE MAxVI. El._ Friendly account name. Indio Check/Car Account number: E Non-traditional Value of your account $41,441.47 Your current asset allocation Total assets $41,441.47 100.00% A Eye on the markets Index Your Fi nancial Advisor - - - -r STArl , An! vi C recast , Cash and money balances may include available cash balances. VEIS Bank USA deposit account, ties FDIC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about ;our statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 29, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.88% Percentage change March 2018 year to date -2.54% -0.76% -2.01% -0.64% -1.87% -1.58% 0.64% -1.46% CNP7Ooceoct592t 42 vflOCO3I0276O0033 0318 030S7a0alyy_Gm5023511gso 2 of 6 CONFIDENTIAL EFTA_00134195 EFTA01275966 *UBS Resource Management Account March 2018 Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: GHISLAINE MAXWELL Friendly account naseve:Indiv Checkkar Account number. March 2018 (3) Year to date (S) $45,673.53 341,946.32 4,326.47 25,857.52 -8,567.24 -26,387.73 8.71 25.36 $41,441.47 $41,441.47 Dividend and interest income earned For outposts of tNs statement, tatabity of interest and dividend income has been determined lion a us lm leisolting ifersPecthr. Scotia upon the residence of the account holder, account type. or product type, tare barest andor dvid.nd payments ma/ not be subject to United States (US) ardor Puerto Rico (PR) Income tares. The tient monthy Ratement is not intended to be used and camot be reled upon for lac purposes. Clients should refer to the accricatie tat tenoning forms they receive from IBS annualy, such as the fomss 1O99 and the Forms 48O, foe lac reporting information is the practice of UBS to file the apori(acte tam reporting comas kWh the US mterrd Anent* semce and PR neasury Department and in such town accurately dasary disdtnm ardrce intereSt as I& exempt or iamb* 'mane nave (Onion your Incluclual tar preparer. March 2018(S) Year to date IS) UBS Bank USA Deposit Account APY Taxable interest 8.71 18.49 Interest Period Feb 7 - Mar 6 Total current year $8.71 $18.49 Opening UBS Bank USA Deposit balance Feb 7 1.45,673.53 Prior year adjustment 0.00 6.87 Closing UBS Bank USA Deposit balance Mar 6 $41,441.47 Total dividend & interest $8.71 $25.36 Number of days in merest - period 28 Average daily balance 145,834 17 Interest eamed $8.71 Annual percentage yield earned 0 25% Cash activity summary Your Pi amide' Advisor: OTT STACK IA AMI YI F rASRIFI See Account activity this month for dela Is &dances In your Sweep Options are includedin the cpenng and closing hal.snces iraut. FDIC insurance applies to dep:aits al UBS Sant USA and au basis participating in the UBS FDIC insured Deposit evogem. n &es not apply to deposits at UBS AG. Slariord Breech 01 bank Omits placed through the U8SIntemationa Deposit Account program SIK PrOteCtiOn applies to money market sweep fund hold rigs tuI not bank deposits See Important Ulforraaban about your statement on the Oct two pates or this document for cletaits March 2018 (1) Year to date (5) Opening balances Additions Deposits and other funds credited $45,673.53 4,326.47 $41,946.32 25,857.52 Dividend and interest income 8.71 25.36 Total additions $4,335.18 $25,882.88 Subtractions Checks and bill payments -8,567.24 -26,387.73 Total subtractions -$8,567.24 -$26,387.73 Net cash flow -$4,232.06 -$504.85 Closing balances $41,441.47 $41,441.47 SDNY GM 00023576 c riP70:033059321 43 NPMC0310276 0O0O3 0318 03057a00003 ►aye 3 of 6 CONFIDENTIAL EFTA_00134196 EFTA01275967 *UBS Resource Management Account March 2018 My Choice Rewards Points from UBS Account name: --n - Friendly account name: ir • Account number: Rewards pains are reflected as of the 26th of the month or the lance bus ness day of the 26th tilt on a vRekeril holiday Reward. pant CefalS can be found On %%VW utls.(orAtonNineStivKes March 2018 tear to date Opening balance 7,341 7,341 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. toucan find a ful description of the altemabve investment objectives in Important information about your statement at the end of this document 7,341 7,341 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consdera ton None selected Your account instructions . Vow account cost basis default clos■g method is FIFO, First In, First Out Your Amadei Advisor: SCOTT STACK MANY LYLE CASRIEL CNP7C008006582144 NP7000310276 00003 0318 030575004 CONFIDENTIAL li v1_000235994" of 6 EFTA_00B4I 97 EFTA01275968 cat UBS Resource Management Account March 201E Your assets Account name: GHISLAINE MAXWELL Friendly account n - Account number. Some prices, income and current vaues Odeon may be EpprOxInkble. AS a kit*. Oar ns andlosses ma/ not be eccutalely reflected. See rmporunt intomafron about your statement a the end of tins dxumenl fOr wore information. Cash Cash and money balances Cashand more*, balances ma/ inducts avaldde cash balances, UBS Bank USA depost account balances. UBS FDIC Insured Rogan Bank Baances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep balances. See the important inforrnetion about )our statement at the end of this document for detain stow Mose balances. siddng U8S BANK USA DEP ACCT Your total assets Cash cioenno baance Closing belence on Mar 1 (S) on Mar 29 (S) 45,673 53 41,441.47 value on Mar 29 (S) Your financial Advisor: SCOTT ST ACOvIAN LYLE CASR.El. UBS Balk USA and 81 U85 FDIC Insured Progan Bank deposit tcCOunt baaxes are insured by the FDIC within appilcctae Inn, but ale not protected by 9PC. UBS AG Stanford Brant h &post account balances ale not insured by FDIC and at not protected by 51K. Money market sweep balances are protected by 9PC but are rot Insured by the FDC Price Per share Average Diridend 'merest Days on on Mar 29 (t) late °Mad period Cep amount tS) 250,000.00 Percentage 0l Cost Unmated unredaed yOur account [ohs (S) annual inctime ban or 14:65 Cash and money balances 41,441.47 100.00% 41,441.47 Total $41,441.47 100.00% $41,441.47 Account activity this month Date Actinly Desc Ion Amount(I) Deposits and other funds credked Mar I Transfer F 100 4,326.47 Total deposits and other funds credited $4326.47 Date Pithily Desorption Awount (S) Dividend and interest income Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030918 8.71 Total taxable interest $0.71 Total dividend and interest income $8.71 Date Actinly Degnplion Amount (S) Bill payments Mars Withdrawal ACH WITHDRAWAL UNTEDH EA LTHONE -3994 continued next page SDNY GM 00023578 c iinTc002.30558214shiPTOCOTio276 00(103 0318 03057900a000 Pape S of 6 CONFIDENTIAL EFTA_00I34I98 EFTA01275969 *UBS Resource Management Account March 2018 Account activity this month (continued) Account name: GHISLAINE MAXWELL Friendly account n • ' rhea r r Account number: Your A vandal Advisor. SCOn ATM- YMCA?! VI F CAARIP Date Actruty Description Amman ($) Mar 5 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -658.79 Mar 5 Withdrawal ACH WITHDRAWAL AMEX (PAYMENT -7,868.51 Total bill payments 4,846724 Dill payments (continued) Card Mena foe year Attention: The rew U85 Visa Infinite treat card is here, packed with exclusive trace I benefits, more rewards and more of what ),:,u loge, ncludirg raraordmarib personalized service. All stunningly clad in metal. Visit u0SCOrtiSainfinIte Cr call us at 888-762-1232 to learn mare minam Payment Cue Payment Due Date Credl the Avalatle Credit line Outstanding Mine UBS Visa credit card(*) payment information $0 .00 S36,00300 535,00000 1000 This clean cad is enrollee in UBS Pay Credi Cad feature and w( I autorraticaty tai paid Iron your acorn Your payment Is scheckeed for AO 20, 2018 We provide Ms information on yak UBS visa molt cart solely as a courtesy to you The UBS visa (fedi card and account are nsuedty UBS Bank USA UBS sank USA Sends you the °MOS Staterrlent ICC INS account and you should Make your pafnent accordng to their inStruCti0nS. We do notind ude your outsta-rding crecit card bclance in the vJue d you account wish UBS Financia Services Inc Date Activity Description Amount (I) Money balance activities Feb 28 Balance forward 445.673.53 Mar 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,326.47 Mar 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0918 -8,567.24 Marl Deposit UBS BANK USA DEPOSIT ACCOUNT As OF 03/0918 8.71 Mar 29 Closing UPS Bank USA Deposit Account S41.441A7 The UBS Bank USA Deposit ACCOunt is your primary sweep roan 007C008006592146NP70CO3I0276 C00O3 0318 03057 Y_GM_000235iNte 6 of 6 End of statement for account number Y I 2 CONFIDENTIAL EFTA_00134199 EFTA01275970 Important information about your statement Fiuncial Services Pc. (the Firm or OBS Fnercial Strobes), is a mercies' of all principal acuity, cannothy and soh:mocha-get. UBS Financial Seniors and 1.8$ Bank USA we i-died subside: Me, of UPS AG and *ibex, of IBS Season LLC. The Fern's fnanial satanic is available upon retie. The Faros exteutioe off kos ate at: UBS Gina-cal Sante, N. 1200 Harbor Boulevard Weehawken, tel 07086 This Statement represents the only official record of you' LBS Financial Semites account. Other recads, eat official la. dxunents. contanng confliceng data should not be relied wan II youbelieve there is an era or omission please report it inornediabely n writing to the Branch Manager of the afire wvig your octant. Allhoup al 'ivies shown re attended to Ix accurate. statement detathould not be wed kr to purposes Rely Web on yea-4nd tax kerns, (L.9 Form 1099. 5498. 10425. etc ) when prepamg your lax return. The Pim required by law town to he IRS all taxable dividends, mportabb non-mote daritend and taxable invest earned en familia held in year accoug net proceeds at the trreact ore, ad con basis on certain covered stories. Cothronlatkons within Firm • Please moon( iim any oral cramonoatons in wring to further protect your rills. inducing your roam utter the Seo_Mies Imestor Protection Ace ISPAI • If the financial ithitution an the top left of the trail of this slims snot LBS Ennui Strokes, LBS Financial Senices carries you =aunt as Waring booker by amagemme with the ideated institution We informed you of this relatcnshio Mten you opened this axon. h the cast your Ara and Porkies are located at LOS financial Seethes and rot tlw itholactg braer. and you nut make a cowl of any error or omission to both firms • As deleted en the accoutt aggements you mist roily us of any errors or laud inciting decks reflected anyou statement within 30 days after a was mailed or made mailable. • Pleasediva othorrer eamplains or ixpiies to the Firm's C fent Relations Depanment X 201.352.1699 or toll-free at 8,20-354-9103, 8:CO A.M. to 6 CO P.M. ET Monday through Friday, or in wing to WS m anual %nice, N., Client Rebtions Depairmit P.O. Box 766 Union Ciy, W 07007. • A 0 leernents shall be deemed complete and mute if not ctikxted to it vatting within 60 days • Fa fly services_ Call 044412.0986 or fran outside the US.: Cal 201.352-1495 • h cased ekes or wontire Awl an 'ketonic knit transfer (FFT). bil prank or UPS Vote/Mt card transact/ore, call $20-762-1000. or wile to UPS Ftenual $er.ica Ix., 1000 Harbor Blvd, 611-4100r, Weehawken nee 07086, Ater' RIANESA Sikes, Cal a kite as soon as you can, if you tit year statement cc receipt is wag or 4 you need more nionniation tort a transfer on the statemert or recePt. The Film or Card bear (as amicable) must heat I romyou no later than 60 days alter the Frm en you the list it Adenine on which the ems or Problem athered. - Dokeyou' name ad icon+ Metter OF any) - Casabas Ile error or tie trade you ate inure about, adopter,as <barb as you cm why you believe t is menu a tiny you nod more So-motion - hoed. the icier arrant a the suspected era. The Finn or Card Issuer surd twestgate your <emplane and pal coned my eke promptly. For alleged ekes imolving UBS debil ca-dtransarlire if we take more than 10 bannsdays to clothes, we will credit you &con for the amount you think is in error. Botha you wt haw the use of the money dunng the time it takes us to complete our investigation. Please make all checks payable to the Firm or the Mensal instant) merited on the front of the statement In addition to nrgdar /cart fees, accounts may be abject to materna-co ho, chages for late avocet kr securities purchases and charges lx unpaid arrests n cash accounts. Accounts that are tansferred to other instaions may be subject to a transit( lee. UBS Swoop Options LES offers options tor sweeping cash balances to ba-k depost acaugs al non-aff dated bats ad Alibied banks, money owlet mutual f sands (Money Fad) and toe Hem:IS:nal °Wok Accort (DA) foe customers wits as International Anon Management Accord. Deposer account al UBS Bak USA and nth-affiliated banks panicipatng n the UPS FDIC.$ned Deposit Program are FDIC oimured in accordance with f DIC Fa more tifoonatim, please vise wwwfdk.gay. Depose accounts at UBS AG Stan, ord Brand, and shags of MakPuts are rot ensued by the FDIC. Through the DA, cash balances are swept to deposil accounts at UBS AG New von Bradt ad UBS AG Cann Branch. These deposits are not toured byte FDIC. Balances held at te LES AG Cayman Brandt are tenthranty oposed to the sovereign re' of the Cayman blends. ad there is nog...unto or °thee obligator, of LBS AG 10 repay the balances while on the UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fund shags are protested by 51K. See 'LES Financial SMICiff Arrant Frounion' below. I4Xn Sur request, balances n the bark depositsmaw be *Mohawk and sham of a Linty Ford may be licoothat and to proceeds returned to you a you' works account Futher intonnica about available sweep options, raring current interest rate. and Wald', it available at www ubs corriwnewyelds, from your Fronk Advisor cc by calling 13C0.762-1000. 'JOS Financial Services mown protection The Firm is a menter of the Searnies Investor Protection Corporation (SIP°, which woken securities oitonws of es merrbers up to 1500,000 (including 1250.0X/for dins for cash/. Ethenatcry broths* available upon twist or at rano sec. org The 9PC asset proexton tengs apply to all xcarec tut you hold in a particular capacity. The Fenn. together wish certain aff eat's, has also Pashased apPlentental innate the mao mum amount payable to at ek)bSe there,, colleclvely tridg• this protection is S500 million as of December 10, 2016. SLIsOct to the poky cadgers and Imitations, cash a the firm is I unher protected to up to $1.9 million n the aggregate ball your accounts held n a pareitulat capacity AM copy of the poky watItg is mailable spa request. Neither the SIPC poteclat nor the apphroental protium apply to: • Certain financial assets controlled by (end tidied n your account value) but held away from UBSFinancol Services. For example certain (i) Insurance orodats. including variable amities, and 60 shares of anise funds registered it the name on the accent holder on the boots of the issuer or transfer agent), • Immement contracts or Moment inerests fe.9. limited partnerships at private placements) tut are not registered under the Securities Act of 1933; • Commodities contacts (e g. foreign others* and me< taa metal contracts), includirg futures contracts a-d commodity optial contracts; and • Deposit accounts (except certificates at USA. UBS 46 U.S. branches and banks osk) n th eLES FDIC insured Deposit Program. The SIPC protto on and the suppenental protiumdo not apply to these assets even 4 theyon-emir* appear on you slatemerts. The WC protection and the appkmertal protection do not protect against changes in the maker vale of you investments (whether a a result of market movement, issuer bIllikIllptCy Crthirertle) Dividend Reiwastreeent Program (DPW) the pee affected tan average preen YOU may obtan the /dual stk. Iran yor Faro Advisor Orty ?thole shares are purchased under DRIP; partial shores wil be sold ad the cash wed be deposited in your account The Cerecloth reinvestment price applied by the as may Oiler from the market price at which the panial than re sold Cathie-lieu Only whole urns may be held ri your accost. If you at ert ned to • pan ul ant as a result ol • seriderd wymeni cc otherwise. the Firm well either sell paid unit at market price a accept an an detemined by a registered deartg agency, and credit year accord. Investment otgottioros The investment objection rid risk profile are specik to each account and may varybetween you &cants. Phase these the Firm prorrptb in eking d ay kirks* change in you friaxial Mi./aeonor innoment <betook For each ocean bed you choose one of the (plowing investment claktik, • Produce Cukor/kook Investments seeliith the generation of no:meaty. CONFIDENTIAL • AMP* CopealAppreciaeren: Investments seeking growth of emcees' rather then the generation of income. • Produce ComftWation of kook and Capital Aeon:cat:ono enlistments peeks both the generation of nccme and growthof yeti:ill. Overall risk profiles • Cone:wawa Seeks to mania, Med nix pat wth low rids ad volatility to the accord °weak even el that means the accost does rot generate tiger( item income a retire arid may rot keep pace with inflation. • Moderate. Wiling to accept some rids to pintos' ad tolerate sane volatility to seed hitter return,. • 4ggrenAe: Willing to accept high risk to pincipal and high volatility to seek high returns own time. • rniestment Elptaly Consideration: If selected a portion et the portfolio for the account may include complex dratecen, linked liquidky andante. volatiky. Statement •houteholding• We may consolidate al retied account statements with the sane address in the same envoithe. eq. because they have ohne, take mitten ,at accent relationshex wth oter dents at the same address. If you prefer to receive indiedual state llells mailed 'n stone envelcoes, you may decline houwhading by carp your Financial Advisor Friendly account name The Friendly account none is a (lamentable *nianana dhows by you to assist you with your reccedkegoin has ro legal effect cn your account You can tha-gr your friendly account nines, through Orin Settees or by contacting yes F hanoal Odour. Araxeron overview • YaboofyouraccouheyoniMc.. Net of assets ad fidelities • Asset_ Includes available cash balances, webs f or restricted vitality (est), and Global TO* Deposits, aft-ern:al mane to market, and canon assets not held by the Fins Does not include unpriced secureiwawk at the end of the prior and orrent statement weds, cr prole k esannek u vd stock options ad ethrosabee god options • Dation hcbdes debt balaxes, cutrta-dtg moon loans, oldie shah =ant Dolmas. • CashAvomy balances. Total of uninvested avalabe cash balances, pbs deccor balances at attested and norhaffikated banks, ininxney matte mutual Ltd stomp balances, at the cbse of the statement period Not.cormesdity free ma balances in you want ray not segregated from other balances and to Finemay use any of these funds h the ordina-y course of its bustle% These funds wet's** won your derna-d. The lots is toLded in the anent period doting wive. SDNY_G M_0002 3580 EFTA_00134200 EFTA01275971 Important information about your slatement (continued) Lendng egformaton Ice deterred inf °meat ran on the Fein's lending pradcet and disethares. refer to weir Client Relammship Aorement or Accost Agreement acid the General Wm and Condetons LES Statement of Credit Preaces Available in Agreements and Our blurts at aymey of, cool/ rcoutxtrerstou rev assets You stamen, demon securities ad other assetshell in the accord a the end of the statement period You may ask for *Way of bray paid :cos dies at any time. You mar receive secunlies used as loan collateral after wig any balance We an them. My securities Irangerred to the Fin, &trig the *aliment period are toted at market value as of the end of the staternere period • Cost Wasik In Stemming the cox balm of the securetes included fl this as meat. merest indicated yob the mart& 'I,' Les criancie Sennces ruled oninformation obtained from sources other than US$ rnanOal Senices, rcludirg efamation from ameba Inn or that you may haw provided to you Wrath' Marisa. The Firm does not irdependeraly verify cc guarantee the accuracy or validity of ary elermicion partied by loran other than LES Femme Services. ackMore, ,.thoughLEK F eancial Sieges pronely update this eternal im as it s received. the Tem does rot PrOvde an/ asSUranCes th% fie nformaten render 'COO baS6- and "urrealeed garl loss' 6 accurate as of the date* this statement. As such please do not rely on Pic information to mike purchase. sale decisions. ler tar pupates of Otherwise. Accounts trarderred to the FM my reheat gar/ loss Hamm the n only fee the period tine they re held at the Fern More hive/cal eformalion can be added by you Financitl AchAsor • 1J/realized gaiiillosses Vitien dates axagable, emetredutreathed gardlosses are calculated for nakeidcal securty lots the transaction data for advidal lots myor may not reflect conimmices, charges ardor security reorgarigairen manes Dividend and other renvestment lots and systematic purchase bus are each covbithed to display are averaged lot. The • trade date' cot/innpresents the agave transaction trade date • Callable searkies Bonds and preferred stock that the Saarcats for try redemption vast be selected ?marketer by lot Irwin among all sec reel of that issue held n our name anemone nine I Or Cu' clients- Call feature Hammen is obtained from third pales ad m accuracy is nal gaanteed Other call features may man which mad Elect Wekt compete. elormabon will be worded upon request • Guttered'sel deposit (CDs). COs are FDIC muted up to $250,0)0 n pa instaal win accrued interest per depositor and per depository instiblizeb naccadaxe with FDIC nes. • Pricelealue Prices displayed for secirkes and other produces may be hgher or lower than the Pore that you would actually receive in the market. ltkes se cbuired from mean geed pal, source ,tech nw babe to be nibble, but we do not guarantee Usk *army - We generally use the closing price when amiUbk or the mean of the bid and ad prices for kited Sec untiel and cpticre or ony bd prices la OTC seas-dies. - Less acterety traded securities maybe priced using a valuation model or the mom refer.* price we cbtaned and may not reflect an eau* market price a eta - Certain pose ions may appear without a price areas will dyne as 'price was not evadable' if we are unable to obtain a pros for a security - Deposits Or *Writes denominated is °therein other then U.S ddias are reelected at the ekhangt rate as of the statement date — Fee certain securities tradith ri nonce/gem:nu price and quax (lace *aka) may have been adrusted to facilitate proper valuMco. To obtain oarent cantalions, when evatabee, Prime you. Fruncial Adis,.. • Private ilYeefUTterieS and structured products. Private investment securtern (iX Icing cereal pan <cal “n pi Ooi am and real estate investment trust "'oaken) and structured prod acts are generale, hghly ilki,ed (erten aructred products haw not been regatered with the Securities and Exchange Cawnssim or under ally State secumes laws. We mordeestmeted valets fa private investment securities end structured products for racier:aim* ;ewe wily Accuracy is not guaranteed - These values may differ substantially from prom, d any, at which a private ri*Strilenl Security a structured product may be bowie or sold and do not neoessank' Mc, Own, the value you may receive upon licuidatien. - The/ party emanates of etre re as of a cense date ad are supplied to UBS Fnarcial Services on a regular base by an independent valasten - Muer, general partner or sooner ettinated ekes ay, are eared to the F im by the saver, general Paint* a sponsor and may be cakUated based on del erent reformation Iron that used by third polies to drew their esumerd - You can obtain addarnal itkonaticn regarding the methodology used to deem** the estimate of value and the date of the earmance that tithe basis la the estimate by contactirg your Francal Advisor. - TWO patty estineed melees may be reflected as Not priced' n several auations. Mien an andeperdent valuation Inn has not suppled ar unable to assign a va.., when we become aware that a material event has occurred that may call a Prewauder reported yaks, ill* Quell ion, cc Wien a value would be highly speculative due to the metre or the security. - When nethee an issue, genera prim or sponsor estimated vale nor a thidemey estimated :ea is provided the eke of the security will be deferent from its ;whew pests.. - • Disubutcns to date' may nix* Mum of capital exam or both. - 'Orignal unit me' moments the ehel offering mat per unit and mw not reflect you cost basis. - DPP and tagisted REIT searites are not Pled on a nationalseguntes exchange, and are generally uaqud and men It they can be sold, the rice ,.aced may be less than the pee share estimated vale voided n the account st sterner,. • Restricted securities Restricted securities generalY are rot tummy egble tot Public sale LOS Finarcial Services uses the market price of the airestrxted stook of to tame d.suer as an rnputed value foe the restricted stock for putpow: of the statement on4r. To the eon that restricted securities are etrable for sale, the yaks:receivedmay be substanualy less tan the inpied vex shown • Est. (estimated) income. current yield' and rave. An en Mete of revel hccene is based on (teem dviderd and newest rate., assuming the seornes will be held toone yea from statement date or until maturity This estimate is any a gudere. accuracy and carteuth income are not gusanwed — Estimated ass al ixorne rid curent yield for certain types of sewerstoted nclde a Man of pampa' or captalgans et which case the est. scone (and curer* ywl would be overstated. — Estimated arrest income and current yield and the assail income and yield night be We or highs than the estmnated amounts — An estimate of annualged income (dividend arida interest) divded by the current moist valaclaveraga balance is based on the last dividend a nlirest payment made by the issuer and ,.wines the seorkestheposes will be held for one year kern the statement date a until maturity. Accuracy and continued yell we not guaranteed. • Assets not held by UBS Wend* Senricet. Certain assets re not heed by Wee F mm and not wean the ram's possession or (enrol. These assets are depbyed m your teem et fa infortnatenal purpose cely. Positions and values presented are provided by the issuing fen UEK Femme' not responsbk for the rformation and Wes no de presentee es accuracy. these assets are rot protected by Se PC or the Fem's supplemental MK coverage. • Revenue sharing and additional compensation. — n addition to cornmesixx en sales and 12b I fees ✓eamed n conned ion with the diurboon of mutual f vide to our dents we axle( our affnate name revert.. Shit, payments from ddrinacrs ands advisors of the mewl funds that we sell. These ,.morns are based on two dement comporems: (0 the smug of sake by LOS of a particular rn.rtual find family to our dents, and 6) the asset value of a PartiCUlar mutual kind fry; shares held at the f — We and our affiliate also receive retregrig and embus processirg lees in consdnalion for transfer agent service that we provide to the mi-eual funds These fees "really re paid from nester assets n the mutual firth and area feed dolls. airount based on the rumba of accounts at the broke-dealer hothrig maul funds of that lend Iambi - n aokiaken to cceernekine nxeived in connection with the sate r detrbutim of amitycanines and emit eminent true tee to our clients, we arclor or affiliate receive revenje sharing conthensation from miry of the -mut orKe <cmpriim indwwrarng CONFIDENTIAL the am ity torerads, Alibates ol the reurarxe companies or sponsors of tee snit investment mate we dkubutt. - hadcfrtthn to commismons mewed from the purchase and sale of NewShres funds, we axl cr or aft lute recem as owl-based revenue sharing payment f fon Nerrigures dkuttylors, as well as fu-ding for **hook % dere:prem, tranng and ecimation. — Our refutes atm sew* trading cownssions and other compereaten 1*mm-tug funds and MOAK. companies whose products we drarbae. - We recent an a-rualf ee from LOS Brit USA ad LEIS AG Stamford Branch of up to $25 per account sweeping to the basks teder the LOS Bari Sweep Programs Activity Irforrnaton regardng COMM6SOIS and otter charges awned n connea 4n with the execute:not trades, ithadeth optic., transactions hat been a:Wed m confirm/from previously hem/shed so you, sad yell be Provided to you promptly on request. Short selling If you are engaged n short selling a securely, you may incur a charge Are to certainborn:ging cons for that pal Mgr security. 0p.m:seders Regarding open or • spacklibcancellee credos that wife not rnextated by the slaternere date. open buy and set stop orders are reduced by the amount of dnidench a notes on an eadtvidends or ektchts date unless insulated otherwise by you. You are respontbk for orders that are executed die bayou- failure to cancel "'fling open orders Primacy To obese a copy of our current Client Premcy harke, please co last your Francis' Athiscr or visit or webyte eiy.w nose emersevarnanfry. ▪ LOS Financial Services is ece a bark. The RMA, Buries Senices Account BSA and IRMA are brokerage affoultS which provide access to bank ng services and prockscn throat anangemmts with affiliated barks and other ihickparty banks, and provides access to entrance and am ity products issued by malt feted ihrdtharty romance ccmpanies though insurance agency subsidy.* of IBS Financial Sauces ex. - amennwrt. insurance and *minty products — ta*FDC Erased • fib bank guarantee* May bse rata — WA. Pesaro Management ACCOtra. Business Services Account BSA. IRMA and nternatioral Resource Management Amount are lege seed service marks of UPS Financial Services atc. — VISA is a registered vackmarli oared by Visa hterntianal Since Association and used under license. The LEIS Visa midi cards ad the LEIS Visa debt cads are Swath by UBS Bare USA with permissico from visa U S.A Incorporated All Other Vadtinarks. registered trademarks, service mats ard registered service marks are of their respective owl:Omer UM Financial Services Inc. Rev 20I7II SDNY_GM_00023581 EFTA_001 34201 EFTA01275972 *UBS Lies FMancial Senates IncPrivate Wealth Management 299 Park Avenue 25th floor New York NY 10171.0002 Clt8/0056978690418 Y1 0 Account name: GHISIANE MAXWELL Friendly account name: Indiv.Check/Car Account nu mbe Your financial Advisor. SCOTT STACK MAN/ LYLE CAST EL Phone Questions about your statement? Call /c -Iran hair c ti "cc\ Visit our website: www.ubscomIlinancialsewices Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www. an nuak reditreport. com Resource Management Account April 2018 Value of your account on MarCh 29 (s) on April 30 (1) Your assets 41,441 47 41,297.55 Your liabilities 0.00 0.00 Value of your account $41441A7 Tracking the value of your account S 1hCLJandS 716 439 419 $41297.55 41.4 41.3 • 1.9 Dec 2014 Member SIPC Dec 2015 Dec 2016 Tec 2017 Mr 2018 Apr k18 Sources of your account growth during 2018 Value of your account at year end 2017 Net deposits and withdrawals Your ilveStftent return. Dividend and interest income Change in market value Value of your areoutt on Apr 30. 2015 141,946.32 -S682.56 833.79 SO 00 541 297.55 DNY GM 00023582 CM10001005697869Nro0C0168720 000c0 0418 0305 X000 Page 1 of 6 CONFIDENTIAL EFTA_00134202 EFTA01275973 UBS Resource Management Account April 2018 Your account balance sheet Summary of your assets Value on April 30 a) Percentage of your account A Cash and money balances 41,297.55 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F C orrmodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account 341,297.55 541,297.55 100.00% Account name: Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Your linodal AdvisorSCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, Q85 Bank USA deposit account, liBS INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formabon about ;our statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2018 3-month Treasury bills: 1.83% One-month LIBOR: 1.91% Percentage change April 2018 Year to date 0.38% -0 38% 0.38% -0.27% 2.57% 0.94% -0.74% -2.19% CNP 70008005697870 NP70C0 1 cem 00003 041803057;004 CONFIDENTIAL Y_GM_000236tS90 2 of 6 EFTA_00I 34203 EFTA01275974 UBS Resource Management Account .I .1C 1 E Change in the value of your account Apr02018(1) Year to date (1) Opening account value $41,441.47 $41,946.32 Deposits, including investments transferred in 8,558.53 34,416.05 Withdrawals and fees, including investments transferred cut -8,710.88 -35,098.61 Dividend and interest income 8.43 33.79 Closing account value $41,297.55 $41,297.55 Account name: GHISLAINE MAXWELL Friendly account name Account number. Dividend and interest income earned For purposes or tNs Statement, tatablity of interest and drrldend income haS been determined Item a US lm rep MO CesPedive. Based upon the residence of the account holder. account type. or prodixt type, scene interest ands dvidend payments may not be subject to United Stater (US) ardor Pinto Rico (PR) Income tares The tient monthly statement is not intended to be used and cannot be retied upon for tar purposes. Clients should refer to the accirtrtoe tax tenoning forms they recent from UBS annualy, such as the fomn 1099 and the Forms 483, foe lac repotting information his the practice of UBS to file the apckapie fa( reporting forms with the US mtern0 Revenue Semite and PR TreaSury DeCOMMent. and in such loans accurately deo fy chic:tends crap interest as lax erarrpt or 'arab* income. neat <Omit your indgdual tax prepater. April 2018(S) Year to date IS) Taxable interest 8.43 26.92 Total current year $843 $26.92 Prior year adjustment 0.00 6.87 Total dividend & interest $8.43 $33.79 Cash activity summary Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity the month 101 dealt. Mance' In your Sweep Options are includedin the openng and closing baLsnces vitae FDIC insurance:y{6er IA decAtitt at UBS Bank USA and tA basis participating in the UBS FDIC insured Deposit Pros...n.4 &es not aocity to deposits at UBS AG. shanfordErarch or bank deposits placed through the UBSInternationri Deposit Account program SRC protection splits to money market sweep fund hearings tut not bank deposits See important information about your statement on the last two pages of this downent for details. April 2018(3) Year to date (5) Opening balances $41.441.47 $41,946.32 Additions Deposits and other funds credited 8,558.53 34,416.05 Dividend aid interest income 8.43 33.79 Total additions $8,566.96 $34,449.84 Subtractions Checks and bill payments -8,710.88 -35,098.61 Total subtractions -$8,710.88 -$35,098.61 Net cash flow -$143.92 -$648.77 Closing balances $41,297.55 $41,297.55 UBS Bank USA Deposit Account APY 141,441.47 interest Period Mar 7 - Apr 5 Opening UBS Bank USA Deposit balance Mar 7 Closing UBS Bank USA Deposit balance Apr S $41,772.36 Number of days in interest period 30 Average daily balance $41,497.01 Interest earned $8.43 Annual percentage yield earned 0 25% SDNY GM 00023584 CelP7C003305697871 NP7003lE0720 00033 0418 03057 9004 CONFIDENTIAL coo333 Pogo 3 of 6 EFTA 00134204 EFTA01275975 *UBS Resource Management Account April 2018 My Choice Rewards Points from UBS Account name: GHIRAINE MAXWELL Friendly account name: Indiv CheddCar Account number: Rewards pants are reflected as of the 26th of the month or the pnot bus ness day if the 26th fats on a weekend holiday Renton:800M activity cetais can be found on enewubstoretonantstwes April 2018 teal to date Opening balance 7,341 7,341 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you, Financial Advisor or Branch Manager. toucan find a ful description of the altemanve investment objectives in important information about your statement at the end of this document 7,341 7,341 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility ccasderat:on - Hone selected Your account instructions e Vow account cost basis default closing method is FIFO, First In, First Out. Your 14 sends! Advisor. SC TT STACK MANI VIE CASRIEL CNP7C0C0305697872 n1P7003 I 83720 COOD3 0418 0305750aCCWAW_GM_000235ftge 4 of 6 CONFIDENTIAL EFTA_00 134205 EFTA01275976 *UBS Resource Management Account April 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name* Account number. Sane pnces, income and current values Sheetn may to approximate. AS a its ft. gains didlesses ma/ not be accurately refkcied. Set Aporunt infonnefron atour your statement at the end el Ms &cumuli for more Or ornmon. Cash Cash and money balances Cash and money balances ma/ include avalade cash balances, UBS Bank USA cbeont account balances, UBSS DC Insured Prager, Bank Balances. UBS AG Stanford Branch &posit account balances and rroney market mta ud fund sweep balances. See the important information ettou,t rot statement at the and of this document for detain tad those balances. Picking U8S BANK USA CEP ACCT Your total assets Your II sandal Advisor: SCOTT STACK MANILAS CASRIEL UBS Balk USA *WI of UBS FDIC mated Procran8ank deposit acomtbdences are insured by the FDIC within applicable Iamb, but are not protected by SIPC. U8S AG Stanford Branch deposit acc our( Wanes are not insured by FDIC and are not protected by 51K. Money market sweep balances are protected by 9PC but are rot Insured by the FCC 0penng Want! ciosing balance eke per share Average WandInterest Dap in on Apr 1(s) on Apr 30 IN on Aar 30 (S) rye period period Cep anoint IS) 41,441.47 41297.55 250,000.00 Percentage c( Cost Estimated Unrealized Value on Apr 30(1) your account tem (S) annual 'clean. (SI galn or loss CO Cash Cash and money balances 41,297.55 100.00% 41,297.55 Total $41,297.56 100.00% 541,297.55 Account activity this month Date ActInty Description Deposits and other fends (red Bed Apr 2 Transfer FMJ Total deposits end other funds Date Acthity 0enrrption 00 Arrount 8,558.53 $8.558.53 metre CR Dividend and interest income Taxable interest Apr 6 Interest PBS BANK USA DEPOSIT ACCOUNT AS OF ONO918 8.43 Total taxable interest Total dividend and interest income $843 $8.43 Date Actlity Descnoon Amount (S) Bill payments Apra Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -7,537.34 continued next page '3NY GM 00023588 CHMC003005037873 NV7003183720 00033 0418 03057S00, 00 Page 5 of 6 CONFIDENTIAL EFTA_00134206 EFTA01275977 *UBS Resource Management Account April 2018 Account activity this month «ontnuedi Sill payments (continued) Cate Achtity Apr 4 Withdrawal Apr 4 Withdrawal Apr 10 Withdrawal Total bill payments 48.710.38 Account name: GH1SLAINE MAXWELL Friendly account n • Account number. Your Knancial Advisor. SCOTT STACKMANIYr E CA SRIF1 Descaphon Arrow* (S) ACH WITHDRAWAL UNTEDHEALTHONE -658.79 ACH WITHDRAWAL UNTECHEALTHONE -39.94 ACH WITHDRAWAL Saks Retail -474.81 Card Item for your Attention: The new UBS Visa infinite credit card is here, packed with exclushe travel benefit, more rewards and more of what you lore, including extraordinarily personalized service. All stumingly clad in metal. Visit ubsecnYvisainfinite or call us at 888-762.1232 to learn more mincnurn Payment Cue Payment Due Date Credt Inc AvalaUe Credit tine Outstanding badge UBS Visa credit card(s) payment information SO 00 135,000.00 S35,030 00 10.00 This credit (sells enrolled in UBS Pay Credt Cad feature at vAll automate* be paid horn your account. Your payment is scheduled for May 20, 2018 We provide this information on yow UBS visa treilt cant seta as a courtesy to you The UBS wfa credit card and account are .sited by UBS Bank USA MS Bank USA send you the °Tricia statement for this account and you should make your payrnent at cord ng to their instruction. we do not induct your outstanding credit <Judaism. in the value ot yore account wen UBS Financial Smits Inc Date Activity DetCriplico Amount (I) Money balance activities Mar 29 Balance forward $41441.47 Apr 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,558.53 Apr 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/03118 -7,537 34 Apr 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/04/18 -698.73 Apr 6 Deposit U8S BANK USA DEPOSIT ACCOUNT AS OF 04,05118 8.43 Apr 11 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/10/18 -474.81 Apr 30 Closing US$ Dank USA Deposit Account $41.297.55 The UBS Ban). USA Deposit Account it your primary sweep cplion Cele7C00800S697874 NP7000188720 00003 0418 030575004 End of statement for account number Y I 235 CONFIDENTIAL OrY_GM_0002351091 6 of 6 EFTA_00134207 EFTA01275978 Important information about your statement L. Fivecial Services Inc. (the Firm or UBS Fnercial gervbes), is a member of all principal secuRy, ccmrroity and cohorts exchanges. UBS Financial Sailers and 1.85 Bank USa ore i-diect subsilanes of UBS AG and aft ihaes of UES Search LLC. The Fists Genial statemert is available upon retest The Fitts exhale alias are at: 1115 Finance Serees 1200 Harbor Boulevard Weehmiken, NJ 07086 This statement represents the only official record of you' U3S Financial Semites account. Other records, Peep office ta. documents. contanng conflicing data should not be relied Loan II you beim* there is an es cr 'snip:ion please report it immediately n writing to the Band, Manager of the office wviv )oIt accent. Allhoup a lipase anon are Wended to be adulate, statement dilael:cue not be used for to papaws Rely seeks on yerend tax kerns. (Le • Form 1099. 