SUBS U85 Financial Services hc 299 Park Avenue 25th floor New Yolk NY I 017 1-0032 CNP70056E05870414 VI 0 Account names GHISIANE MAX WELL Your Kneaded Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone 2 12-821 -7000/800-308-3140 Questions about your statemeat? Call your Financial Advisor or the RMA ResourceLine at 800-RMA-I000, account 029323574 %Ask our website: www.ubscomitirtanciatenaces Items for your attention . If you use UBS Online Senices, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs cornionineseneices Value of your account on March 31 (3) on April 30 (3) Your assets 0.00 4,803.158 85 Your liabilities 0 00 000 Value of your account Accrued interest in value above 50.00 30 00 54,800,158.85 34.55805 Resource Management Account April 2014 GHISLANE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Tracking the value of your account The LrianIS As a service to you, your portfoto value of $4.803,1% 8S hxl tides accrued interest Sources of your account growth during 2014 Value of your account at year end 2013 sow 4.803 7 Net deposits and witdrazzaki $4,802,194.34 Your nvestrnent return Dividend and interest income 312,358.51 Change in value of accrued interest 94568.05 00 Change in market value 418962.05 Ain 2014 Apr 2014 Value of your scant on Apr 30, 2014 $4800.158.85 SDNY GM 00022184 Member SIPC C NP70302009938697 NP7003191 745 00036 0414 030575004 m3574550000000 Page 65 of 08 CONFIDENTIAL EFTA 00132%04 EFTA01274941 SUBS Resource Management Account April 2014 Your account balance sheet Account name: GHISLAINE MAXWEU. The value of your account mclucts assets held a UBS and cenan assets held anai Iran U8S page I fp more idournation. Summary of your assets Value on April 30(1) Percentage of your account A Cash and money balances 19,623.53 041% yo B Cash alternatives 3,112,209.61 64.83% C Equities 463,909.58 9.67% D Fixed income 1,142,954.55 23.81% E Non-traditional 0.00 0.00% F Commodities 23,601.80 0.49% 0 Other 37,859.78 0.79% Total assets Value of your account $4,800,158.85 34,800,158.85 100.00% rent asset allocation Eye on the markets Index Your Fi Asocial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Cash and money balances may Mdude available cash balances, UBS Bank LISA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the tast two pages of this statement for details about those balances S&P 500 Russell 3000 MSC] - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% Percentage change Apr,' 2014 Year to date 0.74% 2.56% 0.12% 2.10% 1.53% 2.31% 0.84% 2.70% CNP X0000%88688 NP70C0 9I 745 CCM 041 4 030579004 yi 23574550 03fOlyott 000 66 of 98 CONFIDENTIAL EFTA 00132805 EFTA01274942 Resource Management Account *CBS Change in the value of your account April 2014 ($1 Year to date IS) Opening account value $0.00 $0.00 Deposits, including investments transferred in 4,802,194.34 4,802,194.34 Dividend and interest income 12,358.51 12,358.51 Change in value of accrued interest 4,568.05 4,568.05 Change in market value -18,962.05 -18,962.05 Closing account value $4,800,158.85 $4,800,158.85 Dividend and interest income earned For purposes of tits ststenwrit, taabity of interest and dhdena income ha been determined Fran a US Ian reporting Perspective. Based upon the residence of the account holder, account type, or product type, some interest andor deiClend payments may not be sublets to United Slates (US) and, Puerto Rico (PR) income taxes. The dent monthly statement is not intended to to used and cannot be reied upon fa tar purposes. Clients should refer to the appetite tar reporting fours they teethe tram UBS annualy, such as the Forms 1099 and the Forms 480, for tat reporting iMormatrow n IS the priXACe of UBS to file Itit appricade far reporting forms vAth the us internal Revenue SeMce and PR Treasury Department, and in such rooms accurately classify cludenct ardor interest a ten exempt or towable income. Please consult your IndWdual tar prepanr. April 2014 (1) Year to date ft) Taxable dividends 61.63 61.63 Taxable interest 12,2% 88 12,296.88 Total current year $12,358.51 $12,358.51 Total dividend & interest $12,358.51 $12,358.51 • I MA • U._ Summary of gains and losses Values reported below exclude product for which gam and losses are not classified. Realized gains and losses Unrealized April 2014 (5) Year to date ($) gains and bsses IS) Short term Goo 0.00 I 8,735 60 Long term 0.00 0.00 19,260 68 Total $0.00 $0.00 $37,996.28 Your PIsandal Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-70001800-308-3140 Cash activity summary See Account .064ythis month for details. Balances in your Sweep Options are induced in the cpenng and closing balances vain. FDIC insurance cpsees only to deposit a UPS Bank USA, not todes:crab at US$ AG, Stamford Branch or bank deposits placed throult the UBS International Depose Account program SIPC protection *pits lo money man.' sweep hod holdings but rot bank cupolas. Seeimportant Mlonnedon about your statement an the last two pages of this document for &teas. April 2014(5) Year to date IS) Opening balances Addibons Deposits and other funds credited $0.00 3,119,473.63 $0.00 3,119,473.63 Dividend .and interest income 12,358.51 12,358.51 Total additions $3,131,832.14 $3,131,832.14 Subtractions Funds withdrawn for investments bought -3,112,208.61 -3,112,208.61 Total subtractions -$3,112,208.61 -$3,112,208.61 Nat cash flow $19,623.53 $19,623.53 Closing balances $19,623.53 $19,623.53 SONY GM 00022188 CW70009005668689 NP7000191 745 00006 0414 030575004 Y123574S50 COODOD CONFIDENTIAL Page 67 of 98 EFTA [10132806 EFTA01274943 SUBS Resource Management Account April 2014 Your investment objectives: You have identified the following imestrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important inkemation about your statement at the end of this document Account name: HIM.AINE MAXWFLL Your return objective: Current inccene & capital appreciation Your risk profile: onmary - Moderate Investment &lcbitty consideration • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your financial Advisor: SCOTT STACK mat LYLE CASRIEL 212-821.7000/800-308-3140 CNP7C0C9005688690 NP70C0I9I 745 00C06 NM 030575004 yi23574$50C0MINYGMGooSitt 68 of 98 CONFIDENTIAL EFTA 00132807 EFTA01274944 *UBS Resource Management Account April 2014 Your assets Account name: Sane paces, income and current vanes ShOnn may be approximate. AS a fella, gala and IOUSMai not be acurately reflected. See Important mlonnabon about your statement a the end ol this dxurrent for more informaeon Cash Cash and money balances Cash and money balances may include avalable cash balances. UBS Bar* USA deposit acount Warren. UBS AG Stanford Branch deposit account baances and money market mut ua fund sweep baiances UBS Bank USA deposit accounl balances are insured by the FDIC Winn applicable limits, bul are not potected by 9PC MS AG Stanford Brow h derovt Account Wines we not insured by FDIC and age not voltaic' by SIPC Money market sweep balances are protected by WC but ere not insured by the FDIC. Set the frneorrant information about your statement at the end of this document for details about those balances. Hddng Cash LIBS BANK USA CEP ACCT Total Openngbdance Closing Wane on Apr 1 (1) en Apr 30 IS) GHISLAINE MAXWELL Pnce per Mace on Apr 30 (1) Average rate Drildenl interest period Your Nnandri Advisor: SCOTT STACKMANLYLE CASRIEL 212821-70001800-308-3140 Dar in period Cop mount (1) 0.00 4,921 88 000 14,701 65 250.000 00 $0.00 819,623.53 Cash alternatives Money market funds Monty market funds are neither insured for guaranteed ty the Federal Deposit Insurance Commotion or any other gorenerrotnt agency share, it is possible to lose money by Infesting in these funds. Tatar reinvested o the tors dal reinvested dydends n does nos include any cash dedencts, is is not a is lot for the purposes of determining NO ro periods or cost basis. The shares you receive exh Imo you reinvest d vdenck become a separate tax lot. Cost bass o the total purchase cost of the security, inducing reinvesteddin:lends The cost basis may need to be alusted for return cf capital payments in order to dettonne the °dusted cost basis for tar reporting purposes Purchase price/ Number Average price Client mddng of oats per flee (S) Investments) JP MORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN though money market funds Seek to deserve the value c4 your imestment at 51.00 per unrealized (taxigan or loss is the difference between she current yaw' and the con basis and wood generely0e your farad e pan or loss if the security was sold on this date. The unrealized (UN) pan or JOS, may need to be acLusted for ret sin of capita parreMs in order to de-4,nnine the retied gain or loss for tax rePriaine purposes. Investment return Attie current value mint the non: you invested ft does not include shares that are not reneged on your statement, inducing shares that haw been realized as either a gan a a loss. t aso does not include cash dvichnds that were nor: reinvested. 1.0000 --This information was unavailable— Cost Pr'« per share oasis (1) on Apr 30 (5) Value on Ape X (Si 1.000 1.00 Unrealized InsesOnent Hdring On or loss en return IS) ',Med continued next page SDNY GM 00022188 CHM:007005688691 NP700319174500036 0414 030575004 Y123574550000000 Page 69 of 98 CONFIDENTIAL EFTA_00 132808 EFTA01274945 *UBS Resource Management Account Ann( 1.: Your assets Cash alternatives Money market funds (Continued) Account name: GHISLAINE MAXWELL You r Anandal Advisor: SCOTT STACK MANYLYLE CASRIEL 212.821.7000f800-308.3140 Furctrera pilfer sorter Average price Chem Hddng sr stuns per shoe (S) Ir....timers+ (S) Symbol. VNI, AA UBS SELECT PRIME INSTITUTIONAL FUND EAI: $934 Current yield 0.03% Total Total estimated annual income: $934 Equities Common stock Wiring Trade date Hurter of shares Purchase pdcd Average Dice per share ($) COSI NOS (S) Price per share on Apr 30(0 Vaue on A0(3041 Urodized Hddng gain or loss CH period APACHE CORP Symbol. ADA Exchange: NYSE EAI: $95 Current yield: 1.15% May 17, II 30.000 119289 3,578.67 86.800 2,604.00 -974.67 LT lun21,11 32.000 117.744 3,767.83 86.800 2,777.60 -990.23 LT Aug 2, 11 33.000 122.933 1,056.80 86.800 2,864.40 -1,192.40 LT Security total 95.000 120.035 11,40330 8246.00 -3,157.30 SAW OF AMER CORP Symbol: MC Exchange: NYSE (Al; 138 Current yield: 0.27% May 17, 11 303.000 11.860 3,593.84 15.140 4,587.42 993.58 LT lun21,11 313.000 10.670 3,339.86 15.140 4,738.82 1,39695 LT Aug 2,11 328.000 9.802 3215.15 15.140 4,96592 1,750.77 LT Security total 944.000 10.751 10,148.85 14,292.16 4,143.31 CMGROUP INC Symbol: C Exchange. NYSE EAI: $14 CuiTent yield: 0.08% May 17, 11 115.000 41249 4,743.71 47.910 5,509.65 765.94 LT Jun 21, 11 121.000 38.285 4,632.57 47.910 5,797.11 1,164.54 LT Aug 2, 11 l22.0O3 38297 4,672.24 47.910 5,845.02 1,172.78 LT Security total 358.000 39242 14,04852 17,151.78 3,103.26 continuednext page Colt Price per share basis (S) on 4/x 30(1) Value on Unrealized Apo 30 (S) On De IOU (i) Investment Hddng Mum (1) peeled 3,112,208.610 1.000 3,112,20861 3,112208.61 1.000 3,112,208 61 $3,112,208.61 $3,112208.61 $3,112,209.61 80.00 CNP70303005668692NP700019174500006 0414 C00575001 Y12357455000Mliy_ GM00022109 70 of 98 CONFIDENTIAL EFTA_00 112809 EFTA01274946 SUBS Resource Management Account [ Your assets . Equities . Common stock (continued) ',ochre vice ifJO writer Average prke Price per share value on uneedIzed Hold ng Wiring dui( of shares per share (S) Cost bast, (1) on Apr 30 di Apr 30 (Si gain or loss (t) period GENERAL MOTORS CO Symbol: GM Exchange: NYSE (Al: 41,648 Current yield: 3.48% Nov 18. 10 1373.000 36 416 50,00000 34.480 47,34104 -2,658.96 LT GERON CORP Symbol. GERN Exchange OTC Nov29, 10 LOCO 000 5.709 5,709 32 1.980 1,98000 -3,729.32 LT Dec 6, 10 2.000 000 6 210 12,420 00 1.980 3,960 00 -8,460.00 LT Security Iota( 3,000 000 6 043 18,129 32 5,940 00 .12,189.32 SCHLLIMRERGER LTD NETHERLANDS ANTILLES Symbol SLEt Exchange. NYSE EAT 4181 Current yield 1 58% May 17, 11 37.000 81 270 3,037 00 101.550 3,757.35 750.35 LT lure 21, 11 40.000 82 436 3,297 45 101.550 4,062 00 764.55 LT Aug 2,11 36.003 89 433 3,219 59 101.550 3,655.80 436.21 LT Security total 113.003 84284 9,524.04 11,475.15 1,951.11 TWITTER INC Symbol 1TNTR Exchange' NYSE Nov 7, 13 2,000 CO3 45 160 90320 00 38.970 77,9.10 00 -12,380.00 51 Total 1,203,574.03 1182,385.13 -121,187.90 Total estimated annual income: $1,976 Account name: GHISLAINE MAXWELL Your /I sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Closed end funds & Exchange traded products Total reinvested is the tota d at reinvested dvsdends n does rot include any cash dvide rods. n is not a tat lot for the purposes of determining hold rg periods or cost basis. The shares you receive each hire you reinvest d %idea ber(Orne a separate tax at. Cost basis is the :015 purchase cost of the security. indudng ronvestedthdends The cost basis may need to be &lustedIv return ot captal payments in order to determine the a:lustedcowl ban for tat reporting imposes. Hddng SPC42 S&P SCO E TF TR Symbol: SPY Trade date: 1u112, 13 EAL 45,206 Current yield. 1.85% Purchase Circe( Number Avelace ctKe of SAMPS per shares) 1.495.000 Client investment 167.496 250,407.85 Unrealized (tar) gain or loss is the dfference between the current value and t re cost bads aid would genera/ be your tatatle gain a loss lithe sec win was sdd co this date. The unrealized0093nd* loss may need to be 1/gusted for return of <VW Parments in order to dere rmine tree reszed gain or Ices lot tax (twang purposes. investment COM is the current value sinus the arnOunt yOU Err...este° R does not incruoe shares that are not selected on your statement, includngsteres that hait teen reenZedaS timer on era loss It also OUts not include cash dodends that were not gel weStect Cost PrKe Der Share oasis cn Apt 30(1) 250.407.85 188.310 CNP7C00;005688693NPT0o3t9i 745 0003S CONFIDENTIAL Apr 30 (1) gain or losS ($) Value on unrealized (tad rorrestrnent Hddng return ($) Mired 281523.45 31,115.60 31.11860 ST SDNY GM 00022190 0414 030575004 Y123574%00000:0 Page 71 of 98 EFTA 00132810 EFTA01274947 sUBS Resource Management Account April 2014 Your assets (continued) Reed income Corporate bonds and notes Plitt: are obtaned born indent ',cavil quaint:op butea's that we ccoputeteed valuation formulas to felt Sate current values Actual market watts may vary and thus gal nsllosses may not be accurately reflected. Cost basis has been actuved for accreted original issue clscount (OlD). Cost basis has been Account name: GHISLAINE MAXWELL Your It sandal Advisor: SCOTT STACK MAII LYLE CASRIEL 212-821.7000/ 800-308-3140 automatically aciusted for anoneaton of bond premum using I he constant yield method If you have made a tax election to deduct the premium anceliration on tanazde debt UKunits, you may request U9S adult cost bails fa the tend premium emendation. Trade Taal face slue Purchase Aclusted Price On Witte on Unrealized Hdong Hddng date at maturity (I) once (3) cost OOPS (S) AP( 3001 Apt 30(S) gen of loss (3) period HSBC FIN CORP NTS WE RATE 02.900% MATURES 1011915 ACCRUED INTEREST 312083 CUSIP 40429XYB6 Moody- Baal S&P A EAI: 32,900 Current yield: 2.84% Oct 12, 10 100,000.000 100000 100,000.00 102.769 102,169 00 2,16900 LT GENT ELEC CPTL CORP ADS RATE MATURES05111/16 CUSIP 3696262 VS Moody Al 5&P AA+ EAS 4217 Current yield 043% 50,000000 ---This information was unavailable— 99.965 49,992 50 BMX OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST $2,475 00 CUSIP 06050WDW2 Moody. Baal S&P AEAI: 15,400 Current yield. 3.49to Nov 01, 10 150,000.000 103.000 150,000.00 103.112 154,668.00 4,668.00 LT P MORGAN CHASE & CO NTS WE RATE 07.900% MATURES 0429'49 CUSIP 46625HHA I Moody Bal S&P: BBB EAU 111,850 Current yield: 6.99% 150,000.000 ---This information was Unavailable- 113.000 169,500 00 Total MS0,000.000 5250,000.00 5476,31950 56,83700 Total accrued interest 52.595.83 Total estimated annual income: $20,367 CNP7C00900SE88694 klk7rXelel745 00006 0414 030575004 V12357455000alliyGht 000Sliff 72 of 98 CONFIDENTIAL EFTA 00132811 EFTA01274948 *UBS Resource Management Account ir.1,C11 Your assets e Fixed income (continueel) Municipal securities Account name: GHISLAINE MAXWELL Your Finandel Advisor: SCOTT STACK PAAN,LYLE CASRIEL 212-821-70001800-308-3140 Psicr-xe cbtancd trom Inckrenden1 quotabon tusedis that Lee ccerputettzed vel uatIon formules to dscount ror seostIkt essued d a cscount. whe n ong 'cel [Leus n &gard, amottadon hm teen cals Watt cLatent ydues Ad ual ~Let vetes m very slo taus gainglosses roeit not be accucately <koe uting Ih (ons!~ yell met hod. otherm se amoniration KEK been done vurig Ine straight Ine reflected Cosi basis bas been autaretcaly Øusledfor mandstoiy am:nl:ani:n of bord prerri urn on methcd coupon tasseserrpt muntgal sec udies ming the constant ?iels' rretbod and lor acc teled ccigOd issue TWp kor face vá ue Puicnase Alusted Mee on Vak* on Unrealized HdCrng Hching Ode d ~tom (0 pnce(S) celt buis 40 30(S) apr 30 Ui gen ot loss (1) penod MICHIGAN MUN 80 AUTH RV BE/Ri RATE 05.000% MATURES 10r01/26 CALLABIE 10/011169100.00 ACCRUEO INTEREST 1201.39 NAP 59455TPE3 Moody- Paa SW: AAA EAI: 12,500 Current yield 4.57% Original tost basis 155.424.00 Nov 22, 11 50,000000 E1RDVILLE TEX ISD UT-07 BLO REF-07 PSA &VR/ RATE 05.000% MATURES 0711929 CALLABLE 02/15/17 0 100.00 ACCRUEO INTEREST 11,04167 CUSIP 090874FV5 Moody Aaa SB.P. AAA EAI: 15,000 Current yield 4.55% Original tost basis 1110,503.00 Nov 14, 11 100,000 000 MASSACHUSETTS ST H,TH & EDL FACS AU RV 8 EIE /121' RATE 05.000% MATURES 0711932 CA LLABLE 07/15/15 O 103.00 ACCRUEO INTEREST 1729.16 CU9P 57586CFW0 Moody Aaa S&P: AAA CAI: 12.500 arrent yield- 4 76% Original tost basis 154.040.00 Nov 22, 11 50,000 .009 Total $200,000.000 Total accrued internt $1.97222 Total estimated annual inoome: $10,000 105.565 52,782.53 109.501 54,750.50 1,967.97 LT 105 766 105,766.77 109.900 109,900.00 4,133 23 LT 102 755 51,377 56 105.117 52,55830 1,180.94 LT $209.926.86 $217.209.00 $7.2$2.14 SDNY GM 00022192 CW7030305688695 W7003191745 00036 0414 030575004 YI 23574550 000000 Page 73 of 98 CONFIDENTIAL EFTA_00132812 EFTA01274949 4tUBS Resource Management Account April 2014 Your assets a Fixed income (continued) Preferred securities Hddng Train dd. lansiner of atom Pun boo pine per :hr. (S) Cott bars (I) Price per dare cn Apr 30 (Si Vane on Acs 30(S) Unrealized gan Of IOU Hddng period OTIGROUP CAPITAL XII FXDFLT TRUST PFD 7.875% DUE 10130/2040 Symbol: C.PRN Exhange: NYSE EAI: 319,690 Current yield: 7.22% Oct 4, 10 10,000.000 26130 261,300 00 27.760 272,600 00 11,300.00 LT COUNTRYWIDE CAP V 7.000% CUE 1110I/36CAUABLE Symbol CFC.PR8 Exchange: NYSE EAI: 17,350 Current yield: 6.87% Oct 26, 10 4,200000 23.518 98,77896 25.490 louse Do 8,279.04 LT JPMORGAN CHASE OP XXV 6 700% WE 04102/40 Symbol: .IPM.PRC Exchange: NYSE EAI: $4,188 Current yield: 6.42% Mar 25, I 0 2,500.000 25.030 62,500.00 26.080 65200 00 2,700 00 LT Total Total estimated annual income: 631,228 $422,578.96 6444,858.00 622.279.04 Account name: GNISLAINE MAXWELL Your Komodo! Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000l800308 3140 Commodities Closed end funds & Exchange traded products total reinvested s the tots del tonvested d %extends It does not Indio wry Con &Act rob. It is not a HA lot for the purposes of determining timing periods or cost balls. The shares you receive each tee you reinvest dudends become a separate tax lot. Cost bases is the tote purchase cost of the security, Ind udno renvestedd Wench_ The cost bashfray reed to be a4usled for return ei capita portents In order to determine the dusted cat bars la tar reporaiv purposes. Lenrealezed (fad gain oe loss is the all (menet between the current value and the cost bats and would genera►/ be your teat* win or loss If the security was sad on the date. The unreeled flaO gain a loss may need to be a4usted for return of capita parents In order to determine the reazed gain or Ices for tax Wading purposes. kreestment return Is the curreM value minus the amount you Invested. It does not Include Mans that are not reflected on you statement, includno sheets that haw been realizedas either a grin a a loss. It also does not O'clock cash chedends that were not reinvested RtardlEne price Hurter Average price client Cost Price per Mae value Co Unrealized Gad investment Hosing Hddng of owes per stole (S) investment (S) basis (1) co my 30(1) Apr 30(i) gain or loss (S) return(%) period SPDR GOLD TRUST Symbol: GLD Trade date: Sep II, 12 190.000 168.060 31,931.40 31,931 40 124.220 23,601.80 -8,329.60 -8329.60 LT CNP70309009168696NP700019I 745 00006 0414 030575004 VI 23574550 COrifffitwGM0002t199 M of 98 CONFIDENTIAL EFTA 00132813 EFTA01274950 UBS Resource Management Account 21 1.: Your assets • - Account name: GHISLAINE MAXWELL Other Closed end funds & Exchange traded products Iota reinvested is the Iota d al reinvested dsedends does not include arty cash duCends. n Is not a tar lot Ia the purposes of determining hold rg periods or CaA basis. Tile Mares you Wove <Ws la* you refinest de/dead become a separate tax 101. Cost &SOS *5 the tots purchase cost of the security. Inducing reinvested 0 cOends Ire cost basis may need to be ad uttersIce return d capul payments in order to determine the a:lustedcost bsas la tar reporting purposes ttddng Elf METAL SEC./RITES LTD ETFS PHYSICAL GOLD Symbol. EFMSf Your total assets 301000 —This information was unavailable— Value on Apr 30 (5) Percentage of your account 125 780 37,859 78 Cost bases (S) Estimated annual incccre Unrealized gain or loss (5) Cash Cash and money balances 19423.53 041% 19423.53 Cash alternatives • Money market funds 3,112,209.61 64.83% 3.1122011.61 934.00 Equities Common stock 182,386.13 203,574.03 1,97600 -21,187.90 Closed end funds & Exchange traded products 281,523.45 250,407 85 5,206.00 31,1 15.60 Total equities 463,909.58 9.67% 453,981.88 7,182.00 9,927.70 Mad income • Corporate bonds and notes 476,319.50 250,000.00 20,367.00 6,837.00 Municipal securities 217,209.00 209,926.86 10,000.00 7282.14 Preferred securities 444,858.00 422,578.96 31,22800 22279.04 Total accrued interest 4,568.05 Total fixed income 1,142,954.55 2321% 812,505.62 61,595.00 36,396.18 Commodities Closed end funds & Exchange traded products 23201.80 0.49% 31,931.40 -8,329.60 Other • Closed end funds & exchange traded products 37,859.78 0.79% Total $4,800,158.85 100.00% $4,500,251.24 $69,711.00 $37,996.28 • Missing cost basis intarnsllm Purchase puce Number Averag. pxe Client at shares per share (I) investment CS) Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 tinteakzed (tax) gam or bss 6 the diligence between the current value and the cost bags andwould generaty be you' untie gen or loss if the sec ally was sold on lees date. The unteakted dm) gen Ce lea may need to be adjusted for return of acted parems in ceder to determine the realized gain or loss for tar escorting purposes investment serum Is the current value minus the aradunt you I needed it does not include shares that are not reflected on your statement, inducing shares that have been realized as either a son a a loss It also does not include cash dvdends that were not winvested. Cost basis el) Price per share cn Apr 30(1) Value on Apr 30 (/) unrealized ea,) initsunent Hddng 931n or loss (I) return (I) Pool SONY GM 00022194 CZIP7C00;005668697 NP700319I745 030)5 0414 030579004 v173574550000000 ►ape 75 of 98 CONFIDENTIAL EFTA_00132814 EFTA01274951 SUBS Resource Management Account April 2014 Account activity this month Oat Auhay Oexnpeon CHECK DEPOSIT CHECK DEPOSIT Account name: GHISLAINE MAJONEU. Your II sandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212.821.7000/800.308.3140 Arrount Deposits and other funds credited Apr 2 Deposit Apr 22 Deposit 3,112,145.98 7,326.65 Total deposit and other funds credited $3,119,473.53 Date Actiati Descrotion Amotert (T) Dividend and interestincome Taxable dmdends Taxable interest Apr 30 Dvidend U8S SELECT PRIME INSTITUTIONAL FUND 61.63 Total taxable dividends $1.63 Apr 15 Interest HSI< FIN CORP NTS NE 02.900% 101515 DTD10151CfC04151 I PAID ON 1,450.00 100000 CUSIP: 40429XY86 Apr 29 Interest 1P MDRGAN CHASE & C007.900% 042949 DID042308PC 103008 NTS BIE PAID ON 150000 CUSIP: 46625HHAl CITIGROUP CAPITAL )III EXEYELT TRUST PFD 7.875% DUE 10302040RA° ON 10000 CUSIP: 173080201 5,925.00 Apr 30 Interest 4,921.88 Total taxable interest $1229628 Total dividend and interest income $12.358.51 Investment transactions For more information recut the pore/value shown for restricted secunties. see fmportant informabn about ;rout statement a tee end Die Activity inn document Desciphon Quantity Proceeds lion Puna Investment withdrawn for Accrued Valve (SS Price CP transactions (5) inwesirrwrits bOuGht interest (S) Apr 2 Receive Dtc DRDVILLE TEX ISD LIT-07 BLD REF-07 PSA KM 5 DUE 021529 070 011507 CALLABLE CUSP: 090874FV5 100,000.000 108,909.00 Apr 2 Receive Dtc MASSACHUSETTS ST HLT11 & EDL FACS AU RV II Wilt/ 5 DUE 071532 DTD 080305 CALLABLE CUSIP: 57586CANO 50,000.000 52,547.00 Apr 2 Receive Ott COUNTRYWIDE CAP V 7.000% DUE I UOli 36 CALLABLE CUSIP: 222388209 4200.000 107,142.00 Apr 2 Receive Dtc APACHE CORP 95.003 8,001.85 continued next page CNP7C0074305588698NP7OCOI9I 745 00006 0414 030575004 7123574S5000MpiyGht 0002%115 76 of 98 CONFIDENTIAL EFTA (81132815 EFTA01274952 SUBS Resource Management Account April 2014 Account activity this month icontnued Investment transactions (continued) Die scanty Desolption 0ueMity wive CO Praeeds from irriesvneH Price 0) tomatoes (1) funds Wthdrami 1a Accrued nutmeats boupt (3) merest CH Apr 2 Receive ON 1FMORGAN CHASE CAP )00X 6700% DUE 04(02(40 CUSIP: 48125E207 2.500.000 64.475.00 Apr 2 Receive Dtc GT GROUP CAPITAL XII FXDIFLT TRUST PFD 7.875% CUE 101302040 CUSIP: 173080201 10,000.000 276,700.00 Apr 2 Receive Dtc BANK OF AMER CORP 944.000 16265.12 Apr 2 Receive Dtc GEKERAL MOTORS CO 1,373.000 47,890.24 Apr 2 Receive Dtc GERON CORP 3,000.000 6,150.00 Apr 2 Receive Dtc Cff GROUP INC 358.000 17269.92 Apr 2 Receive Dtc SCHLUM BERGER LTD NETHERLANDS ANTILLES 113.000 11038.97 Apr 2 Receive Dtc SPOR GOLD TRUST 190.000 23,620.80 Apr 2 Receive Dtc TWITTER NC 2,000.000 91.460.00 Apr 2 Receive ON SPDR S&P 500 EU TR 1,495.000 282,375.60 Apr 2 Receive 111MORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN 1.000 1.00 Apr 2 Receive Dtc GEN_ ELK CP1L CORP 00.433%051116 DTO051107 FC081107 MED TERM NTS CUSIP: 36962G2V5 50,000.000 49,971.50 Apr 2 Receive Dtc BAIN OF AMER INTERNOTES 03.600% 111516 DTDI 10410 FC051511 NTS WE CUSIP: OE050WDW2 150,000.000 154,654.50 Apr 2 Receive Dtc HSBC FIN CORP MS BIE 02.900% 101515 DTEH 01510 FC041511 CUSIP: 40429XY86 100,000.000 102224.00 Apr 2 Receive Dtc J P MORGAN CHASE & CO 07.900%042949 DT0042308 FC103008 MS WE CUSIP: 46625144A1 150,000.000 169,687.50 Apr 2 Receive Citc MCHIGAN MUN BD AUTH RV BEM 5 DUE 100126 DTD 110206 CALLABLE CUSIP: 59455TPF3 50.000.000 54,797.50 Apr 3 Bought UBS SELECT PRIME INSTITUTIONAL FUND 3,112,146.980 1.000 -3,112,146.98 continued next page Account name: GHISLAINE MAXWELL Your Mnandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7C00(800308-3140 SDNY GM 00022198 CNP70003005688699 NP7000191 745 C0006 0114 030575001 Y123574550 000000 Pap 77 of 98 CONFIDENTIAL EFTA_00132816 EFTA01274953 *UBS Resource Management Account April 2014 Account activity this month (contrived) Investment transactions (continued) Oat Aansty Description Proceeds Iran inwstinent Quantity vaue Price (S) transactions (1) funds withdrawn fa Accrued investments bought (3) interest (5) Apr 22 Receive FIT METAL SECURITIES LTD FITS PHYSICAL 301.000 37.539.21 GOLD Apr 30 Reinvestment UBS SELECT PRIME INSTITUTONAL FUND 61.630 -61.63 DVIDEND REINVESTED AT I.00 NAV ON 04I 3014 Total .83.112.208.61 Securities transferred in 51.682,72031 Oat. Activity Cestription Amount (t) Money balance activities Mar 31 Balance forward 50.00 Apr 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Apr 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04l03/14 -250.000.00 Apr 16 Deposit LIBS BANK USA DEPOSIT ACCOUNT 1,450.00 Apt 23 Deposit LIEIS BANK USA DEPOSIT ACCOUNT 7,326.65 Apr 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 5.925.00 Apr30 Closing UBS Bonk USA Deporit Account $14,70165 The UBS Bank USA Deposit ACCOunt is your primary sweep cplion. Mar 31 Balance forward $0.00 Apr 3 Deposit LIB5 AG DEPOSIT ACCOUNT 2,862,145.98 Apr 4 Withdrawal WS AG DEPOSIT ACCOUNT AS Cf 04/03/14 -2,862,146.98 Apr30 Closing UBS AG Deposit Account $0.00 Account name: GHISLAINE MAXWELL Your IIsandal Advisor: SCOTT STACK MANY LYLE CASRIEL 212-821.7000/800-308.3 140 me UBS AG Deposit Account is your second:Ty sweep option. CNP70009009938700NP70C0191745 00006 0414 030575004 Y123574550000661tpcom0002wir 78 of 98 End of statement for account number Y1 23574 S5 CONFIDENTIAL EFTA_00132817 EFTA01274954 Important information about your statement LEIS Financial Services tio. (the F im or UBS Financial Services} is a master of all orinokel sxvly, ammo* and opt:ins ex pages. LES Ft-encial Settees and U3S Bank USA we rdrect subskiares of LES AG and affiliates of LES Sect:rein LIC. The Fim's Handal statement is available upon reopen. The FM* titan* &Ices re a: !Assn/nod Same% Pc. 1200 Harbor Boulevard Weehawken, to 07066 Ibis tenement represent the any official record of yas LES Financial Sawn account. Other words, nape official lair doarrient contahing cordlicing date should not be relied Lyon If you befew there 6 an error cr omission, please report it irrmedately n *Ming to the Pinch Manager d the office sentigmur account. Ath,u7i al figures shown me Mended to be accurate. statement dated-0M not be used for tar purposes key sae& on yea'-end tax kerns, te.. Form 1099. 54alli 10425, nog whin prepwrgyour to return. The Fim required by law to report to tot IRS all taxable dividend, reposed* rchtnabla datickeds and tat Menet eared on securities held in you axant, nit proceeds on sale transactore, and cost tom cccertain covered secwitin. Communications with the Finn . Please reconfirm any oral sorrow-tabor* in swing to further protect your nits. incladng your Ned usdtr the Sainted Wooster Pre/Action Act (OPAL • If thefins-KM hstitution an the top left of We UM of this names* is not 1)85 Financial Sources, U35 Frenoal Session carries you account a cleamg baker by anargerront yeah the /skated inslitulien We iriormed you of he ntlatonshis whim you opened this alto t. friths case, your WS and souse,, we located a UB5 RnancUl Services and rot the rwootecnig broker. ad you nut **sands's' el any mar or anititiOn to both 'inn. *pattern statementsshall be deemed complete ad accurate if not objected ton wee* within 60 days. • Meese died customer complaints or bobsiits to tie FixersClient *Ulu 's Depannent at 201.3521699 crtollffee a 800-354-9ICG, 8:CO A.M. to 6:00 P.M. ET Monde? through Frklay a in yeti* to LE6 Financial Settees it., Client Relations Depalrnent, P.O. Box 766 Union City, NJ 07087. • Incase of (grey; Or WM,On; about an electronic fixds Wanner (W1 bi puymm or UBS Visedebit card transaction, call 62-1000, or wile to UBS Frontal Semen eic„ 1000 Harbor Blvd, 6th floor. Weehawken NI 07086. ABry RMNIESA Sakes Cal or write as soon as you can, if you that yxr statement or receipt is men; or t you need more irdomation *cut a turn* on the staternert or resetot. The Firm or Card MUM as aPfnablekniof heat from you ns later then 60 days after Ye Fim sent you the fro remanent on needs the error or problem *Pared. - howdeyokr name ad accost number Of any) - Desoto the egos or the wander you sod vitro about and neaten ao dear& arta can why you believe e is an error ce ohne° need more eicnnation — Proud. the cblar anti ol the suspected error. The Fim or Cad Issuer wit ricassigae your complaint and wet correct any error promptly. Please mate all thesis papist to the Fern or the financial inititution Skated on die front of this staterrent had:Men to sepia accord fay accounts my be subject to marterunce fees, chars for late parent for sautes purchases and charges for unpaid amounts in cashaxons. Accounts that we transferred to other Mentions may be subject to a windy tee. UBS Sweep Options UBS offers options for sweepng cash betakes, biances to bank deposits at UBS Bat USA and UBS AG Starrewd brads (Bank Sweep Progeny), money market mutual kids (Matey Fund) ad the International Deposit Accant (0Alfor customers withal iteutional Resource Management Account. Through the Bank Sweep Progeny, cash balances re swept to U16 Bark USA up to in easlakhod Fend ad thento LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC lured in accordance with FCC rules. For more nformatin please sot wwwldrogov. Deo,* at UBS AG Stanford Biarxh red ewes of Money Funds at rot nosed by the FCC. Thrown the OA, addible tooth balances we swept to depose accounts at UBS AG New Yak Branch and UB5 AG Cayman Branch These deposits are not insured by she FCC. Balances held at the ISS AG Curial Brad, are tempera* exposed to the sovereign risk of the Carnet Mends, and Were is no (patentee or other obligation of ISS AG 10 repay +. Wines while on the UBSC trans Bradt. books. Deposis a LEIS Bat LEA and each UBS AG Bench are not protected by SIPC. Money Fund shires ire protected by SIPC. See *U35 Fremont Seven Arson Protection' bobw Upon yak reg.est, balms in tie Bart Sweep Programsor OA ma be writhes" and shares of a Money Fund my be liquidated, and the proceeds returned to you or our nineties woont. Cutlet re ornaton about available sweep options, nothing arnil 'Merest rates and yet*, a suitable at www ktc comrsseeppekt, from your F hark al Advisor or by calling 1100(762(1000 UBS Financial Services account protection The is a member el the Sourdes Inverter Protection Corporation 6IPC), *nkh protect securities account. of its members up to 5500,000 Cncluolig S2B),000 for dams kr cash/ The SEC asset protection 'mks apply to all account fiat you hold n a palkular capaoly. The Fim together nth certain tains, ha also purchased anplowental protection. The myrinun anoint payable to al Mgt* die*, Pritchett& titer this protection is S500 million as of December 10, 2013. klotot to the pokyconditions ad Witten, ash at the Firm is further protected kr Listette million n the aggegate for all you accounts held n a poioalar capacity A hi copy of the poky wiring n imailtble upon moutst. The SIPC protection end the supplemenUI protection both do not apply to. • Certain Tramiel Asses controlled by (and incited A your account value) but held away from UBSFina-col Services (e.g.. certain(* cash at UBS Bak Id cad, at LES AG StanIcrd breath (u) insurate pcdX1S, including variable anomalies, and 00 shires of mutual finds whore such than are registered deny it the name of the account holier on We both ad records of the applicable issuer or tender agent); • Certain minimal contracts or niestment interest pg., limited partnashix and prime placements) the ore rot reunited srder tie Securities Act of I S03; aid • Commodities contacts (e.g, laeign exchange and anti:usenet.' entredE nduding futures contacts ad tormoditrootion contracts. Tee SIPC protection and the supplemental protection do not apply to these assets event they otherwise appear on yas statement. h. SEC protection and the PEOlerrentalpronoion do not protect agave changes in he math vain of yxr investments (whether as a resin of market itiOyenlent iSSuer bakruptcy CO otherwise} More information is avalable kpon nomad You may obtan nue itomation abou SIPC, raidng the 5PC Brochure, by cortaningSIPC a 202-371-8300or by %ninon), Sift websih ar YAW/.140‘041 Dividend Ihitrietbibenit Progran (DPP) The wke reflected is an average price. You may obtan the actual prke kanyew Financial Advisor. Onbsikore Owes are purchased under Dli; partial shares wil be won rd the cash wit be deposited your accost The dviderd renvesenent price applied byte issuer may differ from the market pte at which thepartied shires we sold Cmleielieu I;e4,whole mots maybe held in you' accouol. If you a-e entad to a palul use a a result of a dviderd Panto' Or otherwise, the Firm yell ether sell panel red at rivulet peke or accept an amount thumbed by a registered cleans agency, andcredit you' accost. Investment objectives The nvesenere Wine* red risk profile we magic to each account and may vary between. Please Seise the Finnprompt, in unroof any tint Cant Wongo n year foetal situacn or investiture objective.. kr each CONFIDENTIAL account held, you choose one of the toll:wing itesenent °Neches' • fsodue Cument !mom.. inotnie its seekng the generation of income cr*. • ArAiske Capra! Appreciation: Investments waking growth of prncesal rather than the generation ol income. • Plocioce Combinaton oilman. and Capital Appieciatcp, l-wesiments seeki-g both the generation ol norne and polish of prittoll. Overall risk mega • Con.wvaeor Seeks to martian nilid pncpal with low risk aid volatility to the accord cteral, even if that mewls the accost does not generate significant income or returns ad may nst keep pace with inflation. • Moderate: Willing to accept sane sit to principal ad tolerate some votateity to seek hgher returns. • Aggress*: Wiling to accept high risk to pinopal ad high solatilty to seek high returns our tine. Statement liouseholdhe We may consolidate at related account statements with the same bairns n the same envelope. Accounts may be related la this purpose bet &At they haw owners who also maintain pia accost reheiondips wit other clients at the sane address. This practice k known as stab • king ' II you prefer to rec.* a-diva:hal statements mailed in separate elerelves— you may dike-e household,* by oiling yow F nattier Advisor. Friendly actown name the trendy accost name reflects el amnion that you emend on the Firm's onlne settees webyte. R e a customizable *niclrurne' chasm by you to amid you with sou recordkeephg. It has * legal 0941 on your aCCOult. You can charge yos Ftendfii account names, through Onire Services or by contakirgmurFaancial Adis,. Ammon overview • vatm of morarrounehornith Net of assets rd • Assets_ hulas evadable cad, balances. vans lOt restricted sear* lest 1, and Global time Deposits, urrealted marks to market and cetah ants not held by the Fins Does not include unpaired MU:Merlassets al the end of the prior and curet staterrent periods, or precise ivestnwns, invested stock options aid enmesh. stock anions • Sialaines lndudn debt b.IIIM•1, ontarding rrergn loans. credit lie, dOlaCtant balances. • Cash/money balances. Total of unimested amiable cash balances. plus UBS Bak 1.6A depose barce5 UBS AG Parraoid Earth deposit balances and money market matual fund sweep Saxes, at to obit of tie statement period. Noncormlodey free credit balances in your acootrt av rot segregated from other balances an tie Fern mar use any of these unds in the ordinary course of its business. These funds we payable apron your darned. This total is included ri de anent period dnri value. SDNY_GM_00022198 EFTA (10132818 EFTA01274955 Important information about your statement (coninued) Undiva adoration For Matedinformation on the Finis lending practices and abuses, refer to yas Client Relate:reship Agrannerd or &con Agreement and the General Timm at Conditions UBS Statement of Credit Fraction available in agreements and Dixfoscrres at umw romarroadargyggap Yes mete Your natement itemise. waiter. endother au held tithe accant at the end of the staters pert. You may ask for deity a tut, paid satiates at ant time. You may retie securities used as loan collateral after prying any beta due on tem. k -y securities In to teSim dsi-g the satant period are listed at market value as of the end of the Patera* period. • Colt basis. In detemning the cost basis of to senates included in this statement, where indicated wash the nurrbe• -1,• UBS Fiord& Services hat relied cn information obtained from sources other Mantled Pivotal Senices, including ireformiticm won anodelam a that you may have provided to you Finaxial Adam. The Finn does not holepardently verify a gaunt the acaracy or talky day information provided by sons offer than UESEhancial Senates. edition although UM SintiCel Services general& abut tie Horatian as Ukase:ad, the firm does not provide any assonance tat the Haat titer 'Cost basis" and laveakzed gar/loss' is accurate as of the date of thO statement. As such please do a reay on this Hermitian to make padaa Tale decisions. friss papases otherwise. Accounts transferred to tie rim may reflect gainlloss Harivan on& for the period of tine they we held a to F rm More historical hitt cn tan be added by yon Braid Advisor. • Unrealised gaiwilinees When data is tate. estimated urearized gainer Imes a* Waisted Ice invite( seosty lots. We transacten data for ncliriztal lots may or may not reflect cantata &urges ander tectsity reorganized tan tat Dialed and otervenastment lots an systematic padvse lots are eachcombined to display one avanagedlot. The • Trade date • cat cements the aigrul transaction wade date. • Callable securities Back and referred stock that the naleats for ear& recknpf ion wil be selected mortal& by lot Wan arrong all seosties of tat isste held now rant or in wail.. name la as <limn. Call imam Hainatt b cbtaned from third parties and es accuracy isnot guaranteed. Other all teases mayeat which cal *en yell' complete rdonnater nate provided upon request • Certificates of deposit (CDs) CDs are FDIC inured c.p to S295,000 n relabel and accrued interest per &costa ad pee deposityinattixt it accordance wit FDIC rules. • Pa/value Prom dirt/sadfor securities and ester products may be higher or lower than Mega that you would anualy reek* n the mallet Prices we obtained from various third party sources itch we beleve to be retitle, but we do not gavantee their accuracy. — We generaty a the closi-g pricewhen awlabba de mean of the bid adask prices fa hoed acuities and cplcro a only bd prices to OTC seosties. ▪ test acne& waded securities may be priced ushg valuation model or the moo recent pre. we obtaned and mat not reflect an actual market rice or vat* - Caftan position may appear without a price ad will ;haw as 'price was rot available' 8 we re unto to obtain a pine for a sturdy - Deposits or states denzeninated incurrencies otter tan U.S. dollars are reflected at the eichinge rate as of the statement date. - For certain yeettinn *sang innon.conformng carionnalcris. Mce aH gond),0 ace alai may have been adsted to facilitate prate yrdusia. To obtain current quotatias, when wattle, cordan Ka Financial Attar. • Private arrest ener and rtruckered product.. hivate nwstrrem saurian (Many drect paticipation tatgarn and realestate imestment trust seurites) and acted madam are general& highly Aka Cent tatared crotch hove not be.., registered with the Securities and ExchaConnasion a under any nate securities laws. We prosde estimated tat for private investment wanks and structured products fon illormatkrul purposes only errancy knce guaranteed. - These values may differ absentee/ from prices. any, at which a paw inresanent security a structured mixtact may be bough or sold and do not necessarily represent the Matsu may receive upon rquialtion. - Thief paly tsbrnites of vale cue as of a certain datea-id are applied to UBS Fna-cial Services on a regus basis by an independent vitiation tint. - lam general panne or mentor estimated vaLts, it ary, are supplied to therein by die tar, general pane or mador and may be calculated based on different adonnation from tat used by thid parties to derive their estimated values. - You can obtan addiand Harnett regaling the methodology used to determine the edite of value an tie date of to Hamann that is the basis fate tine* by contactrg your Fivncial Advisor. - Th id party *stated vitas may be reflected as •Not pad' nal. I sit tent taw n independent vitiation tern has not %puled or is able to assign a vale, when we become avare that a materialevent ha coasted the may call a pretty reported sae it question. or ten a value would be highly spectiLative due to he nattre of the sturdy. - Whirl neither an mit general panne or sponsor *stinted sake net a Ottani estimated peke if 'road. the value d the scarily will be different fran itspurchaseprice. - •DstrIzocia to date may octalp return of mar. income a both - •Crignal a see • represents the taut ottani; price pee unit and may not (elect Will cost basis • Retitled securities Restrded ware in gervetalY are rot currently eagble Sze publk sale. UBS Finacal karats toes to market price of the unrestricted stock of the sane issuer as an ensued value for de restricted stock for propane of this 'litany* on. To the tent that restricted Securities are 'Babb la a the vala ratted may be sthaantial& less than the inpmed value Mown • Est (eetirneted) incite anent yields and rates. An estinate of ravel income is based co tuna Sicked and interest rates, assuning tie securities will be held for one year Worn statement date or until MIlitity This retinae don& a gaztalne, accuracy rd continued nconw are not guaranteed - Estimated anal nccme rd curet yold la certain tapes of securities could include a rebsn of pmcbal or capital gars h tich case the est income Ord canted yield would be °tenanted. - Estimated and income at ascent yield and the actual imam a-adyield mi;ht be laver a higher than the estimated amounts. — An estinate of rruarced ncome (deadens' andor interest) divded by the cant market valtraverage balance is based on the bet dividend or rawest payment madebythe issuer and arms tae seositeadeposts will be held fa one year from the statement date or until mahrity. Accuracy an content yield me not arta • AISal not held by UBS 'rancid Services. Certain assets are rot held by the Fein and nee urthh the Fern's possesst or control. These assets are claalyed on mar statement fa informational purposes only. Position, and values presented se Footed by the Owing Inc, UBS Financial Services not rescuable for the Halation and des not guarantee is accuracy. these assets an rot pretested by SiK or the Fain's suppWrental SIC coverage. • Revenue shoring and additional compensation. - In addition to commissions on safes and I 2b-I fees received n correction web the dabibution of nvattW Itrids to our slants we make our Alfas flan ttvonut daring ParsInts from distributors ado adinces of the mutat funds that we sell. These anoints are based on two deferent SOMPSnentf- amantol sales by UBS of a partiaaa mtAual fund I ami& to our c lint and Ce) the asset value °taps-auBr mutual fund I amity's shares held at the It - We and os afMate also receive nemaking and ormtus processing lees in consideration For under agent at that we mesa to the rrukal fads. These fees generally are pad from imestor assets in the natal fund and are a freed Maar amount based an be nutter of accounts at the brokendealer holdng maul lads of that fund Emily CONFIDENTIAL - h ankh en to comment; received n tonnes-an rah tan sale or distribUion of array contracts and an investment mat omits to our <lents, we senor our affiliate rimed retina sharim corrpecsat from many of the insurance oarrpan is umbra...erg the arty contracts, *hates of to insane conpans or sponsors of the urw imestment wets we ambit. - Cur affiliates ako revoke wading ccomniskra and other compereaten from natal fwdk and tante commodes whose products we distribute. - barmen* an anal fee from UBS Banc LEA and L8S AG Stanford Brand of up to szs per accost sweeping to the bat under the UBS Bank Sweep Fragrant Activity ha:emetics". regudng <unmask/vs and ogler churl iscurrid in connectco with eve wecutcrt of radii, ndudno option transactions ha ban induct on cadandions (serous& lashed to you. an sull be petaled to you pconptly co retiree. Shen selling I ICU ZS engaged in short warp a Sea! ti' y, you may hoar a charge die to certaintan:gag costs for that particular WW1". Open adorn Regarding Men or • gxcitikancelker orders eat were not mewledbythe statesmen date, open buy an se stop orders are refixed by the mount of dividends of rights on an ex-dividerds or earitits date unless m0uded otherwise by you. You are rnponsble for ceders that are brat a coyote failure to (sate eating open orders. Parry To obtain a copy of in tureen, Client AnnecyNotice please contact your Francis' Achisor or veit our %weasel. at 111112a6121024624212irsb UBS Financial Services a rot a bat the MK Busiest Swam Account BSA and IRMA ar e brokerage scants which provide access to barking services ad products through wangler's-as scow affiliated bat add other thedpaty barks, rid provides access to rotate and amiay protat owed by unaffiliated thirdity insurance arrant through rourame agency subsidiaries of UBS Financial Services Inc. Investment, nsuraxe. and ruttyproducts: Not VIC inured • No bank guava.** May bat vela RYA. Rearm Management Account, Business Services Account 854, BMA and alternation& Resource Management Accost are registered service marks of UBS Fraud Services la Via Statue is a regiaered sertice nark of visa Intonational CBS Visa Stare credit cards at Les Visa debt cards we Owed by UBS Bank USA with borne:don from yea U.S.A Incorporated. MS Financial Stevie** Inc Pm 2O(4O2 SDNY_GM_00022199 EFTA (10132819 EFTA01274956 *UBS 11135 Fnancial Semites hc 299 Park Avenue 25th Floor New YOrk, NY 1 0 I 71.coa2 CNP700563I 7090514 VI 0 Account name: GHISLANE MAXWELL Resource Management Account May 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Your Nnendal AdvisorSCOTT STACK MANILYLE CASRIEL Phone 212.821.700D/800.30R-3140 Questions As a service to you, your portfoko value of about your statement? Call year Financies1Ady60, Of ife Value of your account S4,79%749 41 includes accrued interest RMA Resourceline at 800-RMA-1000, account 029323574 on April 30 (f) on May 30 (5) Your assets 4,800,158 85 4,799,749.41 lAsIt our websIte: vinfirw.ubscomifinancia4sennces Your liabilities 000 0.00 Value of your account $4,800,158.85 $4,799,749.41 Accrued interest in value above 54,568 05 14,380 54 Tracking the value of your account S Thousands Sources of your account growth during 2014 Value of your account at year end 2013 50 .00 4,800.2 4,799 7 Net deposits aid viettdriaiv*ii sAso2,1 94 34 Your nvestrriznt return Dividend and interest income 117,042.91 Change in value of accrued interest 1488054 Change in market value 423858 38 Anni 2014 May 2014 Value of your account on May 34 2014 54799,749.41 SDNY GM 00022200 Member SIPC CH1,70309305601709 N47003150246 00036 0514 030579001 Y1235745500013000 Pegs 6S of 98 CONFIDENTIAL EF1'A_00132820 EFTA01274957 *UBS Resource Management Account May 2014 Your account balance sheet Account name: GHISLAPIE MAXWELL The value of your account inducts assets held a U8S and certan assets held anay from U8S page I for more Summary of your assets Value on May 30 (1) Percentage of your account A Cash and money balances 24,242.79 051% Yo B Cash alternatives 3,112,274.75 64.84% C Equities 458,589.58 9.55% D Fixed income 1,145,323.04 23.86% E Non-traditional 0.00 0.00% F Commodities 22,881.70 0.48% 36,437.55 0.76% Value of your account $4,799,749.41 100.00% $4,799,749A1 rent asset allocation Eye on the markets Index S&P 500 Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.70301800-308-3140 Cash and money balances may Mdude available cash balances, VBS Bank VSA deposit account balances, UBS AG Stamford Branch deposit account balances and money mar ket mutual ford sweep balances See the Imponant information about your statement on the fast two pages of this statement for details about those balances Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change May 2014 Year to date 2.35% 4.97% 2.18% 432% 1.76% 411% 1.14% 3.87% ownooegoscei 71 0 NP70C0197246 C0C06 0514 030579004 Y123514550 0gapiyGitoontipsi 66 of 98 CONFIDENTIAL EFTA_00132821 EFTA01274958 *DUBS Resource Management Account May 2014 Change in the value of your account May 2014 (S) Year to date (1) Opening account value $4,800,158.85 $0.00 Deposits, including investments transferred in 0.00 4,802,194.34 Dividend and interest income 4,684.40 17,042.91 Change in value of accrued interest -187.51 4,38a54 Change in market value -4,906.33 -23,868.38 Closing account value $4,799,749.41 $4,799,749.41 Account name: Dividend and interest income earned For purposes of this statement, tactility of inkiest and cfnidend income ha been drionnined from a US tau mooning perspective. eased upon the resIdence of the account holder, account type, or product type, some InfereSt fade( dvIdend payments may not be sublen to United States (US) ardor Puerto Rk0 (PR) income tarn. The client monthly statement is not intended tote used and cannot be feted upon for tar purposes. Clients should rete, to the applcide tax repotting forms they teethe Iran UBS annualy, such as the Forms 1099 and the Com 480. to tan reporting infoimanon n IS the pranced U85 to file the cceicatle tar reporting forms Win the US internal Revenue SeMce and PR Treasury Department, and in such forms accurately classify midencs eta Interest a tax excerpt or towable Meant Pleat consult your inchedual tar pregame. May 201401 year to date (S) Taxable dividends 92.47 154.10 Taxable interest 4,591.93 16,888.81 Total current year $4.684.40 $17,042.91 Total dividend & interest $4,684.40 $17,042.91 Summary of gains and losses values reported below exclude products for which gam and losses ate not classified. Realized gains and losses Unrealized May 2014 ($) Year to date ($) gains and bsses (S) Short term 0.00 0.00 12,208.75 Long term 0.00 0.00 30,192.59 Total $0.00 $0.00 $42,401.34 Your II nandal Advisor: SCOTT STACK MANYLYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account mintens month lot details. Balances in your Sweep Opt cos are induCed in the openrg and closing balances vars. FDIC Insurance apples only to deposits at UBS Sank USA, not to decants at WS AG, Stamford Bench or bank deposits oared throu0 the UBS International Depose Account peogram SIPC pate< bon applies lo money modest sweep find holdings but rot bark deposits. Se* Important information about your statement on the tat two pages of this document for details. May 2014 IS) year to date ($) Opening balances Additions Deposits and other funds credited $19.623.53 0.00 $0.00 3,119,473 63 Dividend aid interest income 4,684.40 17,042.91 Total additions $4,684.40 $3,136,516.54 Subtractions Funds withdrawn for investments bought -65 14 -3,112,273.75 Total subtractions -$65.14 -$3,112,273.75 Not cash flow $4,619.26 $24,242.79 Closing balances $24,242.79 $24,242.79 SONY GM 00022202 C ete70303005631 71 1 NV7003197246 00006 0514 030579004 Y123S7aSSO 000000 CONFIDENTIAL Pogo 67 of 96 EFTA_00132822 EFTA01274959 SUBS Resource Management Account May 201 4 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 80 .00 Closing UBS Bank USA Deposit balance May 6 821,461.23 Number of days in interest period 30 Average daily balance $7,107.23 Interest earned 80 .20 Annual percentage yield earned 0.03% Account name: GHISLAINE MAXWELL Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact you. Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility ccasideration - None selected Your account instructions • Vow account cost basic default closing method is FIFO, First In, Fist Out. Your linandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212521.7000(800.308.3140 CNP7030500563171 2 NP70C0IS0246 C0M 0514 030575004 yi23574S500ZIWIYGM00022499 68 of 98 CONFIDENTIAL EFIA_00132823 EFTA01274960 UBS Resource Management Account May 2014 Your assets Account nanse: GHISLAINE MAXWELL SOnle (Wes, income and current vaues Sham may be approximate. AS a Wok gam and liOSSCS col be acurately refkded. See important urformation about your statement a the end of this dxurrem for more Informaeon Cash Cash and money balances Cash an% money balances may include avalable cah balances, USS Bank USA depoat account balances. UBS AG Stanford Branch deposit accum balances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vitt h n tun( eble limits, but are not pointed by SIPC 1)85 AG Stanford Bram h devout account banes am not insured by FDIC end are not proteded by SIPC Money market sweep balances are protected by SPC but ate not insured lathe FDIC. See the rmportant information about your statement at the end of this document for dot aas about those balances. Openng Wane Closing Wake Ncldng on May I (S) on May 30 (S) Cash Pnce per share on May 30 (0 Average rate Your financial Advisor: SCOTT STACK MARY LYLE CAsRiEL 212-821-7000'800-308-3140 Dntdena interest Das in period period Cep annual (3) 4,921.88 0.00 LTBS RANK USA DEP ACCT 14,701 65 24.242.79 250.000 00 Total Cash alternatives Money market funds $19,623.53 $24242.79 Money market funds are neither insured rot guaranteed by the Federal Deposit Insurance COrporati on or any other share. It is possitle to lose money by Infesting in these funds. Total reinvested A the total d S reinvested dvdends II does not include any cash dedends, it is rot alai lot for the purposes of determining bad ng periods or cost basis. The shares yOu Retire tXh lime you reinvest dvdenck became a separate tax lot. Cost one is the total purchase cost of the security, indudng renvesteddacknds The cost basis may need to be aclusted for return d capital payments in order to deterenne the a4ustedcost basis for tar reporting pupates. Purchase road Nurnber Average dice Client skidoo of snares per thane (I) investment (S) JP MORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN 1.000 mrriment agency though money Markel funds seek to deserve the vane of your Imtsvneni at $1.03 per Unmated (tot gan or bss is the <Afferente between the current value and the cost basis and would gene rely be your Image gain or loss if the security was sold on this dae. The unrealized (tat) Con or loss we/ need to be ac*usted for retun of capita pare Ms in order to determine the rested gain or loss for tar rePg(ting DWPOSeS. Investment return is the current value minus the annount you invested. R does not include shares that are not reftecled on your statement. inducing shares that have teen reared as either a gan or a loss. Ralso does not include cash civicBnds that were not reinvested. --This in formation was unavailable--- Con Price per share basis IS) on May 30 ($) Value on May 30 (5) 1.000 1.00 Unrealized mwstment eiddng On or loss CD return (3) penal continued next page SDNY GM 00022204 C HP70000005631 7t 3 NP7003193246 00036051 a 030575004 Y123574%0000000 Pegs 69 of 98 CONFIDENTIAL EF1'A_00132824 EFTA01274961 SUBS Resource Management Account 4 Your assets Cash alternatives Money market funds (Continued) Missing Symbol: VIshOZX UBS SELECT PRIME INSTITUTIONAL FUND EAI: 4934 Current yield 0.03°4 Total Total estimated I income: Equities Common stock $934 Purchase price Trade hunter Average price once per share Weise on Unrezazed Hades Holdng date or shares per share (Si Cost beds CO M May 30(0 May 30 CP gain or loss d) period APACHE CORP Symbol: APA Exchange: NYSE (Al: $95 Current yield: 1.07% May 17, 11 30.000 119289 3,578.67 93.220 2,795.60 -782.07 LT Jun 21, 11 32.003 117.744 3,767.83 93.220 2,933.04 -784.79 LT Aug 2, 11 33800 122.933 1,056.80 93.220 3,076.26 -980.54 LT Security total 95.000 120.035 11,403.30 8,855.90 -2,547.40 SAW OF AMER CORP Symbol: SAC Exchange: NYSE EAI: 138 Current yield: 0.27% May 17, 11 303.000 11.860 3,593.84 15.140 4,587.42 993.58 LT lun21,11 313.000 10 670 3,339.86 15.140 4,738 82 1,39896 LT Aug 2, 11 328.000 9.802 3,215.15 15.140 4,965.92 1,750.77 LT Security total 914403 10.751 10,148.85 14292.16 4,143.31 011GROUP INC Symbol: C Exchange NYSE EAI: 414 Current yield: 0.08% May 17, II 115.030 41249 4,743.71 47.570 5,470.55 726.84 LT Jun 21.11 121.000 38.285 4,632.57 47.570 5,755.97 1,123.40 LT Aug 2, 11 122.000 38297 4,672.24 47.570 5,803.54 1,131.30 LT Security Total 358.000 39242 14,04852 17,030.06 2,981.54 continued next page ChP7000B00563i 714 NP7000190246 00006 C614 03057930t Y123574550 COlictiky_GM 000224!5 70 of 98 Furardft? Duce' Number Aniage once d stuns per sham (T) Account name: GHISLAINE MAXWELL Client I nyestmeni (S) Cost Price per mare basis (S) on My 30 (SS valueon May 30 (1) Your PiBendel Advisor, SCOTT STACK MANY LYLE CASRIEL 212.821.7000/800.308.3140 Unrealized eon oe loss (5) Investment licking Mum (S) period 3,112273.750 1.030 3,112,273 75 3,112,273.75 1 000 3,112,273.75 $3,112,273.75 $3,112,273.75 $3,112,274.75 $0.00 CONFIDENTIAL EF1'A_00132825 EFTA01274962 SUBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL Your /I nandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-70001800-308-3140 Your assets Equities . common stock (continued) Purchase Puce' Two Norge Average price Price per shire value on untedized Hold ng Hddng damn of shares per share f Con basis (S) on may 30(11 May 30 (1) gain or loss (t) period GENERAL MOTORS CO Symbol: GM Exchange: NYSE (Al: 11,648 Current yield 3 47% Nov 18. 10 1373.030 36 416 504300 00 34.580 47 ,478 34 -2,521.66 LT GERON CORP Symbol GERN Exchange: OTC Nov29, 10 LOCO 030 5.709 5,70932 2.080 2,08^0.00 -3,629.32 LT Dec 6, 10 2.060 030 6 210 12,420 00 2.080 4,160 00 -8,260.00 LT Security Iota/ 3,000.000 6 043 18,129 32 6,240 00 .11,889.32 SCHLIJM8ERGER LTD NETHERLANDS ANTILLES Symbol. SIB Exchange. NYSE EAI: 4181 Current yield 1 54% May 17, 11 37.000 81 270 3,007 00 104.040 3,849 48 842.48 LT ltri 21, 11 40.000 82 436 3,297 45 104.040 4,161.60 864.15 LT Aug 2, 11 36.000 89 433 3,219 59 104 040 3,745 44 525.85 LT Security total 113.003 84284 9,524.04 1,756.52 2,232.48 TWITTER INC Symbol TARR Exchange NYSE Nov 7, 13 2,060 003 45 160 90320 00 32.440 64,880 00 -25,440 00 51 Total 1,203,571.03 $170,532.91 -133,041.05 Total estimated annual income: 51.976 Closed end funds & Exchange traded products Total removed is the tag d at reinvested d ndends Mopes rot include any cash dvidends. It is not a tar lot for the purposes of determining honing periods or cost basis. The shares you receive eah rime you Nimes! d udends become a separate tax 3t. Cost basis is the totS purchase cost of the securny. inducing remvestedcludends The cost basis may need lobe &lustedfa return of capital payments in order to determine the a:Lustedcat bars for ta report ng purposes. Hotting Site S&P 5COETF TR Symbol. SPY Trade date: hat 12, 13 EAT $5,206 Current yield. 1.81% Purchase rirqd Nober Average piece of shafts per shale (S) 1,495.000 Client nvestment 167.496 250,407.85 UnteaNzed (tar)gain or Mss is the dfference between the current value and lte cost basis aid would ceneraty be your tattle gin or loss lithe sec laity was sold pin ten date. The unrealzed (tad canoe loss may need to be actusted for retuin of capital Payrrems in order to determine the reazed gain Or loss 10 tax rebating purposes. investment ream is the current value minus the amount you in It does not induce shares that are not cowedon yrui statement, inciudngslwes that h81t teen ftallIe0 SS either a gin cc a loss It also (acts not include cash dude/Ids that were not reinvested Cost Price per On value on Unrealizedgad imestrnent Hddng basis El) on Nay 30(1) May 30 (s) gain or loss (St return (S) period 250,407.85 192.680 288,056.60 37,648.75 37648.75 ST SDNY GM 00022206 C HP71:00330563 17i 5 NP70C0I50246 COCOS °SI 403057`004 vt 235745500000GO Pegs 71 of 98 CONFIDENTIAL EFTA_00132826 EFTA01274963 SUBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL Your assets (continued) Foxed income Corporate bonds and notes Nees are cbtrined from Independent quotation bureaus that tee coaputeezed valuation formulas so Sc date current velues actual market vetoes may wry aid thus gairenosses may not be acctraely reflected Cop basis has been acted for acc reed otiglnal issue dsount (OID). Cop basis has been Hddn9 Tiede date Total fat Out at maturityFP PuKhaSe prIce (S) Aclusted cost bays (s) Rice on mev 30 (1) vuueon May 30 (t) Uniedited cyan oi IOSS (S) Hading pined HSBC FIN CORP NTS BIE RATE 02.900% MATURES 1011915 ACCRUED INTEREST $362.50 CU9P 40429XYB6 Moody Baal S&R. A EAI: 42,900 Current yield: 2 .84% Oct 12, 10 100,000.000 100.000 100,000.00 102.158 102,158.00 2,158.00 LT GENL ELEC CFFTL CORP AD) RATE MATURES05/11/16 CUSP 36962G2 V5 Moody Al S&P: AA+ EAI: 8212 Current yield 042% Dec 11, 09 50,000.000 90.789 45,394.50' 100.014 50,037 00 4,612.50 LT BANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 191916 ACCRUED INTEREST $22500 CU9P 060SOWDW2 Moody. Baal AEAI: 55,400 Curent yield: 3.49% Nov 01,10 150,000.000 100.000 150,000.00 154,813.50 4,813.50 LT P MORGAN CHASE & CO NTS WE RATE 07.900% MATURES 042949 ACCRUED INTEREST 3987.49 CU9P 46625HHAl Moody Bal S&P: BBB EA1 41 I ,850 Current yield: 7.01% Dec 22, 09 150,000.000 105.272 157,909.17s 112.750 169,125.00 11,215.83 LT Total Total accrued interest: $1.574.99 Total estinutted an nu al income: $20,362 S4S0,000A00 6453,303.67 6476,10350 $22,799.83 Your it sandal Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821.7000/800-308.3140 automatically aclusted for arrortization of bond prernum using tte corium yield method If you have made a Is election to deduct the prerriurn annexation on taiutio debt securities, you troy request UBS admit cop basis for the tend premium amodization. inckates cost basis informalion pond by you or another third party. UES f S has not reified this information and does not guarantee its accuracy. CNP700C6005631 71 6 NP7000193246 00006 0514 0130575004 Y123674SSOOOMYGM0002/2tee 72 of 98 CONFIDENTIAL EFTA _00132827 EFTA01274964 *UBS Resource Management Account May 2014 Account name: CHISLAINE MAXWELL Your Nsandd Advisor: SCOTT STACKMANSLYLE CASRIEL 212-821-7000/800-308-3140 Your assets a Fixed income (continued) Municipal securities Pikes are cbtaneol from Independent quotation bureaus that use oarpiedzed will/MCA formula to &count for securities issued at a account. When orignal cost bias is displayed, anoiezation ha teen colt Sate current values. Actual maiket Sues may vay and thus gam/losses mg not be accurately done using lit constant yieldmethod, otherwise amortization has been done using the straight me reflected. Cost basis has been autcmaticaly aciusted for mandatory 8mo/dustier) of bond venison on crehod coupon tar-earrot municnd securities wingthe constant yield method and for accreted oignd issue Hddng Twee date Total fae vaue at maturity (1) OuKhat 00041 Metaled cat bee/3 (V Pike On May 30 (V " Wi3oueoun) gun ijnotitio*SSZe(f) HOeCkilibl tod MICHIGAN MUN BD AUTH FN BE/RI RATE 05.000% MATURES 10'01/26 CALLABLE 10'01/16 0 100.00 ACCRUED INTEREST $409.72 CUSIP 59455TPF3 Moody Aaa SW: AAA EAI: $2,500 Current yield: 4.54% Original cost basis. $55,424.00 Nov 22, 11 50,000.000 105.384 52,692.25 110.012 55,006.00 2,313.75 LT 61RDVILLE TEX ISO LIIT-07 BUJ REF-07 PSA 13IE/FV RATE 05.000% MATURES 031929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 51,45833 CUSIP 090874FV5 Moody Aaa SW: AAA EAI: $5,000 Current yield: 4.55% Original cost basin $110,503.00 Nov 14, 11 100,000.000 105 606 105,606 43 109.947 109,947 00 4,340 57 LT MASSACHUSETTS ST HLTH & EDI FACS AU RVB BIE IR/ RATE 05.000% MATURES 0711932 CALLABLE 07/15/15 0 100.00 ACCRUED INTEREST $937.50 CUSIP 57586CFW0 Moody Aaa SW: AAA EAI: $2,500 Current yield: 4.77% Original cost basis $54,040.00 Nov 22, II 50,000 .000 102.574 SI ,287.02 104.888 52,444 00 1,156.98 LT Total Total accrued interest 52.805.55 Total estimated annual income: $10.000 $200.000.000 $209,585.70 $217,397.00 $7,81130 SDNY GM 00022208 C NP7C0O3305631 71 7 NP7003193246 000:05 0514 0305750CM 71735743SO00MM Page 73 of 98 CONFIDENTIAL EFTA_00132828 EFTA01274965 SUBS Resource Management Account May 201 4 Your assets Fixed income (Continued) Preferred securities Hiring CITIGROUP CORAL XIII FXDFLT TRUST PFD 7 875% WE 10'30/2040 Symbol: C PRN Erchange NYSE EAI: 119,690 Current )field. 7 19% COUNTRYVVIDE CAP V 7.000% WE 11101/36 CALLABLE Symbol. CFC PR8 Exchange. NYSE EAI: $7,350 Clement yieid.6 79% JPMORGAN CHASE CAP X0(Pc 6 700% WE 04102/40 Symbol, )PM.PRC Exchange. NYSE EAI: 44,188 Cttrent yield. 6.42% Total Total estimated annual income: $31,221 Trask <Ike Account name: GHISLAINE MAXWELL lanrber Puts hose pore of shares per share (S) Cost barn (5) Price per share may 30 (51 Value on Mai 30 ($) Yourlqnandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.70001800.308.3140 Unrclized Hddng gan or loss (i) period Oct 4, 10 Oct 26, 10 Mar 25,10 Commodities Closed end funds & Exchange traded products 10000 COO 26 130 261,300.00 27.400 274,030 OD 12.700 00 LT 4200.000 23.518 98,778.