5496 10425. etc ) whin irepamg your lax return. TN Rim 5 required by law to real to he IRS allliable dinicknolk mortice noretztabk darktna and Lodi interest end an secteities held n you accost, net proceeds on sae breadixt rd cost basis on certain covered sissies. Caterardatkins with he Firm • Please moon( iim ry oral corrinencatione in wring tofurther protect your rihts, indudrg your rides viler the Seo_rties Imestor Protection Act (SPAT • If the financial restitution an the top let of to fort of this stamen isnot U3S Filmed Strokes, US Piandel Smite carries year meant as dearing brisker by arca-gement wit the rdtated natution We informed you of this relalonshi Weeny%) opened this accost h the cast your tu-a and Goalies tre located a LOS financial Senate and rot the intoderg brae and you non make a wpm of any error or emission to both bons • Asdeal:eel in the account agmements, you must ready us of any errors or triad Solving decks reflected an your statement within 30 days after t was mailed or made awake; • Pleat* di-enameller complains or Saabs to he Rim's C fent Relations Department a 201.352.1699 or toll-free at 8,30354-9103, 8:CO A.M. to GOD P.M ET Mondry through Friday, or in vett to WS Sionual Senece fra. Client Reeticre Department, P.O. Box 766 Urion Cky, W 0700. • A II staemeres shall be deemed complete and waste if not cbpcted to in welting villa 60 days • Fa TT( Peaces. Call 044-612.09,36 or from outside theVS.:C.1201-352449S • h are of errors or cpartire akeul an electronic funds transfer (& 0. bil parr or UBS Vaa•ciebil card transactrons, call 303-762-1000. Of wile to UBS SiGnoal Services Ix., moo Harbor Blvd, 6th Hoer, Wieldoeen NI 07036, Attrt RIVINE6.0. Seven. Cal a vete as wan as you can, if you hit ryas statement a receipt is wrong or 4 you need more hionvialon a:antra-0er on the statement or recipe. The Film or Cad taster Gs iplicaleltinaret her I romyou no later then 60 days alter the f mm sent you tee list st lit4O14.11 on Wash the erns or Problem aPered. - Prose. yosr name ad ;maw natter (uf any) - Cosabe to error or tie trawler )Cu at inure about, adopters as chart as you cm why you believe • is men a why inn need more information - Provide the doter amt nn d the suspected era. The Finn or Card bsuer wil Seagate your amplest and will coned my mar promptly. For alleged snots imolving UBS Viet {Irbil ca-dtransaclirm. if we take mote than 10 bus moss days to &ties, we MO credk you acacia for the amount you think is in error, so that you sW hove the use of he money during he tine takes us to ccmplete our iwestiption. Please mike all checks payable to the Firm or he timbal natters iodated on he font of tha statement In addition to ngtSr accout fees, accounts may be abject to maihmarte he; dirges for We psalm* lea securities purchases and charges for unpaid amain n cash accounts Accounts that at tansterred to other instattens may be subject to a beanie. fee. UBS Sweep Options 185 otters options lea whoreg cash balances to bat depose scan al non-ablated bats ad Ablated bare; money marlet mutual f unds (Money Fends) and tit hurnatknal Deceit Accost (04) fa castanet wit. ethernet:one' Rescace Management Accost. Depose account al UB5 Bak USA and non-aff teed banks participatng n the UBS FOC-Insured Deposit Program re FDIC uimured in accordance with fDIC notes. Fa mere tennatkin, plea* vie iiww((kepi.Deposit accounts at UBS AG StanfordBranch and Owes of Monty Ruxb are rot nosed by the FDIC. Through he DAL cash !seances ire swept to deposit accounts at UBS AG New Y011, Nardi and UBS AG Chian Branch. These deposits are not Sewed byte FDIC. Balances held at tie LES AG Cayman Branch are temp:rant Pposed to the sovereign roc of the Cayman blind; ad there is nog...wee or other obligation of LOS AG to repay the balances while on the UBS Cayman Branch's becks. Bari deposits re not protected by SIPC. Money Fund shires we protected by 51K. See "UBS Finartal Sevens Accost Fri:action' below. Upon your request, balances n de bale deposemos be windawn, and sham of red may be lope:Med. and tie proceeds Mind to you a your 190.114$ accost Fast er ilarmaton about available weep options, netting current merest rate. and yields, it available emit ubs corawnewyeelik from your Frienial Advisor a by calling 920.762-1000. UM Pisani,' Sendai mown protection The Firm is a member of the Secunies Investor Protection Corporation (SIPC), which protects securities octane of Rs menters up to 1503,000 (including 5250,000 for t ains for Leh. Eipbnatay 'mocha* mettle upon reopest or at net 3fC.org The SIC asset protection Win apply to all assorts tut you hold in a particular capacity. The FM; together wsh certain aft tire; has also Pedaled spolemental insuance The mai mum amount palate to al okabte clients, coheir/et tridg• this protection is S500 million as of Decerriwr 10, 2016. SLbact to the poky cordite-6 End Imitations, cash at the firm is further protected to up to $1.9 million n the aggregate for all your accounts held n sheath:43r capacity A Fri ccpy of the poky wadrg is nibble .lion request. Neither she SIPC potsclennor the sipphmental protection apply to: • Certain trance! ems controlled by (and headed n your account value) but hell away from UBSFinancol Services. For parole certain (i) insuraxe prods-is. including variable enmities, and 00 shares of crawl funds registered the name of the &can holder on the, boas d the issuer or treader agent), • 'meanest contacts or iNettnellt :serest% kg. limed partnerships and private placements) that are not registered under the Securities Act ol 1933; • Corrmoditoes contacts (e.g., foreign ethane and pre an meal contracts3 inducing futures contract, and commodity option contracts; and • Deposit accounts (except cenif Oates a deposit) at 185 Bak USA, UBS AG U.S. bathes and banks n the FDIC toured Deposit Program. The SIPC protium and he supplemental protium do not apply to thee amen even if they otherwise app..- on you statements. The WC protection at the sicakmentalpraection do not protect against changes in the make value of you investments (whether as a result d node movement, issuer larkruptcy or eke-vine) Dividend fteiwesbeent Program (DPW) The li ke reflected is all average pt. YOU may obtain the actual peke Iran you. leansal Advisor. Only thole shams are purchased under DRIP; penal hew wil be soli ad the cash wit be deposited h your ecount. The divided mniestmert price applied by the dart may Offer from the mike price at which the panial hue; am sold Cash-to-lieu Cnt whole urns may be head n yeas accost. If you re entitled to • phi unit as a result ol • clacked sorted or otanvist the Firm well either sell partial unit, at mate price a' accept an snort determined by a registered cletreg agency, ad credit yos accost Invertment objetivos The ismetmert objectives and risk profile are speak to each accost and may vay between you accent tease advs. the Finn prorrptt in tutting day upticant change in you financial situationor investment <beam» For each accost bed you choose one a the Glowing instilment cbiectiwo • Produce Currentlaoree: Investments seei-g the generation of ncaneork CONFIDENTIAL • Achew Capital Appreciation: Investments seeking growth of pmcpal rather than the generation of income. • Produce Comb...maim of recant and Capital ApprecetPa Investments seek i-0 both the generation of nccme and growthof prixist Overall risk profiles • Consomarme- Seeks to maintain WWI pis pal wth low re and %Weedily to the accost overall even if that meat the account does not generate signif kaa income a retire and may rot keep pace with atla • Moabite.. Wiling to accept some rids to principal and tolerate sane volatiity to wee higher returns. • Algressiie: Wiling to accept high risk to pincipal ad high volatility to seek high returns over time. • investment pomp Consideration: If selecteci a portion the portfolio for tat account may include complex straggle linked liquidty anise/ate vobtiity. Statement •householdior We may consoldste al related account statements with the same address in the same ererelope, ob. beaus they have owners take maintain Pit account relationshios well ot.er dents a the sire address. It you petit to retie indiedual stemmas mailed 'n sepeate inelcoes, you may decline housithading by cali-g your Financial Advisor Friendly account name The Friendly account some is a customizable 'nickname clown by you to assist you with your recordkeepi-g has n, legal effect cn your account You ranthane your Friendly account nines, though Onfne Services a by contacting ryas FinanoalAdosa. itaxame0.001Vintl • Yaaof PC, accouniparthas Net of assets ad Bailees • asset Includes available cads balance; yetis for restricted swish last), and Global TO* Deports, unease:I marts to market, and canon assets not held by the Finn. Does not include unpriced securities:hues at the end of the prior and anent stalemeM periods, or pnratp ruestments u id stock options ad (serenade sock options • Iratottes hcbdes debt bale-Kee, cutste-dtg margn Iota, code link shoe mash balances. • Casheioney balances. Total of uninvested avalable cash balances, pia depose balances al *Misted and nowaffikated banks, ini money make mutual Ltd weep balances, at the cbse of he statement peeled Non.tormadity free awe balance in sax want av not segregated from other balances and tie Fin may use any of these fads tithe ordinay coursed its business These funds reps** won your dema-d. This total is incLded in die CLIThill period closing vibe. SDNY_GM_000235138 EFTA_00134208 EFTA01275979 Iinportaut information about your statement (Continued) • endng informson For cleaned inn ormatien co the Fern's lending oaten and daemon refer to your Clem Relationship Aceament or Attcunt Agreement and the General Terre and Condatrxis LEG Statemerd of Credit Predates available in Agreements and audocures at zwyc ob• con,/ are n ceircicelot nut . Yew assets Your statement demon sersites and other assets held in the accost al the end of the statement period. You may S. for *Way of lug paid tau-cies ai any tine. You may receive sashes used as loan cameral after piing any balance de on them. Any securities tranderred to the Fin &ring the statement period are listed at makes woke as of the end of the statement pond • Cost basis. In determining the coo bans of the scarifies included n this Palement Sere indicated wish the nutter Les crianciar SennCIS t relSd on information obtained from sources other than UPS Fisanoal Seniors. staling Sam:Rion Iran another fire or that you may haw provided to you.Finisial Ackisor. The Firm does rot independently verify or guarantee the actuary or validity of any elarnmen provided by sources other than LES financed Sewn. h okedere Slough LEK f nancial Sewn generally updates this doma is avers received. the tem does not pewee aiv atStranCeS th% the nformaten seder 'Cost basis- and -Urrealeed gas-floss' 6 aCcurate as of tie date of the statement. As such pease do not rely on this information to mike purchase or sale decisions. for tax psposes ce od nnOs". Accounts Pandered to the Fim may reflect gage loss Hanson only fa the period tint they ere Mini at IM ism More Nasal 'Hamann can be added by yOvf Financial Advisor. • Urrutind gaits/losses Yetkin data is evadable, eOnWedtreedized gandlosses are calculated for exiviPel setter, lots. The transaction data for intender lots may or may not reflect corrommeno. charges sett security reorgani:a on events Dividend and other reinvestment lots and systematic purchase lots aze each combined to display one averaged lot. The • trade date co/ernpresents the aging transaction trade date • Callable searkies Bonds and preferred stock that the issuer cats for ski redemption wil be selected impartially by lot from among all sashes of that issue held n our name or n nomnee none foe as clients. Call leas Hamden n oblaned from third palls and is accwacy is rel goateed Oiler call teases may ten which coed Sea *RC complete nlartubion will be owyded upon request • Cultists. el deposit (CDs). COs are FDIC nsured so to $250,0)O n piMpal and accrued interest per deportee and per depository smears inaccords-se with FDIC Met. • Price/value Prices dispLabed fa secants and other products may be hgher or bwer than the Otte that you would actually receive in the market. Prices re obtained f torn iris Teed pre sources winch we beien to be notable, burl we do not guarantee thei accuracy - We generally use the closing price Miena,ailblece he mean of the bid and ado prices for listed securities and sham or ony bed prices for OTC sashes. - Less acting traded securities maybe priced tong a valuation model or the m051 Went price We Obtained and may not reflect an WWI owlet puce a v.**. - Certain pot/ knit may appea without a price ant will toot as 'price was not evadable' if we re sable to obtain a once for a security. - Deposits or sasses denominated no:races oder ton U.S dollars are related at the eelenge rate as of the statement date - For Certain securities trading in nonconforming denominations. puce and gutsily dace vat,) may have been adjusted to facilitate prize values's. TO obtan curse quotations. when awake, contact your Feuncial Adis. • Private investments and Amend products Private nvestrient esters (ix bang deal part (pal i:n yogi am and real slate timestment trust wanes) and structured products are genraly hg by Alaed Certan gestured produces have not been registered with the Seculties and Exchange Cantresen Or under any State SeCunheS laws. We acne 40 mated valet foe private nvestilynt ensiles rid structured products for informal crud PuTC645 only Accuracy is not guaranteed - These values may differ skbstantialy from prices, d any, al with a private mance Security a structured OMSK, may be bouys or sold and do not nocesurib' re5, 014111 the value you may receive upon liquidation. - lhaf party estimates of rale ere as ol a saran date and are supplied to UBS. Financial Services on a regular base by an independent villa on dim. - lose general panne or sponsor estimated yaks, it 40/, are Applied to the Ian by the ever, general partner or sponsor and may be <ablated based on afferent edormation Iron that used by teed parties to derive their elleneed values - You can obtain additional Somalis regarding the methodology used to determine the Sims of value and the date of the Somalis that tithe basis la the estimate by contaang your financial Advisor. - 'Pond party esteemed yaks may be reflected as 'Noe pnced' n several ashore when an ixlependere valuation km has not suppled a iS unable to assign a VA.. warn we befOrne awae that a material event has occurred that may call a Imes ttely reported value So question, or when a value would be highly speculative due to the native ce the secunty. - When nether an estate, general partner or sons est Muted value nor a thidorty estimated vale 4 pronied the value of the Wilily will be deferent fran its purchase prate. - • Disubutions to dale may nadde farm of capita. some or both. - 'Orignal unit se represents the initial offering axe per unit and may not reflect you cost base - DPP and vested RE If secuntes re not listed on a national sashes exchange, and are generally lace.14 end event They can be sold the price tanned may be less than the per Share saluted value provided n the account statement. • Restricted securities Restricted mantes generalir are not currency ebgble for peblic sale LOS financial Seven uses the market puce of the islieStritted stock of dye 42110 cover as an mpsed value foe the restricted stock for putpow: of the serene on0t. To the rent that restricted seosines are triable lot sale, the vake receivedmay be stbstantdly less than the Marked vale Owen . Est, botinzWs0 income, arum yield. and rates. An estimate Of Jima' nose is bawd on cumin' addend and nterest rates, assuming the sect-tiles will be held for one yea from statement date or until inatisity This estimate is achy a "Sane. accuracy and continued near* are not guaranteed — Estimated areal axone and count gild for certain types of sautes said nclde a return of fantod or capes; gans n 'Arch case the est income (andcurer* yield/ would be overstated. — Estimated suet income arid current yield and the nail income and yield Might be Iowa or hasher than the estimated amounts — An senate of amended some (dividend "fa interest) dirded by current mane' vakeravaage balance 4 based on the Lao dividend or merest payment made by the issuer and assumes the seosiaddeposes vat* held for one year from the statement date a until mosey. Accuracy and continued yield an not guaranteed. • Assets not heed by UISS Fisencial Services Certain assets are not hell by Meilen and not welkin the FrIll's possession or control. These assets are depbyed on gar statement foe infornational pereoses sly. Positions and values presented are prov4ed by the issuing fern UPS Franca Seances is not response)* for this Wormation and does not guarantee es accuracy. These assets are not protected by OPC or the rnm'S niceplamontal UPC coverage. • Revenue sharing and adetional compensation. — n Simon to commesions on sales and 1201 lees reseeed n connection with the disobson of nutual funds to our <keno we actor our alfaiate Wei.. riven,. Shari'g payments from dart-vices ardor advisors a the n‘itUil funds that we sell These anoints are baud n two different comporems: (0 the smart of sates by 1-13S of a putouts trowel find family to our clients, and 60 the asset vale of a Paniculs manual fond (matt shares held the fun — We and our affiliate also receive netwotkng and Onto processing feel in consideration for transfer aged services that wt Fronde to he mutual funds These fees generally re paid from Maur assets n tie mutual hod and are a faced dolls. acre nit based an the waiter of accosts at the bskerodeffer Vokfng mutual find of that lend family - In at/Panto ccenressions received in connection with the ea* or astrioution of arnity contracts and unit investment trust tans to our dents. we ardor owe affiliate receive revenue sharing comemation from revery of the 11:WICK* <cmpalies unCIWWIRiN3 CONFIDENTIAL the annuty caress, Ablates of the sncsamce companies or spores of the sal investment Irate we dortutt. - hazeden - to commissions received Iran the paths and sale of NenShares lenes, we ardor err off late reces an ausbesed revenue sharing psyent Cron Navaho« dktrimAors, as well as finding fa ethnology awl:vane training and education. - Our al I &ales ako rase sang corrensons and other compensation hornmutual finds end insane companies whose products we &Sys — We recent an renalfee from WS Bank USA aml LOS AG Stamford Branch of up to 125 per account sweeping to the banks under the LAS Bark Sweep Program. Activity Information regodng CCMMRSIXTS and other charges ilCulled in corneae:owe) the executes of trades, ixaselng option transactions hit been Mudd en COnferrestiOen previously furnished to you. eel moll be Provided to you promptly on request. Short If you zee engaged in short selling a mosey. you may incur a charge due to certain batwing coos foe that paskola searity. Open orders Resifting open a • gsertatunciffee adios that were riot erateed by the swans date, open buy and set stn orders ye reduced by the roue of dedends a rips on an vedivident a evnghh doe unless insisted otherwise by you. You are respanbe for others that we executed de tops false to cancel "'fling open ardor" Primacy fo paean a copy of our current Client Privacy Wet please contact your f asocial Advisor or vet at eyebole at www a), ranunkoverke. - LOS financial entices is rot a bark. TheRM.. Business Services Attest SSA and AMA are brokerage accounts which Fronde access to bank rig semen and prorkse *rash arrangements with affiliated barks and other ihid.party bode and provides access to nurse rid arrany products issued Wu-affiliated thiveparty erstaxe companies though irdsance agency sLbsiddries of LEIS financial Seats inc. ▪ hvennynt niutance, and annuity products — CDC nosed • No bank guarantee* May est vale — tacit. Resource kaanagennent ACCOOnt. Business enters Account BSA. IRMA ant nternational Resource Management Account re registered service marks of UPS Financial Services eic — VISA is a registered Yeoman owned by Visa nterraional Swat Association and used under [cense The LOS Visa credit cards and the LEIS Visa debit cods are hued by LOS Sant LOS with permitco - horn vela U S. A Incorporated All Other vadermarke registered trackmarke, service marks and registered nonce marks are of their respective companies UN It:modal Services Inc Rev 201711 SDNY_GM_00023589 EFTA 00134209 EFTA01275980 UBS lies Financial Services Inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Cm-70056936750518m Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Incliv.Check/Car Account number Your Financial Advisor. SCO <TAne IA AMU VI C !ACC, Phon Questions about your statement? call yOur FinanCig Advil°, Or tke RMA Resourceline at 800-RMA-1000, account tilsitour website: smw.ubscorrillinancialseMces Items for your attention • Our office at 299 Park Ave, 25th floor will be moving to the 26th floor on May 18th Our Branch phone numbers and your account numbers will remain the same. Resource Management Account May 2018 GHISLAINF MAXWF I Value of your account on April 30 (5) on May 31 (5) Your assets 41,297 55 47,324.58 Your liabilities 0.00 0.00 Value of your account $41.297.55 Tracking the value of your account S Thousands $47,324.58 716 439 41.9 4 41.3 7.3 1.9 Dec 2014 Member SIPC Dec 2015 Dec 2016 Dec 2017 nor 2018 may 2018 Sources of your account growth during 3018 Value of your account at year end 2017 Net deposits and withdrawals Your ovestinentretunt Dirdend and interest income Chance in mato value Value of your account on May 31. 2015 141,946.32 $3,335.49 $42.77 10.00 $47.324.58 SDNY GM 00023590 Ghana:030569067S Ne7000192652 00003 I:518 0305750a00M CO Pap 1 of 6 CONFIDENTIAL EFTA_00134210 EFTA01275981 SUBS Resource Management Account May 2018 Your account balance sheet Summary of your assets Value on May 31 (1) Account name: Friendly account name:Ir 1 Account number: Percentage of your account A Cash and money balances 47,324.58 10000% Your current asset allocation B Cash alternatives 0.00 000% Total assets $47,324.58 100.00% Value of your account $47,324.58 A Eye on the markets Index Your R asocial Advisor - 7' STACK M ANLYLE CASRIEL • Cash and money balances may include available cash balances. VBS Bank USA deposit account, VBS FCC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the Important information about ;our statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 31, 2018 3-month Treasury bills: 1.91% One-month LIBOR: 2.00% Percentage change May 2018 Year to date 2.41% 2.02% 2.82% 2.55% -2.11% -1.19% 0.71% -1.50% C NP M000005693676NP70C0192652 00033 0518 030S7S004Mt SithiGM_000235019e 2 of 6 CONFIDENTIAL EFTA_001342I I EFTA01275982 SUBS Resource Management Account May 2018 Change in the value of your account May 2018 (Si Year to date (I) Opening account value $41,297.55 $41,946.32 Deposits, including investments transferred in 8,702.45 43,118.50 Withdrawals and fees, including investments transferred cut -2,68440 -37,783.01 Dividend and interest income 8.98 42.77 Closing account value $47,324.58 $47,324.58 Account name: GHISLAINE MAXWELL Friendly account name: Incite Check/Car Account number. Dividend and interest income earned for purposes of tbs statement tafablIty of interest and dredend Income has been determined ficm a US lm ROOlttr9 Porklotdbm. Pieced upon the residence of the account holder, account type. or prcdixt type, scone interest antrof dvidend payments may not bo subject to United Slates (US) and a Promo Ana (PR) Income tan The (lent mom* statement is not intended to be used and cannot be reset, upon for tar purposes. Clients should refer to the arcliotte tax 'opening loans they receive from UBS annualy, such as the Fortin 1099 and the Forms 480, foe lax reporting information n is the practice of UBS to file the aSiSliCatte tag reporting forms vAth the US internB Rektnue service and PR TRISury Deparent and in such loans arCuratety daSO fy Ow:genii /taco interest aSUP exerrut or tasabk 'Morn! Pleat consult yeti( inlydual tax preparer. May 2018(4) Year to date (I) Taxable interest 8.98 35.90 Total current year $8.98 $35.90 Prior year adjustment 0.00 6.87 Total dividend & interest $8.98 $42.77 Cash activity summary Your Mnandal Advisor: SCOTT STACK Mann YIP CASPori See Account activity this month for dela Is &dances in year Sweep Options are indudedin the °penny and closing baLtntes vats. FDIC insurance /ppd., to des:a:itsat UBS Para USA and all balks participating in the UBS FDIC insured Deposit trogarn. n &es not vp'y to deposits at UBS AG. stanitid Ertarch of bank CkpoOls placed through the U8Sinternationa Deposit Account program strip protecting) spits to money market sweep fund hold rigs bit not bank deposits See Important information about your statement on the laSt twig POWS of this document for details. Opening balances Additions Deposits and other funds credited May 2018 It) $41,297.55 8,702.45 Year to date (1) $41,946.32 43,118.50 Dividend aid interest income 8.98 42.77 Total additions Subtractions Checks and bill payments $8,711.43 $43,161.27 -2,684 40 -37,783.01 Total subtractions -$2,684.40 -$37,783.01 Net cash flow Closing balances $6,027.03 $5,378.26 $47,324.58 $47,324.58 UBS Bank USA Deposit Account APY Interest period Apr 6 - May 6 Opening UBS Bank USA Deposit balance Apr 6 141,772.36 Closing UBS Bank USA Deposit balance May 6 $47,492.08 Number of days in nterest period 3t Average daily balance $42,437.68 Interest eamed $8.98 Annual percentage yield earned SDNY GM 00023592 0 25% C fin7C009305070677 NV7003192652 00003 OSI 80305 ►aye 3 of 6 CONFIDENTIAL EFTA 00134212 EFTA01275983 UBS Resource Management Account May 2018 My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account name. Account number: Rewards pa ms are reflected as of the 26th cf the month or the pop business day if the 26th falls on a VRekerld NotiOcly Reward, poni Wanly CrelariS (an be found on www.u6S.(00.10nlintStNKeS May 2018 Year to date Opening balance 7,341 7,341 Points earned 83 83 Closing balance Your investment objectives: You have identified the knowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important information about your statement at the end of this document 7,424 7,424 Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost base default closing method is FIFO, First in, First Out. Your risandal Advisor: SCOTT STACK MANLYLE CASRIEL CNNC008005693678NPVC0192652 C0033 0SI 8 030250C Ili GM 4 of 6 CONFIDENTIAL EFTA_00 I 34213 EFTA01275984 SUBS Resource Management Account May 2018 Your assets Account name: GHISLAINE MA (WELL Friendly account nameAccount number. Some prices. income and current vaues Sherd' may be Epproxinvo. AS a reams. cairn and losses may nos tie aculately reflected. See ttoortaitt inkaratabOn about your statement a the end of the dxurnent fOr mole information. Cash Cash and money balances Cashand money balances may 'rid ode avalable cash balances, UBS Bant USA cpoot account balances, UBS FDIC insured Rogan Bank Etdances, UBS AG Stanford Branch deposit account bazoces and creasy market motif' fund sweep balances. See the important information 'tout )cur statement at the end of this document for detain about those nuances. Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA and as US$ FDIC Insured Proga'n Bank deposit account tdanCes are insured by the FDIC within applicable lents, but ale not protected by 51K. PBS AG Stanford Brant hdeppst account balances a* not insured by MC and are not protected by 51K. Money market sweep Winces are protected by 51K but ate not Insured by the FDIC openng baance Closing bdaxe PrItt per snare Average DividendInterest oaysn Hddng on Ma/ 1 (1) on Ma), 31 (5) on May 31 (t) rate poled period Cep amount U8S BANK USA DEP ACCT 41297 55 47,324.58 250000.00 Your total assets Nrcentape of Cost Estimated unfeahrea value on May 31 (8 raw account Oases (S) annual inccn* (S) can or lc% (S) Cash Cash and money balances 47,324.55 100.00% 47,324.55 Total $47,324.58 100.00% $47,324.58 Account activity this month Date Atlialy Description Armen 0/ Deposits and other fends credited May I Transfer FM Y1235750100 8,702.45 Total deposits end other funds credited $5.702A5 Date Actitily Deurption AirOurit (F) Dividend and interest income Taxable interest May 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 090a 18 8.98 Total taxable interest MEN Total dividend and interest income 38.98 Date Description May 3 Withdrawal ACH WITHDRAWAL LINTEDHEALTHONE Amo let (s) Bill payments -39 94 continued near page SONY GM 00023594 C HP703033056;0679 NV7003192652 00033 0518 0305a00103 Page 5 of 6 CONFIDENTIAL EFTA_00134214 EFTA01275985 *UBS Resource Management Account May 2018 Account activity this month (contnvecn Account name: GHISLAINE MAXWELL Friendly account name:Indiv Check/Car Account numberYour tinencial Advisor: SCOTT STACK MANY LYLE CASRIEL Date Actiuty Description Amount CS) May 3 Withdrawal ACH WITHDRAWAL UNTEDHEALTHONE -462.87 May 3 Withdrawal May 9 Withdrawal ACH WITHDRAWAL Saks Retail Total bill payments 42.68440 Bill payments (continued) ACH WITHDRAWAL AMEX (PAYMENT -2,014.09 -167.50 Curd Hers for your Attention: The new U8S Visa Infinite credit card is here, packed with exclusne cadet benefit, more rewards and more of what you love, including extraordinarily personalized service. All stumirgly clad in metal. Visit ubs<cnYvisainfinite or call us at 888.762.1232 to learn more Itsnmurn Payment Cue Payment Due Pate Credl lne Ayalatre Credit Uric Outstanding balance UBS Visa credit cards) payment information for June 23, 2011 $35.00 fun 23, 2018 535,000.00 $34,91660 983 40 this credit cad h enrolled in UBS Pay Creel' Cad feature and Mll auto watcary to pad Iron your Sawa. Your payment IS Mudded for tune 20, 2018 We provide Misinformation on your UBS Visa PPM cant sdety as a courtesy to you The U8S Vim credt card and account are issued by UBS Bank USA UBS Bank USA sends you the official statement for this account and you sh0uld make your payrrent accordng to their net ructi We do not include your cursundinei milt card balance in the value ce you recount wish UBS Financial Servitors Inc Date ActMly Description Amount 5) Money balance activities Apr 30 Balance forward 641,207.55 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,70245 May 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 0903118 .281690 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0904/18 8.98 May 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05109118 -167.50 May 31 Closing MIS Bank USA Deposit Account 547.32438 The UBS Bank USA Cepoat Account is your pnman sweep cotton 007000000%93680 NP7000192652 00803 0518 03057 ItlilY_GM_0002351nP e 6 of 6 End of statement for account number Y I 2 CONFIDENTIAL EFTA 0(11342 I5 EFTA01275986 important information about your statement U3S Financial Services inc. (the Firm cc UBS anted Swots), is a mesas of all principal acuity, ccmrroday and weirs exchanges. UBS Financial Semler, and 1.8$ Bank USA re i-died subsilenes of UPS AG and athhaes of UES Sautes U.C. The Fun's lama' staternert C available upon remast The Fives townie offices are at: UBS Financial Seven Inc. 1200 Harbor Boulevad Weehawken, RI 07086 This %Menace represents the only official record of yar LBS &uncial Semites account. Other recalls, eat official tax dxunents. contanng conflinng data 'bond not be relied wan II youbelieve thee ban era or omission please report it arrnedialialy n writing to the Branch Manager of the office wotg your accowt. Atta4' al hires shown re intended to be accurate, statement datashould not be used fa tae purposes Ray snob on yerend tax kerns, (Le • Form 1099. 5498. 10425. etc) when prepamg your lax return. The Fire s required by law town to tie IRS all liable dividends, report/Lb rostanble anima and vane interest erred an families held n you actor" net proceeds as see traroactions, rd con basis cn certain covered sates. Cravoreanationa widt two Firm • Please reconfirm ay oral communcatent in wring 1ofurther protect your riles. indudrg your rignts under the Seosiies Investor Protection AO (SP8 • If thefinancial atitution on the top left of to frond ol this statement snot U3S Enamel Strokes, U3S Financial Sanas carries your =cum as Waring taker by an-a-gement vet the ideated insitutti We informal yco of this relatcnshio when you opened this axon. h the cast your Kea and Parities re located aims financial Services and rot tie intro.:Law braes, and you nut make a repxt of any error or omission to both firms • As desisted Inthe account agreements, you mist roily us of any errors or laud Solving decks reflected on year statement within 30 days after e was mailed or made kW. • Pleat died /mower complaints or harries to ter Fim's C fent Relatkns Deterrent a 201.352.1699 or toll-free at 8/20-354-9103, 8:CO AM. to 6 CO P.M. ET Monday through Friday, or in wing to WS m anual denten Fe., Client Relative Department P.O. Box 766 Union Chit W 07C$7. • A 0 slaements shall be deemed complete and waste if not objected to h welting within GO days • Fa nv services_ Call 044412/0966 or *cm outside the US.: Cal201.352449S • h cat of tars or westkrus skein an electronic knit dam* (EFT). bit pannuni a UPS Vett/bit card transactrons, call KO-M-1000. Or wile to UBS Fano& Snaps It,, 1000 Harbor Blvd, 6th floor, Wielmeen NI 07086, Am RIVINEGA Strokes. Cal a wite as soon as you can, if you *tit gar statement a receipt is wag or 4 youneed more a-domain axut a transfer on the statement or reeePt. The Firm or Cad War Gs appicable)mitt her I ranyOu no later than 60 days after the Fm rant you tie list acme d on which the error or Problem awered. - Pordeyew name ad axone Meter (0 any) - tenthx Ile error or tie tanner )Cu re inure about, rd ninon as clearly as you can why you believe a is anent a why ow need more S.: matron - Provide the doles antis! d tie suspected era. The Finn or Card bsuer wi Seagateyour complete and will coned aro error promptly. For alleged errors twiny? UBS Vaal, debil ca-d ea-mach:rm. if we take more than 10 tus tress days to dates, we will credk your arrant for the amount you that t in error. so that you ni have the use of to money dunng he tine takes us to complete our iroestiption. Please mike all checks payable to the Fern or toe lance& instant) notated on to front of the statement In addition to nrgnar accost leek account may be abject to mai-wmarce len chaps for We pannee as securities purchases and charges for unpaid ascents n cash accounts Accounts that ae transferred to other instancns may be subject to a Vander fee. UBS Sweep Options LES otter, option ken sweeping cash banes to bat depose acccuMs al non-affiliated bats rd affiliated banks. Maley market mutualfunds (Money Ftid)aad the aernatiorolDrPocit Oxcart (CA) fa castanet wih anInternatern Noon Management Accost. Depose accounts al UB5 Irk USA and tiro-affiliated banks participatng n the UBSFDIC4nstred Deposit Protein are FDIC /inured in accordance veal (INC ales. For mere infoonatian, please visit *win f dic.gaii. Deposit accourts at UBS AG StanfordBranch and shays of MoneyFad are rot tared by the FDIC. Through tie b7A, cash balances re swept to deposit accounts at UBS AG New von Brant, ad UBS AG Cancun Branch. These deposits are not insured byte FDIC. Balances held at tie LES AG Cayman Branch are temp:only imposed tote sovereign risk. of tie Cayman bla-dk and there is no quanta or other obligator, of LES AG to repay the balances while tithe UBS Cayman Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protested by 51K. See 'LES Finnan Sitnaf Account Protection' below. Weiyour request, balances n to bet depositsme be **dawn, and shays of a Money Ford may be haidaect and he proceeds retuned to you a your settees attar* Father it match about available map options, nets: rig current inierest rate. and yields, it available wave ubs corrironewyelik fromyour Lancia Arta/ a by calling B20.762-1000 'JOS Fisancial Services account protection The Firm is a mortar of the Seosties Investor Protection Corporation (SIPC), which protects securities customers of its merrters up to 150),000 Gricludina 1250.020 for dains for oath Sanatory broths* available upon reckiest or at mar 3fC.org The WC asset protract Wits apply to all accosts tilt you hall in a /articular capacity. The Fnn. together wish certain aff Pates. has also Purchased oniplenvental instance The mai mum amount psi *le to al thatb clients, collet...fib Linde this protection is 5500 million as of Decerrter 10, 2016. Sttject to the poky cordlike-4 End lenitations, cash at the firm is further protected to up to $1.9 million n the aggregate for all your accounts heal n a partrout capacity A fill ccpy of the poky wadi-9 is tailible Won request. Neither the SIPC parlor/mot the apphrnental protection apply to: • Certain Ironeia assets controlled by (and triclatred n your account value) bit hell away from UBSFinancel Services. For exaTole certain 0) insura-ce reedia-tv. including variable aortas, and (i0 shares of meat funds registered in the nine of the &case holder on the boots of the issuer or transfer agent), • Investment areracts or investment interests (eg. limed partnerships aid private placements) that are not registered under the Securias Act ol 1933; • Commodities contacts (e foreign odors* and me exit metal centring nalubrg futures contracts rd commodity option contracts; rd • Deposit accounts (except cenifkates of deposit) at LES Bat USA, UBS AG U.S. branches and banks n the FDIC awed Deposit Protium. The Slit potearon and he suppinnental protection do not apply to these assets Own if they otherwise appear on rat statements. The WC protentrn and the appkmertalpraection it not protect against changes a the mines vain of you invervnents (whether a s result of menu movement, issuer binkruptcy cr otherwise) Dividend Reinvestment Program (00%) The pin reflected i3 Jverage pike You may obtan the actual pro. Irtvn yos Not in Advisor . Only whole shares are purchased under DRIP; Panel tern will be soli ad the cash wit be deposited tri your account Tea &idol] (ern/semen price applied by the Baer map Offer Irom the market pke at which the panial than re sold • Cnb whole urns may be hid n yos account. If you re staled to • pas ul at annuli ol • bad payment • otionvise. the Finn will either sell partial trim at matt price ce accept an snore detemined by a registered cleirkg agency, a-d credit pas accost Investment abilities The investment objectives rd risk profile are speak to each account and may ray between yes accounts Pease advise the Finn prorrptb in venting oil any igrolicant change in yotr financial situationor investment obectme For each wart hetj you choose ore of the (plowing investment objectives: • ProduceCcorencincorec Investments seeing the generation of ncone only. CONFIDENTIAL • Askew Cepa/ Appreciton: Investments seeking growth in pmcoal rather than the generation of income • Prolate Combnation of/mount aniCapitaf Apportion/ Investments seek -g both the generation of nccme and growth of titian Overall risk prof ilea • Conte/have- Seeks to manlin nail tiro pat with low rk) and volatility to the accost overat even that means the accost does one generate significant income a rears and may rot keep pace wit intent). • afoobrafe Wiling to accept some risk to principal and tolerate sane volatity to shift higher return,. • Algoressee: Williag to accept hip risk to pincipal at high volatility to seek high returns overtime. • (ntimmentElicjeikey Consideration: If selected a portion in the portIolia for tat account may include complex strategies, linked liquidri andante whitey. Statement •haseholdior We may consolidate M related account statements with the sea address in the same ernretpe, op. because they have cones take mantic' joint scoot)t relationshias was otter dents a the sire address. If you webs to mane indiedual state eats mailed 'n mane ernelcoes, you may decline hourohnding try ailing your Financial Advisor Friendly account name The Friendly account none is a customizable 'aliment' chews by you to assist you with your recordbeeping has no legal effect cn your account You can thaw? your friendly account nines, through Oar* Services a by contacting ryasF nanoal Ardour. Accaon overview • Yak" of you accountrportiolia Net of assets and bailees • Assets_ Includes available cash balances, wakes for restricted saunty (est), and Global Tine Deposits, unread:el marts to market, and carton assets not held by the Fern. Does not include unpriced oeuritielactels at the end of the pior and orrent staiemeM penods, or prone iroesonentku od stock options and (serenade stod options • Craton:es IncLides debt balances, onsta-dtg nation loans, credit lint snort meant balances. • Casheioneybaitros. Total of uninvested avian* cash balances, pLis depaot balances at affiliated and nondff lined banks, aid nxney maket mutual Ltd sweep balances, at the cbse of tie amerrent period Norocormidity free mit balances in stet want ay not segr, 'gated from other balance and tie Fernray use any of these finds in the ordina-y course of its busness. These funds reps** won your demand. This iota is incLded in the CLIThill period closing yew. SDNY_GM_00023596 EFTA_00134216 EFTA01275987 Iinporlaut information about your slatement (Continued) Lending information For deeded infOrmaten en the Finis lending predate" and chorAnn, refer to your Client Relationship Athernart or Accost Agreement arid the General In and Corditons.1.85 Statemenl of Credit Practices available in Agreements end Guelbsures at lausyt ub• comircauttockclettat. Year assets Your stakenxien demon secuit es and other assetsheld in the account al the end of the statement pond You may ac for &hay d ley paid sco-rtties at any tine. You may receive secunlies used as loan collateral alter payng any Isolate de an them. Any securities tranOettecl to the doing the statement period are lhted at market value as of the end of the statement prod • Cost belie. In determining the cost balm of the saunties incktded in this axonal. minere indicated web the nutter Les nazi Sewn teas rehEd on information obtained from sources other than US$ FnallOal Senices. ilk:emotion Iran another fain Or that you may haw provided to you-Finirkial Adiscr. The Firm does not irdeperdently verity a seaward* the actuary or vaidily of any elammion added by swum other than lin Fianna Services ad ahough LOS F narked Services garal updates this /dame Oa as.* received. the Tem don not prow* any assurances the the nformaton seder 'COW bind' and • werealaect gaff loss' 6 accurate as of lee date of this statement. As such pease do not rely on this information10 make mochas.. cc sale decisions. for tai disposes or ad owes.. Accounts transferred to the Fin may reflect gageloss Ham mcn only fa the period ea* they are heed A the Font More historical nformalion can be added by ya./ Financial Advisor. • Urruiited gaiisfionee Yfrkes data is wadable, to 'sneaked gar:losses are calculated for ;yields, secucy lots the transaction data fa nidtvilaal lots may or ma/ not reelect cornmosiceo. charges rater security reorgani:ai en events. Dividend and other rt:west:Nam lots and systeenalk purchase Ids are each catiad to display one averaged lot. The • trade date co/onn presents the aging transaction trade dale • Callable tearkies Bond and preferred stock that the issuer cats for eats redemption wit be selected tetanal& by lot Iran anon) at secuntes of that issue heldit out name or n nominee name for as clients Call least rekernauxen otslaned from third parties ad es accuracy is nol gaanteed Other call f eaves may exist which coxed Elect *id compele niamalon will be added upon request • Cottages...deposit (CDs). COs ate FDIC nsured tp to t250,030 n min oat and accrued interest per depositor ant per depository indecency inaccordance wit FDIC nieS. • Pricelvalue Prices displayed for setiones and other produces my be hgher or lower than the Price that you would slushy recent in the market. Prices se obtained from erica hid pal, source. thch war ben* to be rekabe, hit we do not guarantee ilea acaracy - We generally use the closing price when available a the mean of the bid and ink prices la listed securities and cohere a only bed prices la OTC saran. - Less wheat traded 'wont nn may be piked yam] a valuation model a the mod recent pre* we dalaned rd may not reflect an actual market price a value - Certain post ens may tipper without a wk.. a-4 will Pay al 'price was not evadable' d we re unable to obten a price for a security. - Deposits or securities denominated in curencies ate. Uon U.S ddlon se relkcted at the eahange rate as of the statement date - Fa certain securities trading in nonconforming denomnatorn, axe and quatily dace wake) may have been elated to facilitate proper vabacce. TO obtain warted quataliten. when aaaaabSt contact yar Feuncial Advisor. • Private inveaUteentS and structured products Private investment SeCtritieS (rk lacing drat partopown program and real estate imestment trust wanes) and sax lured axlacts are grinteoly hglay alcual Cartan art Lured products have not been registered with the Securities and Exchange Ccowession or under any State SeCuntieS laws. We remade *sweated values for private nvestmtnt leo-rites and structured reedit for informalens, purposes only Accuracy is not guaranteed - These values may differ %Warmish/ from prices, d any, al whkh a paste rnestmal security a Structured point may be boupv a sold and do not necessarily refeesent the value you may receive %Oa lituidaticn. - ThYd party emanates of Abe are as of a certain date and re Steplkd to UBS Fnarcial Serves on a agar base by an independent Salon tem. - Mutt, generalpartner or sponsor est:noted vales if any, re applied to the F im by the 6Suef, general Paine( a sponsor and may be caktIated based on Off event rdorrnation Iran that used by shed pain to derive their elimated vales. - You can obtain additional information regarding the methodology used to determine the estimate of value and the date of the ntamation that is the basis la the estimate by contacting your Fennel Advisor. - Thrd party estenawd vales may be reflected as Not pnced• n several stallions. when an steer:tem valuation arm has not supplied or e unable to assign a rake. when we become aware that a material event has centred Out may tall a Preweu0/ reported value isto gueStion, cc when a value would be highly speculative due to the nature of the secunty. - When nether an issuer, general piano or sponsor estimated value Mr a thidepoty estimated wake is proWied, the value of the security will be deferent from its ctahase prate. - ':kabala, to dale mat ntaJdt fee" of capaat. Accent or both. • 'Orignal unit sae' represents the initial offering axe per unit and may not reflect ems cost basis. - DPP ad tatted REP secates arc not listed on a Mien* securities exchange, and are generally dicea4 and even it They can be sold, the price reused may be less than the per share estimated are voykkd n the acute statement. • Restricted securities Restricted stardom aneralir re rot tumefy agate for public sale LDS Financial Services uses the market price of the unrestricted stock of the sane nsuer as an meted value foe the restricted stock fa purpose: of the sroemenronA To the neat that restricted securities are elijble lot sale, the vake receivedmay be skbstantalbe less than the emoted vale* shoran • Est (tostimattod) income• current yield' and rates. 411 tin :sate of annual isccraa is bawd an curer* dhiderkt ani Merest rates, assunireg der securities will be held for one year tram statement date or urea mattsity This estimate is only a quaker*. accuracy and continued name are not gusareeed — Estauted areal noon* and cutent yield for certan txx-s of sectrites toad siclde a :Man of prncoal or capital gate em which case the eat. income (ad culvert yield would be overstated. — Estinated axed income and current yield and the actual income and yield Might be lower or hither than the estimated anoxia — An estimate of anrualaal name (dividend ado interest) divided Pith• current mallet valaeraverage balances based on the last dividend or merest payment made by the issuer and d19-MeS the securkeRdeposts will be held for one year kom the statement date or until maturity. Accuracy and continued real are not guaranteed. • Assets not heed by UBS Fitericial Services Certain assets are not hell by Thelma and not wain the Farm's possessive or control. These assets are deployed on yea streart for infortnatenal arposen only. Positons and values presented are provided by the issuing fern UEK Franca' Serwes is not fl orist)* or tit and o guarantee es accuracy. these easels we rot protected by WC or the Tent's supplemental WC career. • Revenue during and additional compensation. — n alincn to cornmemOns en sales rd I2a I fees recanted n comae ion with the diarboon of maul' finds to as <leaf we exact our alpine renew revenue Oat, payments from claddas ardor advisors of the rruttail funds that we sell. These woods are based an two different C011ipOrentS: (r) the mane of sales by MRS of a particular manual fund family to our awns, and 60 the asset value of a Particular mutual feted frays shires held at the igen - We and our affiliate also receive netviodrg and annexes processing fees in comdmation for transfer agent services that we provide to the mi-eual funds These fees generally are paid from armor assets re the mutual had and are a feed dollar airdrit based on the rumba ol accounts at the broker-dealer hokfrig nuual hinds of the lad tautly - e1 addition to commisions received in connection with the sake ex darbuten of annuky attracts and unit weaned trust tress to our dents. we ardor Os Oblate receive revert* sharing coentensaten from may of thy AturIeKt <cmpaliet unclenAnt CONFIDENTIAL the annoy cortraas, Alibates of the attacke companies or sporkors of the unit investment trusts we dada:ant. - In addition to commissions received frcen the drama and sale of Nesfahr es fund we ardor it affiliate receive art assePhastd revenue sharing payment from NonShares dkattAors, as well at I Lncli-9 for anhnolow devekpment. Panng and enaction. - Our if antes also recs./evading coo enssons and other commendation Porn textual folds and insistence ampain whose products we&Oxen - We recent an a-nalfee fruit LEG en USA and LEG AG Stamford Brach of up to 125 per account sweeping to the banks cider the LDS Bari Sweep Program Activity Informaton regardng CCOMVSSialt and other charges incurred n ccnnea ion with the execution of trades, indadng option transactions has been wedded on COnfernstiOns Foevousfy furnished to you, rid wet be provided to you prorrpny on re-west. Short teeing If you se engaged n short selling a securay, you may incur a charge de to certain borrowing cons for that pat ilte seirity. Openorders Regarding open Or • 700.1.14ancellecV ado, that were not oneetied by the statement date, open buy and set stop orders are reduced by the amount of Bede it s a reps on an viedividends a neighs date unless intimated otherwise by you. You are respinsbb for orders that are executed die to pier failure to cancel "'fling open ofcletn, Privacy to Ginn a copy of an current Client Privacy hattke, please cornea your Financial Adam, or vet as webs.e at lanny mai eneareeventrae. ▪ LOS Financial Saxes is not a bark. The RMA, Banns Services Account BSA and IRMA are brokerage accounts which probick access to bank Ina Services prodxtt gnat arrangements with affiliated bats and other Ihid.party banks, and provides access to retrace and amity products issued loy trait based thedeparty ward companes though advance agency °Snider's a !JADE-axial Services ins - esentrwent eisurance, and tenuity products — Plat CDC Weed • No bank guarantee* May lase vale — WA. ReSOSCP litaripertant ACCOOle. Business Senses Account BSA. IMAM and international Resource edam:v.0one Accost are regal cued service marks 01 1.85 Frontal Service, etc, — VISA is a registered vadrinard owned by Visa Intanienal Dine. Association ad used under [tense. The LI35 Visa creche cards ad the 185 Visa debt cards are issued by 185 Bart USA with porrnitsion f tom Visa U S. A Incorporated All other trademarks. registered vackmarks, service marks and registered service maks are 01 their tempera* cocOanees UPS Financial Services Inc Rev 2017II SDNY_GM_00023597 EFTA 00134217 EFTA01275988 44) UBS U8S Financial Services Mc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 Cem70056358590618x17 vl 0 Account name GHISLANE MAXWELL Friendly account name: Incliv.Check/Car Account number Your Nnandal Advisor: SC011 STACK Mb N1, v.e bSB Ft Pho'in Resource Management Account June 2018 GHISLAINE MAXWELL Questions about your statement? Cab your Financial Advisor or the Value of your account RMA ReSoUrCeLine at 8DO-RMA- 1000, account 029323576 on May 31 (1) on lune 29(S) Your assets 47,324 58 45,120.48 Visitour website: vw.w.ubscomffinancialservices Your liabilities 0.00 0.00 Value of your account $47,324.58 $45,120.48 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreport.com. Tracking the value of your account ThcLcarld$ Sources of your IKCO uat growth during 2018 Value of your account at year end 2017 $41,946.32 7:6 Net deposits and Withdrawals $3,121.47 4?9 419 47.3 45 t Your nvestinett return Dividend and interest income 152.69 Change in market value 50 00 • 9 Value of your account on Jun 29.2018 us 170.433 Dec 2014 Dec 2015 Dec 2016 Dtc 2017 ma/2018 run 7018 Member SIPC CONFIDENTIAL CIIPR3005006635869NP7000305430 00003 C618 03057500= 1C000 Pap I of 6 SDNY GM 00023598 EFTA_001342 18 EFTA01275989 ICI UBS Resource Management Account lure 2018 Your account balance sheet Summary of your assets Value on lune 29 a) Percentage of your account A Cash and money balances 45,120.48 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: GHISLAINE MAW. EL_ Friendly account na • i r Account number: E Non-traditional Value of your account 545,120.48 Your current asset allocation Total assets $45,120.48 100.00% A Eye on the markets Index Your Financial Advisor SC" -• CASRWI • Cash and money balances may include available cash balances. VEIS Bank USA deposit account, UBS INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about four statement on the last two pages of this statement for detaks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 29, 2018 3-month Treasury bills: 1 87% One-month LIBOR: 2.09% Percentage change lune 2018 Year to date 0.62% 2.65% 0.65% 3.22% -1.19% -2.37% -0.12% -1.62% CNPAVC0006635870NPAX0305430 00003 0618 030575004 CONFIDENTIAL ICBEINYGm000234,1$ 2 of 6 EFTA_001342I9 EFTA01275990 *UBS Resource Management Account 2C 1:.1 Change in the value of your account lune2018(S) year to date (1) Opening account value $47,324.58 $41,946.32 Deposits, including investments transferred in 2,675.42 45,793.92 Withdrawals and fees, including investments transferred cart 4,889.44 -42,672.45 Dividend and interest income 9.92 52.69 Closing account value $45,120.48 $45,120.48 Account name: GHISLAINE MAXWELL Friendly account n • Account number. Dividend and interest income earned For purposes of tNs statement, to ablIty of interest and dividend income has been determined frcM a US ten reporting LetsPeclist. Based upon the residence of the account holder, account type, or product type, some interest ander dvidend payments mar not be subject to United States (US) ardor Puerto Rico (PR) Income tares The tient monthte statement is not intended to he used and cannot be retied upon for tar purposes. Clients should refer to the aP0Katie tar reporting forms they receise from MS annualy, such as the Coons 1099 and the Forms 493, foe lax reporting information et is the practice of UBS to file the accricarie try reporting forms vAth the US inferno aeveni.e service and PR TreaSury Departirent. End in such Ramo accurately crassly chic:tact ray IntereSt lax exempt or iamb* income Meta* consult your intlyclual tax preparer. June 2018(3) Year to date (S) Taxable interest 9.92 45.82 Total current year $9.92 $45.82 Prior year adjustment 0.00 6.87 Total dividend & interest $9.92 $52.69 Cash activity summary Your N nodal Advisor: See account activity the month lot details_ Biances In your Sweep Options are indudedrn the opening and closing balances value. FDIC Insurance re:p4es to &positsat UBS Sant USA and all halts participating in the UBS FCC insured Deposit Progarn.R does not apply to deposits at 1)85 AG. StariordErrarch or bank caparits dived through the UBS intern:lion/ Deposit Account program SK protection apples to money market sweep fund holdrqs tut not bank deposits See important Mformabon about your statement on the lad two pages or this 030ement for detain. lone 2018 (1) Year to date (1) Opening balances $47,324.58 $41,946.32 Additions Deposits and other funds credited 2,675.42 45,793.92 Dividend aid interest income 9.92 52.69 Total additions $2.685.34 $45,846.61 Subtractions Checks and bill payments -4,806.04 -42,589.05 Card payments -83.40 -83.40 Total subtractions -$4,889.44 -$42,672.45 Net cash flow -12,204.10 $3,174.16 Closing balances $45,120.48 $4 5,120 48 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 6 Opening UBS Bank USA Deposit balance May 7 $47,492.08 Closing UBS Bank USA Deposit balance run 6 $45,711.55 Number of days in nterest period 31 Average daily balance $47,178.33 Interest earned $9.92 Annual percentage yield earned 0 25% SDNY GM 00023600 CNT7C00830605871 NT7003 305430 00033 C6l8 03057SCCs rPap 000/ 3 “ CONFIDENTIAL EFIA_00134220 EFTA01275991 *UBS Resource Management Account lure 2018 My Choice Rewards Points from UBS Account name: Friendly account name: 'u Account number: Rewards pants are reflected as of the 26th of the month of thepro:business day' if the 26th fats on a vieekerNh0liClay Reward, porn activity oetals can be found on w.ww..ubs.corafOnllneservKes lure 2018 tea, to date Opening balance 7,424 7,341 Points earned 0 83 Closing balance Your investment objectives: You have identified the following invest rent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Frnancial Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important informatron about your statement at the end of this document 7,424 7,424 Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consderat:on - None selected Your account instructions . Vow account cost basis default closing method is FIFO, First In, First Out. Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL CNNCOCE006635872NPNC0305430 00033 06l 8 03057 50a AaleAi worty_ Gm _00023409e 4 i f ,:i CONFIDENTIAL EFTA_00134221 EFTA01275992 *UBS Resource Management Account June 2018 Your assets Account name: CHISLAINE MAXWELL Friendly account merle: Indiv CheddCar Account number. Some pntes, InChale and current vaues sheen may teepprOximale. AS a itstm. darn aid losses may nol be accurately reflected. Set swollen( into/meson snout your statemem a the end of ths dxumem fOr more Infornmon. Cash Cash and money balances C3sh and money balances may rad ode. avaltde cash balances, USS Bank USA depout account balances, UBSCDC insured Progan Bank Balances, UBS AO Stanford Stanch deposit account bdences and rroney name mu tut land sweep balances. See the Important information about nor statement at the end of Ns doarneM for details about those blames, Hddng WS BANK USA CEP ACCT Your total assets Cash Your %sandal Advisor: OTT STACK MA/aryl C CAIrtiri Urn Bale USA and et UBS FDC mused Procyarn Sank deposit acojr baesKeS are insured by the FDIC %Albin applicable lents, but are not protected by SIPC. U8S AG Stanford Branch depaut accourt baances me not insured by FCC &War not protected by SIPC. Money make sweep penances are protected by 9PC but are rot Insured by the FCC Deering bdaree closingbliEnce Pike per share Average Dnicitneintertst Days in on Jun1 (1.) on Jun 79 (I) on Jun 29(1) rate period period Cep amount (S) 47,324.58 45,120.48 250,000.00 Percentage of Cost Estmated Unreal zed vane on Jun 29 (1) yOur account Oa% (S) annual interne (SI gain or loss (0 Cash and money balances 45,120.48 100.00% 45,120.45 Total $45.120.48 100.00% $45,120.48 Account activity this month Date Adria), Dex Arrount (S) Deposits and other funds (red ked Jun I Transfer FM 100 2,675.42 Total deposits and other funds 12.675A2 Date Actin* Description Arnow' (5) Dividend and interest income Taxable interest Jun 7 Interest UBS DANK USA DEPOSIT ACCOUNT AS OF WO& 18 9.92 Total taxable interest $9.92 Total dividend and interest income $9.92 Date Adhity DeSCdplagn Jun 4 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -39.94 Amoselt IS) Bill payments OrP703033066359,73 erP7003305430 00033 COB 03057901 CONFIDENTIAL continued natant DNY GM 00023602 I)00 Page 5 of 6 EFTA_00134222 EFTA01275993 4t UBS Resource Management Account Jun? 201$ Account activity this month (contnuedi Bill payments (r -irrrn Pc.,) Account name: GHIStAINE MAXWELL Friendly account name: lndiv Check/ r Account number: Your 6 vandal Advisor (]TT STACYJAall I VI F rACRin Date Actinty Description Amount (S) Jun 4 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -4258.43 Jun I I Withdrawal Total bill payments 44.806.04 ACH WITHDRAWAL Saks Retail -50787 Card Items for your Attention: The new UBS Visa Infinite credt card is here, packed with excluswe trarel benefits, more rewads and more of what you lore, ncluding extraordinaribr personalized service, All SItinningly Clad in metal. Visit ubSCONvisainfiMtec«all us at 888-762-1232 to learn mare Date Description Amount (1) Card payments Jun 20 CREDIT CARD PAYMENT -83,40 Total card payments 483A0 rriinnum Payment Cue Payment Due Dee credt kne Avatar. C fedi Line Outstanding Glance UBS Visa credit cards) payment information $0 .00 S35,000 00 535,000 00 30.00 This credt cad is enrcKed in UBS Pay frail Card feature and will auicmat cary be pid from your xcoure Your payment is schoduted for July 20, 2018 We preside this information on your UBS Visa credt card scleiy as acourtesy to you. The UBS Visa credt cad and account are rssued by UBS Rank uSA U8S 8ank USA sena you the off icid statement for this account and you should make your payment accordng to their instructions. We do not include your Putt-lading credt caidhriance in the verve of lois account with URS Financier $ennces Iix Date Activity Description Amount (S) Money balance activities May 31 Balance forward 847.324.58 Jun 4 Deposit UBS RANI: USA DEPOSIT ACCOUNT 2,675 42 Jun 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 05,04118 -429837 Jun 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 06/0918 9.92 Jun I2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF DO 1 I/ 18 -507.67 Jun 21 Withdrawal VBS BANK VSA DEPOSIT ACCOUNT AS OF 0620118 -8340 kin 29 Closing UBS Bank USA Digest Account $45,120.48 The 1185 Bank USA Oepayt ACC0Unt Is your primary Sweep Whittn CNP7C008006635874 NP7000306430 000O3 008 030S75° 1Q 4Y_GM_00023t3low 6 of 6 End of statement for account number VI 23576 55 CONFIDENTIAL EFTA_00134223 EFTA01275994 Important information about your statement Financial Services Pc. (the Fin, or OBS entail Serval). is a mentor of all principal cecvily, ccmrrodey and caters exchanges. UPS Financial Straices and 1.85 Bank USA ore i-died sutra:tones of UPS AG and affilthes of UES Secuitin LLC. The Fim's Inanoal statemert a available upon reciter. The Pas exentioe off an a-. at: UBSFina-thal Saxes Inc. 1200 Harbor Boulevard Weehawken, NJ 07086 This moment represents the only official record of you' LBS Financial Sakes account. Other recalls, tape official tm.dourints. contanng contliang data should rot be relied Lan II youbelow there is an aro or 'mirror please report it immediately n tang to the Branch Mangle of the afire wvith your account. Altoup antipode shown re intended to be accurate. statement data aboukf not be wed kr tar purposes Rey sdeN on yerend tax amt. (he , Form 1099. 5498. 10425. etc )Mien prepamg your lax return. The Fim required by law to ran to he IRS all taxable Maiden* aortabb ronhauble brand and heath aver end pis starlit, held n you accost, net proceeds on set bream-lira, ad con basisoncertain covered zanies. Coaveralatkins wide the Firm • Please mania sty oral cormontatona in wring to further protect your rills. indudrg your rotes utter the Swaim Investor Protection Act 6, 41 • If the financial ithiution an the top lett of the front of this starts snot LBS Enna' Stakes, LBS Frandal &mien carries yea =aunt as dearing better by arra-gorent wth the ithcated e,1&4vn We informed you of this relate:aka a Myth opened this scan. h the cast your bra and swages a bated at Les financial Senates and rot to igocarg braer. and you rat make a man of my ma or omission to both firms. • As dethad in the account aggements, you rrust roily us of any etas or fraud teasing decks reflected on your statement within 30 days after a was mailed a made awilabla. • Pleadiva othorrer camplarns or i-gaiies to tee Piths C fent Refer:a Department X 201.352.1699 or toll-free at 8020-354-9103, 8:CO A.M. to 6 PO P.M. ET Monday through Friday, or in rang to UBS manual Sean Ix,. Client Relations Depertmeg P.O. Box 766 Union Ciy, W 07007. • A II steements shall be deemed complete and ante if not clapclial to in venting tetra 60 days • For TN services_ Call 044412.0986 or nom outside the US.: Cal 201.352-1495 • hease clean or eastern abbot in 'beanie Ends Veneer (FT). be mart or UPS trina•theit card transachons, call $33-7E2-1000. or wile to UPS Fractal $er.ice, It,, 1000 Harbor Blvd, 6011100h Weehawken NI 07086, Attrt RIANESA Sakes Cal a ate as soon as you can, if you tile yos statement a receipt is wag or 4 you need more Homan:en abort a transfer on the statement or recta. The Film or Card bar (as amicable) must her I romyou no later than 60 days alto the F rm sent you the fist act Meant on with the ems or Problem athead. - hordeyou name ad xcant nutter (if any) - fthsabe Ile error or to nosier )wore inure about, rd within as clay as yoth cm why you believe • is mar a ay you need more ream an - horde the dolor arrant d the suspected era. The Finn or Card Issuer we irestgate your compliant and well coned ry wear tamp*. For alleged eats irnlenq UBS ca-d transadia. if we take more than 106wionsdays to da ths, we will credit yes &con for the amount you that 6 in error. so that you as have the use of the money dunng the tine n takers us to complete our iwestiption. Please make all checks payabb to the Fa or the Nasal instant) related on the barn of this statement In addition to negstar boat as, accounts ma/ be object to martena-ce lees, chaps for late thane kr securities purchases and charges ke unpaid amours n cash accounts. Accounts that are transferred to other instaans may be subject to a tender fee. UBS Sweep Options 1,65 offers options a swang cash balances to bale depose accounts al non-affiliated bales and a bated banks, money owlet mutual f unds (Money Finder-4 the Igernartnal Dena aceeket (DA) fo curare wile an International Insane Management Accord. Deposal account al UB5 Eta USA and non-affiliated banks participatng n the UB5FDICinstred Deposit ?roofer are FDIC oimured en accordance with fDIC an. For more reformation, plea visit *wry fdic.gase.Deposi accounts at UBS AG StanfordBrands and shags of MoreyFut are rot ensued by the FDIC. Through the DA, cash braes ere swept to deposit accounts at UBS AG New von Brarch ad UBS AG Cayfwn Branch. These deposits are not inured byte FDIC. Balances held at the U6S AG Cayman Brandi are tenpranN awed to the sovereign role of the Cayman blanch at there is no comae or °thee °bleat, of LBS AG to repay the balances age on the UBS Cason Branch's books. Bank deposits are not protected by 9PC. Money Fund shires are protected by 51K. See "WS Financial 541,1a, Arrant Barmier,' below. LI:anyour request, baxes o the bare deposits maw be and sham of a Money Ford may be tormact and the proceeds retuned to you a you' savior accost Finley itematon about available sweep options, inclaing court interest rate. and yields, it available at www ubs cornewneermelds. fromyour Praia' Advisor cc by calling 920.762-100D 'JOS PiTannal Services mown protection The Finn es a tarter of the Seornits Investor Protection Concretion (SIP°, Mich protects securities oatonws of es merrbers up to 1500,000 Cockades, 1250.0X/for thins for cash). Ethbnatay broths* available upon rapist or at raw sec. org The 9PC asset protectors knits apply to all acias that you hall en a particular wacky. the Ping together %eh certain aff Mates, has also Pthhased ablerratal innate the ma. mum amount pryeble to at ekgice clients, cohere...fib tridg• this emotion is S500 million as of December 10, 2016. Sthect to the poky codgers and Imitations, cash a the firm is further protected to up to $1.9 million n the aggregate kor etyma accounts held n a parialat capacity AM copy of the poky woolith is mottle aeon request. Neither the SIPC Koreannor the apphrnental errata apply to: • Certain daces' wets controlled by (end Waded n your account value) but held away from UBSFinancol Senates. For wangle certain (i) insurance orokrts, including variable anaties, and (ig shares of oath funds registered in the name of the moan holder on the boots of the issuer or transfer agent), • Imament contacts or nveramt interests fe.9. limned partnerships and private placements) tot are not registered under the Securities Act ol 1933; • Commodities contacts (e g, foreign mare* and paths metal contracts), encluderg futon contracts a-d commodity option contracts; and • Deposit accounts (except cent icates a deposit) at 1.135 Bale USA. UBS AG U.S. britches and banks n the FDIC Insured Deposit Program. The SIPC protect on and the suppagral protaion do not apply to thew asset eves 4 they 'Penes* appear on you slatemerts. The SVC protection and the sothemertal protection it not protect against changes in the matt voila of you investments (whether as a fruit of smite movement, kalif bIllikIllptCy cc Crthirertle) Dividend Reithestment Program (COP) the peke reflected is .111 mirage pow YOU may obtah the actual sea Ira yor rarcal Wier...Only whole shares are purchased under DRIP; partial shags wit be soli ad the cash we be deposited re your account The divided renvestment pace applied by the Baer mar tiler from the maker peke at which the panial shun re sold Casbalieu CnN whole urns may be held an your account. If you at entitled to • pal W at as a result ol • birthed pmmeni or otavise. the Firm wit either sell pare units at market price or accept an arno-nt detained by a inland dare agency, at, credit yen accost Invertement objectives The hatmert objectives rod risk profile are speak to each account and may raybetween you &cants. Nast ate the Film pronely in sating day series* change in you friaxial ration or investment obectra For each octant bed you choose ore of the f °lowing instilment objectives: • Produce Carentharne: Investments welerg the german of mato*. CONFIDENTIAL • Ackert tharta/Appeenation: Investments seeking growth d principal rather than the generation of encore. • Prolate Comfteration pilotage and Canna! Aperere*n.Investments seeking both the generation of mane and growthof prix al. Overall risk profiles • Conservative Seeks to martin nal nix pat wth low ride and volatility to the accord overall even 4 that means to accost does not generate significant income a retire and may rot keep pace with Within • Modem* Willing to accept acme ride to pinups' red tolerate some volatity to wet hecher returns. • 4ggrenAe: Willrg to accept hip risk so pincipal and high volatility to seek high returns over time. • amesement Consoliption: t selectect a portion d the portfolio for tat account may include complex Maga tinted liquicky and greater Statement •rmatehelding• We may consolable al read account statements with the Nm address in the same envelthe, ma. because they have owners take mantain ent accord relationsha wen other dents at the sane address. If you peeler to ratite indisidual statements mailed 'n sepate waives, you maydecline howehdding try eolith your Financial Advisor Friendly amount name she Friendly account wane is a survivable 'redness.' claw by you to assist you with your recordkeepn has no legal effect cn yaw account You can cha-gr your Friendly oxcart names, through Online Services or by contacting yenF angst Acker. Wotan overview • Yak" of You accounthorntrm Net of assets rd litbilaas • Auer_ Includes available cash balances, vales f or restricted security (est), arid Global Time Deposits, unrazed marts to market, and canon assets not held by the Firm Does not include unpriced waritietacra at the end of the prior and assent staleaM genets, cr angle nveserintiu eel stock options and atoned* rode options • Creates heath's debt balaxes, cutsta-drg aeon loans, credit shat armee balinces. • Carneomy balances. Total of uninvested avalabie cash bale-ices, pin depost balances at affiliated and non-afraid banks, aninxney meter nut al lard weep balances, at the core of the statement path Nonhorandity Ire. met balances in mor want am not segregred from other bat:antes and to Firn may use any of these finds nth, ordina-y course of its business These funds we payaale won your derna-d. The total is noLded in the CLIThill period dosing ate. SDNY_GM_00023604 EFTA_00134224 EFTA01275995 Important infant tatiun about your statement (COnlleSed) Lending •-rforrearition For detaied inn ormatcn on the Penis lending rara<tects arid *Oman refer to year Clem Relamewhip Acreammt or Acccurs Agreement ad the General leans arid Conditions LEG Statement of Credit Praises available in Agreements end Out buses at Yaw uL• eM.n<t. Your assets You sleeves agent:QS sericites and other asseshell in the account al the end of the statement period You may re. for &hay of lulley paid tau-ties ai any time. You mar receive seunlies used as loan collateral after paying any balance de an them. Any. securities Iranderred to the Fpm dreg the statement period are heed at market vane as of the end of the eateries. peed • Cost basis. In Stemming the coy bays of the searities included a this asenent where indicated rich the nutter Les Friancial Sennces Nis rehEd on information obtained from sources other than US$ Financial Stench. relidirg alameion from another film a you may haw provided to your Financial Ackisor. The Firm does not irdeparderaly verey gswantee the accuracy or vatelily of cry elarneon provided by scuds other than LES Franca' Semmes h ackfleart although LEK F areal Semmes gentralb updates this /dame bit mars refereed the Sem does not prow* any assurances the the information ardor "Cast bad" ad larealeel gas-floss' 6 accurate as of lee date of the statement. As sucits please do not rely on this information to make database. sale decisians, for to dadoses or of tents.. Accounts transferred to the Fin may reflect geeloss Hamm ion only fa the period of Inc they are hoed a the inn More historical pentanes can be added by y Financial Advisor. • Urrulited paiisfiotses thhltit data a evadable, ePnwed as-reeked gate:losses are calculated fa exividual shyly lots the transaction data for incevilal lots may or may not reelect commoticeo. charges motor security reorganirai Knew-nits Dividend and other reavestrnint lots and systernaik purchase lots ale each combeed to dispLw one averaged lot. The • trade date colmn presents the aged transaction trade date • Callable searkies Bond and preferred stock that the inure cats for era redemption veil be selected impartial& by lot Iranamong at seasses of that he held n our name or nornnee nonefor Cu' clients Call tenter, Hcorulion n oblaned from third r r. panted Oil-er call • • - rod ect *XL comae. upon request. • Lc:tit-rates of detior.t (Ws). (Osage FDIC nsured t:-.,..: . rt ....Al and accrued interest per deposstor ard per depository instates. naccordaree with FDIC Net. • Price/value Prices displayed for sharers and other products may be hgher or barer than the ace that you muld actually receive in the mete. Prices se obtainedhorn ision tad pal, Sources which wee blithe to be relable, be we do not guarantee esti accuracy - We generally use the closing price wine er avirbble the mean of the bid and ad` prices for listed secursies and spleen or ony bed prices la OTC searrlies. - Less wink traded securities maybe priced using a valuation mode a the most recent price we cleaned and may not reflect an actual melee pace a mike - Certain pots ens may appear without a price a-ef will how at 'price was not evadable' if we we unable to obtain a once for a secanly. - Deposits or sensate, denominated Struve-ces abet Von U.S darn se retitled at the eehange rate as of the statement date - For omen seureies taring in nonconforming denOminanans. Mxe and queerly (lace vase) may have been adjusted to facilitate proper vabeca. To oMen corers cmatalicas. Men evadable, contact you Ftuncial Adele • Private investments and rased products Private meanie-it starlit. (re luding deed psi <vs cn pogr arn and real Pilate tnuestrnent trust securities) and structured porlacts are ortnraly h. sly aiclaid Certan eructated at:ducts have not been registered with the Secedes and Exchange Cawnssica or under ay state situates laws. We pond* estmated vests for private "vestment vedettes and structured products for rdorrnat crud pupas only Accuary is not guaranteed - These yams may differ sabstantialty tom prom d any, al hhith a pore. monaural seany a structured podia may be boutht a sold and do not neonsaik Weasel, the value you may receive tear licuidaticn. - Thief party estimates of vale at as of a certain date and are applied to US$ Financial Services on a repute base by an independent valiaron - Issuer, generalpartner or sponsor estauted raker, if 40/, are sapplied to the Fin by the met, general panne- or sponsor and may be <ablated based on deferent nformaton from that used by 'NM polies to drive thee elleaned values - You can obtain addiiime information regarding the methodology used to &cermet the estimate of value and the date of the Ho-mama that tithe basis la the estimate by contacting your Frandul Advisor. - Thard party estimated tees may be reflected as 'Not andel' in several aunand when an indepeeders valuation km has not suppled a unable to assign a vale, When we become aware that a material event has °cored that may call a Prewaudy reported vale into Question, ce when a value would be highly speculative doe to the nature ol the seemly_ - When neither an issue, general partner or sponsor est Meted valor nor a !hid-pony estimated rem is ponaied, the vale of the security will be deferent ken its cachet price. - •Drsubutens to dale may nclude rerun of capital name or both. - 'Original unit pre" represents the initial offering axe per unit and may not reflect you cost baser. - DPP and eseisted RER secrets arc rut freed on a mite:nal securities exchange, arid are generally ,pseud and even a they can be sold the price mewed may be less than the per stare estimated value provided n the ocean statement. • Restricted securities Restricted stardom generally ere rot curremy elgbte for plate sale LOS Eiruncal Seivices uses the mate price of the ulleStritted stock of the one ts.tuer as an mpated value for the restricted stock !or putpow: of the sfstomont only To the eases that restrkted levees are efroble la sale, the vase received may be sabstancalk less than the riTISreed value shown • Eat. Datinzum0 income, current yid* and retro. An +limit* of armal imam is based on curers dader4 and Merest rates, assuming the secatnes will be held for one year from statement date or teal maturity This estname is only a guideline. accuracy and ,ermined near* are not guaranteed - Estimated arual ixorne ad anent yield for certain types of secure*. axed aced. a :earn of vacua' or capital gain n 'Stich case the est income Ordcurve yield/ mould be overstated. - Estimeed mad triton* artist:rent yield and the actual exam andyield night be lower or highs than the estmeed aflame. - An puma!e of arrualue4 ncome (dividend "Kra interest) divided by the current maeet weeraverage balance e based on the last dividend or Meet payment trade by the issuer rd damn tie seosibeed•eposts will be held for ale year from the statement date or until rallvray. Accuracy and contend yell are not guaranteed. • Meet, fist held by USSFinencial Senrices. Certain assets are not head by Meilen and not wein the Fem's possession or (carol. Them assets are depbyed on ray statement for informalene purposes rely. Positions and values presented are recorded by the issuing fens USS Franca' Servces is not responsbk for th. atomization and does not guarantee its accuracy. these assets at not proeected by SSC or the Fenn' s kAplemental SOK coverage. • Revenue shoring and additional compensation. - n addition to commemon on sales end 120-I fees received n commaal with the derbuton of mutual funds to our <bents wo axle( our affiiaie worw revenue shareg payments from derineas ardor advisors of the mutual funds that we sell these worm are based on two different compomms; (A the .vmeart of sales by 1.85 of a partoular mutual ltrhl family to our dents, and 66 he asset vale of a Particular mutual fond faleVs shares held at the fern - We and our affiliate also receive networkng and annbus Processing feel in tontockration for transfer aged services the we frost* to the mewl funds These fees greatly re paid from mentor assets n tie mutual find and are a faced lr amount based an the rurrbe of accounts at the broker-dealer toking mutual funds of the lad fanny - araietst to acennissians received in correction with the sate or aserbuten of arnuity contracts and unit mestment trust unts to our clients. we ardor cur affiliate reeve revenue sharing compersaten from nuny of the iltulItXt <cmpaliet underwriting CONFIDENTIAL Olt annuty cortrads, dilates of the reurarxe companies or sporaors of the unit investment trusts we dicta:ult. ▪ h addition to commissions received from the purchase and sale of NeaShres funds, we ardor err afelute ricer., an asset.based revenue sharing payment Iron NedStures dkertulors, as well as fu-ding fa technology datekpment, training and afication. — Our affiliates abo redeye tradeg cortenssions and other camper-eaten Irons mutual funds and inSt.tinCe amanits show products we doubts*. — We recent n a-rualf te from LOS Bank USA rid LEE AG Stamford Branch of up to 125 per account sweeping to the banks ander the 685 Bark Sweep Program. Activity Internat.:in reganing commissions and other charges nand in connection with the execution of trades, inbang option transactions has been refided COrdirrnItiOnt previously furnished to you, ad wll be Provided to you promptly on repast. Short selling If you are engaged el short selling a sorurey, you may incur a charge can to certainborn:mng cons for that pal duke serve/. Open orders Regarding open or • gmaLleleancellee orders that were not rninuted by the statement date, open buy and sel stop orders are reduced by the amount of dmdenck 'Wrightson an ex.dmidends a evaphh die unless insinuated otheewd* by you. You are responsbk for orders that are executed &re to your 'alum to cancel "'fling open orders Primacy To obese a copy of our Current Client Privacy Make, please comet you, Financial Advisor or visit at web'se at eywwritte reeerriMuneinfu. - LOS Financial Services is raae a bark. The RMA. Business Seniors Account BSA and BMA are brokerage accoues vetch provide access to bank rig acmes and products lerotigh areangemerds with affiliated barks and other tried-party bats, and provides access to husaree rid armory products issued btu-aka-lied third.party nataxe companies enough instance agency sabsidarm of U35 Finreal Services - earestment insurance, and smarty products — CDC issued • No ban,- guarantee May last value — USA. Resosce Management Accoune, Business Services Account BSA. IRMA and International Resotsce Man.:venni Actors' are registered service maks of 1.85 Financial Saracen Inc. — viSA kerne:toted vackinade maned by Ursa Mem:tonal Serce Association and used under license The US$ Visa credit cards ad the LEIS Visa debit cad are Mad by 1.85 Sant USA with permission horn visa U S. A Incorporated All other mad/marks. rendered trademarks, service marks and registered service maks are of their renew. lorrOfires ▪ Fisasdal Services Inc Rev 20I7II SDNY_GM_00023605 EFTA (H) 134225 EFTA01275996 *UBS Des Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP700571918I 0718 VI 0 Account name: GHISLANE MAXWELL Friendly account name: Incliu.CheckiCar Account number Your Financial Advisor. SCOTT STACK MaNir YI P Catfilrl Phon Questions about your statement? Call your Financial Advisor or the We, Re r i RMA-1000, accoun Value of your account Resource Management Account July 2018 on June 29!91 on July 31 (9) Your assets 45,1 2a48 48,950.06 Ksit our website: Your liabilities 0.00 aoo www.ubs.cornifinanciafsenaces Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditreportcom. Value of your account $45,120.48 $48,950.06 Tracking the value of your account Thc t.r.anc;$ ?I 6 49.0 439 41.9 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Jun 2018 1J 2018 Sources of your woo umt growth during 2018 Value of your account at year end 2017 $41,946.32 Net deposits end withdrawals $6,939.69 WAS MeStelleilt return: Dividend and interest income $64.05 Chance in rnarkot yaw 40.00 Value of your &come on Jul 31. 2018 $44950.06 SDNY GM 00023606 Member SIPC CNP70009305719181 NPT000183378COCCO 0718 0305 •• CONFIDENTIAL Page 1 of 6 EFTA_00 134226 EFTA01275997 *DUBS Resource Management Account July 2018 Your account balance sheet Summary of your assets Value on July 31 a) Percentage of your account A Cash and money balances 48,950.06 100 00% B Cash alternatives 0.00 000% C Equities 0.00 0 00% D Fixed income a co 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 548,950.06 S48,950.06 100.00% Account name: Friendly account name: A 1 Account number: Your current asset allocation A Eye on the markets Index Your Nnuncid AdvisorSTACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VBS Bank LISA deposit account, VBS FCC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances_ See the Important information about ;our statement on the last two pages of this statement for data ks about those balances. 