% 25.760 108,192 00 9,413.04 LT 2,500 000 25.000 62,500 00 26.100 65250 00 2,750 00 LT Icita re.rwesteO is the told J d- Rnr, ffeU Jseler.Lts II ion rot ntlucle arty Cash dviderkb. Il Is not a tat lot for tne purposes of determining hoid rg pe reds or cost basis. The shares you receive etch In you reinvest dwdenct become a separate tax lot. COSI Data is the tad purchase cost of the security, Inducing reinvested dvdends The cost basis may need to be eluded for return cl capital payments in Omer to deteinne the actusted cat beets Ice tar cepa/ling purposes Hddng SPDR GOLD TRUST Symbol. GLD Trade date: Sep 11, 12 PurchaSe Once/ rein-be, Average price Client of shares per share (S) investneint (3) S422.578.96 $447.442.00 524,863.04 Unita:SI ftatigaut or ross is the Ofference between the current v.due and tne cost basis and would generaby be yowls...4:1e ganef loss If the sec salty was sold an tks date The unreaked (tag gain or loss may need to be adjusted for ret Mn of caplet parems in oder to determine the realized gain or tees for tax reporting Purposes Imesttnent fetal IS the aortal van ninuS the /MUM you infected It does not include Shales that art not reflected on your statement, includng shares that have been realized as elltien gain ce a loss It also does not include cash I:.m:fends that were rat *Infested Cost PrKe per Share basis (S) on May 30(4) value on unrealized Rain iniemment Herring May 30 (3) gain or loss (3) return (3) Period 190.000 168.060 31,931 40 31,931.40 120.430 22,881.70 -9,04970 -9.04970 LT 0070300305631 71 8 NP7OCOIS0246 0303I5 0514 030575004 yt 23574sSOCOMENYOM0002Elie9 74 of 98 CONFIDENTIAL EF1'A_00132829 EFTA01274966 6VBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL Your assets (continued) Other Closed end funds & Exchange traded products Iota: temested is the iota d at renvested dwdencts Ildoes not include any cash &Wends. It Is not alai ICA lee the purposes of determining hold n9 Le oats or cost basis. The shares you receive etch lure you reinvest dedends become a separate tax lol Cost bases *5 the KAN purchase cost ol the security. inducing reneestecidisciends see cost basis may need to be eluded for return to/ capid payments in order to doe:none the actusted cost Oats Ice I. reporting outposts Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 tinteabe r ffaxigam or bss 6 the difference between the current value and the cost ban aid would general), be your taable gan or loss If the sec unty was std co IM date. The unteakted gag 9an o loss may need to be gusted for return of capita pigments In order to detain** the realized gain or loss lot tax reporli ng purpOies Investment serum Is the current value minus the amount you I needed It does not include shares that are not reflected on your statement, includng shares that have been realized as 'Mier a gen cr a loss It also does not ',dude cash dvidends thai were not seinnrsted addng maunder of shares Purchase pica Average pare per share (I) Cheat Avestasen1 (S) Cost oasts tit Price per share on May 30 ($) value on May 30 (5) unrealized (tat) gain of loss 0) Ineedrnent return Hddng period ETF METAL SECURITIES LTD ETES PHYSICAL GOLD Symbol: EFMS1 Trade date: May 17, 11 152.000 147.139 22365.13 22365 13 121.055 18,400.36 -3,964.77 LT Trade date: kin 7, 11 149.000 152.370 22,703.25 22,70325 121.055 18,037.19 -4,66606 LT Security total 301.000 149.729 45,06a 38 45,068.38 36,437.55 -8.630.83 -8.630.83 Your total assets Value on May 300/ Percentage of your ac (Cunt Cost basis (5) Simated annual interne 01 Unteened ganot loss (I) Cash Cash and money balances 24,242.79 0.51% 24,242.79 Cash alternatives • Money market funds 3.112.274.75 64.84% 3,112373.75 934.00 Equities Common stock 170,532.98 203,574.03 1,97600 -33,041.05 Closed end funds & Exchange traded products 288,056 60 250,407.85 5,206 00 37,648.75 Total equities 458,589.58 9.55% 453,981M 7,182.00 4,607.70 Axed income Corporate bondsand notes 476,103.50 453,303.67 20,362.00 22,799.83 Municipal securities 217,397.00 209,585.70 10,000.00 7,811.30 Preferred securities 447,442.00 422,578.96 31,228.00 24,863.04 Total accrued interest 4,380.54 Total fixed income 1,145,323.04 2346% 1.085.468.33 61,590.00 55,474.17 Coincides Closed end feeds & Exchange traded product 22,681.70 0.48% 31,931.40 -9,049.70 continued next One SDNY GM 00022210 C HP70009305601719 NP7003193246 COCOS 0514 030579004 Y173574550000000 ►age 7S of 98 CONFIDENTIAL EFTA_00132830 EFTA01274967 SUBS Resource Management Account May 2014 Your assets Your total assets (continued) Account name: GHISI AINE MAXWELL Your A Bendel Advisor: SCOTT STACKMAI/LYLE CASRIEL 212-821.7000/800-308.3140 Ydue on Miff 30 (1) Percenta,v of Cost your couni NUS (S) Esurnatea annual income (SI Unreaized utin or loss (1) Other Closed end funds & Exchange traded products Total • MiSSI rg <QV basis inIcernalico 36437.55 0.76% 45.068.38 -8.630.83 Account activity this month $4,799,749.41 100.00% $4,752,966.53 $69,706.00 $42,401.34 Date Adnity DEcription Amara (5) Dividend and interestieoome Taxable dividends May 22 Cividend APACHE CORP PAID ON 95 23 75 May 23 Cividend CMGROUP INC PAID ON 358 3.58 May 30 Dvidend 035 SELECT PRIME INSTITUTIONAL FUND Total taxable dividends $92.47 65.14 Taxable interest May I IntereSt COUNTRYWIDE CAP V7000% DUE 11/01/36 CAU.ABLE PAID ON 4200 1,837.50 CUSIP: 222388209 May 7 Interest ORS BANK USA DEPOSIT ACCOUNT AS OF 0906(14 0.20 May 12 IntereSt GENE ELEC CPTI CORP 00.433% 051116 DTD051107FC081 107 MED TERM NTS PAID ON 50000 CUSIP: 3696262V5 BANE OF AMER INTERNOTES 03 600% 111516 DTD11041CFC05151 1 NTS B/E PAID ON I SC000 CUSIP 06050WDW2 54.23 May 15 Interest 2,700 00 Total taxable interest Total dividend and interest income 64591.93 $4.6$4A0 CNP7C000305631 720 NPVCOIS0246 COM 0514 030575004 Y1 23 5 74550 00QMYGM0002ttli 76 of 98 CONFIDENTIAL EFTik_00132831 EFTA01274968 SUBS Resource Management Account May 2014 Account activity this month (continued) Account name: GHISLAINE MAXWELL lavesbnent transactions For mare Information stout the mice/value shown for restricted securities, see k000rraor Informaion &bout your 'cerement at the end of MK COI anent Dalt Des( option Proceeds Iran investment Quality ledita (5) Price (1) tramactions (5) Funds unkluoren la inonlownrs barOt Accrued interest (S) May 30 Reinvestment UBS SELECT PRA& INSTITUTIONAL FUND 65.140 -65.14 DIVIDEND REINVESTED AT 1.00 NAv ON 093014 Total -$65.14 Date Activity Desorption amount (5) Money balance activities Apr 30 Balance forward $14,701.65 May I Deposit UBS BANK USA DEPOSIT ACCOUNT 4,921.88 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,837 50 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 090E/14 0.20 May 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 54.23 May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,700.00 May 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 23.75 May 27 Deposit UBS BANI: USA DEPOSIT ACCOUNT 3.58 May 30 Closing UBS Bank USA Deposit Account $24,242.79 Your /I nandal Advisor: SCOTT STACKMANLYLE CASILEL 212-821-70001800-308-3140 The UBS Bare USA Depogt Accourd Is your primary sweep cpl.on SONY GM 00022212 CUP70003305Eal 721 NO7003197246 00036 0514 03057%04 7123574$50000300 Bags 77 of 96 CONFIDENTIAL EFTA_00132832 EFTA01274969 4tUBS Your notes (N670303005631722 NP7000193246 00006 ON 4 0305750N VI 23574550 COV161YGM0002tegg 79 of 98 End of statement for account number Y1 23574 55 CONFIDENTIAL EFFA_00132833 EFTA01274970 Important information about your statement LBS Financial Services ix. (the F im or UBS Anoxia! Serried( is a merrter of all prinejsal Nosily, cannot* and colons exchages. 1.85 Fe-ervial Services and U3S Bank USA we rdrect sutra:Sarin of LBS AG and affiliates of LES Soultin UC. The Fim's I handal statement is available upon cetera. The Firrilkeeetaire offices are a: !Astra/null Sepias It 1200 Harbor Boulevard Weehawken, rU 07086 Ibis statement represent the an/ official record of yaw LBS Financial Santos account Other wads, 'kept official the cbarnain containing central-radon should rot be relied Lyon If you believe there is an error cr emission, please report it irrmalately narking to the Ranch Manager et the office sentragmw account. Atitigh al figures shown are Handed to be accurate. statement data shout' not be used kr tat purposes Rely sae& onyea.-end tax fams, te.. Form ENE SEE 10425, etc.) whin prepergyour tax return. The Fine a required by law to won to the IRS all taxabk Evident, report** rentracalok dia.:kinds and adale edenfa eared en secteties held in you accent, net proceed en sale trareactixo, and cost base cccenain covered swaths. Communications whilst., Firm . Please re-confirm dry oral cormtancatrarts in wring to funher protect your rads. incladrig your rad order the Setrities Inertia Protection An (WA) • If thefinancial nstitution cn the top left of Me tort of this statement is no UBS Sinaloa Sakes, CBS Prenoal Services carries vox &down a clearng lostte by anargerrant web the rotated intlitutal. We Wormed yet of this relationship whim you opened this attar. hats case, your trek and soirees a-e located a LBS tnancial Sena'sand rot the rivoctacng broker, aid you root make a Feral of rap aver or *Tuition to both HMS. A N accant staternrits shall tie deemed complete ad accurate 1 not objected to in wren; within 60 days. • Please diect customer emplanes a i-cpiies to he Fran's C lent Relations Depament at 201-352-1699 • tolkfree a 8004569103, 8:CO A.M. to 6:e0 P.M. ET Monday through Frklak a in wring to LBS Financial Settees ex., Clive Relations Depalment, P.O. Box 766 Union City, NJ 07087. • ti ease of erten orOast ion; about an electronic bids tondo (BT), bi puymm or UBS Vsedebit card Vankactiork, call 62-1000, or mite to UBS Frenoal Sentra ex„ 1000 Harbor Blvd, 6th floor. Weehawken NI 07086. AHm RIANBSA Staves Cal or write as soon as you can, it you hrk your staerrent or receipt is nor* or if you need more infomation *oat a urn* on the statement or cocci* The Firm of Card hoar fas toPirakIE muff her from ram no later than 60 days after te Fim sent you the fen stmenera on whidn the error or problem altered. - Prowle you name ad acco.rt number 0 any). - Desoto& the ono or he transfer you ant tsar, about and 'ratan as cleat as yam cm why you believe a is an error a why you need more information - Proud. the &Aar arisen d Ite suspected mot The Fran or Cad Issuer Mt iniestigete yew cemplaint and will cared any error prompt/. Please mate all OWLS paythie to the Fen or tie financial intteutian itdcated on fro bent of to stakament hatlilan to negate accord fen accounts may be subject to mailena-ce fees, chars for late parent for souks purchases and charges for unpaid amounts in cash accounts. Accounts that ate transferred to offer habitant may be subject to a swan fee. UBS Swap Option UBS offers options for sweepng cash bola e; biances to ban deposits at UBS Bat USA and UBS AG Slanted branch (Etank Sweep Progama, mormyrnaka manual knot (Morey ands) ad the rate-nationalDeposit Accent 00Alfor customers with at Memational Resource Management Account. Through tie Bank Sweep Proaann cash balances re swill to UISEttric USA up to an exabkhod knit ad then to LBS AG Stanford Bradt cc a Money Fund. Deposits at UBS Bak USA are FDIC roved in accordace with FDIC oaks. For nxre nlamation please vat wwwidicgok Deposes at UBS AG Stanford Brach ad tines of Money Funds an rot inured bathe FCC through the OA, arailable to cash balances we swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Brach Thew deposits are not inured by the FDK Balance, Fold at to LBS AG Cayman Bath are tempera* exposed to the sovereign risk of the Cayman blends, and there is no grarantee Cr other obligation of UBS AG to repay the Saxes while onthe UBSC grans Brach's books. Deposes a LES Bat LEA and each UPS AG Bench are not protected by SIPC. Money Fund shires me protected by SIPC. See *U35 Financial Service. Attune Protection' bobw Upon yea retest, balances n to Bank Sweep Prcgramoe OA may be withdrawn and shares of a Money Fund may be liquidated, and the proceeds returned to you <flour so-Arkin amount. FLrl-er information about available sweep options, ncleing anent attest rates and yet*, e suitable at www kb: comriseepysekt from year F tune al Miser or by calling 0067621000 UBS Financial Services aceoean protection the f mm is a melte of tla SeardeS Invella Protection Corporaticn (SIPC), whkh protect securities account, of its members up to 5500,000 (mixing S2B),000 for dams kr cash) The SIK asset protection Imes WPV to all account tat you hold n a palioular capacity. The Finn, together with cenain affiliates, ha also purchased tpplemental protection. The madmen amount pad* to al eligible diens, cote ow& Leda this protect:eras S500 million as of December 10, 2013. kloXet to the pokeyconditions ad limitation, cash a the firm is further protected kr in to 11.9 million n the aggregate for all your accounts held n a Delimiter capacity A hal ccpy of te poky wodng is /nibble LOOn request. The SIPC protection and the supplemenUI protection both do not apply to. . Certain &uncial Mats controlled by (and ridded A your account vain) but held away from UBS Fine-col Services (e.g.. certain(* cash al UBS Bat Id cad, at L85 AG StanIced bunch (1) insuraxe pecdadt. including variable enmities, and (hi) shares of mutual fwidt where such them are registered dienly n tot name of the account Foliar on the books a-4 roads of toapplied* issuer or balder agent); • Certain en...timer* contracts or nestment nteest (eg.. limited partnethix and pirate placements) the are rot registered under tie Securities Act of 1%3; ad • Commodities contacts (e.g, lister radia-ge and pito kus metal cotract). raduding futures contacts ad tormeditroPtim contracts. the 51K wotectsm and Ite supplement/ protection do not apply to these Man evens theyotherwise appear on you. Maternal" The SEC protection and the maCikriental protection der not protect aped changes in the maim vale of yea investments (whether a a result of market movement, iSSua bwitruptcy or OthoWeit) More information is amid* upon roma You may obtan sae hicanation oboes SIPC. incladng the 51K twinge, by coraaning SIPC a 202-371-8300 or by steno the SIK **take ar YAW/.140‘01P Dividend ReiWatbibant Program (DPP) The ate reflected is an swage price. You may obtan the actual price Iron tots Financial Advisor. Oray vac* tore are puithasedunckr COW; partial shares will be told rd tot cash wa be&potted I-. your account. The Eviderd reiwesvnent price applied by to issuer may • from the market pia at which tie partied shares we sold Ca lebelieu Chap whole units may be heldn year account. Btu are entitled to a palol use as smolt of a dviderd Paftneril or otherwise, the Firm red either sell petal unit at trinket peke a accept an amount Examined by a registered clearing agency, and credit your accora Investment objectives The 'Iasi:nal axone' and ask profile we speak to each account and may my between Please adase the awn promote, in men; of any signikant demo n yow finaxial situacn or madmen objection. per each CONFIDENTIAL account hekk you choose one of the Wawa* jinni objedier • Prod*. Currentbkome. intim es seang the generation sof income crib.. • Adrift* CeptbrIApprociat;on: Insearnentt seeking growth of prnaaal rather than the specaratim of mown?. • Ptodoce Combination of Income and Capital Appreciation- I-vestments serati-g both to generaticn of num. and 'mirth of tetra. Overall risk prof des • Consavada Seeks to maintain Sol pro pat, with low Sc and volatility to the acorn meal, rend that mews the accost does not generate significant many a rooms wit may rot keep pace with inflation. • Moderate: Wilk* to accept came risk to principal and tolerate some 'rotate* to seek hgher returns. • Aggress*: Wiling to accept high Sc to penopal aid high Watley to seek highreturns over time. Statement householdhe We may consolidate at related account statements with the sane ibtiress ri the some gnat*. Accounts may be related Ice this purpose betake they haw owners who also maintain pia acorn rolationshps wit other clients at the sane address. This practice's known as • householing • II you prefer to roe* rebuttal statements mailed in separate envetpes — y0U may date household.* by riling you F rennet Advisor. Friendly accourt name the Frendk accord name reflects al whiten that you emend on the Firm's entree sauces websat II is a custonizable lnicleurne • cFraten by you to atria you kith you recordkeephg. It has * legal effect on your accost. You cal target:is hiendE accunt names, through Onte Services or by contactrgyourFrancial Attar. ACCOalt overview • nabe of mor acrountiporniXis Met of assets ad • Asset 'Atlas salableus, salable cash balances, vales for restrictedsearey I, and Global tine Deposits, urrealied marks to motet, and caftan ands not held by the Fin. Does rat include worked pet assets al the end of the prior and curent statement petiods, or prorate irwestrewits, panted stock options and emendable stock onions • (lattices Includes debt blIIM•5, culvert* rroign loans. credit the, tat accent balances, • Casb/rooney balances. Total of animated avalable cash balances. plus UBS Bat LISA deposit barcek 1.65 AG tarraord Branch depose balances and money market most fund sweep Saxes, at the cbse of he statement period. Noncormlockty Vet credit balances in your account we rot segregated from other balances NA tie Fern may use any of these funds in the ordinay C course of it business. these funds ere payabk upon yaw Oxnard. This total is included in tie cuTent period slosh; SDNY_GM_00022214 EFTA (10132834 EFTA01274971 Important information about your statement (con inued) lending itfonnation Fcr Matedinformation on theSi-Ms fending practices and disci:sues, refer to your Clem Relatership Agee-nen or &c ant Agreement and the General Timm an Conditions UBS Statement of Credit Fractia available in Agreements adDiabsures at miguakusaittaguagladascas Vass mete Your netsment iternirm securities adoring awe; held h the arrant at the end of the riatemere period. You may ask for deSsery of fully paid secuties at anytime. You may receive stories used as loan collateral alter paying any Wince due on ihem. M-y securities transferred to to Finn drip de Pawned penod are listed at market value as of the end of the flatiron Period. • Cost basis in detemning the cost basis of tie wanes included in this statement, where indicated rah the number 'I/ UBS Fr-axial Servings has relied cri information cbtairrid from sources other than LES Frenoal $erdcv, including nforrnsion kern another lim a that gooney have plevided to you Finaxial Masa. The Finn does not independently verify a parent...the acosacy or varsity day information Provided by sans other then Mkuncial Senn,. eicitirs although LOS Finrcel Senses general& &dew this Hammen as it s (eend, the firm does not provide any awarances that the llamado, under -Cost basis" and "Lthrealaed gar/loss' is accurate as of the date of this statement. As such please do not rely on this nIcenation to make &schwa tale decisions, fermi papaws a &henries Accounts Wandered to to Fin, may reflect girlloss tdamati:n ong for the period of tine they ate held a the Frm More historical rikrinaten cube actled by yotr Fawned Advisor. • thredized gain/lose When data is rattle. esiinated Ltrearized glint Imes we ciciAated Ise idvidat zany lots. n.e transictson data for venial 101f may or may not triad <immense. Merges ands'acuity reorganized in everts Dividend and olverrenvestment lots rd systematic purchase lots are each combined to display cue averaged lot The • Trade date • [Mann presents the aiarul transaction wade date. • Callable securities Bait and ;referred stock that the Semeats for erg redemption wit be selected nvately by lot van arrorg all seo.reies of tat is.. held hour nowt or en nominee name la as clients. Call bane idainatin c catahed from third parties and Ss accuracy snot guaranteed. Other call leases may's:est ;Mich could affect yield complete Mortnatir MOW provided upon request • Certificates of deposit (CDs) CDs are FDIC Mend sato S293,0OO inprcpal and accrued interest per &costa ad per depositorylacteal:4 in accordance vet POIC rules. • Preehralue Provo dirtryed for vacuities and other ;reduces may be higher or lower than the price that you would actually receite inthe mirk& Prices are obtained from vaious third party sources siren use Delve to be intik. but we do not garnet their accuracy. — We gentraly tae the closig priceOwn avalabba the mean of the bid ad ask prices fa lined sautes and <piers or orry bid prices fa OTC weenies. - Less actirity traded securities may be priced using valuation model ate moo recent prke we &tared and may not reflect an actual maket price or vita - Cedar, position may appear without a price are will taw as 'price was rot available' if se re untile to obtain a pnce for a warily - Deposits or swishes denzeninated 6 currencies other tan U.S. dollars are reflected at the eichinge rate as of the stater-rent date. - Fcr teem seculars trading n non.conformng dentmnatccis. pice aH qua-MyOam 'eta) may have teen adasted to facilitate prow Viulart To obtain current quotations, whin amiable, contad your Financial Athlete. • Private instments and eructated producb. hive, rnestrrent seanfirs &Wing drat participation ptqam and real estate investment trust se rain) and struared pain ale generaly highly Akeid. Certain au-deed peaLck have not been registered with the Securities and ExirhaC omission a under ani state securties laws. We pronde estimPed ekes for aware investment leashes and structured (modem lot edormalbrul purposes only. Arcing scot quirenteed. - These valuer may differ %Sanaa./ from pries. if any, at eh& a prime nresanent security a structuced enxIxt may be toAl-d or sold and do rot necessarilyrepresent the vala you may receive Won Tiluidation. - Thad party estimates of wka ay as of a certain date and are seoplied to UBS Fna-cial Services on a repute bass by an independent satiation ism. - Mar, generalpanne or spornor estimated vaLos, ary, ant supplied to therein by the inner, geneal pane or sponsor and may be calculated based on deferent itormation Iran that used by theeparties to derive ter estimated values. - You can obtain additcrul Neonatal regarding the methodology used to determine the vitiate of value ad the date of to Hamacher that is the basis for the marinate by contactig your Financial Advisor. - TAW party estinmed wakes may be reflected as •Not ;kW h weer I sit *ins. wee n idependent elation tem has not suppled or is wade to assign a mak when we become avare het a materialevent has °cased tut may call a whom* reported vela its question. or when a value would be highlesPeculative due to the nesse of the starry. - When neither al &ter, general prime or sponsor *stinted vela nee a tindery estimated alas if menthe the value el de wanly me be diktat hoe its purchase price. - • Dstrixt cm to date • may metale return of canal, income a both - we • represents the initial along pose per unit and may not (elect ps ton basis • Restricted securities Restrded warren generally are rot outran? agate fa public sale. UBSFiracal Services rises Me market price 01 the unrestricted slack of the sane issuer as an mputed value for the testticted sack for purposes of this 'Women. onk To the extra that reariaed sects-hies are Metre Ise sale, the ale recessed may be stbriantialg less than the irvued value Snot" • En. (estirneted) inane. and yields and rates. An estinate of anal income is bawd a. current &ricked ad interest rates, assuring tie swishes will be held for one yea from statement date or until rilltifity, This mina. acing ag.YbNe, accuracy rd continued intone are not guvranteed - Estimated anal income an current yield focettain topes of seaskies could include a retun of pmcpalor calomel gats in seri& case the est income Ordcurrent yeldl would be &wasted. — Estimated anal Sane rd current Weld and the adapt exam ad yield mi;ht be twee a higher than theist:matedamounts. — An estmate of aruareed home (diedend ands interest) divded by the &nem market valaraverage balance is based on the last &Mend or interest payment made by the issuer and asstries the seas- es/deposes will be held for one year tom the statement date or until mah.tity. Airway red continued yield ere not gained • Pants not held by U3S 'rancid Services. Certain wets ate rot held by the Fern and not warn the Fen's possession or ono'. These assets de dspleyed on los statement for informational purposes onty. Potions ad valuer presented ana Mended by the swag fern UBS F ranee' Services is not reversals for ths ilaination and des not guarantee es accuracy. These assets are rot preened by SIC or tie Finns u.pplemerealSITC coverage. • Revenue sharing and additional compensation. — In addition to commiseons on sales and I 2b-I fees received in camection with the distnbution of initial lin& to °ardent ...a mock, our al Mate receive mono taring Pagrents from deaributors Coda attracts of die inn.' funds that we sell. These anoints are based on two defence Cern 0 t* amant ol 'elm by UBS as partaile mutual fund I amiy to ow clients and Cia the asset value of ape-Soar mutual fund I amigt shares held at tie Inn - We and os attain also Nan nem:eking and Donbas processing lees in consideration For trader agent ante; that we pee& to the mutual krds. Thew few generale are Pad from investor assets h the 'natal fund and are a toted dela amount based an the number of accounts at the brokeedeale holdng mewl had of that hind CONFIDENTIAL - h xenon to caermsscra received n connector. veth the safe or Monbikon o1 any contracts and Int investment that nib to our <lents, we ands our affiliate marina resent sharng corrpensain from many of the inesance companies underwear-9th. anity contracts, Milates of tit insurance ompanes or sponsors of the um immanent mats we distrbute - Ca Arian also receive trading cornramits and other con-pertainfrom mutual hats and &Wan& Companies whose averts we detnIOUte• - IVe emir.* a anal lee from UEIS Bait OA and LIES AG Stanford flash of up to szs per accost sweeping to the barks under the UBS Bat Sweep Fri:grams Activity hbernaticareceridrigcannissens and other charges nand connedin with tie tem:1[n of wades, ncludny option transactions ha been included on &Memnon, erevously fanned en you, an ea be Fended to yOu pavilycn recpest Shaft waling F kcuae engaged in that selling a security, yOu may hair a change dye to certainban:wig costs for that particular securty. Open arta Reading Wen or fsoodtilkanceflar crders that were not mauled by the statement date, open buy an sed stop orders are redxed by the mount of dividends a rights on an ex-divider& a eniaits date unless intruded mheewer by you. You are row:ramble for orders that are heated date to your failure to taxer elating open orders. Privacy To obtain a copy of at current Client hinny Nan please contact sour Francis' Achisor or edit our %wroth. gatividGeRstagtikaasetla UBS Financier Services a rot a brie We WA, Business Services Account BSA and IRMA are brokerage /taunts which provide access to barking services and products ttrough armaments Yet ablated barks and other threpary banks, ad provides access to nsurace and a-nuty prodat toad by unaffiliated Uneasy insurance compries through Murano, agency subsiiieries of UBS Finarcial Services Inc. Investment, nsuraxe. and amity products: Not IDIC inured • No bank guarantee* May tee vela RYA. Resource Management Acccunt, Business Semites Account 85A, BMA ad ntematioral Resource Management Accost are registered service marks of UBS Fruitier Services Inc Visa *mere is a regaered serrice mark of Visa Intonational CBS Via Signatue credit cards at UBS Vea debt cards are bayed by UBS Bank USA with permission from Vita U.S A Incorporated. UBS Financial Seri/ices Inc. Rev. 201402 SDNY_GM_00022215 EFTA_00 I 32835 EFTA01274972 S UBS 085 FeianCial Semites Inc 299 Park Avenue 25th floor New York NY 10171.0002 CNP7605456953 0514 X123 Y1 0 Account name: GHISLANE MAXWELL Your Financial Advisor: SCOTT STACKIAANILYLE CASNEL Phone 212.821.70001800.308-3140 Questions about your statement? Call /0,a Finan:ra: Advisor or tl.e RMA ReSourceline at 800-RMA-1000, account 029023574 Malt our websIte: www.ubscomifinancialservices Items for your attention • ken .414,4, Cet Um rr.utUdi fund shares held in select 085 Investment Advisory Programs will be converted starting in lune. See your statement activity for details UBS Strategic Advisor• June 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Value of your account on May 30 (S) As a service to you, your portfolio value of $1,702,055 92 includes accrued interest on lune 30 (S) Your assets 4,799,749 41 I ,702,055 92 your liabilities 0 00 0.00 Value of your account Accrued interest in value above $4,799,749.41 $4,380.54 51,702,055.92 16,893.05 Tracking the value of your account S Thousands 4799.7 1,7021 May 2014 Jun 2014 Sources of your account growth sludgy 2014 Value of your account at year end 2013 Net deposits and virittdrarrth Your nvestment return Dividend and interest income Chair in value of accrued interest Change in market value Value of your account on Am 30, 2014 $1,702.055.92 $O00 S1,665,243.15 417,476.56 56,893.05 $12,443.16 SDNY GM 00022216 Member SIPC C NP7C009306498953 NV7003293741 COCOS 0614 030579004 Y123574550 11 1000 Pogo 67 of 102 CONFIDENTIAL EFT/t00132836 EFTA01274973 SUBS UBS Strategic Advisor lune 2014 Your account balance sheet Account name: GHISLAINE W00NEU. The value of your account inducts assets held s UBS and cenan assets held ma/ from U8S page I for more iremnation. Summary of your assets Value on Percentage of lune 30 (I) your account A Cash and money balances 0. CO 0.00% B Cash alternatives 0.00 0.00% C Equities 488,269.63 28.69% D Fixed income 1,150,888.55 67.61% E Non-traditional 0.00 0.00% F Commodities 24,327.60 Value of your account $1,702,055.92 S1,702,055.92 1.43% Yo rent asset allocation Eye on the markets Index Your R nand) Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7C00/800-308-3140 Cash and money balances may !dude available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual I trid sweep balances See the Important information about your statement on the fast two pages of this statement for details about those balances. S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% Percentage change lime 2014 Year to date 2.07% 7.14% 2.51% 6.94% 0.99% 5.14% 0.05% 3.93% CNP MO0006498854 NPT0C0298741 C0M CM 4 030575004 Y123574550 1 1 opiyGm000liggo7613 of 102 CONFIDENTIAL EFTA _00132837 EFTA01274974 *UBS UBS Strategic Advisor Change in the value of your account tune2014(V Year to date IS) Opening account value $4,799,749.41 $0.00 Deposits, including investments transferred in 0.00 4,802,194.34 Withdrawals and fees, including investments transferred out -3,136,951.19 -3,136,951.19 Dividend and interest income 433.65 17,476.56 Change in value of accrued interest 2,512.51 6,893.05 Change in market value 36,311.54 12,443.16 Closing account value $1,702,055.92 $1,702,055.92 Accent name: GHISLAINE MAXWELL Dividend and interest income earned For purposes of iris statement, tmablity of interest and Ontdend Income has been determined foam a U5 tar ',porting poretclint. Based upon the residence of the account holckr, account type, or pcodtel typo, sane interest ardor dvidend payments may not be subject to United Slates (UA ardor Puerto Rico (PR) Income tarts The tient months/ statement is not Intended to be used and cannot be retied upon for tar purposes. Clients should refer to the molicaale tar reporting forms they recent from LISS annualy. such as the corns 1099 and tne Fern 480. for LP reporting infoimation It IS the practice of LIRS to file the appitcatie tar reporting forms with the US mternN Revenue Semis aid PR Treatu0 Department, and in such forms accurately CZ9 fy dividend ands interest as tat *inapt or tarts.* *mane. Pleat consult your indgdual tar preparer lone 2014 (5) Year to date IS) Taxable dividends 432.84 586.94 Taxable interest 0.81 16,889.62 Total current year $433.65 $17,476.56 Total dividend & interest $433.65 $17,476.56 Summary of gains and losses vdoes repelled ltelew exclude products (or which gam and losses are not deasdred. Realized gains and losses Unrealized lune 2014 (1) year to date (t) gains and bses (1) Short term 0.00 0.00 33,813.55 Long term 0.00 0.00 45,264.03 Total $0.00 $0.00 $79,077.59 Your linandel Advisor: SCOTT STACK MANYLYLE CASRiEL 212-821-70001800-308-3140 Cash activity summary See Account oat.* the month for &la's &lances in your Sweep Options are inductdin the canng and closing Mantes taw. FDIC insurance applies only to deposits at u85 Sank USA, not to deposits at UBS AG, Slarreord trench or bank deposits placed througi the USSInternetorof Depose account program SIPC potec bon applies to money market snoop find holdings but not bag* deposits. Seelmnottanr inSonna6on about your statement on the last two pages d this document for deists lune 2014 (5) Year to date IS) Opening balances $24,242.79 $0.00 Additions Deposits and other funds credited 0.00 3,119,473 63 Dividend and interest income 433.65 17,476.56 Proceeds from investment transactions 3,136,517.54 3,136,517.54 Total additions $3,136,951.19 $6,273,467.73 Subtractions Professional management fees and related services -299 86 -299 86 Other funds debited -3,136,65133 -3,136,651.33 Funds withdrawn for investments bought -24,242.79 -3,136,516.54 Total subtractions -$3,161,193.99 -$6,273,467.73 Net cash flow -$24,242.79 $0.00 Closing balances $0.00 $0.00 SONY GM 00022218 ClaP7OX03C6498955NP7003298741 00036 CO 4 030575004 Y173574S50 MOW ►ego 69 of 102 CONFIDENTIAL EFTA_00132838 EFTA01274975 *UBS OS Strategic Advisor lune 2014 UBS Bank USA Deposit Account APY Interest Period May 7- Jun 5 Opening UBS Bank USA Deposit balance May 7 821,461 23 Closing UBS Bank USA Deposit balance Jun 5 $0.00 Number of days in interest period 30 Average daily balance 820,982 61 Interest earned 80 .81 Annual percentage yield earned 005% Account name: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important inkrrmation about your statement at the end of this document. Your return objective: Curient income & capital appreciation Your risk profile: Primary - 14//titivate Investment eligibrity consderat.on - None selected Your account instructions • Yew account is currently coded for margin. • You account cost basis default closing method is FIFO, First In, First Out GHISLAINE MAXWELL Your financial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CNP7C003006498956NP70C0i9814100036 0614 030575004 Y12357455011 MiliyGhteetting70 of 102 CONFIDENTIAL EFTA_00132839 EFTA01274976 UBS Strategic Advisor UBS lia 2014 Your assets Moment GHISLAINE MAXWEU. Your Plnauda! Advlson SCOTT STACKMAMLYLE CASR1EL 212-821-70001800-308-3140 Same PK" incOMe and current va UeS Sneen may te aps:brom:Gale. As nes ut. øre and lOWS mai nOl te .wcurately reflecled. See i/spor:sn nnIonnabon &hour yoot stå:einen! a 'he end ol this otourrent for mole Infortnalon Cash Cash and money balances Cash ard aorey Dalanes mal 'Kl ude avalable cah balances, VEG Bank USA depoet account balances. UBS AG SlanSard Branch clepos.raccwrn bulances and money maket mutua fund smep balances. UBS Bank USA deposif accounl balsotet areinsured by the FOK vål h n «øk dale limits, bul ere not polerled by WC. UBS AG Stenford Bram h depoet account taines tue not insured by FOK Ard ete nor polerled by WC Money ~MI sneip balances are pro* ected by WC bul are not insured bi the FDIC. Set the tmportant information abowt amor staten«. at the end of this document for dataa; erte i herr beances Openng bearer. Glosing tane Fore per :nec Average Hddng on lun 1 (S) on lun 301S) on lun 30 (1) rate Cash Drikk nd Interest pence, Dass pen od Cap mang fl) 0 00 -9 44 (SS BANK USA DEP ACCT 24242 79 9.44 250.000 00 Total Equ ities Common stock Purchase prat Trade iagrber Avveg< orke Pfift pe Shift \taue on Unte aked Hold gg HcIdno date of shares per slum (1) Cost basis ($) on jun 30 ti/ Jun 30 (1) oain or loss (1) Pene(' APACHE CORP Symbol: APA Exchange: NYSE E41: 195 Curreot yield: 089% May 17, 1 1 30.000 119289 3,57867 100.620 3.018 60 -560.07 LT lun 21,11 32.003 117 744 3,767 83 100.620 3,219 84 .547.99 LT Aug 2,11 33.000 122.933 4056.80 100.620 3320.46 -736,34 LT Seetrity total 95.003 120035 11,403 30 9,55890 -1,844.40 BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 138 Current yield: 0.26% May 17, 11 303.003 11 .860 3,593 84 15.370 4,657.11 1,063.27 LT lun 21,11 313.000 10.670 3,33986 15.370 4,81081 1,470.95 LT Aug 2, I1 328.000 9.802 3,215.15 15.370 5,041.36 1$2621 IT contknyed next page SDNY GM 00022220 CalP7030;0C6498957NP7003798741 OCCOS C6I 03057930I Y173574550 11 1000 Page 71 of 102 524,24239 $0.00 CONFIDENTIAL EFTA_GO 132840 EFTA01274977 *U BS UBS Strategic Advisor lurt? 201 4 Your assets . Equities . Common stock (continued) led dng Trade date Wren of :ham Pomba* price/ Avenge price per sham (S) Cost bask (I) Peke per stare as sun 30(f) Value on iun 30(1) U dealized gain of loss (1) Hddrg defied Security total 944.000 10.751 10,148.85 14,509.28 4,360.43 OT1GROUP INC Symbol: C Exchange NYSE Etd: 414 Current yield: 0.08% May 17, 11 115.000 41249 4,743.71 47.1.00 5,416.50 672.79 LT Jim 21,11 121.000 38285 4,632.57 47.100 5,699.10 1,066,53 LT Aug 2, 11 122.000 38.297 1,672.24 47. ICO 5,746 20 1,073,% LT Security total 358.000 39242 14,048.52 16,861.80 2,813.28 GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAI: 41,648 Current yield: 3.31% t*Ov 18, 10 1,373.000 36.416 50,000.00 36300 49,839.90 -160.10 LT GERON CORP Symbol: GERN Exchange: OTC Nov29. 10 1,000.000 5.709 5,709.32 3.210 3,210.00 -2,499.32 LT Dec 6, 10 2,000.000 6210 12,420.00 3.210 6,420.00 -6,000.00 LT Security total 3,000.000 6.043 18,129.32 9.630.00 -8,499.32 SCHEUMBERGER LTD NETHERLANDS ANTILLES Symbol. SIB Exchange: NYSE (Al: 4181 Current yield 1.36% May 17, II 37.000 81270 3,007.00 117.950 4364.15 1357.15 LT Jun 21, 11 40.000 82.436 3,297.45 117.950 4,718 00 1,420.55 LT Aug 2, 11 36.000 89.433 3,219.59 117.950 4,246.20 1,02661 LT Security total 113.000 84284 9,524.04 13328 35 3,804.31 TWITTER INC Symbol. TWIR Exchange: NYSE Nov 7, 13 2,000.000 45.160 90,320.00 40.970 81,940.00 -8,380.00 ST Total $203,574.03 $195,668.23 .67,905.80 Total estimated annual income: $1,976 Account name: GHISLAINE MAXWELL Your Hound.' Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000/800-308.3140 CNP70303006498993 HP7000293741 00006 OM 4 030575004 VI 23 5745501 1 1 Y Gmoocat92172 of 102 CONFIDENTIAL EFTA_00132841 EFTA01274978 UBS Strategic Advisor T June 2014 Amount name: GHISLAINE MAXWELL Your assets a Equities (continued) dosed end funds & Exchange traded products row reirteent4 is the tots of a reinvested dWiendS don not include sly cash dedenct. a is not a tat lot la the purposes of determining hold rg periods or cost basis. The shares you receive each one you reinvest d vcknds become a separate tax lot. Cost bases is the told purchase cost of the leeway. Inducing lanvestedd sidendS TN' cost basis nay need to be Ousted fa return of capita payments in order to determine the aciusted cost bees for tar reC0 firg purpxts Hddng SPCA S&P 500 ETC TR Symbol. SPY Trade date: kit 12, 13 EAI: $5,352 Ctsrent yield: 1.83% Fixed income corporate bonds and notes Prices ae cbt rad ham Ind-modem quotation bureaus that use computer:Hi vitiation formula 10 calculate current values Actual maket eaves may vary and thus windlasses may not be accurately reflected Cost basis has been &lusted for accreted ongina issue clscount (01D) Cost basis has teen Purchase prier Nurrtser Average pace of shares per share (S) Client investment (S) Your El nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-308-3140 tweakedCW9-mo/ loss n the calf«ence between the current %Sue and t lie cost beds and would genera be your tsetse gin or loss if the secLaitywassddca this date The unreasfed (tax) gin a loss may need lo be acRusted for ret urn of apta payments in order to determine the reatzed gain or loss for Ia. triad ng Ps/Moses Investment Mtn?, is the current vane rNnus the amount you invested It does not include shares that are not reflected on your statement. inctudng shares that IW3W been realized as either a gin or a loss It also does not ndude rah chidends that were not reinvested. Cost Price per shme basis IS) on run 3001 Value on his 30 (S) Unrealized 030 inrestrnent Hddng coin or loss (5) return 01 period 1,495.000 167.496 250,407.85 mclOng I-ISBC RN CORP NTS 8/E RATE 02 900% MATURES 10/1915 ACCRUED INTEREST 3604.17 CUM:, 40429XYB6 Moody. Baal S&P A EAI: 32,900 CUrrent yield: 2.84% GENL ELEC CPTL CORP AD/ RATE MATURES 0911/16 CUSH, 369626215 Moody: Al S8P: AA+ EAI! 3212 Current yield 042% tracle date Total face vaue Purchase s mai unly pore (S) Oct 12,10 100,000000 100 000 250,407.85 195.720 292401.40 42,193.55 42,193.55 ST autOrniic ally adusted for fl(IVII/ZalOn of bond Itinerant usngtie constant yield met hod If yOu have made a tax election to deduct the venom ancelization on tattle debt secunties, you may request UBS alust cost basis forth. bond premumarnOrlilatiOn. Aciusted PriCe On Value On cost basis 01 Jun 30(S) Jun 30 CM Unrealized Ncidng gan or loss (1) period 100,000.00 102.123 102,123 00 2,123.00 LT Dec 11, 09 50,000 003 90 789 45,394 50 99.992 49,996 00 4,601 50 LT continued next page SDNY GM 00022222 CHP7C00?306493959NPIOCOritiVal COCOS C61 4 030575004 Y173574550 MOM Pug* 73 of 102 CONFIDENTIAL EFTA_00132842 EFTA01274979 SUBS UBS Strategic Advisor June 2014 Account name: Your assets Fixed income . Corporate bonds and notes (continued) Hddng BANK OF AMER INTERNOTES MS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 367500 CUSIP 06050WDW2 Moody Baa2 S&P AEAI 15,400 Current yield 3 44% Nov 01,10 150,000 000 100 OCO 150,00000 JP MORGAN CHASE & CO NTS WE RATE 07 900% MATURES 04Q9a9 ACCRUED INTEREST 41,975.00 CUSIP 46625HHA1 Moody. Ba 1 S&P: BBB EAI: 111,850 Current yield: 7.07% DEC 22.09 150,000000 105272 157,909.17 1 Total 5450.000.000 1453,303.67 Total accrued interest S3,254.17 Total estimated annual income: $20,362 Tiede Total face nue PurChE6e date at maltxlly (S) vice (S) GHISLAINE MAXWELL A4usted cost basis (S) F'nCe on Jun 30 01 Vaue on zun 30(14 Your linandul Advisor SCOTT STACK MAJILYLE CASRIEL 212-821.70001800-308.3140 unresized Haan; gan or lot (S) Penal imitates cost basis inSormaion prattled by you a another thud perry. U8S FS has not reified this informs/on and does not guarantee its accuracy. Municipal securities Puce, ate obtantd from independent Quotation tweaks that use corepienzed valuation formulas lo talc Sate cuatent edits Actual rnatket values 'ary very and thus 99 nUloises may not be marately reflected Cost basis has been &domestically &dusted for mandatory amortization of bond prerni urn on coupon taxcomps municoS sec unties u9ng the constant rile method and for act riled original issue 104.525 156,787 50 6,787 50 LT I l 1 .750 167,625.00 9.71583 LT $476,531.50 $33227.23 ciscount for wallies issued at a dncount. When ongnal cost 0(64 is daidayed, amortization has been date using the constant yield method, otherniw amortization has been done using the straight line method Trade TCC9 lace Mlle Purchase Aclusted Pnce on Value on Unrealized itching Hddng dale a ma1tnly (5) OrXe(S) COSt th:TaiS (S) Jun 30(S) Jun30 ff.) gan or IOSS (3) vend MICHIGAN MUN 80 AUTH RV BE/ P/ RATE 05.000% MATURES 1001/26 CALLABLE 10/01/16 0 100.00 ACCRUED INTEREST $61&05 CUSIP 59455TPf3 Moody An S&P: AAA EAI: 12.500 Current yield. 4.57% original cost basis 355,424.00 Nov 22, 11 50,000 CO) i 05 191 52,595.74 109.422 54,71 1 00 2,11526 LT conbnued next page C711,71:003006498960NP700O298741 COCOS °SI 4 030575004 x123574550 11 toigyGlit000lltwa74 of 102 CONFIDENTIAL EFTA 00132843 EFTA01274980 UBS Strategic Advisor UBS kale 2014 Your assets Fixed income Municipal securities (continued) liddng 8IRDVILLE TD( ISD U/T-07 BED REF-07 PSA BLUFF RATE 05.000% MATURES 0211929 CALLABLE 02115/17 0 100.00 ACCRUED INTEREST 31,87&00 CU9P 090874FV5 Moody An S&P: AAA EAI: $5,000 Current yield: 4.57% Original cost bat $110,503.00 Nov 14, 11 100,000.000 MASSACHUSETTS ST 11TH & EDL FACS AU RV 8 WEIR( RATE 05.000% MATURES 0711932 CALLABLE 07/15/15 0 100.00 ACCRUED INTEREST $1,145.83 CU9P 57586CFWO Moody Pao S&P: AAA EAI: $2,500 arrant yield: 4.79% Original cost basis $54,040.00 Nov 22, 11 50,000.000 Total 5200.000.000 Total accrued interest: $3.638.88 Total estimated annual income: $10,000 Account name: GHISLAINE MAXWELL Your !Mandril Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7C00/ 800-308-3140 Trade total laevSue Purchase a4uSsed Price on v4ueon Unredized Hddng die at (t) Once(S) cost base 01 fun 30 (S) Jun 30 (S) can or lost (1) period Preferred securities Hddng OTIGROUP CAPITAL XII FXC%FLT TRUST PR) 7.875% WE 103012040 Symbol.. C.PRN Exhange. NYSE EAI: $19,690 Current yield: 7.11% COUNTRYWIDE CAP V 7.000% WE 11/01136 CALLABLE Symbol: CFC. PRB Exchange: NYSE EAI: 17,350 Current yield:6.73% Oct 26,10 4200.003 23.518 93,778.95 26.000 109,200.00 10,421.04 LT canonised ivy page Trade deft Oct 4, 10 ig.0C0 COO 105.435 105,435.03 109.344 109,344.00 3,90&97 1.1' 102.380 51,190.23 104.418 52,209.00 1,018.77 LT $209,221.00 $216,264.00 $7,043.00 Poet per share value on Unrealized Hdcing Ccli Weis (S) Cr. Jun 30(4) Jun 20 (t) nein or Ion (S) period '6130 261,300.00 27.700 277,000.00 15,700.00 LT SDNY GM 00022224 CNP700030064543961 NP7000296741 00006 0614 030575004 Y123574550111000 Page 75 of 102 CONFIDENTIAL EFTA_00132844 EFTA01274981 *U BS U BS Strategic Advisor lune 2014 Your assets . Fixed income . Preferred securities (ContintedI Hddng JPM0RGAN CHASE CAP )OUX 6 700% CUE 0402/40 Symbol /PM PRC &change NYSE EAI: 14,188 Current yield 6.44% Mar 25, 10 2,500 COD 25000 62,500.00 26.000 65,000.00 2,500 00 LT Total $422,578.96 $451,200.00 $28,621.04 Total estimated annual income: $31,228 Account name: GHISLAINE MAXWELL Your Asandal Advisor SCOTT STACK MANYLYLE CASRIEL 212821.70009300-308.3140 Trade Number Purchase pace Nice per share Value on dive of shares per share IS) Cost haus (S) an fun 30(S) tun 30 (I) Unrealized Hddng gin or lass ($) period Commodities Closed end funds & Exchange traded products Total teifiVegtO is the total of a reinvested d Wends It does not incluc* any cash elvirc*nds n is not a to lot for the purposes of determining hold rg periods or cost Oasts. The shares you receive eah Lase you reinvest dwdench become a separate tax lot. Con WM is the t0141 purchase cost of the security. Induing reinvested d videnct She cost basis met need to be a usted foe return of capded payments onorder to determine the equated cost tan ear tar repontng Investment return is the current value minus the amount you ingested It does not include shares that are not purpoSes reflected on your statement, incrudng shares that haw been redlzed as either a wen or a loss It also does not "lure cash dui:leo& that were not reinvested Purchase wet Pamper Average price Client Cost Price per 'Mee Value on unreal:00ml Ine:Orient Hotting Hddng of storm per share (S) investment (S) basis (s) on Jun 30 (S) rut 30 (S) gain or loss (5) return (5) Period SPUR GOLD TRUST Symbol. GLD Trade date: Sep II, 12 190.000 163.060 31,931.40 31,931.40 128.040 24,327.60 7,603.80 4,603.80 LT Unrealized (ca.) gam or loss is the ClIferenCe between the current value and tte cost basis and would general./ be your I gable gain a loss If the sec unty was sold on tin date The unrealized (tax) gan Cr loss may need to he adjusted for return of captor payments In order to determine me reatzed gain or ices for ta* 'Mating purposes Other Closed end funds & Exchange traded products kis: te Trieste/ s the Iota 0 a re :nested iv' ehch n dots rot ni woe try cash dtic*rods. rl is not eta< lot fa the purposes of determining tiding periods or cost basis. The shares you receive eah tare you reinvest d %Wench become a separate tax lot. Cost basis is the told purchase cost of the security, indudng renvesteddodends Tee cost basis may need tote &lusted Ice return of cams payments in order ba determine the adusted cost bad for tar reporting loiestmern return is the current value minus the amount you infested It does not include shares that are not purpoSts. reflected on your statement, inducing shares that have been realized as either a gun or a loss It arse Wes not include cash dodench that were not reirwested Hddng ETF METAL SECURITIES LTD PurChaSe wed Hunter Arceleg price or shares per share (S) Client investment (S) UnreaNzed (fax)gain or loss is the difference between the current value and tie cost basis amid would generous be your tactile gan or loss if the security was sad en tin date. The unreas2ed (tad gan a loss may need to be adjusted for return of capita payments in order to determine the realized gain or loss for tax '<Porting purposes. Cost Price per share baSiSdl on Jun 30(1) Value on Unrealized0EN imestment Hddng Jun 30 (5) gain odoss (S) return (S) period continued next page CNMC003006498962NM00O298741 00035 DEA 4 030575004 Y123574S50 lthl,nr_Gm_00011,92576 of 102 CONFIDENTIAL EFTA 00132845 EFTA01274982 UBS Strategic Advisor Amount name: CHISLAINE MAXWELL Your assets . Other . Closed end funds & Exchange traded products (continued) siddng ETES PHYSICAL GOLD Symbol: Efft4SF Trade date. May 17, 11 Trade date: Jun 7, II Security total Your total assets vale on Ilia 33 (5) voter:tine d your account Cost baso (S) Bemated annual inane (SI Unrealized gain or loss CD Equities Common stock 195,66823 203,574.03 1,976.00 -7,905.80 Closed end funds & Exchange traded products 292,601.40 250,407.85 5,352.00 42,193.55 Total equities 488,269.63 28.69% 453,981.88 7,328.00 34,287.75 Need income Corporate bonds and notes 476,531.50 453,303.67 20,362.00 23,227.83 Municipal securities 216,264.00 209,221.00 10,000.00 7,043.00 Preferred securities 451,200.00 422,578.96 31,228 00 28,62164 Total accrued interest 6,893.05 Total fixed income 1.150,888.55 67.61% 1.085,10343 61,590.00 58,891.87 CommotIthis Closed end fonds & Exchange traded products 24,327.60 1.43% 31,031.40 -7,60320 Other Closed end funds & Exchange traded products 38,570.14 2.27% 45,068.38 -6.498.24 Total $1,702,055.92 100.00% $1,616,085.29 $68,918.00 $79,077.58 purclow P:m7, Nutter Aveiage race of shares misrule ft/ Client investment CD Cost Price per Owe basis (S) on Jun 30(1) Your Financial Advisor. SCOTT STACKMANLYLE CASRIEL 212-821-7C00/ 800-308-3140 Value on Unteented tun 30 6) gain or loss ($) investment NolcIng return CP period 152.000 149.000 301000 147.139 152.370 149.729 22365.13 22,703.25 45068.38 22365.13 22,70325 45.068.38 128.140 128.140 19,47728 19,092.86 38,570.14 -2,887.85 -3.61039 -6,49824 -6,493.24 LT LT Account activity this month Dale Actlity Deie4ODOD AMOurit (6 Dividend and intents:tine:ono Taxable dividends fun 6 Dvdend 1)85 SELECT PRIME INSTITUTIONAL FUND 11.50 Jun 26 Dvklend GENERAL MOTORS CO PAD ON 1373 411.90 Jun 27 Cividend BANK OF AMER CORP PAID ON 944 9.44 Total taxable dividends 643214 SONY GM 00022226 0070303006498963 NP700029874I 00006 0614 030575004'023574550 111000 CONFIDENTIAL Page 77 of 102 EFTA_00132846 EFTA01274983 4tUBS UBS Strategic Advisor lune 2014 Account activity this month koninued Account name: GHISLAINE MAXWELL Your PiBendel Advisor: SCOTT STACK MAPILYLE CASRIEL 212-821.7000800-308-3140 Oat Activity bexnption Amount (S) Dividend end interestisconw (continued) Taxable interest Jun 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0610914 0.81 Total taxable interest Total dividend end interest income $0.81 $433.65 Date *tinny Description Amount (5) Jun 26 Fee Charged INITIAL. FEE -299.86 Total professional management fees 4299.86 fees Date Activity Description Amount (5) Other funds debited Jun 6 Transfer TO Y1 23575 0100 -3,136,516.54 Jun 9 Transfer Jun 10 Transfer Jun 27 Transfer Jun 30 Transfer Total other hinds debited 43,136,651.33 TO Y1 23575 0100 -12.31 TO Y1 23575 0100 -1.00 TO xI235750100 -112.04 TO Y1 23575 0100 -9.44 Investment transactions It, rare infrnaron t?, price/value shown for restricted securities, see Important information about you/ staremenr a the end of this Oof anent Date abthity Jun 3 Bought UBS SELECT PRIME INSTITUTIONAL FUND 24242.790 -24,242.79 Jun 6 Sold Description Proceeds from Funds ursestrran1 withdraw, Ice Orrantity Vara (I) Pose (S) transactions (1) investments bcocht (5) Accrued ireeres1 (S) UBS SELECT PRIME INSTITUTONAL FUND -3.136,516540 3.136.51654 Jun 10 Sold JP MORGAN NEW YORK MUNICIPAL MONEY -1.000 MARKET FUND MORGAN FBOID 41604953295 1.000 100 Total 53,136,517.54 -$24,242.79 Date ACtroty Oescrolion Amount (S) May 30 Balance forward Jun 4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0903114 -24242.79 Jun 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 12.31 Jun 10 Withdrawal UBS BANK LISA DEPOSIT ACCOUNT AS OF 06109/14 -12.31 Jun 27 Deposit VB5 BANK VSA DEPOSIT ACCOUNT 112.04 Money balance activities $24242.79 continued next Page CPIP705C9306498964NP7000293741 OM 0614 030575004 Y123574550 HM& Cant 00044778 of 102 CONFIDENTIAL EFTA 00132847 EFTA01274984 *UBS UBS Strategic Advisor June 2014 Account activity this month (controed1 Date Money balance activities (continued) Jun 30 Withdrawal Activity Acoount name: GHISLAINE MAXWELL Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 DeSCrplien Amount IS) UBS BANK USA DEPOSIT ACCOUNT AS OF 05/27114 -102.60 Jun 30 Closing UBS Bonk USA Deposit Account The UBS Bank USA Deposit Account is your primary sweep colon Realized gains and losses The estimated realized gaits and losses stovm belay are not for tar purposes. Please rote that gan of loss recognized co the sae or redemption of Wizen Structured PeCOUCts. Ike Contingent Debt Seculibes. may canary, and not capita, gain b loss. Please check alb your tax advisor To calcitale gem and losses. wt liquidate the eldest security Id first. 'Ns is knows as the first d rs lint out or Pro &counting method We use ths method unless you specified wNi h tar lot to close when you paced your order Thins known as a *nisi purchases or VSP orders See Important information about your statement a the end of this document la more Gains and losses not calculated Security &Serration Melnoel JP MORGAN NEW YORK MUNICIPAL MONEY MARKET FUND MORGAN I Quantity Of Purchase Sae fat vita date date $9.44 tribm1MOn We may not del sal gans and losses la at capta changes. we autcmancaay adjust cost basis for tar.trampt and AMT coupon munlopa sec unfits for estimated emollient°, ce bond premnms aid tor accreted 0,0 for securities issued at a dscount A you requested that U8S adust cost basis for the bend premium amortization on ta.atle debt secunties then cost taw reflected for these securities has been adjusted Estimates in the Unclassified sedlon can not be ciassrfled as sawn term or long term bet arse dliOrmaliOn is micani; or the product Is one in wench the gat Moss 4c urinal is not provided Sae Cost amount (S) barn (S) Wash sale cost basis adjustment(S) Loss (S) Gan (S) 1.000 tun 09, 14 1.00 0 DI --This information was unavailable-- SONY GM 00022228 C NP7000;006498965 NV70002%741 00036 0614030575004 Y123574S50 IMO) Pap 79 of 102 CONFIDENTIAL EFTA_00132848 EFTA01274985 *UBS Your notes CNP71X10301,6498956 NP70002•38741 00006 0614 030575004 Y123574550 11WIY_Gh4_000.1n200 of 102 End of statement for account number Y1 23574 S5 CONFIDENTIAL EFTA_00132849 EFTA01274986 Important information about your statement LEIS Financial Services ix. (the F im or UBS Anoxia! Services} is a mrrebet of all princizel sxvly, cannwilly and options exchwges. LES Fe-erxial Services and LES Bank USA at rdrect subsdares of LES AG and affiliates of LES Se:Latin LIC. The Finis I handal statement is available upon reoen. The Fin* wreathe* offices an a: LES Sinancel Semis to. 1200 Harbor Boulevard Weelmeikeo, to 07066 Ibis statement represent the any official record of yes LES Pi-uncial Sown account. Other records, rapt official tar do-intent containing conflict-Oat; should not be relied kpon If you beene there is an error cr omission, please report it irrmedately narking to the Ranch Manager of the odic. sentig your account. Athavii al figures shown T. .'ended to be accurate. statement &stash:0i not be used for tar purposes Rely meek Goys-end tax lams, te.. Form 1099, Sae. 10425, etc.) whin preprergyour to return. The Few, is required by law to report to t* IRS all taxabk &violence. reportable rontaiabli clitirknds and tat Merest eared an wounties held in you anent, net proceeds on sale transactor-6, and cost basis on certain covered martin. Communications whistle Finn . Please re-confirm arty oral cormoricatons in yeti* to funher protect your nits. incladrig your rite order the Salsifies Ireetor Protection Act (MIAS • If thefinancial nstitution en the tcp left of the front of this statemere is not LES Anatol SeoMes. LEIS Frontlet Semites caries you accost as cleanng looker by anargernent rah the indcated instaution We Wormed you of this relationship when you opened this accost. h this case. your Ards and sautes we located a UBS financial Services and rot the iwoctiong broker..wd you mast make a roloal of try neer or *Mein to both NM. ADaccost statementsshall be deemed complete ad accurate t not objected ton vein* within 60 days. • MOM divot customer complaints or tzpiies to he Fitn's C lent Relations Dna-Meet a 201.352.1699 cr tolkfree a 800-354-9103, 8:CO A.M. to 6:CO P.M. ET Monday through Friday, a in ming to LES Financial Semites lx., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • In case of errors or West ins about an electronic funds wander (Wit bi puymm or UBS Visedebit card transections, call 62-1000, or wife to UBS Fronoal Senna tic„ 1000 Harbor Blvd, 6th floor. Week/Men W 07086. Min RIANESA Serkes Cal or write as soon as you can, jou tilt yens staterrent or receipt it mpg or if you need more information *cut a turn* on the statement or metier The Sim or Card InUte fas toPlcable)nosf has from you no later than 60 days aher the Fim sent you the fen staement on which the nor Problem Moored. - howde you- name ad accost nutter Of any) — Desoto the nor he wander you me won about and .'clan as cleat as mu can why you believe t is an error or why you need more eicrmation — Proud. the dollar amyl d to suspected error. The Fie or Cad Issuer wis hansigne your complaint and MI correct any error prompt/y. Please make all checks paste to the fern or the financial institution inScated on tie front of this Oak:merit h acklittn to regd., accost fees accounts mai be subject to matrenanCe lees, charges for late parent for securities purchases and charges kr unpaid amounts in cash accosts. Accounts that we transferred to other Mitutions may be subject to a wander tee. UBS Sweep Option, UBS offers options for sweepng cash biomes, balaxes to ban& deposits at UBS Bat USA and UBS AG Star iced branch (Etink Sweep Progamr), moneymakk mutual ends (MoregFu-dth and the International Deposal Account (0Alfor customers with wi ktcmational Resource liAmagemern Accost. Though the Bank Sweep Progeny, cash balances re swept to UISEtwit UM up to an is-goblet...3 knit ad then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bak USA are FDIC mead in accordrce with FDIC rules. For nxre nformation pease act wwwidicgov. Deposes at UBS AG Stanford Bush std turn of Money Funds as rot inured by the FCC. Through the OA, weilible to cash balances we swept to deposit accounts at UBS AG New Yak Branch and LES AG Cayman Bunch These deposits are not round by ate FIX. Balances Feld at the LEIS AG Carom Brash are tempera* exposed to the sovereign risk of the Capon glands, and there is no 'grantee or other obligation of WS AG to IVO) iht boraxes while on the UBSC grans Botch's books. Deposes a LES Birk LEA and each UBS AG Branch are not protected by SIPC. Money Fund shires we protected by SIPC. See -U35 Feanciel Services Accost Protection' bobw Upon you want bale-ices in tie Bank Sweep hi:gransor OA may be withdrawn,. and shares of a Money Fund my be liquidated, rd the proceeds returned to you ccmur nose in accast. Further formation about available sweep options, robbing ono* eterest rates and yet*, a available at mon:. comrsseepyiekk from year f nano ial Advisor or by calling 800.762.1000 UBS Financial Services OX01.191% probation The Fern is a member el the &areas Invoke Protection Corporaticn (SIPC), whnh protects securities account. of its members up PoS500,0:0 Criclieding 5250,000 for dams kr cash) The SIPC asset protection Imes XPV to all account tot ycu hold n a palkular capacity. The Fim, together with certain at antes, ha also purchased kpplonental protection. The madman amount payable to al eligible Wert, cobecteren knit this protection is 5500 million as of December 10, 2013. klothot to the pokyconditions wet knitation, cash X the Firm isfurther protected kr up to $1.9 million n the aggregate for all your accounts held n a poicular capacity A full copy of he poky wiring n available upon request The SIPC protection and the supplemental protection both do not apply to. • Conan &uncial Assets controlled by (and incLided your account valudb.:1 hell away from UBSFina-vbil Services (e.g.. certain() cash at UBS Bark Id cad, at LES AG Stankrd bunch PO insigne prothX1S, including variable enmities, and 00 shares of mutual finds where such shares are registered dndk in the name of the account Foliar on the becks ad records of the applicable issuer or transfer agent); • Certain rnestmert contracts or niestment invests (pg., limited partnership and prime placements) the we rot *peered under tie Securities Act of 1933; ad • Corrinediton contacts (e.g. foreign exchange and yeti:corneal contracts). including futures contacts ad tormoditeccifion contracts. the SIPC wotecton and the sup:amnia' protection do not apply to these assets eon if they otherwise appear • gar maternal" he 9PC protection ad the skthOlerrientalproteoion do not protect again changes in the market vale of you investments (whether as a result of market mthemenl issuer bankruptcy Ce otherwise} More information is amid* mxn reomest Voir may obtan more hfcanation abou SIPC, incising the 5WC Brooks., by cortaningSIPC a 202-371-8300 or by %Meng the Slit websim sr VAMMEC.041 Dividend Reiwetbibent Engrave (DPP) n-e rcke reflected is an away Fria. You may obtan the actual price Iran mkt Fnancral Advisor. Orly *hob tares are purchased under Dli; partial shires will be sold rd tlw cash war be &potted in your account. The dviderd reinvestment price applied by the issuer may Offer from the market price at which the partial shares me sold Caelskeliew I;Mi whole units may be held in yokr accost. if you are entitled baptist unit as smolt of a dviderd Parkol or otherwise, the Finn eel other sell panel knit at rivulet peke or accept an anaunt &Omitted by a regktered cleat* money, at credit you accost. Invenreent objectives The neon:not °biomes std risk profile we speak to each account and may my between Please adelse the Fern pinny in weenyof any signikant change in yoke Maxie' situaicn or mower% objects... per each CONFIDENTIAL want held, you choose one of the following inestrrent • Padua CunentIrcome. I,.s bon es seekng the generation of income crik. • Achim Capes! Apmenetion Investments egging growth of prncpal rather than the generation of income • Produce Combinaton oilman. and Capital Appel:lawn: 'vestments smite* both the generation of name and 'mirth of Wit011. Enroll risk precise • Consenorhar Seeks to mantan nilid pi-cloak with low risk and validity to the accord ovemal, teen if that mewls the accost does not generate significant income or room ad may net keep pace with inflation. • Medea: Wilt* to accept some rid( to Omit:sal and tolerate some +/XXI* to seek hirer returns. • Aggress*: Wiling to accept high no. to principal and high with* to seek high returns over tint Statement Isouseholdne We may consolidate a1 related account statements with the sane address n the sere teatime. Accounts may be related Ice this purpose beault. they haw owners who also maintain pit accost rot/tomtit)s with other clients at the sane address. This practice's known as • householing ' R you prefer to receine rdiedual statements noted n separate tweets:es — you may doh-. householding by piing your Fronk:a Advisor. Friendly acceurt name the Frendk octant name reflects of ormation that you owned on the firm's onlne sonnet webste. R o a customizable 'nick-urns' dawn by you to Mtiff you wish par recordkeepim. It has no legal effect on your account. You can change yos hiendk account names, through Onthe Services or by contact-9 murFtantal Athiscr. &scow% overview • Mai Of Mir artnewelpOrntdra Net of assets ad IiAA • Assets_ hulas available cath balances, vases for restricted sear* km 1, and Global time Deposits, urrealted marks to market and caftan mats not held by the Fem. Does not include choked SeCuttiell assets al the end of the pior and anent stale periods. or private iwestrrents, messed stock options aid vendable stock anions • Ciatottea Includes debt balwees, onverdirg rrergn loans. credit the, accent balances. • Cash/reoney balances. Total of unimested amiable cash balances. plus UBS Bath LISA deposit hoaxes. 