5.8iP 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.08% Percentage change July 2018 Year to date 3.72% 6.47% 3.32% 6.64% 2.47% 0.04% 0.02% -1.59% CNP7COC600S719182 NPAX01$9378 CO033 OTIS 030575alpiy_Gtk000nage 2 of 6 CONFIDENTIAL EFTA_00134227 EFTA01275998 UBS Resource Management Account Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: GHISLAINE MAXWELL Friendly account nameAccount number. July2OIS fir Year to date IS) $45,120.48 $41,946.32 4,879.52 50,673.44 -1,061.30 -43,733.75 11.36 64.05 $48,950.06 $48,950.06 Dividend and interest income earned for purposes of INs Statement, taablity of unveil and Coldend income has been determined fionla US ta RP:0ln) reradhr. Baud upon the residence of the account holder, account type, or piodixl type, sane haunt andor dvidend payments mar nor bo subject to United States (US) atria Puerto Pico (PR) income tars The tient monthly statement .5 not intended to be used and carrot be retied upon for la purposes. Clients should refer to the archretie to reporting forms they recent from MS annualy, such as the Conn 1099 and the Forms 480, for lac reporting information. et is the practice of UBS to file the appeicatie to reporting forms with the US InterM ReWilue Senate and PR perry,/ oeparorent and in such loans accurately clas9 f y caw:tem:8 aril a interest as to teen-pt or eatable ix*** Pleat consult yore indydual tax preparer. July 20I 8 f Year to date (S) Taxable interest 11.36 57.18 Total current year $1136 $57.18 Prior year adjustment 0.00 6.87 Total dividend & interest $1136 $64.05 Cash activity summary Yourfinancial Adviser. Ott STACKMANLYiErAsistEL See account activity tha month lot dela It Bdances in your Sweep Options are induded In the °penny and dosing baances riot. FDIC insurance apitlitl to deposits at UBS Bank USA and ra bans participating in the UBS FDIC insured Deposit frogarn, n des not toy to deposits at UBS AG. 9ariord Bach of bank Omits placed through the U85 inteinationa Deposit Account program SEC protection applies to money market sweep fund hal:Logs tut not bank deposits See important information about your statement on the lad two pages of thl dOCiament for cietan July 2018 (1) Year to date (1) Opening balances $45,120.48 $41,946.32 Additions Deposits and other funds credited 4,879.52 50,673.44 Dividend aid interest income 11.36 64.05 Total additions $4,890.88 $50,737.49 Subtractions Checks and bill payments -1,O51.30 -43,650.35 Card payments 0.00 -83.40 Total subtractions 41,061.30 -$43,733.75 Net cash flow $3,829.58 $7,003.74 Closing balances $48,950.06 $48,950.06 UBS Bank USA Deposit Account APY Interest period Ain 7 - Jul 8 Opening UBS Bank USA Deposit balance Jun 7 $45,711.55 Closing UBS Bank USA Deposit balance 1u18 $48,950.06 Number of days in nterest period 32 Average daily balance $45,936.23 Interest earned $11.36 Annual percentage yield earned 0 28% CelP7C009305719183 NV7003103378 00003 CPI 8 0305 CONFIDENTIAL SDNY GM 00023608 cow Page 3 of 6 EFTA_00134228 EFTA01275999 *UBS Resource Management Account July 2O12 My Choice Rewards Points from UBS Account name: Friendly account name: ir • Account number: Rewards porn are reflected as of the 26th of tne month or the pro: bus ness of the 26th WI, on a vbenend robe* Reward. point aannty details on be found on VAW4uttooptonlinestnixes July 2018 Year to date Opening balance 7,424 7,341 Points earned 17O 253 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the altemabve investment objectives in important information about your statement at the end of this document 7,594 7,594 Your retire objective: Current income &capital appreciation Your risk profile: Primary Aggressive investment eligtbi'my consderaton - None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. Your financial Advisor. SC TT STArYMANYI Yr F CASRIFI CNP703C0305719184 NP7003188378 00033 OM 030575004 CONFIDENTIAL •Iir—Gl'1-00023CRIIitta 4 of 6 EFTA_00134229 EFTA01276000 Resource Management Account UBS hily 2018 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Ind's, ChecNCar Account number. Some pnces, income and current vaues Shorrn may be approximate. AS a teak gam anellOsses may nal be accurately reflected. Set miporUnt infourtebOn about your statement a the end of ths dxurnern for more intornason. Cash Cash and money balances Cub and money balances mal ind e avalkile cash balances, UBS Bank USA Brost account baances, UBSIDIC Insured Progarn Bank Balances. UBS AG Stanford Stanch deposit account baanes and rroney matte mina fund sweep baances. See the Important information about sour statement a the end of this dxtrnent for details about those balances. Hddng U3S BANK USA DEP ACCT Your total assets Cash Your %nand% Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bast USA and at UBS FDIC inured Program Rank deposit &Cant bases are Insured by the FDIC WPM applicable louts, but are not protected by SIK. U85 AG Stamford Branch deposit account blames ye not insured by FCC and are not protected by 51K. Money market sweep balances are protected by SiPC but are rot insured by the FCC 0j:caught's:ace Clovng Masse He per share Average Deddend Interest 0WS in on bit Oa 0111U1 31 (I) on lul 31 (5) rate period period Cep tanOurn (5) 45.120.48 48.950.06 250.000.00 Percentage of Cost ESIMIaled Unrealized nave on Jul 31 (5) yOur account bass fl) annual incense (S) gan or loss Cash ad money balances 48,950.06 100.00% 48.950.06 Total $48,950.06 100.00% $48,950.06 Account activity this month Date Minty Description Amount (1) Deposits and other fends credited Jul 2 Transfer FM VI 235750100 4,879.52 Total deposit and other foods credited 64279.52 Drie Actitity Dingriakin AVOW (S) Dividend and interest income Taxable interest Jul 9 Inte-e • UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0E/18 11.36 Total taxable interest Total dividend and interest income f it nainly Drscupron Jul 3 Withdrawal ACH1NITHDRAWAL AMEX EPAYMENT -1,021.36 $1136 $11.36 ~Dull (S) Bill payment C Man:003005719185 NP7003193378 00003 071B 030579304 CONFIDENTIAL continued not me SDNY GM 00023610 x000 Page 5 of 6 EFIA_00134230 EFTA01276001 SUBS Resource Management Account IE. Account activity this month contnuecii Account name: GHIS.LAIP/E MAXWELL Friendly account n • ' here Account number: YourIgnancial Advisor. Date Actinty Description AmoLett (1) Jul 5 Withdrawal ACM WITHDRAWAL UNTECHEALTHONE -39.94 Total bill payments 41,061.30 BM payments (continued) Gird !term for your Attendee: The new UBS Visa Infinite credt card is here, packed with exclusire travel benefit, more rewards end more of what you lin, intlutling extraordinarily personalized service. All stumingly<la:l in metal. Visit ubstorWeisainfinte or call us at 88&762.1232 to learn mole UBS Visa credit card(s) payment information for August 23, 2018 himmurn Payment Cue Payment Due Dae Crell Inc Avalade Credit tine Outstanding balance $35.00 Aug 23, 2018 135,00000 S34,82980 9170.20 This credl cad is enrolled in UBS Pay Cecil Cad feature and will automatically be paid (ran your eccount. Your payment is sthectged for August 20, 2018 we prarde INS,nfonnalon on your UBS Visa credt card sdely as a courtesy to you The UBS visa (milt cad and account am ,cued Cy UBS Bank uSe UBS Bank USA sends you the official staernent for this account and you shouldcwt.< your payment ac cord ng to their instructions. We do not PLOW* your outstanding0.dt card taance in the !due of you account with UBS Finanda Seinen Inc_ Date AcIrvily Detail:41dt Amount (f) Money balance activities Jen 29 Balance forward $45,120.48 Jul 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,879.52 Jul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/03/18 -1,021.36 Jul 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/0918 -39.94 WI 9 Deposit LIDS BANK USA DEPOSIT ACCOUNT As OF 07/0918 11.36 Jul 31 Closing UPS Dank USA Deposit Account $08.950.06 The UBS Bank USA Deposit Account is your primary sweep coition CNP7C00800$719186NP70C0188378 CO CO3 0718 0305750( End of statement for account number VI 23 CONFIDENTIAL Y_GM_000236,19t 6 of 6 EFTA_00B423 I EFTA01276002 Important information about your statement 1.85 inmost Sewn ix. (the Firm ail.SS finrcial Serving. is a mentor of all pri-cipal recurby, canna* and onern exchanges. UM inancialSenicis and 1.85 Ban USA re ndrect seksidaries of 1.65 AG and affiliates ol UB5 SecresttC. The f knisli-anclat statement n available upon request. The FEen's exaMna offices ar• at: IRS Fria-real Services roc. 1200 Hatbox Boulevard *revoke* NI 07086 This Seatemthe reresents the only official record of you •ES Fruncial Semmes 'onto& Other records inept official lac dosurient centering contliang data should not be relied won II you beim* thee is an era or omission plea* report n arnedaSely n mint to the Brands Manager of the office serving pas account. Although algae. shown re ntended to be accost., statement daa should not be used for tar purposes Het sok* on yorend Is forms. be . Fonn 1099. 5193. 10425. etc )nrhenprepamg your lax return. The fan is reaured by law tortoni to tie RS a trable &Wend& renal* raw unable dividends and treble interest caned on situ /ties held it you atm" net proceeds On ale transaction, rd con bast on certainownrd shureies. Genvomintions with the Pier • Pleasereconfirm any oralcornruntatiom in voting et:anther protect yourrirts. incite:Fru your eras under the Securities **sloe Protection Ad (WA) • If thefinancial natation on the top lett of the front of this statement is not (8$ F main Sevres, LEG financial Senint aria yxr anca.nt as clearing taker by arrangement wain the *rated imitators we inonried you of this netabonshrW hen you opened this accuse. h this vast yen- lords and souses a t located r MTh fnantal Sews and rot the incnicing broker, and you cruet make a resod of ay error a °mink° to both firms • Asdescrbed Ode account agreements, you eruct notifyusof any twos or fraud inwohing chests reflected on rase statement within 30 days after t was mailed or made milabto. • Please died customer complains or inuiles to the Tim's< firm Adorns Deponent at 201.3521699 or tod-free at 800.354-9103.8:00 A.M. log AO PM ET Monday through Frclay. or in /sing to LEG Rental Seekers ix. Client Relations Detriment P.O. Box 766 UnionC0y, w 07087. • All asemens shall be deemed comp*e rod acorn it not objected to in seeing within 60 days. • For TT( services. Call 84A-6120986 of from Wm* the US.: Cal 201.357.1.35 • h case of *non or guest erns about anelectronic fiords transfer (EFT/ bi payment a UPS Vet debit cad Pansastiores call 030767-1000 or write to UM rename' Services Ix., 1000 Nita Blvd, 6Ih floor, Weehonton. N 07086, Men RMARMA Servo.. Cala mite as soon as you can, Eyou thin you statement a recite is *Tong nip./ need more Hoemattn about a twofer on the statement or receipt The Fim a Card Ester (as rPtcable) must her Iran you en law than 60 drys Seer the Frm two you the fat st moment on which the won or problem appeared - *artery name ad accost number Of any) — Dna& the error or the transfer you me unsure rote, mud titian as <kart as you can whyyou believe a is an moor a mew you need mote Hormaton. — Ronde the dolor arnant of the suspected error. The Finn or Card bsuer vii investigate you complaint and wit correct envnew pram*. For alleged moon emoting UM Voaodebt cad Ira-nadir& of we take mere than 10 bus hess days to do this, we will credo your rot:unite the amount you Ihnk is in time, so that you vat have the use of the money doing the tint it takes us to complete as imistegation. Please make all checks payable to the Fem or the InInCJIneteuticn notated on the van of this statement In addition to regular account lees *nuns may be Abject to minions* fee. charges for bole payment kr sweetie purchases and charges for unsaid smarts n cashaccords Accounts that are Pandered to other instauton may be subject to a vender fee. UBS Swoop Options Le often optic* foe smear/gnash balances to ban deposit account at non-edited banks and Melded banks and money mane moral Inds (Money Funds). Deposit Kant at UM Bark USA a/Mr.:nominated banks partkipaing it die UBS FPCthstred Deposit Program are FDIC onsured n accsniaxewth FDK rules For more information, please vise bonny f &gr. Depose accounts N 1.85 AG Striae Ranh and shoes of Moneyfends are rod inured by the ENC. Ban deposits am not protected by SSC. Money Fiord shires are protected by SIK. See "UBSF martial Senses Accoune Protestor' below. UPon your newest, balances in the bar* deposits may be willodnavon, andshams of a Money hrd maybe rudated and the proceeds retuned to you or you acorn's af cord. Funhe Scanner, about avertible sweep optems. ✓icldrc Thrum iderest rates and yields, is nettleal wymybscomsweeprods. from your Financial Advisor Cr by calling 800767.1000. UBS Nnancial Swoops account protection The Finn is amenity of the Seanties Weston Protection Corporation (MC), wench protects stung.; custornees of Es merbers to to $503000 (nckding $750000 tor dains for cash). tplanatay brochure amaabb upon reuses cc al 'new apt cap the SIPC asset protection lints apply to ad mounts that you hold in a pinwales' capect. The Finn, together with certain affiliates, has also arekused suppkmental Manna. The matirern amaug payable to all eligble <bents. collectively under this protedion is $500 melon as of December 10, 20I6. Uteri to the policy candtkee and Infra's.n cash at der Pim is further protected Its up to 51 .9 makes in the aggregatefor ad your accounts held n a particular capacity. A tuf copy of the poky wording is available LOOn request. Nether the MK oneclion nor the avpiemental protection X0/ to: • Conan truncial assets controlled by end *lad n your adore vela) but held away Iran 185 Financial Services. For nuntlecertain 0) insurance products. rcluding variable a-nuities. and (it saes of mutual funds registered in the name of the accuse holder on the books of the Issuer or Vase agent • kwesemmt contracts ce nveseman Monts fe.g, limited partnerships and riven placements) hat are not registered under the Seorities Act of 1933; • tamed** cenracts (e.g. foreign ...dump and preciousmetal toner/rig, including futures *roach and oorremodity opine (intents; and • Deposit accents except certificates of deposil) at LEG Ban USA, UM AG U.S. bathes and bras re the FDIC Inured Deposit Program. The SIPC protection mid the settle/mead Oneidas do not apply to these assets inn of they otherwise appear onre: slatiensits. The WC protedion rd the *external protection do not protect against changes n the market yak* of yourinusthwnts (*tether as a resue of market movement issuer brokeuptcy othmaist) Dividend Roinvortawit Program (DRIP) The once reflected is an average act You may obtan the act ig price from you Flea% l Advisor. Cent *tole than No purchased undo DRIP, panel sham wide» sold and the cash wit be deposited in yOur &Merit The divided nemeses** ate applied by the 'Mar may PPP horn the make ore as rinds the pat.* shared are sold Cadvirsliou Only WIN* UMS may be held inyou account. If you are entailed to a pawl one as aresult of a &Olen purronl a othevine. the Fro yell ether sell parer wits at mane peke or accept an imam determined by a rag/tend clearing agency, ad credit yrs scant Inverlmet objectives the nurse:nen objectivn and risk profile se sorts to each account and may vay between you accout Please advt. the Inn mart* in writing of ay Ordicant change in you financial stuaton or inestrum objectives. For each account held, you dome one al the Rooming imestment Cbjertivn: • Piodr• Gwent/noon. Investments Weis) the general*, of income only. • Achirm Capita tAapnciaeore kwesonents peeking growth of rental rather than the generation of MOM. • Aorta Conbnason of Wen end Caplet Appreciation: krouterroMs seeking both the gerwation of *oar Ind growth of principal. Overall risk galas • Consevatin: Seeks to mint °bat panto'. with low risk and war sty to the accent overall, even it that men the account does not generate signifaint CONFIDENTIAL acme or menu and may rot keep pace with inflation. • Moderato. Warp to accept Paler ride io pinctal rd tolerate scene volatility to seek tight returns. • Aggress 4 t! Wiling to accept high risk to precool and hap volatility to seek NO resins over time. • Invetount Eimearty Consdentran: d selected. a portion of the por *do fa that account may include complex strategies lined liquidity and greater mortality. Statement 'householder We mayconsolidate r related account statement with the sane address in the sane envelope. e 9. because they hare ohnens who also maintain tin account relationshps web other diens at the sane address. If you prefer to revere inclimdual statements mailed n snw dr ermel0044. you maydonne hotneholdrg by call g yar Financial Advisor Friendly *coact name the Friendly *cane rune is a ortainceable -rickrurne chosen by you to assist you wilhanar recordtreg has ro legal effect on your account is no Mendedto reeled any strategy. prodxt recarmrdation. Therment sob/rine or rid smite ar6OPeetel writ pass /want and is not a Isom* or guarantee the weak a any Inandal resales can a will to achieved. All irmearnents Moho the risk of bss, indudrig the risk of loss of the eerie kwestment. You can <hinge your friendly scan names through Online Services a by centring nixPi-uncial Anna. Acootost minim • Vabe of put eccoontraorttofo. Net of assets and IiabdsieF • Assets *Wm available cash balances, values for restricted O'Mara (et), and Global Tina Deposits, tweaked mans lo market ands/yeah nets held by the Fim. Don nof act* unpnced secuntglassels at he on the prior. nd anent statement penods, or private Pent/MIK uwested stock opetm and emernatae ooh options • tiabaTites *lades debit balances, onsunin; margin loan credit lee, short a-cant batanses. • Casblreoney &names Total oe trimester/ available cab balances, plus devout balances affiliated and now.aif dated bats, and malty market mutual knd sweep balance& at the cbse of tie stamen period Nonocorrmodity free ore* balances into, accost an not segregated from ocher balances and the Fim may use any of thew bads in the oiclinay course ol its h is Those ends are payable scan your demand. This weal t Headed in the ovnnt portd <losing value. Lonely information Fa *Wed Hamitic° con the finis liner° practices and cksobsures. refer to yar Clem Relatiomht Agreement or kora* Agreement and the General Tents and Conditions. U8S Statement of Credit Practices available n Agreements and Dighton* at teat one erwenrournedierlovoner SDNY_GM_00023612 EFTA_00134232 EFTA01276003 Important information about your statement (00ribilued) Your assets Your aseerrere Mendes *scathes and other assets held n the accoinl at the end of the Statement period. You may ask for delivery of lay Paid securities al any tiro. You ma/ receive '<sullies used as loan co/teere alter poring any &Ince Ow on them. Any securities trinderred to the sms doing the warimmt peed are Wed at market value as of the end of the stab:mat period • Con basis ka seasoning the cost bows of the sect-ries included n Ihis it/gallant where indicated with the number USS Fin/rein Services has relied en information (Maimed from sources other than UBS Fearthal Services. rcluding Hann& Iran none, lies or that you may have pRovided yam Finarcol Aden. The Firm does as independently vedy guarantee the rosary valdity of any inf cannon aoudad by sources other than 1.3S Financial Sennn addlion, although U35 Fnincel Seams gineralk iodates the nIcematien as it is received the fern des not prank any antrarCeS that the informatecri under 'Cost basis' rd `11rrealCed girl hi,' is rotate as in the dote of this statement. As suCh. please do no< rely in this Hormonal to make purchase Of sale decisions, fat la( psposes otherwise. Accounts tra-nlened to Owing may refire grebe Hamlin only fir the periods titre they re head at Ihe Fan More RiRtorical enemas., can be added by you* Enamel Advisor. • Uresalited gains/losses. Viten data a availabk, 'emoted attended gerelosses are <Wailed for tensity lots The transaction data for thividual lots may or may no reflect ccrrmissions. charges axiom *catty reap-neon cents. Dedend and other retirement lots and systenate pathos. lots are each combined to display an averaged lot 71-* 'Trade dale' colmn pawn's the angisal transacnon trade dale. • Callable, securities Bonds and preferred stock that the issuer cats tor early laden :don mil be selected irparbally by lot Iran ansarlg al Seastes of that issue held our Cr nominee name for oat clients Call team Hormalon is obtained &OM third parties and es accuracy is not giaranthed. Other call lenses may eat which owe elect )rreld. complete 'Hammon will be provided upon request • Certificates of &posit (CDs). CDs are FDIC inured toto 5293,000 in pincipal and robed interest per depose," and pre depository 'reaction. I-taco:Mance mesas 10K ruses. • Price/value PrCeS &Sark, Or 1.0.0dies and other products may be higher or lower than the price that you would actually receive il the Mattt. tikes re obtained iron various 'had piny sources rondo we &See to be 'Sable, but we dons guarantee thei accuracy - We generally use the closing price when available a the mean of the bid and ask prices for tried secedes and omens or only bid aces for OTC smarms - Less activek waded mashes maybe prod Leto a valualcn modal or the most recent price we &dared and may rot ref let an actual market pie or cabs - Certain poseions may appear without a price rd will OICHI Of 'eke was not amiable • if we re unable to &Ian a price for a steady - Deposits a ter urd'eS denominated inlunettes other thin U.S dollars are reflected at the exhale" rate as of the statement date. - Fa certain sautes raring in nonconforming denommations, price and purely (lace ate) may have been adjusted so facilitate prover varuxicn. To cbian careen quotations. Moen eyelet*. contact your Fnarcal Admit. • Privets invest:mole and structured products. Private investment smarties (ix Isding dress patsipalM prayers and real estate investment trust securities) and structeed vadat, are generaly thowid Celan steamed peones hive not been revered with the Securities and Exchange Commission a under any gate securities laws. We ;sondees:noted vetoes for pewee nvestrierd securities and swatJed products for nliernease papaws only Accuracy is not guaranteed - These calms may differ substantiaPy from prices, if soy. al which a private MectrYS1 tensity a structured product may be bc.4nt or sold and do no, nealwilr rbremmt the value you may receive coon licuidation. - Third party 41101WPS of ate re as deacon date and am applied to OBS Fran :al Services on a regular base by an iridependert vitiation line. - Issues, general partner or sponsor estimated vabes. any, re supplied to the Fiat by the mar, general panne. or sponsor and may be calculated based on deferent reformation from that used by FM parties to &nee thew estimated totes. - You can obtain additions' ',Memnon reloading the method: used to determine the estimate or value and the date of the Warne:on that is the basis la the estimate try contacting your fin ncul Admin. - Thid party ostenated valres my be 'elected at 'Not priced' in several shoal:ono, when an independent valuation len has not ROPled en s viable to assign a vat*, Men we become aware that a menial event has caused that may call a previous," ripened value iro question or Akan a value would be highly speculative die to the nature ol the smutty - When neither an issue, general pother or stoma estimted value nor a chid-party esteemed vaLie is provided, the yaks ol the cavity will be different from its purchase pee. - terbut ens to dale. may Mal* upland capital means or bah. - • Original unit We' represents the maul altering price pas at and mw not reflect )Ois cost base - OPP and waisted REF smite ace not hied en a rational securities exchange. and ate generally Spud and even it they can be sold the mice reeved may be less tan the per share reheated value provided n the account statement • Rserictsd societies. Restricted securities &neat, are not °nay eligtik for panic sale. UM Frontal Seven uses the market price of the inewided stock • the same Mier as an inthuted vats for the restricted Oak Ws poposes of the statement eq. TO the extent that remitted locates mange& la sal, the value retried may be abstantialk lea than the ivessad value shoves • en. (sstinitsd) hams. current yields and rates An est mate of anal imam is bated on ottani &Mind and keno rates, attuning the securities will be held for an yea from statement date or cad maturity. This estimate is oink a guideline; accuracy and continued interne are riot guaranteed. — Estnuted anal Mane and talent yield la oaten types of secunies could inclide a ream of Dalton or metal gains in which case the est income (andcurrent red) would be overstated. — Estimated snail mane re current yield end the actual axon, and ;old mete be lower a higher than the winged aftxras — An nitrate of a-nuakted income (dividend andor intent) decked by the anent mate vabeaverage balance a based on the last dividend or 'Morro payment made by the issuer and rare the lecisirieSamoscs w,ll be held for one year loan the 5:aliment date or until matcray• Accuracy and continued yield are not guars teed • Assets not held by MP:sande Services. Certain assets an not hold by the Finn and not within the Fmn's possession or control. These assets are debited or your statement for ntorrrotorol purposes orgy. Positions asd values presented are mewled by the swig fern UBS Franca' &ewes is not responsble for this inf am nen and does not guarantee its accukty. These asses as rot weeded by SRC or the fan's supvlementalSITC coverage. • Revenue Swing and additional compensatien. - h adduce', to commissions en ales and 1 2b. I toes received n connect en with the &veinal of mutual funds to ea clients we anclor our affiliate rectors revenue sharing payments born dewbeers ...info admen of the muwal fink that we sell These anouns re bated cri two d f ferent corroanents: the ambit of sales by 1.8$ of emnon, radius' lad family to our chests, and t0 the asset wan of a punctilio' minus' fund fangs shies held at the nn - We and or affiliate also receive networt Co and Ornribt6 processing Sees in consickramn wander agent sewn that we provide to the monde funds These lees genially are pad from investor 'Wets n the moue turd and are a fued dolly amount bawd on the rarber ol acccutts at the braierdealer holding mutual lads of that fund family - aSdnat to cemvoissions received in connKhon with the sate a denbuten of tenuity contracts red unit Meltment het unto to our cloak we ardor at affiliate receive rewrote Sharing rorrpansatcn Iranmiry of the m , uneven' mg the arruity ca tractor affiliates of tine nsurance commares or sponsors d the unit eivestrnera bum we &Oboe h ad:Minto canmshons received from the pechase end sak of NenShires fulls we odoroar Ada* receive an assebbined reveres sharing paymore fromMeg-a& distobacet, as well as CONFIDENTIAL funding for tednolopy developtr ent. wanng are ter aten. - Our &Mee also merit trading ccermiseons and other compensation frommutual funds and nswa'ce carmines whose products we &setae. - We ream an small,* Iran 1,85 Balk USA rd 1.2S AG Stamford Birch of iso to S25 per account sweeping to the banks under the LES Ban Swab Presents Activity Inforrnaton egirdng CatimeSiten and aim charges incurred in <own ion with the execution of wades. ixteng option transactions has been &tided on oedematous previously leashed to you, and wdl be provided to tth preineek on reopen Short telling if pa are engaged ri short selling a Wray, you may incur a charge due to certain barceerg costs fix that parkas seamy. Open ordsw Regaideg open or 'emod-lit-cancetled' orders that were not executed by the statement date, open buy and sal stop orders re reared by the moat of dividends or ritits an an ex-divided, co- recital date unless instructed end remise by ya.s. You are respcnsble fa orders that are executed due toms lalure to cancel metro open ado. Privaay To obtain a copy of Ca current Client Privacy Notice. please contact yea Financial donor avid cut website at www commener rooky. - 18$ Financial Services is not a bank. The RIM. Business Seven Account BSA and IRMA we brot nage accounts which provide access tole-MN seines and products trout, arancenwsts with affiimed barks and other thidiperty banks, and provides access to maraca rod annuity trains issued by aisle aimed thinpany encrare• companies Moat irriennc• nary ubsicluens cA uesFiNnval Sent Inc. — Mesmer, nuance, and annuity products — Not FDIC Hued • No bank guarantee. May lose yaks ▪ tmA tescene Management Account. Business Services Account BSA, IRMA and international Resource Managentat Account are registered service marks of 1.8$ Financial Services Ix. — viSA is a regiend trademark owned by Vaa International Service Association and used under Rena The URS Visa crude cads and the 1.8$ Vita alt cards re issued by 1135 Bank LISA with Permisrion Iran Visa U S.A Incorporated All other weakened,. regretted trademarks, service mass and relented 'erre marks are of their respective conthams WS Relented Sortie's Inc Rev. 201807 SDNY_GM_00023613 EFTA_00 134233 EFTA01276004 (SUBS IJBS Fmancsal Services etc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CNP70056798470818xl Yt 0 Resource Management Account August 2018 HI$LANE MAXWELI Account name GH1SLANE MAXWELL Friendly account name: Incliv.CheckiCar Account nu mbe Your financial Advisor: SCOTT STACK MANIAS CACRIEL Phonel Questions about your statement? Call /0-Jr Elf-Lancia AdvJsor Or Ile Value of your account RMA R courr ine t ROO-RMA-I000, accou on July 31 (3) on August 31 (S) Your assets 48,950.06 46,709.56 IAA our website: www.ubscorn: finarraa.se:vices Your liabilities 0.00 0.00 Value of your account $48.950.06 $46,709.56 Items for your attention • Help protect yourself from haul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from renew. annuakreditrepostcom. Tracking the value of your account 5 the Lr:;3I1CS )16 439 4,,1 90 0 . ammas 490 461 1.9 Dec 2014 Dec 2015 Dec 2016 Dec 2017 Jul 7018 Auq 2018 Sources of your account growth during 2018 Value of your account at year end 2017 Net deposits and withdrawals Your ovestinesit return Dividend and interest income Change in market value Value of your &come on Aug 31. 3015 Member SIPC cenocceooscieseiNnocole37sicooco tele 030575004 CONFIDENTIAL $41.946.32 $4,687.62 575.62 $0.00 344709.56 SONY GM 00023614 mow Page 1 of 6 EFTA_00 134234 EFTA01276005 4CaUBS Resource Management Account August 2018 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 46,709.56 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0 00% D Fixed income 0.00 0 00% Account name: Friendly account name- Ir 1 Account number: E Non-traditional Value of your account $46,709.56 Your current asset allocation Total assets 546,709.56 100.00% A Eye on the markets Index Percentage change August 2018 Year to date S&P 500 3.26% 9.94% Russell 3000 3.51% 10.39% MSC I - Europe, Australia & Far East -1.92% -1.87% Barclays Capital U.S. Aggregate Bond Index 0.64% -0.96% Your ig Bendel AdvisorSCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, 095 Bank LISA deposit account, VBS MK insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for detaks about those balances. Interest rates on August 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.11% CM' 703C0005679848 NP7OCO I 89757 CO033 0818 03057a 0tiell&GM_000236,159e 2 of 6 CONFIDENTIAL EFTA_00134235 EFTA01276006 *LIDS Resource Management Account :r Change in the value of your account August 20'8 (Si Year to date (I) Opening account value $48,950.06 $41,946.32 Deposits, including investments transferred in 1,049.94 51,723.38 Withdrawals and fees, including investments transferred out -3,302.01 -47,035.76 Dividend and interest income 11.57 75.62 Closing account value $46,709.56 $46,709.56 Account name: GHISLAINE MAXWELL Friendly account name:Indiy Checkkar Account number. Dividend and interest income earned rot purposes of this statement, tatablty Of 'fittest and drOdend income has been detennined fide' a US tin lePolting perspective. Based upon the residence of the account holder. account type. or product type, sane interest ardor dvidend payments mai not be subject to United Stan (US) ardor Puerto Rico (PR) Income tan The dent moral* statement is not intended to be used and cannot be feted upon for tar purposes. clients should refer to the aPCIK8Cie to tenoning forms they recent from UBS annualy, such as the foam 1099 and the Forms 493, for la reporting information is the practice of UBS to file the appicaue to reporting forms yritn the US interAM Revenue Service and PR Treasury Department and in sigh forMs accutatety clasIfy chidends SCPCr Interest as exempt orUPS* 'MCA)! PBS!' consult your inixdual tax prepare: August 2018(3) Year to date IS) Taxable interest 11.57 68.75 Total current year $11.57 $68.75 Prior year adjustment 0.00 6.87 Total dividend & interest $11.57 $75.62 Cash activity summary Your ri nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See account activity the month ECK detail &dances In your sweep opu ons ate inducedin the opening and closing balances I'll or. FDIC inswance appliet to &pails at UBS Bank USA and al banks patticipating in 1 he UBS FDIC insured Deposit Program. a does not dopy to deposits at UBS AG. stanfoto &arch. SIPC protection applies to money market sweep turd holdings but rot bare deposits Sae Important information about your statement on the tat bin oars d this document for &la's August 2018(S) Year to date (S) Opening balances $48,950.06 $41,946.32 Additions Deposits and other funds credited 1,049 94 51,723.38 Dividend and interest income 11.57 75.62 Total additions $1,061.51 $51,799.00 Subtractions Checks and bill payments -3,13181 -46,782.16 Card payments -170.20 -253.60 Total subtractions -$3,302.01 -$47,035.76 Net cash flow -$2,240.50 $4,763.24 Closing balances $46,709.56 $46,709.56 UBS Bank USA Deposit Account APY Interest period Jul 9 - Aug 6 Opening UBS Bank USA Deposrt balance Jul 9 $48,950.06 Closing UBS Bank USA Deposit balance Aug 6 847,381.68 Number of days in nterest period 29 Average daily ba lance $48,768.34 interest earned 811 57 Annual percentage yield earned 030% SDNY GM 00023616 C WM003005679849 NP70031$3757 000O3 0818 0305 790C 000 hq ;)( 6 CONFIDENTIAL EFTA_00134236 EFTA01276007 SUBS Resource Management Account August 2018 My Choice Rewards Points from UBS Account name: GHISLAINE MAXWELL Friendly account n • ' Account number: Rewards pants are reflected as of the 26th d the month or the prof business day' if the 26th fats on a weekend holiday Renard- point activw details on lot fount] on WNW utuxonvonlinestnexes August 2018 tear to date Opening balance 7,594 7,341 Points earned 0 253 Closing balance Your investment objectives: You have identified the fdlowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the altemabve investment objectives in Important information about your statement at the end of this document 7,594 7,594 Your return objective: Current income &capital appreciation Your risk profile: Primary. • Aggressive Investment eliglbi rty consderat:on - None selected Your account instructions • Your account cost base default closing method is FIFO, First In, First Out. Your Knenciel Advisor. SC TT STArKMANYI VI F CASRIFI CHM:00056798W NP7000188757 C0003 0818 030575004nailiY_GM_000236/49. 4 of 6 CONFIDENTIAL EFTA_00134237 EFTA01276008 *UBS Resource Management Account August 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name:IncIn, ChecklCar Account number - Some pnces, income and current nitre shoran may to apple:Ornate. AS a resin. gains andlosses ma/ 1101 be ictoately reflected. Set mportant info/maroon atiout your statement a the end of ths etcumem fOr more Information. Cash Cash and money balances Cash and nionly balances ma/ trod nth avalarle cash balances, UBS Bank USA depost account balances, UBS ECK insured Progarn Sank &lances, UBS AG Stanford Branch &posit account bamces and money mike muluel fund sweep balances. See the important informetion eisouocui statement at the end of this document for detain about those biances. Ncldng UBS BANK USA DEP ACCT Your total assets Cash Your N nandal Advisor: SCOTT STACK MANYM£ CASRIEL U85 Bank USA and 81 WISED< knitted Procyan Balk deposit a'ccount tie-its are insured the FDIC wllhln Donut.* loans, bul are not protected by SIPC. UBS AG Stanford Blanch deposit account balances me not insured by FCC and are not protected by 51K. Money market sweep balances are Ixolected by SIPC but at rot insured by the FCC owing pumice Closing Cadence Price per share Average DrilOena Interest COO n on Aug 1 (1) on Aug 31 fa) on Aug 31 (I) rate pelted period Cep amount (S) 48,950.06 46,709.56 250,000.00 Percentage of Cost EibiTidled unrealized value on Aug 31 (5) your account bass (5) annual inctrne (5) pan or loss (S) Cash and money balances 46,709.56 100.00% 46,709.56 Total $46,709.56 100.00% $46,709.56 Account activity this month Dale Des( Ion Amount (5) Deposits and other fonds credited Aug 1 Transfer 1,049.94 Total deposits end other fun s ue u a $1,049.94 Die iciiity Deucalion Amount CS) Dividend and interest income Taxable interest Aug 7 Interest U85 BAN la USA DEPOSIT ACCOUNT AS OF Oa Ce 18 11.57 Total taxable interest 911.57 Total dividend and interest income $11$7 Dale AclInly Description Aug 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT Amon if/ Bill payments -2.589.95 CHP7COCE005679851 NV7003183757 00033 0818 030579001= 100000 Page S of 6 continued next page SONY GM 00023618 CONFIDENTIAL EF1'A_00134238 EFTA01276009 *UBS Resource Management Account August 201 8 Account activity this month xcontnueva Account name: GHISLAINE MAXWELL. Friendly account n • indiu r h4eWr a. Account number Your 15 mutt' Advisor, SCOTT STACK MAAY LYLE CASRIEL Date Actnety Descnplion Account (S) Aug 3 Withdrawal ACH WITHDRAWAL UNTECHEALTHONE -39.94 Aug 9 Withdrawal ACH WITHDRAWAL Saks Retail -501.92 Total bill payments 43.131.81 Bill payment (continued) Card kerns for your Attention: The new U8S Visa tnfinite neck card is here, packed with exclusive travel benefits, more rewards and more of what siou love, ncluding extraardinarite personalized service. All stunningly clad in metal. Visit ubscomnisainfinite or call us at 888-762-1232 to learn mare Dal< Description Amount If) Aug 20 CREDIT CARD PAYMENT -170.20 Total card payments 4170.20 Card payments mint's" Payment Due Payment Due Pate Credl tine Avalatle Credt Line Outstanding tdance UBS Visa credit cards) payment information 10.00 535,00000 $35,030 00 10.00 This <redt cad is endled in u BS Pay frail Cad feature and will autanatcaty be paid from your account Your payment is scheduled for september 20. 2018 We oral& thisinformation on your UBS Visa credt cards witty as a courtesy to you The U85 Visa credt cad and account are rssuedty UBS Bank LISA UBS Bank USA sends you the off 'Oa statenent fa this account and you should crake your payment ac cord ng to their no on ens. We donotinclude your Oulstading <refit cant tniance in the value d you account with UBS Financid Senines Irk Date Activity Oestrous Amount (S) Money balance activities Ail 31 Balance forward 548.950.06 Aug 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,049.94 Aug 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08)03/18 -2.629.89 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OE 02106/18 11.57 Aug 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06109118 -501.92 Aug 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Cer20/18 -170.20 Aug 31 Closing UBS Bank USA Dolmen Account 546,709.56 The UBS Sant USA Der09t AccOunt Is your primary sweep option CeleTODOE0056798S2 mez0C0i88757 00033 0818 0305750 Y_CIM_00023~ 6 of 6 End of statement for account number yt 2 CONFIDENTIAL EFTA_00134239 EFTA01276010 Important information about your statement 1.85 inertial Sewn ex. (the firma UBS Finstial Strokes). is a mentor of all pricipal °away, ccenrrodity and opItinexchargts. UBS Financial Union ard UB5 Bark USA re ndrect sits:dories of 1.85 AG and affiliates of UB5Secutes 'SC. the Fimisfitareit Statement is availablerupon request. The Finn 'WNW offices re at: 18$ Feta-eel Services M. 1200 Harbor Boulevard Wethaeken, NI 07086 This state ant reaesentsthe only official record of your 1.65 Fruncial Services Nowt. Other retook except 01110A las documents. contemn contharg data should not be relied won II youbedew there is an era or omission pane report a irrnedulehr n writig to the Brandt Manager of the office wand you account. Atop al ligas shown re ntended to be accurate, statement datashould not be used for tai purposes Rely soled, on yemitnd lm forms. (i.e.Fonn 1099.519& 10425. etc ) when prepamg your tax return. The km 6 reload by low toreport to the RS a Isiah'. &Wends, reportable non-tattle Packet& and taxable interest eared on sievities held n you worst net proceeds on sale transactions. and cost basis on wins catered sects ein Connemicallens with the Mem • Pleaseretrain" ar ty oral cartruniaticen it twang tofarther acted your rites. trekking your rites utter theSecurities Investor Protection An (SPA). • If the haat& incaution on the top left of the front al this StatOMeril iS not UBS Fnexial Serwes, LOS Financial Union writs yaw acorn as clearing broker by an Win the hiked hsiOution we Wand you ad* relabonshb whenyou opened this meant. h this test you kends and sweater re boated a LIS f manual Sown and rot the itateng broker. rid you fruit make a report of aq ear a emission to both firms • As descrbed n the account oaten/Ms, you at& wadyusof any ewes a fraud imohirg checks reelected on yore statement Whin 30 days after a was mad or mate available. • Pleasediva customer complaints or inXinee to the Firm's< kw Relations Depannent r 20I 4524693 or tone ree at 800.3549103, 8:00 A.M. to 6 OD P.M ET Monday through Frday, or in twig to LOS Financial Services ix., Client Relations Deo/smote, P.O. Box 766 UnionCid NI 07087. • AR gatemen shall be deemed complete aid mane it not objected ton stating mitten 60 days • For TTY StiVetS. Call 844612.0986 or from outside the US.,Cal 201.352.1495 • hone of orlon err queslens about anelectronic herds transfer (Mt lot payment orUS$ Vet debit cad transactions, call 030.762-1000. or wile to MG Pronto' Services PC., 1000 Harbor Ithel, 6th floor, Werunteh tot 07086, Mtn RMArli$A Serval. Cal ce write as soon as you can, if you thik your statement a recap ismer-id atilt° need mire nionnattn tout a twister on the statement or reap. The Fim oe Card bear (as Cliticable) owl her Iran you en law than 60 days after the inn rent you the fht st aliment en whirls the error or problem aPriggerl. ▪ TrOXile yeti Writ at accost number Of any) — Decoke the era or the twister you are senile tole, and rigor, as check, as you can Wow° believe a is an ma a Wu you need mote nformatin — toad. the dote' affix& of tit suspected era. The Finn or Card bsuer vnl investigate you °mobil and wit correct Iry War prompt/y. For alleged mots inohring UBS Wia•clettit cad Ira-mclens rf We take mote than 10 business days to do this, we will aide your mccure for the amount you Ihnk et in snot, so that you wit have the use of the money thing the tire it takes us to complete os Mitigation. Please make all checks payable to the Fern or the friblOalelSteuticel ideated one Had of this statement In addition to &gun account lees newts nw be Abject to rnaitenarte Ins. charges for no payment kr securities purchases and charges kr upaid amounts n cash accounts. Accounts the are traralered to other nation may be subject to a vender fee. UBS Sweep Options 1.85 offers options foe melons cash balwees to bat depose accosts at nonaffiliated barks ad affiliated banks and money make natal larch (Money fads). Depose axants at LAS Sr* USA and non-affiliated bit pankisaIng el the UBS FPC-eaued Deposit Program are FDIC onsured n accordance web FOK ruts For more infOlilatiOn, please vise WNW Depose accounts at 18$ AG Staidad Brandt and than of MoneyFends are rue nand by the FDIC. Bark deposits ae not protected by SPC. Money Bud shoes re protected by SIPC. See "UBS F natal Senates Account newton' below. llbch your repast, balances in the bare depositsmay be withdrawn. at shares of a Money had maybe bradated and the proceeds returned to you or woe seaside. &cord. Further inirmatirt about available sweep options, ancldng current ireerest rates and yields. 