1.85 AG Sanford Branch deposit balances and money market most fund sweep Saxes, at the tbs., of the ctaemert period. Noncormlocky free credit balances in your accourt we rot segregated from other balances and the Fern may use any ol these funds in the ordinay course itsbusiness. these funds we payable upon your dery d, This total n included in to anent pwiod closi-g value. SDNY_GM_00022230 EFTA_00132850 EFTA01274987 Important information about your statement (Continued) Lending Hornet/on Fa &fared information cn the inrs lending prathes and docbsues, refer to yas Clent RekatoWlip Agee-runt or Accord Agreement at the General Towns at Conditions UBS Statement of Credit fraction available in Agreements andOridosures at musaassailmmuctgdarabscats Yoe meta Your attement Bemires securities end otlwr awns held hike aocarit at the end of the stammers period. You may ask for &Grey of ft* paid seosities at ay time. You may receive securities used as loan collateral after psting any barna due on them. Ary *curates transferredto Me Fan cksi-g the statement penod are liged at market value as of the end of the Staticrert Feria • Cast basis. In detemning the cost basis of tie stoats included in his statement, where indicated wih the number '1,• UPS Fivercial Services has relied on information obtained from sources other thantR5 Pi-social Senices, including Oaf ormairm kern anotheItem a teat puma, have provided to you Finaxial Advisor. The Finn does not indripadently verify a oast. the acaracy or yak% dry inform ation provided by sosces other tan LEGAuncial Senates. Pi aolcitirs although LIDS Finaxel Seines general& &den this Hamann as it is received, the firm don not provide any afittrances that to hformation titer "Cost basis" and 'Unrealized gar/loss' is accurate as of the date of his statement. As suck please dome nay on the. nfametion to make puchara a Tale decisiont false p-rpatescr otherwise. Accounts tranderred to to Fim may reflect girl loss rdanution only f or de period of tine they ae held a the F rm More Netlike' hien/Wen tanbe adied by you' Financial Aditior. • Urevalited gabs/loam When data is arailtib. eninated u-rearized gain( Imes ay calculated der ii vaaS seamy lots. The transaction data for niirictal lob may or May not !Oka ammissms, Marrs arida acuityreorganization rants Dividend and °tarn, mean& lots an systematic pachne lots are each combined to display one aye aged loll)* • Trade date • cols& pesents the argil transaction trade date. • Callable securities Bach and ;referred stock that to Mon cats for ea& redemption wil be selected mpattal& by lot Iran arrong all seo.riies of tat issia held Dour name or in nominee nen* la as clients. Call teats* ilcnnati:n b cbtaned from third parties and as accuracy isnot guaranteed. Other call leases may exot which ttuld affect yield conpfete Piton/late:a will be provided upon request • Certificates of deposit (men CDs are FDIC Pulsed sp to 5250,000 in prixDal and accrued interest per depositor ad pee deposinyinaitution, inaccordance rah FOIC rules. • Preekalue Press divinedfa »rutin and *her products may be higher or lower than Device that you would fl atly reek* in the market Prices cue obtained from vaious third party sources which tee Delve to be rektile, but we do not gairavee their accuracy. - We genera, use the closiw priceOwn avelabba the mean of the bid ad ask prices folaed acuities and <pions a on& bd prices kit OTC seosities. - Less ion& waded securities may be priced ushg valuation model or the moot recent peke we obtained and mat not reflect an actual market rice or weir — Certain position may appear without a price and will thaw as 'price was rot available' if we are unthle to obtah a pnce f or a stony - Deposits or struts denominated n curreroin other Mon U.S. dollars are reflected at the &Aching& rate as of the statement date. - For cerien weaken tracing D non.conf alma cleracrnatcra mice at quany 0 ace vake) may have been adsted to facilitateprow valuation. To obtain current quotations, when wait*, contact aura Financial AdAscr. • Private irrestrnenti and etrve0aad produib. hivate ncestrcert seculars (Indig drect paucipation ;acorn and real estate investment trust auxins) ad strums& prodsu are generally highly Aiorkl. Certain stir-dared crotch have not been registered wih the Securities and ExchaCommission a under am,state securties laws. We provide estimated Yates for private investment wait is and structured products for riformatiarul purposes only. Accesacy knot guaranteed. - These values may differ ebstantiaht from prices. any, at eh& a private twesenent security a structured pnalact may be &Olt or told and do not necessarily represent the vas you may receive ton rquidetion. ▪ Thiel pity esbrnites of tale act as of a cerean date and are suoplid to UBS Fnacial Services on a regus baW by in independent vacation km. - Issuer, general panne- or warner estimated vase, ary, are supplied to the Fm by the Mauer, genwal pane or sponsor and may be calculated based on &feral irdonnation Iran that used by thid parties to derive their strafed values. - You can obtah additional ricernaion regarding the methodology used to datemine the "Minato of value ad the date of +a Hamann that is the basis for the eranate by contact iv your Fe-uncial Advisor. - TAW party estnwed virtues met be reflected as •Not eked' h sena I sit aims wfe n Pdependent vitiation limn has not stippledor is amble to assign a vale, when we become avare that a materialevent has &oared tut may call a poem& reported vela it question, or van a value would be highlyspeculative due to Me natee of the security. - When neither an suer, general panne or sponsor estimated irate nor a thrdiparty estimated vas if mad. the value of the scanty will be &tenni iron ispurchaseprice. - • DssIsizoi cro to date • may include returnof cadets', income te both - 'Crignal int see' represent the maul Otero; price per unit and may not reflect rxr cost basis • Restricted securities Restreted warn in generally are rot currently erigble Ice publk sale. UBSFinexal Services toes Me &flit price of the unrestricted stock of the same issuer as an enputed value lade feinted stock lei purpons of this 3fatomont on. To the relent Mat restricted securities are ergbh fa sae, the vale received may be sdonantial& less than the iftp-ted value drown • Ea. Bastirneted) income. anent yield' and rates. An estivate of aryl income is based on current Sicked ad interest rates, assuming tee snakes will be held for one yea from statement date or until nutisity. This retinae bony a gaielne, accuracy ad continued ncome are not emanated - Estimated anal bone ant cvrent Wald fcr certain types of seosities could include a retun of pmcpalor opts' gains h wed& case the est income Ord amen, yelc$ would be overstated. - Estimated anal lean and twin yield and the actual exam and yield *Iv be lower a higher than the estimated amounts. — An estMate of aruateed income (divdend anchor interest) died ed by the current market valaaverage balance it based on the tat dividend or hitter payment made by the issuer and assesses tie seasbet/deposes - will be held far act year from the statement date or until mab.r Ay. Accuracy erd continued weld we not garanteed • Aston not held by U3S 'rancid Services. Certain assets cue rot held by the Fern and nor within the Fen's possession or &ova These assets de dorolsyed on yon statement for informational purposes only. Positions ad values presented an p nded by the inui-9 fim UBS Francial Services is not res&roble for Mos ilarnation arid &es not guarantee as accuracy. These Assets are rot protected by Silt or to Fan eaoplementalSIPC coverage. • Revenue sharing and additional compensation. — In addition to commissions on safes and 12b-t fees received in correction war the distnbution mutual funds to oat cent we mock, our /Baal* receive revenue *Wing Payments from distributors a-dor advisors of the impact funds that we sell. Theseamounts are based on two dean COMP:nentf- tlY amcentol sale, by UBS of a pa-titular mutual fund family to our clients,: and CO the asset value of ape-hoar mutual fund I emit/3 share; held at the Inn — We and as afliiate also recewe networking and erne:usprocessing lees in consideration For transfer Vent se vies that we provide to the trawl fired, These fees genenllY are Pad from investor assets h the mutual Sind and are a fired dela amount based on tie number of accounts at the brokaidealer holdng maul lads ot that fund CONFIDENTIAL — h notion tOCOmm6erninnened n connection wth the sale or OstribiDon o1 a-rury contracts and int rwestment mat units toot, <lents, we ands our affair* recewe oven sharng oarrpensaion tram many of the inesanc• &moan ids underwriti-g the amity contracts, *kites of Ire insurance corpanes or sponsors of teen investment rusts we distrbee ▪ Oar affiliates also receive trading canrniskre and other cornea-cationfrom mutual kr& and nsuonce companies whose prOCIXIf we distribute. - Werner,* an anti fee from UBS Bark LOA and LIES AG Stanford Branch of up to szs per accost sweephg so the barks under the UBS Bair Sweep in:gran. Activity hbrrnation regudrig cant:nays and *tier &arr. Ousted NI connedco with he etecutcn of rade,. bduding option transactions ha barn included an callirrnaions meow& furnished to you, an will be provided to you growl& co recpest. Short F you are engaged in short selling a security, you may hair a charge the to certain bcrrosag costs for that particular secunty. Open adore Regamling openor 'soodtikanceflacr ceders tat were not teecuted by the stammer( date, open buy an sea stop orders are refixed by the amount of dividends a rights on an e*dividerOs a antes date unless hassled otherwise by yar. You are responsble for orders that re Discoed de to your failure to cacti Vining open orders. Privity To obtain a copy of az current Client &WrayNon phew contact your Francis' Achisor or edit w website ate. UBS Financial Services is rota bark the RMA. Business Senior( Account GSA and IRMA an brokerage accounts which provide access to barking services a-idproducts through arrangers-its web aft Aged bats at other thrdbaly banks, aid provides access to nsura-ce and anuty, procUcts toad by unaffiliated third.paly insurance companies through Poura-cia agency subsidiaries of UBS Finarcial Services Inc. Investment, nsuraxe. atrutty products Not IDIC inured • No bank guava.** May tee vela RYA. Resource Management Account, Business Services Account BSA, BMA ad alternation& Resource Management Accost are registered service marts of UBS Francis! Services he Via *rave is a regidered snide* mark of visa International uBs Via Sigmase credit cads at LES yea debt cards are ise.red by UBS Bank USA with prmession from no U.S A Incorporated UBS financial Services Int 20402 SDNY_GM_00022231 EFTA_00 I 32851 EFTA01274988 S UBS UBS Essential Semites Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7005780483 0711 )Q V1 0 Account name: GH1SLANE MAXWELL UBS Strategic Advisor July 2014 GH1SLAINE MAXWELL 116 E 6511-1 STREET NEW YORK NY 10065-7007 Your Financial Advisor: SCOTT STACKMANLYLE CASR1EL Phone 212.821.70001800-308.3140 Questions about your statement? Call ,icia Fir-ran:Jar Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account 029323574 on June 30 en on July 31 (1) Your assets 1,702,055 92 1,668,807 77 Visit our websIte: bteArw.ub&comefinancia1senaces Your liabilities 0.00 0.00 Value of your account 51,702,055.92 51 46%1307.77 Accrued interest in value above 16,893 05 Tracking the value of your account S Thousands 88,206 39 1,702.1 As a service to you, your portfoko value of $1,668,807.77 includes accrued interest Sources of your account growth during 2014 Value of your account at year end 2013 sae° Net deposits and 1,668.8 viiithdr.8445 31,638,608.19 Your investment return Divdendard interest income 426,110.87 Change in value of accrued interest 48,296.39 Chance in market value -64,147 69 lun 2014 1J 2014 Value of you account Orr Ad 31, 2014 51,668,807.77 SDNY GM 00022232 Member SIPC CHP7C007005789483 NP7003168666 00036 0714 030579004 Y123574650010000 Page 67 of 100 CONFIDENTIAL EFTA 00132852 EFTA01274989 SUBS UBS Strategic Advisor July 2014 Your account balance sheet Account name: GHISLAINE MAXWELL Tne value of your account Induces assets minx u85 and cenan Mess held away Iran u8S. See page I for more Idol:nation. Summary of your assets Value on July 31 Percentage of your account A Cash and money balances 0.00 000% B Cash alternatives 0 CO 000% C Equities 459,638.26 2814% D Fixed income 1,138,094.39 6820% E Non-traditional 0.00 0.00% F Commode ies 23,444.10 1.40% 37,631.02 2.26% Total assets Value of your account $1,668,807.77 $1,668,807.77 100.00% Your current asset allocation Eye on the markets Index Your K Randal Advisor. SCOTT STACK MANLYLE CASFOEL 212-821.7000800.3083140 Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money mat ket mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% Percentage change July2014 Year to date -1.38% 5.66% -1.97% 4.83% -1.96% 3.08% -0.25% 3.66% 0470003005769484 NP70C01$3665P3036 0714 030575004 Y123574S50011MyGrit000lltra368 of 100 CONFIDENTIAL EFTA_00132853 EFTA01274990 UBS Strategic Advisor SUBS July 2014 Change in the value of your account July 2014 (1) year to date (5) Opening account value 31,702,055.92 30.00 Deposits, including investments transferred in 2,142.57 4,934,336.91 Withckawals and fees, including investments transferred out -28,777.53 -3,165,728.72 Dividend and interest income 8,664.31 26,140.87 Change in value of accrued interest 1,313.34 8,206.39 Change in market value -16,590.84 -4,147.68 Closing account value $1,668,807.77 $1,668,807.77 Account name: GHISLAINE MAXWELL Dividend and interest income earned for purposes of this statement, tariblity of Inkiest and dnidend Income has been determined (fern a US tax reporting OersPictiee. Barad upon the residence of the account hoklee account type. or product type, some Interest arodor dvidend payments may not be subject to United States (OA ardor Puerto also (Pa) Income tam. The client montley statement is not intended to be used and carnal be Med upon tor tar purposes. Clients should refe, to the applied:1e tar reporting loans they web* from U8Sannualy. such as the Forms 1099 and the fermi 480, (Or 14a reporting Information. It Is the prance d ties to file the 4:Olicatte to reporting toms with the uS Int«rud Revenue Senece and PR Treasury Department and in such forms accurately dairy chickna ardict interest attar exempt or tacable income. Please consult your Ind vdual tar preparer. July 2014 (1) Year to date (1) Taxable dividends 1,445.55 2,032.49 Taxable interest 5,968.76 22,858.38 Tax-e*mpt interest 1250.00 1,250.00 Total current year $8,66431 $26,140.87 Total dividend & interest $8,664.31 326,140.87 Summary of gains and losses Values reported below exclude products for rehash gains and tosses are not classified. Realized gains and losses unrealized July 2014 (5) Year to date ($) gains and bsses (3) Short term 0.00 0.00 60.00 Long term -11,561.97 -11,561.97 74,342.31 Total -$11,561.97 -$11,561.97 $74,402.31 Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-7000'800-308-3140 Cash activity summary See Account aCtmtty this month for dela Is Banes in your Sweep OPO OM are includedIn the opening and ckelng balances yds*. FDIC Insurance applAes only to deposits at UBSBank USA, not to deposits at WS AG, Stamford Branch or bank deposits placed through the UBS Internatonal Depose Account program. SJPC protection applies to money mortal sweep fund holdings but rot bait deposits. Se•Important ineornation about your statement on the last two pages of this document for Mats. July 20t4 (5) year to date IS/ Opening balances $0.00 $0.00 Addkions Deposits and other funds credited 2,142.57 3,121,616.20 Dividend a-id interest income 8,664.31 26,140.87 Proceeds from investment transactions 17,970.65 3,154,488.19 Total additions $28,777.53 $6,302,245.26 Subtractions Professional management fees and related services -2,142 57 -2,442.43 Other funds debited -26,634.96 -3,163,286.29 Funds withdrawn for investments bought 0.00 -3,136,516.54 Total subtractions -$28,777.53 -$6,302,245.26 dosing balances $0.00 $0.00 SONY GM 00022234 Ce/P7C00930578948SNP700318366S 00095 0714 03057SOCM Y123574S50 010000 Pug* 69 of 100 CONFIDENTIAL EFTA_00132854 EFTA01274991 4t UBS UBS Strategic Advisor July 2014 UBS Bank USA Deposit Account APY Interest Pet-roc/Jun 6 - fu/ 7 Opening UBS Bank USA Deposit balance Jun 6 $0 .00 Closing UBS Bank USA Deposit balance Jul 7 $0.00 Number of days in interest period 32 Average daily balance $0.89 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you F-nanoal Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Moderate investment efigibifity consdera lion None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. GHISLAINE MAXWELL Your financial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CNP7C003305789486NP7OCOI88665 COM 0714 030575004 Y123574S500I iftWiyGhtopollion570 of JP° CONFIDENTIAL EFTA_00132855 EFTA01274992 UBS UBS Strategic Advisor July 2014 Your assets Account name: GHISLAINE MAXWELL Your Nnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Some prices, income and current vdues shown may be iippiOninale. AS a feu*. gam aid losses ma/ ml be accurately reflected. See spoor:ant intonneaon about your statement a the end of the d cumem lot mote Infornat on. Cash Cash and money balances Cash and money balances may include avalazie cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch ',pay! account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MC vat h n makable limits, but are not protected by DPC USS AG Stanford Brant h deposit secount balances an not smear' by FDIC znd we not protected by SIFC Money rnaiket sweep balances are protected by SEC out age not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for details about those balances. Hddng Cash Coning bzlence Cloung trlence on lul 1 (t) on Jul .3i (I) Price per share Average on Jul 31 (1) tate DtildenclIMetest period Oafs n period Cep around (11 -9.44 -6322.23 LES BANK USA DEP ACCT 9 44 6322 23 250.000 00 Total Equities Common stock Purchase pike/ track. twriter Average price Price Per theft VS ue on unrealized Hold ng Hddng date of shares per share (1) Cost basis(S) on 1u 31(s) Jul 31(5) On or IOSS (t) I:460d BANK OF AMER CORP Symbol: MC Exchange: NYSE EAL 138 Current yield: 0.26% May 17, 11 303.000 11.860 3,593 84 15.250 4.62015 1,026.91 LT Jun 21.11 313.000 10.670 333986 15.250 4,773.25 1,433.39 LT Aug 2, 11 328.000 9.802 3215.15 15.250 5,002.00 1,786.85 LT Security total 944.000 10 751 10,14885 14396 00 4247.15 OT1GROUP INC Symbol. C Exchange: NYSE EA1: 414 Covent yield: 0.08% May 17, 11 115.003 41 249 4,743 71 48.910 5.624 65 880.94 LT lun 21.11 121.000 38 285 4,63257 48.910 5,91811 1,285 54 LT Aug 2, 11 122.000 38.297 4,672.24 48.910 S,%7.02 1,294.78 LT continued next page SDNY GM 00022236 CNP7000g005789487NP700310366S 00036 0714 030575004 r123574SS001000D Paga 71 of 100 $0.00 $0.00 CONFIDENTIAL EFTA 00132856 EFTA01274993 SUBS UBS Strategic Advisor (Ply 2014 Your assets f Equities . Common stock (continued) Purchase pricer Track weber Average pace Price per that Value on Unrecided Hcang Hddng date of shares pet share (S) Cost basis (S) onli43l (5) tut 31 (I) gin or loss (I) period Seamy total 358.000 39 242 14,04852 17,50978 3,461 .26 GENERAL MOTORS CO Symbol GM Exchange NYSE EAI: $ 1,648 Curent yield. 3.55% Nov 18, 10 1373.003 36.416 50,000 00 33.820 46,434 86 -3,565.14 LT SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol 9.8 Exchange NYSE (Al: $181 Current yield 1.48% May 17, 11 37.000 81 270 3,007.00 108.390 4,010.43 1,003.43 LT Jun 21, 11 40.000 82 436 3,29745 108.390 4,335.60 1,038.15 LT Aug 2, 11 36.003 89 433 3,219 59 108.390 3932 04 682 45 LT Security total 113000 84284 9,524.04 12248 07 2.72403 TWITTER INC Symbol TWTR Exchange- NYSE Nov7, 13 2,000000 45 160 90,320 00 45.193 90380 00 60.00 ST Total $174,041.41 $180,968.71 $6,927.30 Total estimated annual income: 51.881 Account name: I GHIrLAINE MAX ELL Your Ignandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000/800-308-3140 Closed end funds & Exchange traded products Total rernvestel is the iota reinvested dvdends n does rot include any cash chiclends. It is not a to lot for the purposes of determining hold rg periods or cost basis. The shares you receive eah time you reinvest dudMds teCOrne a separate tax tot. Cost basis is the iota purchase cost of the security. inducing reinvested cludencis TM cost basis mar need to be &lustedfor return ot capita payments in order to determine the acausted cost basis to tac reboring purposes. feddn9 SPCR S&P 500 ETF TR Symbol: SPY Trade date: Jul 12, 13 (Al: $5,352 Curent yield: I 85% Purchase price' Watt, Average race of shares Del share fa) 1,495 000 Client investment 01 167.496 250.407 85 tintealeabl (ta)gam or loss is the cifference between the current value and tte cost bags aid would generate be your tea gain 1:410SS if ten sec tarty was sold on ths date. The unteabed (lax) gan or loss may need to be a:gusted lot retUln of wild paanems in order to dere rmine tyre realized Gain Or IMS br tars /nu is the current value minus the amount you invested It does nor induce Shares That are not rtere:tctlehir ntoopufey ni satement, includ ng shares lb% have teen realized as omen can or a loss it alto does not Include cash chedends that were not reinvested. Cost Pnrre per straw baSIS ($1 on IV al (g) Value on Unrealized Oar) irrestrnent tracing Jul 31 (S) gain or loss (5) return (5) Period 250,407 85 193.090 288,669 55 38,261.70 38261.70 LT 0070009005789488NP7000188665 03006 0714 030575004 Y123574550 OliglykyGm000111,8772 Of 100 CONFIDENTIAL EFTA 00132857 EFTA01274994 UBS Strategic Advisor sUBS July 2014 Your assets (continued) Fixed income Corporate bonds and notes Prices me COI. necl from Independent Quotation bureaus that use corrputelzed valuation formulas to calf Sate cuirent valups Actual market vats% may vary and thus wintflosses may not be &witty reflected. Cost basis has been Rusted for acc feted original issue dscount (OD). Cosibasis has been Hddng HSBC RN CORP NTS EVE RATE 02.900% MATURES 10115115 ACCRUED INTEREST 4853.89 CUSP 40429XYB6 Moody. Baal S&P. A EAI: 32,900 Current yield: 2.84% Oct 12, 10 100,000.000 100.000 100,000.00 102.180 102,180.00 2,180.00 LT GEM. ELEC CPTL CCRP AD) RATE MATURES 0911/16 CUSP 36962G2V5 Woody: Al 58P AA+ EAI: 4212 Current yield 0.4201, Dec 11, 09 50,000.000 90.789 45,394.501 99.969 49,984.50 4,590.00 LT BANK OF AMER INTERNOTES NTS B/E RATE 03.600% MATURES 1111916 ACCRUED INTEREST 41,140.00 CUSP 06050WDW2 Moody. Baal S&P. AEAI: 15,400 Current yield: 3.48% Nov01,10 150,000.000 100.0® 150,000.00 103.570 155,355.00 5,355.00 LT P MCRGAN CHASE & CO NTS EVE RATE 07.900% MATURES 0429'49 ACCRUED INTEREST 52,962.50 CUSP 46625HHA1 Moody- Bat S&P: BBB EAh $11,850 Current yield, 7.17% Dec 22, 09 150,000000 105.272 157,909.17 1 110.125 165,187.50 7.278.33 LT Total Total accrued interest: 54.956.39 Total estimated annual income: 520,362 $150,000.000 MS3,303.67 $472,707.00 $19,403.33 I nrkaies cost basis intonneion ofouced by you or another nod perty.1/65 FS has no verified INS information and dyes not 9afrantee its aCCufacy. Account name: GNI AINE MAXWEI Your N !modal Advisor. SCOTT STACK MAP/LYLE CAsfliEL 212-821-7W/800-308-3140 aincrnalally actusied for illITOWS1011 of bond peerrium using the constare yield method. If you have made a tan election to dectici the prerritan ancrlizatiOn On tartie debt securities. you ma/ request 1185 alust cost basis for the toad premium amortize/ay Trade Total lace value Purchase Actusted Price on Vat* on date a maturity (0 vice (S) cost basis (S) IS 31 (S) Jul 31 (5) Unrealized ilddng oan or loss ($) period SDNY GM 00022238 CriP70003005769489Nr70,3191166500005 0714 030575004 Y123574550010000 Pogo 73 of 100 CONFIDENTIAL EFTA_00132858 EFTA01274995 4tUBS UBS Strategic Advisor At& 2014 Account name: GHISLAINE MAXWELL Your A Bendel Advisor: SCOTT STACK MAJILYLE CASRIEL 212.821.70000800.306.3140 Your assets . Fixed income (continued) Municipal securities Prices are obtained from Independent quotation bureaus mat tee carputeized Mut('On formula to dscoum for seantles issued a a &count. When onglned cost basis Is dsprersed, anotwatIon ha been cdc wale current waves. ACtual market Sues may way and thus 931fisilosSes may not be Moistly done using the constant yield method °Premise amortization has been done using the straight HR reflected. Cal basis ha been autcmaticaty ac lusted for mandatory amortization of bondman-hen on method coupon taveverrpt munIcipd secuntles using the constant yield nvethodand for earned olconS Issue Hddng Trade dote Teal lace vat* a malletsft/ Purchase pnce0) ACIuSted cat baus Price on Jul 31(S) flaueon 1031(8 Unrealized gan or loss (1.) Hdcing period MICHIGAN MUN BD AUTH RV BEIN RATE 05.000% MATURES 1001/26 CALLABLE 1001/16 0 100.00 ACCRUED INTEREST $833.33 CUSP 59455TPC3 Moody: An 58A: AAA EAI: $2,500 Current yield: 4.58% Original cost basis. $55,424.00 Nov 22, II 50,000.000 105.004 52,502.34 109.155 54,577.50 2,075.16 LT BIRDVILLE TEX 61) 1.11-07 MD REF-01 PSA 8fEifIf RATE 05.000% MATURES 0211929 CALLABLE 02/1917 0 10800 ACCRUED INTEREST $2,305.56 CUSP 050874FV5 Moody: thaa S&P: AAA EAI: 4500 Current yield: 4.58% Original cost basis, $110,503.00 Nov 14, 11 100,000.000 105 269 105,26916 109.162 109,162 00 3,89224 LT MASSACHUSETTS ST H.TH & EOL FACS AU RV 8 WEIR, RATE 05.000% MATURES 07f 1932 CALLABLE OW 15/15 0 100.00 ACCRUED INTEREST 4111.11 CUSP 57586CFW0 Moody: An S&P: AAA EAI: 42,500 Current yield: 4.80% Original cost basis: 454040.00 Nov 22, 11 50.0G0 002 102 191 5189590 104.089 52,044 SO 948.60 LT Total Total accrued interest: $3.250.00 Total estimated annual income: $10,000 $200,000.000 $208,867.40 $215,784.00 $6,916.60 CNP70003005789490NP7000189665 00005 0714 030575001 YI 2.357445001LVOil&Gmettra574 of 100 CONFIDENTIAL EFTA_00132859 EFTA01274996 UBS Strategic Advisor rPlt LIB July 2014 Amount name: GHIStAINE MAXWELL Your Mnandd Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-7000/800-308-3140 Your assets Fixed income (continued) Preferred securities Trade Hdeltlg doe Number of Shard Purchase pace Per shoe (S) Con breas (S) Price per share on lul 31 (1) Value on Jul 31 (3) Unrealized gan or lod (3) Heading period 011GROUP CAPITAL XII FXDFLT TRUST PFD 7.875% DUE 1030/2040 Symbol. CPRN Dchangt NYSE EAI: $19,690 Current yield: 7.27% Oct 4, 10 10,000.000 26130 261300.00 27.090 270,90000 9,600.00 LT COUNTRYWIDE CAP V 7.000% DUE t B01136 CALLABLE Symbol: CFC. PRB Exchange• NYSE EAI: $7,350 Current yield: 6.89% Oct 26, 10 4,200.000 23.518 96,778.96 25.410 106,722 00 7,943.04 LT JPMORGAN CHASE CAP XXDC 6 700% DUE 04(02140 SymboL.IPM.PRC Exchange. NYSE EAI: $4,188 Current yield: 6.57% Mar 25, 10 2,500.000 25000 62,500.00 25.510 63,775.00 1,275.00 LT Total Total estimated annual income: 331,228 3422,578.96 $441,397.00 318.818.04 Commodities dosed end funds & Exchange traded products TOW reinvested is INC IOW CI s renvested dvdenos. It clots not include relycash dude rids. it is not elm lot for the purposes of deternimng hold ng periods or cost basis. The shares you receive each trre you raiment didenck become a separate tax tot. Cost 01054 is the total purchase con of the sKurity, Inducing remedied d %Mends The OW bit% may need to be eluded for return d capital payments in order to determine the &gusted cost tan fa to repaint) purpose. lacking SPCA GOLD TRUST Symbol: GU) Trade date: Sep II, 12 Purchase Pnolf Hurter Average race client of shares per share (s) inwstrnent 0) 190.000 168.060 31,931.40 Unreakzed did gain or loss is the dfletence between the current value and the cost basis aidwould generates be your unable geln or IOZ if the security was sold on Um date. The unreaked gad gen or loss may need to be rutted for return of capita papnents in order to determine the rated gain or Ices for tar Marring purposes. Investmem serum Is the current value minus the amount you Imested. It does not include shares that are not reflected on year statement, includng stuns that has bon realized as eilMr a gin or aloe It /ISO Oats not inducle cash derdends that were not *Invested. Cott Peke per Share bails (I) on rut 31 (3) value on unreeizedge4 inveStment HOldng Jul 31 (S) gain orlon (5) return (I) period 31,931.40 123.390 23,444.10 -8,487.30 -8,487.30 LT SDNY GM 00022240 CNP70003005769491 NP7000103665 00006 0714 030575004 Y123574550010000 Peg* 75 of 100 CONFIDENTIAL EFTA_00132860 EFTA01274997 iltUBS UBS Strategic Advisor July2014 Your assets (continued) Account name: GHISLAINE MAXWELL Other Closed end funds & Exchange traded products total reinvested n me total et a *masted d Wends II does nol include any cash dadends. rt is not alai lot for the purposes of determining hold ng periods or cost basis. The shares you retort each time you moves' dwdends become a separate Is Pt Cost basis is the tout purchase cost of the security. indudng ionseneddadends The cost basis may need to be actustedfOr return Cl capita pannents rn0nler 10 deterrent the einuStedCOSt DSOS 10f tas reposing purposes. Your lq nandal Advisor: SCOTT STACK MAJILYLE CASRIEL 212-821.700&800.308.3140 tencealoe0 nag gain or COSS 6 the *Defence between the (uuenl mine and t re cost basis did would cannery be you' untie gem or toss if the seaway was sdd co this date. The unreal-Ltdgag gam Oe may need to be ac)uited for return of opted payments in order to determine the rested gain of Ices for tax mooning purposes. Investment team is the current value minus the anounl you invested It does not include shares that are not reflected on your statement, inducing shares thS have been ferlIzed as either a gam or a loss. It also does not include cash dodends that were not reinvested. mddng Number or shares Purchase OW& nem?. price pet share (s) Client investment CO Cost basis (1) hnce per give on id 31 (Si Value on Jul 31 (3) Unrealized (tag gain Or loss (S) Investment return (3) Hording period ETF METAL SECURITIES LTD ETFS PHYSICAL GOLD Symbol. EFMSE Trade date: May 17, 11 152.000 147.139 22365.13 22.365 13 125.020 19,003.04 .3362 09 LT Trade date: Jun 7, 11 149.000 152.370 22,703.25 22,703.25 125.020 18,627.98 -4,075.27 LT 301.000 149.729 45,068.38 45,068 38 37,631.02 -7,437.36 -7,437.36 Your total assets value on P.1 31 es) Percentage ol your &cant Cost bass Esimated annual matte (3) Unfeigned pain of loss (I) Equities Common stock 180,968.71 174,041.41 t,88100 6,927.30 Closed end funds & Exchange traded products 288,669.55 250,407.85 5,35200 38,261.70 Total equities 469,638.26 28.14% 424,449.26 7,233.00 45,189.00 Fixed income Corporate bonds and notes 472,707.00 453303.67 20,362 00 19.403.33 Municipal securities 215,784.00 208,867.40 10,000.00 6,916.60 Preferred securities 441397.00 422,578 96 31,228.00 18,818.04 Total accrued interest 8,206.39 Total fixed income 1,138,094.39 68.20% 1,084,750.03 61,590.00 45,137.97 Commodities Closed end fu ads & Exchange traded products 23,444.10 1.40% 31.931.40 -8,48730 Other Closed end funds & Exchange traded product 37,631.02 2.26% 45,068.38 -7,43736 Total $1,668,807.77 100.00% $1,586,199.07 $68,823.00 $74,402.31 CHP7C009005789492NP70C0188665 00036 0714 030575004 Y123574550 OlaigyG pkgoglirs.96 of 100 CONFIDENTIAL EFTA_00132861 EFTA01274998 SUBS UBS Strategic Advisor JUly 2014 Account activity this month Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: SCOTT STACKMANSLYLE CASRIEL 212-821-70001800-308-3140 Date nanny Description tunount (I) Deposits and other fonds credited Jul Id Transfer FM VI 235750100 2,142.57 Total deposits end other funds credited 62,14237 Date Mlily Description Amoco (I) Dividend and interest income Taxable dividends Taxable interest Jul 11 Foreign SCHWMBERGER LTDNETHERLANDS ANTILLES PAID ON 113 45.20 Dividend Jul 30 Dividend SPDR 58P 500 ETF TR PAID ON 1495 1,400.35 Total taxable dividends 81,445.55 Jul 2 Interest JPMORGAN CHASE CAP >00X6.700% DUE 04102140 PAID ON 2500 1,046.88 CUSIP. 48125E207 Jul 30 Interest CMGROUPCAPITAL XIII FXDIFLTTRUST PFD 7.875% DUE 10/3012040PAID ON 10000 CUSP. 173080201 4,921.88 Total taxable interest $5,96836 Tax-exempt interest Jul 15 Interest MASSACHUSETTS ST HLTH S.EDL FACS AU RV 8 BIE IP/ 5 DUE 071532 DTD C60305CALLABLE PAID ON 50000 CUSIP: 57586CFWO 1,250.00 Total tmtexempt interest Total dividend and interest income 04. Acthity Description Jul 24 Fee Charged QUARTERLY FEE -2,142.57 Total professional management fees 42.142.57 41.250.00 68.65431 Arnowl (5) Pees Date .44thily Descaption Amot411(1) Other funds debited Jul 3 Transfer TO Y1 235750100 -1,046.88 Jul 25 Transfer TO YI 235750100 -19265.85 Jul 31 Transfer Total other funds debited -$26,634.96 TO VI 23575 0100 -6.322 23 SDNY GM 00022242 CNP70007005789493 NV70031%665 00036 0714 030575004 Y123574550010000 Page 77 of 100 CONFIDENTIAL EFTA_00132862 EFTA01274999 SUBS UBS Strategic Advisor July 2014 Account activity this month (contnued Investment transactions Account name: For more Information about the price/value shown for restrictedsecurities, see Important More about your statement at the enclof this downent Date Activity oescIpuon Jå18 Sold APACHE CORP Jul 18 Sold GERON CORP GH1SLAINE MAXWELL Quantity vdue Price (1) -95430 Your 15nancid Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.70039300-308a 140 ProceedS Iron Punch investment withdrawn Ic, Accrued transactions (I) inteSnitIS 000.100 interest (s) 98.126900 9,321.84 -3,000.000 2.883000 8,648.81 Total 317.970.65 Date ActnMy Description Artpant Money balance activities An 39 Solaria forward $944 Jul I Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0930114 -9.44 Jul 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.046.88 Jul 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07103114 -1.046.88 Jul 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 45.20 Jul 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 2.142.57 Jul 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1250.00 Jul 21 Deposit UM BANK USA DEPOSIT ACCOUNT 17,970.65 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07124114 -2,142.57 Jul 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 07/25114 -19265.85 Jul 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 6,322.23 MI 31 Closing MIS Bank USA Deposit Account 16,322.23 me URS Bant. USA DePO9t Account is your primary sweep Colon C hIP X009005789494 NP7000188665 COM 0714 03057M4 Y123574550 01 Sfflyfibt00011294378 of 100 CONFIDENTIAL EFEA_00132863 EFTA01275000 (SUBS UBS Strategic Advisor July 2014 Realized gains and losses The ester-sated reaped gains and 'Mei slower below are not (or tar. puip0Ses. PleaSe ogle that On or recognized on Ihe sae or redemption of cenan Structured Products, IkeContempt' Debt Securities, nay be aid naiy, and not capital, gain ot loss. Please check with you. UDC adveca To celesta, gem and losses, we liquidate the den's% secuelty lot first lho is known as the firsIir first out or F WO accounting met hod We use this method unless you specified whic h lac lot to <lose when yeu placedyour order. This it known as a ez bus purchases or YSP order. See important Ofortestion about your statement a the end of thisdocument lot more Long-term capital gains and losses deSalatiOn Method Quantity or Purchase tae vane dae Sae date Sae arnouill Cost 6854 (0 Wash sale cog basis allinimema) LOSS (V Gan (1) APACHE CORP FIFO 30000 May 17, Jul 15, 14 2,943.74 3,578.67 .634 93 FIFO 32.000 Jun 21, I I Jul 15, 14 3,139.99 3,767.63 -627 84 RFO 33.000 Aug 02, 11 Jul 15, 14 3238.11 4,056 FA -81869 &RON CORP RIO 1,000000 Nov 29, 10 Jul 15, 14 2,882.94 5,709.32 -2,826.38 RFO 2,000.003 Dec 06, 10 Jul 1 5, 14 5,765.87 12,420.00 -6,654.13 Total 617.970.65 629.532.62 411,561.97 Net long-term capital gains or losses 411,561.97 Net capital gains/losses: 411,561.97 Your elnand/4 Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 informanon may not act usl Bans and lases lee al CO' Changes. we aucrnaNaly Avst <05163.0$(0r laeciempt and AMT coupon municipal sec unties for esIlmaedanorizatton of bond pornLens aid Ica accietedOID for sec trifles issued at a daouril. N you teqoested t tot U85 aclusl cost baps for the bond premiumamortizationon 'made deb(secwities then cost bash reflect ed for these securities has been acfsuped etimates in the Unclassilm4 led ion can not be classified as short term 01 long term because information is misting or the product is one in which the gait moss catooncn is not provided SDNY GM 00022244 CHP7C007005789495 W7003186665 00036 0714 0305790CM Y12357455001 0000 Page 79 of 100 CONFIDENTIAL EFTA 00132864 EFTA01275001 *UBS Your notes ""7:,-,z7.7:=::::y7::';:r"--Y------' - CONFIDENTIAL EFTA_ I32865 EFTA01275002 Important information about your statement 1185 Fes/neinSeam Ins (ft Fim or UnFirwrocialSerices). is wombat al pietipal security. ccarnadity and mans eduomes UBSFiraca Maces and IJIK Bank UM ay tidied tubtal irin of UBS AG and /Nits of uBS Sisostiti LLC lheF en's intent newer< it tattle upon repair the km's exectinealleaSae at U3S Fowled Steen ft 1200 Haber Boulevard theeh)ek at N107086 'testament re:newts the only Octal ward of pee UPS Emma Wows wont Other tea& exam ofloal tac documents. co mating conlAtna data should not be toed open if you below that 6 an ace 0/16001. Memo raon n rivroplimay n ninon) theBrach Ma men of the oho sang your amount Althasgh al f9/91. teen at intended to be aCarate. gairtint (taa ttould rot be used for to puposes Pet sok* on ye d.end tar lane 0e. Fort 1099. SOB. 10125. or) when pepsin sour to "tom The ins is rotpted by Ian 10 repen tete CIS al taw) le dindends. repent!. non Wade dvands an waft merest earned on seruntes heUruur account rat proceeds on sae tranuctens, and cost barsoncotah cured Seamitiel Cammuniations with tho Firm • Plane reconfirm any oral 0:enrule.ater6 nwrwngt0 further pined your npts nettling yokeroles under the *wan Wear Protection Act SW) • dmenanca intention on the top We ol Ow Intl of the, laimmi is not len FiUngaik•WaS IBS instal Sesta caries $4/ accour as dear en tette by arragemeni nth the adicated mouton We named pew of the reunionist %hen you opened tit accuse in the Cate Sr had, and wok in re looted a 185 Want Saws aid not the map:ft bother. aid you met maw a report of arty tor or ameba to both in All amour suoprenes shall te detm.d combine rid Home d not Otte:red:0 n tarn wan 60 days • Please was custom' *implants of inures to the thin Clan Rafters Olfttrnat X201.352.1699 or lotto $00-354-9,03. 8 00 A e4 too CO Pad El Wiley %bap Mdse. a in raIng to UBSIlinsioal Serval. Inc. Cleat teWin,Dpattrent. PO Box 766 Unon City NI 07037 • ti case of wars a frotalOnS abtut al electronic toads tranft (7,1 bid pamat cells tut &Oh cad tramachome ca11800-762.1O00 or wet to LOSEn/weal Mapes Ism, IOCO narbor 801.6th I bat Weehmka. N) 67086. Ann INWBSA Sauce: Cat cc access soca aspd cart d ?atonic our stawnem or reCept 6 wOrg a if nu need mat tern slim Lout atranfer crt the tarot or react The Fon a Card Issue (aS sip lOble) must hear ran 50u rho Latte 014/11 60 On alter the far sent you the fist slatternon troth tie era or protean wan - Oda. sow nine ad atannt after rip - Describe Our MU a the ranter pu re treat *az nd€pin as dearly b you On why pti Were e h n error or why you need two Mom: an - Ortide the dollar moan of The seeded wee the Fern or Cad Mar al antigateratrOriptint aid WImod any era prottptly Plow make al decks psythe to the Anna to ?nail nutincei ndcaed art he front of this slasoment a afdt sal to regal axOult fees. axourn may be Mows to manmade lea any: Ice Ise payna for tante purchaw; anddomes for srpad anoints n cat =ants Account, ma ace tralsf erred 10 of nslCutons may be :sand to a tanner lee. UN Swoop Optim U85 offers °Mau for sweeping cath batrcei baftesto bat deposits al Meat USA and Ur AG Stanford tench (Bark Swot hogranst moneymarkt mitual hods Nome Fouls) and the haysettnal Depose Account (Cafor warmers with al remained Pesaro laftignnent Aware Iva* Iht Bat Sweep ae011atlf . <AA betimes are swept so LOS Bar USA up bar estabkhed Iron and then to ICS IC Steward Brandt a a May Ford Depots at MS Bat USA are FOC enured n accordwe with flja.: rules For net le conaion plane rut www Idir got Deposes at 185 AG hanfad Branch ad tams d PAM, Fit& ark m1 nsure3 by the FOC. Through thr On avalaft to cat annoys at shpt to deport xotmts a teS AG Tarn& Brr4r ale US$/4 Caplan Branh Thar *porn Zoe re< nwed by the MC Baltics heal a the U31•64 (amts Brad. ere taftwily eposed 10 The SOwatagn neat theCapri lifts and there it rip guinea other obis:WWI of LIBS AG to repay theDimes who n the un Cayman's Br ath's boas Deposes atURS Bat USA rd each UBS AG Branch aro we prizeoed by SIC Maw Fund shies at proceaed by WC See %IBS Final Seven AcCcunt Raeder' below tarn you rspaei. batftes n tie Bat Snap Programs or OA mac he villottara aid Owes Oa Morey Find maybe morlatt and die wafts returned to rut/yew Winton attain Furter ntermagn Lout rattle warp options. nd-Ong avert intact rats and bens, 6 mite* a www testnlsweepyiWs Iron your Curial theca a by caring 806762-1000 list Rilarecial Services atoms reunion The Fen is ameba of the Section Vence Proteaion Conoraucei (SK). With pro tars swanks wows of es mania up to 1500000 (nada; 1250.000 for darns for mall the WC tae ;mesa tenet aPP,Ilo all accounts thut pu hold ei a particular catiatr The Ferri togete moth onan If ate's. ha also pu Chased uppinnentai autecuon The rthanuin anount payable to all MOW arm colactanrunder this protedion 6 5505 minors as of Digattoff IO, 2013 Sikted toile poky arditioro and kintatoni cart at the Fein *funny' protected fa' up I° $I 9milkn n the aflegiate tor all err accents het! n a paha" capaity A fall may of thepoky ontedng 6 Naiad. upOn iNgaa the SIC protean and to suppknental praracn both do not iSelY to • C two train taws controlled tot(an.S heisted n pat account value) but held awayfroml5SFinndal Service, tag man fecal, alLIBS Bark (Jca;h MU% AG Stamford branch. (d) mutate macs nclaing variable whales. ad 04 Owes of mutual knot acre rah shaves ere mattered *welly es re nant 01the anal hone on Theban aid records of the nice* Garr or tractile agar). • (erten rontarreni minas or norm% rteceits (t9. lamed parowshqs and prvaeplawents) that are no registered under the kg/US Au of 1933. and • Como:dines antral Co 9 . foram uthany* and pre:kWmetal (Windt mixing toms commas and comment WW1 contacts The SCC paecticn ad tar tapplerrantai protacton do not ma to these assetsPendent Watt* artier Carr% stalenenn The SIX protecua aid the Appaat proteden do net protect aganst donor, n the mane vat* ol rho aestnints (Weft' as annuls Of (natal inonnwt. chair banatO of onlank) More i*tmaons rabble Lew request You may ohUn rue Snowmen about SK, adudrici the SK Brochure by conixing SeC at 202.37143300a by vortng the Sr( 'Abate 3rwsww SPeort? Divideni It Meanie Program OW) the onion abeCed is as dredge pre you may °bean the &tailpre tan sour Fiturecal Ade oor Only whole shies re porn zed wdact P. partial ties al be soli acme cash sal be deposad in put amour* lit dirtend reinorstret prize tippled by the issuer may deer trot the nixie az a Mid. the patio. Marrs are sold tastrioliou Only whole unit cry be had in your axota I pu are entail to 'patinae as a mail! oleo/and maw or othenvise. the Firm wit ether of partial:Rs a make price or accept an arrow datmorkid by a negiSteed thing army. ants cede your account laywoman obloalvin The nwitnient obraves and at prof it are ipecac to errs warn nd nay vary Wawa flea aloe 0.* I run pommy n wring of any ectant dvnpe I your fnanoa Ovation or Westin:a Madan For eado accord held. )Cu choose one of comb loving westward naives • Pecvluce Cuero,: :Nome Imoltnients Atkin.; the grpabn of erome only • Ache* Qpicarlpproton tweltnentudiino gromh of ameba' rah. than:re grelaten of name • ArcaceCorniamon of /mom ar/Chttakfarcolon natant teeing both Ow generate' of none aid wth d prnaPal Overall risk prelim • Contrast Seeks to tannin heiarprieZpal wth low risk and vitality to the =ova emit eon d ma means the acant does not generneSipdant (Kota Or routs awl tar nee keep pace wet ili.010 • Aiinften I.Marg to accept somervJ. tO PreldPill ad tolerate arracia nun Net higher thrill • Antrala.e wring to wept hgh ask at Vowel ad hgh neatly lo seethe"' relents crne lase StatornontMousthoklirm" we may consoldate at rented aCcOvit StatifilitS with the vent arakess in the same envelope ACoatets may Do related Ice th* snow beam. they hat owners oho ft riverain pnt mount rilasomhps rah oft* dents at the San* address the pradee 6 known as 'hot:teenier, • I you "Cr to take indent...4 asterrentsmakd in imam* CONFIDENTIAL ervelopes —you may *eine tzusehollen by ding your Enamel Minor Frioala KOWA nano Te*Frientic warn none ref leas Morena that pu weal as the Fent oft States tabs!. It 6 a customizable *notate chosen by you to art sou moth your reordrtaing It Kb no beta effect on pour arum Yea on dirge vas Freest,/ a:Cerstt narves. hough Mae Sanas a ticantacum pas &tarot Atria. Moimineveviow • nue of mar atcountepwircoa I'M of assess 201 Phase • A2,08 InCtudes asaltte cad, Maces vats la m resented rotate (ol h and Gkbar nine Deports unrealized ass to market aril caw assetsnot held byte Fern Does not nchdeunpnced watelassets a the en1 of the ow and meat stamen, geode a Parte hwennoals unrested nod colt% altleoeCilab le shod options • Oaken atone aft eastridnitmagn loan. coat 'nosh:41 accoum baftes • CasNenomy blincei Toes of wirresiod taste cat baton. U3S Bat USA Opan barcr. 1.85 aG Starfod Branch depose balances and money man mutual fund sweep hearts. a the dose of the gatenVnt mead Nm amiolty ear own bat ten am Gana segregaed from ethic baaces ft tee Fierimay use any Or these fuels co art ordivy course of as bolas, These funds ▪ payatae Won su demand aura tolal 6 Incheled in re anew peed dosi-g value Lending information fa Mood Menne:on on the revs Man p • aclos and clidocuret Mato purClem R44.31beitp Agreffnini or Accorrt adwateml a-61 the General haws ad Conditions UB5 Stamen of Cunt axles ft eabve n agreetaa and Decbsuf es at ydedshiraggaegagias= Yew awls Yoir statailini times tones and other ands held n the .KCOtet a the end of tie stamen pat You mac Mt for &any of July pad aunty's z ay aft You may rectie tacit; used a loan collaeri ate Paa9.alinr balance cue on them Any ,cities trantlened to the Bang the suarnen penal an lined a nursed when ol the eat of the stamen pried • Con basic ai detemhng the cog basally swifts indided n this statement Ste named web be number ' UBS Firunair Servernhas meted on inhanation °Maned from moron other tha Ula F Mama Sauces. nearing nloanaion Iran artalke. IT or tat you may An pruned to rut Finanse Advecr TheFinn dots not natrandenity way Or guaranty ft way a vaidey of ay Wawa provided by seams Murtha USSF racial Santa it addrion aThough OBS Feundal Wino: gamily updates ens dormata as t 6 retuned the Fen does roc track any aukanars that the nf imam under Cost blear and 'Unrealized Orton is a:actual the deo of Sr. 92401011 As suet, please do not rayon this ird con* im to rake curthase a tae deituces. la tat purposes a oltereire Acastnb Vinland to the fern mayreflect gabs, nformaion orlykr the period of tint they when a the Firm Morehinonol Hatter , Cal be added by you Finailaa Ade& • Unnarceelgainsibses Vitae data is scalable OVMated nasal tad laera 'NS'S 3,2 fact:ale; ?C. SDNY GM 00022246 EFTA_00 I 32866 EFTA01275003 Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera Ø maya may not elk« comotans disges ace seamy reorsaindatim emu Delbil and ode« renwomem lots and »Moak.* pfd ae lots are eat Otanbned to Taiddy one autra;od b1 lhe • Wade doe' murm pesents the copnal train« asn baladate • CANN warltiat Bonds and pWritied SiOdi that the Maw calt to easy weapon nil besolaced rota-Oath by lot tom among al seaman of that 6% hod n out name a n Newts n re ler our dents ( al loan *Soma«, is °tsarinafrom Mad panes and as xora-f rs no, gstaaweed OT« call I eattres may eta whet coed ilep mkt ~eta 'Norma ken Yid te provided uiwn rowel • Cortireataa °fagot -MD.) CDs are PK routed ups, $293.090 in pampa aid sated nttrest pre dspasttor and per dot:outcry mindien. n =Wawa with SDK niles • ~Nakao Mots &placed fa wefts ant otte produces may be a brie thai the prise mal you MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te rabble, but we do not gumbo ecrfr aaasacy - We "way coo ten doingprise who's arabbk• sr ow mean or me b4 aid ask paces fa laced ledmel nd *porn or on k tad peesfor OTC satsten - Let «enwatt traded Øfles maybe gad tung «barn moo« a tht nno Mani Ma we °Waned a-4~r« :elect an adore males PM°. Or Wax - (enanposlions may appea min« a pet and tall show z 'price was not wilable if we wistful° to Obtin a orde for a scurry - Deposal a Wailes denarinatd n ~des Other inn U 5 dollars se refacts a the eel h Ewa., 'Se ds of the Paw-Font datt - For cenan senates nag n non-conforming deromnatans.«ce aid quality dace «abe) may hat bean «speedm loole.ale oropetvåbzon To obtain one: caritz•ms wren tailanle maw yoso Frnancial Ada« • Peen Inenesmima and seruauriad products. Wale -winners:aunt Crtchdrig diral prISUpaion pagan aid feat~ rwament UUSI SenanneS) and Structured peeidaas straw., hghiy 414u d Certain touched prochas hat nos born regnoted woh ~ cots and Etill~ Common:a a underand state SeeurtteS lad We vow» estmatd takes for «inte nwomere wanes are stmneett paten eor Marina cnalpuwoan only Acwacyn rot duzawd - T iseviues maydifter seminally from picas a air a etch acetate rewistmere warty« structured photta mathe Lair a sold aid do not newsiaily regnml the sal. you may rtanto upon Planslantn - shed pray esimaes of vane are as of a ran dae aid are stsplud lo l65 Masai knouts on a regib box by an Winn:Sent saltation Urn Isuer, 90no4P~Oo‘reASOrSowed yahn if am. are stcpted to te Fm by the °Stier, general partner ia *war and may be °Waled Axed en diefaet ntomation from that uxd by thtd paths to do/WeTor estinawd yam - You can obtain addnena eternal«, raga-ding the ~logy used to determine the emote of vale and de dace of the Moirnaton thy is the base foe ea tine by antadiig your Pnaidal Adrisor - and parryestimated vales may be reflected as 'Not pincer n metalstoats ten an 'axlepantni valuation lam Anoint Applied a d matte to assign a salt» when no beam wa» thai arnworol tort ha *coned tha may ell a pownosly tenoned iota if° CaleSIOn. a when a sal» raitAd be highly ipeehlatare duo to the rut" of the sway - Then nitther an Clues rent parte« a parnor named «knot atudpalyesl Maud volut is prow led. the taut of to warty war beddleent tom Ps pitchout pia - 'DiSibutiows to dae' may inch* rgivn of cal. mane a both - • Cwria uld sue' rgresmathe nealonnrg pace perm a-.5 may not reflod yaw cos bark • hedand maid« Reenaed 'aromas ;manly in not armor engine for patio sale URS inane« *was ow' the mark« precool to esintoktod s1Ø of the 'ant tuna reputed Yak* tor the rearMed suka Bor purpose of toszNexemona To the omen Ma eta teed wanes are «gbh lot sale. teeter resieued may be wtnuntiay less Than the impaled yaw shown • In. Nairwatad) exam arNotyitalds and ratg. An natas of annual name is based oft anent derstend and Mete raw awning de 'acuities will be hit for one year from siaternont date a and mammy This alienate is oq a gudene. accuracy and Otntnued Name se not giuraweed - Est:rated arnual mane and writ Weed for Wan tpesol securints muld ticket action of «beta or gave gam n taut Cate the ant tame LTCawns mkt) would be °wetted - footnoted arnual immix nd euteni yield aid the actua edoire ale yield night be loweror hgher tha the teemed amain' - An ntrute of ~Iced name (dieted seder «eat) titled byt eoat« malt« vat/Pan> balaxe a ured en the la2 draSand or curet parent made by the nuar and avant tit wart indonoses ell be hild'« one woe Wan the staterent dae or woe mxurty Acarathand connoted wed ae nO1 guaanteld • Aetna held lay UBS Pinandal Swaim Conan Met at int MU bytefim ad notated-en the fits Canso's«, or ant« Theo assets re 46plawd en yam stammen for inlonnahanal ~sonar Potion and «tes presented ae provned byte tong fen UBS ~fig SWIMS ° nol rwponsblei for this atonal» and does net gantlet es deacxy these assets tenet ;Wetted by SVC or end Fame supplemmul SP( average • Ilannua dating and addkbnalcampeasatiow - ti «Whet to aminissom en saes and 12t1 fen noted en onneace with the datraulon of meta finds toots deeds we aura ow allae redeye renote ~in; aapenu from asubutors and« maison of the mete lath fiat we soh two amounts are bawd on two different andeorents fJ Ilk maul, ol savby ken ot a partCuW nual had lanai to ow' dierns. and Id the aiset Yam of a pattailr (rum' fund lanais ShirOt Nil X II. I Ito - We and ar *Are and recehe retteeng aid ormthsprocesseng lets n consideration for tune« agent sakes mat we proud. to asen rual funds These lets genitiaN at pad lam imitator mots is the etbal hand ad ae a tied done-nu« bawl on the ~be of nou,ls at tee ironer-dear holding inutoa lads of to Arid lane - m skit ion tomminens etcehed m arntaion wen the sat or «debate:en of aviary coreaco ad wit Itnni units toal dieml. wit and co our at races* ream* tang thatitenaten Iron Taira( The manna, °Town Ind/wrung to a-ruity =awls addax oil The hatanorcewres «sponsors a taunt envesment trUSIS we *White - Ott allilyeS also receMe Waling commbwisaMomet rp.nsaon from annual ilids nd *minx, 0:0"“ 1in wØ procixts we di,. huh? - We renewal anus tee from LBSBalle USA are WS AG Stanford Brude of up to RS pet axount we to to hanks wale the tangs* Sweep Pageant ASA, mannaen rowning corn-veer., aid otheo Marto mound annechon with the ertention ol wades nobadrad option transactons has been maeled on the w:tons prevourar Inasiat no you. aid ail he wodokel to you womanly on Nan« Short stilling n you ae engaged en tort sehgaaearity you may nos a tag.** to caftan New" costs ken« pandela 'snony Open «den Regaling OPOo « '9000.tilarK001• OrderS Thai wore not ecauted by the stamen, dae. open boy ad sell Sap «des re waxed by me amain of dui...lendscrept, on an eededindsor tomes dale unless enticed theeis by you You ae rented* 1 or orders that are restated due to put lease to carol «tog open «den Tax witherlditg en ~ant fawn WS financial Static« IRAs ~al Lac WI reqUte51.85 into« Servias to watleold income tar from yeas tattle as&Mint raw tut you my doe oat lo haw ~ix rolltet01 or. instead. you nay Nets ZO haw la ~Mc a arne a ct a lied anoint as you TOOSe Yei elocon yea amain n effect until emoted by you You mayCwt. par oloction a ay Ono by ~au ants oilcan If you do What. (mop name tar matted Ban 'Our dartuliOrif. youmaybe retsina,* to the paranoia of ettanaed tax you may nøs pent« d the reams wane« and your estimated to parrnems at not Moe CO you. lacobliyation Privacy To Øen a copy of ono «awn Otero Proxy Nei« pax* contact me FnatelAdonor amino« manna at yen«ullx<cmen,aneotry WSfinancial Sevens snot a bark The RIVA. Business Silede Accost BSA and ANA it bect «age accounts tiodi made access to bat no sehces and produas drough annoys/welts with affeueed bats aid other Tad patty basks and provides awls to Men aid «ruly prooknts isked by wolf elated thrd {arty even, ConWnef tirOug1 rivande Nancy sonata es of utS Marla Smears tic teegnen. nstaraniw. and annuity produce Hot MC haired • No bat* 9.,3f301~ May Bos vale FOAA RSOLICeMx,agoreni now" Business Wine 4:coant BSA. iffna and ntemaienal Redoes« ~geared CONFIDENTIAL Account ate matted teav mats ot 1165 Madal Services VG S•watuiv is a regiehrod smite mark of visa mornat inal 1.85 W a Stgnabare OW Cards did UEd Vdd detail cat ae owed by UPS Bare USA yeah whiten from YeaUSA haarparatal UltS Financial SernOes Inc boy 201407 SDNY_GM_00022247 EFTA (()132867 EFTA01275004 *UBS UBS FMaxial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP700578300t 0614 Xl Yl 0 Account name: GHISLANE MAXWELL UBS Strategic Advisor August 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your Financial Advisor: SCOTT STACK MANILYLE CASI0EL Plow 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeli ne at 800-RMA- WOO, account 029323574 On July 31 (3) on August 29 (S) Your assets 1,668,807 77 I ,697,705. 70 Mat our website: vwvw.ubstomtlinancialservices Your liabilities 0.00 0.00 Value of your account 51,6613.807.77 51,697,705.70 Accrued interest in value above 38206.39 38,064 29 Items for your attention • Certain mutual fund shares held in PACE Multi Strategic Advisor and Strategic Wealth Portfolio were converted in July and August. See your statement activity for details Tracking the value of your account 1 Thousands As a service toyou, your portfotovalue of S11:97,70570 includes accrued interest sources of your account growth during 2014 Value of your account at year end 2013 9300 1.66e .8 1497.7 Net deposits and withdrawals 51,634213.48 • • Your iwestment retunt Dividend and interest income 130.535.58 Chace in value of accrued interest $8,084.29 Change in market value 524,872.35 P412014 Aug 204 Value of your account on Aug 29, 2014 51497.705.70 SDNY GM 00022248 Member SIPC CNP70003005783001 W003198156 C0006 0314 030575004 VI 23574550 1003C0 Page 59 of 90 CONFIDENTIAL EFI'A_OOI 32868 EFTA01275005 SUBS UBS Strategic Advisor August 2014 Your account balance sheet Account on: GHISLAINE MAXWELL The value of your account Inducts assets held a 0035 and cenan asses held array from USS, See page I for more Idonation. Summary of your assets Value on August 29 ft) A Cash and money balances 0.00 B Cash alternatives 0.00 C Egudies 493,410.83 D Fixed income 1,143,082.29 E Non-traditional 0.00 F Commodit ies 23,533.40 G Other 37,679.18 Total assets Value of your account 91,697,705.70 $1,697,705.70 Percentage of your account 000% 000% 2906% 67 33% 0.00% 1 39% 2.22% 100.00% Your current asset allocation Eye on the markets Your Noonoisl AdvisorSCOTT STACK MANLYLE CASRIEL 212-821.7O3O800-308-3140 Index Percentage change August 2014 Year to date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -G 15% 2.93% Barclays Capital U.S. Aggregate Bond Index Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% 1.10% 4.81% CNP70009005783002 NP7000t98t 5600006 0lEll 403057'9004 Y123574550 tompitGitocoSsig 60 of 90 CONFIDENTIAL EFTA_00132869 EFTA01275006 SUBS UBS Strategic Advisor August 2014 Change in the value of your account August 2014 (3) Year to date (E) Opening account value $1,668,807.77 $0.00 Deposits, including investments transferred in 0.00 4,804,336.91 Withcfrawals and fees, including investments transferred cut -4,394.71 -3,170,123.43 Dividend and interest income 4,394.71 30,535.58 Change in value of accrued interest -122.10 8,084.29 Change in market value 29,020.03 24,872.35 Closing account value $1,697,705.70 $1,697,705.70 Amount name: GHISLAINE MAXWELL Dividend and interest income earned For purposes of aft statement testily of interest and dnidend income has been determined (rem a US tar reporting SersPediee. Baled upon the residence of the account holder. account type. or product type, some Interest and°, (Mcleod payments may not be suoien tO United SISK (US) linior Puerto RICO (FR) Income tarts. The (tent monthly statement is not intenned10 be used and cannot be need upon for tar purposes. Clients should refer to the applicaie tar reporting foam they teethe from UBS annualy, such as the forms 1099 and the Fenn 4130. for lac reporting information. It is the prance of Lies to file the ti:Olicatle tar reporting forms »Rh the US int«nd Revenue Service and PR Treasury Department. and in six h forms accurately Ossify decent% sad rat interest atter eierrpt or tar* income. Please consult your inclvdual tar [genera. August 20I 4 (j) Year to date IS) Taxable dividends 3.58 2,036.07 Taxable interest 1,891.13 24,749.51 Tax-exempt interest 2,50200 3,750.00 Total current year $4,394.71 $30,535.58 Total dividend & interest $4,394.71 $30,535.58 Summary of gains and losses values reported below exclude products for which gam and losses ate not classified. Realized gains and losses unrealized August 2014 ($) Year to date ($) gains and losses (S) Short term 0.00 0.00 9,180 03 Long term 0.00 -11,561.97 94,585 89 Total $0.00 -$11,561.97 $103,765.89 Your Financial Advisor: SCOTT STACKMANLYLE CASRiEL 212-821-7000/800-3C6-3140 Cash activity summary See Account activity the month for dela Is Balances in your Sweep Options are Ind uded n the opening and dosing balances edit. MC Insurance sheen only to deposits at UBS Bank USA, rot to deposits at UBS AG, Slarriord Branch or bank deposits placed through the UBS International Depose ACO:Onl program SIPC protection applies to money market sweep fund Adding; but rot bare deposits. SeeImportant inaertnaebn abOtit your statement on the last two pages cf this document for Cents. August 20t4 (5) year to date (5) Opening balances $0.00 $0.00 Addkions Deposits and other funds credited 0.00 3,121,616.20 Dividend and interest income 4,394.71 30,535.58 Proceeds from investment transactions 0.00 3,154,488.19 Total additions $4,394.71 $6,306,639.97 Subtractions Professional management fees and related services 0.00 -2,442.43 Other funds debited -4,394.71 -3,167,681.00 Funds withdrawn for investments bought 0.00 -3,136,516.54 Total wbtractions -$4,394.71 -$6,306,639.97 Closing balances $0.00 $0.00 SDNY GM 00022250 c eie7c0Ogoos7mo03nr7ocolsei 56 00036 Cella 030579004 Y123574S50 100000 Page 61 of SO CONFIDENTIAL EFTA_00 32870 EFTA01275007 *UBS UBS Strategic Advisor August 2014 UBS Bank USA Deposit Account APY Interest Period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $0 .00 Closing UBS Bank USA Deposit balance Aug 6 $0.00 Number of days in interest period 30 Average daily balance $3,430.43 Interest earned $0 .12 Annual percentage yield earned 0.04% Account name: GHISLAINE MAXWELL Your financial Advisor. SCOTT STACKMAI/LYLE CASRIEL 212-82 li7000/800-308.3140 Your investment objectives: You have identified the following investment objectives for this account If you have questions about thee objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in imponent infomation about your srarement a t the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary • moderate investment eligibility censiderabon None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out CrIP7C009005783C04 Nrr0C0I98I 56 00006 CBI 4 030575004 Y123514S50 l0iaiw_Gm_0002teggri 62 of 90 CONFIDENTIAL EFTA_00132871 EFTA01275008 UBS Strategic Advisor sUBS August 2014 Your assets Amount name: GNISLAINE MAXWELL Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000800-308-3140 Some once, income and current values shorrn may be appro4rnale. M a result guns and losses may not team:lately reflected. See ',vortex inkisateloOn Masi your starer/rem a the end of tNs ctoarent lot more Infommion. Cash Cash and money balances Goering belmce Closing blame Me per share Average Hddnq on Aug 1 ($) on Aug 29 (I) on Aug 29 (1) rate Cash -6,322.23 0.00 UBS BANK USA CEP ACCT 6,322.23 0.00 253,00000 Total Dui:lendmerest wed DarS in period Cep anoint (S) Equities Common stock Purchase pricer Trade Water Average price Pike per Store Value on unreinzed Holcing Hddng date of shares per share (S) Cost basis ($) al Aug 19 (S) Aug 29( S) gain or loss (1) period PAW OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 4189 Current yield 1.24% May 17, 11 303.000 11.860 3,593.84 16.090 4,87527 1,281.43 LT lun21,11 313.000 10.670 3,339.86 16.090 5,036.17 1,696.31 LT Aug 2,11 328.003 9.802 3,215.15 16.090 5,277.52 2,062.37 LT Security total 944.000 10.751 10,148 85 15,188.96 5,040.11 OTIGROUP INC Symbol: C Exchange NYSE EAI: 414 Current yield: 0.08% May 17, 11 115.000 41/49 4,743.71 51.650 5,939.75 1,196.04 LT Jim 21, 11 121.000 38185 4,632.57 51.650 6,249.65 1,617.08 LT Aug 2,11 122.000 38-297 4,67124 51.650 6301.30 1,629.06 LT Security total 358.003 39 242 14,04852 18,490 70 4,442.18 GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAI: 41,648 Current yield: 3.45% Nov18, 10 1373.000 36.416 50,000.00 34.800 47,780.40 -2,21960 LT continued next page SDNY GM 00022252 CNPT0o03005763005NP100019/3156 03006 0814 030575004 Y123574$501003C0 Pogo 63 of 90 30.00 $0.00 CONFIDENTIAL EFTA_00132872 EFTA01275009 *UBS UBS Strategic Advisor August 2014 Account name: GHISLAINE MAXWELL Your 15 nodal Advisor: SCOTT STACK MANLYLE CASR1EL 212.821.7000/800.308.3140 Your assets Equities Common stock (continued) Trade HcIdng date Number of shares Purchase coon Average price per share (I) Cost baus (5) Pace PH Ohre on Aug 29 (11 Value on Aug 29(S) Unrealized gain or loss (1) Hddng POW SCHLUMBERGER LTD NETHERLANDS ANnuis Symbol. 9.13 Exchange NYSE EAI: 4181 Current yield 1 46% May 17, 11 37.000 81 270 3,007 00 109.640 4,0% 68 1,049.68 LT tun 21,11 40.000 82 436 3,297 45 109.640 4,385 60 1,088.15 LT Aug 2,11 36.000 89 433 3,219 59 109.640 3,947 04 727.45 LT Security total 113.000 84 284 9,524 04 12,389 32 2,865.28 TWITTER INC Symbol: TWIR Exchange. NYSE Nov7, 13 2.000 000 .15 160 90320 00 49.750 99,500 00 9,180.00 ST Total 4174,041.41 $193,349.38 419.307.97 Total estimated annual income: 52.032 Closed end funds & Exchange traded products total renwest(l is be total of at reinvested dvdends II does not include any cash dutends. 4 is not alas lot for the putposes of deleimlning oolong periods oi cost Oasts. The shares you ieueve each Inv you reinvest d %Wends beccene a separate tax bt. Cost ham is the Iota purchase cost of the security. Ind vd ng *needed d udends The COSI basis may need to be ad usted for return of capita payments in order /3oeterrnne the adusted cost bras for 'a< remand purposes. Unreaked (tar) gam or loss is the dfference between the current value and the cost bass and would ceneraty be your facade gain a loss lithe sectesty was sold on this date. The unredHed gad dance loss may need to be 6$usted lot return of capita papems in ode, to deteffillOt the realized gain 01 toss log tax reporting purposes. Investment return is the current value al nuS the amount youImoo* It does not induct snares tnat are not (elected on ycul statement, includng shares that have teen realized as either a gas or a loss. It also does not "'du& cash dadends that were not reinvested Purchase pnce/ 1...Veber Average price Client Cost Price per share Value on Unrealized dad hlvaStriNtolt Hound Hcldng of shares pet share CS) investment CS) basis (5) on Aug 29(1) Aug 29 (S) gain or loss (S) return (S) period SPQR S&P 5COETF TR Symbol. SPY Trade date: Jul 12, 13 1,495.000 167.496 250,407.85 250,407 85 200.710 300,06 1.15 49.653.60 49,653.60 LT EAI: $5,352 Current yield 1.78% CNP7C009005793C06NP706019815600036 C6I4 030575004 Y1235745501049AW_Gm_ooparsg 64 of 90 CONFIDENTIAL EFTA_00132873 EFTA01275010 UBS Strategic Advisor *UBS August 2014 Your assets (continued) Feted income Corporate bonds and notes Prices se cbta nee from Independent quotation bureaus that sae corroder/zed valuation formula to cak Watt current valuos actual moire? vats% may vary and thus gonsilosses may not be arcs/try reflected. Cost basis has been actusted for arc reted origin& Issue dscount (OD). Cost basis has been Hddng Trade dote Taal lace Sue a ma my (e) PuKhae Cate 01 Adusted cat bald 0) Price on Aug 29(S) value on Aug 29(11 Unrealized gan or loss (S) Hddng period HSBC RN CORP NTS EVE RATE 02.900% MATURES 1C115/ I S ACCRUED INTEREST $1,079.44 CUSIP 40429XYB6 Moody. Baal S&P. A EAI: 52,900 Current yield: 2.85% Oct 12, 10 100,000.000 100.000 100,00900 101.873 101,873.00 1,873.00 LT GEM ElEC CPTL CORP AD) RATE MATURES 09 I 1/16 CUSIP 36962G2 V5 Moody Al S8P AA+ EAI: 4217 Current yield 0.43% Dec 11, 09 50,000.000 90.789 45,394.501 100.019 50,009.50 4,615.00 LT BANK OF AMER INTERNOTES NTS PIE RATE 03.600% MATURES 11/1916 ACCRUED INTEREST 41,560.03 CUSIP 060SOWDW2 Moody. Bast SW AEAL 15,400 Current yield: 3.46% Nov01, 10 150,000.000 100.000 150,000.00 104.165 156,247.50 6,247.50 LT P MORGAN CHASE & CO NTS EVE RATE 07.900% MATURES ON 29I 49 ACCRUED INTEREST 13,917.08 CUSIP 46625HHA1 Moody Bat S&P: BBB EAI: 111,850 Current yield: 7.14% Dec 22, 09 150,000000 105 272 157,909.17' 110.625 165,937 50 8,02833 LT Total Total accrued interest: $6.556.52 Total estimated annual income: $20,367 1450,000.000 1453,303.61 647406750 $20,763A3 Account name: GHISLAINE MAXWELL Your II:sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7C00/800-308-3140 automatically adusted for amortization of bond premium using the consist yield mailed If you have made a tax section to declud the caesium anctlization on tattle debt securities, you !nay request UBS alust cost basis for the tend prerrium amortization. incianes cost basis inlormaaai provided by you or another third May. UBS FS has not **fled ttit information and dies not guarantee KS aCturay. SONY GM 00022254 CNP7000300S7B3007 NP7000198156 COOS OBI al 030575004 Y123574550100000 Page 65 c' cO CONFIDENTIAL EFTA_00132874 EFTA01275011 *UBS UBS Strategic Advisor August 2014 Account name: NINE MAXWELL Your Financial Advisor SCOTT STAG.' ,' 'KYLE CASRIEL 212-821-7 X<V8,00-308-3140 Your assets r fixed income (continued) Municipal securities NKr; toe chicaned from Itxlereixlen1 quotation bureaus that use carpotenzed valuation formulas to dscount for sect:nits issued a a65count. when orIgne cost haus rs displayed, amortization has been calculate current %Sues. Actual rneeket values may vary trod thus gal furless., may not be accuraely done using the conned yeld methcct otherniu zrnonization has been done using the shell line reflected Cat bais hat been autcenotealy aclusled for mandatory amodization of lord premium on rrethol coupon taa.oerrot municos securnies using the constant veld methodand/or acc reted oigne issue Hddng Trade dee Total fat vane a meiicily (1) Purchase priced/ Aclusted cat bass (S) Pnce on Aug 2941 Value on Aug 29 (S) Unrealized gan or loss (3) Hddng Period MICHIGAN MUN 80 AUTH RV BE/PI RATE 05.000% MATURES 10101126 CALLABLE 10/01/16 0 11:0.00 ACCRUED INTEREST 11,027.78 NSW 59455TPC3 Afbody An S&P: AAA EAI: 12,500 Current yield. 4.59% Original cost basis. 