6 available at umutubscorriseeeepycich, hom yOur Emmet,' Advisor or by callim 800-7621000. UBS Fenanciel Swam swan protection The Finn is a weber of the Searties Imestor Protection Corporation (MK), which protects securities CuStralletS of is meirbers to to 1500,000 (nckding 1250,030 for dant for cash). &pintas bro:hure Rabble upon retest a al mew OPC or a The SIPC asset protection Inks app', to all =curds that you hold in penal/ capacay. The Finn, together with eeetan affiliates. has Pow &whined suwlemental Winne*. The marina amour payable to all eligble clients. collectivety ender thisprotection is $500 million as of December 10, 2016. UAW' to the pottycoati:re and Smeary.. cash at the Sim is hither protected la up to 11.9 entices in the aggregate for all your accounts held it a parody Capacity. Alta copy of the porky vxrdeg is available won request. Nether the 51K orcaththon nor the stcplemental protection /poly to: • Certain financial assets controlled by UM 'abet& Ii your =oust vibe) but WM away Iran UBS Fins-cal Services. For (wrote certain 1.0 insurance pockets. Including ratable amities. and 00 shres of mutual funds registered n the nave of the mare holder on the books of the Muer or transfer agmt), • kwestment (altars ce Mitslmont isioiresIs (e.g, limned partnerships and Private placements) CO at not registered wrier the Searities Act of 1933; • Conrnodities contracts (e.g. foreign exchange and precious natal contracts), wkadng futures enacts drnd torremodity option contract,; 010 • Depot/ newts (moms calif tones of deposit) at MS Bak USA, INS AG U.S. branches and bats h the FDIC Moved Deposit Program. The 5IPC protection aid the sepplementalprotection not apply to these awes monk they otherwise appear an yea elAgenititi. It. SIC protection and the empkenental praedion do not protect agar's( changes n the market Yak* of you imestrnents (*Felber as a mut of market movement. issuer briceupay ollsraist) Dividend Reinveitawit Program' (DRIP) the price reflected is an average once You friar obtain the xtual price Wm yew Fen no& Advisor. Orgy whole three re purchmed under DU, withal twos watt sold and the rash wit be deposited in yOur XCOurit The deden1renresatent torte *Plated by the weer may offer from the market price at neigh the path/ shares ate sold Cash-imliau Ce* whole units maybe held in you account. If you re entitled loop/hal one as a result °lacks:WM payment or otherwise the Sian MI ether sell partial nut at mad et poke a awes at amour determined by a registered clearig mere* a-donde you. want Investment objectives the enestmere objectives ad risk profile are wait to each account and may wrybetween you account Plea* adose the Inn promote it waling of any serif Kant change in yew financial siluatun or nvearrent objectives. For each account het( you choose one of the Ioloeing imminent objectives: • Phase Current torome. trwstments seekig the generation of income only. • Achieve Capita tApprociatfora kwestrnents hang growth of &WS& rater then the generation of norm • Newby. Combnason of Worm and Opal Apart:claim kwarreMs seeking both the venation of :taw Ind crowth of principal. Overall risk wales • Connivatke: Seeks to mitten tribal tattoo', with low risk and volai My to the account overall, even il that men the account does not generate signikant CONFIDENTIAL Wont or rant and may not keep pace with inflation. • Moderato. w91ng to accept sane rick to pinto/ rd tolerate scene vanity to seek Niger returns. • Aggress 16.! Wiling to accept high risk to piney& at high toladdy to seek high :thins over trine. • Ithritmera &yaw Consderahn: N selected. a portion of the pontolio fa that account mov made complex strategies, larked liquidity and greater cobalt Staternenrhouseholdne We mayconsolidate reined account statement with the urne address in the same envelope. e 0. because they haw oteners Wm also mantain tax account retaticnaps wet other Owes at the same addeess. If you pole to mere indindual statements mailed r, seloaraii enveleCie you may decline luisholleg by cWN yea Fininotal Advisor Friendly mutat name the Friendly accent aim is a thetanathle *ndawne chosen by you to assist you withythr recordleepig has ro legal effect on your account is not mended to ion ary strategy. prodxt reccerme-dattn. t.rt,...nt objective or nit grate associated wt you accounts. and is not a &omit* or guarantee that waft or any horde' results, can of will to achieved. All imearnents imply, the risk of less, including the risk of loss of the title irmarrent You can thange your Friendly wow" names throughOnline Semites a by contactim your Financial Athena Amount overview • Vakre of for actoontlaortioth. Net al assets and labiate& • assets Includes amiable cash balances, values for restricted security lest), and Global Tine Deposits, enroalvid mats to market, andentail assets rest held by the Fim. Does not nett* unpnced seoureaslasiels al the end ri the pew and arrest statement penods, or Oliva* nvesallefIll, unrested said opium Ind creerclable nook options • (Wain Ml its debt bunion astoundno - margii loam. credit lint shun attars balances. • Cash/money balances. Total of uninvested avatabie cab balances, plus depose balances at affiliated and rxwaff dated banks. end money market robtual knot sweep balances, as close of the statement period Nonocommodity free malt balances in KV occur,' are rice seaegked from ocher balances at the Fern may use swot these funds lithe radian rouse of its bigness These hale repayable icon your demand. This total is rocketed in the wine poreed <teem vibe. Londito information For denied ntormatron an the Fenn Wide, practices and &chows, refer to war Client Relationship Agreement or Acorn Agreement and the General Terns and Caxton& U85 Statement al Creole Practices available h Agreement, and Dirlowns al ruere , enenareounwerasu SDNY_GM_00023620 EFTA_00134240 EFTA01276011 Important inforntation about your statement (00thilued) Your assets Your ealerrent tenures securities and other assets held n the accounl al the end of the statement period. You may ask for delvery of fuller Paid securities al any tire. You may receive securities rated as ban coteere alter paing any bent dr on them. by securities sandereed to the Fern ding the statement period are Icted at market value as of the trio/ of the stet:mos period • Con basis determning the cost basis of the secureet included this itatenthnl. where indicated wit, the nuntet LISS Rani& Services Ms relied on metal <Maned from sources other than UBS t Sernices. 4-eluding edarnaticn Iran another that you may have sceoeeded to your F narcol Adviser. The Finn do nal indepenitoly way a guarantee the acosacy or vaklity of any damson provided by sources other than U3S Ciuncial Seek.. Mother', ethougin LB'S Fnincial S*PeCeS 940aralV updates the rdomalith as it is wowed. the firm ekes not vow* any assurances that the nlomatecei under "Cost base and sUrrealood gee-floss' is accurate as of the date of this statement. As such. please do not rely on this nlornutica to make pothise or sale decisions, fix to purposes oe otherwise. Accounts trinsfemed to the Fin may reflect giriloss inform' an only for du period d tim they are held at the Fan More K6tOteCal nfeentalien can be added by your Fnexisi Advisor. • Unmanned geiudosses. Veen data anailibki, temptedse-realized geenflosses are calculated for ncivithal sots t lots The transaction data for nividual lots may or may nee ref lest ccrrmissions, dog's alder North reorganize Nests. Deeded and olhet renvestment lots and systematic ouches. lots are each combined to display we averaged lot 71-• • Trade date colmnpaionts the ache transacoon trade dale. • Citable securities Bonds and pref feted NO* that the issuer cats la tab, I edernpson will be selected mortally by lot from among as wastes of that issue held n our new Cf in nominee maw Ice of clients Call lease Morrnaleon is obtained from third parties rd ofrosary is not goarantist Other call features may eat which can. Meat held. complete ithemaica will be provided upon request • Certificates of deposit (CDs). CDs ate FDIC enured toto 5293,000 a principal and accrued egoist per devosto and per depository insotexim naccadree reth 1OK rules. • Price/VOW Pr (0 &Sark, fOr teCtsitits and other produce may be hgher or beer than the price that you would actually receive n the maett Prices We obtained from various dud pry sources Muth we MM., to be rekable, but we do not gannets thee accuracy — We generally use the cbsing price yawn awilable or he mean of the bid and ask prices la listed wastes and coigns or only bid paces to OTC 'thongs — Less active', band letteiteS maybe arced useg a valuation modal ce the most recent price we attained and my rot ref let an actual made.' price or value. - Certain postions may appear without a price rd will he.• as price was not available • el we Ire unable to &Win a price for a Wanly - DepOSits Or securities denominated a anexies Other than U.S dollars are reflected at the ocher" rate as of the statement date. - Foe certain wades tearing in nonconfamag dencninations, price anf querMy (lace eats) may hive been /Ousted to facilitate prow v./union. To cbtan current quotations Mien ratable, contact your Faeroe Advisee • Private invest:melts end structured products. Private investment securities (ncludeg deect parteipalith program and real estate investment trust securities) and structured poodxts are genefaly hg key Aged Celan *wand opines have not been legated with the Searitin and Excha-ge Caminsion ce under any gate securities laws. We pond+ estmated yokes lot pewee investment securities and startteed products for reorrutethe papaws only Accuracy is not guaranteed - These vakon may dale. steam ialy from gyros, if any, al which a private imistrnal seaway ce structured product may be torn or sold and do not necessary reirews the VA* you nay receive hares' - mid party Minutes of ale re as oi a certain dee and are stapled to UE6 financial Services on a regular bass by an irdependert solution - blur generalpanne or sponsor enameled alien ary, re se:0W to the Fen by the soar general panne. or sponsor and may be calculated based on deferent information from Fiat used by Fad parties to thew their esteneied alum. - You can attain additional infamation regarding the methcoblocyy used to determine the estimate of value and the date of the damnation the is the basis for the estimate by contacting your financial Advisor. - Thid party estimated vales may be reflected as • Nce priced' in serval Mutant when an independent valuation Inn has not stapled ee 6 unable to assign a vale, Oen we become await that a material event has <cored the may call a Frovioutli reported value no proem, or when a value would be highly speculate* due to the nature ol the warty - When neither an estate, general panne a spoor estimated value nor a thedgerty estimated wale* is seceded, the yak* of the security will be different from is purchase price - • Disrtut ions to date' may ado* retum of capital,. rearm or both. - • Original unit sae' represents lie initial offering pike per at and mw not reflect sour cost base - DPP and waisted REF weenies are not hoed on a national securities exchange. and ate generally Aged and even it they can be sol6 the vice received may be less than IM per that estimated value provided n the account Natant • Restricted securitier Restricted sentibes awe* re not °seemly eligble for public sale. UM Fnanctal Stenos uses the thine price of the wrangled stock of the same nosier as an imputed value for the restricted stock tht dodos.; of this Sfateirlent owy. TO the extent that restricted tercurats are *Mb* Ice see, the ialut erased may be s.bstantialbs less thanthe irsoted oath shows • en. (eninated) name. current yields and rates. An the awe of annul exam is based on atom &sided and Serra rates, atsunirq the secretes will be held for own from statement date or until maturity. This estimate is any a guideline; accuracy and created income are not guaranteed — Estimated arnuil inane and current geld for certain types 01 sorties could ackde a relktri of princoalor capeal gains in which case the est income (and cement held) would be overstated. — Estimated anal income and current yield and the actual ixonle and yield mote be lower cir highs than the estimated marts — An es mate of athualtted income (dividend ads interest) divided by the corent motet valriaverage balance a blued on the last dividend or interest payment made by the issuer and maws the secestioadmoses will bo hell foe are year from the statement date or until malualy Accuracy and continued yeld at not weaned • Awes net held by UK 'Mandel Services. Certain assets are not hell by the Fin and not within the Frm's possession or control These assets are dsplayed onyour statement for nforrnatorul proposes only. Positions and values presented are wooded by the Stun; fern UK Canoe Serves is not nesponsble for tin; damnation and does not guarantee its accuracy. These asses we rot octet-led by SIPC or the fern's suPPlemenlalSIPC coverage. • Revenue sharing and selcitional sempensatien. - h additka to ccenmissam on salts and l 2b. I Sees ✓eserved in connection with the drstrbicn of mutual funds to our dents se ands our affiliate rook newels sharing pigments from darbecrs ads admen of the moue finds that we tell These mounts re based on two d if trent corroments: the mutt of sales by LBS of a pa iwi, rrurtual find 'amity to our cleats and BB he asset valet of a precuts' mutual hid lanais shares held at the Inn - We and ow affiliate also receive networking and OrnillX6 peocessag fees ncorsideation for trawler agent seam that we recede to the musue funds these lees generally re pad from investor assets n the mutualfend and are a prod doll, anctint based on the swathed accounts at the braterdeakir holdng ensue bonds of that fund family - h xidacen to commussions received in activation with the sale or derbuton of annuity contracts and unit nvestment that tenth to our caonts we ardor or afleate receive revenue sharing compensaten teen may of ale insure-Kt companies undevaing the arirwity CO assets, affiliates of the nsurance CC/Marin a sponsors of the unit investment sups we darts:Xs — h ad:MonIQ CCerthis6TMS received from the pschase and sale of NedShres beds, we anchor os af I taw receive n asset-based revenue shaing paymom from NeaSoures <forbore, as well Sc CONFIDENTIAL I undeg for iechnoicgo denthoperient, twang and oilcan:ft — Our alfirolos also receive trading orrenissem and other compensation Fanmutual funds and mane canaries whose products we desuble. — We resew ompensauth from UBS Bs* USA, LOS AG Stamioni Branch aryl rarsaff dieted bats thecuth our oath sweep progam. Ibis compensation may be arna-thy pie accost fee or may be a percentage of /wage day deposit beams' Activity Informaton regrdng commissions and other charges n utted in connection with the exoticaof trades, f laking option UMW Irons has been nduded on confirmations proviousy furnished to you. and wit be provided to sou SNOWY an repast. Short selling If you set engaged in that selling a security, you relay ins a throe the to casein borrowing costs for the parteulr seise/. Open orders Rtgaidng cpen 'gazdliticanceilet code., that were not evetted by the ensnare date, open buy and set stop orders are mixed by the amount of dividends ornitson an ex.dividends or aka lms date unless extruded otherwise by you. vow are respicable for orders the Kt executed dr to yew 'aloe to cancel ousting open orders. Privacy To obtan a copy of as curvent Client Irma Notice, please confect yaw Financial Advisor or vin our website as ganw 'du matailivereisy — 1.85 Financial Services is not a bark. The RMS, Bowels Services Account BSA and IRMA re brokerage accounts which provide access tobaiting services and padre thoath manganese with affiliated banks and other hi-doe" banks, and wooden access to iistrarce and arnucy products issued thr krathlianed hid-Party narrate =Manes through inscraxe agency xi/slaves as CBS Financial Sews ac. ▪ hvestmere, insurance, and annuity forwixts — Not FDIC towed • No bare guannlew May lose vats — tMA. Resource Mannerrent ACCOUra. Business Services Account BSA IRMA and international Resource Management Account me revolved sere ce marks of 1.65 Financial Seneca inc. — ViSA hangars(' Yale nark owed by Vita International Service Assocation and used under tense. The LOS Visa credl cads and the LOS Visa debt cads are axed by LDS Oa USA with permilscn hen, Visa U 5,A Incorporated All other vadunaks, regicered trademarks, sereko mats and ogrstered service mats ye of their regrow. conparnes. UBS Fiwar.pal Services Inc Rev. 70007 SDNY_GM_OOO23621 EF1'A_00134241 EFTA01276012 SUBS 1.165 Femncial Services tic Private Wealth Management 299 Pak Avenue 26th Floor New York NY 10171.0002 CNP7006558979091$X14 Y1 0 Resource Management Account September 2018 rand Au i hAAVIAXI I Account name: GHISLANE MAXWELL Friendly account name: INCIN.CheCk/Car Account number Your financial Advisor: SCOTT STACK MANILYLE CASR1FL Phone Questions about your statement? Call your Firiancrg Advisor Or tree Value of your account RMA11.1.11/0-RMA-I000. accou on August 31 (1) on September 28(4) Your assets 46,709 56 49,671.09 Mslt our websIte: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $46,709.56 $49,671.09 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from wry/ annuakreditrepost.com. Tracking the value of your account 1 Thousands 716 439 44:manimm. 49i 7 41 9 1.9 Dec 2014 Member SIPC Dec 2015 Dec 2016 Dec 2017 Aug .2019 Sep 7018 CNI100010,06558979NP7000307973 00003 0919 030575004 CONFIDENTIAL Sources of your account growth during 2018 Value of your account at year end 2017 Net deposits and withdrawals Your iwestmentrettnn Dividend and interest income Change in market value Value of your =Oat on Sep 2t 2015 141,94632 17,635.94 $83.83 40 .00 549.671.09 SONY GM 00023622 mice Page 1 of 6 EFTA_00 134242 EFTA01276013 SUBS Resource Management Account September 2018 Your account balance sheet Summary of your assets Value on September 28 (1) Percentage of your account A Cash and money balances 49,671.09 10000% B Cash alternatives 0.(30 000% C Equities 0.00 0 00% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F C ommodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $49,671.09 $49,671.09 100.00% Account name: GHISLAINE MAXWELL Friendly account no :Indio Check/Car Account number: Your current asset allocation A Eye on the markets Index You rKnandal Advisor. SCOTT STACK MAIILYLE CASRIEL • Cash and money balances may include available cash balances. lin Bank LISA deposit account, ties INC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about your statement on the last two pages of this statement for Beta is about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 28, 2018 3-month Treasury bills: 2.12% One-month LIBOR: 2.26% Percentage change September 2018 Year to date 0.57% 10.56% 0.17% 10.57% 0.91% -0.98% -0.64% -1.60% CNP:C00S006558980NM0C0307973 C0033 0910030575004 nMY_GM_000238§§9e 2 of 6 CONFIDENTIAL EFTA_00134243 EFTA01276014 SUBS Resource Management Account September 2018 Change in the value of your account September 2018 (Si Year to date (1) Opening account value $46,709.56 $41,946.32 Deposits, including investments transferred in 4,829.16 56,552.54 Withdrawals and fees, including investments transferred cut -1,880.84 -48,916.60 Dividend and interest income 13.21 88.83 Closing account value $49A71.09 $49,671.09 Account name: GHIStAINE MAXWELL Friendly account n •1 iv. r Account number. Dividend and interest income earned For purposes of tNs statement, tatabity of interest and denclend Income has been determined ficM a US Im reporting CetsPedht traced upon the residence of the account holder. account type, or product type, sane interest andor dvidend payments may not be subject to United States (US) andor Piano Rico (PR) Income tzars The (lent motility statement is not intended lo te used and cannot be retied upon for tar purposes. clients should refer to the apoiratte tat reporting forms they receive from UBS annualy such as the Forts 1099 and the Forms 493, for lac reporting information n is the prance of UBS to file the 8CptiCatte lac reporting forms with the US Interng Revenue Senile< and PR TreaSuN DeparliTent env in such loons accurately dealt), elbidetta dead ineeted atilaz exempt or teal* ix*** Pleat consult your Incledual tax prepaier. September 2018(S) Year to date (1) Taxable interest 13.21 81.96 Total current year $1321 $81.96 Prior year adjustment 0.00 6.87 Total dividend & interest $1321 $88.83 Opening balances Additions Deposits and other funds credited Cash activity summary Your Financial Advisor: Off ST AC k MAN I YI F CASRIFI See account activity the month lot detet IS_ Balances In your Sweep Options are indudedin the opening and closing balances east. FDIC Insurance apples to deposits at UBS Sank USA and an banks participating in tie UBS FDIC insured Deposit Hogan. n des not apply to deposits at UBS AG. Saariord Evarch 51PC reelection applies to money market sweep find holdings but rot bank deposits Ste important information about your statement on the last two pars d this document for &lois September 2018 (1) $46,709.56 Year to date (1) $41,946.32 4,829.16 56,552.54 Dividend aid interest income 13.21 88.83 Total additions $4,842.37 $56,641.37 Subtractions Checks and bill payments -1,88084 -48,663.00 Card payments Total subtractions 0 00 -253.60 -$1,880.84 -$48,916.60 Net cash flow $2,961.53 Closing balances $49,671.09 UBS Bank USA Deposit Account APY $7,724.77 $49,671.09 Interest period Aug 7 - Sep 9 Opening UBS Bank USA Deposit balance Aug 7 $47,381.68 Closing UBS Bank USA Deposit balance Sep 9 149,973.27 Number of days in nterest period 34 Average daily ba lance $47,282.18 Interest earned $13.21 Annual percentage yield earned 030% OW70309306558981 NP7003307973 00033 0918 0305a00 I CO Page 3 of 6 SDNY GM 00023624 CONFIDENTIAL EFTA_00I 34244 EFTA01276015 4t UBS Resource Management Account September 2018 My Choice Rewards Points from UBS Account name: Friendly account name- • Account number: Rewards pants are reflected as of the 26th of the month ot the pre: business day if the 26th MI, on a venetian:paddy Rewards point wanly Wads on be found on www.una(oratonanesenn<es September 2018 Yeal to date Opening balance 7,594 7,341 Points earned 0 253 Closing balance Your investment objectives: You have identified the knowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the altematwe investment objectives in Important information about your statement at the end of this document 7,594 7,594 Your return objective: Current income 8, capital appreciation Your risk profile: Roman). • Aggressive Investment eligibility ccnsderat:on - None selected Your account instructions • Yost account is currently coded for margin. • Your account cost basis default closing method is FIFO, First In, First Out Your Ileancial Advisor: SCOTT STACK MAIILYLE CASRIEL CNPTC0C0306658982NPT000307973 C0C03 0918 03057a l ettliklY_GM_000236169 / 4 4 of 6 CONFIDENTIAL EFTA_00 134245 EFTA01276016 SUBS Resource Management Account September 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account nameAccount number. Some pnces, income and current vaues shown may Pe approximate. AS 8 kite. gam and lOsses ma/ rol be Etomately reflected. see smporunt intomnation about your statement a the end of ths docurnem for mote infornason. Cash Cash and money balances Cash and money balances may indult avalable cash balances, UBS Bank USA depout account balances. UBS F DC insured Progarn Bank Balances, UBS AG Stahloid Branch deposit account balances and rroney mike mutud fund sweep 0:dances. See the important information about your statement at the end of this document for death Woo those balances. Hddng U6S BMW USA DEP ACCT Your total assets Percentage of vaue on Stir 28(S) your account Cost basis (5) Bummed unrealized annual 'Accent (S) panor loss (S) Cash Cash and money balances 49,671.09 100.00% 49.671.09 Total Account activity this month Dale $49,671.09 100.00% $49,671.09 Amount (I) Deposits and other funds cred ked Sep 4 Transfer 00 4,829.16 Total deposits end other Oita Actitity funds credited Desc rot ion $4.829.16 amount (5) Dividend and interest income Taxable intereg Sep 10 interest U8S BANK USA DEPOSIT ACCOUNT AS OF ogr 07/ I 8 13.21 Total taxable interest Total dividend and interest income $13.21 $1321 Your Pi nandal Advisor: SCOTT STACK MANYLYLE CASRIEL 1185 Balk USA and al U85 FDIC Insured Progan Bank deposit &coint tdaXes are insured by the FDIC within against* lints, but ale not protected by SIK. UBS AG Stanford Blanch deposit account balances me not insured by FDIC and me not protected by 51K. Money market sweep balances are protected by 9PC but me rot Insured by the FDC °venni? Oa axe ClOstrig balance Nice per share Average DnidendlMettSt Dail in on Sep 1 (5) on Sep28 (5) on Sep 28 (1) rate period period Cep mount (S) 46,709 56 49,671.09 250,000.00 Dale Acliaty DeSCriplon Amount(S) Bill payments Sep 4 Withdrawal ACH WITHDRAWAL AMEX PAYMENT -1,538 72 C HM003306558983 NP7003307973 00003 0918 030500100 Page S of 6 continued next page SDNY GM 00023626 CONFIDENTIAL EFTA_00134246 EFTA01276017 UBS Resource Management Account September 2018 Account activity this month contnveca Bill payments (continued) Date Acton), Description Sep 5 Withdrawal ACH WITHDRAWAL UNTEDHFALTHONE -39.94 Sep I 1 Withdrawal ACH WITHDRAWAL Saks Retail Total bill payments Account name: Friendly account n Account number: GHISLAINE MAXWELL r' ^ Your II sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Amount (S) -302.18 Card Items for your Attention: The new UBS Visa Infinite credt card is here, packed with exclusive trare I tenefils, more rewards and more of what you love, ncluding extraordinarily personalized service. All stunningly dad in metal. Visit ubscorninsainfinite cc call us at 888-762-1232 to learn more Mnmum Payment Cue Payment Due Ole Credl Inc 4128024 *valet* C ter Unt Outstanding basic, UBS Visa credit card(s) payment information 10 .00 135,000.00 535,000 00 10.00 This credi cad is enrolledin UBS Pay Credi Cad feature and will autorrabcaty tie paid (ran your account Your pa/mem Is schearled for °cuter 10, 2018 we Drovide thSinformatiOn on your U85 visa credt cards sclera a courtesy 10 yOu The UBS visa credt card and account are issued Dl UBS Bank USA U85 Bank USA Sends you the Oa& Statement for this account and you should Make your paynent accord® to their inStruCtiCnS. We do not ind ude your outsta-tding creek card balance in the Taut d you account wth UBS Financia Services Inc Date Activity Description Amount (S) Money balance activities Aug 31 Balance forward $46,709.56 Sep 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,29044 Sep 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 090918 .39.94 Sop 10 Deposit UBS BANK USA DEPOSIT ACCOUNT As OF 09/07/18 13.21 Sep 12 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 091 tf 18 -302.18 Sep 28 Closing UBS Bank USA Deposit Account $49,671.09 The UBS Bank USA Depaut AccouN is your printery sweep apron 007030800655898A Ne7000307973 00003 0918 0305750 End of statement for account number Y I 2. CONFIDENTIAL biElfriW_GM_000236249e 6 of 6 EFTA 00134247 EFTA01276018 Important information about your statement UheS instal Services ho (the Firma UBS Finrcial Servke0, is a mentor of all arkipal mouthy, commodity and opternenhavgres. UBS Financial Union ad UBS Bank USA se ndrect seksidaries of 1.85 AG and affiliates of WS Secubies ILC. The f hes hark& statement it available upon request. The Firnes woomere offices pre at: 185 Frakel Services Tic. 1200 Hata Boulevard Weehawken, NJ 07086 The statement rearesents the one/ officialrecord of your LES Franca& Services accent. Other react, wept 011103I Ix damns. contanng catiang data should not be relied upon II youbeimw thee is an era or omission please Meet il iirellettalely in writim to the Brands Manager of the office wvim your account. Although alga. show re ntended to be accurate, statement dna shOuld not be wed for tar purposes Ref Sakai on yere.tnd to forms. Be Fonn 1099. 5498. 10425. etc ) when prepamg your lax return. The fan is requred by law to report to the RS a eatable &Wends, reportable nontaxable Withheld, and taxable interest gamed on swathes held n you account, net proceeds on see transactions, and con basic on eaten (weed sea-rites Cavaemications with the Firm • Pleasere-wain* any oralcarevunkatken n mting tofurther protect rag SOK ettia$09 rater under the Securities **slot Protection Act 6rA). • If the haat& instioation on the top eft of the front of this statement is not 1.,65 Francis Serves, WS Fiuncial Wren caries your mean as clearing broker by arvansernent wet the nckated nsieution we r on. red you & the reaborathia wherry opened this accord. h the oast your kends and sectsieet at located a f metal Sewn and rot the Wats:m0We and you oust make a Maxi of ay error or =Won to both fens • As descrbed n the account agreements, you mud notifyusof any woes or fraud irembirg checks reflected on your statement Whin 30 dap altert was maileda male available. • Please diva customer complaints or m ines to the Finis< lent Relations Depanment a 201.3521699 or toll-free at 800.354-9103, 8:00 A.M. to 6 00 PAC ET Monday through f rday, or in writing to 1.85 Financial Service etc, Clod Relations Depaiment, P.O. Box 766 Union Ciy, w 07087. • AR ciao-rearms shall be deemed corrplete and mane it not objected ton writing Main 60 days • For TTY services. Call 844412.0986 of from *Ask* the U S.: Cal 201.352.1495 • hone of orlon orpast ions about anelectronic funds transfer (Wit bi payrnent orMS Vet debit cad transactions, co wo.762- woo, or write to UBS F nancral Services ex., 1000 Harbor Blvd, 61h floor, Weehmteh NJ 07086, Min RMAIGA Serval. Cal a write as soon as you can, if you 'hit your staterrenl a recite is *Tong ado° need recce Morrnatkn tout a Ureter on the slaking& or wept The Tim ore Card boar Os atheekthle) must her Iran you co law than 60 days ale the f rm rent you the fed st aliment en eked, the error or Problem aPP•eYed. - MOO* yeti rime and accost number Of any) — Deathe the ere or the ratter you me urnure about, axl ...plain as clearly as you can why you believe a is an ewe a why you need mote nformates — Rouge the dole arrant of the suspected era. the Fim or Card bsuer era investigate yore enplane and wit correct any ermor promptly. For alleged mon invoking UBS thsaodebit cad tranua kit ewe take mote than ID business days to do this, we will account la the amount you think is in error, so that you wa have the use of the money thing tie tine it takes in to complete out investigation. Please make all cheks payable to the Firma the Inmost elSteuticel Malted on the front of this statement In addition to Nevis accost lees /moues may be Abject to mantenarke heees charges for bite payment for securer.' purchases and charges for urpaid arrows n cash accounts. Accounts the are rardered to other Teter km may be subject to a vender fee. UBS Sweep Options 1,85 &fen options lot mweprg cash balances to bat depose accounts at non-athlated banks and Sedated barks and money nurkei maul lute (Money Funds). Depart4 accounts at LW Bark USA and non-atf &mad barks pankipaing iv the UBS FPC-Trtured Deport Program are TDK.nsured n amnia-ice wit FOK rules For more ilkentatiOn, please vise wow fdc.gay. DeooSe KrountS al 185 AG Steniced Branch and she's of Moneyfinds are not toad by the FM. Bark deposits ae not protected by WC. Money Fad sham are protected by SIPC. Set -1.85f Turkel services Account Prowton- below. Voce, yourrequest, balances in the bark deposits may be withdrawn. aid shares of a Money Fad maybe Ikea:bled. and the proceeds retuned to you orris securities accost. Further inkanatirs about available twerp options, rkkdrg current irgerest rates and With. 6 available al vernvubscorfsweennekls. from your f nancol Advisor el by calling 80(762-1000 Fonancial Swam account protection The Finn is a weber of the Startles Investor Protection Corporation (WC), which protects securities CuStCfnerS of Es morrben to to 1504000 (nckicling 1250,000 for clams for cad)). hplanatay brochure *abbe upon newer a al www. Assoc or,. The SIPC asset protection lines ape/ to a0 accounts that you hold in a pinata capect. The Fkm, together with ocean affiliates. has also purchased suppkmeMal insurance. The moil-rain amount payable to all 00ktreats. collective/ under this protectiai is SSWmotion as of December 10, 2016. Sulked to the poky eamkkee and Irritators. (eh at theFen h Wave protected for up to 11.9 maker. in the aggregate for all your oceans held in a particular apart A fiat copy of the poky wadrg is makable won request. Nether the SIPC oraeclion nor the appiemerkal protection apply to: • Certain 'mood assets controlled by (and nclookkl re your Utast Wag but WM away tem U85 Financial Services For triple certain (i) :nowt products. including amiable atuities. and (0 she.; of mutual funds registered n the name of the account holder on the books of the Muer or transfer ages), • heestment caveats ce Meanie heeled, lel, limited partnerships and private placements) hat are not registered oder the Securities Act of 1933; • Conmoditits contracts (e.g. foreign ercknge and wows metal contexts), inckeing futures contract and torremodity opt ion contract; and • Depot accounts (except certificates of &posh) at 1.8$ Bak USA, WS AG U.S. teaches and bads n the FDIC Insured Deposit Program. The SIPC protection and the supplementalprotection not apply to these assets even if they Otheeveite appear n your statements. The WC protection ani the stspOnental protection do not protect against changes n the market Yak* of your imesbnents (*tether as a neat of make movement, issuer breciuptcy otherwise) Dividend Reinvertment Program' (DRIP) The price reflected is an average price You map obtan the nisi price from you Financial Advisor. Onair whole Owe. tie purchased undo. DTP, panel trot wiltbe sold rani the cash wit be deposited in yOur account We dividend renwerrent peke applied by the agar may offer from the market price at Vfigh the path* Share, pre sold Castin-lieu Only whole unts maybe held n your account. If you are (raided to a patrol unit as a result of a &Mend payment a othewne, the km w)1 ether sell partial units at market price a wept n anon determined by a regain-4d clean; agency. and credit yore aware Inverlanerm objectives The rwestmere oblectivn and risk profile are 'peek to each account and may raybetween your accouns, thease admse the Fina aorta 8 in wring of ay soyaKant change in you financial sewhon inveilirent obrichves. For each moose hell, you depose acted the lomovrang image-we apemen: • Ihoctm Current Worm. Investments maim the generation of incane cab. • Achieve Capital Approciatjorc twestrnerets SWIM growth of prinonal rater than the generation of wow. • feeds* Combnason of Wow rod Capra% Appreciator): kroentMentS seeking both the gemeation of :taw ind yowth of principal. Overall risk petales • Comervarse: Seeks to mann miial enteral, with low risk and volai My to the accoutre overall, even it the mere the account does not generate signiakant CONFIDENTIAL income a Norm arid may not keep pace with inflation. • Moderato. Will hg to accept taTiP rick to pincPal rd tolerate some udaikty to seek higher returns. • ressno: Wiling to accept high risk to prattle axl high volatlity to seek hath returns over time. • Immtmerr attar), Dear:teat:on: I selected a portion of the poi ffolio foe that wank may incase* corral* serapes, raked liquidly and greater sole* Statement 'household:8f We owconsolidate al related account statement with the sane address in the same envelme. e 9. because they haw owners it ako maintain join account railways vets other Owes a the same address. If you reefer to were irdiwieal statements marled in separate metope. you may decline loarehoklim by cadre) yet/ financial Advisor Friendly meow% name the Friendly account nave is a cuacenrable 'notate.' chosen by you to assist you whhyas reordleeprg has ro legal effect on your account, is not intendedto reflect any strategy, artist reccremendatka. interment objector. or re* prolle associated 'oh your accents and is not a peomio or guarantee that wealth a any Inencial result can or will.* achieved. All irnearnents inmate the risk of Ws, including the risk of loss of the edit reiterate. You can <lunge your Friendly accost names through Online Services a by contactim you Pi-uncial Athens. Amount overview • bate of par ecounteortiolio. Net of assets and • Asph Includes avatable cash balances, values for restricted security frit ). and Global Tito Deposits, enrwawd malts to rake, andCertain assets not held by the Fan. Does not racked. unpnced securiteseasiels at the end d the prior andswant statement periods, a private wittd stock opensand rrorceable no options • ciattities Includes debit balances, curtaining margin lore credal line, short account bances. • Casblmoney boraxes Total of oilmen(' available cab balances, plus &ppm balances al affiliated and novail ilated bankt, anima-my market mutual lead sweep balances. mew close of the statement period Noneorrmcdity free eve* balances in yes account are not segegred from other balances and eve Nth may use red these luxes in the wonky course dos harem. Mese turd; are payable Won your demand. this total is weeded in The (snot pored <losing vale. fig information For &teed nlonnatron on the Ines lend., practices rd dubstares, refer to your Chem Relaticothio Agreement or Accuse Agreement and the General Terns ad Conalitsonslki. Stalettent of Credo Practices available h Agreement, and Dadorums al Irma 'At enentareounercidou SDNY_GM_00023628 EFTA_00134248 EFTA01276019 Important information about your statement (00ilbilued) Your moots Your esteem iterndes securities and other assets held n the account at the end of the Slatatota• paottal You may ask for delivery of ludet Paid securities al any time. You may receive securities used at loan caters alter paying any bent Om on them. Any securities franderred to the Fan ding the staummt period are bed at market value or of the end of the stab:mot period • Gost base. h detirmning the cost basis of the secuies included n this statement where indicated with the numb. -1.' LOIS Firuecial SOIVKOS L has relied on information obtained from sources other than UBS Financial Services. 4-eluding idamation from another a that you may haw. peovlded y011 Fenarcal Advisor. the Finn does not independently very guarantee the wary or vaklity of any i carnation PoOvecked by sources other than 1.3S Caul-Pal Sark.. irt addlion, ethoutek 1.85seencal Services gewaralB updates the rdomatiri a it is received the firm cams not monde any assurances that the eformation ender a t bath' rsd stketalced gee/loss" is amine as the date of this statement. As sueh, please do not rely co this nforristica to nuke modesty,' sale decisions, fa' tar pa-poses oe otherwise. Accounts tratemed to **Fan may reflect gallon Horne ire only fix the period of lire they xe held at the Fan MoreKota:cal taconabca can be tiled by your Fnartal Advisor. • Untanned genagossed. Viten dote egmatedu-realized ganflosses are <doubted for nciviial warty lots the transaction data for exhidual lots may or may ego ref led commissions, charges axle, secuity reorgtheal on cents. Dividend and other renvegment lots and systenek purchne lots are each combined to display me averaged lot The 'Trade date' colmn patents the orgeol transacoon trade dale. • Callable siocurides Bonds nil preferred stock that the issuer cats Ion tab 'redemption wit be selected martially by lot Iron among as bathes of that issue held iv our rams a in norneste maw for at clients Call Nate recanalco is cbtaned from third pales and its accuracy is not gar:What Other call leaves may east which bald affect geld. complete idoemeco will be provided upon request • Certificates of deposit (CDs). CDs are FDIC enured toto 52 93,000 et principal Yd accrued merest per depositor aM per depository inoshonit nxcadaue wth FDIC rues. • Ittriawkalla haat thlatartO hat $4.0.0dtS and other products may be hgher or beat( than the price that you would actualaftnste in the mate. hoes are obtained from various tiled puny sources lath we be/the to be fetal*, but we do not gmrantee thee accuracy — We generally use the cbsitg peke when available or the mean of the bid and ask prices for listed sea/Vessel options or only bid pekes fir OTC sear Pm — Len activeN &bed mantes maybe prced tang a valuation model ce the most recent price we obtarsed axl may not ref lect an actual market price or wake. - Certan poPtions may SPRY without a tree ad will OICHI ei 'peke was not sealable • il we are krable to obtain a price for a saculy - Deposits or securities derxemeed etcurettes otter than U.S dollars ae ref Noted at the eschew" rate as of the statement date. - For certain bathes erring ei nonconfermeig dencnthations, price rid queraly (lace vat) may have been blunted so facilitate prow variation. To <Clan current quotations. Man avatabit contact your F nonce' Adnscr. • Private Irving:mots and structured products. Private eivestmere securities (ncLd'ng drec pancipatal program end real estate investment trust securities) and structured modxts are pervert/IN her hey akpid Conan *wined products have not been registered with the Securities rid Excha-ge Careresion ce under any gate securities laws. We monde estrnated vats for pewee nvestrient securities arid stag vied products for nterruiesui PJPOitt Only Accuracy is not guaranteed - These values may differ tibgantiaPy kora pacqk arty. al which a privyte entestrnem security a structured product may be bacht or sold and do not names* taxmen the vales you my receive coon licuidation. - third party baba Of vaIR re as oi a certain due Yd are applied to 1185 Fnancial Services ogaar base by an irsdependert volution firm. - Nun, general prin.' or sponsor rambled watts. if any, re applied to the Fan by the bet general panne or sponsor and may be calculated based on daemon idol-matron from shat used by tired parties to delve their estimated values. - You can obtain additional 'vibration regardng the methodology used to determine the estimate of value aid the dale of the istanatica the is the basis for the estimate by contacteg your ;awed' Advisor. - Thid party emanated values may be reflected at 'Noe priced' in several situations when an I-dependent volution Inn has not suppled a 6 treble to assign a vale. where we become aware that a material event has occurred the may call a Frovioutli reported value bo question, or when a value would be highly speculative due to the nature of the sorority - %Then neither an ester, general partner or sponsor estimated value nor a %herd-prey estimated waist is provided the yak* of the storey will It deferent from its ;mynas. price - • Distiout ions to date' may nob* return of capital, marmot both. - • Original unit sae' represents the Intel offering pike per use and nu, rot reflect your cost base. - OPP and Witted REF sentries are not listed on a national securities exchange. and ate generally /bud /Mean it they can be sold the mice teemed may be less than the per share basted value provided n the accotni gatarnero • Redacted sacuritid. Restricted tame, germ* are not wrealyeligble la public sale. Ulii F flannel Seams uses the market price of the v....restaged stock of the bre Maurer m an imputed vat* for the restricted stock Oat outposts of then sate mere omy. TO the eaters that restricted toctrilies are ebbe for sale, the yaks receivedmay be olostantiaIN less than the knoted value shoves • en. (astinatad) dame. current yield; and rata An bate of anal into.,.. is based on current dhiclind and Serest rates, atsurnirq the securities will be held for one year from statement date or tail maturity. This estimate is anti a gudekto accuracy and (counted income are not guaranteed. — Estautod arnuil name and curet yeld for cense' types of securities could nude a warn of princoal or captal gait h which case the est income (ridcurrent yield) would be overstated. — Esinuted snail income and curet yeld and the assail iW:411* arsd yield mote be lower or hgha than the estineed ambits — An estate of annuaktod income (dividend anchor interest) divided by the current matt vats layerage balances based on the last devdend or Mahe payment made by the eater and >tarn the lectribPdaosts will be hell for or. year from the naliairt date or until meanly. Accuracy ad contnued yeld re not guararoteck • Ansa not held by leS anancial Service. Cenais awns are not hold by the Firm and rot nithirt the Fienrs possession or convol These assets are dePloyed on yaw statement for ntorrroterve purposes only. Positions and vakm presented care plovded by ihe itttin;fern UBS Coaxial Sentra is not responsble for the infomarto and does not guarantee as acctraty these asses are rot protected by SWC or the Fern's supplemenlaISIPC coverage. • Revenue abating and additional compensation. - h ;odd, to <commits:ten at sales ad 12b. I Sees received n conned ion math the drarbecn of mutual funds to am clients we ado our affiliate recete remelt thong payments from doubters ardor bran of the mousi funds that we tell These anoints re based on two d if trent comments" ld the ran of sales by LOS of a particular avast find family to our dealt and 00 iter asset valet of a particular mutual fund Irniys shares held at the fan - We avl our affiliate also receive networkiv and OfIltlitt6 peocessrp fees eiconsickreco foe trawler agent stench that we movde to tie mutual funds Those fees generally are pad from (minor assets ei the mutual fed and are a hod dolly amain bawd on the rumba of touts at the badierdeakr holding mutual Itnds of that and family - n °Saw] to comma/in received in connatcon with the sale a distibutco of annuity contracts and unit nvestment Net ones to ovr clients. we ado as ail late receive revenue sharing compensation Irma may of the m' utate companies tndeivottng the entity convects, affiliates of the nsurance corparies or prams of the vet inwornero rush we &tribe - h addocn to ccromoSvanS received from the pechase and sale of NemShires fun.* we actor cur at I date receive n snot-brad revenue shaing paymorg from aleaShares daunt" as well at CONFIDENTIAL luting for technoboy demi:cogent bong ad education. - Our agitates also receive trading corraissixes a-d other compensation frommutual funds at navate companies whose products ere desuble. - We wove cargyrnal co nom WS Bank USA, LOS AG Nabob Branch and nraflikoted bales (beer our cash sweep mcgrams The compensation may be a raceohN per accord fee or may be a percentage of /wage defy deposit bikarres Activity Informaton regrdng commissar and other charges owned in connection with the executionof ended exbdeq option transactions has beers *boded on cirtemations provious/y furnished to you. rd will be provided to you pramPay on rentag. Short soling If yes, et engaged n that selleg a security, you may inner a <haat due to bun borroweg costs for that particular sectsty. Open orders Rnyrodng open or • gazdaticancerlet pokes that were not emoted by the Agernere date, open buy and set stop orders we reduced by the motto of daideeds or es/itson an ex-dividends ce excites date unless instructed otherwise by you. You are tespixable for orders the art executed doe to you Niue to cancel mating open orders Privacy To obtan a copy of as cavern Chad Privacy Notice, please context your Friend& Advisor ix vat our reebsite www taw otattneWwwvitea — U35 Fnanotal Services is not a bark. The RMA, (Ultras Services Account BSA and IRMA re brokerage accounts etch provide access to bariong services and peon group avangtheros with affiliated brat and other te/party banks, rd monde, braced to numb. aid annuity products issued la teoffiliaked OlAtanCe<cmPanes enough instate agency samidures of LES Financial Sews kx. ▪ hvestmere, nturance, and amuity pacwixts — Not FDIC •••tload • No bard pannier May be vale — tMA. Room Management Accouro. Dueness Services Amount BSA, IRMA and Men:Nona Risotrce tialtatrIttllt Account are registered service marks of LBS Fruncial Seniors ix. — VISA is a aligned Yale rurk owned by Visa hternatixol Sake Assoc./Pith aid used woe tense. The LOS Visa credit cards at/ the LOS Visa debt cads are owed by LEIS Oa USA with permilsco had Visa U 5,A Incormated All otter Vadunalq, registered trademarks, service corks and registered wake marks are of their respeciee merpathes. UN Financial Sorvied Inc Rev. 701907 SDNY_G M_0002 3629 EFTA 00134249 EFTA01276020 *UBS U65 FMancial Stokes IncPrivate Wealth Management 299 Park Avenue 26th Floor New York NY 10171.0002 CN87005788951 1018 Nrl 0 Account name GHISLANE MAXWELL Friendly account • Car Account nu mbe Your linancial Advisor. SCOTT STACK MAIWLYIE CASFSEL Phone Questions about your statement? Call yo.a. Fillarldg Advisor Or die RMA a i 0-RMA- '000. acco Melts:our webs's.: wort ubstorallinancialservices Items for your attention • Help protect yeomen from fraud and review bank, credit cant, and brokerage statements regularly. Also, get your free credit report annually from www.annuakreditrepcelcom. Resource Management Account October 2018 HISLANE MAXWELI Value of your account on September 28 (S) on October 31 (Si Your assets 49,671.09 47,173.92 Your liabilities 0.00 0.00 Value of your account $49,671.09 Tracking the value of your account S Thc Tr,ancTS )16 Dec 2014 Dec 2015 $47,173.92 439 49.7 472 Dec 2016 Member SIPC Dec 2017 se p 2018 Ocl 2018 Sources of your account growth during 2018 Value of your account at yea.end 2017 Net deposits and withdratialS Your MeStinent retunt Dividend and interest income Change in market valuct Value of your account on Oct 31.2010 141.946.32 $5,128.56 $99.04 SO 00 $47.173.92 SDNY GM 00023630 CW0003005789951 NP70001811388 000:0 1018 03057a003 Pap 1 of 8 CONFIDENTIAL EFTA 00134250 EFTA01276021 SUBS Resource Management Account October 2018 Your account balance sheet Summary of your assets Value on October 31 (1) Account name: GHISLAINE MAXWEU. Friendly account na • • Account number: Percentage of your account A Cash and money balances 47,173.92 100 00% Your current asset allocation B Cash alternatives 0.00 000% Total assets 547,173.92 100.00% Value of your account $47,173.92 A Eye on the markets Index Your lq Randal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. IJEIS Bank USA deposit account, UBS INC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important formavon about your statement on the last two pages of this statement for data ks about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31,2018 3-month Treasury bills: 2.33% One-month LIBOR: 2.31% Percentage change October 2018 Year to date -6.84% 301% -7.36% 2.43% -7.95% -886% -0.79% -2.38% CNP 70003005769952 NP70C0183388 C0C03 101803057C naatY_GM_0002304. 94 2 of 8 CONFIDENTIAL EF1'A_0013425 I EFTA01276022 Resource Management Account SUBS tc Account name: GHISLAINE MAXWELL Friendly account n • Account number. Change in the value of your account Cash activity summary October 2018 i Year to date U.) Opening account value $49,671.09 $41,946.32 Deposits, including investments transferred in 328.91 56,881.45 Withdrawals and fees, including investments transferred cut -2,836.29 -51,752.89 Dividend and interest income 10.21 99.04 Closing account value $47,173.92 $47,173.92 Dividend and interest income earned For purpOsts of INS Statement, ratability of interest and dwidend income has been determined Boa a US in( 'IPPON 1:eISPediee. Baud upon the residence of the account holder, account type, or prodtcl type, some interest ammo dvidend payments may not bo subject to United States (US) ardor Puerto Pico (PR) income tars The cent monthly statement is not intended to be used and cannot be resent upon for tar purposes. Clients should refer to the arogade tar reporting forms they recent from UBS armudly, such as the Courts 1099 and the Forms 493, foe lax reporting information et is the practice of UBS to file the aPpliattle to reporting forms with the US mtern8 revenue Service and PR TreaSury DeOlienTent and in such loans accurately dasIfy citidenct bray Interest alto exempt or lamb* 'metre Please consols your inthidual tax preparer. October 2018 (1) Year to date (S) Taxable interest 10.21 92.17 Total current year $10.21 $92.17 Prior year adjustment 0.00 6.87 Total dividend & interest $10.21 $99.04 Your flaandal Advisor OTT STACKMAHI VIE r4sAtck See Account activity this month lot details Mantes In your sweepoptions are inducedin the opening and dosing balances edit FDIC insurance soviet to deport at UBS Bank USA and all banks partiripni ro in the UBS FDIC Insured moods Frog en, rt does not aoply to deposits at UBS AG. sea ford Brarch 51PC Protection applies to money market sweep find hddiros but rot bank deposits Ste Important inbanation about your statement on the rat Mo pages cf this document for deists October 2018 14) Year to date (S) Opening balances $49,671.09 $41,946.32 Adchttons Deposits and other funds credited 328.91 56,881.45 Dividend and interest income 10.21 99.04 Total additions Subtractions Checks and bill payments $339.12 $56,980.49 -2,636.29 -51,299.29 Cash/ATM transact ons -203.50 -203.50 ATM fee rebates 3.50 3.50 Card payments aw -253.60 Total subtractions -$2,836.29 -151,752.89 Net cash flow Closing balances 42,497.17 $5,227.60 $47,173.92 $47,173.92 DNY GM 00023632 crietC0CeciosTe8953NP70031$3388 00003 sole 030579004 CONFIDENTIAL )000 Page 3 of 8 EFTA_00134252 EFTA01276023 UBS Resource Management Account October 2018 UBS Bank USA Deposit Account APY Interest period Sep /0 - Oct 4 Opening UBS Bank USA Deposit balance Sep 10 Account name: GHISLAINE MAXWELL Your Knendd Advisor Friendly account n r Orr STACK hi YI F CASRIFI Account number $49,973.27 Closing UBS Bank USA Deposit balance Oct 4 $47,373.92 Number of days in interest period 25 Average daily balance $49,510.15 Interest earned $10.21 Annual percentage yield earned My Choice Rewards Points from UBS 0.30% Rewards Dams are (elected 85 oi the 26th c4 Int month or the racer business day if the 26th fats On a weekend neackw Rewards point activity cetals can be found on www.ubs.coneionAneservees October 2018 Year to date Opening balance 7,594 7,341 Points earned 0 253 Closing balance 7,594 7,594 Your investment objectives: You have identified the fcilowing investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a fun description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Currant income klk capital appreciation Your risk profile: Pnrnary - Aggressive Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, Fro Out CelP703C0305789954 NP70C0188388 C0033 IOW 03057500=3M ' YGM00023ErAge 4 of 8 CONFIDENTIAL EFTA_00134253 EFTA01276024 *UBS Resource Management Account October 2018 Your assets Account name: CHISLAINE MAXWELL Friendly account norne• Account number. Scene pnces, income and current vaues shorn may Ix EpprOxiMale. As a itSult, gains aid tosses may not be &weakly reflected. Set Aporiant infosenefron aatour your statement a the end of tins dxurnem for mote Information. Cash Cash and money balances Cash and money balances may induct± avalatlecash balances, UBS Bank USA cbcout account balances, UBSED1C trotted ProgarnSank Balances, UBS AG Stanford Branch ifeposit account baances and money market mitt tul fund sweep Dames. See the Important Information about nor statement at the end of this document for detain about those Wanes. Hddng UBS BANK USA CEP ACCT Your total assets Cash Your Pleandal Advisor: SCOTT STACKMats/1111F rASRIEL UBS Balk USA and of UBS FDIC insured Procyam Bank depot aCOlnt Waxes are insured by the FDIC within applicable lents, but are not protected by SIPC. UBS AG Stanford Blanch deposit accourt Wanes are not insured by roc are are not protected by 51K. Money market sweep Dances are protected by 9PC but are rot Insured by the FDC °beano baba/ft °mut:dente Price per share Average Ord.:lend Interest Dais In on Oct I (1) on 0c131 on Oct 31 (1) tate Deltoid period Cep amount 01 49,671.09 47,17312 250,000.00 nercemage el Cost Estimated Unrealzed vjueon Oct 31 (1) YOU(' account 08$6 annual 'ine (SI gan or loss (S) Cash gad money balances 47,173.92 100.00% 47,173.92 Total $7,173.92 100.00% $47,173.92 Account activity this month Date ACIMIy Description Amount IS) Deposits and other fends </edited Oct 1 Transfer FM VI 235750100 328.91 Total deposit and other funds credited $328.91 Dale Actitify Description Amount (0 Dividend and interest income Taxable interest Oct 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 100a18 10.21 Total taxable interest Total dividend and interest income Rte Aziooy UrSOPI.On Oct 2 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONE -39.94 $1021 $1021 Nitwit IS) Bill payment CHP7000330578995SNP7003183388 00003 1018 030575004 CONFIDENTIAL continued next pep DNY GM 00023634 100 ►age 5 of 8 EFTA_00 I 34254 EFTA01276025 UBS Resource Management Account October 2018 Account activity this month (commis) Account name: GHISLAINE MAXWELL Friendly account name. r hews. r Account number: Your A nancial Advisor sicaT STACY WitLYIYI F CASPIFI Date Actiuty Descnphon Amount (S) Oct 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -2.596.35 Total bill payments 42,636.29 Bill payments (continued) Card dens for your Attends:et The new UBS Visa infinite creek card is here, packed with exclusne travel benefit, more rewards and more of what you love, including extraordinarily personalized service. All stumingly <lad in metal. Visit ubs<crMisainfirste or call us at 888-762.1232 to learn mnie transaction Posting date dale Dexnption AnXkolt (I) Cosh/Arid transactions WS Visa credit • )00(8 1602 6. MAKWELL Oct 16 Oct I? CASHCONNECT -1203.50 ATM FEE REBATE S3 50 Total transadlons Total rebates -1203.50 53.50 Them Me !under. to UBS Bank USA Z. repq CathConner I C zh *draw made inilh your MS Via credt cad Thew CaltC coned liamactions old not incur any finance charges a cash advance fees Rimmum Payment Due Payment Due Dae Credt Inc Avalade Credit Line Outstanding baance UBS Visa credit card(s) payment information 50 .00 135,00000 135,000.00 30.60 This credit cad is enrolled in UBS Pay Credt Cad feature and will ateanancaty be pad (non your accoure Your payment Is schedited for tenernber 70. 2018 We provide Pis information on you U85 Visa credt cards sde/y as a courtesy to you. The UBS Visa credit cad and account are rssuedbi UBS Bank USA. UBS Bank USA sod you the ollicia statarvent for this account and you should rake your pament ac cord ng to their (numbvb. We do not ind ude your outstanding civil tact balance in tne vase Of rats account wen UBS Fmanfia Services Inc Date Activity Detcrobat Amount (S) Money balance activities Sep 28 Balance forward $49.671.09 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 328.91 Oct 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10102118 -39.94 Oct 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10'03.08 -2.596.35 continued next page CNP7C003005769956NF7000I88388 C00O3 t0l 8 03057aliklY_GM_0002300e 6 of 8 CONFIDENTIAL EFTA_00134255 EFTA01276026 *UBS Resource Management Account October 201a Account activity this month (continued, Cote Money balance activities (continued) Oct 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 10'04118 1O.21 Ached). Account name: GHISLAINE MAXWELL Friendly account n Account number. Your Plnandd Advisor: Sari STACKMAHLYIE CASRIEL GCS< rpliCel Arnsunt IS) Oct 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 1O18/18 .2OO.OO Oct31 Closing UBS Bank USA Deposit Account Th. UBS Sank. USA DepAgt As< oust is Your primary Sweep colon $47.17332 ODNY GM 00023636 CH1,71:009305789957 NMOCO193388 00003 1018 0305M )000 Peg. 7 of 8 CONFIDENTIAL EFTA_00134256 EFTA01276027 $UBS Your notes CONFIDENTIAL EFT,501.30257 EFTA01276028 Important information about your statement U26 Cresol Services Inc (the Forma U9S Fins-cid Seryked, is a member of all pricipal mouthy, commodity and optima excha-qts. Ut3S Financial Union rd U65 Bank USA re rdeect sktskaaries of U35 AG and affiliates of UM Seaskies LLC. The Finis finankat statement is (Valhi* upon request. The Firms nanive offices ar• at: LEIS Fiume' Services Inc. 1200 Habit Boulevard Weehawken, W 07086 This statement refreSeentS the on,, off dal record of year 1.65 Fruncol Services account. Other records. *Seib obscene dmunents. centaning (erelong data should rot be relied upon II you bedew there is an era or oinincm plea* report n inettalely n wing to the Branch Manager of the office se viq yrs amount. Although al erases shown re mended to be accurate, statement data should not be used for ter tarpons Rey 'okay on yer.end tax tams, (i.e Font 1099. 5198, 10425. etc ) when preparing your tax return. The Fin a requred by law to repon to he RS all tsable &Science, reportable nontaxable Sidon& and taxable interest end on strobes held nyess attain. net penXineds on sake barnactkrit ad con babe on retain coned seuraies. Gannabaitians with the Firm • Please reconfirm ivy as connunreeken n wring tofurther protect yourridns, your ittbakr9).4.fifil ceder the Seosnies begat ProtectionAct prA). • If the financial nsteution on the top loft of the front of this statement is riot LES Fnaxia Streets, 1.65 Financial Semen caries you- aca.nt as during broker by arrangement wet the kicked Miamian we Wont rad you of the reiationthia when you opened this accuse. h this cast yam lends and secumies reelocated a LSS f nancol Seems aid rot the :nixing broker, and you crust make a report of erg error a cmieskn to both firm • As deserbed n the account areernmts, you men mayusof any terms or fraud interg checks reflected on vour statement palm 30 days aw a was malodor made available. • Please dna customer complaints a Ivens to the Fin< hint Relations Deparement a 201.352.1699 a1004W r 800.354-9103, 8:00 A.M. to 6 AO P.M. ET Monday WoughFrelay, or in aiming to USS Frump.' Semen Ix., Chem Relations Department, P.O. Box 766 thion Cry, NI 07087. • All naemerm tall be deemed concise and acorn d not objected to in writing within 60 days. • Fa TT( seances. Call 84461209860, Irons ciesele the US.: Cal 201.352.1.3S • Incase of *non ce gunterts about anelectronic knob transfer (EFTL Earl payment a LES Vat debit cad eansactions, call 830.762-1000. or was to UBS Fnancial Services ex., 1000 Harbor Bid, 6th floor, WetteaMen. NJ 07086, Attn. bilabbA Seen Cal a write as soar as you can, if you thil< yrs staterrer4 a reset is ming on d you need more Morrnatcn about a transfer on the statement or wept The Fim or Card bus (as aclalcale) must her Irmoyouno late than 60 des Otter the Frm sent you the fat statement on skit the once or Problem appeared. - ?TOO* yet/ r. rile and accost number Of any) — Desorbe the eta or the transfer you me UMWe tote, and tigdin as stay as you can *royal believe a is an writ a why you need mete iriormat ion — kande the dole arnment of the suspected error. The Finn a Card bsuer vel investigate you compare and wit comet any seta empty. For alleged 44T015 enObng VlitS Oisa•debil cad Ira-oak-Cm:. 4 we take more bith 10 business days to do this, we *Maeda you acorn la the amount you Ihnk sin (4101, so the you we have the use of the money dung the tint it takes in to complete as imestigation. Please mate all cheeks payable to the Fem Of the burial ones?", notated on the front of this staknont In addition to deg Y account lees. acres/Us may be subject to mantenarce Ien. charges for We payment for securities purchases and charges For urpaid reuses in cash accounts Accounts that are eardered to other nstabons me be subject to a wander fee. UPS Sweep Options 1,85 offers options for nwetang cash balances to bark deposit accoknts at non-nixed bats and Ablated banks and money motel ribeUal lundS (Money Funds). Depose scams at UK Sark IAA and norpaff &wed banks participating ei the Ut3S FICACanurod Deposit Program are FDIC -mused n accordance vab,FOK rUes For more Sensation, please visa WWW fdIC.9)v. Depose Keats at WS AG Starke d Bents rod sham of Money Finds are not nosed by the FEM. Bark deposits are not protected by 9PC. Money Find shores are protected by SIK. See "U8SF mama) Semmes Aeon Notetca' bearer UPon your recusst, balances in the bark depositsme be withdrawn. and shaes of a Money Fund may be kuidaed and the proceeds retuned to you apse securibes scant. Fustier ilka113161 about available sweep option, neldrg (einem Varese rates and yields, a available at hermabs,comsweepyeids, from your Franco' Advisor a by calling 800-762-1000. 1295 Financial Senecas aware protection The Finn is of the Seanties Imestor Protection Corporation (Strc), which protects securities CUStellIMS of Is mamba to to 1504000 (nckding $250,030 for claim foe cash). foolanatay trodwere &cabbie upon regsb or al mime. Amor,. The SIPC asset protection lints spa to all aaants that you hold in a pinata capecey. The Finm together with mean affiliates. hie the Cunhosed suppkmental Marmot. The maneurn amart payable to all eligible diens. collectively under this protection is SSOOmilion as of December 10, 2016. Suited to the polity cabins and nacow ash at the Fim is helm protected for up to 11.9 melon in the aggregate for all your accuses head n a particular capacity A IA copy of the poles sixedrg is available won request. Neither theWC protectionmar the stopaemental protects:el apart to: • Celan tnanaal assets controlled by (ad notokel n your account vats) but held away from UBS Fins-oat Services. For think certain (i)inskrance products. including <oda* annuities. and (i8 *saes of rn&ial funds registered n the mime of the account holder on the books of the Naar or transfer agent), • twestment cons is or innwent biSeneils fey. Ensiled pannenlips and private placements)that are not registered under the Seasities Act of 1933; • Cannoditem convects (e.g. fete* exclorge and prima meal contracts), including futures contacts and commodity option contracts; and • Deposit scot/Its (except certificates of deposit) at U35 Birk USA, UM AG U.S. branches and Baas n the FDIC haired Deposit Program. The SIPC protection and the asplemental matecten do not apply to these assets oxen 4 they Otherwise appear onKa Statements. The SSC protection ad the wsplemental protection do not nowt against changes n the market rake of yrs imesbnents (seethe as a smut of market movement issuer bankruptcy a otherwise) Dividend Roinvectnn Program (DRIP) lhe axe reflected is an average pros You mar obtain the nib price from yas num to Advisor. Only nab shares me purchased under DU, coital stuns wines sold and the cash wit be deposited in yOuf XICivrit The dividend rowels-rent axe %oohed by the ,suer may differ from the makes price at Midi the pat.* shire, are sold Coolvisliou Only whole units may be held si your account. If you are entitled to a maul alit as a souk of a drrilierld payrnent a othewne, the Firm ndl ether sell partial units at mans price a accept an anon determined by • reverted dewing agency, and credit yaps scant Inverlanent objectives The mesh-nee obectivn and risk profile at 'medic to each son and may saybetween you sons. Please advise the Finn mercer Le in wrung of any isnlicant change in you financial situation a isresurem <bp-dives. For each amount 'Mkt you choose ant of the Iolowing imestment objectives: • Moen Cement Smarm, inientment$ seining the generalise, of nen only. • Ache Capital Appreciadoro Spann; seeking growth of primPal rater than the generation of 'ome. • Freda Comboason of new oedema% Appreciation: Investments seeking both the Worthen of nee* and growth of principal. Overall risk pada • Conservin Seeks to roamer, intal prixPal, with low rick a-rivesMyto the accoult overall, even if that means the account does not generate significant CONFIDENTIAL income a rearm and may not keep W. with inflate:a • Moderato. Wiling to accept scent rick toprinCoal and tolerate some Walley to seek higher returns. • oyessi be: Willing to accept high rick to enema ad high volablity to seek Wats% over time. • invement figedity Consideration: N selected. a portion of the portfolio for that account my ineltdo complex stramges, tinted liquidity and gnaw Staternant 'householder We may consoldete al related account statement with the sane address in the sane envel:pe. e 0. because they haw onners who also mantain Orb account reationrips wth other dents a the same addeess. If you meet to raceme irdimlual statements mailed es sear* metopes. you may decline hourehoklen by OWN you Financial Advisor Friendly *occult name The Men* account name is a custernaable *ridirurne chosen by you to assn you wiltiyas necordleeng It has ro legal effect on yoke account is not Mended to relied arty Walesa, prodxt, recommendation imestment objective or mak profile associated with your accounts. and is not aplomb* or steerage that wean a any financial results, can cie will to achieved. All Mementoes 'mob, the risk of lass, including the risk of loss of the tenth inerrant. You ranching. your Friendly num names through Online Services a by contactag you Fruncial Monet. ACCOteli out SVI • Vase of you accoontemittofo. Net of assets and IiabdsieF • Assets Includes avaAable cash balances, rattan for restricted secure (ell), and Global Tine Deposits, • and malts to market. and Certain assets mat held by the Fim. Does not rub* unpnced securitestanels at the end of the mot and orient staWnern penods, or private ineestrilenti. Wanted stockOpterim a so • (iabsritieS teles debt batme outstanding rwrgin torn. credit lib, In short account bal n ances. • Casblotoney batmen TOIS unimested avaratre cash balances, plus &post balances at allbated and naosif dated bests, ard many market matual sweep balance& at the cote of he tenement period Noncommodity free omit balances in yes acne at not sepegxed from ocher balms.' and the Fim may use any of these funds in the olden rouse of as bigness Those funds are payable icon your demand. This total is raided in the anent pocket dosing vabe Landing infomiation For &tared nlarnatiOn onthe Orrin len:frig practices sod auburn. role to ye...Client R0431k0109 Arens, er Amour Arawnent and the Genital Teens and Conditions. UN Statement of Credit Practices available n Agreement andOisclosures SDNY_GM_00023638 EFTA_00134258 EFTA01276029 Importailt inforniatimi about your statement soommec Your mots Your ,talent Menges recurites and other assets hell n the account at the end of the Statement period. You may ask for deanery of futr,Pad securities a1 any tire. You ma/ econe seonties used as ban co/Utera alter paying any Wince dm on them. by securities bunderred to the rim doing the statement period are Wed at moth* value as of the erd of the datoort period • Cod base. In dem-ming the cost basis of the sect-men *laded this staleTell. MAO. indicated with the nunte. LIRSFiurcial Seer. Nes relied oninformation ermined from sources other than UBS Financial Semites. rkluding rdarnation born another lion or that you may have avoided to your Finarctal Achissr. The Wm does not indesenitoly early guarantee the eau raCy vaidry of am ithconstion provided by sources other than 1.85 Financial Serteo addlico, ahhougan 1.85 Fnencal Services gem/alb updates the rdamatith as it is received, the fern does not pow* any assurances that the Mamma, inlet "Cost base and "Urnalced ant. MC is accurate as of the date of this statement. As such. please do not rely on this olanution to make pathos. a sale decisions, la tax pa-poses or otherwise. Accounts transferred to the may reflect ger/loss info-rum kin only Ice Ow period or tim they re heed at tie Fan More eietorical fdantatiCh can be added by you* Marcia Advisor. • Unmanned gabs/losses. When data is nabob, minuted uthealized gonsflosses are Moulded for rsdviLssseamy lots The transaction data for Ockvidual lots may or may nee reflect ccrrmissions. charges alder secuity reap-dal en emits. Deeded and other remit-mom lots and systematic path's. lots are Nth combined to display re averaged lot 71-e 'Trade date colmn moots the angina transaction trade date. • Callable securities Bonds and velerred stock that the issuer cats la early redemption why be selected mpartully by lot Iran among at senses of ohm issue held n OW nbne nOrnetee name fee Of clients Call fear, rtfOrrnale:n obtained from third panes a-4 es accuracy is not gaaraMod. Other GB leaves may wet which wad ect yet. complete Mammon will be provided upon request • Price/value Prices displayed for securities and other abducts mat higher or bwer than the price that you would actually,ream, n the market. kites ere obeained from wed tad party sources which we below to be amble. tut we dons garnet this accuracy - We generally,use the cbsing price when available or to mean of the bid and ask prices la listed soothes and options a onlybid pikes la OTC washers - Less actively traded securities maybe Arced using a valualco model or the most recent price we Waned a-A may nal reflect an actual market price a vats. - Detain positions may leper w Rhos a price and wit show as -once was not available 6 we are triable to oboon a price I o- a ;Envy. - Deposes ce seanties denominated n corteges other than U S. <bias am reflected at the exchange rate as of the statement date. - Fcr ceman wordes vadng a nOn-CCellarnrig denominator-is, ante rid chatty (face oda) may haw been adjusted to facilitate proper vatuse.on To Wein oment Quotations. when available, contact yes F ()arcs)! Adana. • Private investments and structured products. hivate mestment VKLerIttl (IN Ldr-9 effect PalciPatith pro am and real estate investment MIST securities) and strut tutd procbas are generally biddy /gad. Chan struclaed gratkis haw not been registered with the Securities and Exchange Canrinsim ce undo a./ state securities laws. We amide es:anted values for wrote meson/re soothes arid structured products for Marna gnat purposes only Accuracy is no guaranteed - These values may differ WwamiaI, Ironpekes, a ay. at which a priors. man, d security a structured product may be banjo or sold and do rot weskit& represent the value you my ream upon - Third pry *sondes of value ere as oi a <actin date a.4 are supplied to UBS Foancial Services on a regular base by an Mdeperden valuation Imes - KWH', general partner a sponsor estimated vales, if ma are skfardied to the Fon by the muff, germ& pother or soma and may be tabulated based on deferent idamaten Iran that used by thud parhes to drove thee este:used values - You can cbtain additional ofcmutcn regardng the methodology used to determine the estimate of value and the date of the rd«rrmreen that is the basis la the estimateby contactrg sour Financial Advsor. - Mal patty enemeed vales may be reflected as • Not prcee in several Sellitialf: Men an Ockordent valuation fern has not suppled or is unable to asskjo a math, when we boom awre that a material event has centred diet may calla pommy regaled value Me question, a when a value would be highly speculative due to the reeve of the storey - Men neither an ester, general pane ce sponsor manned value nee a thed-pahr estimated nolo is wooded, the yak* of the stony wit bedifferent from is orduse prior. - 'Distributions to date' may inch& rerun of capital extant or both. - °NEVI Wit size represents the nitol offering Foe pee Led and may not reflect yOur cal baits - DPP aM Unlined REP Senteief Ve not listed on a notional securcits exchange. and re generally &god ad even if they can be sold the price received may be less tun the per share estimated value provided n the account statement • Resoriaed securities. Restricted securities genet* are not <treaty eligble fa bask sale. 185 Financial Services uses the males pnce of tie urresroxted stock of the sure ember as an loaned vale ice the restricted stock for purposes or the; StOttolent only. To the extant that restricted mum ies are ogee. for sale he value received may be stbstantially less then the awed value shown. • Est. (estimated) income. current yields and rates. An entente Of actual mare' is based on (tool thiderd and interest 'atm, assuring the worn.% will be held for one yea-from statement date or um' maturity. T is estinne is only a guideline, accuracy arid continued name are not guaranteed - Est mated anal name and coma yield for types of securities could ockkle a return of prikbal or repeal gain it which case the est income (and current yob) would be overstated. - Estimated annual income and current yeld and the "CUM income erclyieb nvg`a be lower or Miler than the estrnMed anorits - An eginate of arcuated income (dividend axicr interest) divided by the current market valtaavetagt balanced based on the last dividend or moot payment made by the issuer and mums tie securiliestdoosts will be hell fee one year torn the statement date °curb' maturity. Accuracy and cootoued yeld re not gorardeed • AMU net held by UBS Financial Services Cststais assets are not hold by the Fin and not within the Fen's possession or control. These assets are displayed an yds statement lee nformational purposes only. Positons and values presented re provided by the issuity fon UBS Fiuncial Soots e not resonsble for the infarnanth and does not quarrel. IS accuracy These assets at viol oraected by Sift or refire's supplemental 51K coverage. • Revenue Ming and Maimed compensation. - h addition to ccominken on lain and 12b-1 fees received n connection with the diattarn of mutual lands to Oct dents we antler at aftlime receive revert* shying abetters from detrboas ands advisers of the mutual funds that we sell These a-nounn re based on two different components, (4 the am-Art of sales by LB5 of a particular' rrutual find family to our dents; and 60 tie asset vale of a mecca mutual fund lanais shares held at the cm, - We rd ow affiliate also receive networking and ornnbus processed fees in consideration for transfer agent services that we provide to the rmaual funds These fees generally re pad from investor assets the fillitual fund and are a hod dollar' ono-ant based on the nether of ;cowls at the bracer-dealer holing rraitUal keels o1that fend f anily — In astdital to Canin6Sans received in connection with the sake a delsbutch of annuity <attracts and knit nvestment Inas, tests to our triads, we ardor or aft hate receive roman shying corrpensaton from man/ of the riSuranCeCOmpsinitS UnCkesPentlaa the sanity contracts, adages of the vibrance ccorpanes or sprats or the tilt ewedmont trots we distrboo — In addax, to commissions received from the psduse and sale of NertShares fads, we ardor at If dote receive an asset-based revenue sharing Poynter* from NotShiven 6shbuxn, as well as Vida; for technology development, training and educatcn. - Our allAdes also receive fryingcorminan and other <centered ion from mutual funds and instsarxe companies whose r.featIt we diorb.rhe CONFIDENTIAL - We ream <IXTII:erntsICII 11Cin UBS Bra USA, 185 AG Sundae Branch end nataff dated bats thougn our Cat sweep laWnt ibm COmpenSatiOn may be a mcothb per account fee or may be a percentage cr berme day deposit biomes Activity Information opting commissions and other throes incurred n cured/on with the executionof trade, inetrangoptien transactions has been ridded on coif imitations roomy furnished no you on] wit be Provided to you prcerptly on request. Short Sting II you re engaged in shat selleg a wordy, you may incur a charge tall to Ceillbtaroving costs fa that pan icula- security. Open orders thigaidng open a • goacktitcanceetd- orders that were no mooed by the sweeter. date. open buy and aced stop ceders at reduced by the aroma of divdrock. ants on an exthMderds a etridns dote unless *Matted otherwise by you. eaure room.* fa orders that me executed due toyer failure to cancel "es; open odors. Privacy To atm a copy of our current Client Privacy hence, pleas. contact you. Franca/ Mesa or vet ours 'Monte at yAVN silos essearvivarton fet - 185 Financial Services e not a bark. The RMA, Bones* Sakes Account BSA and IRMA are brokerage accounts wind, stook access to barking senses and potluck tFra4 01.111911ThlreS with affiliated banks and other this/party banks, and provides access to insurance and amity Products issued by u-off bad thiddarty entrance ompanes through instram agency stbsidures of LBS Financial Seams Inc. — rammer., nessarna ad annuity sastdictrs — Not FDC enured • No bad guarremo May IMO vale — tMA Pesaro Management Account. Busness Services Account ESA, IRMA and international Remote Management Account are registered service marks of LSI romper Minces lx . — OSA is a registered volitrurk owned by visa hocruthanal Service Association ad used seder license The 1035 Vea credi crds rd the Le3S Visa deb. cads are mad by UBS Bann USA with permission foot visa U S. A Incorporated All other vadmarkt registered trademarks, stoke marks Td registered senice milks ye of their roman* corpses. UPS Financial Services Inc. Rev. 201810 SDNY_G M_0002 3639 EFTA_00134259 EFTA01276030 *UBS U85 financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York kW 10171.0002 CNP700570707I 1118 Y1 0 Account name: GHIStANE MAXWELL Friendly account name: Indiv.CheckiCar Account number Your financial Advisor SCO STACKMANILYLE CASICIFL Phon Questions about your statemeat? Call your financial Advisor or the RMA 0-RMA- 1000, accoun tisk our website: %%yew. cbs cornifinancialservices Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from vnew.annuakreditrepottcom. Resource Management Account November 2018 Value of your account on October 31 (S) on November 30 (5) Your assets 47,1 73.92 47,394.12 Your liabilities 0.00 0.00 Value of your account $47,173.92 Tracking the value of your account S Ihc. Lc...3MS 7: 6 $47,394.12 Member SIPC Sources of your account growth during 2018 Value of your account at year end 2017 Net deposits and vdthdrarvals Ntur nveStrnent return Dhedendarxl interest income Chase in market value Value of your &come on Nov 30, 2011 SDNY GM 00023640 141,946.32 $5,335.83 111197 $47.394.12 CNP7000330S707071 Nr700018751$ 0000311ie 030575004 MODCO Page 1 of 6 CONFIDENTIAL EFTA_OOI 34260 EFTA01276031 UBS Resource Management Account November 2018 Your account balance sheet Summary of your assets value on November 30 (d) Percentage of your account A Cash and money balances 47,394.12 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $47,394.12 547,394.12 100.00% Account name: GHI$LAINE MA5VVEU. Friendly account name: Indio Check/Car Account number: Your current asset allocation A Eye on the markets Index Percentage change November 2018 Year to date 500 2.04% 5.11% Russell 3000 2.00% 4.48% MSC I - Europe, Australia & Far East -0.11% -8,96% Barclays Capital U.S. Aggregate Bond Index 0.60% -1.79% Your Financial Advisor SW. ", 'Y LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS it:4c Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important in formation about mu statement on the last two pages of this statement for detail about those balances. Interest rates on November 30, 2018 3-month Treasury bills: 2.30% One-month LIBOR: 2.35% CNP700O3005707072 NP70031875I 8 come we 030575Gr01:1000236819e 2 of 6 CONFIDENTIAL EFTA_00134261 EFTA01276032 SUBS Resource Management Account November 2018 Account name: GHISLAINE MAXWELL Friendly account name•I iv h r Account number. Change in the value of your account Cash activity summary November 2018(5. Year to date (I) Opening account value $47,173.92 341,946.32 Deposits, including investments transferred in 2,826.08 59,707.53 Withdrawals and fees, including investments transferred out -2,618.81 -54,371.70 Dividend and interest income 12.93 111.97 Closing account value $47,394.12 $47,394.12 Dividend and interest income earned For purposes of Ws statement, taditsity of intereSt and addend income has been determined ficM a US tar tepoetirg perspective. Baud upon the residence of the account hokler, account type. or product type, torn, interest andor &Attend payments may not be subject to United States (US) aeon Puerto Rico (PR) Income tams. The tient monthly statement K not intended to be used and cannot be retied upon for tar purposes. Clients should refer to the alloCEC/V tat mooning forms they receive from Les annualy, such as the rams 1099 and the Forms 493, foe lac reporting information tt is the practice of UBS to file the acoratie lam reporting 10011S With the US InterrvM Revenue senice and PR TreaSury oeparorent. and in such fOrnIS aCCulatety clasIfy (weren't ard'a Interest BSI& exempt orlamb* Dexter* neat consult you I intludual tax preparer. November 2018(S) rear to date (S) Taxable interest 12.93 105.10 Total current year $12.93 $105.10 Prior year adjustment 0.00 6.87 Total dividend & interest $12.93 $111.97 Your Pi vandal Advisor: SCOTT STACK MA/It:Ii CAMEL Ste Account at levity this month for deta Is &dances In your Sweep opuons are includedin the opening and dosing balances Aye. FDIC insurance appties to deposits at UBS Bank USA and all banks participating in the UBS FDIC insured Deposit ("mgr. R des not Bort( to deposits as UBS AG. gardord Branch. SiFC protection applies to money market sweep find holdirras but rot bank deposits See Important inSormatton about your statement on the tat him pages cf this document for &MI5 November 2018 (5) Year to date (4) Opening balances 347,173.92 $41,946.32 Additions Deposits and other funds credited 2,826 08 59,707 53 Dividend and interest income 12.93 111.97 Total additions 32,839.01 $59,819.50 Subtractions Checks and bill payments -2,61881 -53,918.10 Cash/ ATM transact ons 0 00 -203.50 ATM fee rebates 0.00 3.50 Card payments 0 CO -25.3 CO Total subtractions -42,618.81 -$54,371.70 Net cash flow 4220.20 45,447.80 Closing balances 447,394.12 447,394.12 SONY GM 00023642 CNP7C009005707073 NV7003417518 00003 oco Peg* 3 of 6 t 1 l Er 03057500/ CONFIDENTIAL EFTA_00134262 EFTA01276033 UBS Resource Management Account November 2018 UBS Bank USA Deposit Account APY Interest nenod Oct 5 - Nov 6 Opening UBS Bank USA Deposit balance Oct 5 Account name: GHISLAINE MAXWELL Friendly account n • Account nuntber. $47,373.92 Closing UBS Bank USA Deposit balance Nov 6 $47,394.12 Number of days in interest period 33 Average daily balance Interest earned $47,522.19 $12.93 Annual percentage we'd earned My Choice Rewards Points from UBS 0.30% flewardS ppnts are reflected as of the 26th d the month or the peOr business day if the 26th fats On a weekend toads/ Reivares point &dint; eetals can be found on www.uas.coneionisinestiwes November 201 8 Year to date Opening balance 7,594 7,341 Points earned 0 253 Closing balance 7,594 7,594 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your I6nancial Advisor i rCon STACKMANIlei F CASRIFI Your return objective: Currant income &capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consderahon - None selected Your account instructions • Your account cost bans default closing method is FIFO, First In, Fro Out CNP70303305707074 NP7003187518 03033 II le 03057500fligt* yGro_00023611sge 4 of 6 CONFIDENTIAL EFTA_00134263 EFTA01276034 SUBS Resource Management Account November 2018 Your assets Account name: GHIRAINE MAXWELL Friendly account nam - Account number. Some paces, incoMe and current vaues shorn may teepproxInVine. AS a Rita. gam and resits ma/ ml be accurately refkaed. See miporlon infosenabOn about your statement a the end of ths Oxument for more Information. Cash Cash and money balances Cash and mom), balances may irtd avalacie cash balances, UBS Bar* USA depoot account balances, UBS FDIC insured Rogan Sant: Balances, UBS AG Stanford Branch deposit account balances and rronty market mulutl fund sweep balances. See the important information about rot statement at the end of this document for details Woo those balances. Hd Ong UBS BANK USA DEP ACCT Your total assets Your %sandal Advisor: SCOTT STACKMANLYLE CASNEL UBS Balk USA and al UBS FDIC insured Program Sank deposit account bald cis are insured t, the FDIC rAthIn applicatak lints, but are not protected by SIFC. UBS AG Stanford Branch depx.1 accourt balances zee not insured by FDIC and a< not protected by 51K. Money market sweep balances are protected by 9PC but at not Insured by the FDIC °venng balance closing btletKe PriCt per snare Average Onniend InlettSt DOIS on Nor 1 (I) on Nov 30(S) on Nay 30 (I) rate period period Cep mount 01 47,17392 47,394 12 250,000.00 Percentage of Cost EStienaled Unrealized value on Nov 30 (1) your account bas's (5) annual inccme (5) pan or loss (S) Cash Cash and money balances 47,394.12 100.00% 47,394.12 Total $47,394.12 100.00% $47,394.12 Account activity this month Dale Athnly Description Arrount (S) Deposits and other fi nds tredked Nov 1 Transfer FM VI 235750100 2,826.08 Total deposits and other funds credited $2226.08 Date Aditity Dexrption Amount (5) Dividend and interestincome Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I I/0918 12.93 Total taxable interest $12.93 Total dividend and interest income $12.93 Date Actlaty DeSCripion AmOunt CS) Bill payments Nov 5 Withdrawal ACH WITHDRAWAL UNITEDHEALTHONF C HP70:108305707076 NP7000187SI 8 00003 1118 0305 CONFIDENTIAL -39 94 continued next page SONY GM 00023644 )(nu) Page s of 6 EFTA_00 I 34264 EFTA01276035 UBS Resource Management Account November 2018 Account activity this month continueca Date nanny Descnphon NW payments (Continued) Account name: GHIRAINE MAXWELL Friendly account n • ' hewle r Account number: Your linandal Advisor. SCOTT STACK MANY LYLE CASR1EL Amoust (I) Nov 5 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -2.578 87 Total bill payments Ong harm for your AUentket The new U8S Visa Winne beck cad is here, packed with exclusne trawl benefit, more rewards and more of what you love, including extraordinarily personalized service. All stunningly <lad in metal. ViSit ubs<ccritvisainlinite or call us at 888-762.1232 to learn crate mirunum Parfinent Cue Payment Due pre Credit the 42,61811 Avalatle Credit tine Outstanding balance UBS Visa credit card(s) payment in fomustion $0.00 535,00000 S35,00000 90.00 This credited is enrolled in UBS Pay 01%11 Cad feature and autonsatcaty be paid frixn your account. Your payment Is Unedited for December 20. 