155,424.80 Nov 22, 11 50.000.000 104.824 52,412.06 108.819 54,409 50 1,997 44 LT 8IRDVIUS TEX ISD IJT•07 BLD REF-07 PSA PIE/P1 RATE 05.000% MATURES 0211929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 4194.44 NAP 090874FV5 Moody Aaa S&P: AAA (Al: 15,000 Current yield: 4.58% Original cost basis 1110,503.00 Nov 14, 11 100000.000 105.107 105,107.64 109.159 109,159.00 4.051 36 LT MASSACHUSETTS ST FILTH & EDL FACS AU RV B BE /RI RATE 05.000% MATURES 07(1932 CALLABLE 07/1915 0 100.80 ACCRUED INTEREST 4305.55 CUSP 57586CFWO Moody: Aura SW: AAA EAI: 12,500 Current yield' 4.82% Original cost basis 154,040.00 Nov 22, 11 50,000 000 102 008 51,004.15 103.840 51,920 00 915.85 LT Total Total accrued interest $1,527.77 Total estimated annual income: $10,000 $200,000.000 $208,523.85 $215,488.50 $6,964.65 CNP7C009005783C08NP7000i98i 56 00006 CBI 4030575004 ri23574sSO lOgigikne_Gm_00021113S 66 of 90 CONFIDENTIAL EFTA_00 I 32875 EFTA01275012 UBS Strategic Advisor SUBS August 2014 Your assets a Fixed income (continued) Preferred securities Trade Hddng dae OTIGROUP CAPITAL Mil 1)(0:ELT TRUST RED 7.875% WE 1030/2040 Symbol.C PRN Erthange WSE Era $19,690 Current yield 7 23% Oct 4, 10 10,000 COO 26 130 261,30000 27.240 272,40000 1 1,10000 LT COUNTRYWIDE CAP V 7.000% WE I1/01/36CAUABLE Symbol CFC PRB Exchange NYSE EAC 17.350 Current yield 6.79% Oct 26, 10 4200 000 23 518 9%778.96 25.760 108,192.00 9,413.04 LT IPMORGAN CHASE CAP XXV 6 700% WE 04(02/40 Symbol. .1PM PRC Exchange NYSE EAL 34,188 Curent yield: 6.46% Mar 25, 10 2.500.000 25000 62,50000 25.940 64,850.00 2,350.00 LT Total Total estimated annual income: 131,221 1422571.96 5445442.00 132463.04 Account name: GHISLAINE MAXWELL taimber purchase sake of shares per shale (1) Price per share Cott Pima (S) 041 Aug 29(S) Value on Aug 29(S) Your Plisandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Unredized Hddng gan or loss CB Pen0d Commodities Closed end funds 8 Exchange traded products Tot4i1 NCSICV Inc 1014 ta renvested dvxkincts n does not induct any Path dadends. It Is riot alas lot for the purposes of determining hokl rg periods or cost basis. The shares you receive eah ten you reinvest d %idea& became a 'viral* tax lot Cost bursa is the iota purchase cost of the security. inducing tonvesteddsclencls The cost basis May need to be :dusted (a return ce capita payments in order to determine the *lusted cost bars la to rePonn9 purposes reflectedon your statement, inctudng thanes that have been real:eclat either a gain or a lots It alto does not include cash daclends that were not reirwested Purchase pow Hunter Average puce Client Cost Puce per share value on unrealized (tar) imestment Hddng Hddng or shares per share (S) investment (S) basis (S) cn Aug 29(1) Aug 29 (S) gain or loss (S) return (S) Period SPDR GOLD TRUST Symbol. GLO Trade date. Sep II, 12 190.000 168.060 31,931.40 31,931.40 123.860 23,533.40 8,398.00 8,393.00 IT eazed (tai)gam or toss Is the difference between the current value and the cost bans aid would ge newly be your tepabre gain a loss if the security was sob on ths date the u nreatzed (tag gan o loss may need fa be adjusted for return of carder parents in order to determine the reaized gain or rat for tax reporting portraits imeament iefort, is the current value minus the aniunt you invested It does not include shares Ina are not SDNY GM 00022256 CHOttOte305783COPNP7003lgel 56 00036 OBI 4030x7`004 3/123 574S5O 100000 Page 67 of 90 CONFIDENTIAL EFTA 00132876 EFTA01275013 *UBS UBS Strategic Advisor August 2014 Your assets (continued) Account name: GHISLAINE MAXWELL Other Closed end funds & Exchange traded products total eensvested is me Iola al a reneesteddedends. n does not induce any cash dedends. 4 is not al& lot Id the purposes Of deterMning hold rg periods or cost basis. the shares you lettere each mire you reinvest dedends become a separate tax bat Cost bases is the rola purchase cost o1 the security. Ind udng iernveSteddadendS cost basis may need to be aquae° fix return Cl capita payments in oral 10 determine the &dusted cost Oars lot len reponng purposes. Hddng ETF METAL SECURITIES LTD ETFS PHYSICAL GOLD Symbol. EFM$ Trade date! May 17, 1 1 Trade date: Ain 7, 11 czecriti tAt?' Your total assets value On Aug 29 (I) Percentages your Metal Cost tOUS (I) Blimated annual 'name (31 unrefined vino( IOSS (3) Equities Common stock Closed end funds & Exchange traded products 193349 38 300,061.45 174,041.41 250,407.85 2,032.00 5,35200 19307.97 49,653.60 Total equities 493,410.83 29.06% 424,449.26 7,384.00 68,961.57 lined income Corporate bonds and notes Municipal securities Preferred securities Total accrued interest 474,067.50 215,488.50 445,442.00 8,084.29 453,303.67 208,523.85 422,578.96 20,367.00 10,000.00 31,228.00 20,763.83 6,964.65 22,863.04 Total fixed income 1,143,082.29 6733% 1,084,406.48 61,595.00 50,591.52 Commodities Closed end bads & Exchange traded products 23,533.40 139% 31.931.40 -8,398.00 Other Closed end funds & Exchange traded product 37,679.18 2.22% 45,068.38 -7,389.20 Total 81,697,705.70 100.00% 81,505,855.52 $68,979.00 8103,765.89 Purchase Died Number AVeleig• FRCP of shares per share (3) Client Investment (s) Your It Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-82 1 -7000/800-308-3140 tibleaked MO gain Or 10'4 H the CifferenCe between the Current 'Sue and 1 re cost basis and would cuenasty be your Ural* On or loss If the security was sdd co Ms date. the unreal-zed dad gam or loss may need*, be miusted for return of capta parents in order to determine the reseed gain or loss for tax reporting purposes. Investment refute is the current value minus the mount you imested It does not include shares that are not reflected on your statement, includng shares Ma have been '<Sized as either a gin or a loss it aho dces not include cash cludench that were not reinvested. Cost Pnce per share basis(%) en Aug 29(5) Value on Aug 29 (I) Unrealizednag gain Or loss (I) irmsunent Hddng return ill Mord 152.000 147.139 22365.13 22,365 13 125 180 19,027.36 3.337.77 LT 149.000 152.370 22,703.25 22,703.25 125.180 18,651.82 -4,051.43 LT 301.000 149.729 45,068.38 45,068.38 37,679.18 -7,389.20 -7389.20 CNP7C0030057830: 0 Ne70C0I99I 56 00006 Cal 030575004 V123574550 ldreffiliyGmooctisg 68 of 90 CONFIDENTIAL EFTA 00132877 EFTA01275014 * UBS Strategic Advisor UBS AuguSt 2014 Account activity this month Date Description Account name: GHISLAINE MAXWELL Your Mnandd Advisor: SCOTT STACK MAPILYLE CASRIEL 212-821-7000/800-308-3140 Amou (5) Dividend and interestincorne Taxable dividends Taxable interest Aug 22 Dividend CUIGROUP INC PAID ON Total taxable dividends $3.56 Aug 1 Interest COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CAUABLEPAIDON 358 358 CUSIP: 222388209 4203 1.837.50 Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 080E/14 0.12 Aug 11 Interest GEM. EIEC CPR COPP 00.423% 051116 DTD051107K081107 MED TERM NTS PAID ON 50000 CUSIP: 36962G2V5 53.51 Total taxable interest $1.991.13 Tax-exempt interest Aug 15 Interest BIROVILLE TEX ISO UN-07 OLD REF-07 PSA RUN 5 DUE 021529 DID 01I507CALLAB.E PAID ON 100000 CUSIP: 090374FV5 2,500.00 Total tax-exempt internt Total dividend end interest income Die Mlixly Discrption Aug 4 Transfer TO VI 235750100 Aug 11 Transfer TO YI 235750100 Aug 12 Transfer TO YI 235750100 Aug 18 Transfer TO VI 235750100 Aug 25 Transfer TO Y1 235750100 Total other funds debited 44494.71 $2300.00 $4394.71 Arnowu (S) Other funds debited -1,837.50 -0.12 -53.51 -2,500.00 -3.58 Dale Aftnelly Descnpbon Amount (4) Money balance activities 111 31 Balance forward $632223 Aug 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07131114 -6,322.23 Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 1837.50 Aug 5 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 08/04/14 • I 837.50 Aug 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 53.51 Aug 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF ited12/14 -53.51 Aug 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,50000 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0818114 -2,500.00 continued next page SDNY GM 00022258 CW7000;005783011 NPMC0193156 C0036 OB14 030575004 v123574550100300 CONFIDENTIAL Page 69 of SO EFTA_00132878 EFTA01275015 *UBS UBS Strategic Advisor August 2014 Account activity this month Contnued) Date Money balance activities (continued) Aug 25 Activity Deposit Account name: GHISLAINE MAXWELL Your lq asocial Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000/800-308.3140 Descroben Amount (I) UBS BANK USA DEPOSIT ACCOUNT 3.58 Aug 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF oer 29 14 -3.58 Aug 29 Closing UBS Bank USA Deposit Account The UBS saw WA Deposit Account is your primary sweep colon $0.00 CNP7C0090057830I 2 NP7OCOI98I 56 00006 CEd 4 030575004 YI 23 514550 IOWSkyGAL00021,Ing 70 of 90 End of statement for account number Y I 23574 55 CONFIDENTIAL EFTA_00I 32879 EFTA01275016 Important information about your statement UBS Coaxial Steam Inc (the rim or UStSrmincialSericen. Is ammeter of al prnmal smutty. canmodu red mums wharves UBSFersanCol Same and U3S Bat USA ay indeed subunits of IBS AG and II of uBS Stones uf The F mas trona sweat it wattle upon rend the fern's enema* aloes at a U3STmancial Steam to 1200 Mater Bculerattl Matra en NJ 07086 1hp StaWilent represeas The nth °Banton:4d of )our UPS Fiona Sersices a:count Other records. matt WealLac dogmata. omitting conlOng dace shouldnot be ;Wed upon If you Wade theme as a a ConGtat pine • on n nywnety n luring to theerach Mamma the off ma smog sour naum Although al tuns tows areMunn, b be X0.0-24. mann data Toad rot be used for tea puposes key sok,/ on staid to kerns. . earn 1099. 5498. IOUS. etc) Mtn wowing sour tar return lhef rm is reguted by Ian to mon to the RS al mot, le Obtain& a:pont/le non latdbk dvdends ad mire meter tamed on securities held n your vane, net proceeds on sale tranUctorn, aid Cost baUsOn cola". COveral Harem Othenalicrions with the From • Pim* re<Onfieni fl oral anirrolCatoe6 nwnrn9to further parted your aim ocbding youroles under the Stones thestor Protethan Act (5PA) • th the Mona instrition on the top kft ce the Iran of this labernmt it not tAIS FiUnCulSennaa UBS Urania Seines caries your account as dearkg broker by anaigement kith the noted mation We Mourn ed you 01 this teutiontho nhen you Opened All raw in this Caw, pa hods and moat its re bated 2 LOS Fromal Sanas and not the rtrodumg brint aid you must minaret:rat of any ma or °mann to berth WES All scout StaWrencS shall be deemed Cardatte and aurae 6 err °bp:ledTO it king Mahn 60 dm • Pleasedirect cuslither carplants nowt to We f mr: Client ReWomp0ppatnwnta 201.3521699ot Ionia. at V00-3544103. 8 00AM to 6 00 PM Fl faraday thoOup friday. a A Ming to uBSIkuncal Sennt AC. Clem Relations Departrrent PO Box 766 Unon City NI 07(67 • hi care of errors a WHOM *Cut a ekoono loschs tonna (W11 bill panto al/3594a dish card inkhorns, call 800-762-1000 a race to IBS FnanCal Sans hc. 1000 labor Std. 60 Ib4. Weetenth. N) 07066. Ann IMMSSA Savees Cal amece as soon as sou cart d you th nk year stain em or wen 6 MON a If ICU need Mme Mansion about aural* on the suternint or reap) The eon ceCycl thew (as alp IOW) Mud hear torn you no Me Val 60 GthrS alter the Ems wit you the fist maternen on Muth the sera or probably amend - twat. we raw and ammo number (II any - Owribe the erro. Or the Tinter you ay armee atom axle:Man as den a you On au you Wed Cl, al eta or net you need more nlanwian - horde the dollar annum al the 'snowed area The FimaCrd eve Ail neatigate paCCAlplalt ale Mll conect any era promptly Pleat mitt al thefts payatte to the Furor the mann odcated once front of this Matetnett h addecn to reguar a:couit fees. axann ma/ be %bid to montane Met charge: for ute myna* kr smarm: purchmes andohms: for owed "Mat n WI wants Accounts ma recta-4nrd to ono intone:as maybe sten to a nailer fee UBS Sweep Opting UBS offers one* for weeping cash balances, hints to balk &pouts at U85 Bat USA rid USS AG Stardom tenth (Bak and money market mutual hodsWein furls) and the liktrotoni Depost Acton (044for annum with n thernarmal lesouthe Management Aomori thicv9h Iht Bat Sweep fraparn. can Wheal. W swept so LOS Oat USA up to as esti:And kw and then to UBS AG Stairlord Brandt a a limey hard Deposes at 185 Bak USA are FOK inured n accordance with matt for map idathaion pleat nut wow lac me Deposes a LIPS AG Basin Berth and twescitytmet finds ream need by the FDC, Through the OA wadable to ash Warm are sow to deposit acorns a IBS AG With& Borth aid U3S AG Ca pun Branch These deposils atria fused by th*FDC Banes hell a the vBS AG Cannon Brach re twoorrity triton TO The Saechr MA of theCamay Wandt and there is re guarani ce other orb keno of LBS AG to teal the balsas *liken the SS Camnws Braths boas. Deposits a UK Brit USA and each UPS AG Basch TOW pruecied by SIC nom Fund shies at proceaed by SPC See "1135Ftnawal Wow Account Frame/iv litho Upon you reckted. brines m to Bark Swap Programs or OA may be valx/ren. ad shies of eant Fuld maybe louden, and the proceeds returned to you apt nuns laill11 Furth& krilainte:n tout malady weep *pions. naAng aster, mtecem rat and yieth n wobble view sifs CCM tweP9vOlt. Von ',tut Fnafaal MviSor a by Cr an.120C, :00 MS Financial Centime account protection The Fen is a mates ot tee am/ cos mew Protection Coona' (WC). wnrh protrasseonses rains of ts menthes to te 1500 000 (ocbang 1250.000 for darns for oath) the 5PC net acumen tents apP9 to an wags tam you had n a pancaacathank the Fern together wth omen Adam. ha also puxhax-ff Appianwas prewar The maanuin mount payable to all MOW dent. colecteekunda this prowion o 550) man as of Nowt& W. 2013 Sawa to the poky arditiorn and Inmatan oath at the Fora A Curdle protected fa up so SI 9 milks n the aggregate to all your a.CmnnheU n a banana' capack A-fon copy ol the poky eseedn9 aeaWble Woo reN•Jo2 The SIC prawn' and to stapplemenfal proxim both do not SO,to • ( Slav Irate, dews controlled by OM Wined n rur want yin but heel away from US$ Sinaloa! Sevres (erg.moan (kat a ILIBS Bark (i)ca;h a U3S AG Stamford brands. Id) inmate modals nauckigi mob* annul es. ad OeS Owes of mutual lams soh shares ay regimen Meaty n the nit* of the athart holier Co !hennas and records of to agylkabk OW a tralPee 3201). • (morn wrommni contexts or thorn mown (erg. Inn parowships anti prvaeplawents) that ate not tegisiered not the Saurus Act of 1933. and • Cormodthesominth to 9.Weer *Wang* and preious metal antraciA. Wolin inns commas and cbmfroWY OPIKO contacts The UK protection and the Papplarental protection do not mph; to tthese assetsmin if they Otenthe *pia s summon The SIX protecion and the %pante prOteCton do not protect agann domes tithe maim take alyarr arestmentstheether as argon a maim mairrent. rant bribloptCY a Ofinillate) More Wormiton s salt k wen want Tar may obtan row Mormairm *tut SIC. hdudng the SIC Brochure by conwrg SIC at 202.371433004 by reitng the SIC Wyse at mwrand Dividend pMewnemPregram ORM) the atia retheCed cal amen pace YOU May °bean the atoal pee tan your nian2al Adeoor Only MOle titres are puttoar3d tales' CAP P. pahaMates wil be son and me cash furl becks:min ei you amours the duped retnestmem pro maned by the is ma/ defy from the rixtet ;ea it Midi the partial the., an sold Cain bin Only Mole units ink be held in yr.( aloud f you are entithrd to 'paha ont as a read! of a 6votod parrent or ~wit.. the Finn wen ether tel partialness make price a accept an avow dammed by a AftStered &airy ageeCy. and anti you account Weinman ablealves the Meg:Vent obpaves and nth prof Mare speck to eath acomm and mot vary tetsten flea. nee the Inn pommy n sang of any umecant dome in your Mama stuatin or Motown (Wave; for each accourc hell you choose one of the fo lOving westinerd almond's • Ptooloo Cunene thane Arestnients seeldn; the regal bet Of I-Komionly • AthereCanthappachmon Twinges wiring growth ot pmcpal fan than tae ginetaton o1 flame • irtaance Conetwom or incorro and CznatiArtheculim thantnynts took au both ono german of name vol 9"owth a anon* thwalldsk profiles • Contemn Seeks to enantan Mb tow and vOli lily to the raw ova eon d ma meth the wount does not generale Signdallt mime Ot MUMS Old myna keep poor v.* intLoon • AboYetia Vining to accept sonwrii tO CesKthel and tolerate son on Myth sot higher rehrns • Aggresithe Wring to wept hgh era leannul ad hgh solnMyc menhir with mot time Statement temehekling" vie may mos.:Mate al ceded eCCOult StatenlentS with the sant address is the smoothen:me ACootresrrOy be relined for this snow be haw owner; rho in unman vent mount relatonsflos firth oter dents at the same adores, the practce a lawn al 'InnetrOldro • fru stele to realm indiMual A/Content, mailed n %prat* CONFIDENTIAL author.— you may cadre houtehollm Waling your Fnathal Musa Friona, amount name rhythm* account nave reflects Ofarratico that nu encores on the Prat woe simeces webste It 'a custeinizatoo •nosume• down by you to au you oath your rrortecon n ha no 69i effect on no axoum You on Maxie soy arenas asocnt naives. through Wm Seances or by enacting thy &lanai knot Woman evensiew • Vabe of sow attounipain Na a asset and Iltdng • Awe Include *allele cell bat:ran wax-slot mailed rough, (el ) rid Global Tow Depolits unrealized marks to market aril certain amets not held by the Fin Dom not nchdounonced unultelassots a Werra or the per andwean tuterrem worn a Peon Westmeath uwested Mot col Wm ecteciithk stet oplom • Vanes Wades debt barricm. outstanding thrgn loan. meth lent accoum balances • ron yeaances Toes of uilruested avalabse cat. bianco. lBS Bat USA demon baron 1185 AG SiaTeced Branch detest balances and male, matt( maul him sweep bat axes. a the close of the solemn pfeEd Norpcorrincd Ey free credit batman IN yea 'Mount aft not seeregae0 from ethic bairn and the Emmy use au ce these fords n the ordiwy course of as bans, these funds repayable won pi demand Do total 6 Incbded Ae ann• p4Soi dosing value tending information For detasthl elcenwors on the F revs *MeVpi thltth sand did:locum, mkt to pa Clem Reem iserthp Airman or Account Agreement and the General Ins ad Cc...46n USS Stamen% oe (leek Practices alaeab* nAWeemenet en! Ce-accures a wee. rile rethseensgsetheesesel Yew mats You Statenteell t*MaeSSeCultPS ad Other 3/U4S held n the wow a the end of the Stinenbell puled You may a* for die my of hay paid wanes at any we You may recent sic 0g used a hare collated OK pain ay bine the on than My wanes tratMened to the an dicing it.. sower: period ate lies a MJA*4 vab• a 01 he end of the mann petrol • Cost basic n dettemthug the cost basis of the stark* nand n the gammen Sect nliuted oath the number '1. ' UBS financial Streoeshas nekd on iniconation Maned Iran sources other than Ulth f Muni Swots. nOmIng Wormaion Iran another IT or tat you may fate prooded M your leant Myatt The Finn does not Wthrolenik way Or gurneythe way a vaidiy of any ithrmacn provided by sources oter than MC laical Sarin in addrien *hough OBS Channel Sena generally updates th is dormaam as e 6 woad the fen does rot °redden mono that tie nfirmatcn trider 'Cost and 'Unrwlited gannoss' is aconte a of 0* dee of this elapMfni As suet, please do not rayon this informal:in to woke curdles' or sae Oozes. to la purposes or othenthr Vora& trailated to the fern mayreelect galloss nformaim oily kr the perifd of tine they re held a the Pim liorehimoncal mlarrothon can be added by you Fronai Manua • unnkalked saint/bun yew., dace is araitle eTrna‘d latli:155 ae cadiate: ter SDNYGM00022260 EFTA_00 I 32880 EFTA01275017 Important information about your statement (OW bnUed) Mfuirbiscority Ions 11* tan:liondata fa bdintal lot mayor may not ref tea conmieskank Chagesaidor seamy reagent:aim ernes Dedend all other renvelmoni lots and *storm* pram. lot re eat <imbued !odor*, one amagod et the • trade daecolarm presents the aginal balsa lno bra-date • Callable nark*, Ponds and piefeeted stock that the AAA( (Alt for ealyerderemonted be soleard wore* by lot tom annoy al secants of that nor heti in out nano et at rwmiwenam for obr clouts Cat leave nfomut on is okra rod nom lbS palm aid di way is rot giaalYed Otte call leases nay east Midi could ilea yoke complete meows).* kin we be provided op n round • CertirCateS of deposit (CO,) CDs ale FIX mad opt 1293.000 at patinae ad rimed merest pre deposroe and for dtpenno-y imitation. n =alma with rues • pricohroluo rencescesprxd fa seams ad other produces reor by holm cc bwe that to prise that you Yroul raven, wow in the markt; Nees are °boned from ration Sid party sources truth we terve to be relate. but we do not gamin eel' away - Wo gawky we the doingpro Abel aealab* or the moth or the b4 aid ark prices Ice aced SPairtieS aid opt:mew cnb bd pros foe OTC sear t - Let aciwela traded waffles maybe priced uing a vats to model a thorned; Mani all we Maned aid may run Mita an adut mated pipe or babe - earn posoms may taxa ratan apt:tan] tell show x 'price was not wattle' if we are int* to obtain a pee for a security - Deposes or Searles domains& it artendes other ton u 5 dollars are rel Wen a the enalrgerSe ds of the nattrient dr. - For denan searites Index nn011-CCthaffniig deromnatuns. rate aid quarry dace vibe) mar hae been We-Medea larAtale prow vausaan To obtain Curren thietasalt wen walatelo. arca° yos Framer Armor • Meats Investroms dud muddied product Oriole itoserwre secret anclidreg arm paireation brogan aid Ma Matt Ohlifneen nun seootos) ana structsed peeduaS see geWaly hghtf abed Celain smeared podia& tan not been rettiored we, the Seantes and en:haVP Conmssi:n a under any state secretes lams We prow* estmred veers fa private reamer* mums and seniors products for rdarrna cnalpueioatt only Acat.ICY rot 9unnwel - lhew eaves maydifki Abstantally from (MK day a Man a;ale mestrnert securty a structured promo noi be [come a load al do not necmaily represent the war you mbiereawouPcn leAndaten - BIM prey eemaes of vibe are as of a ran dace aid ere 'beetled to UltS Stroll Savors on a redo tr bees by an nefeeperstent brands Urn l“her, Senn banew Ce spew estimated vain if aly. are swelled to to Frm by tie mow, general partner a wow and may be Calatalted batted on Offerer* Nervation from that mod by thick wit to donee thee intimated vans - You cal obtain addadnal neonatal regaling the rreterodology used to determine the mune of vabe and the dace of the hfonnevon that Is the bass fa- the mann by anuong your Fermat Athiser - Thee pity estinred warnmar be reflected as 'Not Fenced' es moral scuatern ten an 'nlepenSent valuation lm hen not vented a d wale to astir a yak* when we beam. aral that a ITIONI nerd haw cm:caredthat may oda corMusly reported value two CIVOICA. Ce whin a vats rimed be bghly tpeatetree duo to to rutue of the stony - Innen neither an Ewa real banner a sponsor minuted widener a thMealy ee Maud oho is prtneded. tow/tool me warty wet bedf*eM tan As peados* pna - -Ohnbrions to die' may halo roll of nine a both • 0^9elf IM see' reres(m the nitualoll (try peace per tea and may not rifled pa cost bath • Itlyarkted atebritin ReAnCted Male generaty it not anal e4gtae for p-Olc tale VBS I,named Stora.1 owl the matte pries of the beinntrigat stock of to 'ant our a an mutedoar for the resnaed tor for purpostt of and sanest( one, To the oted that reAr cted mune it (alb* for sale. Me valet loomed may be 'ensured* Ins man ea wive shovel • In. lestinatod) Mame, anwayields and rat.. An !WNW of snub, fume is based on amen% roand aid hewed rays. awing the worities will be held for one year from siaenunt date or tool ma-Way Thus estimate d on a guideline. aCCuracy and omenued ncome see not thwarted - Ed Mated anal mono and ant Mg for anal Illsesof searitos meld hdube antrum of Fencer or gala gird n width Oath/ est home (310daTIM yolk would be ovententd - Esmond arawal income aid anent Mil aid The actut normal *EX night be lower or hooter that the osilmated amens - An to ante of streaked morn. (deddwd ander merest) dwarf by the °Arent oak et varlateragt brace es Leased as the lag dwand or emcee payrent nude by the *am and assesses tit sear* imedeposr s wee be hold for ono war Wm the statement date or iota =bete Aar-KYat coMnxed IWO ae not guaardeed • Amu not hold by WS Financial twice Corian Mitt le no WN to Fred ani not whin the Fitts possessed" or anvol Throe afet5 re deptebod on yam statemed for irdonnatronal poem., onii Pouliot a,1 yak*, presented a-e fanned byte emote fim UGS nance$ Semmes d not reeponsb* for this nfoenten and does rot goramee is array Time assets Tenet prOttCled by SVC or to into supple/mom, SaC coverage • Renner dialing and additional comperesatIon - h ahlithh b mouton" en sake end 11thl lees reamed n connecter, with the4020On of muter fords to our dont we antra ow afire receue (Male Marry; payments from darbutors anttor raison of the mow. tads e.g we sell lieu norm are bred an two deforest armorer; the amount of saksbyull5 of a pancuLt revalue fund fatly to mgthorns. ad Id the met rate of a pamilr newt fund fang. three old a the Inn - We and as tnte *Aimee remnant red onnetuserocesung Ices n orodefron for baits agent woke' tut we proud to to 'vacua funds Thew fen goner" re pad tan amour rat ire the wutual fund ad to a tired doll? bawl on the molar of =culls at the treher-dea*r hoicked mutual Lois of Or had 11114 - m aka ion to commoonS reamed m ornection wen the tabor darbutein of arnury contra= ad lit Wrote wet ton units to cur dent to mein-our ✓iddle ricer* fererdee *hang CaretelSabco Ircm Marfa( The romance commies indemnity ito areuety rods Odra of the alma corm.," an ce sponsors a die Urn IlvieSTMell MOS we Clattute - Ott al dates also realmtrading comer/stems ark oboe conormation fern mina hews nd inince Ciatcalies tow prodxls we dist bute - We recent as nor fee tarn LBSBale USA ant OBS AC Seaford trench of up to 125 per rtount waxing to to banks akar the 165 Bra Sweep Program rain, Momenta regardng cormisems and other ironed n annecon wet the rotation ot trades nckOng Option traliaCtOnShaS been maded to ccolonetons preannly Bandied to you. seed eta be wedded to you went* on (fleet Swanning et you re engaged al ton se4hg a warhy. you may rata doge der to anon barowing costs for that pal all *Getty Open rodeo Regaling Open or ' ,toothed-cared./ • orders that Y.O. not treated by the aroma date. open buy an Sell Step Ades see red.aced by the annuli of Widends or tett on • oydirendsor weight dote union mowed othrwrieo by you You see retordble tor orders1AX are executed die to yew faits. is canal exemeg open ceders Tate witholditg on fastiteations foam UK Binomial Sonfices IRAs leffecal ter laaretares USS fnalcial Services to withhold income tr from pa- unable WA distribat orn. W t you may sled oat Where Kano lay withheli or. instead you nay sect to have la( widebeld a acre tu n a I eed anoint you choose Yes tkoon oil loon n ef act untel rested by you You myrevel* your election a all I Mo by many a now actor, If you do rot haw moult ', come tar welted kW yOUT dattuthlif. you maybe rexonsb* fa the deemed of Mittlred lab You May no.e donates el the morns wthher34/1 and yes estimated I.. pennons at not equal to yOif taobbgaia Privacy To Man a copy otos( amen Clime Proxy lettere. etre tonere now Fes F natal:4mm or-door websneY. comethandobb LE Financial Servos 6 not a bat the WA. &Anon SersecesAackne BSA and AMA Ye beCkerage aeXthh MICh proMe access to barest se le ate prodbos drool, onager wet she. *Mated bilks rod MAW thou. ponybasks and peer des atom to Muerte aid amity peddle isutd by until doted 'hod party rwrana convenes through mama agency lubsear es of WI Forcer Saviors rue meregmett. nsorana. a idamurypodxts Nat WC haired • no bank gonna** May lore vain ReSOLICeaAnymni amount. BOSOM ways taT011h BSA. Ueda and ntenabbria Resource lAratterront CONFIDENTIAL Accomt cep regierod service mats of 1185 Freon:tat Saviors kr Yea Soothe, is a inland smite mark of visa Imornmaial 1.85 Vete agnabre at* cads and 165 Visa died cads ere awed by LISS Bak USA with pennisecon from Yea USA rearporsext OBS Financial SomasInc Rev 201407 SDNY_GM00022261 EFTA [10132881 EFTA01275018 *UBS 005 Financial Services inc. 299 Park Avenue 25th Roor New York IV 10171.0002 CNP7006552645091i X12 YI 0 Account name GHISLANE MAXWELL UBS Strategic Advisor September 2014 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your if nandal Advisor: SCOTT STACKMANrLYI£ CASRIEL Phone: 212-821-7000/800-308-3140 Questions about your 'totem's's.? Call your Financial Advisor or the Value of your account RMA ReSourCeLine at 800-RMA-1000, account 029023574 On August 2913) on September 30(4) Your assets 1,697,705.70 1,679,877.14 Visitour website: www.ubscomainancialservices Your liabilities aoo aoo Value of your account 51,697,705.70 51,679,877.14 Accrued interest in va'ue above 58,084 29 110,680 55 Tracking the value of your account S The Lr,anG$ • rh)7' 1.6799 • • nos 2014 Sep 2014 As a service to you, your portfolio value of 11.679,877 14 includes acomed interest Sources of your account growth during 2014 Value of your account at year end 2013 Net deposits aid wit dramas 11,634213.48 Your nvestment return Din:lendand interest income 430,994.68 Change in value of accrued interest 410.660.55 Chair m market vgue 33,963.43 Value of your account on Sep 30, 2014 51,679,077.14 1000 SDNY GM 00022262 FA•mber SIPC ONP70003006552645 NP7000796800 00035 09t4 030579301 Yt23574550 110000 Page 61 of 100 CONFIDENTIAL EFTA_00 132882 EFTA01275019 UBS UBS Strategic Advisor September 2014 Your account balance sheet Account name: GHISLAINE MAXWELL The value of your acount inducts assets held .3 IRS and cenan assets held ate/ from 085 See page for more Idonation. Summary of your assets Value on September 30 (t) Percentage of your account A Cash and money balances 501.70 0 03% B Cash alternatives 0.00 000% C Equities 522,733.49 3112% D Fixed income 1,134,562.05 6754% E Non-traditional 000 0.00% F Commodities 22,079.90 1 31% G Other 0.00 0.00% Total assets Value of your account $1,679,877.14 $1,679,877.14 100.00% Your current asset allocation FA Eye on the markets Index Percentage change September 2014 Year to date S&P 500 -1. 40% 8 34% Russell 3000 -2.08% 6.95% MSC I - Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10% Your R mends' Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.3083140 Cash and money balances may include available cash balances. 085 Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on September 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP70009006552646NPT00O298800 CCM 0914 030575004 Y123514550 I IrStAgy_Gm_00011t1.362 of 100 CONFIDENTIAL EFTA_00132883 EFTA01275020 SUBS UBS Strategic Advisor September 2014 Change in the value of your account September 2014 (S Year to date (I) Opening account value $1,697,705.70 $0.00 Deposits, including investments transferred in 0.00 4,8O4,336.91 Withdrawals and fees, including investments transferred cart 0.00 -3,170,123.43 Dividend and interest income 459.10 30,994 68 Change in value of accrued interest 2,596.26 10,680.55 Change in market value -20,883.92 3,988 43 Closing account value $1,679,877.14 $1,679,877.14 Acoount name: Dividend and interest income earned for purposes of Ins statement, terabits' of interest and dnidend income has been determined Mtn a US lac 'crating Percedive Based upon the residence of the account holder, account type, or product type. some iMereSI ardor dvidend payments may not be Subject to united pares (US) arch Puerto Rico (PR) income tame. The (lent rronthty statement is no, intended to De used and cannot be relied urOn for tat purposes. Clients should refer to the apdedde tar reporting forms they receive Iran LOS annualy, such as the Forms 1099 and the Pant 4130, fa tar reporting inform/310On It Is the practice a 1185 to file the en:crape tar reporting forms with the US internal Revenue Semite and PR Treasury Department and in such forms accurately clasafy dindenct area interest as tar eternal or 'web* uxane Please commit your indvdual tax prepare/ September 2014 (11 Year to date (1) Taxable dividends 459.10 2,495.17 Taxable interest 0 00 24,749.51 Tax-e)empt interest 0 00 3,750.00 Total current year $459.10 $30,994.68 Total dividend & interest $459.10 $30,994.68 GHISLAINE MAXWELL Summary of gains and losses vSues reported below exclude products for which gam and losses are not oassified Realized gains and losses Unrealized September 2014 (1) Year to date (1) gains and bsses(S) Short term 0.00 0.00 11,905.19 Long term -9,053.73 -20,615.70 80,398.92 Total -$9,053.73 -$20,615.70 $92,304.11 Your IInodal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account activity the month to delals. Bdances on your Sweep Options are includ•din the cpenng and closing balances vatic. FDIC insurance applies only to deposits at UBS Bank USA, rot to deposits at LOS AG. Slarriord Ranch or bank deposits placed thrum* the UnInternehorrd Deposit account program. SIPC protection applies to money market sweep fiord holdings but not bar* deposits Seeimportant information about your statement on the last real pages Cl this document for dials September 2014 (S) rear to date (S) Opening balances Additions Deposits and other funds credited $0.00 0.00 $0.00 3,121,616 20 Divdend and interest income 459.10 30,994.68 Proceeds from investment transactions 36,014.65 3,190,502.84 Total additions Subtractions Professional management fees and related services $36,473.75 0.00 16,343,113.72 -2,442.43 Other funds detmed 0.00 -3,167,681.00 Funds withdrawn for investments bought -35,972.05 -3,172,488.59 Total subtractions -$35,972.05 -$6,342,612.02 Net cash flow Closing balances $501.70 $501.70 $501.70 $501.70 SDNY GM 00022264 ChIPT000305SS2E47Nnoconaeoo 000:6 0914 030579004 VI2357455O110OGO Pogo 63 of 100 CONFIDENTIAL EFTA_00I 32884 EFTA01275021 *UBS UBS Strategic Advisor September 2014 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. Youcan find a full description of the altemaove investment objectives in Important information about >our statement at the end of this document Account mune: GHISLAINE MAXWEU. Your Knew:id Advisor: SCOTT STACK MANYME CASIVEL 212821.7000/800.30&3140 Your return objective: Currant income &capital appreciation Your risk profile: Primary - Moderate Investment efigibihty consideration - None selected Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is FIFO, First In, First Out CrIM003006552648NP70C0i9E0300 C0006 09I4 030575004 v123514550 I I tilakeGtkoocatn564 of I00 CONFIDENTIAL EFTA_00132885 EFTA01275022 S UBS UBS Strategic Advisor September 2014 Your assets Acoount name: GHISLAINE MAXWELL Some prices, income and current vaues Shawl may be approximate. AS a tette. gam atiOsses ma/ not be accurately reflected. Set anporum intontaaon about your statement a the end oaths document 10r more Information. Cash Cash and money balances Cash and mooly balances may indule avalaole cash balances, UBS Bank USA depoot account balances, UBS AG Stamford Branch Cepovt account balances and money market mutual lured sweep batanets UBS Bank USA deposit account balaixes are insured by the FCC vAlhn applicable limits, but are not protected by SaPC tins AG Stanford Brans h deposit account baances an not insured by FDIC ail am not protected by SIFC Moony morsel sweep balances are protected by SEC but an not insured ty the FDIC. See the important information about your statement a the end of this docunent for details about lose blames. Wining U8S BANK USA CEP ACCT 0.00 501.70 250.000.00 Operengbdance Cloung Wince on Sep I (1) on Sep 30 (S) Prat per share Average on Sep 30(1) tale Dividend ;Merest period Your Financial Advisor: SCOTT STACKMANLYLE CASREL 212-821-70001800-308-3140 O011 n period C/o assount (S) Equities Common stock Purchase VIC el Trade Mother Average price Pnce per share value on Unrealized Hddrig Wang date of shares per Shalt (1) Cost basis 0/ on Sep 3001 Sep 30 (1) gain or loss (1) period SANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 117% May 17, II 303 003 I1 860 3,59384 17.050 5,16615 1,572.31 LT Jun 21, II 313.000 10.670 3,33986 17.050 5,336 65 1,996.79 LT Aug 2, 11 328000 9.802 3,215 I5 17.050 5,592.40 2327.25 LT Security total 944.000 10 751 10,14885 16,095 20 5,946.35 OTIGROUP INC Symbol: C Exchange NYSE EAI: $14 Current yield: 0.08% May 17, II 115.003 41 249 4,743 71 51.820 5,959 30 1215.59 LT tun 21, 11 121.000 38 285 4,632 57 51.820 6270.22 1,637.65 LT Aug 2, It 122.003 38 297 4,672 24 51.820 6,322 04 1,649.80 LT Security total 353 000 39 242 14,048 52 18,551 56 4,503.04 continued next page SDNY GM 00022286 CNP700093065S2649 NP7003293800 00036 0914 03057$004 Y173574550 11COCO Page 65 of 100 CONFIDENTIAL EFTA_00 I 32886 EFTA01275023 *UBS UBS Strategic Advisor September 2014 Account name: GHISLA1NE MAXWELL Your Knancial Advisor SCOTT STACK MANILYLE CASRIEL 212-821.70001800-308-3140 YOLK assets Equities . Common stock (continued) rock Hddng date lumber of share: Purchase pica, Average pnce per those (5) Cott basis (SI Prrce per share on Sep 30(1) Value on Sep 30 (1) Woe/And gain or Ion (1) Holdog Period GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAl, 11,618 Current yield' 3 76% Nov 18, 10 1,373 COO 36 416 50,000 00 31 940 43,853 62 -6,146.38 LT SCHLUMEIERGER LTD NETHERLANDS ANTILLES Symbol: SUES Exchange. NYSE EAI: $181 Current yield 1 58% May 17, 11 37.003 81 270 3,007 00 101 690 3,762 53 755.53 LT Jun21, 11 40.003 82 436 3,297.45 I 01 690 4,067.60 770.15 LT Aug 2, I 1 36.000 89 433 3,219.59 101 .690 3,66084 441.25 LT Security total 113 CO3 84 284 9,524 04 11,490 97 1966.93 TWITTER INC Symbol: TWTR Exchange: NYSE Nov 7, 13 2,000 000 45.160 90,320.00 51.580 103,160 00 12,840.00 ST Total $174,041.41 $193,15135 $19,109.94 Total estimated annual income: $2,032 Closed end funds & Exchange traded products Tout reinvested is the Iota al al tenvested dvdends n does not mciude any cash dmeends. it Is rot a tat lot for the purposes of deteirninIng told ng periods or cost basis. The shares you receive each tirre you reinvest daidench became a separate tax 101 Cost bases is the total purchase cost of the security, indudng te‘nrestedowdends Ire cost basis rroy need lobe aduked for return ot tepid payments in order 10 demesne the alusted cost boo la Is repantng pa posts Wiring SPDIR S&P SCOETF TR Symbol. SPY Trade date: Jul 12, 13 EAI: 15,503 Current yield 1.87% Purchase OHS Nurrour "'velar pace or shafts pep Share (S) 1,495.000 Client investm ent (1) 157.496 250,407.85 Unrealeed (kW gam or kiss is the Offetence between the cuirenl value and I to cost bras and would general) be your testable gen Of 10% if the sec oily was sold an nn dale. The unreakred (tag gen ce loss may need to be adjusted for return of c-opts payments in oder to determine the malted gain or las for tar reporting purposes ImestmeM return IS the Current value minus the &MUM yOu I nested It does not include shales that ale not reflectedon yew statement, includng shares Thal haw been realizedas either a gin or a loss It also does not include cash dudends that were not *Invested Cost Price our share oasis (S) on Sep 30 (1) 250,407.85 197.020 value on Unreallied0a4 imegment HOldrig Sep 30 0) gain or loss (S) Felon 01 period 294,544.90 44,137.05 44,137,05 LT CHP7C009006552650 NP700O298800 03006 0914 030575004 V123574550 lIglypry_Gm_000,11128766 Of ICO CONFIDENTIAL EFTA_00 132887 EFTA01275024 SUBS UBS Strategic Advisor September 2014 Your assets . Equities (continued) Other equity investments Cast basis and gans and losses haw not been adjusted automatically for return of capita payments. Reslooted iecurity values we estimatedfp l nformanional purposes See impon4nr in famovon eyoUty0O( statement at the end ci this dammed few aditiona information eurthaSe OW Trade Number Average peke Cost Nee per sham Value on Unrealized Hdckng Nada) date of shares per shak (5) bad 01 on Sap 3001 sep 30 (1) gam Or loss(!) penod BLACKSTONE GROUP LP1THE UNIT REPSTG LTD PARTNERSHIP INT Symbol* BX Exchange NYSE EAI: 41,903 Current yield. 5.43% Sep 15, 14 1,113.000 32 319 35,972.05 31.480 35,037.24 -934.81 ST Account name: GHISLA1NE MAXWELL Your Pi Randal Advisor: SCOTT STACKMANLYLE CASILEL 212-821-7000/800-308-3140 Fixed income corporate bonds and notes r . regained from Independent quotation bureaus that use (copilot:di shushes) formulas to cal( at,, current values actual market yaws may vary and thus eeirttliosses may not be accurately (eluded COSI baSiS h8S been aluged for (KC feted °Nana issue ClS(Ount (OID) COSI basis ha teen Trait iota fat value stoking die a mat wily OS Pun hat price (5) allemagallY adiuStett tor anomie:ton of bond premiumLang te constant weld method If you have made a tax election 10 qedltt the Orem Len ancrlization on taxable tea See wares, you may request UBS ad ust cost bars fa the toner prernum aTortrzation. Ai:bated Price on Value on Unrealized Hdang cut ban (5) Sep 30 (5) Sep 30 (5) gam or loss (I) penod HSBC FIN CORP NTS 8)E RATE 02.900% MATURES 101915 ACCRUED INTEREST 41,32917 CUSP 40429XYB6 Moody. Baal S&P. A EAI: 12,900 Current yield 2.86% Oct 12,10 100,000.000 100000 100,000.00 101.464 101,464 00 1,464.00 LT GEM. ELEC CPTL CORP Pal RATE MATURES0911/16 CUSIP 369626215 Moody Al SSP: AA+ (Al: 4217 Current yield 0.43% Dec 11, 09 50,000.000 90.789 45,394 501 100.125 50,062.50 4,66800 LT BANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 32,02500 COW 06050WDW2 Moody. Baa2 SW AEAT $5,400 assent yield: 3.5145 Nov01, 10 150,000.000 100.000 150,000.00 102.703 154,054.50 4,054.50 LT continued next page SDNY GM 00022268 Cele:703070065526Si NP7003258800 COCOS 0914 030575004 71235745501100GO Page 67 of 100 CONFIDENTIAL EFTA_00132888 EFTA01275025 t;It UBS UBS Strategic Advisor September 2014 Account name: GHISt ANF MAxwEu Your assets Fixed income Corporate bonds and notes (continued) Hddng 1P MCRGAN CHASE & CO NTS B/E RATE 07.900% MATURES 04!29'49 ACCRUED INTEREST 34,937.50 CUSIP 46625HHA1 Moody: Bah S&P: BBBEAI: 111,850 Current yield 7.30% Dec 22. 09 150,000.000 105 272 157909.171 108.250 162,37500 4,465 83 LT Total $450,000.000 $4S3,303.61 $467,956.00 S14,652.33 Total accrued interest 58,29167 Total estimated annual income: $20367 indicates <OST basis inSormaton prcmded ty you or another thirdpaty. UBS FS has not 'reeled Ms informationanddoes not "aurae its accura y. trope Oat 10:al 7.Xt ',Jut a inanity (t) PuKttEee ale ($) Aciusted cost bars 0) Price on Sep 30 (5) ue on Sep 30(5) Your PiBendel Advisor. SCOTT STACK MANLYLE CASR1EL 212.821.7000/800.308.3140 unrealized Huang on or loss Oa Penal Municipal securities Prices are °Manta from Independent guaahon bureaus that use carputemed vauation formulas to ciscoum for smithies issued a a discount when oripnal cost basis is cisplated, a-nom:anon has been cat dale current values. Actual market Mots may vay and thus aindlosses may not be accuraely dcne using t te constant yield method, chemise amortization has been done using the straght Yne reflected. Cost Dais has been automata*, alustal for mandatory zmatizatiai of bond prerrium on method coupon tanmerrpt municipal secants using the constant ateld method and for accreted crIgna issue Title Taal fat value Ptilthit Achmed Hire on wit* on unreal:id Wang Hddng date a mat why (S) pricer') cost basis (A Sep 30 III Sep 30(t) grin or loss (S) period MICHIGAN MUN BD AUTH RV BE/P/ RATE 05.000% MATURES 1001/26 CAU.ABLE 10/01/16 0 100.00 ACCRUED INTEREST 41,243.05 CUSIP 59455711" 3 Moody: Aria SW: AAA EAI: 42,500 Current yield: 461% Original cost basic 155,424.00 Nov 22, 11 50.000.000 104.631 52315.55 108.438 54,219.00 1903.45 LT 61RDVILLE TEX ISO UT-07 8LD REF-07 PSA &E/P/ RATE 05.000% MATURES 0211929 CALLABLE 02/15/17 0 103.00 ACCRUED INTEREST 462500 CUSIP 090874FV5 Moody. Pala SW: AAA EAI: 45,000 Curent yield: 4.59% Original cost basis 1110,503.00 Nov 14, 11 100,000.000 104.933 104,933.81 108.926 108,926.00 3,99219 LT continued next page CNP700030C6552652NP7000293800 00006 0914 Da0575001 VI 23574550 1 1 igtfrwGht0001103968 of 100 CONFIDENTIAL EFTA_00132889 EFTA01275026 UBS UBS Strategic Advisor September 2014 Your assets . Fixed income . Municipal securities (continued) Acoount name: GHISLAINE MAXWELL Your Mandel Advisor: SCOTT STACKMANLYIE CASRIEL 212-821-7000/800-308-3140 Tiede Tour/ fece roue Purchase Actuded Price on Moron unredized Hddng Hddng date at maturity (t) priced) cost basis Sep 30 (11 Sep30(t) grin or loss (1) period MASSACHUSETTS ST PITH & EDI FACS AU RV B 9E IP/ RATE 05.000% MATURES 0711932 CALLABLE 07/15/15 0 100.00 ACCRUED INTEREST 4520.83 CUSIP 57586CFW0 Moody An SW: MA EAI: 42,500 Current yield: 4.83% Original cost basis. $54,040.00 Nov 22, 11 50,000.000 101.812 50,906.08 103.481 51,740 50 834.42 LT Total $200,000,000 $208,155.44 6214.885.50 $6,730.06 Total accrued interest: 42.36848 Total estanated annual income: $10,000 Preferred securities Hddng OTIGROUP CAPITAL MI EXCPFLT TRUST PFD 7.875% WE 1U3012040 Symbol: C.PRN Exchange: NYSE EAI: 319,690 Current yield: 7.31% Oct 4, 10 10,000.000 COUNTRYWIDE CAP V 7.000% CUE 1 V01/36 CALLABLE Symbol: CRC PRB Exchange. NYSE EAI: 57,350 Current yield:6.81% Oct 26, 10 4,200.000 ;MORGAN CHASE CAP >XIX 6.700% DUE 04102/40 Symbol. 1PM.PRC Exchange: NYSE EAI: 44,188 Current yield: 6.55% Mar 25, 10 2,500.030 Total Total estimated annual income: $31,228 Trade Nuniher deo of dares pr Purchase once than (1) Price per stare vane on Con Wet (S) on Sop 30 (5) Sop 3004 Unietalied Hddng gin of loss (3) period 26.130 261,300.00 26.920 269,200.00 7,900.00 LT 23.518 95,778.96 25.700 107,940.00 9,161.04 LT 25.000 62,500.00 25.560 63,900.00 1,400.00 LT $422,578.96 $441,040.00 $18,461.04 SDNY GM 00022270 CNP00003005552653 N117000293900 00006 0914 030575004 VI23574550110000 Page 60 of 100 CONFIDENTIAL EFTA 00132890 EFTA01275027 *UBS UBS Strategic Advisor September 2014 Your assets (continued) Account name: GHISLA1NE MAXWELL Commodities Closed end funds & Exchange traded products total eeerntrted is the told d al reinvested dOdendS ri does not include any cash clUdends. it is not a tar lot b the purposes of deteimining holdrg periods Or CCYA WM. The Shales you lettere fads tent you reinvest dvdends become a separate tat kit Cost bases 6 the tots purchase cost of the security. indudig leinveStedChedendS The cost basis may need to be &Cattalo:. leftyrid Capita payments inon:lei so lietefinne the aduSted cost 0.9:4 ld tee rePYlng purposes. Your financial Advisor SCOTT STACK MANLYLE CASRIEL 212-82 I-7000f 800-308.3140 Unteaked (kw 94in of toss K the difference between the current wive and Ire cost basis and would genets*/ be you' tsetse gam o.loss if the sec tatty was sold on ttss date. The unreatted (tad gam or loss may need to be adjusted for return ca rapid payments in older to dew anew the reared gain or loss for tax reporting purposes. Ineestmem secure is tie current value minus the amount you Ichested. It does not include shares that at not reflected on your statement, ifICludng share: that have been reairea as either a gun or a loss n the cces not include cash &attends that were not reinvested. Purchase Dice Number Average puce Chem Cost Pnce per share Value on um:Axed0s) investment siordrib hicldno of shares Del shale (s) investment CS) [MPS (5) on Sep 300) Sep 3015) gain Or I oSS (S) return CP Prow SPUR GOLD TRUST Symbol GLD Trade date: Sep I I, 12 190.000 168.060 31,931.40 31,931.40 116.210 22,079.90 -9,851.50 -9,851.50 LT Your total assets Percentage of Value on SRO 30 (S) yOUr ttcouni Cost oasts (s) Estimated annual wren (SI unierszed pan or loss (S) Cosh Cash and money balances 501.70 0.03% 501.70 Equities Common stock 193,151.35 174,041.41 2,032 00 19,109.94 Closed end funds & Exchange traded products 294,544 90 250,407.85 5,50300 44,137.05 Other equity envestments 35,037.24 35,972.05 1,90300 -934.81 Total equities 522,733.49 31.12% 460,421.31 9,438.00 62,312.18 fixed income Corporate bonds and notes 467,956.00 453,303.67 20,367 00 14,652.33 Municipal securities 214,885.50 208,155.44 10,000.03 6230.06 Preferred securities 441,040.00 422,578.96 31,228 00 18,461.04 Total accrued interest 10,680.55 Total fixed income 1,134,562.05 67.54% 1.0842038.07 61,595.00 39243.43 Comrnocities Closed end funds& Exchange traded products 22,079.90 1.31% 31,93120 -9251.50 Total $10092877.14 100.00% $1,576,892.48 $71,033.00 $92,304.11 CNP7C009006552654 NP7000393800 00006 0914 030575004 VI 23574SSO I I f&tyky_Gm_thx,114m170 1 if I CO CONFIDENTIAL EFTA_00 I 32891 EFTA01275028 *Lifts UBS Strategic Advisor ptember 2014 Account activity this month Date Acthely Description Amoint (5) Dividend and intemst income Taxable dividends Sep 26 Cividend BANK OF AMER CORP PAID ON 944 47.20 Sep 26 Dvidend GENERAL MOTORS CO PAID ON 1373 411.90 Total taxable dividends Total dividend and interest income $459.10 $459.10 Account name: GHISLAINE MAXWELL Your Finandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 • Investment transactions For more InfommIon Moot the pricer Wye Shown for restricted secueties, see important in(ormitixt about your statement at the end of this document. Date *minty Cinnamon Quantity value CS) Price CS) Proceeds/ran investment transactions CS) Funds withdrawn for Accrued investments boucle (I) imerest CS) Sep la Sold ETF METAL SECURITIES LTD PITS PHYSICAL GOLD -301.000 119.65 36,014.65 Sep 18 Bought BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT 1,113.000 32.319900 -35,972.05 Total IM6A1445 435,072.0S Date ActMty Descriplicn Amount (I) Aug 29 Balance forward S0.00 Sep 19 Deposit UBS BANK USA DEPOSIT ACCOUNT 42.60 Sep 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 459.10 Sep 30 Closing UPS Sank USA Deposit Account me uBS Boni LISA Dermot Account it your primary sweep <pion Money balance activities $501.70 SONY GM 00022272 0111030;0C6SS265504PMCO218400 C0006 0914 030575004 V173574550 11030) Page 71 of 100 CONFIDENTIAL EFTA_00B2892 EFTA01275029 ;It UBS UBS Strategic Advisor September 2014 Realized gains and losses Account name: GHISLAINE MAXWELL The esurnsed realized gam and losses shown below ate not for tar purposes. Please rate that gain or loss recognized co the sae 01 reCkniptiat of Cenain Structured PrOduaS, eke Contingent Debt SeCuntitS, row be ordinary, and not <spit& gain or loss. Please cheek web you( tax 61...601 TO Cal( title gains and losses. we liquidate the ddet security lot first. This is known as the *gin tint out or FIFO accounting method We use this method unless you specified whic h to Id to close when you placed your order. This is known as a versus purchases or uSP order Set Important information about your statement a the end of this document to TOM Long-term capital gains and losses Security description Method ETF METAL SECURITIES LTD ETES PHYSICAL GOLD FIFO FIFO Total Net long-terra capital gains or losses Net capital gains/losses: Quantity or Purchwe tae eaue date 1 52 000 May 17, I I 149000 lun 07. I I Your financial Advisor, scorr STACK MANLYLE CASRIEL 212 821.7000/800 30S 3140 informaron. We may not ad ust gans and losses fa al cote/chairs. We ascmaueSty adjust cost basis for UtAereecpt and AMT coupon municips set unties for estimated aactizaton of bond wenn aid (01 Mattel:101D fa sec unties issued at a clxcunt if you tegk*Sled trot UPS Oust <On ba✓s lot the 00nd premium arm/nation on tootle debt securitiesthen cost beets reflected tor these secunhes has been adjusted Estimates in the Undassilt0 section can net be classified as short tensor long term betas. iniOlITIII5011 if rriseng or the prcduct is one in which the geinnoss caculation is not provided Sale date Sae amount (I) Cost basis (SI Wath Sale <OSI basis adjustment(S) loss (S) Gain (5) Sep 15,14 18,186.80 22,365.13 4,178.33 Sep 15, 14 17,827.85 22,703.25 -4,875.40 536.014.65 S45,065.38 -59,053.73 -59,053.73 -59,053.73 CHP7C0030065$206 HP7003293800 COM 091a 030575004 Y123574550 II WaiayGykgggligit372 of 100 End of statement for account number Y1 23574 S5 CONFIDENTIAL EFTA_00132893 EFTA01275030 Important information about your statement UBS Forced Satin Inc (tharem or IRS Fthricialkaced. Is a matter el al priorpal smarty. canmoday nd toms adages UBSF instal Stevan and UBS Bat USA am Same subpar:sof uBS AG and Milian of uBS Soothes (LC %Ones Manna weer( it wattle mon repast the fres executmallices at at LOS Formal SeieSas Ow 1200 'labor Elcolward theelank en Ns 07086 1h6StaWilent repreammhe only OOP raced of swain Fmandal SEPICeS aOSOUnt Other re0ds. except °Boat Lae doomerea. canonise conentng dam should not be weed upon If you beim thew 6 on a a (HMV" plea( anon n reeneditay ri teeing to theerach esdereperot the Mc* seangyour a:mum Atheogh at it s tom are intended to be anerate. soaked data Toad rot be used for TN Nooses kik solely on aea.end to tarns. he .roos 1099. SOB. 10415. ex) Mn swearing your tar rearm ref em is remeod by Ian to rean to the RS al mob le Owlets. nepontle none Mabee dvdends ad tad* merest tamed en seasmes Mtl n your tame, nee proceeds on sale tanuctont ad ant bamon oaten mowed 'nem Commemiallone with the Fiem • None iseocONT anyone peneusespons es miteg to further protect your rites nobding yokerights uncle the karthes Meta Protection Act (SPA) • el ene Mode insert/non on the top kin M the from of this newt is not MS FitInOalStemses UBS inked Siennacaries yea account as deeded broker by amergemenl cots the adicated neltuton We Intoimect you of the retitiontho .he you (oared theta:won in this cake sou ads one Warns se loafed X 185 kunpal Sanas rd not the rerodume broker. ad you must mate a report of any eta monk:sten to both Orns All ACCOVIC StaWrencS shall be deemed cam eta end anorak d erA obselei to n moitreg Whet 60 days • Please direct customer commlantsce Moat to the /nit; Client Ratans Dopmmat x 2014521699*r tattoo al 000-3544103. 8 00AM to 6 00 PM FT Monday thoOup /MM. a n ming tO uBSIbioncsol Sentsk AC. Clone ReUtiortt Doparrent PO Box 766 Unen Ctf NI 07037 • to case of errors a orneions about an ekcoonc tunas mote (311 bitp*nont a 155 Ycs dean card tramacham, call 800-7620000 a nee to LOSEnancal kenos he. 1000 tabor Odd. 60 I bat Weehmket N) 07086. Ann INWIMA SapCes Cal casettes/ soon as you cart d you thnk yaw stawnem or mem 6 worg omelet, need more neonnamn about streaker on the suarnint or ream The Fnn Ce Card issuer (as ago lot*) mud her tan you no late trim 60 airs alter the Filmset you the WA smarten on Muth the ors or protean treed - Fronde we mew wed amount number (II and - Oen& the MU a the a safer you te mart abed ad eaten as Maly as you on My you bathe Cl, al error or easy you nem more nlanotion - Fronde the dollar mourn al to summed ma The Fete or Cad Muer wit modigate you-Oxman, and will cortect any era nativity Plotsmake al dotes paptio to tin. Furor tc Instil medusa ndcated on the front of this slakment th addeta to agar atom fees. alown mar be mbaen to mamma fee. charge: Ice Ise pyre,* f or smarm: purthan and amen for aped alsMnt$ n rah =ousts Accomts ma are tra-ag.m.a. to whit nstoscasmame deft to a easier lee UBS Sweep Optim U85 otters mean for 'mean? cash balances, btaxes to bat deposits at USSBArk USA .ad 15 AG %Wien] C.31411 (Bark Swoop Aegean* moneymarket mutual hodsVenn Funds) arid the Mo r al Depose Accoint (0Ador customers with al internment depute Management Aomori thicm9h Iht Bet Sweep CrellasiS oath betimes are swat to tAiS Bat vet, tO to a estatirted lean and then to UBS AG Startled Branch, a a Mem Fund Deposes at Lek Bath BSA ad FOC enured a accordance with Nip FOr maw id amnion name nut www We 90w Noma a LIB5 AG tallied Branch ad dam of Aimee kids rem stored by the FDC, Through the OA wadable to aril bsaion are seam to deposit accounts a IBS AG Newyork Oath and 1$ Ka Capon Branth these deposits aerie nsum1 by tk*FDIC Barges Ma at the vBS AG Capon Beech are temoraily reposed TO The wraps rid of the C aynal Wandt and there is no guarantee ce other °begat:nal-65AG a real theDims onkel the 185 Capnats Brach's boat Deposes a UK Bat VGA rd each UBS AG Bach Ten01 pmecied by SIC Mary Fund sham are proceaed by SPC See "UBS Mated Sevres Account Frotechorr below Upon you repte2, betimes in to Bath Sweep Programs or OA mar he withcram ad shies of a Month had maybe aoudad ad themends returned to to a pa wadies =cull Fine MICIMAKI1 tout wattle mom optore. naAng anent weed 'an ad yieth is areas* a rimy tifc CCM twefvoiAlt. Von you inroad h4vOr a by MON) SONIOZ.' :00 (MS Financial Screws maw* protection The am is a mato Ot ere Scones Mem Protection Colonist (WC). Meth motets seonses roams of es mettles yes to 1500000 (nada; 5250.000 for dams kr CNN The SIC met ;mesa tows *Ph lo alsoamm that you had it a pathadatatexity the Fret together wfh arum Al dates. ha also packet., sdatanortai Fromm the revamp mount payabk to all digt,* dam. colecteoleundethi; protection o SSW mills as of Mint& 10. 2013 Sara to the poky anditions awl Inmatemi oh et the Fon 6Uthe protected foe up p SI 9 milkn a the aggregate toe at your tank held is a petiole canonry A copy of the poky entedog 6aaUbktponrepat The SIC protection and to supplemental promion both do net SO, te • Ctilen that., asols controlled agave haded nem account vivabut held aaayfroml5SFinaoal Sermon Op canal a dash aUBSBak (trash at15 AG Stamford bands. (d) mutate (roans. naxing tomb* annulla ad 10) them of mewl latch Mere stet shares re mothered dre0y Odif flan. Of The oak's! holife Co the books ard records of the mph:able Mee or tra1444 agent). • (*Oath ennerroni corer, or nwermtra name Cog. 'Mud parowships and prvaeploamemathat are nor agistered mitt the Spumes Act of 1933. and • Corms:dims comom to 9 . favor wichargo and preaus metal antocit ncidng foxes commas and commsddY OPIKel contacts The SF< protection and the PMplarsintal proteeten do not aple to these assets evel if they Ottenyee appea• mare mthententa The SEC protease and the %pakten PrOtt0911 do not voted manse domes lithe markt vat* of year remanent, leacher as a mule a matt inowenent. nom PrilalptCY Or Otbef, a ) Mae Wormaon s salt Stern request Yee may obtan rim note ton *out SIC, ndudng the SFC Brother* by codeine SPC at 202-37143300a by mang tie SP( webne arrow sec oril Dividewi Re brefesinent Program OR/P) llama meted da anemia pace You may °bon the actual pee from your hislnU Adios Svity hhOle shares are pie awd tale.' COP P. petal Imes coil to soli and die cash al be deposited n pm amours the Orland reewnerom potapplied by the issuer may deter fro.. the Malt FS:* it MA the pant thin re sold Caalwitlied One( Mole units ink be held in sou =Oust if you are entard to 'petal me as areal of a ovotnd pmentot or ~wit, taken wet ether ad partialities x make price a accept an null Otelarked by a092HW &UV ageeCy. and cede you account letrosinentobleakints the Men:Vent obpases and nth prof it are speck to each acoxthl aid my way between flea. at/ et the Inn prompt, n hang of any Kol(Cant dire( your &soca stoat's+ or twosome Manta For each xcourc hell you choose one of the fo Ithinne en/edema °Smokes • Ftoolito Cunene. orn, Matmonts main) the rOftlibn of room. only • Acne* Cipotappendoon theennammtheeing "oath of prncpal Wm' than Me ginenton of acorns • fircaeceCombrupen or axone and ChstiMOPeadrat Inantirmott loot hy both rte gieneraion of income aid Wth 1:4 prnotlal Oywoll tisk profiles • Cons...she Seeks to Panties thlial pfitipat Mb low risk and rola lily to the accuse omit men d ma mete the account does not geriereleSlandant in omen MUMS Old myna keep pot wed td Won • MI:peen %Wing to accept some rit, to ancisial ad tolerate form oclaiiity a seek higherMani • Sanwa, Wring to dayea nigh nsk to anopal ad hgh ho atley lo watch rams cow taw ketementthouselarkling" We may minsoldate al retited SCCOust States71661S with the sal* AIWA in the sane enselOpe ACootres may be relined for this snow boom> they haw amen Mot, maven pit amount rilaionshps rah other clam at the sarre address The pradce 6 know. as houtelealdng • t fru vele to make inelPilual netementsnukd n apes* CONFIDENTIAL eneekom — you may Paine househollrg bridling your Fnaloal Adv60, Friona, account nem Therrien* ammo name ref Pas idarrution that you mead on deOrescalm sates webs.. It ea custoinizablo snesume chosen by you to aza you wth your rectederynrg n km no kdd effect on tour axoum You on dove you FrealOy >teal maned. °mouths Mae Sanas or becatacung thy Mama Mayor. Armen overview • Vabe of two accountepwlecoo NP OfaSsett and UmIltsp • Atale InClucki :wattle oath balsam vAjes la reviled amity (n) ad Global Tme Dopoatt unrealized mats to market ad detain assets not held by the Fern Does not nchdeunanced ketalthelassets a to end of the pm andcuret slater es WOOS a We** kmeMments, U0.24409, peen and werciubt stook ophom • Oa/keen Wades at I batmat ouistanded mans loan. cede Inc short *mourn balances • Cosh/irony Sacco Toes of snindesiod zombie mph blames. oM, le35 Bat USA dean baron LOS AG Surto] Branch <Roost balances and money mate mutual fend sweep boraces. at the dose of the statement pond Non.councd Ey he owe batman it yoss ant at not seyegaed from otter balm?, and tee Pommy use a these hots n iheordemy course of es harms Mese kends paiyabte tpon demand Ms total 6 incloltd Ae arrant period dosing value lending information Fa domed eilennaton on the rens *Mese p • alias and clidocurth (eke to ythr Chem Rthatiterthp Agreirren or A unt Agmereml ad the General Tees ad Conditom U45 St.tetnent of Cade Fractosameab* nAgeeements art! Cthclostres a Ire, • ta, revrViern.r.ofrcvb...” Your aerials Tom statement iceman sautes and other 3/see held rt the =Ow a the cod of the Stinenstnt Bernd You may a* for dainty of keypad mattes ar any tine You may recta. seareith used a, hr collated Ira Darn at balance me on them My tesantres trardened to them Meng the summit period ae laud a MJAPIi valet if 01 iM eed of dim mental pried • Colt bask in deletheing the co% basis of the wastes madded n the gatemen,. were netted win the number de ' UBS Florae Servcesha need on Wanton °Waned from sources other than ISS Finmaal %was. ndodng neer:ration Iran rioter fir oi that you may hove provided so you' Fermat' Advisor The Firm does not Meandenity seek Or guanooho nay a vtidny of any knorraten provided by sources othe than USSF roma, SONO. in addlion *hough LOS Flannel Seaeo generally updates this Ilona/am as t 6 reawed tie Fen does not monde any advahnes that the information under Cost bale and narealited gaivasi" is mars* x of the deo of this tilaeMent As suc71 please do not rayon this intent On ID make curdles' a sae Miens. feta purposes a ottearew ACCcvnb tr/ISPOPS to the fern may reflect gall= nformairs onlykr leo perod of time theyamheld X the Fen Morehinorscol neomation can be added by Witffironai Lama • Unrealized gelnsibsoes sehor dsa t acalthle eems-ed cereal :a lam rises the cam air-: tor SDNY_GM_00022274 EFTA_00 I 32894 EFTA01275031 Important information about your statement (CO1 tinUe4) aftrintalswatity lots the tantion data fa i-diretal lon may a may not reflect cemnksaatts, *ages ace seomyreorgentuan wean Dbnend 8hd am remnant lots and satonutk purchre lot a each 0>mbnOlto 44:13, ore a:« a;*0 hat lhe • Wade <Jae' coin peasants the «gnat taunt en baleda • CAS, martin Bondi andemened Rog that the anrercalb for ealyrttienphonml beselected roan*y by lot tom among al sect:goof that 6,-* titkl sl out norm a in ran:wont ter cis dents Callease Mama«, is «end from tad pates and as moray a not gunned Otitc call leases nay .,,IT ~di could affect yell ~We Mont lon wtbeprovided Lea renal • Cornala ed deposit (CDs) an ate leX mugid ups, $293M0 n enedata acted nitres pas deposes ad pp depotery mania fi aometance wia HIBS • manna risas &pined la Panes aloesproduces mar a hit« a brief thai To pro that you would actually «cam in the man PrCeS are Waned from vasian red pay scones Much we bebveto te reline, bat we do not gnome eel' away - We gnats me ase doingpia when sealable or the mean or teal aid ask OnCeS fa Isted 'earn*' aid *bons or on y tad prosfor OTC sense es - nit crams tram %earn« my be gad tanga abate. model a tMmo (pant pia we aimed and rna nol reelect an actua mar« prix or tan - Cenanposatons may apex vnlicut a pro and all show z 'price was not weilable- if we are male to obsais a pet for a security - Doom ee samres denconata n .snoes otte inn U S oars se rel Mod a the ethtnao ht. as of the Pasant date - For cenan senates Mang e nownorang denanatais.«ce aid quaky dace vane/ may hale boo abated» la014.11. ;row vauxen To obtain dam data" Wien salable, coma youFranca Mawr • PTtvn levearnen and seructured beau« Prate mama - swain (sundry arm paapation brogan aid reap,estate aeons« torn Sedan** and StrUCtured peaktas Jewish, nigh,/ ilhad Certain uncured pm:kasha not ban 'Ignored wed Seanoll and Ølenge Cannata a under any stat senates laws We von» estmaed alas la«fase nwitmere scones am manta rams 10r earn cnalpunoun only Acapacy a mtg.-IA.3n~ - lheXv2M5 mayda' sasurnally from «Ices a any a which agnate matlerets secure-me StruCturtd ptcdtia rnarbe Lair a foe aid do not nocestaily represent the wale an may reavec upon 'Unarm - shed pay enmiles of via are as of a anan axe M re Øled 10 !SS kleKald StnoarS on a regi It baps by an ~pendent val./akin Urn 'mot, gennIP~O'SIX.ISOr mimed whet. if a-iy. ale muted to Vt.-Baby the issuer, general pant is armor and maybe0W~ based en «fan btomsten from that usedbytad pate, to donee ilel estaata - You cal atm addnena «nun, regaling the rreehodology used to determine the noise of vi,, and the dace of the Monson tat It the ban for the anima by antang pot Amnia Ada.« - inha parryestimated alas may be reflected as 'Not mod- n metal 'exams Wen an 'Inepentent valuate, ' fen id'et meted ot 6 tm*4e io assign a value Men we heart* await that a nor« wort hat «cured tha ay ell a preveusly crooned vane #03 enetats. er ~av.** nOtAd be highly ]wade duo to the nacre of the 'arty - When altar an Oun general banns a sonwr eginats1 vare not a itundpany esi «ad what is prowled the atte of le starby was bedanal ton at ptrchase pia - 'Oita:tan to are' may bald. reern of cal name a both • Ortn-B la• see' re:resentsdu ditta101Unng price permit 2-.5 may not read you. cod bask • tabloid «Ora« Reacted «ruffles «away a not ~table for purk sale UM 'narcis Sena noes the man price of at unntaida node el the sane oar a an routed aloe for the fended bode ;Sr purposes of as szaweemony To the neat thi resented smiles are algae lot sale be salstremed nay be %remand*, lest man Intimated nil« tarn • In. (.minutdl Main ainuatyialds and ratas. An estimate Ol ~al mome is bided on tamem dneasid aid rilaer rata sawing to «fritin all be held for one year from Paternal date a viol mainly Ths *Pirate d ny a guidet e. aCCuraCy and 0:ntnued Mayne se not g,iirameed - Edanateanus tame rid arno aid lor «flan Mao, :ensiles muld Mute dream of ariaoa or cant( gam n Modi Ole the tit Inca e CYO cltreht mkt) would overused - Estimated anal mane rid anent yen aid the actua boom and aid night be Iowa« hgher than the alma smarm - An Mille of naked name (daidadandor «eta) dated by the cum« make valsateraft balance 6 based on the last desand or nun parent nude by the oar and suns du secot Magma rill be Mal« one bur Men the stammart dale or mta ~Ivey Austad and comma yak ae not guadreeed • Mauna held ley WS Financial S wean Conan anen ate not MU byte Prrn aH not ahn the Mies possession or antrol Thera assets re debttned en yam naleiwel foe inlormonal ~son>, Pons ,ad akin pattens ae maned byte aim film x85 nauta Salon a not «ramble for Ms nteensia ad does net giarallee to away Mae assets as not aroma by SK or t• UM, Supplinnonial SaC coverage • Revenue taring and addkbnal compeasatlat • • • ofnissom on saes rid 12b-1 hen r rein with the datraulon of inrad • , 'tots we andla our ahliate reobre a e VI: ...arn3 pepsin from essubutors and« lison of the mani eds fiat ven sell Base rants are based en hen «Uren =prat; fR the amount ol saksby ben ed a stancua nasal had laity to otr darns asl Id du awe vaned a prolz mutual fund Landis SW(4~ a TO Inn - We and me alf Are aes recce, reeenng and ontaaprocessny lets inconetaton for banen agent saikes that we prowle to rhentrual fund, them fees geners as pad Rum inenor assets in the rrutual lad aid as a toed dolls null bawl on the nab« of acoxas at tat troarclealar hottingmutual ladsol bat PM 'sun' - in Øllen to swoon mewed rt comma wan the sat or darbution of raritycoma= ad unit hat tl.tt I knot units to cur dents, nedpace our allannerectee remit* Sung Orrpernign Ircm main The manna, companies indenting me away maxis aedasol the iwtanorco~rs «sponsors CO the twit ~nit trusts we »tote - Ott atlases also rebel/atm.:lay cmmapt.saad «in ~talon ken mar fads aid 'men aneanes acre proexts wan-shore - We receive al anus fee turn L8S Balk USA an UBS AG Sanford Brach ol up to lit pee savuro swating to the baits Law the L85 Bs* Sweep Program Mad" Infanta regardn gat'nne* ad other area nosed annecon Wee lee eradiation of saes scan; opbon trasaatms has been ncleled en Palm:tons «wow* Knitted to you and nil be proard to you «nib on %CUM Snort selling it you re,engage tri tort st4hg nattyy rat may nos a chideOato moan Meowing win festal pandaPanty Open tan Regndip Open or goodeiloricelled • orders that are not emoted by the staemera cater open buy ad sell Step orders se [organ by the annuli of «Mends« rgans en ri adhaindsor weghts dace «an caeca otherwise by you You ae resandole lp orders tha at noted due to put faire to carol ex6Irg open «den Tax withaditg en anrbutiona Ina UK financial Senrices IRAs NOSS tar taw redures U15 Nina Services to wateld income tar from yes table ntA Madan to you my act not lobes, ace-re ise vat ebor. insteat you may nett to hare Is ~McLane or et a lea anoint as you choose Yei ~on Wbeman n ef fact unU rewind byyen You mama. pair oloction a sybro by mang a now oilcan If you do not hare coo9i notam tro natal Inn 'Cur drilituliOnS. youmaybe reaottsbe fa the papnors of manta. You may oat peons a the mores widen and your matted Ia• parents re not Mal a yOu'iarobliatio Privacy To obtan a copy of or onnt Care any Mace tame contact pas Fran:SAO-sot ot rise out waine Y. ymnv uncernen,xwolry WS; Mural Sages b not stork The WA. turnu Swat Accost BSA ata IRMA ae bedrage adman Midi prone access to birig serves als broad, trough anasameits at hued brats ad othr Mk. party balks and provides aor•SS to horn aid away prodscts imed by unaffiliated tied {tarty Moan, compares Haugh cloaca agency tubsaa •-s of utS Fianna Savlas tic Inrenat, ratan. aid annuity products Not rot hosed • NO bat* granled May late vane RsAA ReSOVaMnagemml Anne Business Seaca Moat BSA MAA and edema/anal Raute Idtabytwat CONFIDENTIAL Moat ae regained servo mats of LOS Frtandal Seniors bit Yea altten it a rooiewrod senicernat ol visa nurnaccial llatS Sad Srgnare aede cads aid LÆS Vita Men cads ae awed by UBS Bat USA bah awnispon from Yea U S A roorparad tulannal Serena Inc Rev 201407 SDNY_GM_00022275 EFTA _00132895 EFTA01275032 *UBS 1.185 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CN470057480391014 V1 0 Account name: GHISLANE MAXWELL UBS Strategic Advisor October 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your Financial Advisor: SCOTT STACKMAnULYLE CAS10EL Phone: 212.821-7000/800-308-3140 Questions about your statement? Call your Finarchse. Advrsot or the Value of your account As a service to you, your portfolio value of 1109,21348 includes arcnied interest RMA aesourceline at 800-RMA- WOO, account 029023574 on September 30 (1) on October 31(1) Your assets 1,679,877.14 1,669,213.48 Visit our website: i.vvivi.ubStOrnainantiakerviCeS Your liabilities 0.00 0.00 Value of your account $1,679,877.14 S1,669213.48 Accrued interest in value above 410,6E0 55 14,61a89 Tracking the value of your account 1 Thousands 1,679.9 Sep 2014 Sources of your account growth during 2014 Ydue of your account at year end 2013 1000 Net deposits and 1,6692 inkhdratrals 31,632,102.60 • Your nwsnnt return Dhidendard interest income $47,037.73 Change in value of accrued interest 4481889 Change in Oct 2014 market value -41484574 Value of your account on Oct 31, 2014 31,669,213.48 SDNY GM 00022276 Member SIPC CNP70003005748039NPMC0184796 00006 tote 03057S004 Y123574$50 000007 Page 61 of 98 CONFIDENTIAL EFTA 00132896 EFTA01275033 *UBS UBS Strategic Advisor October 2014 Your account balance sheet Account name: 614151 AINF MAXWF Tne value of your acount Includes assets held .3 IRS and cenan assets held anal from 185 See page for more I donation. Summary of your assets Value on October 31 (O Percentage of your account A Cash and money balances 14,433.87 0 86% B Cash alternatives 0.00 000% C Equities 507,56822 3041% D Fixed income 1,125,805.39 6745% E Non-traditional 000 000% F Commodities 21,405.40 1 28% G - I' `0 0.00% Total assets Value of your account 31,669,213 48 S1,669,2 13.48 100.00% Your current asset allocation FA Eye on the markets Index Your Gnat:14 Advisor SCOTT STACK MANLYLE CASRIEL 212-821-7030/800-308-3140 Cash and money balances may include available cash balances. UBS Bank USA deposit account balances, 085 AG Stamford Branch deposit account balances and money mai ket mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% Percentage change October 2014 Year to date 2.44% 1099% 2.75% 9.90% -1.45% -2.42% 0.98% 5.12% CNIVC004005748040NP70C01613796 COM 1014 030579004 Y113 514550 CONOtteGM00ogne 62 of 98 CONFIDENTIAL EFTA_00 I 32897 EFTA01275034 LJ UBS Strategic Advisor *IIS Change in the value of your account October 2014 ($1 Year to date (S) Opening account value $1,679,877.14 $0.00 Deposits, including investments transferred in 0.00 4,804,336.91 Withdrawals and fees, including investments transferred cut -2,110.88 -3,172,234.31 Dividend and interest income 16,043.05 47,037.73 Change in value of accrued interest -6,061.66 4,618.89 Change in market value -18,534.17 -14,545.74 Closing account value $1,669,213.48 $1,669,213.48 Account name: CHISLAINE MAXWELL Dividend and interest income earned (of outposts of (fit statement, tatabity of interest and dnidend Income has been determined (tern a US tat reputing Perveclive. Bated upon the residence of the account holder, account type, or product 1$2t. Same interest andOe dvidend payments may not be subject to United Stares (US) ardor Puerto Rico (1R) income ta,es. The (lent retinues statement is not Intended 10 be used and earnot be relied upon for tat purposes. Clients should refer to the axlc.4:4e tat reporting forms They teethe from UBS annualy, such as the loans 1099 and the earns 480, PR lac repsitond inlosiManOn It is the practice of ties to file the cepticasse tar reporting form, with the US internal Revenue SeMce and PR Treasury DeDearnent and ,n such forms ex/untidy daily &Mend aro/ or interest as tat eterrpt or tad* 'mane. Mae cotton your Ind vdual tax prepare/. October 2014 (5) Year to date (S) Taxable dividends I ,449.29 3,944.46 Taxable interest 13,343.76 38,093 27 Tax-e)empt interest 1,250 00 5,000.00 Total current year $16,043.05 $47,037.73 Total dividend & interest $16,043.05 $47,037.73 Summary of gains and losses Values reported below exclude products for which gain and losses are not dassilled Realized gains and losses Unrealized October 2014 (1) Year to date (1) gains and lases CS/ Short term 0.00 0.00 -9,82849 Long term 0.00 -20,615.70 83,956 18 Total $0.00 -120,615.70 $74,127.69 Your finanda Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Cash activity summary See Account ectivay this month for dela Is. &lances In your Sweep0010ns are indudedin the opening and closing balances 'blue. FDIC insuronce apoliet only to deposits at UK Rank usic not to deposits at ,IBS AG. Stan-lord Renal or bank deposits placed t tacitly, the UBS International Deposit Account program. SIPC protection applies to money market sweep fund holdings but nal bare deposits Steimportant inSormation Whit your statement on the last two pages ci this document for <Vats October 2014 (S) Year to date (S) Opening balances $501.70 $0.00 Additions Deposits and other funds credited 0 00 3,121,616.20 Divdend and interest income 16,043.05 47,037.73 Proceeds from investment transactions 0.00 3,190,502.84 Total additions $16,043.05 16,359,156.77 Subtractions Professional management fees and related services -2,110.88 -4,553.31 Other funds debited 0.00 -3,167,681.00 Rinds withdrawn for investments bought 0.00 -3,172,488.59 Total subtractions -$2,110.88 -$6,344,722.90 Net cash flow $13,932.17 $14,433.87 Closing balances $14,433.87 $14,433.87 SDNY GM 00022278 CUP7000;005748041 NP7000188796 00036 1014 030575004 YI23574550000300 Pegs 63 of 98 CONFIDENTIAL EFTA_00132898 EFTA01275035 UBS UBS Strategic Advisor October 2014 UBS Bank USA Deposit Account APY Interest Period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0 .00 Closing UBS Bank USA Deposit balance Oct 6 $2,798.58 Number of days in interest period 29 Average daily balance $513.00 Interest earned 80 .00 Annual percentage yield earned 0.00% Account nom: GNISLAINE MAXWFLL Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your tisk profile: Primary Moderate investment eligibility consderatxm None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your 14 nuncio! Advisor. SCOTT STACK MAN LYLE CASRIEL 2124321-7000/800-308-3140 O1P70503005743042NM0C0I88796 C003i6 I0I 4 030575004 Y1235745500306Mymt0002ttra 64 of 98 CONFIDENTIAL EFTA 00132899 EFTA01275036 *UBS UBS Strategic Advisor October 2 Y. 4 Your assets Account name: GHISLAINE MAXWELL Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Some prices, income and current vaues Sherd' May Ix approximate. AS a result gains andlosses may 001 be &croakily reflected. See Aportant inforenabOn about your statement a Ine end of the Oxumem for role Infornason. Cash Cash and money balances Cast, and money balances may include molar& cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch &posit account balances and money market mutual fund sweep balances. UBS Bank USA de sit aCcOunl balances are insured by the FOC val to n applicable limits, but are not protested by SIP. UBS AG Stanford Brans h deposit account basses an not insured by FDIC and ate not protected by SSC Money market sweep batances are protected by SEC but me not insured by the FDIC. See the Important information about MO statement at the endof this cbctrnent for details about Mtn. Saxes. Openng Wan« Cloung Wen« Pace per share Average Hddng on Od 1 (1) on Oct 31 (3) on Oct 31 (t) tab Uf35 BANK USA CEP ACCT 501.70 Onldencl Interest period Drys n period Cepsnow:II fit Equities Common stock Purchase pricer Trade mother Average ponce Pnce per share Vdue on unresized Hddng Hddng date of shares pet shale (I) Cog basis (1) on Oct 31 (S) Oct 31 (I) gain or loss (I) period MW OF AMER CORP Symbol: BAC Exchange: NYSE EAI: $189 Current Weld 117% May 17, 11 303.000 11 860 3,59384 17.160 5,199 48 1,605.64 LT Jun 21, II 313.000 10.670 3,339 86 17.160 5,371.08 2,031.22 LT Aug 2, 11 328.000 9.802 3215 15 17.160 5,628.48 2,413.33 LT Security total 944.000 10 751 10,148 85 16,199 04 6050.19 OTIGROUP INC Symbol: C Exchange NYSE EAI: $14 Current yield: 0.07% May 17, 11 115.030 II 249 4,74371 53.530 6,155 95 1,412.24 IT lun 21, 11 121.000 38 285 4,632 57 53.530 6,477 13 1,844.56 LT Aug 2, 11 122.000 38.297 4,672 24 53.530 6,530.66 1,858.42 LT Security total 353 003 39 242 14,048 52 19,163 74 5,115 22 continued next page SDNY GM 00022280 C NV70301005748043 NP7003193796 00006 1014 030575004 Y123574SSO0030C0 Pegs 6S of 98 14,433.87 250.00000 CONFIDENTIAL EFTA_00132900 EFTA01275037 (SUBS UBS Strategic Advisor October 2014 Account name: GHISLA1NE MAXWELL Your IS nanciel Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000'800-308-3140 Your assets Equities . Common stock (continued) Track Hcidng date Hunter of shares Purchase pen average price per share (5) Con basis (Si Price per that on Oct 31 (3) Value on Oct 31 (S) Urtredired gain or loss (5) Holdng Pined GENERAL MOTORS CO Symbol: GM Exchange: NYSE (Al, 11,648 Current yield' 3 82% Nov 18, 10 1373000 36 416 50,000 00 31.400 43,172 20 -6,887.80 LT SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol: SLE7 Exchange. NYSE EAI: 1181 Current yield 162% May 17, 11 37.003 81 270 3,007 00 98.660 3,65042 643.42 LT Jun21, 11 40.000 82 436 3,297 45 98.660 3,946 40 648.95 LT Aug 2,11 36.000 89 433 3,219.59 98.660 3,551.76 332.17 LT Security total 113 003 84 284 9,524 04 11,148 58 1,624.54 1WfTTER INC Symbol: TWTR Exchange: NYSE Nov 7, 13 2,000 000 45.160 90,320.00 41.470 82,940 00 •7,380.00 ST Total 6174,041.41 6172,563.56 -61,477.SS Total estimated annual income: 52,032 Closed end funds & Exchange traded products Total reareested is the lad d al reinvested dectends n does not include any cash chntends. n is flat a tar lot for the purposes of determining forcing pe loth or cost base. The shares you receive ugh time you reinvest dwdencis become a separate tax lot. Cost bases is the total purchase cost of the security, old udng reinvesteddi...den& Ire cost basis may need lobe °dusted for return el raped payments in order b Cele:wane the adiusted cost bens Ice tar reporting purposes. Hddng SPCA S&P SOD ETF TR Symbol. SPY Trade date: Jul 12, 13 (Al: 15,603 Current yield 1.83% PurchMe PIKS NUfrOCI Aveldr pnCe of shares per share (S) 1,495.000 Client investment (5) 167.496 250,407.85 Untealeed (kW gam or kiss is the Ofference between the current value and 1 he cost bass and would generaty be your taxable gen a Ion if the sec city was sold an this dale. The unrealized (tan gm n or Ion may need to be suited for return of casts paymems in order to determine the 'crazed gain or loss foe last reporting purposes Investment return is the current value minus the amount you on-tested It does not include shares that are not reflected on your statement, includ ng shares that haw been ftSiItil at either a gin ce a loss It also met not mduck cash dedends that were not *invested Cent Price per share oasis (1) on Oct 31(5) value on Unrealized (tag Imegment HOldrig Oct 31 (5) gain or loss (5) return (5) period 250,407.85 201.660 301,481.70 51,073.85 51,073.85 LT ChIP70X9305748044 NP70C0188796 COOOS 1014 03057500i yi23$74SS0C0SSErikwGM0002PS” 66 of 98 CONFIDENTIAL EFTA 00132901 EFTA01275038 UBS Strategic Advisor UBS October 2014 Your assets h Equities (continued) Other equity investments Cost basis and gans and losses have not been adjusted ad CeddtiC ally for return of capital payments. Restocted '<aunty velum are eslimaredro Informational purposes See important information about your daemon/ at the end ci this document lee ?editorial mformalion Purchase Vice Trade larnioer Average price Cost Price per share Value on Unrealized Herding Haring date of shares per share IS/ bass (S) on Oct 31 (5) Oct 31 (I) gen or loss(S) PenOd BLACKSTONE GROUP LF/ THE UNIT REPSTG LTD PARTNERSHIP INT Symbol. BX Exchange NYSE EAI: 42,137 Current yield. 6.37% Sep IS, Id 1,113 OCO 32319 35,972.05 3a 1 20 33,523 56 -2A4.8 49 ST Amount name: GHISLAINE MAXWELL Your Nnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Fixed income Corporate bonds and notes Prices we obtained from Independent quotation bureaus that use computerized vallatiefl formulas to calculate current values Actual market vanes may vary and thus aoinsllosses may not be accirately reflected. COSI basis has been &lusted for Excreted0(4NY issue ds(ouat (OM) COSI basis has been Hddng Trade dale Total fat au. al melody (I) Purchase A4usted pm! (5) cost baus (5) Rice on Value on Unrealized Hdang Oct 31 (S) Oct 31 (1) gan or loss(S) penod HSBC FIN CORP NTS BIE RATE 02500% MATURES 1(11915 ACCRUED INTEREST 4128.89 CUSP 40429XYB6 Moody. Baal S&P. A EAI: 42,900 Current yield: 2.86% Oct 12,10 100,000.000 100.000 100,000.00 101.466 101,466 00 1,46600 LT GEM. ELEC CPTL CORP AD) RATE MARIRES0911/16 CUSIP 369626215 Moody- Al SEP: AA+ EAI: 3217 Current yield 043% Dec 11, 09 50,000.000 90.789 45,394.501 100.005 50,002.50 4,60800 LT BANK OF AMER INTERNOTES UTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 42,49000 CUSIP 06050WDW2 Moody. Baa2 S&P AEA!: 45,400 CLerent yield. 3.49% Nov01,10 150,000.000 100000 150,000.00 103.214 154,821.00 4,821.00 LT continued next page SDNY GM 00022282 C Ne70009005703045 MI003103756 00076 1014 03057%04 Y123574%0000000 Page 67 of 98 Allon14<allY YINSted for arnortizzeron of bond prernvm uung t Pt Coastal yield met hod If you have made a tax eleCtiOn to deekia the Orem urn (mediation on taratie CetA secvoles. you may request U8S al ust cost basis to the bond pronum amondahon. CONFIDENTIAL EFTA_00132902 EFTA01275039 SUBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL Your assets Fixed income . Corporate bonds and notes (continued) Your Nnandal Advisor, SCOTT STACK MANY LYLE CASRIEL 212.821.7000f800.306.3140 Trade Total face vaue Purchase rulusted Price On Virtue on Unrealzed Holding Hddng date a mahelty (5) price (S) cost ban (I) Oct 31 (S) Oct 31 (5) pan or loss (3) penal 1 P MCRGAN CHASE & CO NTS WE RATE 07.900% MATURES oan 49 CUSP 466251-MA1 Moody Gal S&P: BBBErkl: I 1 1,850 Current yield. 7.29% Dec 22, 09 150,000.000 105.272 157,909.171 108.375 162,562 50 x,653.33 LT Total $450,000.000 $453303.67 $468,852.00 $15.548.33 Total accrued interest $2,618.89 Total estimated annual income: $20,367 maceas cost ban Imo:mason picruda by you cc another third pay. UBS FS has act yell led ttis Information and does not guarantee its accu ray. Municipal securities Prices are ananed tmcn Independent Cantata bureaus that use CaMdelged Yel when formulas to discount for sectxthes Issued a a discount. When origra cost UPS is °Splayed, arnoruzation has been calc date current wakes. Actual market values may vay and thus galitsrlosses may nor be accurately cicne uung tit constant yield method othemise tenonization has been done using the strayed line reflected Cost ban has been autcenatcay aclusted for mandatory amoetlzaten of bond preml urn on method coupon tav-earrpt munIcOel se( unties using the constant yield method and to. act reted 44014i Issue Trade Tdal text value costA4baulst(edS) Purchase priced) Price on Value on Unrealized Hddng Hddng date at mat WI)!(S) Oct 31 (S) Oct 31 (5) On or loss CO period MICHIGAN MUN BD AUDI RV BE/PI RATE 05.000% MATURES 10,01126 CALLABLE 10/01/160 100.00 ACCRUED INTEREST 5208 33 CUSP 59455TPC3 Moody. Asa SW: AAA 1,927.56 (Al: $2,500 Curent yield: 4.62% Original cost basis $55,424.00 Nov 22, 11 semacoo 104.441 52,220.94 108.297 54,148.50 LT BIRDVILLE TEX ISD LYT•07 BUD REF-07 PSA &UPI RATE 0&000% MATURES 0211929 CALLABLE 02/1917 CD 100.00 ACCRUED INTEREST $1,055.56 CUSP 090874FVS Moody. An SW: AAA EAI: $5,000 Cisrent yield: 4.60% Original cost basis: $110,503.03 Nov la, 11 100,000.000 104.765 104,765.59 108.70I 108,701.00 3,935.41 LT continued next page CNP70009005748046 NP7000039796 00006 1014 030575004 VI 2357455000M&Ght000sign 68 of 98 CONFIDENTIAL EFTA_00 I 32903 EFTA01275040 SUBS UBS Strategic Advisor J • .1 Your assets Fixed income • Municipal securities (continued) Hddng MASSACHUSETTS ST HLTH & EDL FACS AU RV B FIE /Rf RATE 05.000% MATURES 0711932 CALLABLE 07/15/15 0 100.00 ACCRUED INTEREST $7361 t CUSP 57586CFW0 Moody Aaa SW: AAA EAI: 42,500 arrent yield: 4.85% Original cost basis 554.040.00 Nov 22, 11 50,000.000 101 622 50,811.16 103.098 51,549 00 737.84 LT Total 6200,000.000 $207,797.69 $214,398.50 $6,600.81 Total accrued interest: 32.000.00 Total estimated annual income: 510,000 Account name: Your Misandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7C00/ 800-308-3140 Trade fetal lace vtlue fui(n.a.e ACiuSted Price on vdueon Unrealized Haling dale al maturity (I) ;Ikea) cost basis (S) Octal (1) Oct 31 (1) gein or losS (3) Period Preferred securities Hddng OTIGROUP CAPITALMI EXEIFLT TRUST PFD 7.875% CUE 10130'2040 Symbol: C.PRN Exchange: NYSE EAI: 119,690 Current yield: 7.40% Oct 4, 10 10,000.000 COUNTRYWIDE CAP V 7 000% CUE 11101136 CALLABLE Symbol: CFCPRB Exchange: NYSE EAI: 17,350 Current yidd: 6.84% Oct 26, 10 4,200.000 JPMORGAN CHASE CAP >XIX 6 700% DUE 0.102140 Symbol: PM.PRC Exchange: NYSE EAI: 44,188 Caren yield. 651% Mar 25, 1 .. 2,500.000 Total Total estimated annual income: $31,228 Winton of starts 'WC ilMe Pike pH Ole* (1) Puce per snare cost bald 0) on Oct 31 (3) gigue on Oct 31 (3) UnieSded Holding gun or loss (1) period 26.130 261,300.00 26.620 266,200.00 4,900.00 LT 23.518 95,778.96 25.580 107,436 00 8,657.04 LT 25030 62,500.00 25.720 64,300 00 1,800.00 LT 5422,578.96 $437,936.00 $15,357.04 SDNY GM 00022284 C1070303005748047 HP7000193796 00006 1014 030575004 7123574550000000 Pogo 69 of 98 CONFIDENTIAL EFTA_00 I 32904 EFTA01275041 SUBS UBS Strategic Advisor October 2014 Your assets (continued) Account name: Commodities Closed end funds & Exchange traded products rote, reenveXed n me told en an renvesteddedends n does not include any cash dedends. n is not a tat lot for the purposes of determining hold lig periods Or cog basis. the shares you receive each tee you minxes' cledends become a separate tax lot. Cost basis is the told purchase (Oct of the security. Inducing minveSted d Wends Ire cost basismeg need to be &Natofor return of wad payments 'Aoki to determine the &lusted cost basis tor tar rerun® purposes. GHISLAINE MAXWELL Your Pimends' Advisor: SCOTT STACK MAIsTLYLE CASIVEL 212.821.7000/800.308.3140 (eves filed (rao germ Or ,bss rs the difference between the (men' glue and t re cost Pass aid would genera be your teal* On or loss if the secLunyryas sold on Its date. The unreaktect gad gam or loss may need to be adjusted for return of apt, payments In order to determine the mays gain or Ion for tax reporting purposes. Ingestmem return is the current salt* minus the atount you illYeSted it does not include shares mat are not reflected on your statement, includng shares MAY have been reamed as either a grim ot a loss It also does not include cash dodends that were not rely ested PorCheSe DIX& Number Average puce Chem Cost ence per share Value on Unrealized (tat) tneesunem Hording Hddng or shorty per share (s) investment 01 bath (S) on Oct31 (s) Oct31 (y) gsln Or IOSS (S) return CH period SPUR GOLD TRUST Symbol. GLD Trade date: Sep 11, 12 190.003 168.060 31,931.40 31$31 40 112.660 21,40540 -1052600 -10526.00 LT Your total assets vaueon Oct 31 aercentaae your account Cost bass (S) Estimated annual inttne (3) Unrealised gan or loss (54 Cash Cash and money balances 14,433.87 0.86% 14,433.87 equities Common stock 172,563.56 174,041.41 2,03200 -1,477.85 Closed end funds & Exchange traded products 301,481.70 250,407.85 5,50300 51,073.85 Other equity investments 33,523.56 35,972.05 2,137 00 -2,448.49 Total equities 507,568.82 3041% 460,421.31 9,672.00 47,147.51 rind income Cocporate bonds and notes 468,852.00 453,303.67 20,367 00 15,548.33 Municipal securities 214,39830 207,797.69 10,000.03 6,600.81 Preferred securities 437,936.00 422,578.96 31,228 00 15357.04 Total accrued interest 4,618.89 Total fixed income 1,125205.39 67.45% 1.083,68232 61,S95.00 37,506.18 Commodities Closed end funds & Exchange traded products 21,405.40 128% 31,93140 -10,526.00 Total 31,669,213.48 100.00% $1,590,466.90 371.267.00 $74,127.69 CelP7COCH005748048 NPTOOI88796 00006 tOm 030575004 y12357455003W4YGM00022its 70 of 98 CONFIDENTIAL EFTA_OOI 32905 EFTA01275042 UBS Strategic Advisor SaUBS October 2014 Account activity this month Dale A;lemly De:Grplion *moult 01 Dividend and interestincome Taxable dividends Taxable interest Oct 13 Foreign Dividend SCHLUMBERGER STONE-THEPLANDS ANTILLES AS OF 10'10, 14 45.20 Oct 30 Dividend SPDR S&P 500 ETF TR PAID ON 1495 1,404.09 Total taxable dividends S1,449.29 Oct 2 Interest )PMORGAN CHASE CAP )0(IX 6.700% DUE Oar 02140PAID ON 2500 CUSIP: 48125E207 I ,046.B8 Oct 15 Interest HSBC FIN CORP NTS B/E 02 900% 101515 DTD10151CFC041511 PAID ON 100000 CUSIP. 40429)0'86 1,450 00 Oct 30 Interest CMGROVPCAPiTAL XIII FXCIFLT TRUST PFD 7 875% DUE I0/302040PAJD ON 10000 CUSP 173080201 4,921 88 Oct 30 Interest P IVORGAN CHASE 800007 900% 042949 DTD042308FC 103008 NTS WE 5,925 00 Tax-exempt interest PAID ON 150000 CUSIP. 46625HHAI Total taxable interest $13,34336 Oct 1 Interest MICHIGAN MLIN BD AUTH RV BONS DUE 100126 DTD 110206 CALLABLE PAZ ON 50000 CUSIP 59455TPF3 1,250.00 Total tax-exempt interest Total dividend end interest income Oat Dt1CitAion $1,250.00 $16,043.05 Amount (5) Pees Oct 24 Fee Charged QUARTERLY FEE -2,110.88 Total professional management fees Odle Ac1wily De‘coolson 42.1toss Amount (i) Money balance activities Sep 30 Balance forward $501.70 Oct 2 Deposit UPS BANK USA DEPOSIT ACCOUNT 1250.00 Oct 3 Deposit UBS BAN,: USA DEPOSIT ACCOUNT 1,046.88 Oct 14 Deposit V85 BANK VSA DEPOSIT ACCOUNT 45.20 Oct 16 Deposit UBS BANI: USA DEPOSIT ACCOUNT 1,450.00 Oct 27 Withdrawal UBS BANK WA DEPOSIT ACCOUNT AS OF 1012414 -2,110.88 Account name: CHISLAINE MAXWELL Your A modal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 continoed next page SONY GM 00022286 C NP71:00?305748049 NP7003108796 000)5 1014 030575004 V123574550000000 CONFIDENTIAL Page 71 of Se EFTA_00 132906 EFTA01275043 *DUBS UBS Strategic Advisor October 2014 Account activity this month (contnvedl Oate Money balance activities (continued) Oct 31 Deposit UBS BANK USA DEPOSIT ACCOUNT Activity Account name: GHISLAINE MAXWEU, Your Ignendd Advisor: SCOTT STACK MANYLYLE CASR1EL 212.821.7000/800.306.3140 Descrobon arrount (I) Unsettled transaction activity 12250.97 Oct 31 Closing UBS Bank USA Deposit Account The UBS Bant USA Del:Mit ACC0unt is your primary sweep option $1443357 True Id lowing transaction(s) ere pend ng settlement Trade Settlement date date Activity Description Dignity Price I Value (5) arrount (S) Oct 30, 14 Nov 04, 14 Sold TWITTER INC Total pending investments sold -2,000003 41.50 82,998.17 982,998.17 CNP703090057030SONP7000leen6 00006 1014 0.30575001 YI2357455003011,pc GM 0002y1!!9 72 of 98 End of statement for account number Y1 23574 55 CONFIDENTIAL EFTA 00132907 EFTA01275044 Important information about your statement MS Fiord., Sent; Inc ON rim or UnFirwrocialSereked. is a mentor of al pirattaal security. caOmodity and coons wtharges UBSFiremcill Wvces and ultheanl.UM. ay Siva cube:Brie of UBS AG and ream of LOS Stoskie u.0 the Fren'sdnancill swat it eatable uoon reamed the riffs exectere of Kea at a U3S Fowled SOW*. he 1200 Haber lirculwat Nitehaek at N107086 This statement reprewos me only °tidal reard of >ourUBS Finance Woos account Other MOWS. except atoll toe documents. co manng conithng data shouldnot be reed upon If you below Maw 6 an a a 0,16001. Memo won n serneliaely n wring to theferch Mirew of the onceswing the mourn AnIaJgh al f9tin team are Menthe, to be X0.010. staieNalt daatiOuld rot be used for tat puposes Re9 soker on ye mend to lam 0e.. Far 1099. SOB. WS. or Nun peeping your to return llst ter is requicd by Ian 10 repion tO the RS al trm le diededs. re:pantile non iaabIe cledinds ad tarade maw named en secentes heU n per account rat proceeds on sale tranuctors, aid cost bat/sonoaten coed Seamitiel Comm unication. with the Firm • Neale reconfirm airy oral 0:nYnn.a1ons nwrnngt0 furrier Dieter your nth.t. ncbdnj yokerotas under the *antes twee" Protection Act (SPA) • CI tte feUesoil instariOn on the top toll of re from of this lalerrent is not IBS FitInCuiSonoii, IBS instal Synthscanes yeti snug as dearkg deka by acalgemenl with the adcated nit on We Wormed pu od the reetiaelip .hen you (egad tie accuse in this Cabe Mir ads and wont in re looted a U8S Wormal Woos and not thy mrodurn9 barker. aid you oust mate 3 repel of ay moo or ornesian W belt fin All account subareas shall be dean] compete and acar ate d roe °bp:NCITO n AWN swim 60 days • Pleasedim outlaw °enfants°. ninon bthe (rows Chem teginos DIpitment X 201-3S21699 or iota... a 900-3S4-9,03. 8 00Am ton CO p7d ET Monday %tour friday a at relng to UBSIonsual Sewall he. Clang Relation, Depatrrient PO Box 766 Union City tel 07(57 • n case of errors a froellOin *tut an ekcoonec tends transit.' (711 bid newt cells Vnm data cad tramadtonS, Call 806762.1000 or nrce to LDS FranCol Woos Inc. IOCO Harbor 8W .6th I ba. Weeteeken. N) 074.86. Ann INWIMA Saver Cal aye,* as soon as tau cart d you nic nor stawnem or reCe1a 6 eirOrg °mica) need more 'narration rout atranfer on the starrent or reap, The Fon peed Muir (aS atplOble)must hear ran 50u nO L3tatr14/11 60 day alter the fret Sent By the fist statement on yeah the era or problem mowed - not. you nine ad accoint forcer rip - Describe the MO. Or the ranter pu ace wenn atom. ad titan as *FM a you On net pie bete 4 is al error or ery you need awe Marna isei - Frmide the data arum oi ear seeded MCC The ken or Cad 6ster wit rentigate you Comptint ad will carted any era praTptly pleas make al decks partio to the Furor to Nardi Alatulon exlcaed m de kw of this statement h ant ion to regukr axOult tea. worth may be 'Mpg to mantra to ten charges Ice tae payee,* for worm: purchmos and cloves fa uwad ants it cad. =outs Accounts ma are traVernid 10 nee Matrons mar be wind to a banner lee UN Sweep Opt:am U8S offers °plan for Yawl an hairnet bra-nesto bat deposits at 'SAW USA aid UtS AG Stanford lean (Bark Swap hoping mriciy Markle Mita findsNoon Non) arid the Innerntional Depose Accoint COA/For customers won an commoner kesoace Management Armor. Iva* Iht Bat Sweep Yr011anf. oath bermes at swept so LIU Oar USA up bales/ad-1.d LW and thine IBS AG Stanford Brand, a a Money Fund Deposes at LOS Bat USA are FOC round n accordance with for: rules For net itfonnaion p lea. nut ram elto gar Deposits a LIPS AG 9amfoed Branch and *LareScOlalfy FuldS akin01 need by the FOC. Through It. On mantle to art, Arran are swept to deposit aCCOurin a 15$ AG Newyork Breed° aid IBSIG Caplan &loth lheSe depC6115 dent need by the FDIC Salmon hoU at the UM AG Cretin Brad. ire ten/mai& oposed toile sovirewn risk of the Copra. finds and there it ro wine ix other oh itatim of 485 AG to way the ban who on the UPS Camel's balls boas. Deposits al URS Bat USA rd each UPS AG Brach at rim protected by 9PC Maw Fund shies me pecceaed by WC See "155Finawil Sewn Account Frotection- be Upon not:reg./02. babies n the Bar Sweep Programs or OA mar be winamen and shires of a Penney Fund maybe liquidated, awl the wends returned to pu a year ta0..nen xeanf Further plonntign rout maletle sheep optore. ndAng went enmesh wen and yens. n actable wet« ubsoirrismemiens Pon your F 'weal Mvilor a by caring 8067624000 list Folancial Services moos petunia The Fern it a member of the Semmes Mina Protection Coteau(' (SRO. Win pro teas seamen wows of es awns's m to 1500000 (ncladin; 1250.000 he clankstor Geld The SPC sae ;mesa, tines apish to allmaws thr thie hold n a paned" cahoot, the Ferri together rush onan Aldan. ha also Futon., nimioncntai itenconn the rovinuin amount payable to all NOW dent. coltchtliondo" this proton:on 6 SSC* miller as of Di0Ente IO. 2013 Sotra to the pokya:editions and hertatent cart at the Fern educibleprotected fa' up I° SI 9 milkn n the aflegate ter all pu arotrilshokt n a primly cepa), A full oape tal the pOICy onledng 6 /arable upon EWA, Tho SIC protection rd to supplemental ;maroon both do not Soya • Celan relax's, tows controlled ter OM freketed ore account value) but held way rom Sermon fag man float alLIBS Bark (Jca;h U3S AG Stamford branch. (d) nsuraxe mans oolong wob.i. annulIn ad (4 Owns of roma finch aKee Maur maws re mg awed efrecity n the nine o1 the aCietrt holies on thebooks and recant of tie mplcabh Wee a untie anent). • Certan nerwreni coon" or norm% rte./It (.9. 'ruled parowthos and prvaeplaments) that are nor regisiered iodic the Stones Act of 1933. and • fealtiescomm. to 9.Corey. 'Wang* and prekus tied contact &LIN tutees commas and COmmerli *Men Conrad, The WC protection rid to aPpolarairral protecton do not m69 to thee assets even if they Otenyde appaa Char Xe nalenents The SEC protecten and the oppbmett PrOttann do not crowd mann change, n the nate vat* Ol yOsr V nents (Seether as a result ci Mani roArnint. etwer batiteptcY or ofisaPP) More Wormaon s mit ki tem regard flu may obtan not. illorrnalen tuul SIC, hdudng the SVC Brochure by cormwrg SPC at 202.371433004w by vaittg tie SEC educe at *me ear all Dividend Re Wesinein Program OW) hie axe reMeCed 6r area]. once UV may °bean the actual pee ?ran we rasa Adeoor Gen/ whole Shan are We ar4d weer alp. partialMaces wit to soli and me o9lwil be decoserd et you acaurt lode:14rd remestrea pea rippled by the issuer may dee Cron the rixtet rxi:e it WW1 the pram rays in sold Casloineliou Only stole ones wry be held in tots noun I pu are entitled to aprathnt at areal: of ,*Mend pant or °Monet*. eke Oren pa ether yid partialities a mato price a accept an atom, detested by areglneeel &AIN every. am cede your account Immanent oblealvits the MVS011ent obricives and nt profile ae Soak to eath won and nay wry [einem steal free the Inn pommy in wring of any octant deny. I your finance situation or Westin:en archer; for end. accord held. )Cu choose one of the Co loving westined objectors • Reduce Convoy axon* beelenents seeking the royal MI of I-romaonly • Ache* Qpitahlppreetion hearnents *Ping growth prnCpal fah. than Mt general:in of name • protheceCorebeicaso of Income axlCeatIAPPeoloon inantnents soot ha both ono gerwaion of MOM aid 70 nth 1:4 prneval Overall tisk prelim • Contemn, Sets to twain intim pribdpat ',eh low risk and totality to the accosts %eft Peen rt ma means the want does not ginerateigndant illarttitOf IttUrn$ SW ma/nokeep pea von, Maher • Attp*Ja %%RUN 10 MEW some OS to aineilia and tolerate vernmela dity so seek higherMani • AggreSlae Wing to axem hgh rdi te tempi ad hgh Wray to rammer ant StaWnent incesehokling" vie rrayconsoldate al raided eCCOLnt 9.3t401611S with the sane infects in the sane envelope ACODirtirrnybnrellAtd for this sums° bowery hare owner; nho iln mormin pant account remonshos will otter dents al the Satre address the pence 6 know. as iheafehading • I you peels to mate indenter ;uterine, nulled ii are CONFIDENTIAL erinforeo —you may *Cane ficuseholling byding your Formal Advisor Friona/KOWA An Mohler,* warn nano tenets Warman, that you encores on use Fenn pinkie miss nibs.. It 6a customizable •nderume awn by you to au sou each year necedeemeg It ha no legal effect on lour arum YO.. on mange you Fr(eldty a:COalt naives. th ough Onlne Swot or ter exuacung yes &twee Manor Acownthwayiew • vabe of sour dttountrprecoo NB a assess and lablites • Ataeb InCticki await* on. bats et want la roomed warier fat) rid Grbe Taw Deposits invaded mats to market and Penal assets not held by the Fin Does not naideurpered sailtelassets a dwelt of tit pica and mew tuterrom poocdi a acre haelmems, urresed stock col art aid a rCistble stmt. options • Oandites Weds &Mc balatal. CuiStalerg mon fors. trent Me shut accoum beta es • COSNITOnn/ barn/ Toes of inirresird salable car bianon. via UTS Bat USA deposit balabon 1.18$ AG Stanford Stanch <Roost balances aid nxney make mutual find sweep hearts. a the dose of tie statement peed win ommoty h e own barges h yon am are not swear ed from ethic batmen andthe Emma% tee any or these lusts n the ordiwy course of ds twins, Mese funds trepaythie tpon demand this total 6 McLeod in no twee mend doseg value landing information rot detaM cleans ton onthe rn' > VW.) panips and doPocuros raw to pis ChM, Walbeitp Agrowen or Accort >gement and the General Tows ad Condemns USS Steam of (tide Practices math* n ripetrientS oral Duclosures x xpayahrs aggaegatiasaiza Your wet yea statrilini ten aes Searles andother aces held n the account at the ad of the Werner peed You may Mt for &Amy of hay pad Wuribef I any IMP You may retie secutith used a ban collateral ater Pain9.aninr balance cue on then My scathes trandened an the thing the swoon: paired are lino a t mercer vat* a of the end or the stamen period • Cost basic n dierronng the cos: bars ite the *ant* inducted n the stilarter Mere ndkired web Ile number '1: 15$ Firondat Seevreshas tried on inhumation otlaitied Ira. sources other than USS Firbncal sauces. neudng nionnaion keen areeor. IT or tat you may An wooded to your lawful Advar The Finn dots not nayondenial vett,Or guarantee* may a validly of any itmoman provided by sources Mir than ttSFnaoal Serene. In addtron Shout. LISS FnandaiSor•emgenorely updates this dormaxn as c 6 Welted the Fen does roc °raid/any aszoinots Oat the nhamatim coder 'Cost weir and ' areatiard gairless" n fame a of re dote of this Urea As suet, please do not rely cn this mien* im to woke curthane a sane Oozes la lac purposes a Murree Acciemb Unstated to the fern mayWien psalms nformaim orly air the prod of tint they at held a the Pim Morehinonol ntOrmatUn Cr be added by you Finance AdASOr • Unmatched salnerloses Paw 'flat aotible •,Trn.74,1 meal Ted ateliers a2 ciiniaten ice SDNYGM 00022288 EFTA (10132908 EFTA01275045 Important information about your statement (Con inbed) kwfwiTalsocenty lots The testadion data fa Odinzbal to t maya may not Mk« ansrasank illages nila 'aunty rearview, semi Dnifend Idiot fence-amain sots and sistornak punTra lots are etdo ~limed to dtalas one af frayed lat The • Trade dae' cabin peewits the venal banal m bakdate • GOMM nothies Bonds and robbed nod thai he nit. colt for eadyroderiplansol besonded etpaliafty by bt ban ameng al season of that nob aced n out nane concernment's/for our dents Calfence Idemalm is 0~dfrom third paces aid ns way 6 not earaceed ~cell teases nay eon shah could hedt yob Cana«e information hinbe prodded dØ rodent • Catarina, off deposit (CDs) CDs die Rd( Mad ups, $293,0(0 si pinup' ark squid incest pa ~outer and por ceposnay nslitslion fi accordance with CPC rubs • ~Nebo F , &paced fa anuses an, other produces mao be hot« a ewer than the ace thal you womb »say recess in the makc hoves are ,blared from vasixis Tice partysources inch weban-reto te relise but we do not gambits teak away - Wo gonoraty use no canrigace - shim «Cabb cr the mean a the t al aid ask aces fa Isted season ace optun or ace tid aces or OTC wastes - Let Jane. tØ warns may Ice ace., Lung a enha«, model a them Well ;nee we °ceased redrew! nol reflea an aaaa mad« pride or "dice - Cenanposams may £pea mescal aprce aid will show z 'price was not bailable' A we are usable to Obi«, a pace for a scenery - Deposes a Wanes den:mina& n starendes other ihm U S «Ices sefabled a the mantreorae z of the nascent dace - For eertan seances vadng n non<catorm'n9 tenamnatce11. pcee ad quality dace vale) mar lode been &bade, faptale trope.- v.tus.un To obtain dam quat.sas wan arallatilo. aura° yea Frenoal Ad o« • Preen lestezmama and samfe ad prod's« Oncea mestmare saunas CrislicIng Akan pak'pation pagan aid real estate rcestmem man sauced* aid finalised pcesbas terrace., hehl9 Zen, (man Milted proebas haw nat hem «raced fun th ST-arnes and enha-9 9Cann-rob:a a underand State Seance' CM We prOwanImaed vibes la abate nwitmen sealants ass ~nand produos Bor Morro.* cinalpuboon only Accuracy., not Bonn's./ - ilwkvaUe5 maydifter scesurnally from piced if any al inch a ;route nwstrnere secure's« structured autua my be Lair a aced aid do not nests:ally represent the vale you mayreara upon laminar, - Ted party egmaes of viz are as of a ran dae so a* iwahad to ISS frimuld Savors a a regi la bad by an ncependeni Yalation fern - PP.", arcacerna a Caw« «rimed yaws if any. are stapled to te Frm by he aces general partner ix nectar and may be sandaled Abed as different Nervation from thatuxd by shed ponce to delte It...estinabd - You sar canal additional hammon regadre the methodology used to determine the emanate of var and the dart of the /damson Tat Is he base fa do Mange hyaena :the your Anoxia Addles - Thkd parry~ vacs may be fancied as 'Not pnced- n 'moral Mains Vim an 'celepenant valuation Irm Karat suppled os d mate b assan a yaw when we bear/saw» that a made sort has ~et tha may il la erevi)usly reponed vibe Ø Tenon. a vistaoka» Ø Ise highly otedstatrce duo to To rut" of the uninty - When swathes an US», gametal panne< a sponsor eamated var nos a lb Nicely esi ceased value is prOvdel mesa te Of the warty vol bedament ton as Nrchasepnct - 'Natation, to dace- mot bard. rerun of caala sworn.« both • OrtABund Bee' reaeirintsne dirndl 011Ung pee per tan and may not Sloe your ma bask • Itiaarlatd «drain ResInsted «curates ganeraty ae not annoyedge* for Wok Sale UBS Financed Sams uses the melg price of be romance« dock of tko cent SSTs- a as moused value tor the rearmed scats tr purposes of k'6 stanerdone To tne «urn thi restated seeralen» «ebb for sale. be oak. reeved may be wbstaitialy Ins than ice imautid torn • In. Nittnatedi limn*. arrant *Ids and rat An estlrutt or avoid home is based on canon «nand and lowed race awning bb inuities WI' be held for ale yea from naternant date a val manna This estimate 6 onki a gukrane. accuracy and oxicoued cetera as not gormand - floated renal income and once yob for anal hPesol wanes muld acetate are's« of Teridoa or cancel gam n shun case the Ilt Tame lab carte« yob) would be overate, - Tcebtod anus income ace euteni bell aid the actual nonce and field mght be lower or hgher than the enimatod moans - An n'enale of zlftalited ~Me (:Pekin! anclor newt) Toted Dynecads make val./Own-a> balate rs lobed on the last lodsid or ems enl pastern 'Tube by he natir ad ~es Tit wart indnomes rill bo relaf« om »tat ban the savant tabor vita ~urn aconloT aid Conleved add ae not guaanceed • Mauna held by Pinandal ~ice Conan WPM ae not NObytePan asi not rimt the ain'S posse's«, or ants' Then assets se ccelzed m your gateman for irdomwanal psapticesocer Posiices tel valor, presceled procebd byteTung firm UCS Fnanda Braces a not reparable for this &comsat, lsd does net %Wallet tsardisay niece abets tenet orotund by SW( er tor rors supplimmul SP( sonar • Peanut dialing and additkanal compensation. - n additan to ounrrissom on ales and 12bil ben recess/ n sonneace win the destrbinn of mince fund, tools, dents we asla Our OAT? WONT mean navg pustnenu trom ddtceutors ardor ' ,bison of the maw, funds thai we sell Than amounts are based en no ditbront °a-Kann; IN mØ 01 Sannby165 ol a partcua make' fund fanry to owTerns. and ane au« vane of a price', main' fund fanwc sham todd a she lion - We and no *Are and recent retnakne and procesmg less n corradefaton for trader agent /AN I: as that we umiak to the maw, funds Thew lets dew" ao pad Iran Masi« acts in she «Rabat had and se altod delft null bawd on the runt. of nails at To tracer-dear holdingmanual lads of ha had lanig - m akla ion to comscence 'neared n cornedion wen the cab or distrimiin of rosary cornissz ad Wit noon. kce tan units ao our dawns. so axles-our acetate race* resent* Thiele OXI/Shatlen from marvol ane rusara corrosion inderion) he already caceads Oda; ol ilso instancecommis a SpOnSin a taunt nvecennot trusts we acetate - Ott airlines also recent trading commlsaals an1 ones mormon frem Melia hiks lsd *minx, tunTl.liel vitrh redrots we ditir but.? - We reanen annual fee Ten LBSBalls USA aril CBS A4 Stanford Catch of up pus res aXounk swooping to he banks in n To Ungar* Sweep Prograns ACM* Infoncetan regarding eormadons and other Argos incured «near« win the eceodion ol oak's «bore «ben Vasactans has been es:Wed ise oacernatons proms.* Km shod a you. aid nil be prouand to you grompiki on resuell Short sailing you »engaged in tart 'tong axorny you may nos a shavedue to caeca becoming obis fa thai palcula barny Opr ardinv lieSkYdng arm a '9000tilarttelltd • orders that were MI Belted by the Staernern dae, opm buy awl Yell Oa ceders re [stance by tre annuls of «Mends a rghis • cedindindsor congas date unless enabled «Plena., by you You ae re9;UnflUlelOr «deri lodle ececuted day to your false to canal exatrg open «den Tax wiedvildini en ~ant few WS financial sealant hula Federal tax taw nausea USS Enela Series to ountaib/ armor* 'as from yais unable RA diltrIbul ran tul you OW eke oat lo haw inconeixt wilthell or. Insley'. you nay elect to hare lc ~held a era, or io a Iced anoint as you depose Sox ~On vil amain n ef feCt until recelsid by you You embrace*. your «Molm a ar/'Tobymaize a new action If youdo ret haw onoush roan:ices wrttneld Iran 'Our dltålims. youmaybe rcesomble la the prom of estrnxed us You mynas penises d te Timms winced and you, estimated In parninis at not equal CO oaf ler obligatim Privacy To .baral a copy of our dawn Chen assay Amity pease shout ,c F natal Admor «anon, wahine a: nmniv vas surnantorwofro UBS Sandal Stakes k «tab,* The TVA. &muss Sown ØØ BSA and IRMA aebngierage aannts once prose access to torten serwan any products though armneon wee arniabd banks rye oboe ned partyr balks and proides access to norm« and fl uty modals ',fad by wad thong thedearty 'bran, compann Hough nurav agency aad/d trs01 UtS Fnancial Sances et koregmmt. abidance, and annular drab«, fix WC heated • No bank 9Annial• May lose vale CAA Pesaro& taxiadaroni &cod" Business SeNttf5 saccum BSak Won and ntornabonal Resource ~arrant CONFIDENTIAL Pasoan as roeislersd Sentet mats al LIPS Fruntial Services Yea Se nand is a «glared orrice mark of visa knenoccial LEK WaScenattare deed fads and Led Wa deol cads ae zued by U(3$ Bank USA rah asnonson from v ea U S A raarponted UKFinanwlServoeslne Rev 201407 SDNY_GM00022289 EFTA [10132909 EFTA01275046 taUBS UBS Financial Services tic. 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056752951114 >2 Y1 0 Account name•- GHISLANE MAXWELL UBS Strategic Advisor November 2014 GHISLAiNE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone. 212.821-7000/800-308-3140 Questions a bout your statement? Call yOur Financia Advisor or the Value of your account RMA Resourceline at 800-9MA-1000, account 029323574 on October 31 (51 on November 28 (5) Your assets 1,669213.48 1,585,369.05 1Asit our webalte: www.ubs.comainancialsemces Your liabilities 0.00 0.00 Value of your account $1,669,213.48 $1,585,369.05 Accrued interest in value above $4,618.89 14213 05 Tracking the value of your account S Thousands 1.669.2 • As a service to you, your portfotrovalue of 51,585,36905 includes accrued interest Sources of your account growth during 2014 VA* of your account at year end 2013 1000 Net deposit' and 1,585.4 withdrawals $1,52958691 • Your tiveStrnent retuin Dividend aryl interest income 452,124.96 Change in value of accrued interest 54213.05 Change marker viue 4555.87 Oct 2014 190v 2014 Value of your account on Nov 28, 2014 51,585,369.05 SDNY GM 00022290 Member SIPC CNIICOCEI00567529SNel00019i 999 00006 1114 030575004 Y123574550010000 ►age 59 of 96 CONFIDENTIAL EFTA_00B29 10 EFTA01275047 UBS UBS Strategic Advisor November 2014 Your account balance sheet Account name: The value of your account includes assets held as IRS and cenan asses held anal Iran U8S See page I for more Irtonnation. Summary of your assets Value on November 28 0) Percentage of your account A Cash and money balances 3.58 0 00% B Cash alternatives 0.00 000% C Equites 438,090.52 27 63% D Fixed income 1,125,974.05 71 03% E Non-traditional 000 0.00% F Commodities 21,300.90 1 34% G 0.00 0.00% Total assets Value of your account $1,585,369.05 51,585,369.05 100.00% GHISLAINE MAXWELL Your current asset allocation FA Eye on the markets Index Percentage change November 2014 Year to date S&P 500 2.69% 1398% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86% Your R nuncio, Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.308.3140 Cash and money balances may include available cash balances. VBS. Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money mai ket mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP7C00300$675296NP70C0191999 03036 1114 030575004 Y12351455001ligftyGmgentrym 60 of 96 CONFIDENTIAL EFTA_00132911 EFTA01275048 SUBS UBS Strategic Advisor November 2014 Change in the value of your account November 201 4 (Si Year to date (I) Opening account value $1,669,213.48 $0.00 Deposits, including investments transferred in 0.00 4,804,336.91 Withdrawals and fees, including investments transferred out -10251569 -3,274,750.00 Dividend and interest income 5,087.23 52,124.96 Change in value of accrued interest -405.84 4,213.05 Change in market value 13,989.87 -555.87 Closing account value $1,585,369.05 $1,585,369.05 Account name: GHISLAINE MAXWELL Dividend and interest income earned for purposes of this statement, tents ity of inkiest and dnidend Income has been determined frcrn a US tar reputing gereteliee. Based upon the residence of the account holder. account type, or product type. some Interest and°, dvidend payments mat not be Subject to United States (US) area Puerto RICO (PR) income fates The dent monthly gatemen! is not Intended 10 be used and cannot be relied ueOn for la( purposes. Clients should refer to the xplic.ade tar reporting forms they recent from U8S annualy, such as the Forms 1099 and the Fain 480. fee lax remitting information It Is the produce of UBS to file the appcgaisie ta( reporting forms with the US Intend Revenue Senate and PR Treasury Depadment and in such form, accurately clasafy <linden* ardcx interest as tar ererrpt or twat* incase. Mese commit you, Ind vdual tax prepare/. November 2014 (1) Year to date (1) Taxable dividends 3.58 3,948 04 Taxable interest 4,593 93 42,687 20 Tax-e)empt interest 0 00 5,000 00 Miscellaneous 489 72 489.72 Total current year $5,087.23 $52,124.96 Total dividend & interest $5,087.23 $52,124.96 Summary of gains and losses values reposed belay exclude products for which gam and losses are not classified Realized gains and losses Unrealized November 2014 (1) Year to date (/) gains and losses (4) Short term -7,321.83 -7,321.83 1,335 71 Long tens 0.00 -20,615.70 94,640.68 Total -$7,321.83 -$27,937.53 $95,976.39 Your financial Advisor: SCOTT STACK MAN KYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See Account activity the month tot dela Is. Balances In your Sweep Options are todueedin the cpenng and closing balances weir.. FDIC insurance spun only to deposits e U8S Bank USA, not to deposits at U8S AG. starrlord Er and) or oank deposits pacedthrough the UBS internaiond Depose Account program siPc protection applies to money market sweep hold hddings but not bank deposih. Steimportant information about your statement on the last tv,o pages cf this document for <Stab November 2014 (1) Year date Us) Opening balances $14,433.67 $0.00 Addkiorrs Deposits and other funds credited 0 00 3,121,616.20 Divdend and interest income 5,087.23 52,124.96 Proceeds from investment transactions 82,998.17 3,273,501.01 Total additions $88,085.40 $6,447,242.17 Subtractions Professional management fees and related services 0.00 -4,553.31 Other funds debited -102,515.69 -3,270,196.69 Funds withdrawn for investments bought 0.00 -3,172,488.59 Total subtractions -$102,515.69 46,447,238.59 Net cash flow -$14,430.29 $3.58 Closing balances S3.58 $3.58 SONY GM 00022292 CtiP7C005005675797 NPT000191999 00036 1114 030575004 YlnS74550010000 Pegs 61 of 96 CONFIDENTIAL EFTA_00132912 EFTA01275049 UBS UBS Strategic Advisor November 2014 UBS Bank USA Deposit Account APY Interest Period Oct 7 NOY 6 Opening UBS Bank USA Deposit balance Oct 7 $2,798.58 Closing UBS Bank USA Deposit balance Nov 6 $99,759.75 Number of days in interest period 31 Average daily balance $11,255.59 Interest earned $0 49 Annual percentage yield earned 0.05% Account name: Your investment objectives: You have identified the following investment objectives fon this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Moderate investment eligibility considecahon None selected Your account instructions • You account cost basn default closing method is FIFO, First In, First Out. GHISLAINE MAXWELL Your financial Advisor SCOTT STACK MANLYLE CASRIEL 212-82 t .7000800-308-3140 CNP700C0305675298 NP70C0I9I999 03C05 ill ,' 030575004 Y123574550 Ol iff#,peGht000±1M 62 of 96 CONFIDENTIAL EFTA 00132913 EFTA01275050 UBS UBS Strategic Advisor November 2014 Your assets Account name: Some pnces, income and current vanes Shown may be apprOxiMale. Asa ream. gam dnd losses ma/ nol be exanalely reflected. See smporunt forams:ton about your statement a the end of the document for more informeon. Cash Cash and money balances Cash and moral balances may include avalade cash balances, UBS Bant USA deport account balances, UBS AG Stareord Branch &pout account balances and money maket mutual fund sweep balances UBS Bank USA deposit account balances are insured by the FOC vat to n applicable limits, but are not protected by gPC UBS AG Stanford Branch deposit at oum balances arse not insured by FDIC and He not protected by 9PC Money market sweepbalances are prolected by SEC but ale not insured by the FDIC. See the Important information about your statement at the end of this declarant for details about those balance. Hddng UBS BANK USA CEP ACCT GHISLAINE MAXWELL Opermg bdance Cloung Wince Pnce per share Average on Nov 1 (4) on Nov 28 (S) on NW 28 fi) rate Dnldend Interest period Your Bimodal Advisor: SCZYT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Days n period Cap arrounl (S) Equities Common stock Purchase pricer Trade !amber Average price Pnce Per share Value on unierrized Hddng Hddng date of shares per Shalt IP COSI basis (S) on lbw 28(1) Nov 28(S) gain or loss (1) Period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 4189 Current yield- 117% May 17, 11 303.060 11 860 3,593 84 17.040 5,163.12 1,569.28 LT Jun 21, II 313.000 10.670 3,33986 17.040 5,333.52 1,993.66 LT Aug 2, 11 328.000 9.802 3215 15 17.040 5,589.12 2373.97 LT Security total 944.000 10 751 10,148 85 16,085 76 5,936.91 OTIGROUP INC Symbol: C Exchange: NYSE EM: $14 Current yield: 0.07% May 17, 11 115 003 41 249 4,743 71 53.970 6,206 55 1,462.84 IT Jun 21,11 121.000 38 285 4,632 57 53.970 6,530 37 1,897.80 LT Aug 2, 1 1 122.000 38 297 4,67224 53.970 6.584 34 1,912.10 LT Security total 358 030 39 242 14,048 52 19,321 26 5,272.74 continued next page SDNY GM 00022294 C HP70000305675299 HP7003191999 00036 1114 030575004 Y1235745500113003 Page 63 of 96 14,433.87 3.58 250.000.00 CONFIDENTIAL EFTA 00132914 EFTA01275051 *UBS UBS Strategic Advisor November 2014 Account name: GHISIA1NE MAXWELL Your UKnem:id Advisor SCOTT STACK MANYLYLE CASRIEL 212 821.7000/800-308 3140 Your assets . Equities Common stock (continued) Trade Hddng date Number of shares Purchase pricer Average once per team (I) Con basit (SI Price per share an tor 28 (I) Vdue on Nov 28 (5) Uniedized gain or loss (T) Horning Puled GENERAL MOTORS CO Symbol GM Exchange NYSE EAI: 11.648 Current yield 3.59% Nov 18, 10 1,373 000 36 416 50,090 00 33.430 45,899 39 -4,10061 LT SCKLUMBERGER LTD NETHERLANDS ANTILLES Symbol: 51.8 Exchange. NYSE EAI: $181 Current yield 1 86% May 17, 11 37.003 81 270 3,007 00 85.950 3,180.15 173 15 LT Jun 21, 11 40.000 82 436 3,297.45 85.950 3,438.00 140.55 LT Aug 2,11 36.000 B9 433 3,219.59 85.950 3,094.20 -725.39 LT Security total 113000 84 284 9,524.04 9,712.35 188 31 Total $83,721.41 $91,018.76 $7,297.35 Total estimated annual income: $2,032 Closed end funds & Exchange traded products total reimete is the total dal reinvested dvdends nitrites rot include any cash &stands ars fatale., lot for the Purposes of determining bold n) periods or cost basis. The shares you receive each tole you reinvest dvdends become a separate tax rot. an haps us the iota purchase cost of the security. inducing rernsesteddvdends The cost basis may need to be Eluded for return of capita payments in order to determine 'he &lusted cost basis 1Y tar reponng purposes. Hdcfng SPOR S&P 500 En TR Symbol. SPY Trade date: Jul 12, 13 EAI: $5,503 assent yield 1.78% Purchrae DiKel Minter Average pace of owes per share ($) 1,495 000 Client investment (S) 167.496 250.407 85 Unre4liAxl (rav1g07 or loss is the dfference between the current value and It* cost basis and would general)/ be your t&abie can or loss if the security was sod Cn tits date. The unrealdeClhaOqan of kiss may need fa be alusted for return of capita payments in order to determine the leaded gain or icss for tax fel:oolo9PurdOsers. Investment feu rn is the current value minus the awount you imested It does not include shares that ax not reflected on your statement, includng shares lha have been realized as either a gain ce a loss it also ton not induck cash dodench that were nal reinvested. Cost Prise per shore baSIS (3) co Nov 28 (5) Value on unrealizedde>) imesiment stdOricl " 2$ (s) gain or loss CS/ return (5) Period 250,407 85 207.200 309.764.00 59,356 15 59,356.15 a CNP7C008005675300 NP7OCO 9'999 C0006 1114 03C:675004 vi 23574S50 Oliet#,pc GM0002DIM 64 of 96 CONFIDENTIAL EFTA 00132915 EFTA01275052 *UBS UBS Strategic Advisor November 2014 Your assets . Equities (continued) Other equity investment Cost basis and gans and losses haw not been adjusted ada/laically for return of czpital payments. Restnctediecunly values we estimated foe l nformsional purposes See imporrant IMOIMOT40A elbOtIt your statement at the and of Ms document For additional information Purchate price Trade laintaer Average price Cost Price per share Value on Unrealized lidding Whim) date of shares per sheet IS) bass (3) on Nov 28(1) Nov28(3) gam or loss penod BLACKSTONE GROIP LITITHE UNIT REPSTG LTDPARTNERSHIP INT Symbol. BX Exchange. NYSE FA': 42,137 Current yield. 5.73% Sep 15, 14 1,113 000 32 319 35,97265 33.520 37,307 76 1335 71 ST Account name: GHISLA1NE MAXWELL Your financial Advisor: SCOTT STACK MANLYLE CAsRi EL 212-821-70001800-3C6-3140 Fixed income Corporate bonds and notes Prices a'e cbta ned from independent quotation bureaus that use cm-buten:ea va melon formulas to talc date current values Actual market yaws may vwy and thus paintllosses may not be accwately reflected. Cost basis has been &dusted for act feted 0rMirra issue dscouat (On Cost basis has teen Ira* Total fat Mee Radon date at malady (1) aatcyconcally Miusted for arnortizzoon of bond premiumwane tie constant yeld met hod if you have trade a tax (*Chian 10 dedial the oremum ancrtation on tarSsle Ceti Secunties, you may request URS al ust cost basis for the tondpremum amortization. Purchase Aolusted Nice on Value on Unrealized liciang Nice (1) cut bass (3) Nor 28(1) Nov78(1) gam or loss (I) penal HSBC FIN CORP NTS EVE RATE 02.900% MATURES 101915 ACCRUED INTEREST 434639 CUSP 40429XYB6 Moody. Baal SW. A EAI: 12,900 Current yield: 2.86% Oct 12,10 100,000.000 100000 100,000.00 101.501 101,501 00 1,501 00 LT GEM. ELEC CPTL CORP AD) RATE MATURES O911116 CUSIP 369626215 Moody- Al SW: AA+ EAI: 3216 Current yield 0.43% Dec 11, 09 50,000000 90.789 45,394.50' 100.023 50,011.50 4,617 00 LT BANK OF AMER INTERNOTES NTS B/E RATE 03.600% MATURES 1111916 ACCRUED INTEREST 419500 CUSIP 06050WDW2 Moody. Baa2 SW AEAI: 45,400 Current yield. 3.50% Nov01,10 150,000.000 100.000 150,000.00 102.729 154,093.50 4,093 50 LT continued next page SDNY GM 00022296 C NP7C0O3305675301 NP7003191999 00036 1114 030575004 Yin574550010000 ►egs 65 of 96 CONFIDENTIAL EFTA 00132916 EFTA01275053 *UBS UBS Strategic Advisor November 2014 Account name: GHISLA1NE MAXWELL Your 14Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.700O800-308-3140 Your assets . Fixed income . Corporate bonds and notes (continued) lecl0ng JP MORGAN CHASE & CO MS WE RATE 07.900% MATURES 04/29'49 ACCRUED INTEREST 3921.66 CUSP 46625HHA1 Moody Gal S&P: BBB• EAI: 111,850 Current yield 7.28% Original cost basis 1157,909 17 Dec 22, 09 150,000.000 105 137 157,706.07 , 108.561 162,841 50 5,135.43 LT Total $450,000.000 $453,100.57 $466,447.50 415,346.93 Total accrued interest 41.463.05 Total estimated annual income: $20,366 huticee5 cos? basis infcrrnaton proyulect by yet, Oc &looter avid perty. UB5 F5 has not veefied ibis information and does not guarantee its aCCuristy Trpee date cal •at vaue a mat Wily (S) BulKhaSt price (S) Aciuste0 cost bebs(1) Rice on feCor 28 (S) value on mav 28 (3) unreffieed ifdding gan Or toss(1) period Municipal securities antes re ctuteintd horn independent quotation bureaus that use carpi/wired vitiation formulas to dscount for wallies issued a a dr:count When 'antral cost bans n cfsprard, ancnounion ha been calculate current %Sues Actual market vaues may vay and thus Or/glosses may not be acisaely dmieusing the constant yield met hod. otherrifse amortization has been done using the straight line reflected. Cost basis has been aut(Xneafaly a0 listed for maldatoiy amonizalicn of bond PAPP ten on mebod coupon tateeterrpt municea sec unties using the constant yield method and for accreted ulna issue Tiede Total fact el ue Pukhae *gusted eke PI cat bops CO Mr 28(S) Novver2ues o(sn) licking date maturity (1) pnce(S) MICHIGAN MUN 60 AUTH RV 8E? RATE 05.000% MATURES 1O01/26 CALLABLE 10(01/16 100.00 ACCRUED INTEREST 1395.83 CUSIP 59455TPC3 Moody Aaa SW: AAA EAI: 12,500 CuTent yield: 4.63% Original cost basis 355,424.00 Nov 22, 11 50.000 COO 104 265 52,132.63 107.932 53,%600 1,833.37 LT continued next page unresized Hewing gan or loss CP period CNP7C0C0305675302NPI00019I999 C0C0I6 II 14 030579004 YI23574SS00llaikwGm0002ttort 66 of 96 CONFIDENTIAL EFTA_001 32917 EFTA01275054 *UBS UBS Strategic Advisor November 2014 Your assets Fixed income . Municipal securities (continued) Account name: CHISLAINE MAXWELL Your Mnandd Advisor: SCOTT STACKMai/LYLE CASRIEL 212-821-7000800-308-3140 Trade Torsi last roue Purchase Aclusted Price on Moron Unrealized Hddng Hddng date a maturity01 Price(1) cost basis (0 Mr 28(0 Nov 29 (SI On or losS (1) Period BiRDALLE TEX rSD UT-07 BM REF-07 PSA RATE 05.000% MATURES 0211929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 11,430.56 CUSIP 090874FV5 Moody An S&P: AAA EAI: 45,000 arrent yield: 4.61% Original cost basis 3110,503.00 No✓ 14,11 100,000.000 MASSACHUSETTS ST 11TH & EDL FACS AU Rye WEIR! RATE 05.000% MATURES 081932 CALLABLE 07115/15 0 100.00 ACCRUED INTEREST 3923.61 CUSIP 57586CFW0 Moody Aaa SW: AAA EAI: 52,500 asrent yield: 4.86% Original cost basis 154,040.00 Nov 22, 11 50,000.000 Total 5200,000.000 Total accrued interest: 57.750.00 Total estimated annual income: $10,000 Preferred securities Hddng OTIGROUP CAPITAL Xol FXCIFLT TRUST RFD 7.875% DUE 10302040 Symbol: C.PRN Dchange: NYSE FAI: 119,690 Current yield: 7.39% COUNTRYWIDE CAP V 7.000% DUE I 1101136 CALLABLE Symbol: CPC. PRB Exchange. NYSE EAI: $7,350 CLerent yield:6.77% Oct 26,10 4200.000 23.518 98,778.95 25.850 108,570.00 9,791.04 LT continued ilea page Trade date Oct 4, 10 10,000 CO3 104.608 104,608.58 108.388 108,388.00 3,779.42 LT 101.445 50,722.58 102.879 51,439.50 716.92 LT 5207,463.79 Cott tune ($) Price per snare on Mr 28(9 1213,793.50 wive on Nen 28 ($1 56.329.71 Wreaked gain or lots (S) Hddng period '6130 261,300.00 26.630 266,300.00 5,000.00 LT SONY GM 00022298 CNP70001005675903 NPT000191999 C0006 1110 030$7500S Y123574550010000 Page 67 of S6 CONFIDENTIAL EFTA _00132918 EFTA01275055 *UBS UBS Strategic Advisor November 2014 Your assets . Fixed income . Preferred securities (contrived) Hefting 1PMORGAN CHASE CAP )00X 6 700% CUE 04102/40 Symbol. .1RM PRC Exchange NYSE EAI: 94,188 Current yield 6.48% Mar 25, 10 2,500.000 25000 62,500.00 25.860 64,650 00 2,150.00 LT Total 5422.578.96 3439.520.00 516.941.04 Total ma/mated annual income: 831,228 Account name: GHISLAINE MAXWELL Your 15 Banda Advisor: SCOTT STACK MANLYLE CASRIEL 212421.7000/800-308 3140 Trade tAirrber Purchase price Price per share Value on dare of shares per shade (5) Cost box (I) on Nov 28(S) Nov 28 (1) Unrealized Hddng gan or loss f penod Commodities Closed end funds & Exchange traded products Total tesivtsted is the total a at reinvested dadends It does no ,ncluce any cash chi&nds. I Is not a to lintealaecl (fax)yam or loss is the Ofference between the current value and the cost basis aidwould lot for the purposeS of deterrnning hold rg pe [Ws or cost basis. The shares you lettere ea h tent you genre./ be your tattle gan a loss if the set pity was sold as On date The unreatzed gen or loss reinvest dvdends became a separate tax lot may need so be alleged for return of captat payments In ader to determine the reazed gain or las for tax Cost DM is the total purchase cost of the security. Ind ulng reinvested d‘rdena The cost basis may need to be °dusted lot return Cl coped payments in oak.. to detennne the adjusted cost bats la tar reporting rrivestmingentPuterron is the current value minus the /Mount you invested It dots not include shares that are not purposes reflected on your statement, mcrudng shares that haw been realized as either a osin a a loss It also does not enclude cash thicker& that were not reinvested Purchase/ price Number Averag puce Client Cost Price per share Value on Ur:added8as/ Investment Huang Hddng of shares per share (S) investment CS/ basis (S) on Nov 28 (5) Nov 28 01 gain or loss (1) return (5) period SPUR GOLD TRUST Symbol: GLD Trade date: Sep 11, 12 190.000 163.060 31,931.40 31,931.40 112.110 21,300.90 • 10,630.50 -10,630.50 LT Your total assets Value on Nov 28 (0 Percentage of y0ur account Cost cays (1) ESIfiaNtd annual 'norm IP Unitalttd gam a I0SS (8) Cash Cash and money balances 3.58 3.58 Equities Common stock 91,018.76 83,721.41 2,032.00 7297.35 Closed end funds & Exchange traded products 309.764.00 250,407 85 5,503.00 59356.15 Other equity investments 37,307.76 35,972.05 2,137 CO 1,335.71 Total equities 438,090.32 27.63% 370,101.31 9,672.00 67389.21 %ad income Corporate bonds and notes 468,447.50 453,100.57 20,366 00 15,346.93 Municipal securities 213,793.50 207,463.79 10,00000 6,329.71 Preferred securities 439,52000 422,578 96 31,22800 16,941.04 convinced next page CNP7C0C0305675304 NP7000191999 COCOS 1114 030575004 V12357455001148pcom00021S, 68 of 96 CONFIDENTIAL EFTA (10132919 EFTA01275056 UBS UBS Strategic Advisor November 2014 Your assets Your total assets (continued) Commodities Total Account name: GHISLAINE MAXWELL Your Maandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 value on New 28 (1) Pexenter of your account Cost Oasis (1) Estimated Minuet inccrne (1) urns No gedn or loss (1) Total accrued interest 4,213.05 Total fixed income 1,125,974.05 71.03% 1.083,14333 61,594.00 38617.61 Closed end fends & exchange traded products 21,100.90 1.34% 31,93160 -10,630S0 $1,985,369.05 100.00% $1,485,179.61 $71,266.00 $95,976.39 Account activity this month Date AC1141y Description Amount 411 Dividend and interestincome Taxable dividends Nov 26 Cividend CMGROVP INC PAM ON 358 3.58 Total taxable dividends 0.58 Taxable faeces:, Nov 3 Interest COUNTRYWIDE CAP tr 7.000% DUE 11/01/36 CAU.ABLE PAID ON 4200 1,837.50 AS OF 11101114 CUSIP. 222388209 miscellaneous Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1110914 0.49 Nov 12 Interest GEM. ELEC CPTL CORP 00.432% 051116 DTD051107FC081107 MED TERM NTS PAID ON 50000 CUSIP: 36962021/5 BANK OF AMER INTERNOTES03.600% 111516 DTD11041CFC051511 NTS B/E PAID ON 150800 CUSIP: 06050WDW2 55.94 Nov 17 Interest 2,700.00 Total taxable interest 64.59393 Nov 3 Dvidend BLACKSTONE GROUP LPITHE UNT REPSTG LTD PARTNERSHIP INT PAID ON 489.72 1113 Total miscellaneous Total dividend and interest income 541932 $5.0/11.23 Date Actioly orsopt.on Arra:H(S) Nov 19 Transfer TO Y1 23575 0100 Total other fends debited 4102.515.69 Other funds debited -102515.69 SONY GM 00022300 CNP7004:0305675305NP700019I999 00005 1114 030575004'023574550010000 Page 69 of 96 CONFIDENTIAL EFIA_00132920 EFTA01275057 *UBS UBS Strategic Advisor November 2014 Account activity this month (Continued Investment transactions Account name: GHISLAiNE MAXWELL rot more information about the price/value shown for restricted secutilies, see Important information about your :firemen4 at the end of this docinent Oalle Activity Cesetption Proceeds Iron inwstment Quantity vane (S) Price Cl) tramacticas (S) Funds withdrawn Ice Accrued 'mesh-nem bought (S) interest (S) Novo Sold TWITTER INC -2.000.000 21.50 82,998.17 Total Dare $82,998.17 activity Dtscriptico amount (5) Money balance activities Oct 31 Balance forward $14433.87 Novo Deposit UBS BANK USA DEPOSIT ACCOUNT 2327 22 Nov 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 82,998 17 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11/06/14 0.49 Nov 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 55.94 Nov 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,700.00 Nov 20 Withdrawai U85 BANK USA DEPOSIT ACCOUNT AS OF 11119/14 -102,515.69 Nov 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 3.58 Nov 28 Closing UBS Bank USA Deposit Account $3.58 Yoe r financial Advisor: SCOTT STACK MAMLYLE CASRIEL 212-82 I-70001800-308-3140 The UBS Gant USA Deposit account is your primary sweep cpiton Realized gains and losses The ellintitecl reSized pins and losses shown below are not for tar PurPnaes. PleaSe note that On 0, 1011 recognized Co the sae or reOhrotion of cenain Structured PrCOUCTS, eke C0ntincent oeu Secunees, may be ordriary, and nor capita, gain or loss. Please check with )our tat advisor. To calculate gain and losses, we liquidate the ddest security lot first. This is known as the firmi n, last out or FIFO accou ming method We use inns method unless you specified watt h tea la to (lose when you placeC/yOur ceder. This is known as a *ISuS p,t0 .s.tt Of.irf !c.c. ,,,f.)03/174Y)se- o' ;teen 11c c ed of this dccurnent Ice more Short-term capital gains and losses SeCurtly dear OhOn TWITTER INC Method 1:F0 0uanIrly or Purchase Sale face yaw dye date 2,000000 Nov 07, 13 Oct 30, 14 informson We may not acjint gaps and losses for at capital changes. We automate* adjust con basis for tarerenwt and AMT coupon mucked securities for estimated amortization of tondorerniusns and for accreted OD fa secunlies issued at a dscount ayou requested t tat U8S adust cat bars for the bad premium anorizahon on untie debt secuntiesthen cost bats reflected lot these securities has been pdjusied estimates in the unclouded section can not be okossfied as short term or bog term Wade inlornamion is missing or the product Is one in which the os Wass calculation is not proeided Sae amount (S) 82,998.17 Cost basis (S) 90,320.00 wash sale cost basis adjustmem(4) tins (S) -7,321.83 Gain (S) CNP7C0C0305675306NP70C0I9I999 00036 1114 030575004 v123574$5001Mtcom0002tais 70 of 96 End of statement for account number Y I 23574 55 CONFIDENTIAL EFTA 00132921 EFTA01275058 Important information about your statement UBS Randal Sakes Inc (tie Fim a UBS Fewicial Sorkin). is steamboat al anspalsecunty. cceirroday aid aka e4urges USSR even kevces and uBSBank LISA it Mao subunits of uBS AG aid /gam of RIBS Swaim TLC the I s (naiad sta ner« it astable Loon Modest the kins amine alas at at I65 Fandal Sava; Ix 1200 Hata Boding ~hatts NI 07086 Ms statement repreweinhe tny *kcal recta of your UBS Frank Sentes nun Other reards.eapt Vaal ta< document. co ~hog conflang dau toad na be read open d you betsup that 6 an ena Cr oranen. plat axe ii ~direly n Meng tO Meerrich ~air of the off ice sang you amount AMough al Ewa Moan are impeded to be aorta arena dta tarkl rot be used for tar Nooses Rey soffit en amend ta< lana be.. Fan 1099. 5498. 