2018 we provide Ms information on your UBS visa dear cards sdely as a courtesy lo you lee VeS visa credit cad and account at usuedtty U85 Bann USA UBS Bank USA sends you the official stecernent for this &count and you shouldmake your parnent ac cord ng to their int ructi cns. We do not include your castanding credt (ambiance in the rave ol you; account wan UBS Financla Services IncDate ACIrVily oescresticn Amount fa Money balance activities Oct31 Balance forward 547,173,92 Nov2 Deposit UBS BANK USA DEPOSIT ACCOUNT 2.826.08 Nov 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/05/18 .2.618.81 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 1 It 06118 12.93 Nov 30 Closing UPS Bank USA Deposit Account $47.364.12 The UBS Bank USA Depaat Account is your primary sweep cpnon CH1,71;008005707076 NP7000187$18 C00O3 03057 Y_DM_000236itte 6 of 6 End of statement for account number Y1 2 CONFIDENTIAL EFTA_00134265 EFTA01276036 Important information about your statement LBS Frontal Sewn ex. (the killer LOS Finer,Cie Sentra is a mentor of all pricipal washy, commodity and optics exchargits. UM Financial S<rvk<s and UBS Bank USA are ndrect sits:dories of 18$ AG and affiliates of 1.85 Sautes (LC. The F financial Statement n available upon request. The Finis amen* offices are at: LDS Frencel Services tic. 1200 Hater Boulevard Wereasken, NJ 07086 This statement rePosents the only official record of you U3S F roma' Sentes scout. Other records. except offer tat cbcunents contanng coediting data should not be relied upon d you brew thee is an ma or CcieSPOry please report n errnedately n tern; to the Brands Manager of the office wing you account. Allthcogh al I Was shown re intended to be accurate, statement dnashout:I not be used for tag purposes Rey solely on ye:send in fams. (i.e them 1099.519& 1042$. etc 5whenbrewing your tat return. The Fan 6 requred by taw to moon to the *5 all tacible dvicknds reportable nentaisgsk clekfnlit rid taxable interest end al acuities held it pis axe" net FOX'S, on ask transactions rd cots basis on tortaithwened wades, Ceawerdeatiens with the Finn • Pleaseretrain" any air carerunkatten en *Meg tofurther protect your reties. incising your rites utter the Securities Mesta Protection An (SEAL • If theSnot& institution on the top left of the front a this gatemen, is not lBS Froncial Sauces, l85 Fiuncial Service. aria wits hada as cluing taker by argangentre vvah the :skated els/Cajon we Wonted you d this relshonsho when /Mu opened this accuse. h this cast you ends and Sectsies am bated al LIM financial Seven and rot the itaLeng becks*. and you mutt make a report of are arra or cmisskn to both fins • As descrbed a the mart arseerrients, you must notify us of any deers or fraud invoking checks affected on sur statement within 30 days after 1 was melody made available. • Pleasediva customer complains or eyries to the Finis< lent Relations Department at 201.352-1699 or toll-free at 800.3549103, 8:00 A.M. to 6 AO P.M ET Monday tNoughFrclay, or in ventirg to UM ramie' Sauces ec., Ghent Relations Depaimals, P.O. Box 766 UreonCey, w 07087. • All gremlin roll be deemed cattlre and acorn it not objected to in toting within 60 days • For TTY waxes. Call 844612.0986 one from *Able the US.: Cal 201.352. 1.35 • h case of orlon or waives about an electronic funds transfer (EFTL bi payment or UPS Visedebit cad transactions call 030-762-1000, or wile to UM Financial Services Ix., IMO Harbor eh& 6th floor, Weehanten let 07086, Attn. RMCOMA Stevan Cale/write as soon as you can, if you 'hit your statement or recea4 s mane or f you need more nthernalin awl a tenter on the statement or wept. The Fan a Card burr (as Cfsicable) must her Iranyoung, law thee 60 drys after the Fen gent you the fat st moment on which the mot or problem append. - Proetle you-none and accost number Of any) — Demote the error or the Vanier you me unsure nogg, and explain as clearly as you can Meru bare a is an mice a My you need mat — barb the dole arrant of the suspected error. The Firm a Card bsuer vii :vestigee put towline and will correct try *nor prarpt%. For alleged mon neolvng VER insa•debil cad transact ins. if we take more than 10 bus nes. days to do this, we will credit you scour-lila the amount you think sin error, sothal you war have the use of the money dung tie the it takes in to carper* as investigation. Please make all checks payable to the Fern Of the I renal nsteution notated one trail of this seasenont In additicn to regular account lees. aceowits may be skeet to mintonarce fen, charges fee bite payment for securities purchases and charges kr Limed arcu-es in cash accounts. Accounts that are trandared to other nsteulcns may be subject to a venal fee. UBS Sweep Options 185 offers arias for weeping (ash balaxes to bark depose scants at non-affiliated brio and Milated banks and money nukes nasal boil (Money Funds). Depose accounts at UBS Bark USA and inmate dieted barks panic:paling n the UBS FDIC-hied Deposit Royals are FDIC insured n accordance vale FOK rules For more idanolion, please visa WNW fitIK.2)e. Depose /KcountS at 185 AG Standee Branch ad shares of MoneyFunds are roe nand by the FDK. Bark deposits a-e not protected by SRC. Money Fad shoes are protected by SIPC. See ' UBS f ioncol Services AcCOunt repletion' below. Upon you request, balances in the bare deposits new be withdrawn. ard shares of a Morey Fed maybe theideted and the proceeds retuned to you awes seciskies /sant. Further idarnation about available sweep options, nckedng currere intent rates aid yields. 6 mailable at weewaosaresereprods. from yea FrkinCtil Advises a by sating 800.7621000 UBS Financial Services want protection The Finn is a member of the Seanties Westor Protection Ca paation (SIPC), which protects securities CuSteatin of es marten tr to $500,000 (ncWing 1250,000 Ice claim for cash). Emlanaloy brochure babble upon testa sr al www.SPC or,. The SIPC asset protection leans apply to all accounts that you hold in a panto& capocey. The Firm together with eaten affiliates. has also purchased sumbmental insurance. The nuarern anNotse payable to all rigiole <bents. collectively under thissot...dim is SSOO melon as of Deromber 10, 2016. Subece to the policy taxation, and bridals's. cal, at the Fin is lathe protected for up to 11.9 mover in the aggregate for all your accounts NH n a particular capacity. A fat copy of the poky wording is available upon request. Heiner the SIPC oraeclion nor the emalemental protection apply to: • Certain truths& assets controlled by (ad etad n your accost vale) but halaway horn 18$ Financial Services. For emote certain ID insuranceF(0CW.. eellodlio) variable awaits. and 00 shoes of nasal funds registered in the none of the account holder on the books of the Sat or transfer agm0, • tvrestmicit (ordeals ce nvestment eater/Us (e.g. MOM connenlips andPrivate Placernentffffult ere not registered under the Securities Act of 1933; • Cammoditits contracts foreign exchange and mowsmeal contracts), magma futures contacts arid commodity option contuses and • Deposit accents Incept certificates of defers) at (bG Bark USA, UM AG U.S. beeches and bats n the FDIC loured Deposit Program. The SIPC protect ion and the maple/mental peoteclimd0 not apply to these assets even if they *themes appear on you Slatiniente The WC protection aid the stspbrnental protection do not protect against changes n the market Yak* of year investments (Mother as a rear of motet movement. issuer brikeuptcy othernie) Dividend Reinvermont Program (DMP) hone reflected is an average pnce You may obtain the actual price from you Financial Advisor. Oney Mole Ores re purthesed under DRIP, petal stores ranb sold ad the cash wit be deposited in yOur ICCOunt The dividend remeshiont see applied b( the 6ton may caller horn the makes pre<at y,tvch tie panne shire, ere sold Cestresliett On% whole WAS may be held inyour account. If you are slatted to IS as aresult of a divide d payment a anemia, the Firm yell ether sell partial snits at manta peke or accept en armsre determined by a regrind clearing arty, aid credit your accord Inverlment objectives The 'maimed objectives and risk profile are speak to each account and may saybetween your accout Please ads,* the Fin pronely n waling of ay eggplant change in )Ut financial station a tworiont cbsetives. For each account had, you choose we of the Noosing imesement thrones: • Mots Covent:moot en•Strnerits seeking the generation of income cab. • Achim Capital Appreciadoro kerestrnents seeking Torah of pastor caber than the generation of mom,. • Pests Cagibinason of Worm andCptal Appreciation: Investmems seeking both the geneerka of Am* ri d growth of patrol. Ores. risk wean • Conterveth tr. Saks to ensnare initial prig:41, with low riut sliverKay to the accosted overall, even if that means the account dal not generate significant CONFIDENTIAL exam a ream and may not keep pace with infletem. • Modena VANN to accept tome rick to pincPal and tolerate arts volaliity to seek higher returns. • Ammon,: Wiling to accept high risk to sinner aid hop volatility to seek NO agars owe time. • inestaers ffmaddy Consderation: I selected a portion of the portfolio for that account my kWe cormlet wages, Tweed liquidly and grease volatile?. Statement leousehoktior We reekyconsolidate r slated account statement with the sane address in the same *nerve. e 9. because they have enners who also maintain rim account rationing web other diem at the sane addeess. d you pole to mere irdiwisal statements mauled n agree •eNolnies. you may decline hougeholdeg by CAN your Financial Advisor Friendly neount name The Friendly account nine is a amancable incknarrie chosen by you to assist you withyas resell...pig h has ro legal effect on your account, is not emended to reflect ay strategy, predate reccermendattn. imestment cgetwe a reds profile anociated binte your secants aid is not a isomer or guarantee that wealth ce any financial results can ot MOW achieved. All :nearly/its nerve the risk of less, includieg the risk of loss of the retie ineeStrIlint. You canchange your FronW assure names throughOnline Stakes a by contacting you,F nancal Mmes. Accamt overview • value of put acountOrtfolio. Net of assets and liabileies • Arens Includes available cash balances errs for restricted caulk/ MO and Global Time Deposits, unreaked males to market. andCrean assets not held by the Fim. Does rot joke* unpnced securers( assets at the end of the prior aid want statement periods, or private investment unwed skid optiom and arecable - stool options • Cretan trades debit Lances, artsunding margin tors credit line, short scant balances. • Cashlmoney Slums Tool of tnimested available cob balances, plus deposit balances as affiliated and nat./dilated brill, endow's market mutual fad Sweep balances at the c bse of the statement period Nonicorrmodity free credt balances in ycer accord re not served from other balances ad the Fim may use ray ol these funds in the °Minn course of es brace These f raids repayable scan your denied. TM total is Sealed in the anent poried clang vibe. LentiripiMomation For cleated rdcmeation on the Iran's lending practices ad dabsures. refer to you Clem Retslicashis Agreement cr Assn Agewnem aid the General Tens and Conditions UBS Statement of Credit Practices wailetle flare/Rene and Disclosures SDNY_GM_00023646 EFTA_00 134266 EFTA01276037 Important information about your statement (Continued) Your assets Your statement itemizes recoils, and other assets held n the accounl al the end of the Statement reread You may ask for delveny of fully Paid securities al any tire. You may reuse seopties used as loan co/Lowa alter wing any balance de on them. Any securities tranderred to the Frrn ding the stoommt period are l ed at market value or of the end of the stamen period • Con basis dekonniro the cost basis of the secureies ridded is this itaternent, wbtie indicated wit. the number -I,' LE6 Fluidal Services has relied on information <Maned from sources other than t ernr ial Sertices. suluding Humans, born another In or that you may have voided to your Finical kleiser. The Finn does AM indepenistly terdy or guarantee the aCOSaCy or valday c any OM emotion vended by sources other than U3S Financial Senics Inaddlion, alehouses L6S Fnoxial Senoras gerseralk updates this rdmmatim as it received. the fan does not von* cry entrances dna the domain:el crcler "Coat baler and "Ureealcod give loss" is activate as of the date of this statement. As such. please do not rely en this Manution to retake ruckuses sale decisions fa to pi-poses or othenvise. Mecums transferred to the Fins may reflect a c Homo kin only Ice the period or tire they held at the Fan More bigot:cal (demotion can be Aided by you* Fnarriel Advisor. • Urettalked ganselessits. Wren data 6 availabk, minuted unmated gonsflosses are colculned for indiviidl storey lots The erasion data for rt.:India - , lots may or may rice ref Rot ccrrmissions. charges anokr secuity reogrmal on events. Diedend and other reovestment lots and systematic piths«. lots se each ccmbimed to display we averaged lot 71-e 'Trade date colmn pimento the ongiel transaction trade dale. • Callable securities Bonds and premedstock that the 6Yier cats for eery rederrpton wit be selected niparbally by lot tram among al scarlet of that :Sue held in OW rum* or in nonente row for our clients Call kaki. riformalkn is obtained from third pities and es away a not guaranteed. Other call leans may pot which me aff ect peld. complete information roll be provided upon request • Price/value Prices displayed for securities and other products may be highs or lower than the price that you would actually recse in the market. Prints ap obeained from ormis Pod party sources which we behave told elabie, kW we dons gaunter this accuracy - We generally use the cbsing price when available or tie mean of the bid and ask prices ler listed recision and options a onk bidpekes Ice OTC wctikes - Less actively traded secohis maybe priced using a valuation model or the most recent pile we obtained and may non reflect an actual market price a vats ▪ Cenail positions may taper wahine a price and wit show as 'once was not available awe are triable to cbtan a price for a wanly. - Deposes ce stiopties denomnated n offences other than U S. doers am reflected at the exchange rate as of the stammere date. - For cenan seesaw racks; in non-conIcemng denomnatont once and wooly (face value) may have been adjusted to facilitate proper vaunt To obtain orient quotations. when available. contact you Fruncol Athos. • Private investment. and structured products. hivate nwstrnent ward*, (IN rag these ParlkiPal an oviseam and real estate inwornent trust securities) and strut bared precious are generally highly Chan south/ad ocelots haw not been roistered with the Socaities and Exchange Commission or tondo. any state securities laws. We provdeedrnated values for {siege investment stokes and structured moods for rdomal crud purposes only Masao 6 not guaranteed - Thew vases may differ abstane bay Rom peXes ay. al which a private' wain, d security a structured product may be boc4nt or sold and do not recession& represent the vacs' you may rearm goon liwidation. - Third pry *strides of value re as gai a <actin date aH are supplied to UPS Foxe sal Services on a repair bass by an rdeperkkrt valuSion lima - tsWer, general partner or sponsor estmated watts, if cob we suppled to the Finn by the issuer, general partner or paws and may be obviated based on deferent informaten from that used by that palm to derive thee minuted mites. — You can obtain additional Herniae's, regarding the methodology used to determine the estimate of value ad the dale of the eicrinatiCel that is the basis la the estimate by contacting your Financial Adv60r. - Turd patty estimated eaten may be reflected as Idol piked' in several leuatienS: Mien an independent valuation fern has not suppled or is unable to assist a value, when we became aware that a maternal event has waned dna my calla pinion/et reported yoke it question, a semen a value would be highly speculate. due to the neve ea the warty — Wren neither an shier, general partner ce sponsor estineled value nor a thed-poty estimated mew 6 gionded the vase of the 'essay wit bedifferent from its potpieprice - 'Distributers to date' may ricks& When of capital name or both. - • °egret IPA size' represents the nitel offering poke pis tout and may not reflect your cost basis - DPP Ind unfilled RErt sorties are not listed co a national securein exchange, and we generally acted ani even if they can be sold the price mowed may be less than the per sere estimated value provided n the septum statement, • Restricted securities Restricted securities Wren* are not wreak eligble for pubk sale. LIBS Financial Services uses the market price of tie urrestixted stock of the Sarre twat as an inflated value lee the restricted stook for purposes of the StOfteltat only. To the extent that restricted von ies are eloble for salt to value received may be stbstantially less tun the awed value shown. • Eat (estimated) interne, current yields and rates. An est male of ainto! r‘diee n bared on (c.o.,' dNidend and intOoKI rates, attuning the securities will be held for one yea- from statement date or until mataity.IT6 estimate is calf a guideline, accuracy and continued income are not guaranteed - Connoted ornwl name zed current yield for torten types of Securities could riflede a return of prikPal on captal gains in which case the ese income (rd current pelo) would be overstated. - Est/noted arrual axone and current yeld and the actual income andyield mght be low on hitter than the esteniked amowts - An estivate of annualized income (dinderd aockr interest) divided by the current market value average balance 6 based on the last divdend or merest payment made by the issuer and Points the seoskiesidepoids will be hell foe one yes from the statement date °curt' maturity. Accuracy and continued yak, re not guaranteed. • Meets net held by WS Financial Services Certain assets ar e not heldby the Fins and no wethin the Fein's possession or control. These assets are deployed on pots statement IC. nformational purposes only. Positions and valets presented re provided by the Muni fim LISS Financial Sows is not responsble for this iricernaton and awe not gwrantee IS accuracy These assets au rot ordeoled by SK or the f Sat supplemental DK coverage. • Revenue shaeki and adckional compensation. - In addition to comminken on sales and 12b.1 Nos received in connection with the distrixdrn of mutual funds to err dents we ardor our Shame reeve revert* thee° payments from datitums and cr advisors of the mutual hods that so sell Dew amounts re based on two different movements' (4 the snort of sales tyll3S of a particular mutual had family to our dents; and 60 tie asset vats, of a poticular mutual fund lernals than held at the fon - We and or affiliate also receive networking and oronbus processing fees in consideration for wander agent services that we preside to to nuual funds These fees generally re pad from investor assets n the mutual fund and are a hied doll. amount based on the nordwir o/ accounts at the broker-dealer holding mutual funds of the fund family - en addition to CCenril6SkinS received in connection with the sate a datibuton of annuity contracts at unit nvestmert bust tones to our clients, we ado as af I hate receive revenue during corrpensaton from Mary of the nsorance companies unckrwriting the onnuity <SNAIL affiliates of the Nuisance cowponies or sprout of the nit nvestment trusts we &oboe — In addom to commissions received from the puthase and sale of NedShares finds, we andor cur athlete receive an asset-based revenue shaming Porno* from NentSharee distrbuscos as well as hider; for technology development training and education. — Our athletes also receive trading coimiisoms and other compensation from mutual funds and entrance «meanie; Mere waits we chtuttne CONFIDENTIAL — We «wee <Cenper6tiliell kern WS Ihrit USA, LDS AG Surrdold Brooch and newaff hoed bads Mout, our cash weep poganl. Isis compensation may be per account fee or may be a percentage of average do,/ &posit toseerxes Activity information regadrig commissions and other chages incurred n correction with the ex:pionof trades, indiSing option tram-stone has been inclded on confirmations previously lionished so you ed will be prodded to )our proudly on request. Short soling ll yet .e engaged n shot sang a wordy. puma/ mut a charge doe to certain borrowing costs for the pan lade-security. Open orders Regaidng open co • roblitcancelee aders that were not evouted by the seamen date, open buy and tel slop orders ere reduced by the ammo* of Modena; argots on an exidividerds a oil:tits date unless nstructect othemise by you. You se response:defer orders that at executed due to yam failure to cancel "ing OW ceders. Privacy To Aeon a copy of as current Client Privacy Notice, please cadet you. Fnancial Adds« or viol as website at >wen gin ensurvivierr,frt. - 185 Financial Dokes is rot a bark. The RMA, Benne« Stokes Account BSA and IRMA are brokerage accounts snhkh provide access to barking senses and products ihroacji alarigernirritS with affiliated banks and other ihid.pamy banks and provides access to minxe and amity Products issued by u-dff had thitl.porty no:oncecompanies through instance agency stbsidants of LEES Financial Sewn Inc — entstmere, inswance, and annuity pred-icts. — Not FDC insured • No ban guarani... May lose vale — tMA Pesaro. Management Account Busyness Servos Secant ESA, IRMA and nteenationil Resource Management Account are registered sense marks of LSI Financial Services Inc. — VKA is a registered vacktirurk owned by Visa Menai:nal Service Association and used under license The LOBS Visa credi cods ad the LeS Visa debt cods are awed by UPS Bank LISA with permission from visa U S. A Incorporated All oho vademarks registered trademarks, strike marks and registered senate nudes are of their respective cormanies LES Financial Services Inc Rev. 701810 SDNY_GM_OOO23647 EFTA 00134267 EFTA01276038 (SUBS Lies FMancial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York IV 10171.0002 CNe70090938231218 x12 ri 0 Resource Management Account December 2018 Account name: GH1StANE MAXWELL Friendly account name: Incliv.CheckiCar Account number. Your financial Advisor. SCO <Tarr 1•Aemio vi C r 44RICI Ph / Questions about your statement? Call your financial Advisor or the Value of your account RMA ResOurCeLine at 800-RMA-1000, acoo On November 30 (1) on December 31(5) Your assets 47,394 12 49,2 70.55 MsItour webslte: www.ubstomainancialserviCeS Your liabilities 0.00 0.00 Value of your account $47,394.12 $49,270.55 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth WIVW.annuakreditrepott.com. Tracking the value of your account S the Lisa n45 during 2018 Value of your account at yer end 2017 141,946.32 7:6 Net deposits and withdrawals $7200.09 Your mestment return 43 9 474 4i 9 _ Is e 49.3 Di*lend and interest income $124.14 Change in market raw $000 1.9 Dec 2014 Member SIPC Dec 2015 Dec 2016 Dec 2017 Nov 2018 Dec 2018 CNP20010008038823 NP7000306521 00003 1218 030575004 CONFIDENTIAL Value of your mown on Dec 31, 2018 MA270.55 SDNY GM 00023648 loom Page 1 of 6 EFTA 00134268 EFTA01276039 UBS Resource Management Account December 2018 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and money balances 49,270.55 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 549,270.55 $49,270.55 100.00% Account name: GHISLAINE MA ?NEIL Friendly account name: Ind iv C Feck/C a r Account number: Your current asset allocation A Eye on the markets Index Your Nnancial Advisor sc "T STArY AINV I VI C r ACRICI • Cash and money balances may include available cash balances. UBS Bank VSA deposit account. UBS rac Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2018 3-month Treasury bills: 2.42% One-month LIBOR: 2.50% Percentage change December 2018 Year to date -9.03% -438% -9.31% -5.24% 4.83% -13.36% 1.84% 0.01% C 70310003C0,3824 NP7OCOX6521 000O3 1218 03057 CONFIDENTIAL 5°G IQ y GM 0002361,J1e 2 of 6 EFTA_00134269 EFTA01276040 *UBS Resource Management Account December 2018 Account name: GHISLAINE MAXWELL friendly account n Account number. Change in the value of your account Cash activity summary December 2018 (3) Year to date (I) Opening account value $47,394.12 $41,946.32 Deposits, including investments transferred in 14,148.92 73,856.45 Withdrawals and fees, including investments transferred cut -12,284.66 -66,656.36 Dividend and interest income 12.17 124.14 Closing account value $49,270.55 549,270.55 Dividend and interest income earned For purposes of INS Statement, teat:lay of interest and dniclend income has been determined Iron a US tat tePOtirg perspective. Breed upon the residence of the account holder. account type. or product type, scene interest endear dvidend payments mar not be subjed to United States (US) ardor Puerto Rico (PR) income tars. The dent monthy statement is not intended to be used and cannot be retied upon for tar purposes. Clients should refer to the aroxasie tax reporting faint they reCeise from UBS annualy, Sigh ids the forms 1099 and the Forms 493, fa lac reporting information his the practice of UBS to file the fiCpliCatle la reporting forms %Mtn the US internal Anent.* service and PR TreaSuN DepareTerit. and in sigh forms aCCulately dasIfy chiciena ardia interest as itte exempt or task* later* nest consult gar indvdual tax preparer. December 2018(S) Year to date (S) Taxable interest 12.17 117.27 Total current year $12.17 $117.27 Prior year adjustment 0.00 6.87 Total dividend & interest $12.17 $124.14 Your Pi nandal Advisori SC TT STACK Maher Yi F r ASPIFI see account activity the month for dela Ix Balances In your Sweep Options are indudedrn the opening and dating balances value. FDIC Insurance £01.5 to deposits at UBS Bank USA and ell banks participating in the UBS CDC insurer:JCRs:ash rrogarn. h Otes not leafy to deposits at UBS AG. %agog &arch. SIPC Prater tion applies to money market sweep find holdirgs but rot bank deposits See Important inCounation about your statement on the at Mo Oars d this document for Malt December 20181S) Year to date (S) Opening balances Addibons Deposits and other funds credited 547,394.12 14,148.92 $41,946.32 73,856.45 Dividend aid interest income 12.17 124.14 Total additions Subtractions Checks and bill payments $14,161.09 -12,109 66 $73,980.59 -66,027.76 Cash/ ATM transact ons 0 00 -203.50 ATM fee rebates 0.00 3.50 Card payments croo -253.60 Annual fee -17500 -175.00 Total subtractions -$12,284.66 -$66,656.36 Net cash flow $1,876.43 $7,324.23 Closing balances $49,270.55 $49,270.55 SDNY GM 00023650 CelP70310003068875NMOCO3C6S21 00033 1218 030S 750Ca --- CONFIDENTIAL EFTA_00 134270 EFTA01276041 4tUBS Resource Management Account December 2018 UBS Bank USA Deposit Account APY interest Period Nov 7 - Dec 6 Opening UBS Bank USA Deposit balance Nov 7 Account name: GMSLAINE MAXWELL Friendly account name Account number: $47,394.12 Closing UBS Bank USA Deposit balance Dec 6 $49,972.23 Number of days in interest period 30 Average daily babnce $90,949.43 Interest earned 812 17 Annual percentage yield earned My Choice Rewards Points from UBS 016% Rewanth pons 2te (elected as Of the 26th ci the month or the pee( butt MSS day If the 26th fats On a weekend hohdaf Reads pant activity Cetals can be found on w.swubs.coneionhnesenekes December 2018 Year to date Opening balance 7,594 7,341 Points earned 0 Closing balance 7,594 253 7,594 Your investment objectives: You have identified the following investment objectives fOr thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your Finandul Advisor: SCOTT STACKMANLYLE CASRIEL Your return objective: Currant income &capital appreciation Your risk profile: Pornary - Aggressive Investment eligibihty cceisodevation - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP70310008C88826rO70C0306521 00003 1218 030SaY_GM_000236M9e 4 A 6 CONFIDENTIAL EFTA_00134271 EFTA01276042 SUBS Resource Management Account December 2018 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Ir liv Check/Car Account number. Some pnces, income and current vaues shown may be approxirra. Asa result. 93irrs atellOssesM not be accurately refkolect Set Apar:ant mtosettaaon about your statement a the end of ths documem for more informal on. Cash Cash and money balances Cash and money balances may ukhaie avaltiecash balances, UBS Bank USA deposit account baances, UBSEDiC insured Progan Bank Balances, UBS AG Stanford Branch Ceposh account balances and money market mina fund sweep balances. See the Important information about your statement at the endof this document for detain abort those balances. Your %sandal Advisor: SC TT STA(KMAIII YI E rAseuct UBS Bale USA and al U85 FDC mused Pro(ymn Bank 4epont aCtunt balances are insured by tne FDIC wllhin applicable Imb, but are not protected by SIPC. UBS AG Stanford Branch deposit acc our( [dances ale not insured by FDIC and ye not protected by 51K. Money market sweep balances are protected by AK but ate not Insured by the FDIC Openng balance ammo044me Plitt per share Average DrildenflIntereSt Days In Hddng on Dec 1 (5) on Dec 31 (1) on Dec 31 (1) rare peflod period Cep amount (5) UBS BANK USA CEP ACCT 47,394.12 49,270 SS 250,000.00 Your total assets Percentage of Cost Estimated unterized value on Dec 31 (5) your account basis (51 annual infant ft OBlna loss (5) Cash Cash and money balances 49,270.55 100.00% 49.270.55 Total $49,270.55 100.00% $49,270.55 Account activity this month Date Actialy Description Amount (1) Deposits and other fends cred ked Dec 3 Transfer Ftv 100 14,1492 Total deposits and other funds credited $14.14.92 Dart Actitity ()exception Awount (5) Dividend end interest income Taxable interest Dec 7 Interest UBS BANK. USA DEPOSIT ACCOUNT AS OF I 2r Oft 18 12.17 Total taxable interest $12.17 Total dividend and interest income $12.17 Date Actittly Dec 3 Withdrawal ACH WITHDRAWAL AMEX EPAYMENT -11,543.04 Descfmton Amount (1) Bill payments continued nen page SONY GM00023652 OW70310003088827 NM003305521 00003 121B 03 10000 Page 5 of 6 CONFIDENTIAL EFTA 00134272 EFTA01276043 UBS Resource Management Account December 2018 Account activity this month(contrived Ode Actinty Dec 4 Withdrawal ACH WITHDRAWAL UNTECHEALTHONIE Dec 10 Withdrawal ACH WITHDRAWAL Saks Retail Total bill payments Description Account name: OHIS.LANE MAXWELL Friendly account name. rhwelI Account number Your Financial Advisor r SCO STACi ' 't‘átlYIF CASRIEL Among (3) Bil payment (continued) -39.94 -526.68 Card Items for your Attention: The new U8S Visa Infinite crecit card is here, packed with exclusive travel tenehls, more rewards and more of what sou love, ncluding ertraordinarib personalized service. All stumingly clad in metal. Visit ubS(CcreriSainfinite a call us at 388-762-1232 to learn renre Mownion Payment We Payment Due Date Credl kne Avalatie Credit tine 412.109.66 Outstanding ',dance UBS Visa credit card(s) payment information $0 .00 $35,000 00 535,00000 10.E0 This mail cad is enrolledin UBS Pay Credt cad feature and vAli autorraticasy te pad from your account Your payment Is scnedited for tansy 24 2019 we °mock tri information on your U85 visa creclt card solely as a courtesy to plu The UBS visa «edt cad and account are rsSuedDy U85 Bank USA UBS Bank USA send you the off kia staernent for this account and you should crake your payment accord ng to their instructions. We do not indude your outstanding creek card baance in the rout of you account well u6SFinancid Services inc Date Actinty Descrotion Amount (S) Fees OK 6 Fee Charge ANNUAL FEE CHARGE 475.00 Total annual fees Date Activity Description 4173.00 Amount (3) Money balance activities Nov 30 Balance forward $47,394.12 Dec 4 Deposit UBS BANK. USA DEPOSIT ACCOUNT 2,605 88 Dec 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1204f 18 -39.94 Dec 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 450F 12/06118 12.17 Dec 7 Withdrawal U85 BANK USA DEPOSIT ACCOUNT -175.00 Dec 11 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 121 10(18 -526.68 Dec 31 Closing URS Bonk USA Deposit Account $49,270.55 The UBS Cant USA Deposit Account Is your primary Sweep cotton CNP7C010008038828NP70C0305521 C00O3 121803057 5004r t» ol now gitiege 6 of 6 End of statement for account number Y I 23576 S5 CONFIDENTIAL EFTA_00134273 EFTA01276044 Important information about your statement UE6 Charier Services Ix. (the Firma UBS Firtaxial Stroked, is a merrber of all principal unsay, comrrodity and optirsreha-ges. UM Financial Services and LOS Bank USA are indeed sibsoaries of (CS AG and affiliates of ICS Sectrain U.C. The Firs toter Statement n availableupon request. the Firm's moor offices ar• at: IRS Fierce' *Wes Ix. 1200 Harbor Boulevard Weehawken NJ 07086 The slatement repreSOCS the orb official record of you LBS &uncial Services 'Muni. Olhee rear& mar Okra tau documents. caftanrig - ccriliarg data should not be relied upon 6 you bele.* thee is an arts Or omission rent report d irrnectotely in aritry to the Brandi Manager of the office wyng yea account. Although origami show se mended to be accurate, statement delashould not be used for tai purposes Rey sort on yomend lm lams, (i.e Fonn 1099. 5198, 1042$. etc ) when prepamg your tax return. The Pan is requred by Law to report to he RS a treble &friends, reportable nenuoable &Aden& and taxable retest earned on seuries held n you account, net proceeds on see transactions. endow, basis on cran (awed securities. Coartricattens with the Finn • Pleasereawaken any oval cartrunkatiorn is rang tofurther protect your sires. incluiry your rites utter the Stories Ingest., Protection Act (SCA) • If the financial instigation on the top eft of the front of this gatemen is not UBS Fnanciel Semmes, MS Financial Swam caries your account as during tick, by arrangement wan the inckated as/lotion we Worried you cd the relabonthb 'Oleo your opened this accuse. h this oast you lads aid seasees are bated a LIG (mental Sures and rot the rograng broker. and you crust make a arca of any error a =Mr' to both finis • ASdescrbed n the account agreements, you mud wryusof anyone's or baud iricolarg checks reflected <nor Statement withal 30 days after a was mirror made available. • Pleasedew customer complaints or lain.% to the Firs< lent Relations Debarment a 201.3521699 or tollf ree at 800.354-9103, 8:00 A.M. lo 680 P.M. ET Monday through F rclay, or in rely to OBS Num.' Sears et, Client Relations Depailment, P.O. Box 766 ericaCity, NI 07067. • All swears shall be deemed cervire rod aortae d not objected to in wiry within 60 drys • For TTY services. Call 844612.0986 or from the US.,Cal 201.352.1495 • home of orlon or quellion about xielectronic fads transfer (ERTL bil payment or(CS Visedebit cad eansactiont call 030.762-1000. or write to UBS rental Services ex., 1000 Harbor 131r, 61h floor, Weehmtoo ta 07086, Attn. RMaliGA Wood Cal cc write as soon as you can, if you 'hit your statement orrecite is wag cater need more egtorrnalkn about a bander on the slaternere or rear. the firm or Card bus (as Morcable) must her Iranyouno law than 60 drys after the Fern writ you the fht st element on whit!, the anon or Problem appeared. - Provide xis rant and accuse number Of aye/. — Desabe the error or the twister you me unsure about. ad explain as sexy as you can whyyou believe t is an ants a oily you need mar domeion — Provide the dog:remount of the suspected error. The Finn or Card bsuer will investigate yon orrice end will correct any error proirogy. For alleged roes awaking UK Vrodebit cad transactor* if we lake mote than 10 bus ness days to do this, we *Maeda you =curet the amount you Oink is in error, so that you wa ham the use of the money dung the are it takes us to complete its ineshrtion. Please make all cheoks payable to the Fiona the Inrxol inSteution rotated on the frog of this statement In addition to rogues accost lees. scores nw be Abject to marina-co km, charges foe bto payment for securities purchases and charges Far urpaid arrourts n cashaccounts. Accounts that are transferred to other niter cro may be subject to a writhe fee. UBS Strop Options La offers options to 'mousy <ash balaxes to bat depose accords at non-akiliated bats ad affiliated bats and money norm nasal muds (Money Furs). Dogma accounts at UBS Sat USA and non.aff Hier banks pankbaing in the UBS FPC.hurod Deposit Program ere FDK.nsured n accordance rah FDK rUes For more nkelnatiOn, please vise WNW fde.gai. Depose accounts at LOS AG Striae Branch and shoes of MoneyFurs are no hosed by the FDK. Bank deposits are not rebleded by WC. Money Fad shires arewarted by SIK. See -1.8SF name, Senices AcCatt Protection- below. UP:aria repast, balances in the bare depositsmay be withdrawn. and shares of a Morey Fwd maybe Ikudated and the proceeds retuned to you or your securities mount. Further intimater about available sweep options, notedlycurrent interest rates and yields. s available at wowabsopersweepyrds, from your r 'unreal Advisor a by calling 800-762.1000. UBS Fortancial Slake, account protection The Finn is anteater of she Searnes turbos Protection Corporation (SIPC), which protects securities costa/gen of Is merrben w to $500,000 (nctding $250,00011 dams for cash). Etplanary brothure wobble upon sewed a el www.ka org. The SIK asset protection lints apply to all accounts that you hold in a panto& capacey. The Fkin, together with bran affiliates. has also emschosed suppkmeMal insurance. The enwirtin nett payable to all 004 clients. collectively order his protection is 1500 million as of December 10, 2016. Subject to the policy coder* and Irritators. (oh at tie Finn is father protected for up to 11.9 mikes in the o9grogato f or al your accuses held in apricot, capacity. A ha copy of the poky wacky is available span request. Nether the SIPC «aerial na the swpkemental protection SA* to: • Certain trumpet assets controlled by (and ncbckil n your account yea) but ler awarron LBS Fine-col Services. For erosible certain 0) insurance products. OICILKang variable aruites. and shres of mutual funds registered n the rsane of the attar holder on the books of the Muer or transfer agmt), • hastment toners or minimise interests limned pannershbs and private placements) to are not registered under the Seartes Act of 1933; • Cownoditits contracts (t.g, foreign exchange and pours netal contracts), fkluttng Laurel contacts and commodity when contacts; the • Deposit accounts (except read icates of&posh) at LBS Bark USA, ICS AG U.S. brash,, and bales in the FDIC hsured Deposit Program. The SIPC protection or the seaplementa protection do not apply to these assets eon if they otherwise appear on ypv statements. The WC protection ad the swrernental protedion do not owed age's's( changes n the market vat* of your invest en (rether as a mut of market movement issuer balteupXy ottgenre) Dividend Reinvernwe Program (DRIP) Pearce reflected is an average price You may obtain the actual price from ra Frox rat Advisor. Orb whole than re purchased under On, (Metal two, wilibe sold and the cash wit be deposited in yOur account The dirtied renwstryne ace applied by the slur may caller from the market price at YiniCh the pall* shires are sold Caleislieu Only whok ungs maybeheld viyour account. If you are enleded to a pasha unites/result of a dividend payronl aotheiwne. the Fern wdl ethersell pan al mare et price a accept in mono determined by a registered clearing agency, and credit your accost Inverlanent objectives The nvntmere objectives and risk profile are 'padre to each account and may raybetween your accoutres. Please Arse the Finn rowel 4 in writing d any soya Kilt change in your financial siluabon nyearrynt <bodices. For each account het, you choose real the (Warne imesement <brows • Peoces• Current tomato harmers wetly the generation of income ay. • Achirm Capital Approciatrom Segments9mM; growl' of «impel rater than the generation of name. • Preto. Combnason of Worm and °peal Apple< ration. Investments seeking both the generation of name ard growth 0 principal Orem. risk moRloa • Conserv/Me Seeks to auntie...I/al «royal, with low re and vole Key to ihe accost &walk *yen time means the account does not generate significant CONFIDENTIAL name a reefed and may rot keep pace with • Moderato. Wang to accept (OW ride to pincbai ad tolerate sane wiality to seek higher returns. • Aforessibt! Wiling to accept high risk to «nodal axl Fyn volatility to seek highreturns OK/ Int • invdenient Efordy Consdentem: N StleCted. a portion oF the portfolio fa that account may nitrite cocain straw*, lented liquidity and greater malatiite. Statement ehousehokithe We mayconsolidate al felted account statement with the sane address in the sane envelope. e g because they haw comers who also maintain font account rations/1qm war oilier teens a the writ address. If you prefer to mere individual statemenes makd n $49-InlenNYI0044. you may decline loousetokleg by OWN your Financial Advisor Friendly woman mime The Friendly account name is a cumenuable *nckrurrie chosen by you to /sip you rho", recordleepro It has ro legal effect on your account is not mended to relied any strategy, prodxt recomm endation. nvernent objective or reek profile associated with your accounts. and is not a peombe or guarantee that wealth or any Inandal results can or will be achieved. All ineaments awoke the risk of bas, includigg the risk of loss of the title inerrent. You can thange your Merry sown names trough Online Services a by contain; you littoral Miro Amount overview • Vabe of pow amoontloorttofo. Net of assets and • Assers Includes available cash balances, oaten for moored secorIT kit I and Global Tigro Deposits, unrealized mats lo marled. and Wean *WS net held by the Fem. Don not Ware unpnced seourCieslasiels at the end d the prior rd arrent statement penods,4Y private notation's. untested stock ophom and owertaable stock options • Parbes tracks debit Waxes, a/condo; unworn loam. creole lib, short account batances. • Cash/money boraxes Tot* d vie-nested available cash balances, plus depose balances at Affixed and nous, doted banks, anoint:icy market mutual fad sweep broom at the ere of the nom* period Non.conmedly vice free dirt balances andou accuse' are secyegxed from ocher balances an de Finn may use wool these funds lithe «dewy core of its briers. These fads ire payable Lyon your demand. TM total is eroded in the curer poreddosing wax Lending information For creed nicsmatron on the Inn's tarry practices ad clabswers. refer to your Client ReilliCeShi) Agreement or boort Agrenent and the General Terms and Conditions. UBS Statement of Credit Practices available nOgrOementt andOiscbsures vw,,, „ . rr.romerroo•re SDNY_GM_00023654 EFTA_00 134274 EFTA01276045 Important hilinuatioll about your statement (Continued) Tout assets Your Present themes securities and other assets hell n the accouni al the end of th• statement period You may ask for dekvery of fen Pad securities al any tine. You may recent '<coshes wed as loan edflera alter paying any bane at on them. Army securities frantherred to the Fnn ding the staummt period are timid at rune value as of the end of the stammers period • Cost basis. hdetermning Me cost basis of the saurian in in this statement MAO! indicated the, the number I, • LII6 fin/wit SOn/iS•S NS relied co informant. obiained from sources other than UK financial Semen. ncluding Manahan Iron arch. lint or that you may have provided to you Finaroal Advisor. the Fern Oyes not independently verdy Ce guarantee the accuracy or vaklity of any hi collation vovilad by sown other than U3S financial Seek.. addlion, ahhough U3S f newel SPDXES ger*ralV Lthilates the adamant, as it is received, the farm not vow* any assurances not the efamatim unler "Cost base arid stkotalced gaid loss" is M e as ol the date of this statement. As such. please do not rely an this information to wake asshase a sale decisions., la tax psposes othenvist. Accounts Ira-Peered to the F may reflect °idlest Hormel ins only for the period cl tie-etherre held at the fan More historical neeMatiCh can be added by yoa financial Advisor. • Urreanted gabs/losses. Wren data el suilabki, entreated arealized garnflosses are calculated for exhikkaal security lots The transaction data for exivklaal lois mayor map net ref led co-remissions, charges ardor meaty reorganual on ...unto Diedend and other reinvestment lots and systematic pardon lots are each combined to display or. awned lot Ti.. 