10125. ex) din peeping sour ta< velum teem isfecund by Ian to reign tote fes al tax> le dinlends. repent'e non ladble derange and karate merest tamed en seamen eld n par account net proceeds on sale tranUctorn, aid Cost bar On cotah mared »awn Ormainicellons with Me Firm • Neale reconfirm nyord Cenvetaatons n wrung to further aroma your nrjel, ncbdin yotr rgirl under the karilies Caen Protection Act (SPA) • ate fame instrkan On the la kh of the Ircni of the, laberrwnl it not 165 Banal~ tin Banda Senres Orks you' acasrit as °aria toker by ~Bement ma the Mated nsauton We Wormed you oe tees retronthp Men you owned this ~re in this caw, Sr hech and sank is re looted X tes lanai Sinai and not the rtrOdurg ~gr. Aid you Mug ~yam of my ma OrOlnaSbn to anta bon All aCCOure SUterentS Shall be deemed complete acarate I n% oblate:Ito e. enteg wan 60 cats • Please dad cuswner con-plants« auras to the Irra axni Radnor Dwane-ex 201-3521699 or mate a $00-354-9,03. 8 00AM tea 03 Ped ET ~day through Indef. co in sting to uBS manta Senn« inc. Clem Radom Cepatrnint PO Box 766 Unon Crty NI O7(°7 • di cam of errors a larellOns about an eke, ong togs and« 0711 bill paimmt ex us eta* dab cad traltachonS, call 600762.1000 a wee to WSFranca Sernal6 hc. IOCO Harbor tad . 6th I tar treetverem. NJ O2086. Ann IMIJUSSA Senron Cal «wax soon as au an d stank aur SNHnentor recept 6 elOn9 oe d pad need more amain tout atrainfer en the statement or reap( The Fem «Card bur fas ap lOble) mug hewfrom you no tater trim 60 days alter the/netsent you the fist stratumon With the ara or problen ~red - Krona you nine ad atom, enter (il and - Nara the awe or the eater ae van atom. aid€ptan as deady a you can any you Maw e is re error a Sty you need awe Marna ix, - Fade tt doja amount det unwed ma The Anna C ud tesuer W l ~gate you-~plant mil will corteci any error pronaly Pate met al checks payakto b tho Armor fie finnicii nneinso edsed on tit has of dia nawrint a adders" to regtea aXouit fees. atounb may be abdci to mammas. lea durgrill ute payment for walrus purchase; aid target fa trawl anoints n crn asans Accounts teat re traidred tO otlw anstatons may be %Oda to a banner fee UBS Sweep Options U85 offers ocean la ~ash banet haices:0 bank &pouts al unlade uSA erg ut5 AG Surriora bale. (Bark Snap hosting esyNey market mead hat Onotam Fads) rid the barn:Mond Depose Accent (Cider customers wie ai Memalima keSOISCe manganat Account through geese Sweep augers. oath banes re swept to WS Bat USA up b ai egad-tied lent and then to 185 AG Seaward Brines. a a Money turd Deposes at tes Bat USA are WC enured n acconixe with (OC rule For ewe damston plate nut now Ids 90w Deposits a UB5 AG %air cal Brant ad *fares of h r, funds ream nota by the (DC. Though the On amiable to cab Marat a-, seat to «posit accounts a UBS AG Nentrode Basch and IBS AG Caplan Brash 1Tese deposits arena nwed by the KC Babsonheld a the tes AG Garin Beath ire terroorrily <.pined TO the sovregn tit of Me Carnal Maids, and brae is ra guinea other Obipitirr Or 165 AG to may the Dims well m the RIS Caemaas era's boas. Deposit a WS Bat USA ad each UBS AG Branch arid preached by SPC Money Fund shies are pewee° by WC See 'WS Festull Sevses Acccunt Rotation' below. Van you rasa banes n lie Bale Sweep Program a OA may be rants" rid shags of a Panel Fund maybe :equated, aid the ;accede returned to you a jecti wane% tang sumer rittni‘lar tow awiletle sereep opin e. ndudng anent inner rates and Was. d amebae a wow tt‘ nun tweepyiAls born yew nrCai AdviSor or by ',Ong :300.7t.2.,"00 IDS Firienciel Suva. account pottdon The Fen o a mane, el The Varies reedy Protection Caporasn (SPC). WO prows acuities accoins of es ways to to 1500.000 (nchand 1250.000 for dams for an) The WC isee awes«, that apPY to all aranntr tayou Mid n apathadraniacia The firm together arth 'inert Mates. has Oho puxham1 sLpp(untat vacua The taxman snit payable to all algek dirt. coactiolandatis protecion o 5503 adore as of ~et la 2013 Sikaa tote pokyorations and ~en can at the Fen /dustier Masted fa up blomilen n the aggregate for all yaw axanis held h a paculai capaca Afull espy el he poky wang »abide upon ~ 2 The SIC peafern:0 aid fx sucaniontal prontion both do not VA, to • Want read tans somata byvad hduted firer account au.) but held any from idIS Sinaloa Sawa Ceg. anon Oat ZUBS tart (i) cash atlas AG Stanford brain. Ol> nstraxermaids nclimg viable arrudiekaid IX> shies of mutual lodi waste ten Levies re reg aered Warty n te nano ol the pave holler on the tons and morn of he xplabki cow a trainer agar). • (earl enoninen coaxes or inerment enarias kg. kneed ~mhos and pare planents) that are riot registered sidor the Staves Act of 1933. and • COrnredhreSCOn1rX11(09 . foray achany> aid prakus nets concoct nasals, tuna commas ad ffirtffieffik iffilitel contracts The SK protection and the Papplarlotaon do not »ply to these assets enn if they ottifewse ap pea via statements The SEC proteacn and the sLoparwit protean do rot prose° game changes n the ~kit vain of yar Mearefensineether as a result d maim inmernent. rzwe ~tat" othereose) Von Wormy. ona wait le tten request rod may obun ewe Mornman about WC. hdudrig the SIC Brocade by comarg SPC at 202-M4300ex by vaitng tie SP( made al ~OM OM Dividend Ike Mammal[ Program OR/P) the pea reaeCal ism wade pot YWmayoblan the actualIrePr your kraal Abner Only Wok Mae are moved inlet e partial shats sil be sold and lie ash la be deposal n pit acmun the dvidend remegnere price waded by the issuer made« tron the meta pia dendi theartier OWES ers sold Gulairliou Only Whole unit May be held in >our axons I you it elated to apwialve as a malt of adividend ~nit or atientire. Me (Ian WI ether xf partial vasamake price a accept an null demonred by a registered derng gamy antecede yov account Investment °bleak/es The mastneon obectues andnatal a are spat< to eat. accani and marry between flex. Ora the inn prompt hi ri tang of any ;vacant ~ chazio h yew' fnano..1 Mahn of irreSterklin eel For ea h actoure hett you choose one of et gloving eremitni obdcats • Ponce alleret Morn Immenents whin; V‘• general ha of name only • Aiken antataprestoon Vienninissakiny grown of prrcpalrate, than te gentrion of nonie • ytdia Cornbatim a/Income and Cataaawanon ~awn soot by both to goriersion of raresit grown id prnePal Overall risk profiles • Cons..dew Seeks to canton ',ha/gadget alb kw reek rid totality to the accan own ereti d Ma ment the account does not gene tesandant townies returns rd ma/rifekeep pace with fed Wen • Atbormiat Nr4tIng m rap t some MA to anon' end tolerate vent mix My» son figher Mane • Amnon Wand to Hala' hgh ngt tesmaPal and hgh matey» teet h.» reams mee time Statement Meemeheldier VIe rnayconsoklate al need account statements with the omit roams in he sine anelope Acainesray herniated for tio spoil beauo they haw wan mho an Fannin Ion, account relaionsha nth Ow dents at the fare adcteSS Ths pence e knows as haneholdng 'apt paler to reefs indkidual siderrents nand n spate CONFIDENTIAL eneeltpe — yOu testy Soda hanhokIng by cling your Fenol Advsor Friendly mount name Tex Enemy xecum nonentities Warren:en Oa au enterei On the Hrn'S urine seines waste It as aroinlzible fruhromel chow by you as ac ea your resagnmeg n hn no ad effect en tow noise Yea Cr Mange yea Frady atealt navies. through OM.* Seances or bioassay yr.r Franca ASbcr. Account overview • velat of sad afeuragarca tie‘ d assts ana Vadets • Ames Include wank car Mates wean lo. rearkeeol war/tyre, aid Global Ten Deposits unrealized mats to market ab eaten asets not held by the Inn Dom not ncladeunonaid seadtelassas a teeniest the prior andwear ttionsent anon a Veils frwtineeit wined sea col km and astable star. atom • tiaakites riclades Attar balances. °Aswan) moan loans. crab Wie tat accoum Dances • castinnoney bases TOES of unnresied award:dec.:IN banns. aka 1.85 Bat USA Moak balances UBS AG Santa Braids depose balances and maw, tetra rental fund weep balaxes. X the dose of the %Went prod NonpremodIty free credit bans n yea aa»unt arena seyrepaed from Wee balances and tee Fanny% use any et these foul n the balances course of as tarns those kinds ▪ payabie upon pr demand Ma Maid Incirded in no arrene and dosig vaka Lending information Fos deund olitemdon on thee rn's keldag prat as and aldusres Sato sololem Rai neap Agnarian or Account Agmenint and the Ginn Teim5 and Canaan UBS %anent of Oat axles rara» n nyneanet erd Demboules X aganakaggaeghtuasty= Your arras Tar 23~1 ~CPS tammall ridOther 315(S held n the ~um at the cod or te Slinernent peel:4 YCv may rft for delete) el fueypaerl warren ar an trne You may moan seareia used a hare collard aker Paffig.ffir balance Ore On there My slottettrangened b the duty the awn«. period ate listed a aria rah* a Of the end oe the stamen period • Con bask re detemnaing the cos: basis of te seats loaded is the stain" Were flitted kWh be (natter '1: UBS lanai Smasha feted on intaination obtaled (ran sources other tan Via financed Stases. nerudng nlarnation Iran ann er. fin or tat you may hare pr edra to your financial Mew The Finn dad not independemy vary Or gun-net* nay a entity of any Minion prosaed by sources Ow than USS F racial Sodas it addnen Shot» UBS Fnaxial Sayre: generally updates as nornuan as e 6 reared the Tim does rot prod& any ~eras Mat the of«mean under 'Cost base aid -Unedited garikow is >tar ae a of te die of tt karat As me° please do not ray en this informal:into retake combat er We deosse& fa la purposes a Crherie/Or ~rib &MOMS to the Inn mayreflect galas Wormier, only for to prod of tine they at held X the rim Morehinoral Wormation Cal be added by mar Fmnaroal AcInSOr • Unedited galnallosees Ina am is amiable 'amazed urrealded sank 1:19S 2-2 Cadiale: fee SDNY_GM00022302 EFTA ({1132922 EFTA01275059 Important information about your statement (OW bnUad) hdhethalsothsity kits lbe tamanion data fix rdinithal lots mayor may nos ref act onmituans Chavesakar SeCtintyreorresion trews Dirifend and other rerwarrem kits and svtortutic purchase lots re each combined to desir One 3.1fard 131 The • Trade dia.' ooterm presents the alpha, cravat Its traiedare • Callable woolthes Bonds and prefeettd stock that TO &Life calk for ern rrtierption wit bestained nthatiathr by lot tom among a StasiteSol that 69-se Istkl si out nanny n panne. nano for or clam Cat leave items en n obeinedrtom third pawn and its revery rS rot gutalYed Ogee Call earn may most WiCh could alien yell complete nit:Imo0 sea be provided open re9-et • CortifratOS of deposit (C0s) Ws ate IOC mired up so 1293.000 et pampa aid scud aloe/ pre dos:imam and per depository 'author.. it accord-ram with CDC min • pricianiekr Shoes csoplehd to YPOJtaes and Otter Product, may be hror a bwer Vol TO ant that you wtuU actualla recthe in the make; Prces are cbtaned from sarkus Tied poly sources sthithi we tither!? to be relabbh Wt we do not gannet het axunay - We nay Lno to doing tiro when aiaLTb et the moan or treb4 and ask ices tor Isted securers and *puns OF <elk tid pots I or OTC senses - Ix save* trailed parties maybe peed tong a aabaten moth, a therms; worn slice we othared amino! not Man an actua mate prim or vas e - CertainpoutUM maya:pea /Mat aprce ad that show a 'price was not mailable' if we are castle to obtain a price tor a security - Deposes a stories denominated et orreemes other than U S Aortas are eel *clod a the odursorSt as of the Prawn! date - For Conan 'entities vadeg 'anal-W*1ring deromnat•ths. vie and quality (face suite) may ham been Mg-Medea WIWI* peopa vaux.on To obtain Curren Wars" Men adaiLlo. Weed yos Franca Armor • Pram Inveautr me rend struaurad precious. Treat. Monfort wart* Cnclidng direct priarpation program aid real mute n*Ittneen trUft sedates/and Matured produce ire gthWaly hgh*hll ud Chan sieuchned prockra s ha.* not born rettiorod own Its Stones and ExTaVeCanmss,on a urtSer any state securities Om We prow* eslmaed solos fa orinte nwstmere scarves ass seniors produ3S for Moms unalputhowth only Acanacye rot 9unnletd - thee trues maydiffir sthstarmally from alai, it sly at who annexe mestrnert pawn structured potha my be tcur a foe aid do not nocevaily (spew, the wale you may ream' upon IGutdanth - Th ar pony ethmaes of vane art as of a anon Oae aid at implitd to Its Sword Senors on arty It baps by an euteperfent valation Urn noes, SenitalPaToK tesrcasor ecOnzed %Vat if my. ate strphol to te Frm by to issuer, general gainer or sponsor and maybeCala-VIM based en thlferent intonation from that used by thed pates to dethe thee intimated vain: - You cal ratan addrianal Monahan regading the meholology used to deterrent ten nuns, of vase and the date of the hfonn.von ha Is the boa fir the *stens', by conlachg your Toyota/ Ad for - Tner pro mined oarsmaw be reflected as •Nat pond' n senora leuatani *bin an 'thleperiara oakum." Its An rut striped a d wale to assign a oath. when we beaarrO aria* tul a iniOrUl nom ha cm:coredthat may oll a crevinusty reported iota too Glean& a whatnots noted to VW speculatee duo to ho tutue of die unanty - Innen neither an Imo general panne( a sponsor minuted oar nor a sh riSpaly en Maud oh* is prrtede4 the wax of the rusty wit bedinerent ton its pischase once - •thithbutiorts to claret may rib* ream of cal noon* a both - • Ong nal ubt sae' re:resents the natal Oltenia since pit unit ad may rot teflon prom: bath . itiatriaed securkiss Restricted secure'', genera* ant not uthenthythgble for perk la* UPS nuncio, Sarah uses the matte price of to neuestrittod stock of the sane aria( a al wowed value for the recurred node for purposes of mo szoesentono, To the maim IAN (tinned searthes it ebgb* for tab. the kala (toned may be substattirly Ins than the invited value shown • In. leafleted) neap, anthetyialds and rms. An tstiMate 01 snub, ncome is based on rumen ortthind and neap rays. aunty the woollies will be held for one yet from staement date or vita moony Thus estimate d of, 3 guoiline. aCCuraCy and OXitalued name ae not g4trameed - Est :mated arnual Mame and anal vital for Conan tpesol sethaths mule notate a tarn of riricPa or gag gam •IMOT OS* the Mt Wane laid Garen yak() woull be °onward - Estimated anus encore and cowl held aid the artur home and Beth night be lower or higher thri the talmated moans - An rathaeol nualited incerne Ovid's! ander font dueled by the current maker varlatewat balare 6 based on the Its theikaand or rtlereSI parent made by the over and asurries tie seam Inatome, wit be held fa one or *cm the staterent doe or wad miurty Accuracy and continued hind ae not guadriteal • Amu not held by WS financial Sonia Conan ass.; ale nth IOU yttefam ad not oehn the fits possession or enrol Thee assets at atria/trim yam statement for Monnational poperyon* Posrtions ad oars Deemed re pithead byte roping fihm UBS Fnancir Santan Unita reparable for thiS nfOrrighn and does net garrote is aCONACy The* assets Tenet prowled by WC cr Po Inns supplemental SaC coverage • ammo diming and additional cortherisatkin. - n additon to ammittont n tan aid 12bil hen reined in connection with thedata:Non of frulua finch to our clientswe ado our arliae re0Nee /Neu* Mann; pa/luau from &Arbutus solo( athison of the mutual Ands that we sell These anoints are bred on two ditharent airporents 0 Ito amount of salsby WS of a partculr mutual fund Irma, to minions. ad Id the awl via of a priori, mutual fund 1 rolls sharesNM a the Inn - We rid coy alf Are also image rationing and onthb.rtprocesong leas in orridetaton for raga agent Stvim tut we probidt to den teal funds Three fees general* at pad am inortor aseis in the nthtual find and ae a tired delft anonim based on the renter of arcents at the troker-deater holdingmutual I Ws of ea had laniV - m akItion to 0)e.1•15,40$ r*C(**4 n OrtiPaion wpb the Salo or darbuton of arnuryiararaort ad wit Werth.T5 thus unit 10 CO chair we xi/crow' aft Are recent rank* thing COrtpinSanco Iron maryof the re/Nance °nano. incleorning the atruity ortracts easesof the anyone. corronther Or Spenthes of the Ufa IlueSTMell MaStS seer OdUtute - Ott dictates also receke trading COMMISni5allothet conthmution from mina hobs aid easy are corruthies whose pooxis we distbuto - Werenhval anus tee fran 4.858alk uSA ail USS AG Stanford crawl 01 up *US per account snoring to he baits Lrgin the 185 Bat Sweep Prograns Atharlta Infothatian rogardnig commidons rid otter charges roared n annecon with the ertiortion of rates. exkidng cip bon Vavactons has been ricthlthl co conlomstons prevernly Ion died to you. ad well be pithead to you pommy on revert Short selling it you av engaged m nun Who nosily you may nos a (nage0o to cenah knowing costs Retina paluila Panty Open Arden Regaling Open a 'goon; ilicancelled • orders that roe not theasted by the flown, date. open buy axl sell StOp odes We tossed by tie anoint of dridendscr reps on an or diedindsor wapiti date unarm mewed advert*. by you You ae revortible or orders that are roared the to pug Image to cancel easing open orders Tart withaldisg on faarbutions from UK Pinola,' Stavin IRAs Feder tax taw redures 1.85 Inthola Services to withhold ircore tic from yos tauble IRA dionbut crn tut you may den oat lobe"! Kan. lay wthholi or. Ernest you may elect to ha. weekild a ar ire a re a teed anoint as you choose Yes Orlon sea twain n elect unta roofed by you You may creek* your Picket a aylino by maker; anew entartn If you do rot hair ros•st. income taw watt** Iron your darbrions. you maybe revertible to the payrnort of reined taa You may nag peons hl the moults wiltithl and war estimated law pryintits se not egua to vat tag daliptioi Privacy To obtan a copy Moo anent Ore tray Whir pare contact pa FnancialAdosor or visit our wens Y. paw ups comanorworr U8Sinnwial Swaths 6 not a bat The WA. tuitions Stores Accovit BSA all IRMA avlornrefage latertS MIT provide access to bat ng senres at prodoas though anangenents with *Mato:lbmks avl otbee partybalks. and reviles aoalt to baarce and mut y pools isutd by unit Bated thudparty iturance con vanes through mance agency tubslas es of utS Fnanclii Sertion he InteSbTralt. nstraxe. and amuly products sot IOC hared • no bank gammons May lose vain RiatA ReSOLIOC•Knoront Account Business SavOn ACCCunt SSA. INAA and nteMabbelai Resource krtragerren CONFIDENTIAL Auburn ae registered unto mats of UBS kurcial Services Inc Yea Serafino is a ogiacrod Simko matt ol visa Imanounal lEtS W a Signathre Ueda cads awl lb5 ilia debit cads ae issued by IRS Bak USA rah swinivon from vea U S A ruorpoesco Fulannal StrvreS IOC Rev 201407 SDNY_GM_00022303 EFTA_00 I 32923 EFTA01275060 *UBS U85 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70080724711214 X13 Y1 0 Account name. GHIS1ANE MAXWELL. UBS Strategic Advisor December 2014 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your financial AdvisorSCOTT STACK MANIIYLE CASSIEL Phone 212-821.70001800.308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account As a service toyou, your portfoirivalue of 11,584,34434 includes accrued interest RMA Resourceline at 800-RMA-1000, account 029023574 on November 28 (1) on December 31($) Your assets 1,585,369.05 1,584,344.34 Visit our webilte: www.ubSCOMIlinantialSeNiCeS Your liabilities 0.00 0.00 Value of your account $1,585,369.05 51,584,344.34 Accrued interest in va'ue above $4,213 05 16.943 89 Tracking the value of your account ThcLr,anCS rigs a 1.5843 • • NOV 1014 Dec 2014 Sources of your account growth during 2014 Value of your account at yer end 2013 Net deposits and Wthdratials 31,529,586.91 Your iwestmentreturn Dividend and interest income 152,585.74 Change in value of accrued interest 16943.89 Change in market value -54,777.20 Value of your account on Dec 31, 2014 $1,58434434 1000 SDNY GM 00022304 Member SIPC CNP7001C008077471 NP7003305739 00036 1214 030575004 Y123574550101000 Page 65 of 104 CONFIDENTIAL EFTA 00132924 EFTA01275061 *UBS UBS Strategic Advisor December 2014 Your account balance sheet Amount name: The value of your acount Inducts assets held .3 MS and cenan assets held array from U8S. See pa?? for more Idonation. Summary of your assets Value on December 31 ft) Percentage of your account A Cash and money balances 464.36 0 03% B Cash alternatives 0.00 000% C Equities 438,777.39 2769% D Fixed income 1,123,522.39 70 92% E Non-traditional 0.00 0.00% F Commodities 21,580.20 1.36% 0.00 000% Total assets Value of your account 31,584,344.34 51,584,344.34 100.00% GHISLAINE MAXWEU. Your current asset allocation FA Eye on the markets Index Your No:maid Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000 1800.308.3140 Cash and money balances may include available cash balances. VEIS Bank USA deposit account balances, 085 AG Stamford Branch deposit account balances and money mai ket mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on December 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.17% Percentage change December 2014 Year to date -0.25% I 3 69% -0.00% 12.56% -3.44% -4.48% 0.09% 5.97% CNP 70010003072472 NP70C0305739 000O5 1214 030579004 Y123574550 IOMpfiy_Giumottlje566 of 104 CONFIDENTIAL EFTA_00132925 EFTA01275062 (SUBS UBS Strategic Advisor December 2014 Change in the value of your account December 2014 (3) Year to date (1) Opening account value $1,585,369.05 30.00 Deposits, including investments transferred in 0.00 4,834,336.91 Withdrawals and fees, including investments transferred cut 0.00 -3,274,750.00 Dividend and interest income 460.78 52,585.74 Change in value of accrued interest 2,730.84 6,943.89 Change in market value -4,216.33 -4,772.20 Closing account value $1,584,344.34 $1,584,344.34 Dividend and interest income earned for purposes of this statement, tasatilty of interest and dnidend income has been determined Frain a US tax rePoeting toercedne Based upon the residence of the account holder, mecum type, or product type, some interest ands dvitlend payments mar not be subject to United Stares (US) ardor Puerto Pico (PR) income tares. The (lent months/ statement is not intended lo be used and (moot be relied utOn for tat purposes. Clients should tete' to the applictre tax reporting forms they teethe (torn U8S annualy, such as the Forms 1099 and the Farth 490. fee tar reP1ithri9 information It Is the padre of ties to file the typical* lei reporting forms with the US interns' Revenue Semce aid PR Treasury Department and in such form, accurately ELS12fy <linden* ardor interest as tar exempt or treat* income. Neese comsat your inclvdual tax preParer. December 2014 (5) Year to date (S) Taxable dividends 459.10 4,407.14 Taxable interest 1.68 42,688 88 Tax-exempt interest 0 00 5,000 00 Miscellaneous 0 00 489.72 Total current year $460.78 $52,585.74 Total dividend & interest $460.78 352,585.74 Your ri nodal Advisor: SCOTT STACKMAt4LYLE CASRIEL 212-821-70001800-308-3140 Summary of gains and losses Values reported below exclude poducts for which gam and losses are not classified Realized gains and losses Unrealized December 2014 (5) Year to date (1) gains and Axles (S) Short term 0.00 -7,321.83 1,680.74 Long term 0.00 -20,615.70 90,477.53 Total $0.00 -127,937.53 $92,158.27 Cash activity summary See Account actntty the month for data's. &lances in your Sweep001cm are induCed in the cpenng and closing balances salue. FDIC insurance *vies only to deposits at UBS Bank USA, not to deposits at UBS AG. Sierriold french or bank deposits pia«cithrouli the UBS international Depone Account prcgram. SrPC sxotection applies to money market sweep fund holdings but nut bank deposits Sat Important intimation about yOur statement on the last two pages c( this document for dials December 2014 (5) Year to date (S) Opening balances $3.58 $0.00 Additions Deposits and other funds credited 0 00 3,121,616.20 Dividend and interest income 460.78 52,535.74 Proceeds from investment transactions 0.00 3,273,501.01 Total additions $460.78 $6,447,702.95 Subtractions Professional management fees and related services 0.00 -4,553.31 Other funds debited 0.00 -3,270,196.69 Funds withdrawn for investments bought 0.00 -3,172,488.59 Total subtractions 30.00 -$6,447,238.59 Net cash flow $460.78 3464.36 Closing balances $464.36 3464.36 SDNY GM 00022306 C NP70310003072473 NP2000305739 C0036 1214 030575004 Y123574sso 'mow Pegs 67 of 104 CONFIDENTIAL EFTA_00132926 EFTA01275063 SUBS UBS Strategic Advisor December 2014 UBS Bank USA Deposit Account APY Interest period Nov 7 - Dec4 Opening UBS Bank USA Deposit balance Nov 7 899,759.75 Closing UBS Bank USA Deposit balance Dec 4 $5.26 Number of days in interest period 28 Average daily balance 842,863.49 Interest earned $1 .68 Annual percentage yield earned 0.05% Account name: GHISLAINE MAXWELL Your K Bendel Adviser: SCOTT STACK MANY LYLE CASRIEL 212.821.70001800.308.3140 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment Nig ibiSty consderation None selected Your account instructions e Your account cost basis default dosing method is FIFO, First In, First Out. 00170010008072474 N112000305739 00006 1214 630575004 Y123574550 10M1Biymiuggilatey643 Of 104 CONFIDENTIAL EFTA 00132927 EFTA01275064 SUBS UBS Strategic Advisor December 2014 Your assets Account name: GHISLAINE MAXWELL Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Some pnces, income and current ea ueS ShOern may to apt:OW(715de. AS a stalk gams did IOSSeS May not be &curdlely reflected. Set rmporkint intomboon about your statement a Me end of this dtcument fOt more infornason. Cash Cash and money balances Cash and manly balances may include. avalade cash balances, UBS Bant USA depot account balances. UBS AG Startord Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit aCcOuel balanCeS are insured by the FDC vAl to n applIC able limits, bul are not protected by SIPC USS AG Stanford Branch deposit account balances an not insured by FDIC and are not protected by 9FC Money market sweep balances are protected by sac but age rot insured by the FDIC. See the Important information about your statement at the end of this document for details about those balances. Hddng UBS BANK USA CEP ACCT 3.58 46436 250.00000 Opertng bdence Cloung Pretext Nice per :haze Average on Dec I (I) on Dec 31 (1) cri Doc 31 (1) rate Dmcfendr Interest period Days in period Cep aroufil (5) Equities Common stock Purchase pricer Trade Mother Average price Pnce per share Value on unrealized ricking Hddng date of shares per shale (S) Cost basis (1) on Dec 31 0) Dec 31 (1) gain or loss (1) Period SAW OF AMER CORP Symbol: BAC Exchange: NYSE EA': $189 Current yield- 1 12% May 17, 11 303.000 11 860 3,593 84 17.890 5,420 67 1,82683 LT Jun 21, II 313.000 10.670 3,339 86 17.890 5,599 57 2,259.71 LT Aug 2, I 1 328.000 9.802 321515 17.890 5.867 92 2,652.77 LT Security total 944.000 10 751 10,148 85 16,888 16 6739.31 OTIGROUP INC Symbol: C Exchanger: NYSE EAI: $14 Current yield: 0.07% May 17, 11 115003 41 249 4,743 71 54.110 6,222 65 1,478.94 LT lun21,11 121.000 38 285 4,632 57 54.110 6,547 31 1,914.74 LT Aug 2, I 1 122.000 38 297 4,672 24 54.110 6,601 42 1,92918 LT Security total 353 OCO 39 242 14,048 52 19,371 38 5,322 86 continued next page SDNY GM 00022308 C HP7031000307347S NP7003305739 00DX 1214 030579004 Y123S7aSS01010C0 Page 69 of 104 CONFIDENTIAL EFTA_00132928 EFTA01275065 UBS UBS Strategic Advisor December 2014 Your assets .EEquities . Common stock (continued) Hddng f rack date Humber of share. Purchase pica average once per sham (SI Cott basis (S) Puce per that on Der 31 (S) Value on Dec 31 (S) Unrealized gain or lots (t) Holdng Period GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAI: 41.648 arrent yield' 3 44% Nov 18 10 1373000 36 416 50,000 00 34.910 47831 43 -2,068 57 LT SCHLUMEIERGER LTD NETHERLANDS ANTILLES Symbol: SIB Exchange. NYSE EAI: 4181 Current yield 1 88% May 17, 11 37.000 81 270 3,007 00 85.410 3,160 17 153.17 LT Jun 21, II 40.000 82 436 3,297.45 85.410 3,416 40 118.95 LT Aug 2, It 36.009 89 433 3,219.59 85.410 3,074 76 -144.83 LT Seosity total 113 000 84 284 9,524 04 9.651.33 127 29 Total $83,721,41 $93,842-30 810,120.89 Total estimated annual income: 17.032 Account name: GHISLA1NE MAXWELL Your linandul Advisor: SCOTT STACK MAMLYLE CASRIEL 212821-7000/800-308-3140 Closed end funds & Exchange traded products Total remelted n the total d alf reinvesteddie:fences n does rot include any rash &Mends n is not a lar lotto( the OurDOSes of determining hCldng reno:tor cost basis. The shares you receive tech tole you reinbesi cluaends become a separate tax bat. con bases us the rola purchase COSI of the security. inducing reinvesteddu/clench The COST basis mac need to be eluded for return of capita payments in order to determine 'he actustecl cost basis fry tar reponng purposes. Hddng SPQR S&P 500 ElT TR Symbol. SPY Trade date: Jul 12, 13 EAI: 15,733 Current yield. 1.87% Purchase DOW Number Average price Client of shares De, same ($) mvestrnent (S) 1A95.000 167.496 250.407 85 Weeded OM gam or loss n the difference between the current value and the cost bass and would gene */ be your [bat.* gan 0 loss lithe security was sod do the (late The unreaReCI Ran/ ganof loss may need to be aniustea for return of capita payments in oder to determine the reseed gain or las for tax reporting purposes. Investment 'turn is the current value minus the amount you i wrested It does not include shares that ax not reflected on your statement, includ ng flutes ina haw been realized as either a gain or a loss it also don not induCk cash dwienct that were root selrweSte0 Cost Price per shale MIS (3) on Dec 31 (5) value on unrealized dad Investment HOldrig Dec 31 (5) gain or loss Or return (4) Period 250.407 85 205.540 307,282.30 56.874 45 5687445 LT CNP20010002022426 WM030573900005 1214 030575004 v123574550 lOgElinrGpkggglItejog70 of 104 CONFIDENTIAL EFTA_00132929 EFTA01275066 SUBS UBS Strategic Advisor December 2014 Account name: Your assets a Equities (continued) Other equity investments Cosi basis and gam and losses have not been adjusted ancenallcaily for rettun of capital praments. Restricted security velum we estimated for Informational purposes. See important Warne/on about your stafetnent at the end of this document for =Mond information. PurthaSe price Trade Kerber Average price Cost PIKe pet share value on Unrested Hddng Hddng date of shares per Shalt (I) base (1) on Dec 31 (5) Dec 31 (t) gan or loss (S) period ErtACKST0hE GROUP lPID-IE UNIT REPSTG LTDPARTNERSHIP INT Symbol: BX Exchange: NYSE EM: 32,137 Current yield: 5.68% Sep IS, 14 1,113.003 32 319 35,972.05 33.830 37,652.79 1,680.74 ST GHISLAINE MAXWELL Your Maandal Advisor: SCOTT STACKMANLYIE CASRIEL 212-821-7C00/800-308-3140 Fixed income Corporate bonds and notes Prices are obtrined from independent quotation bureaus that use ccrrputertzed vat ration formulas to cak slate current values. Actual marloet yams may vary and thus peeresses may not be accurately reflected. Cost basis has been Ousted for excretedoriginal usue cbount (OlD). COO basis has been Trade Total face value Hddng date d maturity (1) HSBC RN CORP NTS WE RATE 02.900% MATURES 10I1915 ACCRUED INTEREST 4612.22 CUSIP 40429XYB6 Moody. Baal S&P. A EAI: 12,900 Ofirent yield: 287% GEM. ELEC CPTL CORP ADJ RATE MATURES0911/16 CUSIP 36962G2V5 Moody Al SSP: AA+ EAI: 4216 Current yield 0.43% Dec 11, 09 50,000.000 BANK Of AMER INTERNOTES NTS WE RATE 03.600% MATURES 11/1916 ACCRUED INTEREST 469000 CUSIP 06050WDW2 Moody: Baa2 S&P AEA!: 15,400 anent yield: 3.52% Oct 12, 10 100,000.000 Nov 01, 10 150,000.000 Purchase price al aclusted for amortization of bond premium using the construe yield method If you have rrede a tax election to detect the preen tern temptation on teed* cels securities, IOUmai request UBS ust cost bais for the band pm-ern amortization. A4usted Price on Value on wearied ridding cart bats (S) Dec 31 CD Dec 31(5) gen or loss (SS period 100.000 100,000.00 100.930 100,930.00 930.00 LT 90.789 45,394.50' 100.025 50,012.50 4,618.00 LT 100.000 150,000.00 102.346 153,51900 3,519.00 LT continued next page SDNY GM 00022310 01110010008072477 NV7000305739 00006 1214 030575004 Y123574550101000 Page 71 of 104 CONFIDENTIAL EFTA_00 I 32930 EFTA01275067 *UBS UBS Strategic Advisor December 2014 Account name: GHISLAINE MAXWELL Your Ilaandel Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000/800-308-3 1 40 Your assets Fixed income Corporate bonds and notes (continued) tithing 1R MORGAN CHASE & CO NTS B/E RATE 07.900% MATURES 0429'49 ACCRUED INTEREST 31,97500 CUS1P 46625HHAl Moody Gal S&P: BBBEAI: 111,850 Current yield 7.34% Original cost basis 1157,909 17 Dec 22, 09 150,000.000 105 134 157,701.38' 107.630 161,445.00 3,743.62 LT Total 5450.000.000 5453,095.88 5485,90630 $12,810.62 Total accrued interest: 53.27722 Total estimated annual income: 520,386 Images cost basis information provided by you et another thief poly. UBS FS has nct verified ttis information and Wes not guarantee its accuroy 'roe dale Ica •ECt vane inahaily (5) Purchase price CS) Aelusted Cat oasis (5) Price on Der 31 (5) Value On Dec 31 (5) unreaizeo 'racing on Or loss (l) Period Municipal securities Plitt: ale obtained from independitni quotation bayous th* use carptsorized vitiation formulas to dscoum for sec toil in issued al a discount. When orignal cost bail n dispiard, onortization ha been talc date current values Actual market vat*: may vary and thus windlasses may not be accurately done using tee constant yieldmethot °Meru( se enonizarlon has been done using the straight One reflected. Cost basis has been auternattaly acl listed for mandatory amortiraticn of bond prerriun on method coupon tax-ererrpt municoa SK unties using the constant geld method and for accreted enigma issue Trade Total face eau, Purchase As:lusted Price en value on Hddng date s mat utile (I) pnce(S) cat ban (t) Dec 31 (5) Dec 31 (t) MICHIGAN MUN 80 AUTH RV BEM RATE 05.000% MATURES 1001/26 CALLABLE 10101/16 100.00 ACCRUED INTEREST 1625.00 CUSIP 59455TPC3 Moody Aaa S&P: AAA EAI: 12,500 Ctsrent yield: 4.6S% Original cost basis 355,424.00 Nov 22, 11 50.000.000 104 057 52,028.56 107.637 53,818 50 1,789.94 LT continued next page UnftSIZed Hddifig gen 0110SS (1) period CNP70010003072478 NP7000305739 COCOS 1214 030575004 Y123574550 lOgiNtiyGpk000llgtjui72 if 104 CONFIDENTIAL EFTA_00 I 32931 EFTA01275068 4UBS UBS Strategic Advisor December 2014 Your assets . Fixed income . Municipal securities (continued) Amount name: GHISLAINE MAXWELL Your !Mandril Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7C00/800-308-3140 Track Toral lett vaue Purchase 44uste0 Price on Wilueon Unrealized ticking Hddng dale at maturity (I) priced) cost basis (1) Dec 3140 Dec 31(0 On or losS (1) period B1RDVILLE TD( ISD UT-07 BLO REF-07 PSA BIEHT RATE 05.000% MATURES 0211929 CALLABLE 02/15/170 100.00 ACCRUED INTEREST 41,888.89 CUSIP 09D874FV5 Moody An SW: AAA EAI: 15,000 Cirrent yield: 4.63% Original cost basis 1110,503.00 Nov 14, 11 100,000.000 MASSACHUSETTS ST 1-1111 & EDL PACS AU FtV13 WEIR( RATE 05.000% MATURES 0711932 CALLABLE 07115/15 0 100.00 ACCRUED INTEREST 11,152.78 CUSIP 57586CFWO Moody Aaa SW: AAA EAI: 42,500 CLerent yield: 4.87% Original cost basis 154,040.00 Nov 22, 11 50,000.000 Total 5200,000.000 Total accrued interest: $3.666.67 Total estimated annual income: $10,000 Preferred securities Hddng OT1GROUP CAPITAL MI EXCOLT TRUST PFD 7.875% WE 103132040 Symbol: CPRN Echange: NYSE EAI: 119,690 Current yield: 7.41% COUNTRYWIDE CAP V 7.000% WE 11101136 CALLABLE Symbol: CFC. FRB Exchange: NYSE EAI: 17,350 CLerent yield:6.80110 Oct 26,10 4200.000 23.518 96,778.96 25.750 108,150.00 9,371.04 LT continued:text page trait date Oct 4, 10 10,000 COO 104.423 104,423.53 108.108 108,108.00 3,684.47 LT 101 236 50,618 18 102.591 51,295.50 677.32 LT 5207,070.27 $213,222.00 $6,151.73 Poet per share Value on um rand Hddng Celt Oat-. (S) on Dcc 31 (5) Dec 31 (5) van or Ian (5) period '6130 261,300.00 215.580 265,800.00 4,500.00 LT SDNY GM 00022312 CNP7001COCe072479Ne700030573903306 1214 030575004 Y123574550101000 Pogo 73 of 104 CONFIDENTIAL EFTA_00132932 EFTA01275069 *UBS UBS Strategic Advisor December 2014 Your assets . Fixed income . Preferred securities (continued) Hddng JPMORGAN CHASE CAP )OUX 6 700% CUE 04(02/40 Symbol. 1PM PRC Exchange NYSE EAI: 14,188 Current yield 660% Total Total estimated annual income: $31,228 Trade cue Account name: Number Purchase pace of stares per shoe CD GHISLAINE MAXWELL Cost cost, (S) Pace per share on Oec 31 (S) Value on Dec 31(1) Your Ignandal Advisor. SCOTT STACK MANLYLE CASRIEL 212 821 7000/800-308-3140 unrealized Holding gan or Ion (S) penod Mar 25, 10 2,500 .000 25000 62,500.00 25.400 63,500.00 1,000 00 LT Commodities Closed end funds & Exchange traded products Total reinvested is the total ci at reinvested dintlencts 11 dices not 'navae any cash clisc*nds. N Is not a lac lot for the purposes of determining hold rg pe ibis or cost basis. The shares you receive each tme you reinvest dwdends become a separate tax lot. Cost Ma is the told purchase tog of the security. Inducing renvesteddodencts The cog basis may need to be Eluded for return of (gond payments in order to detennne the aliened cost tows lot lac rep:yang purposes $422,578.96 3437.450.00 $14,871.04 Unrealized amigos, or loss is the difference between the current value and t to cost bass aid would generaby be your tattle gain a loss if the sec city was sold on ties date The untealded gad gan a loss may need to be acquiled for ret um of capital papnems In order to determine the realized gain or loss for tar rovesemtinigentPuter ito is. the current value minus the amount you invested it cbes not include shares that are not reflected on your statement, including shares that have been realized as either a gain or a loss It dso dices not include cash cisidends that were not reinvested Purc haw Nice/ romper Averag price Client Cost Price per sage Value on Unrealized OM) Investment Honing Hddng of shares per share (I) investment Di basis (S) on Dec 31 (5) Dec 31 Hi grin or lens (S) return CS/ Period sPce GOLD TRUST Symbol: GLD Trade date: Sep 11, 12 190.000 165.060 31,931.40 31,931.40 113580 21,580.20 •10,351.20 -10,351.20 LT Your total assets value on Dec 3l Pecentage of vain SC(Ouril COSt Pasts 01 Estmated annual inCcme (5) UnreaSzed gain or lOSS (Si Cash Cash and money balsnras 46436 0.03% 46436 Equhles Common stock 93,842.30 83,721.41 2,032.00 10,120.89 Closed end holds & Exchange traded Products 307,282.30 250,407.85 5,733.00 56,874.45 Other equity investments 37,652.79 35,972.05 2,137.00 1,680.74 Total equities 438,777.39 27.69% 970,101.31 9,902.00 68,676.08 vexed income Corporate bonds and notes 465,906.50 453,095.88 20,36600 12,810.62 Municipal securities 21 3,222.00 207,070.27 10,00000 6,151.73 Preferred securities 437,450,00 422,578 96 31,228 00 14,871 04 continued next page CNPRODI0003072480Ne7080305739 00036 1214 030575004 Y123574550 lOgfAtyGivoocair374 of 104 CONFIDENTIAL EFTA 00132933 EFTA01275070 *UBS Your assets Commodities Total UBS Strategic Advisor December 2014 Account name: GHISLAINE MAXWELL. Your Financial Advisor: SCOTT STACK MAP:LYLE CASRIEL 212-821-7030/800-308-3140 Your total asses (continued) value on Dec 31 (1) Percentage of your account Cost 00515 (1) Estimated annual Wane (1) unresszed gain or loss (1) Total accrued interest 6,943.89 Total fixed income 1,123,522.39 70.92% 1,082,745.11 61,594.00 33.833.39 Closed end funds & exchange traded products 21,580.20 1.36% 31,931.40 -10,351.20 $1,584,344.34 1009016 $1,485,242.18 $71,496.00 692,158.27 Account activity this month Date Acthity Oexection Amount (1) Dividend and interestincome Taxabk dividends Dec 23 Dvidend GENERAL MOTORS CO PAID ON 1373 411.90 Dec 26 Cividend BANK OF AMER CORP PAID ON 944 47.20 Total taxable divideeds $459.10 Taxable interest Dec 5 Interest UPS BANK USA DEPOSIT ACCOUNT AS Of 2:04'14 1.68 Total taxable interest $1.68 Total dividend and interest income S460.78 Money balance activities Descriplicst Amount IS) Nov 28 Balance forward Dec 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/ 041 14 1.68 Dec 24 Deposit 085 BANK USA DEPOSIT ACCOUNT 411.90 Dec 29 Deposit 085 BANK USA DEPOSIT ACCOUNT 47.20 Dec 31 Closing UBS lank USA Deposit Account The UBS Bank USA DepOSI Account Is your primary sweep Option $3.58 6464.66 SONY GM 00022314 CNP70010308072181NP70C0305739 00006 1214 0305750041123574550 101CCO Page 75 of 104 CONFIDENTIAL EFTA 00132934 EFTA01275071 *UBS Your notes CNP70010008072462 NP2000305739 00006 1214 D20575004 Y123574550 10MyGht000tial576 of I 04 End of statement for account number Y1 23574 55 CONFIDENTIAL EFTA_00 132935 EFTA01275072 Important information about your statement UBS riancial Seoir lm Ca rem or Un Finascie Serioes). a riveter of al pexpalseaety. arma ed noces edsorges UBSFinata arc., and Mantra% aie indire lutait* of uBS AG and irae al Un Serkin U.0 lhe F ces (axial nase it ester ipon repaie the Fems rectite axes re dt U3S Horta Soirs eic 1200 Harbor Bara Weetwoken Nt 07086 1116 striant represtros te *y One reaed of yerUBS Fermai Serres asett *ber records. rapt ace tre documents contang conatng data shed na be rein apan d eu braie> More n m once ce orten. axe aie n erredirely n relent° t'efrit:h Marpir of te ornesera pst aeœuni Arough al net; ton are Mende/ sa bit atone. Parent na tould rot be ad for tac mitoses Fry sort; on prend ta fera Ge.. Fore 1099. 5498. 10125. ex) ohm popung pur te opium lMfmisrfoundby lavtorecon tete in al taxeledinde& moniale non truble damas ed latte men toned en sennes Manne rat& mi promet on sale Vantalms, and mi balconcota rend sorte Communicitiont with the Frn • Praserencan/ ouf oanecions n«Jngto furet. prou* your rem narre yetifer rendu the rades bina Protecnon Act (SPA) • rf te entrer inneon ont. top He of Me Uri of tho laina 6 not 165 Pranced Sevre 1B5 Frandi Sentes canes yott asset aidera braie by amena on Ur DOMO maton We banned you enta retationshp Men you cari tir nord In th/ car, Mur heds a tarin en tord X 155 Feria Seri rid not the nrodura brie. ed yeu must menin* et a «for or encre to bora fln All accoure suceront Mit be deoned contre .and scorie d ne obicted to n atm vite 60 des • Ploase don cusumer complants« nitres to the Srs Client tetalkens Demeure ac 201.3121699 or tolite t300-314-9,03. 8 00 A NI i6 CO P1l Fl farde tau* Indy. ce N seing to uBS finance leran inc. Clen, Reliions Cepaerrent PO Box 766 Unon City NI os(6n • h case of 'morsa genoro en, an decca tint Pana 0711 bil pensa ce u5 na• dibil cert tannes call B00-762-1000 ce na to LBS Friedel Sennes ho. I000 Harar 1314 6th Ibn. Weetenet N) 07086. an imiter soya Cal entez an as yu cart. d sou th nk eur stariserait recept 6 liOn9 Oeil eu teed more amer eue *trotte ce Me Paonne; or retro, The Fan eeCard Muer (as an lob* must her *rom po no Lacer liai 60 Ceps alter tefem sent you te est orendra on Stelt use eror or probe", ana* - roda wu- none rd accort nurrber (il any) - Dente te roi or the marne.; se antre are ad€9tan osera œu Myyou bran is e urox or My pu ned mn Marnera - rade te dotai nom d a suent* race lheFinn or Cid les ad redite yar Cœptet rd will correct arry *or smala Ploaranake al dsecks pay)tto fo tho Armor te fenil nuirai ndested on te Iront of the. grena h ait rei to regla *oui, fer errera map be end to marna. Me. chargez lite rtepayent fer securces pedsasssndchrgec f ce end monts if Ce• axants Accours In antre/mn. to o11w mana be suted to Vanter rée UBS Sinn Optiam UBS Ofien Optera for meepri9 car baron biaxes Io an &pris ai Man tir and un AG Stmeord rem Sn Syrtes noyant rra market mai fiera Orna Fias) ed the Maroni Deoost Accort C0AJdor œreceners Mt m wurmien aesour Maternent Aixourd lieu* the ilek rem ;Topas. œth aras are svept 53 IAMBre USA up b> m esiereed Imn eld the Io ltS AG Stairked Brant, ce a M'en Ford [nous at 1858n USA are FOC mua n accordante with $1»: cules For Mt Normtam p base out reme Wu 9>w Coron al UBS AG Haro* Brandt rd /MT; d Mme Fias rem noir* by the FDC. troue the Ca notable lo ara arion are smart to «pose accoure a teS AG Net York Brandt nd UBS AG Cairn Brant Trieront are rist na* by the FIX Saxes heU Po U3S AG Caone &ah are teneorrily reperd to the spire ri* of theCemal ends and are O ro curare ce *ter ob lare d 165 AG e repdy the Dama tek on Me u3S Cernais erres bocks Denses a URS Bat USA rd rash UBS AG Brera ro noi rand by WC Mar Fun tees are paceded by SpC See 1.65 recul Sentes Acceunt Fraction' belon Uron eu* moues barres na Bat Swap Program or OAmaFbewrhdaMadTaesofaMXneyFend maybe ends* and theperds retira* lo pu ce youi tatuilet lang durer amer about saline sneep optons. inCudng rient enfeu rates a ytera 6 »Te* e cocon'tbs con redorait from tur F nef' tétai ce by crinutraansfi' 2.00 VOIS riront Suons accourt protection The Fraisa mente et me Satyres ronce notpion Cœporrice (SPC). vert protets renées accourus of rd inerties cp Io 1500000 (nrayart; $250.000 for dams for <eh) 7n• WC =fi malma tint aplat> aceunts eirœuhold n a parafer Carey the Fr 'agas œth crue all datœ hes 350 richard œpœrmœtat ;coran terrent* amant payable to all Niait dent colictudrunde Mis preedion 6 SUC, milton as of Dernier la 2013 Sena tete pokycceditions and bonettos ert at te Fein /luter rand foc up e SI 9 milkn n te nier:en il ne nards heU n a paon capacr A full œpy ol Me pesa orterag 6 ratte spen ,e9e, The SIC mince ed a supplennti prenne bot do ne œPinci • C ente inaxœ ans corolle briard ineted n roi accon viudbe ISMI awyfromltSFinaldal Sente ria Celan fiCat aUBSBat&Wc* ai U3S AG Head bran*. Ce antennates. mitan non arrud in or Mann of mului lods vetre sin Mares re regard deeray n te nantaise orner hotler on Me torts rd records of Me ;plioir émoi or traiter agni. • Cenon reesontro aura" or neement eterests (eg. Ira prestes and vitae Ormets) te are na regard *d« the Sen ees no of 1933. and • Coca:erres contrait Ce 9. forer eschany> ed ornas men coince nœscla, lunes comœds and reforY Ontri contacts The SEC proie:dei rd the aime' rel pnereon do not sapine thsse assez son if they enfume estai are Patata The SEC prenais and Me 'dame poleden do rot ;rra ,pann Manet n the arket videras ni/estimais (Sett; arrime cf are torrent. muer ban/sr or filiscoasSY bore nonne. on t &ab upcn mon Yat may Onan ers Mottait about SEC. iscludn9 the WC Brochai. by cana SIC at 202-3714300ce by *iule Ose SEC Arise al MW, *PC «0 Dividend Ro Metnit[ Penne ORE) tenir rdie€d ors ara perce Mu me oran the etvilteehan your Fined) Ader Oniy niole rares are œtectiard rte CO, P. partial/sacs wie te sa and te cash in bedepord n no acore lhe dirdend rensetree see api* by the hott ma/ nef« front the met ena rias tepar rares ae sold Caditiolitu Only Molé unit try be your =met I pu are entited to apmalt nt at arean: of a riœnd peramt or orna te ;en rd eider spi panel secs imata rte or ante an rotin derenrsid by aregs/ad carry 'gay. a credo raz account hatrotritet tarares the musonen *nues rd rit prof ile are und< lo ens riant ed nrivary terril free altet te let ampli, es ranci of ny ornant Once h eut« fnanca erre ce Miner g:brevet For eedl accoure hW. >ou dore one of the fo low•sg instant *acres • Praia Cuira nome beeltniThseelmini rM green of licorne only • nraed Gœorneneen ktennentsseeking grana e axa talcs than tee acier of narre • Redue Combinera of (nonne nx1Cnee.nAPPeosoon montra rd e9 bah ho genomton of nome ad sr men e prnetal Onroll rie profiles • Conservas, Sets to mantes entente nts bro risk ed vola liry lote accotez art erra rl Mat mea the assaini does net œnerate **dam nome« gains ied me me kcep pace nids kalmor • Arbora %tee to accon sonsot. to annal rd Inca vent ondry» rab hdher rem • Antreate WtIngto axer hgh ngt te pecipal ad hgh reine serrais retins ore tme Stotanont leurholdior Vye mayo>nsoldatt al retard iccout suants eld' thé urne roues ri Me sine /irions mores rrey be retard fer this expose beauxtoryha orne Mo in enlegan pont accourt remontes yrth Cr dents al te safre den The oracle/ e knorr e 1householde9 you per le terne imlUual metart mon is sien CONFIDENTIAL endettes —you Puy <Sterne herehœrd by Gia leur Ferlai Adraor Primo, topent rua Perlera accore nanties rdeerreen no pi erre] on the Serna *tee sentes webste It 6 a custœnizable inerme« ire* by you b ne pu wth ne reniera -9 It kid no ne 'free on post arum Yeu on mange yOu*Freeldhir nerit naines. trou/blatte. Sennas a Moruo* )u' &taxai AO•ben arum envier • Var cf por decounepria Ne or assets fientes • Asa Incitas scier can baht' vinlo. rate«, rata (cd) rid Gao, Tri Doras tenez* marks to market and artel a:acesnet held byte en Dots not nclideunonced raeltelerts at te enl ol the pr andruer st/terre ro« a Pr ne entmems, un end sin col ont et> macis(! le 'tee. oplem • Cierkfes rades &Pr banlos. Pattern man lors. credil Wie. shed accoum Dean • carrants fermes tour of ternit rare cati blanon. ors 1.65 Bat USA dont berce, Un AG Startord Brait défia balances and «ne, mate entrai lied oie* aines a the dose of the geai« perd Non.corinellty te. aecla bars h yor am arena serrer ed from onebars a* Foramay use any od these !tas n Me ordery course of as bans, Met funt aie pana tron pe degnand Ho laide nad* in tee eteran' pond dere verbe Leang information dc. rond el**, on on ter rera Mire rachis and didoçuret Selo puCl4Ol Ren irait Mortem( or Accort Agram a* te Genera rira ad Cartons OBS Serena of Cale Fuentesrab» n ereenees *rd Drebsures i smanyieseeegsfesyou Maur arts Yen suant tests seras and oar airs bedd n the roda at the ond el te narre« perkd You ms; tœ for dorer d land selvilts r el lm. You mer recee tennie used a Dan collai *er Pareld anion blatte die on rem Myslones trardened le the lang the genette nad an lote ai made sate as of the ert of the serment period • Cor bort ri diteneng the on bais of the serres énduded n tho StetTeet. ore nais* sein ene nette ' UBS fesan6y Senestre tel* on inIcenatir *laird fret, sources office the irit Finecul Perces. nducing ana* Iran arnete. IT or te you Try hue preed«.110 yrtal Furia Ader The Fion does na idependenni veny or grena axera ce vedtrof bry armera pro** by sources °tete LISSE aimai Serins m addrion rhouraUBS Frei Seins gray opimes ans nermaior as I 6 reine ine Sem da rot ruade my erre/ tai Me AI crabot eider -Cos bai,' ad tUrirealited gankos' n existe a of te die of this aima As sud', cirse do lur rept en Mis infernalOn lo man naos' ce see (»on*. le le pomme ce crue.** Ancras orna* to the enn met ronce ailes odorat., ordyror te pend of rime theyreheld X thefen Morehœonsal Honnir ces be nad by et: hardi nase • Unnialiteistaintnoson the dia 6 afaielo pertnd irai tel ',bel 1:lys r2 carat* foc SDNY_GM_00022316 EFTA 00132936 EFTA01275073 Important information about your statement (Continued) MiradaIscosita lots 'the taxxlion data ice iniimbal Ian mayor ma/ not ref lea COnmScms, Cavessaw snuntynagUnitalin ewers Dented and other repayment lots and mama* pentheo lots at oath combned toddies/onto:ward lot the • 'Bade die' <Mem remits the oopnal tenants, traledate • Callable rialto! Bonds aidretorted no* that the issuer calt for eery redemption wit be Mooed mortiathr by la tan among al se:unto-sof that awe Mtn out name a n nommenme for as dents Cat foam Mammon is Moaned from thrd palm aid di aCuray is rot diamond Otte Call leases may east each could affect yeti complete edema tai wt begoaded upcil (Mtn . Graeae of dtposit(CO2) CDs ate MC muted opt 1293.000 n principal one screed nitre/ per income and pw depoteo-y nuituem. n accord-riot with TX rues • prit•Nakie PnCesClopItAd fa WASS ant Otte products maybe hignor a bwer dal Yep prix that you would actually mum in the make PrCeS are cleaned from mars thee patty swath Much webenneto te Tebbe. but we do not gamete tee away - Wo gmoraly coo the doingpro whim atalabb or the moon or Bata axl ask paces Ice toted canes and outset cnybd promfor OTC scares - Lot advt./traded parte: may be prom inng a alarm mode a theme omen ria we Moored aulmegr.01 fel lea an dame mate Pna or alit - Ce tan podia's may apex without apnea.] wen show 'pro was not mailable' if we are male to Obtan a pee for a security - Deposes a Searles denominator" n wanes other than LI Si dollars are ref meted a the e• d urge fat as of the naterrunt date - For mean 'entities versa in nOn-CCM)linng deromnations. pce and quality dace mite) mar hag been ate-6100S frigate prow vauscn To obtain CuMit CraLTMIS, won atallaele.COrtaa yos Franca AdosOr • Meats lannerrems end muddiedproduce. Oman Mostrwre exert* (noticing diem path:0Mm pitman aid Teatmute Pawner 01.61 seamiest and structured products at general', hghly aged (elan muctued protkicts haw not Dam regeiatd wed the Secorefe and &Oxide Cannata a under any state senores Wm We peon* esimeed Plots for private rheitmert StainteS ad wonder products for Monne enalpuboom only AccuraY 0 rot 9unni../ - rhea vatses maydiffer eastantially from VICK if ay al she, weal, meStrnert securty a structured proem mw be tour a sad aid do not neon:ally reptant the vale you may Mame ern Igeteenn - Thad pm eemees of via are as of a anan die aid re stapled to Its Smoot Sonoors on a regi tr ban by an tufeporaent volution fern 1“ 1" , Senn DaT•ine CraISIN Strad vaunt if my. ate stapled to te Frm by the mere, general gainer emproxor and maybeabeam, based on afferent Nervation from that use by tend pales to clone then intinatml vain; - You cal obtain oddment: atcrmaton regaling the nitendology used to determine the mimeo of vibe aid the die of the rifonnivon that is the base fa the mimeo hyaena:Mg per Froxial Adept - lhkul pity estivate(' vibes may be reflected as 'Not priced' n septa stuateen whin an ixlepenant valuate." Wm hos not tippled te n untie to assign a van* when wit beam aral IAA a mere S nom ha marred that trey ell a corn)est, reported vale no Quentin Cr when mane ntuld be hgley peculatra duo to the rutuy of the sonny - Men rather an data rent wow a sponsor estmated trance a in Maw y *aimed yaw is provde4 the vibe ol the entry wit bedeloront tern its podaso pow - 'Conran:um to dam' mat robe> roam of cobild mane a both • Cortef fen see re:reigns the nine oil gang price per snit ale may not Sled per an bath • hennaed porkies Restncted sorban" ;merely ire not annoy nub* for meolc salt IRS humid Semis uses the neat* pries of the smmuktod stock of the sane MR(a al mutedvalue for the reerided void for poeposa or Thissand or or* TO the aunt the restricted same it eligble lot sale. the Yale recema nay be %Mountie/2y Ins mai the imputed weer /soon • Eitledirnated) iiCC•vts, arrest yields and rota. An ostinste of snub, nom is based on mune writhed aid memo rant awning the troadies Web* held for one yea from staement date Cr unit ituturny This estimate is MB 3 guaeine. axing and ccounued ncomo ate no dammed - Ed Mated anus mono and Timm yitth lOf Cerlan tpesol rimes mold Muth a mein of whobe or cmiul gam n Muth arsethe et Kane taidcurrem yeld)would be overstated - Estimated anus name aid cirrent yell aid the actue now* and yield night be Bowes hgherthai the .,mated moans - An Minim of mrsaliad incorne Piedra ado muesli ended by the omem matte, valstrain ale tierce 6 based on the last theidend or merest parent male by the nee and attunes tie spun itithimmis wet be hold f a one pa been the, statement date or mid meurty AogracY aid coMnued yet at not guaranteed • Aso not held by WS financial Serviced Corian Ma; ere not hetibytePm ad not wain the fans pOSkiSSen or envoi rhea aSiett re arena m your statement for inlonnational purism oaf Poulin, red ram presmied ere .raided by the Osumi film IRS fnancte Seam Ono! reponsble for this nfornean and does net 5u...ratite es errancy TheSe assets Tenet prOMCW by SVC sr the Ferns suppinnome Sat comer • tranuo Sating and addkkanalmerponsation - n 46litil41 lo mfmnissom on saki ad 12bil lees named n conneam with the dotrtuton of endue ends toots dentswe rare ow Soiree mew twee. thorn; papunts from issubutors ardor Meson of tea now, ends that we sell Thole nails are booed en two dintrent mama is the amount 01 soksbyuBS ot a partcuLY mutual fund limn to °sr Memo aid Id the Tam rate of a pomade mane fund 1 raft :harm MP a the I an - We aid as alf nee ant feCene networking and onthtesprocesong lees in annotation for trailer agent wirkeis True An pica to the nyruai funds These fps dew*, aro pad two immor awn in the mutual lad aid ae anted doilt amount beset on the timber of acconts at tie trobto-deant holding mutual liras of that had Isniy - In edition to mammals newel ei ornedion we the Sabot darbuton of arnery amain ad unit ma..ma trust units to err dents. W? alder our oftenonce ne remote thing CarproSabm from mrryof me romance corrpanir. indmosing to rruity ccraacts inotance °orreries Or SpOnWIS a the Urit nvesm*it INKS se &Astute - Ott endates also recent trading commnanns an other Conyentation from mutt* hobs so norm-op Cnircalies vitae yrochicts we diwbute - We receive al anise tee from tBSBalc USA ad USS Aft Stareord crawl Of up to 12$ pet account smith-nu to the baits mach the UBS Bra Sweep Program Ankle, Intonation neuters, coneradcro and other charges tauten connection with the emodion of valet Kiang option Vaxectons has been nclded confirm:tons prom* lun thel to you, and wet bowman to you romp* on moon S.enalling it you ay engaged in tort 'tang a warily. you may rat a Mag.due t0 cenan Demising costs Regal pagoda Panty Open neon Regaling Open a '900clailarKelled • orders that more not aeosted by the statement deer open buy axl Sell SIM orders a resided by the annuli of dardends a • gins on ▪ e.-elividndsor ex-ogles date totes, nonaded otherwise by you You at fel:amblefor orders that are eacuted die to your tante to canal erring open ceders Test witholditg on fanriwtions town UK Pinola,' Santos IRAs itaVal mac kirrregureS 1.85 inn Servos to votthotd man tat from per tauble IRA dislikepens, W t you my elect oat lobe", iceone tat withheli or instead. you nay elect to hare lee reehratid a brae or Ti a lead anoint as you choose Your Moon we noun nef fect until rtholod by you You may meek* your election a err/ I Me by main a nen Oman If you do not haw rootgh Komi tar menet, Iron your dattulliOnS. you maybe reponse,* la the penny of nionerid tai You may nod roam if the ancents withheld and oats intimated IS. parninis at not elual to your laxObliptir Privacy To Moan a copy of menace, Cam Primy Wee pea* contact pis F natal Athnor or vise our websne mew vet comamorpotre UBS Ciliate Savors 6 not a bals rhekMA. Fawns SencesAccomt BSA and IRMA ere brokerage aaCtertS vtila provide access to bat mi serweS arts produM droop anrigormits Mt /Mated bilks rot other SS. party bat. and preside; amens to Myra and envy PrOJCIS stied by unite doted thni tarty rovranCe commas through mama agency lubstaa es of uBS FelSKial Sonia% tic threstmeit. nsuraince. nil amuly prodirt$ Pat IDC hewed • no bank gawps May low old RMA ReS011aMnytroni &comm. Beefless Seno0F5 <aunt BSA. iffirtA and ntomabonal Recoute Mmagerrent CONFIDENTIAL A LA an regillored forme mats of UBS Friaxial Services Wu Yea S5n311110 is a inhume sonicomark of visa Inernmcnal LEG Wa Signabre do* trds and MG Wa dent cads ere weed byU(358ml UM was TXWII169011 Iron V ea U SA inarreatea UK Financial Sermon Inc Rev 201407 SDNY_GM_00022317 EFTA_00 I 32937 EFTA01275074 *UBS ties Financial Services hc, 299 Park Avenue 25th Floor New 701*. NY 10171.0002 C NP70057347370I1 5 X1 3f1 0 Account name: GHISLANE MAXWELL UBS Strategic Advisor January 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Your Financial Advisor: SCOTT STACKMANNYLE CASRIEL Phone 712821.70001800.308.3140 Questions about your statement? Call your Su-Janda' Advoor of the Value of your account As a service to you, your portfobo value of S1,578,9% 92 includes accrued interest RMA ReSourCeline at 800-RMA-1000, account 029023574 on December 31 (4) on January 30 (4) Your assets 1,584,344 34 I ,578,955 92 Visit our websIte: brNw.ubscomifinanciabservices Your liabilities 0.00 0.00 Value of your account 11,584,344.34 $1,578,955.92 Accrued interest in value above $6,943 89 88,155.55 Tracking the value of your account S Thousands 1.5e4.3 1,5790 • Dec 7014 ran 2015 Sources of your account growth during 2015 Value of your account at year end 2014 31,584344 34 Net deposits and orittdraer.th 41,9%136 Your nvestrnent return Dividend and interest income 48,960.67 Change on value of accrued interest 41,211 66 Change in market vJue 413,609.89 Value of you account on Jan 30,2015 51,573,955.92 SDNY GM 00022318 Member SIPC c HP70307005734 737 NP7003‘89475 00036 CI 15 030575004 Y123574550100000 Page 1 of 12 CONFIDENTIAL EFTA_00132938 EFTA01275075 *UBS UBS Strategic Advisor January 2015 Your account balance sheet Account name: GHISLAINE MAXWELL The value of your account Inducts assets held .3 IRS and cenan assets held awe/ Iran USS See page I for more Idonation. Summary of your assets Value on January 30 (t) Percentage of your account A Cash and money balances 7,474.17 0 47% B Cash alternatives 0.00 000% C Equities 424,944.20 2691% D Fixed income 1,123,082.05 71 13% E Non-traditional 0.(:0 0.00% F Commodities 23,455.50 1 49% 0.00 000% Total assets Value of your account $1,578,955.92 S1,578,955.92 100.00% Your current asset allocation FA Eye on the markets dex Percentage change January 2015 Year to date 5.8iP 500 -3.00% -3.00% Russell 3000 -2.78% -2.78% MSC I - Europe, Australia & Far East 0.50% 0.50% Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10% Your Nnancial Advisor. SCOTT STACK MANLYLE CASRIEL 2124321.700011300-308-3140 Cash and money balances may include available cash balances. 085 Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% <HM004005734738 NP7003169425 00036 Ol 5 030579004 Y123574550 106ftyGivu(mothase 2 of 12 CONFIDENTIAL EFTA_00132939 EFTA01275076 UBS Strategic Advisor Change in the value of your account January 2015 (1) Year to date (Si Opening account value $1,584,344.34 $1,584,344.34 Withcfrawals and fees, including investments transferred cut -1,950.86 -1,950.86 Dividend and interest income 8,960.67 8,960.67 Change in value of accrued interest 1,211.66 1,211.66 Change in market value -13,609.89 -13,609.89 Closing account value 51,578,955.92 $1,578,955.92 account name: Dividend and interest income earned For cuppopp,es of Ins sporemenp, ta(ot,:dy of 'nines] and dpopiend income NZ been determined horn a US Ix reporting pen:pied:re, eaed upon the residence of the account hokkr, account type, or pro:luci twit, some interest ander dvidend payments mar not be subject to United 51*es (US) ardor Puerto Rico (PR) Income tares. The (lent mom* statement is not Inlander] lo be used and (amen tie reked umsn for lac purposes. Clients should refer to the apdictle tar reporting forms they recent. Iran UBS annualy, such as the Ports 1099 and the firm 480, for laic reporting imormaLon It Is the moire of Lies to lire the applicant rat reporting forms with the US Intern.4 Revenue Service and PR Treasury Department, and in suchtorrrn accurately Oda hi deicknot arelot Interest as lac exempt or tacabk income. Pleat consult your ire:Padua' 4w preparet January 2015 (S) Year to date 1ST Taxable dividends 1,741 91 1,741 91 Taxable interest 5,968 76 5,968 76 Tax-esempt interest 1,250 00 1,250 00 Total current year $8,960.67 $8,960.67 Total dividend & interest $8,960.67 $8,960.67 Summary of gains and losses %/Sun Peporled telort exclude products for which gaits and losses are not classified. Realized gains and losses Unrealized January 2015 (1) yea, to date (1) gains and kisses (5) Short term 0.00 0.00 5,587.37 Long term 0.00 0.00 7 3,311 51 Total $0.00 Your financial Advisor: SCOTT STACK filAta LYLE CAsRiEL 212-821-70001800-308-3140 Cash activity summary $0.00 $78,898.88 See Account *Misty that month for delaIt, &lances in your Sweep Options are indudedin the opening and closing balances Tau.. FDIC insurance apples only to deposits a UPS Bank USA, not to deposits at UPS AG, Dardord Ranch or bank deposits pureed through the UBS internaiorvi Deposit Account program. SRC protection applies to murky market sweep held holdings but nal bank deposits See Important inbrmation abOut your statement m the last two bars d this document for (*IMF January 201511) year to date U.) Opening balances Addkiorrs $464,36 $464.36 Dividend and interest income 8,96067 8,960 67 Total additions $8,960.67 $8,960.67 Subtractions Professional management fees and related services -1,950.86 -1,950.86 Total subtractions -$1,950.86 -$1,950.86 Net cash flow $7,009.81 $7,009.81 Closing balances $7,474.17 $7,474.17 SDNY GM 00022320 CelP70307005734739 NP7003169425 COWS OHS 03057%04 Y123574%0100000 Page 3 of 12 CONFIDENTIAL EFTA_00132940 EFTA01275077 *UBS UBS Strategic Advisor January 2015 UBS Bank USA Deposit Account APY Interest Period Dec 5 - fan 7 Opening UBS Bank USA Deposit balance Dec 5 $5.26 Closing UBS Bank USA Deposit balance Jan 7 $1,511.24 Number of days in interest period 34 Average daily balance $293.23 Interest earned $0 .00 Annual percentage we'd earned 0.00% Account name: GHISLAINE MAXWELL Your financial Advisor SCOTT STACK MANYLVLE CASRIEL 212-821.7030/800-308-3140 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager toucan find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income £capital appreciation Your risk profile: Primary moderate investment eligibility constderation None selected Your account instructions • Your account cost basis defaultclosing method is FIFO, First In, First Out CNP70003005734740NP70C0189425 00006 0115 030575004 Y123514550 10iffikymt 00022PAge 4 of 12 CONFIDENTIAL EFTA_00 132941 EFTA01275078 UBS Strategic Advisor *UBS January 2015 Your assets Amount name: GHISLAINE MAXWELL Some paces, income and current values storm may be appioninene. AS a recut, gains did1055es May Nat be Excutalely reflected. Set revenant intotateson about your statement a the end oaths dxueneM fOr trote infornmon. Cash Cash and money balances Cash and moray balances may include avalade cash balances, UBS Bank USA depant account balances, UBS AG Stanford Branch Cepaut account balances and money market mutual fund sweep balances. UBS Bank USA ~sit account balances are insured by the f DC vat h n applicable limits, but are not protected by PPC 1185 AG Stanford Bras h deposit se pus balances an not insured by FDIC and se not protected by SIFC Money market sweep balances are protected by 9PC out ale not insured by the FCC. See the rmportant information about your statement al the end of this docunent for details about those balances. Hddng Openng balance on tan 1 (S) ClovngNIence Pnce per share metric Dnidend Wert" I Days n on tan 20 (S) on Jan 20(1) male period pnicci Cep anounl (1) Cash 0.00 4,921 88 tr3513AM: USA DEP ACC' 464 36 2.552 29 250.00000 Total 546436 57A74.I7 Your Pi Randal Advisor: SCOTT STACKMANYLYLE CASRiEL 212-821-7000/800-308-3140 Equities Common stock Purchase price/ Trade kun-ber Average price Price per share Witte on undesired sicking sicicing due of stares per share (1) Con basis (a) on Ian 300/ /an 30(1) Win or IOSS (1) period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 4189 Current yield 1.32% May 17, 11 303.000 11.860 3,593.84 15.150 4,59845 996.61 LT Jun 21, 11 313.030 10.670 3339 86 15.150 4,741 95 1,402.09 LT Aug 2, 11 328.000 9.802 321515 15.150 4,969.20 1,754.05 LT Security total 944.000 10 751 10,14885 14301 60 4,152.75 OTIGROUP INC Symbol. C Exchange: NYSE EAI: 114 Ctsrent yield: 0.08% May 17, 11 115.003 41 249 4,743.71 46.950 5399.25 655.54 LT lun21,11 121.080 38 285 4,63257 46.950 5,680 95 1048.38 LT Aug 2,11 122.000 38297 4,672.24 46.950 5,727.90 1,055.66 LT continued next page SDNY GM 00022322 CW7030,3005734741 NP70031652425 00036 0115 030579304 Y123574SS010C0C0 Page 5 of 12 CONFIDENTIAL EFTA_00132942 EFTA01275079 TB UBS Strategic Advisor January 2015 Your assets a Equities . Common stodc (continued) Hddng Trade date latirber of shares Purchase pacer average price per share (3) Cott basis (S) Pftft per share on inn 3001 %rave on Jan 30 (1) unrealized gain or loss (t) Hddng Period SeCtrity 10t41 358.003 39 242 14,048.52 16,80810 2.759.58 GENERAL MOTORS CO Symbol. GM Exchange NYSE EAI: $1,648 Curent yield. 3.68% Nov 18, 10 1.373.000 36.416 50,000 00 32.620 44,787 26 -5,21234 LT 50-ILUMBERGER LTO NETHERLANDS ANTILLES Symbol: Ste Exchange. NYSE EAI: $226 Current yield 2.43% May 17, 1 1 37.000 81 270 3,007 00 82.390 3,048 43 41.43 LT Jun 21, 11 40.003 82.436 3,297 45 82.390 3,295 60 -1.85 LT Aug 2,11 36.003 89 433 3219 59 82.397 2,966 04 -253.55 LT Security total 113000 84284 9,524.04 9,310.07 -213.97 Total $83.721.41 $85,207.03 11,485.62 Total estimated annual income: $2,077 Account name: AWE MA -.NFL Your Knancial Advisor. SCOTT STACK MAIsY LYLE CASRIEL 212-82 5.70009300-308.3 140 Closed end funds & Exchange traded products Total reinvested d the told d S ronvested dvdends II does not include any cash thicknds. it Is rot alai lot lot the purposes of deforming hold rg periods or cost basis. 'the shares you receive eech hire you reinvest didmels become a separate tax lot. Cost Oases n the tour purchase Wit of the security. Indthing itnvested docket The cost basis rrey need to be &lustedCOI return of catgut portents in order to determne the acgusted cost basis fa ten rep:King purposes reflectedon your statement, inciudng shares that haw teen realized as either a gain or a lens n also ekes not 'Include cash dv4ends that were not reinvested Purchase pricer NNATIDer Average pct Client Cost Price per shut value on unrealized08) tmestrnent Holdee Hddng of shares Per shale (5) investment 81 basis (i) on Ian 30(51 Ian 30 If) gain or toss (a) return (S) Period SPCA S&P 500 ETF TR Symbol. SPY Trade date: Jul 12, 13 1,495.000 167.496 250,407.85 250.407 85 199.450 298,177.75 47,769.90 47,769.90 LT EAI: $5,733 Citron! yield: 1.92% Unman:ea(rN gain of loss rs the *Defence between the current value and Ile cost Oasis and would 7 mien', be your tactile gen or loss if t he see tally vvas seld on lM date The unteaded 0.0 9E1n °lion may need to be acFusted for return of capital payments in oder to determine the realized gain or las for tax re:136,10 ',wheats Invo.tntert reftirn is the current value minus the amount you invested n does not include shams that am not CNP7C009005734742NP70C0189425 00036 0115 030575304 Y123574550 1090tiyGm00022Piele 6 of 12 CONFIDENTIAL EFTA 00132943 EFTA01275080 UBS UBS Strategic Advisor January 2015 Your assets . Equities (continued) Other equity investment Cost basis and gans and losses haw not teen adjusted aul ornaic ally for return of capita payments. Restnctediecunly yams we estimatedIce I nformamonal purposes See important intomovon abotit0O( stalenent at the end ci this document for additional informal ion Purchase COCO Trade lain-bet Average peice Cost Pnce per share Value on Unrealized Hdding Wiring date O1 shares per sheik IP bad (I) on Jan 30 (5) Kan 30 (1) gan or l0sS (S) Penod BLACKSTONE GROUP LPITHE UNIT REPSTG LTD PARTNERSHIP INT Symbol' BX Exchange NYSE EAI: 42,360 Current yield. 5.68% Sep IS, IA 1,113000 32 319 35,97205 37.340 41,559 42 5,587 37 ST Acoount name: GHISLAINE MAXWELL Your ft nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Fixed income Corporate bonds and notes Prices ate obtained from Independent quotation bureaus that use carputenzed vilLA0ICA formulas to calculate current ...Sues Actual market vas.; may vwy and thus gainsflosses may not be accsrately reflected. COSI Oasis has been anuged for accreted ondlnal issue dscouat (00 Cost basis has been ticking HSBC FIN CORP NTS 8/E RATE 02500% MATURES 101915 ACCRUED INTEREST $845.83 CU9P 40429XYB6 Moody. Baal SW. A EAI: 42,900 Current yield 2.87°4 Oct 12,10 100,000.000 GEM. ELEC CPTL CORP AD) RATE MATURES0911/16 CUSJP 36962G2V5 Moody- Al S&P: AA+ EAI: 4216 Current yield 043% Dec 11, 09 50,000.000 BANK OF AMER INTERNOTES UTS 8/E RATE 03.600% MATURES 1111916 ACCRUED INTEREST $1,125.03 COW 06050WDW2 Moody. Baa2 SW AEAI: $5,400 Current yield. 3.5215 Nov01,10 150,000.000 Trade Iota fae Mut Purchase die i malurly (1) pi( (5) nomakallY adlusteci for arnornzeton of bond perllumusingt Pe coastal )(self, met hod if you have made a tax electron to (KOK/ the Deem tan ancrlizabon on I/3cl* debt secunfit-S, you request 085 a:lust cost bars for the tend premum amonization. Agusted cut bases (S) Price on Jan 30 (5) Value on Lys 30 (5) Unrealized ricking gan or loss ($) penod 100000 100,000.00 101.037 101,037 00 1,037.00 LT 90.789 45,394.50' 100.068 50,034.00 4,63950 LT 100 000 150,000.00 102.411 153,616.50 3,616.50 LT continued next page SDNY GM 00022324 Ole7C003005734743NP7003103425 00035 0115 030575004 Y123574550100000 Page 7 of 12 CONFIDENTIAL EFTA_00132944 EFTA01275081 *UBS UBS Strategic Advisor January 2015 Account name: GHISLAINE MAXWELL Your assets . Fixed income . Corporate bonds and notes (continued) Hddng MORGAN CHASE & CO MS WE RATE 07.900% MATURES 0m29/49 ACCRUED INTEREST $2,962 50 CU9R 46625HHAl Moody Gal S&P: BBB • EAI: 111,850 Current yield 7.35% Original cost basis 3157,909 17 Dec 22, 09 150,000.000 105 131 157,697.37 1 107.469 161,203 50 3,506.13 LT Total 5450.000.000 $453,091.67 $465,891.00 $12,799.13 Total accrued interest $4.933.33 Total estimated annual income: $20,366 vickees cost tkiSis infotrnabon pow deo be yOu Of Warier third pely. UBS FS has nct verified this information and does not guaiantee its accuracy Trat,r use Ica 'eke rave maturly (S) PuKhaSt peke (1) A4usted tort Orin (S) Rife on ran 300/ Value on No 30 (S) Yoorlqoancid Advisor: SCOTT STACK MAI/ LYLE CASIVEL 212-821.7000800-308-3140 UnceMied Hddng ga n ot losS (1) pen00 Municipal securities Prices at obtained from independent gnomon bureaus the use carputonzed vitiation formulas to discount for wellies issued al a drsccunt When ono nai cost basis is displayed, moan:ton ha been calcsdate current values Actual market yews may vay and thus windlasses may not be accurately done usingire constant yield method otherni se an-ionization has been done using the magi line reflected. Cost basis has been autxnaLcaly al sited for mandatory amonizalial of bond prerrii.rn on melhod coupon teeererrpt municea sec unties using the constant yeld method and for act meted arra issue Hddng MICHIGAN MUN 60 AUTH RV 8E/P4 RATE 05.000% MATURES 1001/26 CALLABLE 10/01/16 0 103.00 ACCRUED INTEREST 182639 CUSP 59455TPC3 Moody Aaa SW: AAA EAI: 12,500 Ctsrent yield: 4.65% Original cost basis $55,424.00 Nov 22, 11 50.009 000 103 874 51,937.10 107.582 53,791 00 1,853.90 LT continued next page Trade dee Taal late via, re maturity (I) Purchase well) Aciusted cat tims Price on kin 30 (S) value on Jan 3001 UntediZtd Hddng gan Of IOSS (I) penod 007C003005734744 NP7000189425 C0036 0115030575004 V123514S50104agymiL00022Pise 6 of 12 CONFIDENTIAL EFTA 00132945 EFTA01275082 UBS Strategic Advisor *UBS January 2015 Your assets Fixed income Municipal securities (continued) tiddng &RENNIE ID( iSD UT-07 BUD REF-07 PSA BIEIN RATE 05.000% MATURES 0211929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 12,291.67 CUSP 090874FV5 Moody An S&P: IAA EAI: 45,000 Ocrent yield: 4.62% Original cost basis. $110,503.00 Nov 14,11 100,000.000 104.260 104,260.92 108.300 108,300.00 4,039.08 LT MASSACHUSETTS ST 11TH & EDL PACS AU FtV B WEIR! RATE 05.000% MATURES 07(1932 CALLABLE 07/1915 0 100.00 ACCRUED INTEREST 110416 CUSP 57586CFWO Moody Aaa SW: AAA EAI: 12,500 arrant yield: 4.89% Original cost basis- $54,040.00 Nov 22, 11 50,000.000 101.051 50,52576 102.315 51,157.50 631.74 LT Total $200,000.000 $206,723.78 $213,248.50 $6,524.72 Total accrued interest: $3.222.22 Total estimated annual income: $10,000 Amount name: GHISLAINE MAXWELL Your !Mandril Advisor: SCOTT STACKMANLYlE CASRIEL 212-821-7000/800-308-3140 Trade fetal lace vaue Purchase ACIusted Price co Vdtseon die at maturity (I) Priced) cost basis LS ten 30 It tan 30 ($) Linrearzed Hdcing On or loSS POW Preferred securities Hddng OTIGROUP CAPITAL XIII FXUFLT TRUST PFD 7.875% WE 1030(2040 Symbol: C.PRN Echange: NYSE EAI: 119,690 Current yield: 7.44% COUNTRYWIDE CAP V 7.000% WE 11101/36 CALLABLE Symbol: CFC. PRB Exchange. NYSE EAI: 17,350 Ogren( yield:6.83% Oct 26,10 4200.000 23.518 96,778.95 25.610 107,562.00 8,783.04 LT continued next page Trade date Oct 4, 10 10000 COO r.cct ban (S) Price per share on Ian 30 (5) Value on Ian 30 Pa Unrealized ildclog o n or lott period 26.130 261,300.00 26.450 264,500.00 3,200.00 LT SDNY GM 00022326 CNP70003005734745 NP7000183425 00006 0115030575004 Y123574550100000 Page 9 of 12 CONFIDENTIAL EFTA 00132946 EFTA01275083 SUBS UBS Strategic Advisor January 2015 Your assets Fixed income . Preferred securities (continued) Haring JPMORGAN CHASE CAP )0(DC 6 700% CUE 0402/40 Symbol .1PM PRC Exchange. NYSE EA1: 14,188 anent yield 6_57% Total Total estimated annual income: 531,228 Trade Number die or shares Account name: Purchase pace per shale (Si GHISLAINE MAXWELL Cost ban (5) Price per share on Ian 30 (5) Value on las 30 (s) Your Amadei Advisor: SCOTT STACK MAI/LYLE CASRIEL 212-821.7000/800-308-3140 unrealized Hating gan or loss (I) Period Mar 25, 10 2,500 .000 25000 62,500.00 25.493 63,725 00 1,225 00 LT Commodities Closed end funds & Exchange traded products Total teinvasted is She total d a reinvested dvdends does not include any cash &attends. I Is act a la lot for the purposes of deterrnning hold rg pe sleds or cost bash. The shares you receive each fart you remits' dedends teccvne a separate tax lot Cost CiairS is the told purchase cost of the security. Ind uang reinvested ti odenct The cost basis may need lobe educed fee return ot captd payrnenh in order to deterrent the equaled cal bars lot is reporting purposes $422,578.96 5435.787.00 $13.208.04 Ontealehsi (Tar) yam or /015 ri the difference between the current value and Ile cost basis aid would general), be your tentbe gan or loss if the sec silty was sold as the date The unreatted (tax) ga n a loss may need to be actusted for return of capta psymems In older to determine the realized gain or loss for tax reporting purposes. Investment teturn is the current value minus the /mount you invested it does not include shares that are not reflected on your statement, includng shares that have been realized as either a gan or a loss n also does net Include cash dndends that were not seinvested Purchase pricer Number Avela,ge pace Client Cost Price per that Value on unreal:eelgal) Investment Hddng Hating of shares per share (S) investment (S) basis (S) on ran 30(3) tan 30 15) gain or lots (5) return (5) period SPC6 GOLD TRUST Symbol. GLD Trade date: Sep 11, 12 190.003 165.060 31,931.40 31,931.40 123.450 23,455.50 -8,475.90 .8A75 90 LT Your total assets Vaue on ran 30 (3) Percentage of your &count Cost baps (1) Estimated annual income (5) Unreatzed on or loss (5) Cash Cash and money balances 7,474.17 0.47% 7474.17 Equities Common stock 85,207.03 83,721.41 2,077.00 1,485.62 Closed end funds & Exchange traded products 298,177.75 250,407.85 5,733.00 47,769.90 Other equity investments 41,559.42 35,972.05 2,360 CO 5,587.37 Total equities 424,944.20 26.97% 370,10131 10,170.00 54442.49 %ad income Corporate bonds and notes 465,891 00 453,091.87 20,366 00 12,799.13 Munkipal securities 213,248.50 206,723.78 10,00000 6,524.72 Preferred securities 435,787 00 422,578 96 31,22800 13,208 04 contmued next page CHP7C009005734746NP70C0189425 COM 0115 030575004 VI23574550 10%611,pcom0002tryn 10 of 12 CONFIDENTIAL EFTrk_00132947 EFTA01275084 UBS Strategic Advisor sUBS January 2015 Your assets Commoditks Total Amount name: GHISLAINE MAXWELL Your Mitandel Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7C00/800-308-3140 Your total assets (continued) vane on Jan 30(S) Pexentage d your account Cost basis (5) Estimated annual Home (11 Unrealized geen or loss (5) Total accrued interest 8,155.55 Total fixed income 1.123482.05 71.13% 1.082.394.61 61,594.00 32.531.89 Closed end funds & exchange traded products 23A55.50 1.49% 91,931.40 41475.90 $1,578,955.92 100.00% $1,491,901.49 $71,764.00 $78,898.88 Account activity this month One Actitity Description Amount (a) Dividend and interestimome Taxable dividends Jan 9 Foreign SCHWMBERGER LTONETI-ERLANDS ANTILLES PAID ON 113 45.20 Cividend Jan 29 Qvidend SPUR S89 500 ETF TR REPORTED TM YEAR 2014 PAID ON 1495 1,695.71 Total taxable dividends $1,741.91 Taxable interest Jan 2 Interest JPMORGAN CHASE CAP XXIX 6.700% DUE OP 02i 40 PAD ON 2500 1,046.88 CUSIP: 48125E207 Jan 30 Interest CMGROUP CAPITAL XIII EMELT TRUST PFD 7.875% DUE 10/3012040PAO ON 10000 CUSIP 173030201 4,921 88 Total taxable interest $5.968.76 Tax-exempt alterest Jan IS Interest MASSACHUSETTS ST HLTH 8,EDL FACS AU R1/ 9 EliE 1W 5 DUE 071532 DTD 08030SCALLABLE PAID ON 50000 CUSIP: 57586CFWO 1250.00 Total tax-exempt interest Total dividend and interest income Date Actinty Descnotion Jan 23 Fee Charged QUARTERLY FEE -1,950.86 Total professional management fees 41,95036 $1250.00 $8460.67 amain (I) Pees SONY GM 00022328 CNP70003005734747Nr7000189475 00006 OHS 03057500i '23574550100000 Page 11 of I2 CONFIDENTIAL EFTA_00132948 EFTA01275085 T UK Strategic Advisor January 2015 Account activity this month (Continued) Ogle Amity Description Asrount U) Money balance activities Dec 31 Balance forward 6464.36 Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,046.88 Jan 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 45.20 Jan 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1250.00 Jan 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 01/23115 • 1,950.86 Jan 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.6%71 len 30 Closing UBS Bank USA Deposit Account 12,82.20 Account name: GHISLAINE MAXWELL Your Piasocial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.70001800.308.3140 The uE15 Sant USA DeCOSit A<COunt Is your primary Sweep COIOn OW70005005734748 Ne7003183425 00006 MI503057500s VI 23574550 10101sy_Gle_0002Neg 12 01 12 End of statement for account number Y1 23574 S5 CONFIDENTIAL EFTA Q0132949 EFTA01275086 Important information about your statement %BS Fiaancial Stain Inc (the rim or UnFirwrocialSereket Is a mentor of al pavasal security. canmodity aid cows edurges Usstflaxill *Yee and UK BanIUS4 ay ilia subtal ant of UBS AG and /farm of LOS Sooskies u.0 lhefrnts Maud swain it eatable upon *cunt the frin's exeClerealneS at a 185 Fmasdal Swill fric 1200 Haber littlfead Yaohaak at NJ 07086 lhis stuntmen reprewcohe only Octal reaed of >ourUBS Emma Servies axount Other MOM* except onset tat documents. coating conletn3 data shouldnot be ;teed upon if you Wow More n at enact 0•16001. floe add it rrynaliatc n wring to Mel3fach Matur of to oft to sect; you amount Alalaagh al no tow are Mundt, b be arrate. ST aithint data Todd rot be used for tat puposes Re9 soken on ye tend to lam be.. Form 1099. SOB. I 041S. etc) thin peeping sour ingot." Mot in is remand by Ian to recon to he RS al tato) le dPidends. atonal. non Laub* evelvinds ad watt non tuned en secuntes heU n pit account net proceeds on sae vanuctons aid cost baysoncotan curd %nape, Cammunicillom with Be Firm • PINS. reconfirm ay oral 0:entre.atorts nwrnngt0 further meted yaw mint ncbdng mingles under the karma; Wen, Protection Act (SPA) • rl Che frurtal instrlann on the top kin the lint of the sinernmi is not IBS FitinfaalSonna instal Sento canes SW accurd as dearkg tineby areigenwti not the adicated matron We Intoned sou of no rotat, Mn you opened this account In this cat you heds and sand is re looted a 185 Wurioal Won aid not the drodurg brad. aid you roust mate a report of achy woe or amain to both in All aCCOunt subareas shall be deemed complete rid adds*. d not objected to n smug Wein 60 clays • Please direct custard 0:mutantsa irgumat to the taw: Chord Ralits Dlyitlerit 201-35216990r Ionia. a 1500-354-9,03. 8 00Am toe 03 pen ET Moir( throup alt. a n retng to uBS manual Ulna. IrK. Clem Raton, Neater •int PO Box 766 Unon City NI 07(07 • ti case of errors a WHOM LCUS an ekoomc boas transit.' (711 bid parnmt ce U3S Yet data cad threadtoos, call 806762.1000 or some to U3SFrOnCal Sows tic, IOCO Harbor .6th I bat We€havkan, N) 070.86. Ann iMMSSA Savoie Cal a wee as soon as pa cart d ?whisk your stawnem or Wept 6 atOrg Oe d you need more intonation Lout atranfer on the stnenta or ',apt The Fen a Card now (as atOlOble)niug her Iran sou nO tiethin 60 GPIS alter the thmSeit you the fist statement on .'kod the tens or problemtowed - Ratite sow runt ad accow number (II art - Deady he MO. Or the water pu re wage abed. and£Qtan as deity x sou dm My pu Came 4h al error or au you need mire nlanution - Frofide the data amcurn CA the stnpoced•fra, 1119 Woof Cad low wit ihatigateyOtr<O11ptint ale will MIK! any nor pronvly Plowmake al dads pays. to the Pallor to bowie want ncicaed cot tv kw of this Pawnee h akt tal to agar axOult feces. account may be snap to mamma to feet charge: Ice Ise payna la saurtes pUrchno andchars fa triad amounts n oath axunts Accounts ma are natant 10 Mini Marton, may be :Lena to a mauler tee UPS Sweep Optim UPS offers °Mos for swept? cach batrcei baaxes to bank deposits at UBSBart. USA aid UtS AG Stretford anal (Bark Swap hogrons). moneyMarket Mita hods None, hats) aid the hurristional Depose Accown C0Alfor dustmen with as intonational Comte Management Amount Walt. Iht Eta Sweep frOllann. CO. Wanes re swept so LOS Bat USA up b M era awed Wee and thee 10 LBS AG Stamford Brand a a Matey Furd Deposes at LOS Bat USA are CDC Mired n accordance with rules For rum :leonine pare out warn lac got Deposits a LIPS AG Seaford Branch ad *Wet ca/alfy Fin& nria allured by the FDC. Through the On evadable to rah Agana; aro snout to deposit accounts a UBS AG lleetYork Win and 18514 Caplan (neon Monti/opal% ire na nwed by the CDC Balseces ate WS AG Catlin Binh ate two/wily noosed TO The SO apes 6* of theCarnal lilts and mete is no guinea oth obloaten of US$ AG to way them emos she. on the UPS Cayman's Bran's boas Deposits al URS Bat USA rd each UPS AG Brach at 6:4 pnwod by SIC Money Fund shies se proceaed by SPC See 'UPS foaled Sewn Account Rotation' be Open you raw,. batrmes b he Bat Weep Programs or OA maybeMIX/at ad Owes of a Monedund maybe hatted rd thewends returned to putt you, Winton scant Further nlanbign Lout aultle cheep *puts. iodating wart mutest ram and )iens n tit** www itscariswelyiens from your f natal thisor cc by eating 806762-1000 UPS Irearecial Services meta reunion The Firm is a reenter of the Saunas Mina' tants Como:wet (SPC2 WO pro was mottles wools of es motes to to 1500000 (nada; 1250.000 for dams for call) the Sat< tae actectal tents *Oh Id all mows na)oethic' n a prate, extanty The fart touter wth onan II dates. has also pordups1 uppiancotat vendee The rtuanum =Guy payable to all NOW cant, coax-brogue* Mi; protecion 6 SSW melon as of Dinette tO. 2013 Wars to he poky ardour and fritatent can at the Pon ifunher protected fa' up to SI 9 mdkn n he anegae for all your axotnisheU n a pointy capatay A full may of the poky 0,Ordng 6 Nara. upon ,t9ast The SIC protection at the supplemental prawn° both do not Split° • (enaranaial axes controlled Wand ji bed n rot actait value) but had away rem L$5finalize, Sermon (eg. coon (loth a UPS Bark UT cams U3S AG Stamford brads. (d) mutate ocean nclawg web* arta les. x4 04 Owes of mutual ludo rage WO shays re reg awed testy n the nine of the aomrt holier on the hocks and remit of tie rob:able OW a trader agent). • Cent rentarimni contexts or nforment nerrit (09. 'mad worships aid prvaeplawerds) to are not registered video the Sorts Act of '933. at • Corms:dew casino to 9. fast in,thar90 and preits metal contract madh9 foxes commas and o nwoOY *Oen antrads The SCC protection and me ntplarviotai prot•cton do not tay to these assetsWM d they Ottenyee appea war mammon The SEC prouder, and tit %upturn% protaton do not protect again dun?, a the motet vain. Of 'air tiestnintsedether as a result a mato zwernint. moo bat -coda of Plisamts) More iWm.aons tails Poem most Vat may obtan ewe domains about SEC, Mdudrgi the SPC Braria• by cormwrg SPC at 202-37i/330Oct by Wing tie SIC nitrite ahow. Swat? Dividend Re Werment Program OW) the pan ref *Chi 6r anger pna Tat may °bean the actual prce ?ran sour rounoal Annor Only ramie nres • Futtoad to:letter. partial Mates wit be soli and the cash ml be deposed in sots amours lee dlion-C1 wives/neck prod ailaphed by the issuer mill dew from tee main prima aids the prat Mao st• sold Cactielit Only %tole unit try be held in y0ur wont I pu are entitled to apt:aloe as a rend of paten or othanvice. me inn w1 ether al partial tacs at mate price a accept an wool Onanstal by a tegiSteed &any army. am credo you account leyermentoglealts The nwitnient obeciees and et prof le are speck to halt acoxim aid may vary bowel Rea noise the inn pommy n erm9 of any tar(Cant Ott I your divisor shunt or neestirwo awed; For eads account hell )Cu choose one 01 she fo berg wetted objects • Amigo Conant axon* Ineelenents routes; the generation of inome only • Arline Qpilairopannon hvennunts inning 9romh of pato.' fah. than It* gerwraon of nate? • AreacceCOmenafen el /Kerrie and ChaTtAlreemclal mantweits seeing both ono gierwaion of Mona ad goweloe prnoPal Oswalt risk panics • Consent., Sets to %wreath intim ultimo% Wh low risk aid vax lily 10 the =ant %eft en if ma means the amount does not generate ignif ant 410)(r*Of returnsal eta/nokeep p.xe yah int 1010 • Ailoolowas lAillna to accept omen* to am:0 at tolerate virrinclailitym sot higherMulti • AinreSIO., wen; to axed hgh tilt tO;rnopal ad hgh vanity 10 Wahl' rag/agree brae Statement lleucchoklier We may consolidate al WPM ZecOnt StatailftilS tan the sane a ren n the sweet...lope Ace:sturdy curetted he this snot bead they hat wren eho aim maroon pent nowt relaionsho rah odor dents at the sane address the prat 6 Moan as howelooldn9 • I pi( peels to rewire inflator noterrents mind e maw* CONFIDENTIAL dwarves — you may WM. tont Oleg by ding your f rowel Adeae Friendly account name Te*Friendry attest nano ref kat Oared., that you entered ai the Hens online steces mince It 6a customizable *mutant' chosen by you a aza Sou will you recoil eryto It he no legal eted on you wcoum 114:u on cage ens Finlay ataint names. trout Onto Senors Ce byettacun; SN &taxa tdebor. Attune wayiew • vabe of sea wounaprfecod NB 01 diet and liadlnp • Asia InClutki aealSole ad bagman wits lot remitted away ) and Gkbof Tao Deposits unrinlizod maks to motet cents wets not held bythee-an Does not mcbdeunpnad onbiltelassets dve .ales the per and curet spend pooch ce White ntstriallv awed Volt alters and eurCit.lb le stodt options • Otattes hada OAR batman. (outdomar tors. pet Mt short accoum bates • Cos ony balances Tots of teireossed online can biancos. pkt U1S Bat USA deposit bather. UPS AG Stamford Stanch depose balances and nxner matte ennead lam sweep bath.a the close of the statement pent/ wctommo ty h e own menace) h goat ant arena segrema ed from NWbatmen and Me Forms, use any a these hens n the ordiwy course of es baits These funds ▪ payabio tpon wur demand total 6 naiad in no cow twit dosi-9 value Lending information FadNakd eilcemaion onthe rm.>lexica p • aClati and dicloctst et, Su to yaw ChM RPM beitp Agrelghttli or Accorrt Auwaiml rod the General Tans at Condemns UPS Statuses% of Cite Practices fl ab* n agfeemeat and Chaos des a sosishiraggsgrjaaSs= Your mats Yost Statintenl itintaSSFOSit*S and other aSSes held n the aombni at the end of the Amerman wit You may at foe doted of Ivey paid 9Xuribef at ay tine You may rare seamen used a ban collated ter Pat9.alian balance cue on mum Any sennties trandened b clang the others period att lined a sweet halters a the end of the statement pencil • Cost basic h dettanhng the cos: tuns of the sedates induded n the statement SWe nutted woes the rafter '1: UBS Firuntai Streceshas rebid on Warrant Maned from sources other than 1111$ f taxa Swats. naidng nlarnalon Iran wed Ids or mat you may An pivoted to your lawful Anna TheFilm dots not naintedently wity Or guatanttelho nay a vaidey of sty itormaen provided by sources otter Man USS F nnui SerrOS it addtien Shout LOS Fivtdal Sends goodly updates this dormaxn as c e wetted the Wm does rat provide away:otos Mat the nf tomato %rider 'Cost ball' a 'Iantired ganittv is a:actual Vie die of this tiltaitM AF such please do not rely cn this Worm* on to rule corollas' a sae dean *. la to mooted a otierrien Acccunb Unstated to the fen may reflect ginnoss nformann only for he pared of time they ay held a the Piro Morehinorol Hamann Can be added by yew FinarUal Adder • Unedited gains/bag when dsai aotield esmaded atrial .N.1 lanai ;94 a2 chat ices SDNY GM 00022330 EFTA (10132950 EFTA01275087 Important information about your statement (confined) adridealsemity Inds The tamation data nv isiental lots may« may not raten conrnannt diages ador smarty reorgentralin term ()Wend aas ode« remerarrem lots and aroma pad aa bh» each cordoned to dater one artmd lot The • Trade dz.' cabal, presents the «gen balsa tien baJedate • OMEN markies Bonds and paid* net that te calk tor ealy maroon ml beselected trpatialy by lot am asmg al warms of that ismheb in out natte« ti nom eenare for as cleat (al lean Mama on is Maned am thrd meal aid as acme at, 6 rot guarlYed Otte Call leattatS nay eet Midi could ailed ytelt complete Moon Bon ged be prodded open reAuest . Creates of deposit (CDs) (Os are MC nand up» $21.0.000 n pampa aid salad nitre. per depositor and por Mama mimic.. et madam wit Mrs • peloworokis Pnces *pined f« wares another produce, mar beat« ce Interthai To price that you Arm Ktually recine in the maker Feces are Maned Iran various Sled pity sources ea di weber... to be Mkt but we do not garnet tee aaasacy - Yee rarely um the dcong pra Men salable cr the meal or »dal ail ask poes Ice laced maims and optorn or on y bd prces lot OTC seat es - let *awry ease wattle: maybe Ford tang a aka en model a them, roam pia we Obtai"ed admgnon ref led an adur mat« Me Or bib» - CenanpOOROM may appear moan apro ace well show z 'once was not mailable' if we a stable to obtan a prce for a stony - DepOith ee Males Jere:ringed te arterces other taluSoollers are ref Sclera a the ent urge Ego ds of the narrent date - For certan soothes vadtg noaccatemitg dereardons. me aid quaky daceaim/may hat been admated to taoltale prom abeam To Obtain0"M potamen. Wien aralable.outaa yat Franc* atm.« • Prima Manna and eernautred produces. Mutt arena« mural (nctedng diem panaogion »pan aid real eiirae ra*Stfnent Min wantip aid slmared packno terns., hghir Iliad (min steudured proems nam nos been «tared wits the Seathes and Eram*Cannissisn a Mkt any state secretes Om We provide esimaed vabes l«prorate mum« smomes n strati protasis eOr reform mainmasts only Amnay6 no1 gunnletd - Theoevaues maydifter %imam* f ran axes, Ray Mich a mate moaners smutty« nructured proltia me/ be boogel a sold aid do not meanly regenent the vale you my renewum laiklaon - cued ply enmaes of vim are as of adman date aid re suppled to ISS inroad Smuts on areala bay by an nOmenyfene yakration Urn truer, genteel Parrot iv speaser mimed yam if am, are stapled to te Fine by the oar, general partner or gad« and ray be abided Wad on *fare itortaion from that adbytad panes to dome thee estinand Yams - aum cbtain add*** rdcrmaan regang the ~logy used to determine the minute of vim and the dace of the teforrnamn that k the bat fa the Mena by aniaaid geur Panda Miser - mied partyMimed almsmay be *fleeted as 'Not pnced1 n steed unman when an 'Mewl! on vallabin fa, baset witted a rs unae b arm a value Mena boom an.» that a maand and has men«) that ay alla prevarsly mooned vane too yelid. Ce wan a Mee mad te highly speculator. due to the rut«. of the manly - then Mena are Mu« general panne< a sponsor estmated Min« .3 Mary Kinard aim is prOvded the aue of the matey wi bedm«mt een its pasha pia - 'Ontrbutions to Me' mat tad. ream of MO( tame cr both • °or* eat we' represents the anal oil «mg price per Ms and may not riffled your con bak • Marla* securities Sanded securers ;mealy are not armor mg.* for pik IRS framed Sena uses the maim precool the esierslikted flock of to sane comma, muted wart talks restraed nods tt purposes al cis saga raor* To tee dune that enacted searele arc Migble lor sale. tee aka monied nay be suneuretias lets tan the impaled ave gaan • In. Mstinetad) Magna condnegields and mat An .tinra of annual neme is based en want mead ani hum roes. zoning ee amities all be held for one year from maternal' date or sea mairoy 1h6 *AIM* it Onbr 3 guideline. aCCuracy ad amused exam* are not surrameed - Est Mated snul inemee aid atria aid lor cenan 110•501WaliteS mum neut. arena of plicea or caul gans eiende meth. en OCCMe Ltd (Wean melt woula be *venire, - Canoed anus none aid morn yield aid the actua eat and yeld night be km« hgher Owl the maw* amount - An n'mite ol sauleed name Melded ender «era) doded byte amen make, yalmarrar balace 6 bated on the In duand or *ma parent made by te ms er and manes Ilse some indeporres veil be bedfa one nut Moe the statement dale or ma mama Moat ad donated yad» nol padriteal • Matinee held ley 1St financial Smite Conan assoc, aw nel hem byte km ad not yam the find possess«, or antrol Them assets accept:1M m yaw gatemen, for ird ormanal smote QM Roams and alms presented re Fettled byte issung lion UM atonal Sages o not reponsbletor this idornabn and does net panne is gatiCy Time assets Tenet prowled by SaC « t» Um', suppleamal SaC covrage • band Seeing and addkbnal ampeneaden. - n addienn le manissom on sales aid Obi feel rased ei conned«, with !hedge...Mon of nului fi.ndS le out dents we atria Oka an* rem.* renegue taing penpet from aubutors anytor *Mon of It..node bah that we soli lase mounts abased an mu different amounts (a the amount 01 saksby uBS 01 a peacoat mutual tund fenny to ost deems. and te cad rate of a pat*, Mang ILnd Irate Shiret Mai at TM Inn - We aid ar *Me arp recent retmang and omnbusprocesung lees n madeiraton lor sander agent sakes that we preside to rhentrual fulls Them fees gem" re pad tone humor assol is the rasa MO aid te a nod doll? mount based on the rusten of awards at the sober-deant honing mutual ant el ha fund lanky - m Mt ion madman Mewed n ornedion wen the Moor darbution of aroma mmeacn ad ad mge,wrp tea unit 10 045 dents. we ad« our athlete rem* ream.* Mang Carpenaum Iron rilnyol The re/Nance companies indearami tea asturty mama *la 000l she Manor commis ix sponsors a the lard meimam INKS we *wane - Ott anat. also redeem trading comereistes aid Meer ~aeon from muur fields aid (mtg.:, Ogrtties tow procixts we disebuto - We receive al anew tee Iran LES Saa USA an1UBS 44 manbed Crab:holm lo 12S per Maud tweereg to the bark% ink, the LAS Bent Sweep Prograns maw kdomettn rogardng canteen rd other charges Masted es connector, wire the emotion at wades naiad opbon Vadsclons has been nclded anIniXons «woo* chei io you. aid wil be medal to iou gamey on reauen Short selling if you anengaged on tort sehg a washy. you may nar a Magma to *nats beaming coos Rena pataila *day Open Orden Regarding Opel a . goodailoriceiled • orders that are not emoted by the Menem Mb open buy ad Sell 5100 ceders are radioed by the amore of Mama« rips on • oydlidendlor andhis date «au enact* oared» by you You ae mamma* tor orders ten are emcuted am to your lads. to cancel exrsirg open ado Tea witheldim an ~one few let Financial Somas IRM team tac larr reams UBS Mader Services to ~hod encore tar from >or 'actie IRA datelineKen, tut you may OM not lo ha", icorne ese weN»w or. instea). you nay elect to hare tar tretald a arm or guard anoint as you choose tes Soon al remain in select untl resoled by you You mayrevoke your election a a-q Ito by mama anew eledien II you do rol ham emu* ncometa. warned Iran your distributions. you maybe «iamb* toe the para« of tionXedea. You may nar pen ram re der manes wired ani yet, mimed tx pampas genot EqUai ZO vat ix obli?tioi Meaty To obtan *emotive...set Oier. Pr/ray Una Mae contact your FMK:3140v%, ot rite ow webs% a: yaw vex comeneonalts LES Pinata Services is not a bat The MM. amens Seam Mount BSA and Ma a **edge *cants ende perm* access to bang smas and proton trough anagrams wit affriaM bat ref OINK Med pally balks. and provides aocaM to narat« aid nut y Brodie ism* by omitdoted tool party tarn contamn trough mimeo agency :oblatesof utS FnanCial Smion tee mestmrt. mutate. and anoxia products rat IOC Mowed • NO bank 9.13MICH May lose value RV% ReSOuraNtalagferent Mont Business S«vra5 Mount BS& eitt4 and ntemabonal ReasceMilaretnt CONFIDENTIAL ACCOLeit ie replier* race mats ol UBS kunoal Services Irk VG Sammy is a remand smite mad of visa kmautonal LEtS tosa Sambre cm* ards ad Len Visa Mel cads ad issued byIRSBat USA well p«nlósnn trom V G U S A istrparand UBS Financial Stroud Inc Rev 201407 SDNY_GM_00022331 EFTA _00132951 EFTA01275088 c UBS U85 Felancial Stokes Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 Que70058103600215 vl 0 Account name: GHISLANE MAXWELL UBS Strategic Advisor February 201 5 GMISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone 212.821 .7000/800-308-3140 Questions As a service to you, your portfoicr value of about your statement? Call your Finan:ig Advisor Or the Value of your account 11,688,23526 includes accnied interest RMA ResovrceUne at 800-8MA-1000, account 029023574 onlanuary 30(S) On February 27 (1) Your assets 1,578,955.92 1,608,235.26 Melt our webelan nwevr.ub3comainancialsennces Your liabilities 0.00 0.00 Value of your account 11,578,955.92 51,608,235.26 Accrued interest in value above 48,155.55 51,916.80 Tracking the value of your account Sources of your account growth sludgy 2015 Value of your account 1 Thousands at year end 2014 51,584,344.34 1.584.3 1,579.0 • ii508.2 Net deposits and withdrawals -31,950.85 Your MeV:MAIreturn Dividend and interest income 114224.67 Change in value of accrued interest 1972.91 Change in market value 110.644.20 Dec 2014 Jan 2015 Feb 2015 Value of your arcane on Feb 27, 2015 31,608,235.26 SDNY GM 00022332 FA•mbar SIPC ONP70001005810369NP7000206008 00036 0215 030579301 Yt23574S50 000000 Page 1 of 12 CONFIDENTIAL EFTA_00132952 EFTA01275089 SUBS U BS Strategic Advisor February 2015 Your account balance sheet Account name: GHISLAINE MAXWELL The value of your account Inducts assets held as U8S and cenan assets held awe/ Iran U8S, See page I for more I riOnnatrOn. Summary of your assets Value on February 27 (4) Percentage of your account A Cash and money balances 12,738.17 0 79% B Cash alternatives 0.00 000% C Equities 451,057.39 2805% D Fixed income 1,122,369.30 69.79% E Non-traditional 0.C0 0.00% F Commodities 22,070.40 1.37% 0.00 00% Total assets $1,608,235.26 100.009E Value of your account 51,608,235.26 Your current asset allocation FA Eye on the markets Index Your Fi :tends' Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7030/800-308-3 140 Cash and money balances may include available cash balances. UEIS Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P S00 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% Percentage change February 2015 Year to date 5.75% 2.57% 5.79% 2.85% 5.99% 6.52% -0.94% 1.14% CNP7C0C000S8I 0370 NP70C0205088 C8036 0215 030579004 Y1 23574SS0C0MpiyGitocomPase 2 of 12 CONFIDENTIAL EFTA_00132953 EFTA01275090 UBS Strategic Advisor 4b UBS February 2015 Change in the value of your account February 2015 (11 Year to date (S) Opening account value $1,578,955.92 $1,584,344.34 Withcfrawals and fees, including investments transferred out 000 -1,950.86 Dividend and interest income 5,264.00 14,224.67 Change in value of accrued interest -2 38. 75 972.91 Change in market value 24,254.09 10,644.20 Closing account value $1,608,235.26 $1,608,235.26 Account name: GHISLAINE MAXWELL Dividend and interest income earned For proposes of ths statement, tarebtly of interest and Paden° Income nas been determined ran a US tar minting Iterreneelne. Based upon the residence of the account hokler, account type, or product bite, fame interest ardor dvidend payments may not be subject to United Sties (US) ardor Nano Rico (PR) income facts. The dent momhty dawn is not Intended to be used and (armee be flied upon for tat purposes. Clients should refer to the aplicide tax reporting loans they receive from US$smugly, such as the Forms 1099 and the Fan 480. for us reporting Information_ it is the practiced UBS to file the applicade tar reporting loans with the US Wing Revenue Service and PR Treasury Deparrem, and in such forms accurately dairy clecknds arida Interest a IS IMMO or taste Incur*. Pleat consult your Ind4dual tax prepare,. Febmary 2015 (S) Year to date (S) Taxable dividends 3.58 1,745.49 Taxable interest 1,892.28 7,861.04 Tax-exempt interest 2,50100 3,750.00 Miscellaneous 868.14 868.14 Total current year $5,264.00 $14,224.67 Total dividend & interest $5,264.00 $14,224.67 Summary of gains and losses We um reported Relay exclude products for which gam and losses are not classified. Realized gains and losses Unrealized February 2015 (1) Year to date (S) gains and losses (S) Short term 0.00 0.00 5,720.93 Long term 0.00 0.00 97,866.49 Total $0.00 $0.00 $103,587.42 Your II nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000800-308-3140 Cash activity summary See Account setteity the moothfo, dials. Waxes in your Sweep Options are induded In the cpenng and closing balances yds*. FDIC Insurance *pees only to departs at UK Bank USA, MI 10 clepAIS at UBS AG, Stamford Ranch or bank deposits placedthrough the UBS International Deposit ACCOUnt peogam sift protection applies to money mama sweep fund holdings but rot bait dipOtik. See Important ieteenation about your statement or, the last two pages cf this document for delis. February 2015 (5) Year to date IS) Opening balances Additions Dividend and interest income $7,474.17 5,264.00 $464.36 14,224.67 Total additions $5,264.00 $14,224.67 Subtractions Professional management fees and related services 0.00 -1,950.86 Total subtractions $0.00 -$1,950.86 Net cash flow $5,264.00 $12,273.81 Closing balances $12,738.17 412,738.17 SONY GM 00022334 CUP70303005610371 NP7000705088 00006 021503057`5004 Y123574550000000 Page 3 of 12 CONFIDENTIAL EFTA 00132954 EFTA01275091 (at UBS UBS Strategic Advisor February 2015 UBS Bank USA Deposit Account APY interest period Ian 8 - Feb 5 Opening UBS Bank USA Deposit balance tan 8 $1,511.24 Closing UBS Bank USA Deposit balance Feb 5 $9,311.71 Number of days in interest period 29 Average daily babnce $2,792.10 Interest earned $0 .04 Annual percentage we'd earned 002% Account name: GHISLAINE MAXWELL Your financial Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Your investment objectives: You have identified the following investment objectives fce this account If you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant information about your sratementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment efig ibiSty consderanon None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CRPTC008005810372 Nn00O206088 00C•36 02IS 030575004 yi23574SSOCOMRIYGM0002Affir 4 of 12 CONFIDENTIAL EFTA_00 132955 EFTA01275092 *UBS UBS Strategic Advisor February 2015 Your assets Accent name: GHISLAINE MAXWELL Your Pi nodal Advisor: SCOTT STACKMANLYLE GABRIEL 212-821-70001800-308-3140 Some prices, income and current yachts shorn may be apptoximene. AS a kilt. Bairn St '<assessnap 001 be accuralely relieved See knporunt inaosmabon atiour your statement a the endos this Øsemein fot mote inlornsaork Cash Cash and money balances Cast, and money balances may include avalasie cash balances, UBS Bank USA deicHt account balances, UBS AG Stanford Branch &poet account balances and money maket mutual fund sweep balances. UBS Bank USA deposit account balanCeS are insured by the 10X valho applk [Me I imits, bul are not protected by SIPC U85 AG Stanford Brant h deposit a« oum !saxes are not insured by FDIC and ale not protected by SIPC Money market sweep balances are prolected bl WC but are not insured by the FDIC. See the rmportant information about your statement a the end of this dxunent for del eat about those balances. Hddng Openngtxleince on Feb 1 (8 Clovng taaxe enapet thin Avatar Dreldend Interest Deft in on Feb 27 (5) on Feb 27 (8 tale period period Cap anounl (I) Cash 4,921 88 0.00 lErS BANK USA DEP ACCT 2.552 29 12,738 17 250.000 00 Total $7.474.17 $12,738.17 Equities Common stock thldng Trade date Auntie of shares Purchase pricer Average pace per share (5) Con basis CS/ Pore per share on Feb 27(S) Yalue on Feb 77(S) unrealized gan Or lens (1) Nord ng period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 1.27% May 17, 11 303.000 11.850 3,593 84 15.810 4,793.43 1,196.59 LT Jun 21,11 313.000 10.670 3,33986 15.810 4,948 53 1,608.67 LT Aug 2, I 1 328.003 9.802 3215.15 16810 5,185.68 1,970.53 LT Security total 944.000 10 751 10,14885 14,924.64 4,775.79 OTIGROUP INC Symbol. C Exchange: NYSE EAI: 114 Cwrent yield: 0.07% May 17, 11 115 003 41 249 4,743 71 52.420 6.028 30 1284.59 LT lun 21,11 121.003 38 285 4,632 57 52.420 6,342 82 1710 25 LT Aug 2, 11 122.003 38297 4,672.24 52.420 6,395.24 1,723.00 LT continued next page SONY GM 00022336 G0'70003005810373 NP7003205088 00036 MIS 030579304 Y123574550000000 Page 5 of 12 CONFIDENTIAL EFTA_OOl 32956 EFTA01275093 SUBS UBS Strategic Advisor February 201S Account name: GHISLAINE MAXWELL Your Amanda Advisor: SCOTT STACK MAMLYLE CASRIEL 2124321.7000/800-308.3140 Your assets Equities . Common stock (continued) trade Hddng date humber of shares Purchase price/ AVM,9t price per share (S) Cost basis (S) Price per that on Feb 27 (5) value on Feb 27 (S) Unrealized gin or loss (I) Hddng period Security total 358.000 39 242 14,048 52 18,76636 4,717.84 GENERAL MOTORS CO Symbol. GM Exchange NYSE EAI: $1,648 Current yield. 3.22% Nov 18. 10 1.373.000 36.416 50,000 00 37.310 51,226 63 1,226.63 LT scHLumBERGER LTD NETHERLANDS ANTILLES Symbol. Ste Exchange. NYSE EAI: $226 Current yield 2.38% May 17, 11 37.000 81 270 3,007 00 84.160 3,113.92 10692 LT Jun 21, 11 40.000 82 436 3,29745 84.160 3,366.40 6895 LT Aug 2,11 36.003 89 433 3,219 59 84.160 3,029 76 •189.83 LT Security total 113.003 841284 9,524.04 9,510.08 -13.96 Total 683.721A1 $94,427.71 $10,706.30 Total estimated annual income: $2.077 Closed end funds & Exchange traded products Total reinvested is the tots ct ale rotivetled CheOends II does not include any cash dvicknds. I is not aux lot for the purposes of deteunning roof rg re tiois or cost basis The shares you receive etth time you renwst d %rands become a separate tax lot Cost tams is the told purchase cost of the security. Inducing reinvested dwdenct. ire cost basis may need to be al usted for return of capitol parnentS in Order to deternsne the adjusted cost bests fa to( reporing pit babel reflected on your statement, includng shares that haw been realized as either a gan or a loss n also dues not include cash Ow:rends that were not reinvested Purchtte pricer Nurrbet Average prxe Client Cost Price per shoe Value on Unrealizedam) Imestment Hddng Hddng of shares per share (I) investment (1) basis (I) on Feb 27 (1) yet 27 (5) gain or loss (I) return (51 period SP0R S&P 500 ETF 7R Symbol SPY Trade date. Jul 12, 13 1,495.000 167.496 250,407.85 250,407.85 210.660 314,936.70 64,528.85 64,528.85 LT EAI: $5,733 Current yield: 1.82% tietreolatO MO gum of toss is the difference between the current value and I Ix cost bass and would genera be your to-Sae On a loss If the sec wily was sold on ihs date The unrealized (lap gan a loss may need lobe acStrsted for return of capital payments in oder to determine the reared gain or las for tax reForrinia purposes Inicatnent rearm is the current value menus the amount you invested It dal. not include shares that ate not CNF70:0001E00374 NP700O206088 00C•35 02IS 030575004 yi2357455000EMYGM00022}31, 4 6 of I2 CONFIDENTIAL EFTA_00132957 EFTA01275094 UBS Strategic Advisor *UBS February 2015 Your assets a Equities (continued) Other equity investments Cost basis and gans and losses nave not been adjusted aulartaically lot returned capital payments. Restricted security yams arc eslimatedfw Informational purposes See important information ,tout y040 statement at the end ci this document for additional information Purchale CO(O Trade Number Average pace Cost Pat per share Value on Unrealized Hcicang Hating date of shares per share IS) bass (S) on Feb 27 (1) Feb 27 W gall or IOSS (I) Period BLACKSTONE GROUP LP/THE UNIT REPSTG LTD PARTNERSHIP INT Symbol. BX Exchange' NYSE (Al: 42,360 Current yield. 5.66% Sep IS, Id 1,113 003 32 319 35,97265 37.460 41,692 98 5,720 93 ST Amount name: GHISLAINE MAXWELL Your Pt sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Fixed income Corporate bonds and notes Prices we cbtained from Independent Quotation bureaus that use computed:ea variation formulas to calculate current values Actual market blues 'ray vary and thus cairn/losses may not be accurately reflected. COSI basis h8S been aluged for accreted °Nina issue dS(Ount (01D). COO basis has been Tldde Total fae Mut addng date a mat urly (IT Purchase pace (S) aldmaticallY a4usted for amorhution of bond prerriumussng ite constant yeld method If you have made a tax electron to deduct the Nem urn 3001/TabOn on Watee de Di sec unties, you may req'u'est MRS al ust cost basis for the bond prernum arronilahon. A4usted Price on Value on unrearizeo Hdong cat ban 01 Feb 27(S) Feb 27 (S) ga n oc loss (I) period HSBC FIN CORP NTS 8)E RATE 02.900% MATURES 1 Or 1915 ACCRUED INTEREST 11,063 33 CUSW 4O429XYB6 Moody. Baal S&P. A EAI: 12,900 Current yield- 2 88% Oct 12,10 100,000.000 100.000 100,000.00 100.800 100,800.00 800.00 LT GEM. ELEC CPTL CORP AD) RATE MATURES0911/16 CUSIP 369626215 Moody- Al SW: AA+ EA!: 3229 Current yield 0.46% Dec 11, 09 50,000000 90.789 45,394.50' 100.070 50,035 00 4,640 50 LT BANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 31,530.00 CUSP 06050VYDW2 Moody. Baa2 SW AEAI: $5,400 Current yield. 3.54% Nov 01, 10 150,000.000 100000 150,000.00 101.616 152,424.00 2,424.00 LT continued next page SDNY GM 00022338 0/P70003305810375 NP700370500300036 0215 030579004 Y12357,O5OOOOOOO Page 7 of 12 CONFIDENTIAL EFTA_00132958 EFTA01275095 SUBS UBS Strategic Advisor February 2015 Account name: GHISLAINE MAXWELL Your linandal Advisor: SCOTT STACK MANLYLE CASR1EL 212-82 1-7000/800-3089140 Your assets . Fixed income . Corporate bonds and notes (continued) aching P MORGAN CHASE & CO MS 8/E RATE 07.900% MATURES 0412949 ACCRUED INTEREST 33,851 25 CUSP 46625HHA1 Moody Gal S&P: BBB• EA1 111,850 Current yield • 7.34% Original cost basis 1157,909.17 Dec 22, 09 150,000.000 105 129 157,693.64' 107.625 161,437 50 3,743 86 LT Total $450.000.000 $453,088.14 $461,696.50 $11,608.36 Total accrued interest $6.444.58 Total estimated annual income: $20,379 sockets cost tam itecurhaton mostnen b/ you of aria her thirdpoly UPS N has not veiledIns information and does not (Natant.e ns aC(u ray Irale Odle !Cal •ace vaue a trim tiny (5) hilCheiSe rake (S) A4usted COP M's CP Price on Feb 2701 Value on Feb 27(5) enteaited HdCling gam of losS (1) period Municipal securities PfiCes ate cbtintd from independent quotation bureaus that use carpaerized vitiation formulas to dscount for securities issued a a discount When oricanal cost bail is cfspiard, incubation ha been calculate current values Actual market visits may vary and thus gal milosses may not be atcuvaely dint using tte constant peld method °inertia se amonization has been done using the suaght line reflected. Cost Dais has been autcrnatraty adested for mandatory amonitaliai of bond prerriten on method coupon tateeterrpt municed sec unties using the constant veld method and for accreted cinema issue trade Tots tae value Purchase Agusted Price On Value on Hddng date a mat ally (I) ()me(a) cat baps (5) Feb 27(S) feb 27(1) MICHIGAN MUN 80 AUTH RV 8E/13/ RATE 05.000% MATURES 10101/26 CALLABLE 10(01/16 0 100.00 ACCRUED INTEREST 31,01389 CUSIP 59455TPC3 Moody Aaa SW: AAA EAI, 32,500 Cssrent yield. 4.66% Original cost basis 355,424.00 Nov 22, 11 50.000000 103684 51,842.48 107.276 53,638 00 1,79552 LT continued next page Unrealized Hddng gen or loss (I) penod CNP70308305810376 N1'7080205088 00036 0215 030575004 X12357455000MyGitgogzano 8 of 12 CONFIDENTIAL EFTA_D0132959 EFTA01275096 *UBS UBS Strategic Advisor February 2015 Your assets Fixed income . Municipal securities (continued) Amount name: GHISLA1NE MAXWELL Your Maandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/ 800-308-3140 Trade Tcael race rout Purchase Acluste0 Nice cm Mut on Unrealised Hcicing lsddng dolt rnahally oiled) roil Oros (S) Feb 27 (SI Feb 27(S) On or losS (1) PeR00 eiROVILLE TEX ISD U/T-07 BAD REF-07 PSA EVE/ Pt RATE 05.000% MATURES 0211929 CALLABLE 02/15/17 0 100.00 ACCRUED INTEREST 1166.67 CUSIP 090874FV5 Moody An S&P: AAA EAI: 15,000 Current yield: 4.63% Original cost basis. $110,503.00 Nov 14, 11 100,000.000 MASSACHUSETTS ST FlTel & EDL FRCS AU RV 8 WE 021 RATE 05.000% MATURES 0711932 CALLABLE 07/15/15 0 100.00 ACCRUED INTEREST $291.66 CUSIP 57586CFWO Moody Aaa SW: .AAA EAI: 52.500 Current yield: 4.91% Original cost basis 154,040.00 Nov 22, 11 50,000.000 Total 5200,000.000 Total accrued interest $1,472.22 Total estimated annual income: $10,000 Preferred securities Hddng OTIGROUP CAPITAL XII FXC%FLT TRUST PR) 7.875% WE 1030/2040 Symbol: C.PRN Eichange: NYSE EAI: 119,690 Current yield: 7.41% COUNTRYWIDE CAP V 7.000% DUE I 1/01136 CALLABLE Symbol: CFC. PRB Exchange: NYSE (Al: 17,350 Current yield:6.80% Oct 26,10 4200.000 23.518 98,178.95 25.720 108,024.00 9,24504 LT continued next page trade date Oct 4, 10 10.000 CO3 104.091 104,091.42 107.936 107,936.00 3,844.58 LT 100.859 50,429 58 101.916 50,958.00 528.42 LT 5206,363.48 1212.532.00 $6,168.52 Pace per share value on Unrealized HcicIng Cat tsix4. (5) on Feb 27(0 Feb 27 (5) gain of lots (I) period 26.130 ?01 ,300.10 26.560 265,600.00 4,300.00 LT SDNY GM 00022340 CNP20020305810327 NP7000706088 00006 0215 030575004 Y123574550000000 Page 9 of 12 CONFIDENTIAL EFTA_00 I 32960 EFTA01275097 SUBS UBS Strategic Advisor February 2015 Your assets . Fixed income . Preferred securities (continued) Hddng JPM0RGAN CHASE CAP )00X 6 700% CUE 04(02)40 Symbol 1PM PRC Exchange. NYSE EAI: 14,188 Cirrent yield: 6.585'o Total Total estimated annual income: $31,228 Trade dare Account name: GHISLAINE MAXWELL hunter Purchase price of shares per share (5) Puce per share Cent ban ($) on Feb 27 (S) value on Feb 27 (1) Your A nandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Unrealized Hddng gen or loss (1) period Mar 25, 10 2,500.0:0 25000 62,500.03 25.440 63,600.00 1,100.00 LT Commodities Closed end funds 84 Exchange traded products Total reirmtsfed is the total cf at feowested dwdends does not include any cash chidends. n is not a ial lot for the purposes of deterrnning hold rg periods or cog basis. The shares you receive each urn' you reinvest dwdends become a separate tax lot. Con ease is the iota purchase wg of the s«urity. IndVino ionwsteddwdena The cost basis may need lobe acluued for return of crud pa).nents iname detennne the adjusted cost bars for tar reboring purposes Hddng SPOR GOLD TRUST Symbol. GLD Trade date: Sep 11, 12 Your total assets Value on Feb 27 (5) Percentage of yOuf &count COSI taps (51 ESUTI3ted alma income (s) unrealized gain or TOSS (5) Cash Cash and money balanors 12,736.17 0.79% 12,734.17 Equities Common stock 94,427.71 83,721.41 2,077.00 10,706.30 Closed end holds & Exchange traded products 314,936.70 250,407.85 5,733.00 64,528.85 Other equity investments 41592.98 35972.05 2,36000 5,720.93 Total equities 451,057.39 28.05% 370,101.91 10,170.00 40356.08 Rued income Corporate bonds and notes 464,696.50 453,088.14 20,37900 11,608.36 Munkipal securities 212,532.00 206,363.48 10,00000 6,168.52 Preferred securities 437,224.00 422,578.96 31,22800 14,645.04 continued next page 5422,578.96 3437.224.00 514.645.04 Unrealized (far) gam or loss es the Ofterence between the current value and t to cost bans and would ge netting be your tamable gan or loss if the sec wily was sold on Ors date The unreakzed dad ga n or loss may need Ube adjusted for return of (total paanems In order to determine the realized gain or toss for tar rrivestminCeMPute7rn is the current value ninus the amount you invested it does not include shares that are not reflected on your statement, mcludng shares that haw been realized as either a gun or a loss It also does not Include cash dvideods that were not reinvested Purchase pocef tun-ter AVeldW pace Client Cost Price per share Value on Unredized ba4 Investment Hddng of shares per share (S) investment (3) basis 3) on Feb 27 (5) Feb 27 (I) gain or loss (1) return (t) period 190.000 167.659 31,860.98 31,860 98 I 16 160 22,070.40 -9,790.58 -9,790 58 LT CHP703C0301010378 NP700O205088 00036 02IS 030575004 Y123574$500090WGht0002M 10 01 12 CONFIDENTIAL EFTA_00132961 EFTA01275098 *UBS UBS Strategic Advisor February 2015 Your assets . Your total assets (continued) Total accrued interest Total fixed income Commodities Closed end Nods St exchange traded products Total Account activity this month ~Olin name: OHISLAINE MAXWELL Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL 212-821-7000/800-303-3140 ~eonFeb27(2 Peitentage of your aCCOUIII Cost bas., (3) Es roared annual inectex (S) unrealized gain or loss (I) 7,916.80 1.122.369.30 69.79% 1.002230.58 61.607.09 32.421.92 22,070.40 137% 31260.95 4.790.58 $1,608,235.26 100.00% $1,496,731.04 $71,777.00 $103,587.42 Date .14/ 11nly ['clerk:41°n Amount (I) Dividend and interestincome Taxable &Mends Taxable intereg Feb 26 Cividend CMGROUP INC PAID ON 358 3 58 Total taxable dividends $3.58 Feb 2 Interest COUNTRYWIDE CAP V 7.000% DUE 11101/36 CALLABLE PAID ON 4203 AS OF 02101/15 CUSIP: 222388209 Feb6 Interest U8S DANK USA DEPOSIT ACCOUNT AS OF 030915 0.04 Feb 11 Interest 1837 50 GENI ELEC CPT. CORP 00.432% 051116 DTC051107FC081107 MED TERM N75 PAID ON 50000 CUSIP: 36962G21/5 54.74 Total taxable interest $129228 Taxsexempt merest Feb 17 Interest 8IREWILLE Ta ISD UT-07 BID REF-07 PSA KM 5 DUE 021529 DTD 011507CALLABLE PAID ON 100000A5 0F 02/15/15 CUSIP: 0904374FV5 2.500.00 Total tax-exempt interest $2.500.00 halscellatwous Feb 17 Cividend BLACKSTONE GROUP LPITHE UMT REPSTG LTD PARTNERSHIP INT PAID ON 868.14 1113 Total miscellaneous Total dividend and interest income $868.14 $526420 SDNY GM 00022342 0010309305810379NF700020608800006 0215 0305'75004 Y123S74S50 000000 Page 11 of 12 CONFIDENTIAL EFTA_00132962 EFTA01275099 *DUBS UBS Strategic Advisor Februilry 2015 Account activity this month «OntristeCO bale Activity DeicnpBon Amount (S) Money balance activities Jan 30 Balance forward $2,55229 Feb2 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,921.88 Feb3 Deposit U85 BANK USA DEPOSIT ACCOUNT 1,837.50 Feb6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/05115 0.04 Feb 12 Deposit U85 BANK USA DEPOSIT ACCOUNT 54.74 Feb 18 Deposit 085 BANK USA DEPOSIT ACCOUNT 3368.14 Feb 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 3.58 Feb 27 Closing U.S Bank USA Deposit Account $12,736.17 Account name: GHIRAINE MAXWELL Your Hounds' Advisor: SCOTT STACK MAAILYLE CASRIEL 2124214000f 800-308.3140 The UBS Bane USA Deposit Account Is your primary sweep coon CNP700C63058I0380NP7003205038 00006 MIS 030575004 VI 2357455000My_Gktoocetess 12 of 12 End of statement for account number Y1 23574 55 CONFIDENTIAL EFT/LOGI32963 EFTA01275100 Important information about your statement MS Standar Sono; Inc (ta rim or UnFirwrocialSorices). is a member of al pernipal security. ccarnoday aid wash edurges Maresca arvces and utSBanI.US4 ere fared aulnal iris of IBS AG and Ofiliarm of TVS Stoskin U.0 lheFera'StnaiCill %Men it Pattie upon realer the arm's ermine alliCeS at a UTS Firmed Savo; he 1200 Haber Bcoilwat threeh)bk at N107086 This spumoni rprewunhe only off dal round of wed UPS Hume Steers ascount Other Wes& except ofloal tic documents. coroaring conICen3 data should not be abed upon if you beavo Pore 6 an enact *Magi. AWN. neon n rorneliaely n wring to theerthch Maspar of the alio wring you amount Although al trio tow ore Panda, to be aCarate. ST aieNint deeTodd rot be used for tat paposes key sok./ on ye end tar Sarni lien. Form 1099. SOB. I 041B or) taw peeping your to arum The/ am isagurm by Ian 10 re/On to the RS al leo) le dinands. repontle now lamb* der:nods ad lam* meted tamed on sewers held n your pour& net proceeds on salt tranuctops, and cost barson cairn worm %flaw; Cammuniallons with the Firm • Neale reccohrm ay oral 0:nveule.ater6 nwmngt0 furrier awed your faits nclahru you* rotas undo the karats hien Protection Act (SPA) • rf the fame insultdion on the top Sell of the Pew of the lalerrent it not IBS RU0021540,05. MS Fewer Sentes caries you' accoue asclearing COWby avalgemenl rah th? vacated nsauton We Wormed you of this retniauhp Men you opened alba:Caine in this caw, me keds and wank ies re looted a 185 Fthunoal Simon aid not the mrockan3 Weer. aid you must mare a report of ay woe or onessan W lath hinn All account stateroom shall to domed complete pd aerated not °bp:red:0 n Aritrg wean 60 clays • Pleasedirect currant.' complants rawer to the twin Cherd Realms Olgtholialt X 201.352.16WOr tallier. a 1300-354-9,03. 8 00 A k4 04 CO P fir ET fdmiiay tidos* hide/ a in Mango UBSIonsfool Sentel he. Clenl Relation, Depatena PO Box 766 Unon City NI 07037 • ti case of errors w Q.K.OnS abrAA n ekorona hods transit.' (7,1 bid phew, ce lls Yea den cad wannest call 806762.1000 or aro to U3SEnanCel Scents hc. SOTO Harbor ard . 60 I lac Weals:Yawl. N) 07086. Ann INWBSA Savnes Cal ct stress soon as you cart d you th Air are stawnem or Wept 6 'barn Oc d pea need more nf <mean Lout atranfer Tr,the Pennon or react The Fon Ce Card stow hot atialOble)niug hear Iran )0u rho 4W00160 days alter the frmsml you the fist statement on vasty the era or probien award - Fro ale yea new and accotan number fil asp - Deicrite the MO. Or the winter pu re arrive about aide: tan as dealy a you On ray you bathe 4 is al error or ray you need pre nlamx fon - Croao the dokr nuns d tre stnpeaed mix The kin or Cad ester wit nentigateyOtrttolplant and will MIK! Jay slot prottptly Plea* mate al teal paytio to the Furor the financial Alaulno nrkaed co the front of this slarement h aids*" to regter smart fas. a:oath mkt be sap° to reassurance foes. charger. Ice Ise payrent foe saurus. purchases andchairs for Legal nuns I cal, =mots Aaotint$ ma are tralcn?d 10 MN, Manton, ma/be %era to a bawler lee. UPS Sweep Optim U85 offers oplan for sweep*? cads balms. bar-Kest. bat &pouts al Mark USA and IBS AG Watford brad. (Bark Swop horn). money market initial hods Nom" Fill s) arid the hkevistional Depose Arrow; COAllor Customers with n memthonal resoace Management Apo:wt. lucv9h Int Bat Sweep Cr011anif. cash braves are swept to tea Oat USA up b n egad-hod Pun and then to IBS IC Stamford Brandt a a Matey Fund Deposes at LOS Sat USA are FOC enured n accordance with Me: rules For exit isfonnaion plane rut ram Pa pa Deposits a talErS AG Bamford Branch a-id *Lamar/city Finds ream flirtedby the FDC, Through Or On mailable to W Adana; are snout to dapObt aCCOunTS a UBS AG Newrork Brandt aid IBSAG Caplan Bvxth. lheSeffepOSIS rear owed by the MC Bassos held a the WS AG Cream bath ire enormity oposod to The SOvalin risk of theCarnal Maids and there is re wane cr other ob Satan of LISS AG to repay theDims hi) be on the SS Carnets Brath's bodis Deposits al URS Bat USA rd each URS AG Brach aro rai pracoed by SIC Moe/Fund shies are protect:Iby WC See 'UPS rethca Savors Account Protection' below limn you roper halve:es n tie Sat Sweep Programs or OA may be MIX/era 74 shams tee/loner lu0 maybe Nodes, and the parted' returned to you a yaw tocuiros recant Furter nfainAgn Lout rattle sweep *more. waning anent merest rats .rid peas. 6 wit** at vown sibscorrismewirafs Mom your Fonda &tenor a by caring 8067624000 Ugf Ireancial Services mete* probation The Finn is a Teeter of the Secretes mince proteaion Cotorahrei (SRO. Ands pro sects SEOrilitS amine of rnerfOes tro to 1500000 (ncharg 1250.000 for damsfor cash) the Sic may ormocurn macs *Ph lo alaccounts Papuholdn a ponce, avast, The arm together web onan Ifikaes. ha also puchawl sgspiononrai monatin The rtharinum anoint payable to all POW dew. coactuokundof this Armee:on 6 550) millon as of Ci0Ente IQ 2013 5ik1ed tote pokya:editions and Inartnns cars at Pe Fen 6Utheprceeoed for up ks SI 9 meson n the anegae for all your a:coatsheld in a pallor" caparry A fa opyol the poky onledng 6 Nalable upon n%aast The SIC prOIKIKet aid the supplemental swam° both do not ply to • (!fan Irani **Is controlled brawl barred nay, account yahoo) but held away from rAll$Finaliziel Sato (eg. anal float alLIBS Bark (Jca;h at U3S AG Stanford brands. (d) mane pnalocts naming ', Pablo annuities. ad (4 Them of milord knot awe sut, shares am reg Perm *Key es re nine Of the odourt holier on thebooks and records of the amicable Eva a tannic agent). • Conon netarreni contra" or naorment Mann (o 9. 'ruled parowshos and prvaeplawents) that are rice Inisiced eider the SKINeXIAci of 1933. and • Corms:dew animas b 9. fOreyle4thar90 and preaus metal connect ncialkigtokresontrects an, lOnwrrarY option contacts The SF< protection aid the Wpplernintal protector* do not ceps/ to these assets thin if they Ottenyde apper CO /a stalenents The SIC protean, and the Appathmt prate:ton do rot ;anent agann chspos n the mate rata of yOsr isarmintaPhethecaS a result of maker inownint. Moat ban.iptCY a Otinw0.90 More iWmraona rabble tecn mount Vat may obtan nee idorrealan about SIC. rodudrig the SP( BrOCture by conwrg SPC at 202-37103300 ix by voitng tie SIC MbMte of rmw PPM Dividend Ito Mthaument Program OW) Die ram releCed ism avehe pnce you may oaan the actual lace ?ran your hiunor Ade Dor Only whole shies re pictured only ce p. partial Mies MI be soli ad die ash wit be deposerd n this amour* le dvidend reavestnerk pace tippled by the issue may defy iron the MOO eat at Muth thepartial Marrs are sold Casathiliou Only Wale unit may be hold in we axotrd I you at entited to spa talwe ai a mato* arsvilond pherat or orhonvise, the limn ad ether set partial tOos a t make price or accept an nun diamirkal by a nEtStfrOd deer- g <gay. and cede you account layeamentobleahres The nwitnient obraves and Fit profile are 5p2CIC to eath account aid nay vary hewer Redt acme the loin prompg n wrong of any twacant dvnpe I your franca stuaran or nvestireim Madam For oddh ether held. you choose one of the fo lowes3 nvestmed obiectots • Previa Cone,: :Nome neoltnienti seekina the rOfeJi 1,41 of :pomponly • Ache* ClonPapprecunon twelinnnts *Ping growth ot pcnCpal Trier than:Ns gennatOn 01 name • prearceCorobatam of Income err ChataAPPeollm manes teeing both the gowsion of icon aid 9"owth d prncall Overall risk wallas • Consomme. Sets to enemas intim priaSpal win low rids aid velalib to the roam Peril. Peen fl iha means the =outfit does not generale *plant inONT*Or rooms awl fray na keep pat nen led LOCO • Aibaeraa %Vilna so accept some ra to NIKO ad tolerate tare soda My a sea hither wens • Ainrrila.e Wring to aaand hgh nsic tO;rnopal ad hgh vanity 10 Seel•tnyn tetra toe, brat Statement lwaschokling" We may Oreadate al RUM eCCOLnt AdteTeds MTh the Trot address n the Sao aelOpe ACcotresrnty De relined for this ;view beano they ham cyan hho oho rnairan pnt amount retaientps Mpi ate dents at the same address The padre a Mahn al homeholdng • I pu Vale to real* indisiteral garments makd n see CONFIDENTIAL eneekom — you may oxen househollog by ding your aroma AdavOr Friona/mount nano Tee Friendly accrue none reflects Of weak., that you erne] on the Hems online senses verbs.. It 6a customizable •nosume chosen by you as anise sou nth your reardremng n hn no bga effect on ear arum l'Cu on dove you Frensday a:Casst names. throuth Ogee Senors of byothoong you &taxer Arbor. Awsumeironsiow • Varied par accounapxecol eke Or Pat and Bodine • Asia InClutki adahrole cat al whits Ile m sented away ) ri d Global line Deposits unrealized ats to mrtet arid certam a lt,snot held by the Awn Does not nchdeutanced onalassets Poeenrol the mar and wear statement prods. Cr Padre haStmenhs awned itak sot PIS aid reoeCie.lb le stmt. colons • OP/On MIAS CAC brag. °Aswan) mrgn ars. credit Mc short accoum bathos • CaNnanty aerate Tots of snarvesiod ovaloble cash broncos. pky;LBS Bat USA deposit balthere UPS AG Slatted Branch deem balances and maned make mutual I um sweep baffles. a the close of the gaiernia period wayommodry MN awn ban:neaps am atop seyegaed from <OKbaron rod tee Fanny, use any a these !Ards hire ordiwy course of es bores, These kinds ▪ payabte tpon s:ur demand The tolal 6 inthded in no anon pe6od dot value Wang inforrnation fa detamd olcnnaton on they >Mang p • ad ups and cliciocuret Mato youclem Paainntp Agretmitli or ACCOLnt Arran: aid the General Tows ad Condemns UBS Stamm% of Credo Wales 'eatable n agataserS arid teeny, sat ydraxgaraggegagia=raag Veer awls Yof statenwd tilliCeSSFOSita•S al other Saes held n the =Ow a the cod of the szaierneit period You MN for &Wiry of fay pad axurites x are IMP You may receive secumen used a loth collies ater Pahcl.alinr balance cue on them Any wainties transform P the Ming the sweet's period an hood a maim rhea of the end of the stereo peal • Cost basis h cklethng the col basis of the sedates inducted n the staterrint Muter ndnited was the number ' UBS Furrier Seveceshas meted on inkonation Maned from sources other the 18$ finalcal SenaCeS. Orating narration ken another IT or tat you may hate pm/4W to pi t rancor Mew The Finn dots not newindenik wry Or gunny.