'Trade date' count pononts the agent transaceon trade date. • Callable securities Bonds and Preferred stock that the issuer cats la ere redemption wit be selected martially by lot lam among al stashes of that issue held our no a in nominee rant for our clients Call kakse Somali:en is obtained Irons third Pallet and as acosacy is not guaranteed Other call leaves may exist which could Med yield complete inthemaion will be provided upon request • Price/value Prices displayed for securities and °her projects may be highs or lower than the price that you would actually retire h the market. Prkes ape obtained from mass third party sources *tech we brew to be thabie. La we clonal guarank• this accuracy - We generally use the Wising price vihen available or he mean of the bid and ask vices la tested seosihes and options a cote bid PIKS Ice OTC stashes lass actively traded sehrhis maybe pneed using a valuation model or the most recent Price we obtained and may not reflect xi actual market price a rake. - Celan posh:rams cps salmi a peke and wit show as 'ace was not available it we are unable to obtain a price for a seority. - Deposes ce secaties denomnaled n curates other than U S. doers re reflected al the exchange rate as of the simmer< date. - For (elan steaks wading n non-ccnIcemn9 denomnatons, pat ad natty lease int) may have been adjusted to facilitate proper varietal To oblin anent quotations. when available. contact per frontal Anna. • Private investments and structured peoducts. hivate nwstment Wu lot, (IN bin) drat patcipal in program and real estate investment trust snakes) and Prue Y*4 prodods ale generally highly Chan star:tired products haw not been registered with the Socaitin and &charge Cammissiri or under ay state securers laws. We ;TOWS. estrnated values for {siege mestrnmi stashes ad structured products for Wormal coal thsposes agy. Artuacy a riot guaranteed - Thew tun may differ sibstani is*/ Iran peen a any. at which a private num/ security a structured product may be bout* or sold ad do rot wens* represent the war you may rote's* taro lio+idaten. - Thad piny estimates of value are as of a <actin date ad are stippled to UBS Fnarial Services on a reg.* base by an rdeperden valuation lima - issuer, general partner a sponsor esteemed vales, ay, re suithlitd to the Fim by the esuer, genteel partner or sporsoc and may be calculated based on deferent infamaten Iran that used by thud parties to dime thee thee-meted values. - rou can obtain additional nhomution regarding the methodology used to determine the estimate of value and the dale of the incemation that is the basis la the estimateby contacting your financial Advisor. - Thad patty esonaied vales may be reflected as • Not piked' in several "Nato%) : Mien an inthiperxlent valuation fern has not stippleda is unable to asst an a value. when we become aware that a Material event has occurred dal may calla «emu* reported value do question, a when a whet would be hghly speculative due to the nature al the peaty - tune neither an art( general pater a sponsor estinned value me a the-there), estimated wit is peckthed, the valet of the stony wit bedifferent from es purchase - • @Maya cos to dale' may recede when of capital, nave or both. - °NCO' wit size represents the neat offering peke pe art and may not reflect possi cost basis - DPP and whorl RUT SOGYtiof at not listed on a national securcin exchrge, and re generally leased and net A they can be sold the price received may be less tan the per sham estimated flue provided n the accourm statement. • Restricted tecuritith Restricted securities generals are not currently ehgble foe pubk sale. L65 Financial Services uses the manet price of the urrestexted stock of the wow thus as an toasted vale fa the restricted stock for purposes of the SAO relent only To the extent that restricted wombs are elvykdo for sale. tee value teased may be sibstantially lass to the awed value shown. • Est. (esurnated) incase, current yields and rates. An eV male 01 .1irnJa! ware is bawd on einem dkidenl and news' rain, assuning the sec rites will be held for wit yea-from statement date or until mataity Res estimate is one a guideline, accuracy and continued income are not guaranteed. - (stinted rout name ad culla peed for *Min t)Pes of securities could include a return of prixbal or (anise gait in which ease these income (rd current yielok would be overstated. - Est/toted annual name and anent yield and the actual income andyield map be law. oe hiter than the estrniced awatits - An estimate of a-cloaked Home (dividerd axicr int./estiOW*4 by the current market wristhaveragt balance a based al the last divdend a merest payment made by the ewer and Assumes the seosiliesedithosis will bo hell foe cow year torn the statement date auntie maturity. Accuracy and confused yield are not suararatied. • AMU net held by UBS Financial Services Can assets an not held by the Fan and not within the Fim's possession or control. These assets are dodlthed on hat statement for neon:national papases only. Positrons and whits presented re provded by the issuing fern UPS Financial Sows e net respcnsble for this inkernaton and does not guarantee as rasa." 'these assets am not protected by Slit or the Fills supplemental51PC coverage. • Revenue Swtg and ancitional compensation. - h addition to coominken an aft and 12b.1 tees reamed in connection with the artesian of mutual aids to as dents we rector or aft/ire receive revery thei-g payments from dottbaus ands advisors of the moue funds that so sell These amounts re based on two different corroceentsi (4 the amxrc of sales ty1.65. of a particular mutual had family to our dents; and 60 the asset vats of a particular rnsual had lanais dyes held at the arm - anWe and ow affiliate also receive nelson. ing and processing fees in con:antral for wander agent services that we provide to the rritual funds Those fees ate re pad from investor meth in the Mihail had and are a fled dolly amen based i:n the ;verbs o/ accounts at the brreerdealer holding ritual faith o1 not lull family — h oiditon to CO11116SkinS received in connection with the la or detibuton of annuity oreiracts ad ease owstment thin ants to as Pietas. we ardor as all hate receive revs-mewing compensator. from many of the wurance companies unmans the annuity attach, affiliates Of the (matte ccaptees or season of the snit investment eats we distrboo. — h addition to corrrnasions received horn the puxhase rid sale of Neenleares knob, we andor our If ask receive an asset-based revenue sharing Payment from NentSekves 6thibumnt es well as fencing for technology development, trainag and education. - Our allhales also receive trading cormikkos and other <conceiver on from mutual funds and muscat. earparios whoa ;adopt we daybae CONFIDENTIAL - We Wet* ONIII:entlICII Iran UBS Bert USA, L65 AG Stamford Branch amt motel doted bans throw/now cash sweep IroiTOM The compensation may be amate, per account fee or may be a percentage of enrage dal/ deposit bermes Activity fl annel:on regrdng commissions and other chrges incurred in carechon with the executionof VA:OS, incladngopticn traniactons has been welded on cadimotions previously furnished to you, rd wit be Provided to you «moth/ on repast. Short soling ml you are engaged in short sellag a savoy, you may incur a charge car to certain taming costs fa thin pan kola- security. Open orders Regaidng open co • goodukcaneentor aden that were riot mourd by the seamen date, open buy and set stop orders re rented by the anoint of divdcock. Or magus on an exidatlerds a earithris date unless mintiest aherverse by you. You are festoon:Arta ceders that are executed der sopa failure to cancel "ing *Pon atm. Privacy To obtain a copy of as anions Client Privacy WY, please contact you- financial Advisor or vet as webs*e at >e'ww erbt oisvdrio'vveiviedet. - LEG Financial Services is not a barn. The RMA, Busness Seances Account BSA and £MA re brokerage reoures with porde access to barking senses and products len:tact 01.1119111W41 with affiliated banks and ohs hid-pity banks, and weds access to hswarme and armed Products issued by unaff tad thhol.party rorance companies through instance agency matinees of LEO financial Sewn Inc — minimax nsaance, and amnia). onotliclt — Not FIX enured • No bar* quarteite• May lose aka — tMA Pesaro. Management Account. Business Sermon Account BSA IRMA and ntematiortil Resource Management /taco% are regestered soviet marks of LBS F•111X..al Swats Inc. — VISA is a registered vacittrurk owned by visa huakinional Service Association ad used under Icense The LOBS visa amide cads and the IBS Visa debt cads are eyed by UK Bank USA with permission from vies U S. A Incorporated All other vadernarkt registered trademark, stake mans and registered service mats re of their napkins corripanies UN Financial Services Inc Rev. 701810 SDNY_GM_00023655 EFTA 00134275 EFTA01276046 44)UBS U8S Financial Services Inc Private Wealth Management 299 Park Avenue 26th floor New Yolk NY 1 01 7143032 CNP7005750073 0119 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: 'nein, CheckiCar Account number. Your linandal Advisor. SCOTT STACKMAI/LAE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RhAA R MA-1000, accoun ldsit our website: hyww.ubscomlfinanciaherviCes Items for your attention , Please note. Average Daily Balance and WY values in the Deposit Account APY secton of your December statement were misstated January statement values have been corrected Resource Management Account January 2019 Value of your account on December 31 (9) on January 31 (S) Your assets 49,270 55 44,737.65 Your liabilities 0.00 0.00 Value of your account $49,270.55 $44,737.65 Tracking the value of your account the uSarICS 71 6 439 419 493 44.7 Dec 2014 Dec 2015 Dec 2016 Oec 2017 Dec 2018 Ian 2019 Member SIPC Sources of your account growth during 2019 Value of your account at year end 2018 149.270.55 Net deposits and wittdraer* .$4,5-*.97 Your investment return Dividend and interest income $14.07 Change in market vAue 5000 Value of your account on Jan 31. 2019 $44737.65 SDNY GM 00023656 chP7C003305793073 Ny7003197332 C0033 0119 03057900a000 Page 1 of 6 CONFIDENTIAL EFTA_00 134276 EFTA01276047 SUBS Resource Management Account January 2019 Your account balance sheet Summary of your assets Value on January 31 a) Percentage of your account A Cash and money balances 44,737.65 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Account name: GHISLAINE MAXWELL Friendly account n amen Indw Check/Car Account number. Value of your account $44,737.65 100.00% $44,737.65 Your current asset allocation A Eye on the markets Index Percentage change January 2019 Year to date S&P 500 8.01% &01% Russell 3000 8.58% 838% MSC I - Europe, Australia & Far East 6.59% 6.59% Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06% Your n nancial Advisor. SCOTT STACK MANI VI F CAIRIFI Cash and money balances may include available cash balances. VBS Bank VSA deposit account. VBS FCC insured Deposit Program Bank accounts, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last two pages of this statement for detais about those balances. Interest rates on January 31, 2019 3-month Treasury bills: 2.36% One-month LIBOR: 2.51% CNP70003005750074 NP7000197332 00033 0119 03057 SOOMiapi Y_GM_0002309e 2 of 6 CONFIDENTIAL EFTA_00134277 EFTA01276048 SUBS Resource Management Account ir I. , 2 13 Change in the value of your account Opening account value Deposits, including investments transferred in Withdrawals and fees, including investments transferred cut Dividend and interest income dosing account value Account name: GHI5LAINE MAXWELL Friendly account name: Account number. January 2019(1) Year to date (I) $49,270.55 $49,270.55 729.45 729.45 -5,276.42 -5,276.42 14.07 14.07 $44,737.65 $44,737.65 Dividend and interest income earned For purposes of INS Statement, tsablty of interest and O,ldend income has been detemined ficM a US tin lerortirc CetsPedlie. Bead upon the residence of the account hokler, account type. or prodat type, sane interest ardor dvidend payments mat not be subject to United States (US) ardor Puerto Rico (PR) Income vats The (lent morn* statement ct not intended lo he used and cannot be feted upon for tar purposes. Chen% should refer to the ardiCatin to tenoning forms they receise from UBS annualy, such as the Forms 1099 and the Forms 480, fa lac reporting information tt is the practice of UBS to file the xcheatte la, reporting formS vAth the US Intern0 ReWnue SeenCe and PR TreaSury oeparorent and in such earns accurately 000 fy chic:lends area interest as lax exempt or lamb* 'mane Pleat consult your In dedual tae preparer. January 2019 (1) Year to date (1) Taxable interest 3.19 3.19 Total current year $3.19 $3.19 Prior year adjustment 10.88 10.88 Total dividend & interest $14.07 $14.07 Cash activity summary Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL See account activity the month tor deta Is &dances In your Sweep Options are indueedin the operate; and closing balances vale. FDIC insurance spies to deposits at UBS Bank USA and s banks participating in tie UBS FDIC insured Deposit Progarn. I ekes not aoply to deposits at UBS AG. Stariord &arch. SiFC protection applies to money market sweep fund holdings but riot bank deposits See Important inSormation about your statemert on the last two pages d this document for delals January 2019 (S) Year to date (S) Opening balances $49,270.55 549,270.55 Additions Deposits and other funds credited 729.45 729.45 Dividend aid interest income 14.07 14.07 Total additions $743.52 $743.52 Subtractions Checks and bill payments -5,276.42 -5,276.42 Total subtractions -$5,276.42 -$5,276.42 Net cash flow 44,532.90 -$4,532.90 Closing balances $44,737.65 $44,737.65 UBS Bank USA Deposit Account APY Interest period Dec 7 - Jan 7 Opening UBS Bank USA Deposit balance Dec 7 $49,972.23 Closing UBS Bank USA Deposit balance Jan 7 $46,437.54 Number of days in nterest period 32 Average daily balance $48,877.45 Interest earned $14.07 Annual percentage yield earned 0 33% OW70003005793075 NV7003197332 00003 0119 0305 CONFIDENTIAL SDNY GM 00023658 1/ 1Ii130P6 EFTA_00134278 EFTA01276049 *UBS Resource Management Account January 2019 My Choice Rewards Points from UBS Account name: GHIS.LAINE MAXWELL Friendly account n • Account number Rewards pants are reflected as of the 26th d the month or the pnor business day if the 26th fSls on a vRekendralClay Rewards point activey deals on be l0und on v.wwubSCOcolOnlineStneXeS January 2019 tea, to date Opening balance 7,594 7,594 Closing balance Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Friancial Advisor or Branch Manager. You can find a ful description of the altematwe investment objectives in Important information about your statement at the end of this document 7,594 7,594 Your return objective: Current income it capital appreciation Your risk profile: Primary Aggressive Investment eligibility consderaton - None selected Your account instructions • Your account cost basis default closing method is HF0, First In, First Out. Your ig nuncio! Advisor SC CAT STACKMANYIYIF CASRIFI CNP7C008005753076NP70C0197332 00003 0119 03057500e§MY_GM_000236,S 4 4 of 6 CONFIDENTIAL EFTA_00 134279 EFTA01276050 Resource Management Account UBS ; 1 Your assets Account noose: GHISLAINE MAXWELL Friendly account n • r Account number. Some prices, Incorne and current vaues Shear, may be approximate. AS a itSull. gam and tOsses may not be accurately reflecled. Set Aporuntinlosmation about your statement a the end of INS document for more infounason. Cash Cash and money balances Cash aract money balances may irodude avalade cash balances, UBS Bank USA deposit account balances, UBS FDIC insured Rogan Bank Etaances, UBS AG Stanford Branch ceposit account baances and rroney market mut ud fund sweep balances. See the Important information about loom statement at the end of this doornent for detain about those March. Elnandal Advisor: SCOTT STACKM.614M E CACRIEL UBS Bank USA and al UBS FDIC Ensured Procyan Bank deposit account bastes are insured by the FDIC within Donut* lints, but ale not protected by SIFC. UBS AG Stanford Branch depout account balances me not insured by FDIC and are not protected by 51K. Money market sweep tames are protected by 9K but ate rot Insured by the FDIC wring baffle 009ndbalance Nice per share Average Cen:fend Interest oafs in Hddng on tan (S) on Jan 31 (5) on Jan 31 (5) rate period period Cep amount (S) UBS 8ANF. USA DEP ACCT 419,270.55 44,737.65 250,000.00 Your total assets Percentage of fl ue on Jan 31 (S) yOur account cost COLS (5) Unmated ureesSzed annual intiane (s) gan or leis (S) Cash Cash and money balances 44,737.65 100.00% 44,737.65 Total $44,737.65 100.00% $44,737.65 Account activity this month Date Adholy Ce Amount (5) Deposits and other fends credked Jan 2 Transfer 100 729.45 Total deposits end other funds credited 5729A5 04. Mihaly Descrption Amoral (5) Dividend and interest income Taxable interest San 8 interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01107/19 3.19 Total taxable interest $3.19 nascellaneous Jan 2 Interest .J65 BANK USA DEPOSIT ACCOUNT AS OF 12/31/18 10.88 Total miscellaneous $10.88 Total dividend and interest income $14.07 SONY GM 00023660 CHP71:003305793077 NV7003197332 000O3 01 19 030STS00a000 Peg* S of 6 CONFIDENTIAL EF1'A_00134280 EFTA01276051 *UBS Resource Management Account January 2019 Account activity this month rconinueth Date Acton), Sill payments Jan 3 Withdrawal Jan 3 Withdrawal Jan 9 Withdrawal Account name: GHISLAINE MAXWELL Friendly account name:Indiv r Account number: Your 14 nancial Advisor. SC TT STACK MANN YI E rA_SRIEL Description Arnow-it (S) ACH WITHDRAWAL AMEX EPAYMENT -3.536.59 ACH WITHDRAWAL UNTEDHEALTHONE -39 94 ACH WITHDRAWAL Saks Retail -1,699.89 Total bill payments 45.276.42 Curd Items for your Attention: The new U8S Visa Infinite crack card is here, packed with exclusiie travel benefit, more rewards and more of what you lore, including extraordinarily personalized service. All stumirgly clad in metal. Visit ubsconYrisainfinite or call us at 888-762.1232 to learn more minmurn Payment Cue Payment Cue Date Crecti Inc Avalade Credit tine Outstanding balance UBS Visa credit card(s) payment information $0 .00 135,00000 S35,00000 90.00 This credt cad is enrolled In UBS Pay Credt Cad feature and x111 automaticaty te paid Iran your *count. Your payment is schtcbled for February 20,2019 We provide this information on you UBS visa credt cant scley as a courtesy to you The UBS visa credt tat and account are issued by UBS Bank USA UBS Bank USA sends you the officia staement for this acount and you should crake your parent et cord ng to their instructions. we do not include your owe:ming creek card alliance in the value of your *count wall UBS Financial Services Inc Cat ACtivity Desontion Amount (I) Money balance activities Dec 31 Balance forward $49,27035 Jan 2 Deposit LIDS BANK USA DEPOSIT ACCOUNT AS OF 12/31/18 10.88 Jan 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 729.45 Jana Withdrawal LIDS BANK USA DEPOSIT ACCOUNT AS OF 01/03119 -3,576.53 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/19 3.19 Jan 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/09/19 -1,699.89 San 31 Closing UDS Dunk USA Deposit Account $44.737.65 The LIDS Sant USA Cepoot Account it your primary sweep colon 0470300005753028NP7000197332 00033 0119 03057500. C.;)Elfiffiy9/ GA7 Nge 6 of 6 End of statement for account number Y I 23576 55 CONFIDENTIAL EFTA_00134281 EFTA01276052 Important information about your statement Ii26 inmost Services Inc (the Firm or UBS Fiore& Soviet), k a mentor of all principal moray, commodity and opternexthangts. UBS Financial Sonic& rd UBS Bank USA re ndeece oksidaries of IRS AG and affiliates of LOS Stovers LLC. The F im's Ihreir statement ie availlide upon request. The Firme exceurre offices are at: IRS Frtancel Services ec. 1200 Harbor Boulevard Weilioneen, NI 07086 This statement *resents the only official record of goer 1.6$ Fruncial Services account. Other records. rapt &for IM simulants. contanng cordliang data shoual no be relied won II you bedew thee is an erns a Crnincn please report n irrnerintly in writing to the Branch Manager of the office wving you amount. Although al ligses shown re ntended to be accurate, statement delashould not be used for Is snows IL* solely owner-end ear forms. De Penn 1099. 519k 10425. etc )Wen pregamg your lax return. The km 6 requred by taw to report to Me RS al treble Mr:lends, reportable nod rouble Modena, and taxable incest end en woollies held nor axon, net FOX'S; on sate transactions. ard cost bask on torian emend acuitiesCcannlestions with the Finn • Please retrain-nen/ oral cartrunietarn it new to further mated your rites inclaing your raft order the Siosities Investor Protection Act OW- • If the financial natation on the sop left of the front of this gaterneri 6 net UBS Fruiter Serval, U3S Fruncial new an* you- <WC Salt as during broker by arvangernent with the :crated newton we donned you & thi relaborishie When you opened this accuse. h this rase ref lends and sectsaks st located a MS f anneal Stews and rot the indang broad and you fruit make a Mewl of any an or emission to both fine. • As descrbed it the account agreements, you must notify us of any tiros or fraud ironthirg checks reacted cars statement within 30 days after t was mailed or made available • Pleased:we customer complains or inkjet 10 the Finns Chem ReLaticns Depaiment a 201.352.1699 or toll-free at 800.354-9103, 8:00 A.M. to 6 AO PM ET Monday through f relay, or in vmtiog to UBS Financial Sent., ex., Client Relations Drain% P.O. Box 766 Union< Cy, w 0708T • AB dremeres shall be deemed convert and acorn it not objected to in hinting within 60 days. • For TTT worts. Call 8446120986 OF from Wickthe US.: Cal 201.352.1195 • haw of orlon ce questions about anelectronic farads transfer (EFTL lei parriere or UBS Vet debit cad transactions call 030.762-1000, or wile to US$ Inancoal Senate ex., 1000 learn Shed, 6th floor, Weithenten. tr 07086, Attn RMtilMA Seneca Cal a write as soon as mu can, if you thr aos statement or recite is norm o f you need rare MarnalKn tout a bander on the slatement or wept The Sim a Cad bus (as rticabli) mast Per Iromyouto law than 60 der after the Fern sent you the fit st element onwhit!, the *nor or Problem aPCMYed. ▪ Pro** you-name and accost number Of my) — Drake the ems or the transfer you are unfurl. about, and ...plain as check, as you can whyyou believe a is an end a say you need mere donne tn. — Ronde the does arrant of the suspected error. The Rim or Card bsuer will investigate Tar complied end will correct try *nor proorptN. For alleged non Mori-NUBS Vosa•ditsit cad tra-nad ark rf we take mote than 10 bus hess days to do this, we winded* your num let the amount you Ihnk ri in 0101, so that you well have the use of the money army toe ease it takes us to complete as imastigation. Please mare all checks payable to the Fern or to marital inSleuticen OdKated on the front of this statement In addition to neguter account lees /Kunst may be abject to ninon* fen, charges for bite payment for monies purchases and charges for urpaid amxints n cash accords. Accounts that are rendered to other instances. may be subject to a vansler fee. UBS Swoop Option La *fen potions for sweeping rash balances to bat depose accounts at non-eared banks rod affiliated banks and money male MLA lunch (Money Funds). Dora ,cards at LISS Sri USA and non-affiliated banks anteing it the IRS FO C-hured Crook Program are FDIC -insured n acccniaxe oat. FDK rUes For more intention, please vim mew !door,. DMY:64 KtountS it 185 AG Stardad Branch and shoes of Money Finds are rot inured by the FDIC. Bank deposits re not protected by WC. Money Find shoes are protected by SOC. See UBS nano& Services Accord Protedon' below. taxa your remit, balaxes in the bare depositsmay be withdrawn. a-Idshares of a Money Red maybe Itudated and the proceeds retuned to you or Innis xcard. Further inkanation about available sweep options, ✓eddig <urn ireireet rates and yields. 6 available at wekvockcorroseeprelds, from yaw F nixie! Advisor cc by wling 800. 762.1000 UBS Financial Services noun protection The Finn is a member of the Starnes Coerce Protection Corporation 04C), kthich protects securities customers of Es members up to 4500,000 (nckding 1250,000 for dains for cash). Esplanatay brochure Rabb)e iron repent or al *me SPC og The SIFC asset protection lints apply to all accounts that you hold in a panoabr crazy. The Finn, together with con affiliates. has to Psdused suppkmeMal Canna. The nun-rain mart payable to all NON dints. collectively under theprotection is 1500melon as of December 10, 2016. Subeece to the policy canteen ad cash at tie Fins is knew protected Ice up to 11.9 maroon in the a99regato for all your aeons heed in a particular capacity. A I al copy of the poky wording is mailable upon request. triter the 51K on:do-bonno the stapplemental protection app./ to: • Crum trona& assets controlled by (and incladed n your Ucoure vela) bat hike away from 113S Financial Services. For Purple certain 0) insurance ;roosts. andiadtreg arable a-nuites. and (0 ones of mutual funds registered in the mane of the accord holder on the books of the nue, or transfer agent), • twastment corrects or imminent Mends (e.g. limited pannershis and whole Placernifes> Cm we not registered under the Searibes act of 1933; • Cone-nodities contracts (e.g. foreign exchange and prows metal contracts), airing fins commis and orentodity open centred% and • Deposit accords Incept vindicates of depose) at 185 Bark Wok UBS AG US. broaches and bats n the FDIC Fared Deposit ?roofer. The 51PC motorail and the uppenntal protecten do not apply to these assets mare if they enema* appear on paw Slatemenk The SPC motection ard the otplernental protection de not protect against changes n the market vate of your invest tints (nth', as a rear of motet movement issuer brikeuptcy other.** Dividend Reinvertnn Program (DRIP) Thiene reflected is an average ponce You may obtain the nisi price Iron your Fnancial Advisor. CON whole Owes we purchased under DPP, gunial sheen wiltbe sold and the cash wit be deposited in you ICC alit The Candled renveSerrnnt mod Appliedb4thee el Offer hot the nutlet price at vfich pastor shares are sold Oink whOk nos may be held co you account. If you are tripled to part& trie as • resub Caldera:WU payrranl a othemse, the km all ether sell partial tries at man et mite, or roam an awn determined by a regrind dearig agency, at credit your accant Investment objectives The nvestmere objectives and risk profile are *odic to each room and may vay between your accounts Pease rime the Finn pronely n wring of aer UrilKalt change in your financier snaabon or nvestimnt *brawn. For each adorn heat you dross one& the Icooning imam-nerd ((orreries, • P000tc• Current trout Investments welting the getwation of income only. • Achieve Capita tAppreciatforc mere-owls Peeking goon of mixt,* rater than the generation of raceme. • Acosta Coaebnaton of /nook and Caper row briar Investments seeking both the generation of ion* red growth of principal. Overall ride groan • Conserview. Seeks to rnaintaninbal victor, with low Mk and volt My to the accurst overall, even il that trod the account does not generate significant CONFIDENTIAL inane a rent and may not keep pace with engirt • Moderate Vagina to Wept KM* rids 10 mineoaf - and tolerate some uolalSty to seek higher returns • Ammar' Wiling to accept high risk to pomp* axe hap vOlablity to seek highreturns over erne. • Imestuerc 6igiity Consolembset d seeded. a Potion of the poi ilolio for that account may incada complex drawees, linked liquidity and yeller want. linemen isouseholdief We may consoldate as related account statement with the sane address in the urna envelope. e 0 because they haw owners who afro mantain On account ratans/19s rah other clews at the sane adIress. If you mete to mere in:WI statements mailed n 149erete enwletan, you may decline lumeankIng by calling your Fir-uncut Advisor Friendly account nome The Friendly account rune is a cusinable *ndonarne chosen by you to assist you whhpar recordlreprg It has no legal effect on your account is no mended to rtied any strategy. prodact recede-no-dation. ionsist...At objective or rest mot* WS:Kilted with your accounts. and is not epicene a Vicente* that inlet or any Inane& resulls can or will be achieved. All inestrnents imply, the risk of bss, including the risk of loss of the emote isrestment. You can change your fn." row& rumen throughOnline Services a by canticle.; you Finial Aden. Amount overview • value of pr accountborfrofo. Net of assets ad liabelaies • asr a Includes avertable cash balances, values for restricted sensate kit ). and Global Time Deposits, inrealiaied malts to nook* and Certain MUM net held by the Fim. Does not rake* unpnced secure etas-sets at the end of the mot and anent statement periods, or prune investrilenla invested steak options and exercisable nook options • (dirties Ircl-arbs debt brarces, outstanding nurgii but. urn fne, short account balance,. • Cashlmoney Pawn 'kW d unimested avaiable oath banes, plus devout balances at all dieted and naksifiluted bat, olden:ray market mutual krd sweep bebop* a the claw of to statement period Noncorrmoday free molt balances in rot added are not se:y.97rd from other balances and the Fim may use no( these Indenter ordwury cane ol is barns. Thew funds re payable won your demand. PO total is inclaied in the wren waddoing vase Lenoir* intention For cleared Harman on the em's Wing practices rod dobsues, refer to ye...Chem Reenicosent Agreement or Accost Amernent and the General Tema and Conditions UBS Statement of Credit Practices available nOgreinenn and:Nub:toe; a pea r, r, ..'rethe SDNY_G M_0002 3662 EFTA_00134282 EFTA01276053 Important intern atioll about your statement (ronlinved) Yaw easels Your statement lances secoites red other assets held n the account at the end of the Slaternent period YOU may ask for delvery of tufty Ord securities al any tire. You may recent trusties used as loan carer alter paying eery Wince de on them. Any women trandened to the Finn ding the staxemmt period are lined as market value as of the end of the stremort prod • Con basis In detennning the cost basis of the securases us uckd in this itaternent. where indicated Mai the nurrber LISS Finargist Services has relied on informaiko obtained from sourer other than UK Financial Senior, ncluding erfermatial Iran another f km or that sou may have providedto you: Finical Apace. the Fan does de rideperdently way a guarani.* the aauraCy or variety of an/ damson proviled by coaxes other than U3S Financial Seek.. thaddlion, ' lough U3SFnaxial Services gerwalV wires this adamalim as it is teemed, the few does rot row* any assurances Out the efamercer under -Cost bate rid "Urrealged gat. lots' is accurate sae the date of this statement. As sueh. please do not rely ca this donation to make puchusea sale decisionk tarp:poses of otherwise. Accounts transferred to the Fin may reflect gariloss dr:maids only fix the period or tiny hey hell the Fan More historical flkelnatien can be riled by you Fnancitil Advisor. • Unrealized gain/losses. Vitsen data ardabb, enmated arealized garnflosses an calculated for isdviLs sonny lots The transaction data for individual lots may or may nit reflect commissions, dung& gad secuity reorgaszalcn merits. Deeded and otter renveurnent lots rid systematic purists. lots are each combined to display de averaged lot The 'Trade date damn parents the ongrul transaction trade dale. • Callable securities Bonds and preferred stock that the issuer cats la early redemption all be selected mpasally by lot hem among el coaster of hr. issue held th out nal.* a in nominee name for our diems Call :bare Somalian is obtained from third palies and its accuracy is not guaranteed. Other call leaves may exist which mad ect weld. carbine nithematen will be provided request • Price/value Prices displayed for securities and other prolans mat be higher or lower than the price that you would actually reterve in the market Prkes cep obtained from vskus tad party sources wash we brew to be elates had we do not guernee this accuracy - We generally use the cbsng price when available or to mean ol the bid and any prices la tested stashes and options a only bid IteraS to OTC washes - Less actively traded searhis maybe priced wig a vabaten model a the most recent price we obtained and may not reflect an actual market price a rake. - Certain posh:xismay wan w Mos a price and wit show as 'pie was not available' B we are unable to obtain a dice for a senrity. - Deposes a secsnties deem:mated n curences other thanU S. ours re reflected at the exchange rate as of the statemem date. - For certain sesames rads; n nOn-COSICenlri9 denomnatons, pre ad wryly flaw veld) may have been adjusted to facilitate proper 'duns To oblin anent quotations. when available. contact you francialAdtece. • Private investments and structured products. Private investment wt., don (nc bind then Dank:PalOn roiram and real estate imminent trust securities) and structured proclas are generally highty egad. Celan stiuctafed proUIS have not been registered with the Securities and Exchange Canmsion or under ay state securities laws. We preredeostrnated values for vivre maturate securities and structured products for niormalknal ;snows only Marry d riot guaranteed - These values may differ Lidera bay Iron Frees, it at/. at which a vivre sts: le :entity a structured prockact may be bcratil a sold and do rot rexessinir represent the wad you may reap* aeon &piasters - &id party *stoners of vela are as oleo:din date and are slept:ad to U8S Financial Services on a replan base by an independent valuation lima - boar, general partner a sponsor estrrated babes, ay, re AMOS to the Fun by the muff, general panne- or sponsor aid may be oakulated based on deferent infanton - from that used by that parties to derive their enameled values - You can attain addscral nlamation regarding the meinadOlOgy used to determine the elfin:de of value and the dale of the information that is the basis la the estimate by contacting )0SP:uncial Adwor. - Twd party esunated values may be reflected as • Not piked' in several Sault:MS: Mien an independent valuation fern has not suppled a is usable to /Mrs a value. when we became aware that a material event n.36 occurred that may calla previrdy reported value ego question, a Wen a value would be hghly speculate* due to the neve ol the 'runty - Wnen neither an auer, general partner a sponsor estimated value me a thed-prty estimated veld is mended, the veld of the Nosey wit bedifferent from its 0...rd-useprice. - • Oistritut COS to dale • may irldtade return of capital, name or both. - 'Orsgral ent size' represents the nital offering peke pent and may not felled rots cost basis - DPP and unlisted RErt senrtief Ye not Idled on a national PXUrtiel iddiage. and re generally aced ad then it they. can be sold the price receeed may be less tan the per share estimated value provided n the account statement. • Wailed escurtim. Restricted securities rnevaty are not cuterely eligble for public sale. 18$ Financial Services uses the market price of the unrestricted stock of the sire issuer at an imputed vale la the restricted stock for purposes or OW StOttalent on/y To the extent that restricted sears irs are elgtile for sale, he value received may be sthstantially less than the awed wk.* shown. • Est. (estimated) interne, current yields and rates. An eftmale 01 Jenua name a bated on osiers d•idend and menet rates, attuning the sec rites will be held for one yea-from statement date or until thataity. This estimate is only a gudelne, accuracy and continued norm are not guaranteed - Estmated assail 'came red curot yield for certain types of securities could include a relun of pre:kb/aloe caplet gait n which case the est income (rd current weld would be overstated. - Estimated annual income and onent yeld and the actual income adyield mete be lower or &ter than theestrnited anoraks - An eariate of rebated income ldiaderd andcr interest) divded by the current matet valutlaveragt balance a based on the last dividend or merest payment madeby the near and thsunes the securbestdasosts will bo hell for one year from the statement date orurtil maturity. Accuracy and canalised yeld re not guaranteed • Meets not held by UBS Financial Services Caton assets ant not held by the F irn and not within the Fin's possessith or control. These assets are deployed cn yin statement for ntormational purposes only. Positions and values presented re provided by the :wing Inn U8S Francis! Senses is not respensble for ths Manatee: and does not gurantee IS rotary. These assets are nol protected by Sift or toeFira's supplemental51PC coverage. • Fbavenue sharing and adifitional compensation. - In addition to comminken en lain and 12b.1 tees receded in connection with the dislrtutcn of mutual funds to eat cleres we anctor qt aftlide wood reverse shrig payments tram dotrbAcrs adla advisors of the mutual funds that so sell Thew amounts re based or, two different cords:rents, (8 the amxre of sales tyll16 of a particular: rrutual fend family to our dents; and 68 the asset vale of a particular manual fund lanais awes held at the inn - We and our affiliate also receive minding and ornnbus processrg fees in confide:ratan for wanner agent services that we growth to the rredual funds These fees generally re pad from arrestor assets n the mutual fund and are a fled dolls arricant based on the realm d acccunts at the brae-dealer holing mutual funds of that fund family — en,adlaon to carnation received in connechon with the sale a detibuton of annuity rowans awl unit nvestment than tries to ma clients, we ardor or aft gate receive revered sharing corrpensaton from Merry o1 the rourance companies unckwenting the enruityratreCtS, edit/es of the nuance corprites or spates of the unit investment Wits we distrboe. — h addhcen to cordnisions receded from the puxhase and sale of Neste/hares finds. we ardor al fade receive an asset-based revenue shaming Payment from IslintStsvei 6strburnk as well as fording for technology development, training and educate/I. - Our Aare, also receive trading commis:dos and other canwroal en from mutual funds and madame companies *taco crams we <baba* CONFIDENTIAL - We free. <ColperyStilial ham UESS liris USA, 185 AG Surdoid Branch and runsff Mated bares Moor our cash weep pogam. this CanpenSitiOn may be a moodily per rocrox fee pe may be a percentage of therage dab deposit brines Activity Information regrdng comnvssons and other charges intoned in CCereCttOn web the executon of tradeS, indaSng optic.) tramactons has been exuded on confirmations previously furnished to you, ed wll be ;corded to sou prcercely on mount. Short soling tl you re engaged en then selling a unsay, puma/ incur a charge de to certainIx/roving costs for than pan icula• security. Open orders Regarding open co 'goodgiecancetlerd aders that were not earded by the statement date, open buy and eel stop orders re reduced by the amount of dividend. argils on an reddiderds or ermdas date unless instructed othemise by you. rat re it/pant:if for ceders that it executed due to year lattice to cancel "ing open orders. Privacy To Oxen a copy of as Current Client Privacy Wake, please contact you: Financial Athiscr or vet or webre at yoMM olis mmindvirswswe. - LEO Financial Services is not a bark. The RMA, Bigness Sweets Account BSA and £MA re brokerage accounts ishkh provide access tobarking senses and Predicts Ilyetacji alarigernitrits with affiliated banks and other thidpany banks, and provides access to issuance and amity Products issued by u-aff Aar hid-party exuancecemparies through inasawe agency stisidunes of LISS Financial Sewn Inc. — rortmerk nwszsce, and annuity prodactr. — Not FIX insured • No bar* guarantees May late vela — tMA Peso-doe Management Acosta. Bossiest Services Account ESA IRMA and ntemational Resource Management Account are regestered service marks of UK Financial Seines H. — VISA is a registered saclirrurk owned by Yu hurrabional Service Associnicri and used under license The185veacredrcads ad the IBS Visa debt cads are *sad by U8S Bank LISA with permission from Vas U S. A Incorporated All Othe• trademarks registered trademarks, service mads and registered service marks are of deg resort** COrreanieS LOS Financial Services Inc Rev. 201810 SDNY_GM_00023663 EFTA 0[)134283 EFTA01276054