* Po annoy a vaiday of my itormaon pronda by sources °tartan USSF flroS SenteS it addtion though UPS Fisandal Sprier. greatly updates its nformaxn as c e receurd. Thelon does roc prod& any as:mason Peat the nf imam alder 'Cost and ' larealiard garish," is rarao a of the date of this UthiMfill As such please do not rayon this information to mule curthase a We Oozes la tar purposes a o'nerree anccunb trinloyed to the fern may edam suiriloss nlormaisn only forme pared of time they am held a the lien More historical nlarnabal CP be added by Ant Finanaal Admix • Unedited salmi losses iite data e arAible evmated utTial Vita 5.:1545 a2 cao: ale; for SONYGM00022344 EFTA_00 I 32964 EFTA01275101 Important information about your statement (OW Untied) kidvitharmaity Sots the rauttion data fa Portal lots mayor may riot eel lea Cenmiisans. Chavesat Marty reorgivication errs DOISend aryl other rerrinnwit Sots and mania* puerto lots are ern attired to derl al One elf a2ed 1,1 the • trade doe' corm resents the wryer cravatan Vale date • Callable searkies Ponds and refired trod that the ituilecalt for eery redertheon wit be selected mortar? by lot tom among EA StfainteS of that dare isekl in out nane a n Daimler's... for as dents Cat rare 'merman is Ormefrom tt*d par. and el nay is rot geared Ore Call teams may Wog %Mir could area yeekt complete promo IT wed be prodded op n reCued • Cracow of deposit (CDs) Ws ale MC mired opt $293.000 in principal aid &crud nttrert pa demur and per depository rehertio. n acartheva with MC rules • priotiviskr Pnces &third fa Waxes and ode produces mar be hither a Sower thn To pea Tr you treu id actually recite in the market PrCeS are droned from various Sid pityscrim Much we terve to be relabb, but we du not gamma, tee aturacy - We perwraly use Te dosingpre who. aralabV a the mien or rebid aid ask pieces Ice reed secures and *pros Or Ty tid peas I or OTC snorts - bra overt oaths statues maybe peed tang a valet Co mocha a Venus; Mani ;rice we roared arrownot reflect an act us mate pre or tat - CTan posers may aped' comae awn ad rail show z 'pin was not writable if we are ti tle to obtan a pose for a security - Deport a Searles denominated n onions other than U S dollen are ref Woe a the eidurger.rte as of the slaternint date - For canon seaters vadry n nOn-CCenelniy deentritetali. prCe and Taney dace vote) mar hae been We-Medea frigate prow wiumcn To obtain OursintqnlaCrIS W.n a/rank Texaco rue Prancer Adersor • Mena lowestnwnla and structured preduel4 Preat• Metinswe secure* (ryclidng direct path:palm protean aid realest+ manner RUA Mantel) aid strived product terrier', highs; 'TWO Chan rectum roar s taw not been rettiored wen de Sennes and ExchaVh Ccenmssin a uric( any state securers Sons We porde estmted valises fa private mermen uteestes am swears proddiS br Mors imalputom only Acrnacyi 0019unnleed - These views naydifler stbstanturty from plCeS, l ay at Midi acreage mestrnere wary a striated prows raw be Lcur a sold aid do not neceswly represent the vale you maywawa upon "Widmer, - Thrd polyeSlman of walk are as et a anan Ore and ere nether to Its Insole Senors martyr It bans by an thleperrent volution Inn SeretalPaTet Cespcosor Sowed wart it any. all sword to te Frm by be issuer, general panne. a swear and may be01343W bred on afferent nforation from that used by the,/ pates to dere thee eStimater vain; - You can obtain acklaccal itcrmarn regaling the methodology used to demesne the eurnate of watt and the dace of the hronnevon sha Is OW bate fa the esters* by ardactng your Ataxia 'Welter - 11,k0 party estinated warsmay be reflected as 'Not priced' n serer scouter when an repartee' valuabcn Ins has rot tppled or 6 wale b, Avon a value when we beCOrna awn that a rnierill wore haw occured that trey ell a punsinly resorted rise re Testa. or Whin dyne tour be Very specartare duo to the tutue of the stony - Then mitre are ear omen' row a sponsor rammed vitae nOt 3 th Mt:11y ell 23131(d value is prOneded the vat of the vary wet bednrent tom its pachin AAA* - 'Ohabaions to ear' met Mire rerun of cart mane a both • Corod re retest:no the nralollerr9 pee per unit rd my not reflect you cost bar • ItentriCted aealritin ReenCted Warne" generalyae not anetyelgble for pdolc nark t/E6 Foamed Sauces uses the mate prate of re trinattiktoil flock el the sane outran wooedvale to the rearthed Pods by paposa of msszeauNer ank To the runt tea reStr Kited seas tee at rob* la sale. Merit roomed may tie wtntantiaty less than Ow inverted vim shows • In. (.named) ncaaE arrentyields and rats. An reins* ol snug home is based on anent dewShod aid newel ran Waning the teneities will be held for one yet from srement date or Vita maturity The connate is onE a geodetic accuracy and Centnued name ae nOly,Mrarteed - Eitnutd amid Mane and anent vital /Of cerise Vert searirs orb hair autism of or iierr or carat gam n 00, are the eft nacre lalClairrent yeld)woull be overstated - Ealinted Menai income rid norm Mr aid the sari home and yedd night be bwera hgher thre the roknated moues - An ernute of arvalged income Ovidwd anOor retest chord Orrisroot make, wart atwar balanced bred on the 1,12 dirodid Or rtrieeS1 parte nude by the mine and assists the sear* ir desires wet be Midler one yea Ton the statenint dale or wee =wry ram" and continued over ae nor guarantee, • Meet net held byIra Financial Sawa Cerun Mrs are not MN yinefim ar not warn the Inn's possession or anvol Thar assets re athlywd as your statemerd for informant purses onli Pothems and vain seemed Ye prOvikd by the rung lien IRS Framer Ste ores r not reponsble for this Moamar and doesrut akvauee es aCQOXy Thee dials genet prorated by SVC or Tr FoWs seeprinnemai SaC coverage • Revenue dealing and addranaltheythentatier - et adilitnn to aernmisser on saki and 12bet lees erred en conoecun with the dartuton of arra herds to our dentswe ands our tire more /tale tang pa/luau rom &Arbutus andor 'orison of the nowt fusels tit we sell These anoint re based as two draw, airpornts 0 the amount of satsby 165 of a precut% mutual fur lathy to methefts. and Id One rut rite as prottly more fund fangs shares hold a the lien - We and us ant* ab) melee rethireng and ownbusprocesung leas in orevelefron for bane agent rtwket that we proude to to mutual funds These fees sorter', re pad barn runt awn in the otos' laid End ae and doll? ansur bald on dr roam of =ants at the trokettlear hornsmutual heeds of bat had laniV - m rest an tocommute feasted et orrection wen du sale or darbuten of ornery corer= ad use iiirOl.n“ tole unit 10 Ott deritl. &di:four altar !ricer meter flung COrriMation Iran mrryof The romance companies indemnity ito reeky convicts arisenoil she Warn', corral:Ps Or Sponsors of the ma IINISTifent MaStS wP dartute - Ott themes also recelre trading COMMIS9ScIS MY Other curpenution from marl hers and inurne townies whew prooxts we distbute - Werecenn awn fee from USGBask USAir OBS AG Stanford raids of up so 12S pee excount swarthyto we baits la*, the 18$ Bat Sweep Program Mat, led onwian rogardng cormi6cos other dirges nosed es centurion with the omicron 01 Bret (twang option ransextens has been nthrled on corder:ions prourrely lunched to you. and well be provided to you romp* On reithell Sher selling If you avengagod in short st4hg axoahy you may cos a thigt clue TO well, knowing wits for that paliaila seamy Opal eider 'Warding Open or 'mode donor*/ • orders that Were not roasted by the gamma dor open buy ad sell stop orders a reload by the amain of dwdendf cc (Ole on • o•-di.idendsor ecryhtt date units, entucied otherwise by you You are reporter toe orders Tr are executed day to your fadse to cancel erring open cron Tax witheldbg en erwarbeitions turn INS mineral Services IRAs Federal talc law routes LESS relaxer Services to withhold error* tr from pis ruble IRA destribatem tut you may *a not When income Use coat's or instead you nay elect to hat lac wtteld a brae a ri a lord resort as you choose Tr Soon yea remain in ef rot untreulied by you You myrevel* your election a re I Ine by maker; anew Owen If you do rot haw mouth roomers wafter Iran your niOnS. you maybe revertible for the parlor of rditred tax. You may nor wiry A the anoints witted and your estimated la• pa/mints at not equal tO row tar oblyatioi T o To oblan a copyolds Once, tray Ablita pbXe Oxitaid pea FnalCialAdv6Or a oar webSne a. • us< comoneannotry OBS Cilia-that Smiths 6 not a bat the thiA. Burrs SeVCeS4aotnt BSA and OrtylA te brokerage laCurrtS Mqn preside access to boning services ad produds drough anaverrentt with /Mated brats rid sour thl.d. party balks. and reviles acts so nwrana and truly products iseetd by tuff doted tad {tarty rwrance contaur through neon agency subsiastlefUtS FItYlog Sworn ix t ries:mot nsufaXe. air other products ram IOC haired • no bank quanta. May lose ride Pond ReSOISCeMaiarefil aCCOUlt. %Ste% Sew:f5 ACCCunt BS& WM and nteMabbriai ReSOLrCe Mliagereent CONFIDENTIAL Account are registered since mats of OBS Pretrial Services Inc Vca Sinew' is a misted lonfiCernatt.ol vita nee nn- LEG VesaSegnahre Ord cods aid leS Visa dien cads av issued by MS Biel Ors wth ;chimer/on front V co U S A imrporatcd WM Financial Strvels Inc Rev 201407 SDNY_GM_00022345 EFTA (10132965 EFTA01275102 SUBS ties Financial Services hc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP7C065764750315 XI Y1 0 Account name: GHISLANE MAXWELL Your Financial AdvisorSCOTT STACKMAN/LYLE CASRIEL Phone. 212-821.7000800.308-3140 UBS Strategic Advisor March 2015 GHISLA1NE MAXWELL 116 E 6511-1 STREET NEW YORK NY 10065-7007 Questions about your statement? Value of your account Call your Financial Advisor or the RMA Resourceune at 800-RMA-1000, on February 27 (3) on March 31(3) account 029323574 Your assets 1,608,235 26 1,608,304 80 Melt our webelte: Your liabilities 0.00 0.00 www.ubscomifinanciabervices Value of your account Accrued interest in value above 11.608235.26 57,916 so Tracking the value of your account S Thousands $1,608,304.80 510,731 39 1,584.3 1,609 2 1,60®.3 • • Dec 2014 Feb 2015 Mai 2015 As a service to you, your portfolio value of 11,608,30480 ircl odes accrued interest Sources of your account growth duriag 2015 Value of your account at year end 2014 31,584344 34 Net deposits aid nethdrareatS Your nvestrnent return Divclend arid interest income 114684 05 Change in value of accrued interest 33,787 50 Change in market value 37,430 77 Value of your account on Mar 31, 2015 $1,608304.80 -31.95356 SDNY GM 00022346 MembirSIPC C HP2020a306576425 NV7003304051 00026 0315 030579004 Yin574550100000 Page 1 of 12 CONFIDENTIAL EFTA 00032966 EFTA01275103 *UBS UBS Strategic Advisor March 2015 Your account balance sheet Account name: ELL The value of your account Inducts assets held 3 U6S and cenan assets held ava/ Iran 085 See page for more I donation. Summary of your assets Value on March 31 (1) A Cash and money balances 13,197.55 B Cash alternatives 0.00 C Equities 445,785.96 D Fixed income 1,127,725.89 E Non-traditional 0.00 F Commodities 21,595.40 G Ot-,- r'11 Total assets Value of your account $1,608,364.80 S1,608,304.80 Percentage of your account 0 82% 000% 27 72% 70.12% 0.00% 1.34% 0.00% 100.00% Your current asset allocation FA Eye on the markets Your Financial Advisor Kr' 4 LYLE CASRIEL - .A.:VE.00-308-3140 Cash and money balances may include available cash balances. 085 Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change March 2015 Year to date SW 500 -1.58% 0.95% Russell 3000 -1.02% 1.80% MSC I - Europe, Australia & Far East -1.43% 5.00% Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% 0.46% 1.61% CNPA;00006576476NP7000304051 0•3036 0315 030579004 Y123574550 lowtakre_Gmjerfaje 2 of 12 CONFIDENTIAL EFTA 00132967 EFTA01275104 *UBS UBS Strategic Advisor March 2015 Account name: GHISLAINE MAXWELL Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL 212-821-70001800-308-3140 Change in the value of your account F.•si h . • 5 Year to date (I) Summary of gains and losses Values reported below exclude products for which gam and losses are not classified. Realized gains and losses Unrealized Opening account value $1,608,235.26 $1,584,344.34 March 2015(5) Year to date (5) gains and losses (S) Withdrawals and fees, including investments transferred Short term 0.00 0.00 7,312.52 aft 0.00 -1,950.86 Long term 0.00 0.00 93,448.64 Dividend and interest income 459.38 14,684.05 Total $0.00 $0.00 $100,761.16 Change in value of accrued interest 2,814.59 3,787.50 Change in market value -3,204.43 7,439.77 Closing account value $1,608,304.80 $1,608,304.80 Dividend and interest income earned For purposes of ills statement, tatty of ,niertsl and ancients income has been determined from a US tat reporting perspective. Brad upon the residence of the account holden account type, or product type, some interest andor chidend payments TN not be subject to United States (US) ardor Puerto Rico (PR) Income tarts. The dent momha gatemem is not intended to Ce used and carnal be ailed toon for tar purposes. Clients should refer to he applectle tax reporting forms they receive from U85 annualy, such as the Forms 1099 and the an 480. for talc reporting iMoimation It IS the practice 01 UBS to file the mit:kat:le la reporting forms with the US internal Revenue Semi< and PR Treasury Debarment and in such town accurately Mealy chidends arty or Interest as tee erarept or tarn Income. Pleat consult your incise:WS tat preparer. March 2015 (Si Year to date IS) Taxable dividends 459.10 2,204.59 Taxable interest 0.28 7,861 32 Tax-eaempt interest 0.00 3,750.00 Miscellaneous 0.00 868.14 Total current year $459.38 514,684.05 Total dividend & interest 545938 $14,884.05 Cash activity summary See account activity the month for dela Is. Wanes in your Sweep Options are includedin the openrg and closing balances rail. FDIC insurance applies °Myna deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed through the UBS International Depose Account program SIPC protection applies to money market sweep fund holding: but rot baric deposits. Set imporbot informaobn about your statement on the last two pages d this document for *lats. Mardi 2015 (5) Year to date (S) Opening balances Ackikions Dividend .and interest income 512,738.17 459.38 $464.38 14,684.05 Total additions Subtractions Professional management fees and related services $459.38 0.00 514,684.05 -1,950.86 Total subtractions $0.00 -$1,950.86 Net cash flow Closing balances $459.38 $13,197.55 $12,733.19 413,197.55 SONY GM 00022348 C HP7000;006576477 Ne70033040S1 00006 031503057`004 YI 23574SSO 100000 Page 3 of 12 CONFIDENTIAL EFTA_00132968 EFTA01275105 *UBS UBS Strategic Advisor March 2015 UBS Bank USA Deposit Account APY Interest Period Feb 6 - Mar 5 Opening UBS Bank USA Deposit balance Feb 6 $9,311.71 Closing UBS Bank USA Deposit balance Mar 5 $12,738.45 Number of days in interest period 28 Average daily balance $11,280.27 Interest earned $0 .28 Annual percentage yield earned 0.03% Account name: GHISLAINE MAXWELL Your UK nancial Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Frunoal Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income £capital appreciation Your risk profile: Primary Moderate investment eligibility consicleratvon None scaevted Your account instructions • Yeti account cost basis default closing method is FIFO, First In, First Out CHP7C0074306576478 NP70C030405I COM 0315030579004 N23574550 loif!filw_GM_00022/14, 4 of 12 CONFIDENTIAL EFTA_00 I 32969 EFTA01275106 UBS UBS Strategic Advisor March 2015 Your assets Account name: GHISLAINE MAXWELL Some paces, Income and current vaues ShOren may teepolonmene. AS d itsut. gam andlossesmai riot be &weakly rellecied. See miporunt info/moon about your statement a the end oaths dzicumeM for more infornmon. Cash Cash and money balances Cash and moray balances may include avalade cash balances, UBS Bant USA capout account balances, UBS AG Stariord Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit accounl balances are insured by the FOC vallin applicable limits, but are not protected by 9PC uttS AG Stanford Branch deposit accoum balances are not ensured ty FDIC and re not protected by 9PC Money market sweep balances are prolecled by SEC but re not insured by the FCC. See the important information about your statement at the end of this cbcurent for details about those blames. Hddng UBS BANK USA CEP ACCT 1173817 Opereng bdance Cloung tulaxe en ce per :hale Average on Mar 1 (S) on Mar 31 (1) on Mar 31 (1) rat, Dnidend IMMO period Your PI nodal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Dap in period Cepannual (S) Equities Common stock Purchase pricer Trade !Anther Average price Nice per shoe value on untealzed Hddng Hddng date of shares per share (SI Cost basis (5) on Mar 31 (1) Mar 31 (S) gain or loss (I) period BAMI OF AMER CORP Symbol: BAC Exchange: NYSE EAt 1189 Current yield 130% May 17, 11 303.000 11 860 3,59384 15.390 4.66317 1,069.33 LT Jun 21, II 313.000 10.670 3,339 86 15.393 4,817.07 1,477.21 LT Aug 2, 11 328000 9.802 3,21515 15.392 5,047.92 11332.77 LT Security total 944.000 10 751 10,148 85 14,528.16 4,379.31 OTIGROUP INC Symbol: C Exchange: NYSE EAI: $14 Ctrrent yield: 0.08% May 17, 11 115.000 al 249 4,743 71 51.520 5,924 80 1,181.09 LT Jun 21,11 121.000 38 285 4,632.57 51.520 6233 92 1,601.35 LT Aug 2, 11 122.000 38.297 4,672 24 51.520 6,285.44 1,613.20 LT Security total 358 00D 39 242 14,048 52 18,444 16 4,39564 Continued next page SDNY GM 00022350 OW70309306576479 NP7003304051 00036 0315 030575004 VI7357455010000D Page S of 12 13,197.55 250,000.00 CONFIDENTIAL EFTA 00132970 EFTA01275107 *U BS UBS Strategic Advisor March 2015 Account name: GHISLAINE MAXWELL Your &sandal Advisor, SCOTT STACK MAN LYLE CASRIEL 212.821.7000/800.308.3140 Your assets Equities . common stock (continued) Track Hddng due hunter of shares Purchate price/ Average puce per share (Si Cost basis (S) Price per suite an Ma; 31 (1) Value on Mai 31 (S) Uruedized gain or loss (I) Haring Period GENERAL MOTORS CO Symbol GM Exchange: NYSE EAT 41,618 anent yield' 3 20% Nov 1 8. 10 1373000 36 416 50,030 00 37.500 51,487 SO 1487. SO LT SCHLUMEIERGER LTD NETHERLANDS ANTILLES Symbol: SUES Exchange. NYSE EAU $226 Current yield 2 40% May 17, 11 37.000 81 270 3,007 00 83.440 3,087 28 80.28 LT An 21. II 40.000 82.436 3,297 45 83.440 3,337.60 40.15 LT Aug 2, I 1 36.000 89 433 3,219.59 83.440 3,003.84 -215.75 LT Security total 113 093 84 284 9,52404 9428.72 -95.32 Total $83,721.41 $93,88&54 $10,167.13 Total estimated annual income: $2,077 Closed end funds & Exchange traded products total reinvested is be total d reenvesteddwiends 11 does nos include any cash didends n is not a to lot for the Purposes of determining WOng periods or cost basic. The shares you receive each tare you (bluest d %Wends become a sepnrate tax rot. Con b154 is the total purchase cost of the snunty, inducing reinvested dwdends The cost basis may need to be educedfor return of capita payments in on r No cletemorne the attuned Pet basis kr to reponng purposes. HdOng SPCA S&P 500 En TR Symbol SPY Trade date: Jul Q. 13 EAT $5,893 Current yield. 1.91% Purchase pow neen-ber Average nice Client of chafes penned. ($) Investment (5) 1,495.000 167.496 250.407 85 lioreJlized (ray) won or loss o the afference between the current vdue and Ire cost bass and would germ"( 1St yOur taxable gangloss if the Sec unity was sad Co the dale. The unreaTzed Oar/ <Ono( loss may need to be adusted for return of capital paymems in order to determine tne reseed gain or ices for tar rePtelio9 purposes. Investment feturn is the current value minus the amount yOu invested It does not include shares thA are not reflected on yout statement includ ng stores iha haw been realized as either a gain or a loss it also don not induct cash dvdends that were isal seirweSted Cost Mice Per shale basis) at Mar 31 ($) value on unrealized nee rmestment Haling Mar 31 (S) gain or loss (S) return (5) Period 250.407.85 206.430 308.612 85 58,205.00 58205.00 LT Cele7C009306576480NP7000304051 C0036 0315 030575004 v123574550 ICiletikyGht 00022613E 6 of 12 CONFIDENTIAL EFTA_00132971 EFTA01275108 *UBS UBS Strategic Advisor March 2015 Your assets . Equities (continted) Other equity investments Cal basis and gans and losses have not been adjusted automatically for return of capital payments. Restrictedsecurity Yams zee estmated Ice Inform/mono' purposes See Important information about nal meat at the end ci this document for additional information Account name: GHISLA1NE MAXWELL Your II nandal Advisor: SCOTT STACKMANLYLE CASILEL 212-821-70001800-308-3140 Purchase Vire Trade Inurber Average Ore Cost Price pm share Value on Hddng date of shares per share (S) beS6 (S) on Mar 3i (f) Met 31 (1) BLACKSTONE GROUP LEITHE UNIT REPSTG LTD PARTNERSHIP INT Symbol. BX Exchange NYSE EAL $2,360 Current yield. 5.45% Sep IS, Id 1,1 13000 32319 35,972.05 38.893 43,28457 7,312 52 ST unrealized HcIding gam or loss (S) period Fixed income Corporate bonds and notes ()waned from inidepe nckni Quotation bureaus that use coo-patens variation formulas 10 calf L ire current values Actual market slues may vas, and thus cairn/losses may not be accurately reflected COSI barn nas been /Mused for accreted original issue (Wont (01D) Gast basis has teen Hddng HSBC FIN CORP NTS 8/E RATE 02.900% MATURES 101915 ACCRUED INTEREST 11,337 22 CUSS, 40429XYB6 Moody. Baal S&P A EAI: 12,900 Current yield: 2.87% Oct 12,10 100,000.000 100.000 100,000.00 101.148 101,148.03 1,14800 LT GEM. ELEC CPTL CORP AD) RATE MATURES 091 1/16 CUSIP 36962G2V5 Moody- Al S8P: AA+ (Al: 1229 Current yield 0.46% Dec 11, 09 50,000.000 90.789 45,394.50' 100.111 50,055 50 4,661 00 LT BANK OF AMER INTERNOTES UTS PIE RATE 03.600% MATURES 11f 1916 ACCRUED INTEREST $2,04000 CUSIP 06050WDW2 Moody. Baa2 S&P AEA!: $5,400 CL/rent yield. 3.48% Nov 01, 10 150,000.000 100.000 150,000.00 103.478 155,217.00 5,217.00 LT continued next page Trade date Total fae value a mai udy (1) Purchase price (5) ascrnadcally act/Pedro' amortization of bond ixermum using tile constant yield method If you have made a tar electron to itledott the Orem um incitation on tatatie debt sec unties, YOU raft request al ust cost bars for the bond prernum atomization. Aclusted cat bad (S) Price on Mar 31 (5) Value on Ma 31 (S) unmarred Hdding gam or loss ($) period SDNY GM 00022352 CziP70007005576/81 NP7003304051 00036 0315 030575004 Y123574$50 100000 Page Vol 12 CONFIDENTIAL EFTA_00132972 EFTA01275109 (at UBS UBS Strategic Advisor March 2015 Account name: GHISLAINE MAXWELL Your assets • Fixed income • Corporate bonds and notes (continued) Wrong P MORGAN CHASE & CO NTS 8/E RATE 07.900% MATURES 04129/49 ACCRUED INTEREST $4,937.50 CUSIP 46625HHA1 Moody Gal S&P: BBBEA1: 111,850 Current yield 7.34% Original cost basis 1157,909 17 Dec 22, 09 150,060.000 105 175 157,688.95' 107.625 161,437.50 3,748.55 LT Total $450,000,000 $453,083A5 6467.858.00 $14,774.55 Total accrued interest $8,314.72 Total estimated annual income: $20,379 auk tees oast basis ml0rmaban pr0viderlty you d another 1Pvrd piny. u BS FS has nct *tried t et s mformaton and does not guarantee its accurxy rata: date at total 'act vaue rnahply (5) PiKhaSe peke Aciustea Cost baps (S) Price on Mar 31 (1) Value on Ma 31 (S) Your Amanda Advisor: SCOTT STACK MAI/LYLE CASRIEL 212-821.7000,800-308-3140 Unrealized Hoorio gan otioss (5) cenoo Municipal securities Pores al. datined from incivpr norm quotation bureaus that use ccaptsonzed vitiation formulas to chcoum for securities issued a a &gaunt. when orionai cost tuns n displayed, mongolian ha been calculate current values /Waal Markel vaues may vary and thus gal mllosses may not be accurately done using the condom yieldmethod °Persist amonizatIon has been done using the straight line reflected. Cost basis has been autacrtabraly ad usted for mandatory amortizaliai of bond premium on method coupon tpoererrpt municed sec untes using the constant geld method and for accreted wound issue Pode Total face Au, Punhate Adusted Price on value on Hotting date a mal telly (1) pace(i) cat bam (1) Mar 31 (1) Mee 31 (1) MICHIGAN MUN 8D AUTH RV BE/P/ RATE 05.000% MATURES 10101/26 CALLABLE 10/010641 103.00 ACCRUED INTEREST $1,250.00 CIJSIP 59455TPC3 Moody: Ada S&P: AAA EAI: 12,500 CuTent yield: 4.68% Original cost basis 555,424.00 Nov 22, 11 50.000.000 103 489 51,744.67 106.816 53,408 00 1,663.33 LT continued next page Unredized HdOng gan or loss (I) Penod CNP7C009006576482NP70C0304051 C0035 0315 030575004 1121174510 lOWAINGivi00022513r 8 Of 12 CONFIDENTIAL EFTA (x)132973 EFTA01275110 *UBS UBS Strategic Advisor March 2015 Account name: GHISLAINE MAXWELL Your PI sandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7C00/ 800-308-3140 Your assets Fixed income . Municipal securities (continued) Tiede Total lett Mut Hddng cute at rrobAlly (I) Purchase Octet) Actusted cost basis (31 Pace on mai 31 (I) Whit on 14831 (3) Unrethzed On or losS (3) Hcicing Fe400 BIRDVILLE TEX iSD UrT-07 BED REF-07 PSA BIFJPI RATE 05.000% MATURES 0211929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 3638.89 CU9P 090874FV5 Moody Aaa IAA EAI: $5,000 Oared yield: 4.65% Original cost basis $110,503.00 Nov14,11 100,000.000 103.915 103,915.13 107358 107,558.00 3,642137 LT MASSACHUSETTS ST 11TH & Eft FACS AU RV 8 WEIR( RATE 05.000% MATURES 0711932 CALLABLE 07/15/15 0 100.00 ACCRUED INTEREST 3527.78 CU9P 57586CFWO Moody eaa SW: AAA EAI: 32,500 Cisren1 yield: 4.93% Original cost basis 354,040.00 Nov 22, 11 50,000.000 100.660 50,330 20 101.365 50,682 50 352.30 LT Total Total accrued interest $2,416.67 Total estimated annual income: Preferred securities Hddng $10,000 Trade date $200.000.000 Humber of thorn Purchase otke goo than (1) $205.990.00 Cott bait (3) Pike pet share on mar 31 (3) $211.648.50 Wye on Ma 31 (0 $5,658.50 unredIzed ga n of lost (3) ricking period OTIGROUP CAPITAL YJI FACOLT TRUST PR) 7.875% WE 1030/2040 Symbol: C PRN Exchange: NYSE EAI: 319,690 Current yield. 7.42% Oct 4, 10 10,000.000 26.130 261,300.00 26.520 265,200.00 3,900.00 LT COUNTRYWIDE CAP V 7.000% WE 1/01136 CALLABLE Symbol: CFC. PRB Exchange: NYSE EAI: 17,350 0:rent yield:6.76% 0(426,10 4200.003 23.518 96,778.96 25.890 108,738 00 9,959.04 LT conbnued next page SDNY GM 00022354 CNP70003005576.483 NO7050304051 000[6 COIS 030575004 Y123574550100000 Pag• 9 of 12 CONFIDENTIAL EFTA_00132974 EFTA01275111 UBS UBS Strategic Advisor March 2015 Your assets . Fixed income . Preferred securities (Continued) Hddng /NY/ORGAN CHASE OP )0(1X 6 700% CUE 04/02/40 Symbol. .IPM.ORCCL Exchange. NYSE EAI: 34,188 Ciment yield 6.59% Mar 25, 10 2,500000 25.000 62,500.00 25.420 63,550.00 1,050.00 LT Total Total estimated annual income: $31,228 Account name: GHISLAINE MAXWELL Your Ignandel Advisor. SCOTT STACK MANY LYLE CASRIEL 212-32 I-7000/800-3C6-3140 Trade Water Purchase pace Pnce per share Value on dae of shares per share IS) Cost bean (S) on Mat31 (5) Ma 31 (S) Unrealized Hcldng ga n or loss (S) Polled Commodities Closed end funds & Exchange traded products Total teetvested is the tota dal renyesled clvidends It does not include any cash &Acanthi It Is nal ale lot for the purposes of determining head ng periods or cost 11254. The shares you receive each ene you reinwst dedends become a separate tax Ial Cost bases is the total purchase cost of the security, indudng reinvested ctedends the cost basis may need to be al rated for return of capita payments in order to dee Urine the a:batedcost bars le lx reporting Irwesttnent eeture Is the curried value minus the amount you !Meted It does not include shares that ale not purposes reelected on your statement, includng shares that haw been realized as either a gin or a loss It alto does not include cash chedends that were not reinvested Purchase PIKIP Mater Armory. prKe Client Coil Price per Share Value on unrealized ate) InreStment Had rig Hddng of shares per share (S) investment (S) basis(S) on Mar 31 (1) Mar 31(S) gain or loss (I) return (5) period SPUR GOLD TRUST Symbol GLD Trade date: Sep II, 12 190.000 167.689 31,860.98 31860.98 113.660 21,595.40 • 10,265.58 -10265.58 LT 5422,578.96 5437.488.00 514909.04 Linteikeed (tax)gars or toss is the difference between the current value and the cost bass aid would w nearby be your tate gene loss if the seemly was sold on this date The unreal:eagag gone loss may need to be ac1trsted for return of age al payments in order to determine the teazel gain or las for tax reporting purposes Your total assets Value on Mar 31 (Si Percentage of your account Cost basis (51 Estimated annual income (5) unreaSzed gain or loss (S) Cash Cash and money balances 13,197.55 0.82% 13,197.55 Equities Common stock 93,888.54 83,721.41 2,077.00 10,167.13 Closed end funds & Exchange traded Products 308,612 85 250,407.85 5,893.00 58205.00 Other equity investments 43,284 57 35,972.05 2,36000 7,312.52 Total equides 445,785.% 27.72% 370,101.31 10,330.00 75,684.65 raced income Corporate bonds and notes 467.858.00 453,083.45 20,37900 14.774.55 Municipal securities 21 1,648.50 205,990.00 10,00000 5,658.50 continued next page CNP70303006576484 Ne7000304051 00036 0315030575004 Y123574550 10MyGit000ysless 10 of 12 CONFIDENTIAL EFTA 00132975 EFTA01275112 SUBS UBS Strategic Advisor March 2015 Your assets . Your total assets (continued) value on MS 31 (S) Percentage ot your account cost taus (3) Eslanated annual mccene (5) Ufwetiatd gain or 10:5 (I) Preferred securibes 437,48800 422,578.96 31,22800 14,909.04 Total accrued interest 10,731.39 Total fixed lucerne 1,127,725.89 70.12% 1.081452.41 61407.00 35442.09 Commodities Closed end funds & Exchange traded products 21,595.40 1.34% 31,860.98 -10265.58 Total $1,608,304.80 100.00% $1,496,812.25 $71,937.00 $100,761.16 Amount name: GHISLAINE MAXWELL Tour nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Account activity this month oat A(liwty Description Amorist ID Dividend and interest InCOITO Taxable dm:lends Taxable interest Mar 24 Dividend GENERAL MOTORS CO PAID ON 1373 411.90 Mar 27 Dividend BANK OF AMER CORP PAID ON 944 47.20 Total taxable dividends $459.10 Mar 6 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF 0310915 0.28 Total taxable interest $0.28 Total dividend and interest income 1.459.38 Date damly Desuiptlen Amount (S) Money balance activities Feb 27 Balance forward $12,738.17 Mar 6 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 03/05115 0.28 Mar 25 Deposit Ult5 BANK USA DEPOSIT ACCOUNT 411.90 Mar 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 47.20 Mar 91 Closing UBS Bank USA Depose Account me UBS Bent LISA Oets0Sit Account Is your prerery sweep Cplion 513,197.55 SDNY GM 00022358 OW70003005576405 NP7003304051 00036 0315 030575001 VI 23574550 100000 Page 11 of 12 CONFIDENTIAL EFTA_00 I 32976 EFTA01275113 *DUBS Your notes CNP70X90C65764136 NP7000304051 000015 0315 030575004 Y123574150 104ajliy_Ght0002fts 12 of 12 End of statement for account number set 23574 55 CONFIDENTIAL EFTA 00132977 EFTA01275114 Important information about your statement UBS SendaiSuers he the FM aUBSFiwscålSprvcpJ. is a mensber el al wropal scanty. ccemeddy and nuns «Purges UBSI Mon kwces and Uneaten. am Man subuf ires of uBS AG and Milian of WS Stones LLC lhe Frost fewer Facietre it astable Loon retort the tent noire aloes ae a WS Fouled Sewn Mc 1200 tabor &blend ~NM en NI 07086 This suemem rearrangeany *bra rend of pa UPS Fmanaal Senors none OM« fern. boon ta< document. coman mien dat shouldnog be end upcn rl you been Owe n an bror « mown. pine non ii ~dimly n Wittig to relkonch ~not the oar senng you atrium anode, alfimp, town are intended to be acorn. Famwent doormat' rot be used for tar Nooses Bey solely on yerend ta< UM 0e. Fore' 1099. 498. 10425. etc) when peepong )our ta< Mum Met ym is «lord by law to upon tote RS al tan ledkatods, reponale non lank deans and Ian netted tamed on morn held n your account nee proceeds on sak Penury-es, and ow bat/soncomb nerd span Cammunicollont with Um Arm • pleat recent/nu oul orannwons n writing to funher peeled your mink rain pargles under the Wares near Protemon Act (SPA) • Inte twine matron on the top kh of ihe Irene of Ws stamen it not 165 Bhopal~ WS non' Senn canes yoga nu" as derby are« by anigenenl web the Mated mittton We Intoned >ou of Mn reutionshp when you opened ile account in this rare, sr heds ant Storlies re boned a 185 ~Loaf Sores aid not the «roan' berer. Aid ya roust ~aunt of sly era OrOnlaSbel to bah Ma All Yppat Staterere Shall be rend compley and acar se d nx objectedto n rink wean 60 cad • Pleasedad da/n« amnion r inns to the inn, Client Rain ppatmxttx 201-3S21699 or totter a $00-354-9,03. 8 00 A M to6 03 PM FT Monday to Indef. or in going to uBS ?manes' Servas InC. Clem Retrionseepahrent PO Box 766 Unon Ctp NI O7(<37 • Ls case of mots« GmellOgn aryl Si eke, on« kin trand« (711 Da parnmt «US yea* din cad traltach005, call 800762.1000 or ma to LBSTnanCal Sanns ht. 10001urtorsal. 6th I In ~Mat N) O70136. Ann IMAUSSA Demon Cal ex «Fez soon aslut an finnan( SNtptntor recept 6 wrong ot d you need more 'finnan rove avatar cn the summon of ',apt The Fen «Card Mu« Us ap lOble) mug her Mtn >ou rio IX% eel 60 days alter the Fret sent you the ha suarnen on Min the elm or problem4mnd - ante ',ow nine and acorn, natter (il and - Own. te errOi Or the ex teer you se temp atom. aul mot» as dearly a you an why pm twin Cis al «tor cc My you need wee Mom: kin - Prone te dojo mourn ce ene snowed en The kmorCud eterval mitigateyoke ~Man ad will coned any «roe pronwly Plop" mire al checks park to tho Finer re fond' neon ndcaled on tit front ot Ma 'lament akin to «gin aXoust fah rant may be khaki to manner Net throe: l« me payment la unte: pu'd'ra, ar charges Ice up ad artuns h cosh ,isnu, Amount5 ta Ye tra151.43] tO odor nsrutons may be noel to a rater fee UBS Sweep Optbm UBS otters opens for sweeping cob balances. banes:o bank deposits a tesen LISA and vat AG Anon! braid. (Bark Swop hones). ~leymarket man 'Inds Men Funds) and ta hanytional Depose Accrete CoAlfOr osters with as menbonad innate hang«nent Accour9 through these Sweep 'regions. cat batman are swept so WS 8.1h USA it. bal estabkhed bile and then 10 UBS AG Stamen Braley of a Wray Furd Depots at tes Bat USA ire WC nutted n accordance with (OC niles For mat itnnown pine nut worn NO gow (aroma/RUBS AG ardor Brant and rates et ~et Fins Zen ASV«, by the FDC. Though de On wadable to call badnos re ant to deposit accounts a IIS AG treeFork Branch and IBS AG (nun Brant. thesedeposit are rice nued by the FDIC Balances head a The tes AG Caren Beards ere terreperily <.pined 10 the sparer MA of the Capri Inds, and Mere å ro wirer ore ob tan , of USS AG to nay the Damn walk% the LeS Cremate' s erns bon. Deposits at WS Bat USA ad each UBS AG Bran ,trot preened by WC Money Fund shoes se roared by WC See 'WS naval Sewn ?<runt Intealon" below. Upon you reap datoras n rie Bale Sweep Program r OA ow be entsar old shares of a !Axel Fund maybe paten and Mepored: returned to gots a yaw mattes non' Furrier fitteriWKn Moue »Male amp optons. nudng anent Pm, rice and yields. 6 ardititolt view /.6‘ aunswtooyiUU born ycur FnrcW MUSOr v by rain" SON Test '00 MS Fiume:al Stnricul account protection The Fern ii a men« et We Wanes seek« nadir Co/moron (GPO. MO preen secumes account of a menus to to 1500.000 (ndo; 5250.000 for dams lor rah) The WC am vexes«, one mob to alaovuns II% Wu MU n aparticrommacitt The Firm tortes wth wean allikar. hes also pachard papkmato grown lhenuotnuen anoint payable to all dable rent. colatveltunteMis protnion å 5503 millon as of Noon« SO, 2013 9.60c1 tote pokyorations aid Inatan car at Me Frm öfteterprpeted fr up ao II 9Milkn n rne aggregate fr al pur %GOV/154U is a potion crack aka mpy ol he poky wring 6NMteepanr99.et The SIC prOlKliXi aid tt supplemental preface, both do not Slabr to • «WI Ina's, %WU Controlled by (and hand nymo account nuo)but held nay fromLOSfinal Sermon (eg. «non ab cat aUBSBaA («cash atlas AG Stamford brakdk Ot) msuraxe mochas ncIng nun arena. and (Wrenn of mutual knit vMe V..41 dawn re Mg 6tered «my n IM nine of the wort hob« co the bock and moon of he oplabk mu« cc under agent • («tan enenonern contra" of rue:~ ntexlis (9 g liaised ~mhos and root Marren to at na registred en« the nurses Aci of 1933. and • COrnreadlhetCOnlrXn g . frogs «Many> Xrd prend metal crainciA. &Wag tutia commas and GenTOCUY *Phi% contracts The WC proverim arid the poplerrenaon do not kin to these assets men if they manse pow core summers The SiC promo's., and the sponsor pottdon do rot prowd name chinas n the ~km vane of yes resonant, Oweermas a result of maim nernint. non batrupt(Y or kfhwerF More isbmaona ayialta upcn ryas* youmayobun roue 'tomtson nut SEC. hcludrig the WC Brochure by commeg WC at 202-37I 4300 ix by voitng tie SP( Inge ar mar ant ril Dividend Ignreementtwgram OWE) the peke reined 4.% afied)e MO? TN (nit °Dian the actualpaxfrom your Firma' Adios Only Mole shoes are wen talee e partialawes enl be sold and me of WI be deposit(' n per routs Me deaden en esteten pre main by the issuer mar de* from the malt pin a MA the patio. :hoes a* sold Calm nine Colt Whole unit may be held in your abuts I you re mind to Domain at arean: of a do•Utnd ~ell or ~tea. te Firm wt ether 3,4 partial ins anal« peke or accept an null dettellred by aregistered (bong gny. and credo yor amount Investment °barked The numein oh' ves aisdnt prof te are sonic to eau norm aid may way between Rem one the Inn «mob n fining of any natant cha h yOur fnano..1 Munn r iweStern/6 cbuctive; For Nar account held you choose one of Mato lawn revestnxml objecties • Pence Cunennorne Immetunts wiring the gnarl of inane only • Arne Calmablionomon Mennen seeking growth d proCpal rah., Ill% tr.? gentarm of name • Akan Co rnattakon el Income ene Chtetil APPeodeon moments toothy both te yentraion of name rd growth r Prne/Pal Overall risk prefo6 • Corinne Seeks tomauran bananas( web low risk rid totality to the rain meta enin d ma mein the arrant does not ann. *plant imam.« (ans SU myna keep pace with inlleno • Arlooftraar NsItIng to rapt some rei to Le tittet tel end tolerate sonnary» sea bah« tetra • Awns., WIts-9 to axer hgh nie tel renal ad hgh natty» stela» tegument tin ftatanonrhomeholdier vie rnayconsoklate el recited aspen, statement wit the urn* ameets n he sainnwelope Acne-tummy berthed a« this parole beware/ha* amen who oho maintain ont mount retaionshps tan other dents al the same address fix rare o kram as renneroldng 'thou peeler to nuke Mar« moments makd n spare CONFIDENTIAL ervelope — sou may don Iscusehokleg by ding your Fn sal Adm.« Fetset mount nano, Thhien rent nonmetals Marren rat pa entered on the Hrn'S onine seers webs.. It as motorlyable rnkhrume• chosen by you a sac you wth your renciimpag et ha no kg$ el fed cry sour ~UM Yea On rape you Finder nettle norms. through Onlet Senses of bye:morn' ps instalA*6a Arran overview • Voted/sew anottpUtabk N% d assen and litres • Ames Wanks swath on. barns planar m mened 'mob rid Gaya To Demon, unrealized ks to market ad anal asets not held byre Fin Dom not nebdeunaked ~alarm a tent ol the pre and men tutement nods. a Pone nestment, nomad stod col ins aid ~ruble stor options • Liana Kaki OAR balmas. cutamdeg ~go loans. an Me sken accoum barces • cannon names Toes of wing-sled avatar:dew% bland, okt 1-BS Bat USA deposit bairn WS AG Startad Branchdepose bans and «netmore nomad fund sweep banes. a the dose of tie Statement peal Non.cormollty fret ciedit batman hi yes amount at not • fatetm nee bakers altre Fanny um any ok Mew Ins n the ornery one ot its bunks late fun 3.9 payable upon pt demand this lama Wan h re cunt pond doshg vase Leming information Tr dean (damson on hen ran's enteg pad...sand cl4c10;uret Moe TO )0V C Ion RAM Unt.p Apeman or Accord Arnhem ad the Genoa hens ad Conn UBS %Xenon of Oetle ;tares amiable n Ayeeettehet and Deacons I ålanakgs2Sty= Vetants Tar t31~1 tirria(45ennte5 and Ober assets held n the ,tutt at the ord of te statement peel:4 You may at for deltsfy cl fury paid mina a sy trne You may new seamtim used a han collared an tramg.t ri N anceale on rem Kryante% Ur/04d b the Ming te summers mkt are Ind a auras tab, a ol the end of the statement period • Cost ban e, dettenng the cot basis of the stoats mewed n tha statement SW? nitsed wth te number's. • UBS nand Snvenhas mkt on intmerion Mahe(' fern sown other thr 185 rascal Smkces. netudng nernon Men ~SS In, or ta you may hare plaihkd b your hrianC01 Mew 14 firn does not Mapendena very or gunner* nay a vaday of any itormoon pronckd. by sources our tan USSP natal Sentes en Maim Shoup WS Feandal Sankt: generally upon t6 normal«, as 16 reeved the Ten does not prod& any awns ta re elf «mark rider 'Cost ban' and loran gains" is >tare* a of te doe of the, Starner As ark please do not («yen This interne.° to nuke mochas' ot sae deans. h«tar purposes cr mean ACCG•ifYn &MOMS to therm may reflect grilless nlormatim orly forte pared of time they ore held a the arn Morehronal Hamann cm be added by you nano' Admix • Unwanted galnorlosoos Whei data i monk mesras waled sped vises 4 cantles he SDNY_GM_00022358 EFTA (10132978 EFTA01275115 Important information about your statement (Continued) roirrithisearity No nee tantation data fa Nectar Ion mayor may not Mk., aninkdrain, thages ardor moray recestermaito owns Datiend teal other roe...enrol lots and systematic purchtsit lots ae oath conbrod !oda*, ore:ward la the • 'bade dae' colirm peesents the orspnal aria t traledate • Callable noilties Bonds aid palmed nod that the issue( (alb for ark redeaptanwIl beStinted rePaarrof by lot tan among Al %cumin of that 159.* held el out nane an mellowflare for ors dents Cat lean 'of crooten is rosined nom temp prom aids xosay 6 rot gurrilted Othe Call lemon toryegg photo could affect yell compete enamor Ion was begoaded Lem (KUM • Cracow et deposit (CDs) CDs are MC nand opt $293.030 in pinup: ad squid wiriest pa depositor and per cksomo-y roimice re accord-yea wen FDr ruin • priewvalue 'octoroon's/ ke $40filies mots products maybe nigher ce bwer thr the pro that you IIMIU actually recewe in the make; PCPS ate Obtandd from vaii:us mid pity SCurtel. enidi webele/eh) It rent, but we do not pate eel' away - We nay use the doing prize new aealat4 cr the entre a the bid aid ask aces tor Inroad:sees and optsos OF Mk trd pats I or OTC saves - In annoy baled startles maybe peced tang a valattel enOcli4 a IMMO, Mara trig we obtared amino! nol reflect a antra matte Ma orMtn - Cenanpoaians may £pea walnut apex aid well show fl iice was not wadable' if we are male to obtan a ace for a worry - Deposes or Searles dencronatei n anereges other tan US atlas are ref Woe a the e OP urge rat as of the naterront date - For Oertati 'earners troeng m mncnf0lmrig derometatuos. ace and quality (lace robe) may ha* been 33pseed to WIWI* prow vaurnn To obtain Guilin: qa:M.Tan. MOO 341.1*.COrcaa you Pranced :Moor • Meats Ineeserotros and endured products. Pruate ihosterre searges andelog dire poropation engem aid reap, estate n*strnem trUft Nantes) aid grUctited preduaS ale gieWaly ashy add d Conan muctaed proud s Kan not loom regdiaed with eta Wa i ls and &Maros (amain a under any stare statutes Wm We von* estroaed robes fa senate meanies seances ad striated prodan for roams mauve*, coly AcciraCY a rot 9onnited - thee who mayddkr substantially non aces day a rho amnia retestrnere securey a structured proud maybe tarot a wed and do not neastaily wears the ear. you may rear& upri legoklaon - Ihrd pan tamales of sale are as ot a Goan (Jae ad ae impind to IRS banal Savors an arecultr baus by an nropendent valuation Inn truer. SennPaw( teCreAcCor ocrimzed Wise if am. ate applied to to rem by the our, general patter comenor and maybeUW.3W based Okra* idanation born that usedbytried mines to clothe thee estmsed Ya40S - You cal obtain addactial Marrows regaling the rreenielogy used to determine the enema of rota and the dace of the hfonn.von tha Is the base fir the ensue by ccedaghg your Fnrdi Athisor - Thad panyestinared vibesnos be reflected as 'Not paced' n sew ratswarms ehen an 'nleptwifent valuatiCn Ice Anent funned of es unable to assign a via when we beam awn tut a maenS Nett hat craned tha may calla pornsusly reported robe coo dVeSIC*1. ce whin a vane earkl be highly tpeCartature duo to the tutu. of the uosay - Innen metre an issuer real meow a armor estroated eine' a (dewy ea roved ram is prowled the war or the acute was bedraerent ton in purchase pna - 'Crierbutions to ON' may hub* wan of taro:. wane a both • Oronafurn seae' re:feigns the mbar oaring price per rain alb may not reflect you cat bath . arestrlasd securities Regoctedsecurnes genera/ ale not antutty tent* let pabk Salt- IRS filament Stenzel uses the marks price of the Ltinetikted sloth of the taro ornate mound rake lathe reneged stole tr purpose of a6 sane at amp To the titan the reStiKted se0ades a* ebgble la sale. the kale. leaked nay be manumit, Ins than the imputed whet term • In. %Ringed) limnb cianntyialds and ray An estimate of aro: name es based on torten, clivoSheid aid finest rate aranirg the imaities sell be held foe me yea from staemen date or seal initunty Thrs estimate 6 on a portent accuracy and WILMS Mame se not gasceed - En Mated arnui ntOme and anent yi.41 lot cerian Vero, mantes mold hduie a return of aimPa or carve nos need, ark the tit riCCMe (3100.0T*01 meld) woull be wanted - Parroted anus naorne aid anent nil aid the actual Poem ad pad night be Iowa hghee tem the est-nand amuses - An eadnate ol nroalad ncerne (derided ander nceeest) dueled by the &nal maker validate' aft borate 6 based on the lag dredged or creel perm nude by the over and assumes the seam irodrposet evil be Maroc on, mar ban the statement dare or mid =wry Anasat, ad conlnued yet ae not guaamerst • Aetna hold by lass financial Unica Conan ass.; ae riotMUbyteNth ad not "Alm the Inns possessco or envoi The: assets at deptamd m your stateown for iroonnatronal penmen one/ poplins ant ears proonied re panned byte Ounce film IRS nance$ beaus a not (trembletor this Oloanven and does rot gandere es aCCia, Thee assets Tenet prompted by WC a the Fein3 supplemental SeC coverage • Revenue dining and addklonelampensadon - h obtain to arronissom on sake ad 11b-1 lees nosed n connecter, with the detaroton of mutual finds to our demise(' aura our at ttiae re0Nee /Web* thing paptnufromdarbutorsaMor ainson of the annual funds that we sell Poe amounts arebared an two dirstrent cognomens ld anemone of saesby WS of a partcularrutual Nod lanai to or dens. ad Id tine ism rota of a prolamin: fund fangs sham hero a ten Inn - We cedar all eat also wade eatecekhg ad onntosprocesong Ins m rorreletaton for trailer agent $41Vie tut we probide to the ntrual quoit These lets genet" re pad horn amnia awn in the mita tuna sent to Mind doll: anours base! On the rumba of =culls at the trotter-dear hating mutual lads of that had laniV - In akit ion to 0)miniCoS reCOved m romegion wsh the Sat or darbuton of arnuryardraa ad wit *ohne too unit toot dents. we ado our affront recent wear thing areptoSatim from Mrryol the romance compile. indemnity the annety ccenrods Oiler/soil the ha...raneecowman te sponsors a retied IlunTMent DUOS iv? 06Ittute - Ott /rotates also receke trading Centreni5aN other COMplalation frommulti/ figb, aid twine ton"“lies vtiOit pectins we (*.bete - We note as arm: fee tam U3S13ath uSA ad USS AC Stardoro Poch of up to 125 per account swtopero to the banks axle the Ungar* Sweep Program marl, Mronanan rogardng cormicacen rid ethic doers ironed ei amen:on wee the ersorion of Palm narong option transagoos has been ocialee co carton:tons atom* Itemised ier you. and veil be ennead to you pommy on Noma Shortsalang it you an engaged en tort Who a warily. ycu may nos a thane** to aeon barownd costs la OM patrols Panty Ow Orden Regaling Open or '9000IilariCelled • orders that wee not veiled by the lawman dela open buy ad sell stop odes re taxed by the amount of deredends (get on • eediranchor 'orgies date mats marled otherwise by you You ae reroonsble for orders that are executed dr to your Nitre to cancel eyeing open ceders Tax vritholditg on frairlititions town UK Pinola,' Seances IRAs Federal tat taw cegures IRS Foment Servos to withhold none tar from go: tackle den disilluticers, tut you may den oat lobe.. name 1st yenta or. instead you ray elect to ban la wetted a at ae or et a Iced anoint at you choose nos otocon wi re ain ineffect unte reeled by you You may meek* your election a wry I Me by many anew elegem If you do Wham couch neome tau white from 'Our dartutiOnS. you maybe remota* for the payrnen of en/nod lax. You may nod peons rl the moans withers and ma estimated tar payments at not • tO yOu. tr obliptir Privacy To oaten acolyprat omen (Ma Proxy Nitro pax* anted ythr Frearial Aden°, anima wrosneY. mew on cement:worry LES • inawral Suwon 6 not a bark The Rroa. Fuson Sences Account BSA ale AMA ae Manage =cite Mini provde access to banked serval ad products trough wryer/wits nit affiliatedbalks rid other thl.d• party balks. and provides aCcoSS so nsurno, ate rnuity prOdJCIS iszted by on:Mated thni party reran" cows Hough tivISICe agency lubSISS es of UK Fronde Services la ineestrron. nthlate. and &may products tot IDC inured • No bank gunners* May lose vain PPAA RetoVOePArionuni occult Business SONCI5 Ace ma BSA. teen and ntemaborlal R€Oute lAltirreit CONFIDENTIAL Account an regillered serene mats or UK Frearcial Benito bit VG Srooture is a misted Semite ma& ol visa kornocoal LEG Pea Sograbre aedt cads aul LEG Wm Men cads ae awed by IRS Barri USA Mb thymtspon from Yea USA roteporatcd intern:lel Serviette Inc Rev 201407 SDNY_GM00022359 EFTA_00 I 32979 EFTA01275116 UBS U85 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057743250415 r1 0 Account name: GHISLANE MAXWELL UBS Strategic Advisor April 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions about your statemeiY7 Call your Financial Advisor or the Value of your account As a service to you, your partici, value of $1,524,E60 30 includes accrued interest RMA ReSOurCeUne at 800-RMA-1000, account 029323574 on March 31 (1) on April 30 (1) Your assets 1,608,30480 I ,524,660.30 Visltour websIte: ynew.ubstornainancialservices Your liabilities 0.00 aoo Value of your account 11,608,304.80 11,524,660.30 Accrued interest in va'ue above 110,731 39 44,558 04 Tracking the value of your account Sources of your KO) wit growth during 2015 Vzdue of your account Thc usanc$ at year end 2014 11,58434434 • 1.6Q33 1,524.7 Net deposits aid vathdravals -579,945.29 .a .mtwas Your investment return. ()Wendard interest income $24,801.22 Change in value of accrued interest -42,375.85 Change in market yaue -42,164.12 Dec 2014 Mar 2015 eV 2015 Value of your account on Apr 30, 2015 $1,524,660.30 SDNY GM 00022360 member SIPC CNP20003005774325 t4P7003191 493 00006 0415 030575091 Y123574550 000000 Page 1 of 14 CONFIDENTIAL EFTA 00132980 EFTA01275117 UBS UBS Strategic Advisor April 2015 Your account balance sheet Account name: GHISLAINE MAXWELL The value of your account inducts assets held a LIES and cenan asses held atm/ Iran u8S. See page for trot Irionnation. Summary of your assets Value on April 30 (1) A Cash and money balances 7,820 29 B Cash alternatives 0.00 C Equities 450,190.97 D Fixed income 1,045,089.74 E Non-traditional 0.00 F Commodities 21,559.30 G 0.00 Total assets Value of your account 51,524,660.30 $1,524,660.30 Percentage of your account 051% 000% 29 53% 6855% 0.00% 141% 0.00% 100.00% Your current asset allocation FA Eye on the markets Your n nuncio, Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000' 800.308.3140 Cash and money balances may include available cash balances. 085 Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.36% 1.24% CNP7C00)005774326NP70C0191488 CCO36 0415 030575004 Y123514SS0C0IMyGhtoorafjoge 2 of 14 CONFIDENTIAL EFTA 00132981 EFTA01275118 SUBS UBS Strategic Advisor Change in the value of your account April 2015 (SI Year to date (S) Opening account value $1,608,304.80 31,584,344.34 Deposits, including investments transferred in 1,998.72 1,998.72 Withcfrawals and fees, including investments transferred out -79,993.15 -81,944401 Dividend and interest income 10,117.17 24,801.22 Change in value of accrued interest -6,163.35 -2,375.85 Change in market value -9,603.89 -2,164.12 Closing account value $1,524,660.30 $1,524,660.30 Acoount name: GHISLAINE MAXWELL Dividend and interest income earned For outposts of this statement tenatilly of Interest and dnicknd Income has been determined from a US tar mooting Perspective. Bard upon the residence of the account hcadet account type. Or product type. some Interest arida dvidend payments may not be subject to United StateS (OA arb3 or Puerto) Rif° (FR) Income tarn. The Client monf hey statement is not intended to be used and camoi be Med UpOn for tsr purposes. Clients should [elm to the applied:1e tar reporting foam they mai* from UBS annuals,. such as the Forms 1099 and the Perms 480. for tar repoiong information. it Is the practice of Utis to file the toplicaue tar reporting looms Mils the US interred Revenue SeMce end PR Treasury Department and in ILK h1017111 accurately daily cindenct also interest testae 'rept or taxable income. Mat consult your incledual tax preparer. April 2015 (S) Year to date (t) Taxable dividends 1,448.06 3,652.65 Taxable interest 7,419.11 15,280.43 Tax-exempt interest 1250.00 5,000.00 Miscellaneous 0.00 868.14 Total current year 310,117.17 $24,801.22 Total dividend & interest 310,117.17 324,801.22 Summary of gains and losses vanes reported below exclude products for which gam and losses are not mantled. Realized gains and losses Unrealized April 2015(3) Year to date (1) gains and losses (S) Short term 0.00 0.00 9,616 43 Long term 0.00 0.00 81,907.58 Total $0.00 $0.00 $91,524.01 Your II nandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-7000l 800-308-3140 Cash activity summary See Account ectfrify tha Month for deals. Banes In your Sweep Options are induded in the cpenrg and closing balances rare. FDIC Insurance /pones only to report r UBSEsank USA, not to deposits at UBS AG, Stamford Branch or bank deposits placed 'Mouser the U85 Internationel Deposit ACCOUnt program SIPC protection applies to money nuerho sweep fund holdings but not bait deposits. SeeImportant infOrinhOn about your garment on the test two pages d this document for details. Apra 2015(5) Year to date (S) Opening balances $13,197.55 $464.36 Addkiorts Deposits and other funds credited 1,998 72 1,998.72 Dividend and interest income 10,117.17 24,801.22 Proceeds from investment transactions 62,500.00 62,500.00 Total additions $74,615.89 $89,299.94 Subtractions Professional management fees and related services -1,998.72 -3,949.58 Other funds debited -77,994.43 -77,994.43 Total subtractions -$79,993.15 -1031,944M Net cash flow -$5,377.26 $7,355.93 Closing balances $7,820.29 $7,820.29 SONY GM 00022362 C nen:007005774327 NP700319I 488 000:6 Dal S 030575001 Y123574SSO 000000 Page 3 of 14 CONFIDENTIAL EF1'A_00132982 EFTA01275119 *UBS UBS Strategic Advisor April 2015 UBS Bank USA Deposit Account APY interest Period Mar 6 - Apr 7 Opening UBS Bank USA Deposit balance Mar 6 $12,738.45 Closirg UBS Bank USA Deposit balance Apr 7 $0.35 Number of days in interest period 33 Average daily balance $14,641.20 Interest earned $a 35 Annual percentage yield earned 0.03% Amount name: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibtEty consideration None selected Your account instructions • 3:count cost basis default closing method is FIFO, First In, First Out. GHISLAINE MAXWELL Your financial Advisor SCOTT STACK MANLYLE CASRIEL 212 -821. 7030/ 800-308-3140 OW7(403005774328 NP7003191488 00006 0415 030575004 VI 23574550 COMpiyGEL00022P4W 4 of 14 CONFIDENTIAL EFTA 00132983 EFTA01275120 sUBS UBS Strategic Advisor • 1 X Your II vandal Advisor: April 2015 SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Your assets SUMP prices, income and current vaues Sheen', May beta:40*MR. ASS reall. gam did losses may rbol te excuralely reflected, See Apemen inlosmaaon about your statement a the end of the document fOr more infornason. Cash Cash and money balances Cash and money balances may include avaldole cash balances, UBS Bank USA depost account balances, UBS AG Starford Branch Cepoat account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the FOC vAlhn applicable limits, but are not protected by 9PC uftS AG 9 &Ilford Brant h deposit ace oum balances an not insured by FDIC and re not protected by 9FC Money market sweep balances are prolecled by SSC bin are not insured by the FDIC. See the Important information about your statement * the end of this doctrnent for de ails about those Sancti. Hddno °peeing blame on Apr 1 (1) Cloung Nitta Price per :hoe Average Dnidencs Interest Dais in on Apr 20 (S) on Apr 30 (1) rate period period Cep annual (t) Cash 0.00 4,921.88 la3S BANK USA DEls ACCT 13,197 55 2.898 41 250.00000 Total 513,19735 57,82029 Equities Common stock Hddng Trade date lkireirier of shares PurChax plus/ Average price per share (S) Con basis (V price per share on Apr 30(11 Value on Apr 30 (1) unrealized gain or loss (I) Held rig period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 4189 Current yield 1.26% May 17, 11 303.000 11.860 3,593 84 15.930 4,826 79 1232.95 LT lun21,11 313.030 10.670 3,33986 15.930 4,98609 1,646.23 LT Aug 2, I 1 328.000 9.802 3215.15 15.930 5225.04 2,009.89 LT Security total 944 COO 10 751 10,148 85 15,03792 4,889.07 OTIGROUP INC Symbol: C Exchange,. NYSE EA1 172 Current yield 0.38% May 17, 11 115.000 41 249 4,743 71 53.320 6,131 80 1388.09 IT Jun 21, 11 121000 38 285 4,632 57 53.320 6,451 72 1,819 15 LT Aug 2,11 122.000 38.297 4,672.24 53.320 6,505.04 1,832.80 LT continued next page SDNY GM 00022364 047000;005774329NP7000191488 COCOS 0415 030579004 Y123574SSO 000000 Page 5 of 14 CONFIDENTIAL EFTA (10132984 EFTA01275121 SUBS U pril 201 BS Strategic Advisor A 5 Your assets a Equities . Common stodc (continued) Hddng Trade date !Surber of shares Purchase pricer average price per share (II Cost basis (S) Price per that on Apr 30(51 Value on Apr 30 (5) unrealized gin or loss (I) Hddng relied Security tote/ 358.030 39 242 14,048.52 19,088 56 5,040.04 GENERAL MOTORS CO Symbol GM Exchange NYSE EAI: 41,977 Current yield. 4.1 I% Nov 18. 10 1373.003 36.416 50,000 00 35.060 48,137 38 -1,862.62 LT SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol. SLR Exchange NYSE EAI: $226 Current yield 2.11% May 17, 11 37.000 81 270 3,007 00 94.610 3,50057 493.57 LT Jun 21, 1 1 40.000 82 436 3,297 45 94.610 3,784.40 486.95 LT Aug 2, 11 36.003 89 433 3,21959 94.610 3,405 96 186.37 LT Security total 113.030 8.4.28.4 9,524.04 10,690.93 1,166.89 Total d83.721A1 192,954.79 $9233.39 Total estimated annual income: $2,464 Account name: GHISLAINE MAXWELL Your 15 nandd Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308.3140 Closed end funds & Exchange traded products Total reatutstt4 4 the total ci ern reinvested dvdends II does not include any cash Ositcanch. It is not slat lot for the purposes of determining nofdrg periods or cost basis. The shares you receive eec h lox you reinvest d %Hien& become a separate tax lot Cost Ana n the told purchase cost of the security. inducing reinvested d sidends The cost basis may heed to be °gustedfor return of capital parwents in Order to determine the &lusted cost basis fa tax recast"; purposes reflected on your statement. Includng shares that haw been realized as either a Tin or a loss h also ekes not nude cash d udends That were not reinvested Hoehn.* price Number Average price Client Cost Prete per seise Value on Unrealized08g Investment Holdng Hddng of shares per share (I) investment (1) NZ'S cn Apr 30(1) Apr 30 (1) 931n or loss (5) return (5) period SPQR S&P 500 ETF TR Symbol SPY Trade date. Art 12, 13 1.495.000 167.496 250,407.85 250,407.85 208.460 31 1,647.70 61,239.85 61,239.85 LT EAI: 45,893 anent yield: 1.89% thlreoley0 (fa) gad, of loss n the difference between the current value and Ilse cost basis and would 7 neatly be your tsabre gain a loss If the sec oily was sold on this date Tie unteakzed dad grin or loss may need to be achinted for return of capita payments in oder to determine the reared gain or las for tax reporting purposes. Investment maitre is the current rah* minus the &Mount you invested n day. not include shares that ate not CHP7031:9305774330NP7000191488 03006 0415 030575004 Y123574550 030fty_ GM0002Allie 6 of 14 CONFIDENTIAL EFTA_OOI 32985 EFTA01275122 *UBS UBS Strategic Advisor April 2015 Your assets a Equities (continued) Other equity investments Account name: GHISLAINE MAXWELL Cal ban% and gain and losses have not been adjusted autonallcaly for return of capital payments. Restricted security values we estimated for Informational purposes. See kthortent ihlormstion *bout your stetthent at the end of this daturrent for adinfonal information. Purchase pike Tiede limber Average pike Cost Pace per share Value on Unrealized Hddng Hddng dale of shares per thee 0) tees CO co Are 30 (1) apt 30 (1) gen or loss (S) Perim, BLACKSTOet GROUP LPITHE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange: NYSE EAI: $2,961 Cisrant yield: 6.50% Sep IS, 14 1,113.000 32 319 35,972.05 40.960 45,58848 9,616.43 ST Your !Mandell Advisor: SCOTT STACKMANLYLE CASRJEL 212-821-7C00/800-308-3140 Fixed income Corporate bonds and notes Pr - coteined from Independent quotation bureaus that use omputeszed valuation formulas to (arc L. ate current values. actual marloet values may vary and thus gemilosses may not be accurately reflected. Cost basis has beena:lusted for acatiedongind issue dscount (00). Con basis haS been Hddng FISBC AN CORP NTS WE RATE 02.900% MATURES 10'19 I 5 ACCRUED INTEREST 4120.83 CUSIP 40429XYB6 Moody. Baa I S&P. A EAI: $1,450 Current yield: 2.92% GEM. Elf( CPTL CORP AV RATE MATURES0911/16 CUSIP 36962G2V5 Moody Al 580: AA+ (Al: $229 Current yield 0.46% Dec 11, 09 50,000030 BANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 11/1916 ACCRUED INTEREST $2,475.03 CUSIP 06050WDW2 Moody: Baal Salle AEAT $5,400 Gerrit yield: 3.52% Trade Taal face %Sue Purchase date a maturity (S) price (S) enacmatIcally aclusted for arronizaion of bond pronum using the connate yield method If you have trade a tac election tor:edict the premium implzation on tadde We sec unties, yOUmey leeriest UBS ad tat cost bars for the bond premium amortizaticm. Mated Ptice on Mut on con basis (A Apr 30 (5) apt 30 CO Unrealized ridding gang loss (S) period Oct 12, 10 100,000.000 Nov 01, 10 150,000.000 100.000 100,000.00 99.238 99,238 00 -762.00 LT 90.789 45,394 50 l 100.186 50,093 00 4,698.50 IT 100.000 150,000.00 102.368 t 53,552 00 3552.00 LT continued next page SDNY GM 00022366 CelPT0003005774331 WT000191488 00006 0415 030575004 vi23574550 000000 Page 7 of 1d CONFIDENTIAL EFTA_00 132986 EFTA01275123 SUBS UBS Strategic Advisor April 2015 Amount name: GHISLAINE MAXWELL Your assets Fixed income Corporate bonds and notes (continued) Your IS sandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000/800-308.3140 1 rads les ai •ete va ue PurthaSe Ousted Price On vieueon waited HdOng Kiang date a maitiny (S) pike (S) cost oasts()) Apr 30 CP AIX 30 (5/ gen or loss()) period .i P MORGAN CHASE & CO NTS PIE RATE 07.900% MATURES 04129/49 CUSIP 46625HHA1 Moody- Ba I 58e: BBB- (Al: 411,850 Current )geld 7.42% Original cost basis 1157,909 17 Dec 22, 09 150,000000 105 123 157,684.94 1 106.500 159,750 00 2,065 06 LT Total $450,000.000 6453,079M S462.633.00 99,553.56 Total accrued interest $2.595.83 Total estimated annual income: 918,929 1 mcfcates cost basis intorrnakon ptcnided by you or another thrd oerty UBS FS has not vedied Ito information and does not guarantee its arolacy Municipal securities Prices ae cbtaned from Independent quotation bureaus that use corrptcerzed Muter:A formulas to dicoum for seculties issued a a arscount. When °lions cost oasss is *splayed, asnonizahon has teen calculate current vises Actual market values Illelf vay and thus gains/losses may not be araraeiy done using the conssain raid met hccl, otherni se amortization has been done using the straght line reflected COSI basis has been afloat/ilia/1y al uSted for mandatory amonizahen of bond Weselten on method coupon taeterrpt munlopa sec unties using the constant yield method and for accreted curd issue Dino Totalf eeaue Naha* Arluded Price on value on Unrealized Hddng Hddng date a aka wily (0 once(S) cost ems (S) Ap 30(5) Apt 30 (5) gan or loss (1) penod BiRDVILLE TX INOPT SCH D PREF BEM PREREF MNDSNK RATE 05.000% MATURES 0211929 PREREFUNDED 02/1917 G 100.00 ACCRUED INTEREST 1937.50 CU9P 090874U5 Moody- Aaa S&P: Not rated EAI: 14,500 Cisrent yield: 4.64% Original cost basis 193.704.74 Nov 14, 11 90.000.000 104 097 93,687.83 107.693 96,923 70 3,235 87 LT continued next page CNP7C0t9305774332 ne70Coiet488 PM 0415 030575004 yi 23574550 00iff&YGM00022Pitite 8 of CONFIDENTIAL EFTA 00132987 EFTA01275124 UBS UBS Strategic Advisor 1 - Account name: GHIStAINE MAXWELL Your Hnandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7C00/800-308-3140 Your assets Fixed income . Municipal securities (continued) Trade ICtal laCt vtlUt Hddng die * maturity (1.) Purchase Pose(S) Adusted cost basis (S) Price on Apr 30(S) Moron API 30(0 Unrealized gain or loSS (1) Hddng 0e600 MICHIGAN MUN BD AVM RV BENI RATE 05.000% MATURES 10,01126 CALLABLE 10/01/16 0 100.00 ACCRUED INTEREST 4201.39 CUSP 59455TPF3 Moody Aaa S&P: AAA EAI: 42,500 Cwrent yield: 4.70% Original cost basis 455,424.00 Nov 22, 11 50,000.000 103.297 51,648.82 106.450 53,225.00 1,576.18 LT EOROVNIE TX INDPT SCH D BON MAND SINK END RATE 05.000% MATURES 0211929 CALLABLE 02/15/17 .100.CO ACCRUED INTEREST 4104.16 CUSP 0508741MS Moody. Aaa S&P: AAA EAI: 1500 Current yield 4.67% Original cost basis 510,056.85 Nov 14, 11 10,000.000 100.565 10,056.59 107.105 10,71030 653.91 LT MASSACHUSETTS ST FILTH & EDL FACS AU RV B WEIN RATE 05.000% MATURES 0711932 CALLABLE 07/1515 0 100.00 ACCRUED INTEREST sin 16 CUSIP 57586CFWO Moody An S&P: AAA EM: 42,500 arrant yield: 4.95% Original cost basis 154,040.00 Nov 22.11 50,000.000 100.468 50,234.03 100.967 50,483.50 249.47 LT Total Total accrued interest 41.972.21 Total estimated annual income: 510000 5200,000.000 5705,627.27 $211.342.70 $5,715.43 SONY GM 00022388 0.70003005774333 W000191403 00006 041 S 030575004 VI 23574550000000 Pegs 9 of 14 CONFIDENTIAL EFM_00132988 EFTA01275125 SUBS UBS Strategic Advisor April 2015 Your assets . Fixed income kcotintied) Preferred securities H'id n0 OTIGR0UP CORAL XII FXDFLT TRUST PFD 7 875% WE 10'30/2040 Symbol, C.PRN &change' NYSE EAI: $ 19,690 Current peld. 7.61% C0UNTRYVV1DE CAP V 7.000% WE I 110i/36CALLABLE Symbol CFC PRB Exchange NYSE EAI: 37,350 Current yield. 6.83% Total Total estimated annual income: $27,040 Trask dye Account name: GNISLAINE MAXWELL • lassrber Pun his* pixe of shares per shay (S) Cat bat,: (I) Nice per those en apt 30(5) Value on Apr 30(5/ Your K nand.' Advisor. SCOTT STACK MANLYLE CASRIEL 212 821 7000/800 308 3140 Unrealized Hddng gain or loss (1) Period Oct 4, 10 10.000 COO 26 130 261,300.00 25.890 258,930 00 2.40000 LT Oct 26, 10 4,200.000 23.518 %,778.% 25.630 107,646.00 8.867 04 LT Commodities dosed end funds & Exchange traded products Total reenvestel rs the toted d d reinvested chadends n does ,K4 rndurle ally cash dvickrodS. n is rot al& lot for the purposes of determining /acing periods or cost basis. The shares you receive each sent you reinwst dui:lend become aseparate tax lot Cost bases is the toted purchase (0510f the security. inducing ihnveSteddwiends The cost basis may need to be aclusted to/ IOW n d capital do-talents in order 10 determine the adusted cost tam ice tar repors ng purposes reflected on your statement. (ncludng shares Illy haw been realized as either a gin or a loss It also don not Oldude cash docked, that were fool sei messed PurchaSe price Nantes Avelage price Client Cost Puce per share Value on unrealized050 investment Hddng Hddng of shafts per shale (1) investment (5) basis CO en apt 30(5) Apr 30 (5) gain or lass (I ) return (5) period SPDR GOLD TRUST Symbol: GLD Trade date: Sep 11, 12 190.000 167.689 31,260.98 31.860.98 113.470 21,559.30 -10,301.68 -10,301.68 LT $360,072.96 $366,546.00 $6,467.04 linteaN:ed (tad gain or loss is the diligence between the current value and the cost bash did would general)/ be your to-etre gan or loss if the sec oily was sold on IM date. The unreal-led(tag) gran a loss may need to be ac1ststed for return of capital payments in osier to determine the reared gain or less for tar re00ding Purposes Ina:Smarr, telum is the current value trO us the amount you invested it does not snduat Oases that are not CW70003005774334 HP7003191488 00005 0415 030575004 1/12357455000MyGm0002M 10 of 14 CONFIDENTIAL EFTA_00132989 EFTA01275126 UBS Strategic Advisor sUBS April 2015 Your aSSetS(contmued) Your total assets value on Apr 30 (1) Percentage of your &count Cost tems Bime0d minute In (1) Unedited on or loss (S) Cash Cash and money balances 7,820/9 0.51% 7220.29 Equities Common stock 92,954.79 83,721.41 2,464.00 9233.38 Closed end funds 8. Exchange traded products 311,647.70 250,407.85 5,893.00 61,239.85 Other equity investments 45,588.48 35,972.05 2,96100 9,616.43 Total 'guides 450,190.97 29.53% 370,101.31 11,318.00 80,089.66 fixed income Corporate bonds and notes 462,633.00 453,079.44 18,929.00 9,553.56 Municipal axurikes 211,342.70 205,627.27 10,000.00 5,715.43 Preferred securities 366,546.00 360,078.96 27,040 03 6,467.04 Total accrued interest 4,568 04 Total fixed accrue 1,045,089.74 68.55% 1,018,785.67 55,969.00 21,736.03 Commodities Closed end funds & Exchange traded products 21.559.30 1.41% 31,860.98 -10,301.68 Total $1,524,660.30 100.00% 51,428,568.25 $67,287.00 591,524.01 Account name: GHISLAINE MAXWELL Your Nnandel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000/ 800-308-3140 Account activity this month Date Adhity Description Amount Deposits end other funds credited Apr IS Transfer JOURNAL FROM Y1 23575GHISLaJNE MAXWELL 1,993 72 Total deposits and other funds credited Gott Actisty Diescnrition 51,998.72 Amount (S) Dividend and interest income Taxable dividends Taxable interest Apr 10 Foreign Dvidend SCHWMBERGER LTD N ETFERLANDS ANTILLES PAID ON 113 56.50 Apr 29 Cividend SPDR S&A 500 ETC TR PAID ON 1495 1,391.56 Total taxable dividends $1.048.06 Apr 2 Interest JPMORGAN CHASE CAP X<IX 6.700% DUE 04/02/40 CUSIP: 48125E2O7 1,04668 Apr 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF ON07/ 15 0.35 continued next page SDNY GM 00022370 CNP7O0O30O57/4335Ne7O0O191488 00006 0415 030575004'023574550000000 Page 11d 14 CONFIDENTIAL EFTA_00132990 EFTA01275127 SUBS RUBS 201 Strategic Advisor il 5 Account activity this month (contrived Account name: GHISLA1NE MAXWELL Your Asandal Advisor: SCOTT STACK MANY LYLE CASRIEL 212.821.7000P800-308.3140 Date Activity Dexnatton Amman (S) Dividend end interestiscome (COntinuad) Taxable interest (continued) Apr 15 Interest HSBC FIN CORP NTS ERE 02 900% 101515 DTD10 I 510FC041511 PAID ON 100000 CUSIP. 40429XY86 I A50.00 Apr 30 IntereLL CMGROUP CAPITAL XIII EXCIFLT TRUST PFD 7 875% DUE 10/302040PAID ON 10000 CUSIP 173080201 4821.88 Total taxable Interest $7.419.11 Tax-exempt interest Aprl Interest MICHIGAN MUN BD AUTH RV BE/R15 DUE 100126 011) 110206 1250.00 CALLABLE PAID ON 5000) CUSIP 59455TPF3 Total tax-exempt interest Total dividend and interest income $1.250.00 $10,117.17 oat *dimly Oes(dption Amount (I) Apt 23 Fee Charged QUARTERLY FEE -1.998.72 Total professional management fees 41.998.72 Fees Die Actilly Destopton Arroixd tS) Other funds debited Apr 7 Transfer Investment transactions JOURNAL TO VI 23575 GHISLANE MAXWELL .77,994.43 Total other funds debited 477,994A3 rtl nit r rftrtt.tityt t pm& value shown rot restricted it< unite:, see importune mformaion about your statement at the end 0( tins document Die Actaity Apr 2 Call 1RMORGAN CHASE CAP )0CD( 6.700% DUE -2500.000 62,500.00 Redemption 04102/40 CUSP: 48125E207 Desceptaan Proceeds Iran Funds inbestment vothdravenIct Accrued Quantity Vale (5) Price (S) tramatecem (S) investments her.Joi (5) interest (8 Apr 30 Exchange BIRDVILLE TEX tSDUIT-07 OLD REf -07 NA DEM/ 5 DUE021529 DID 011507 CALLABLE CUSIP: 090874f V5 -10000.000 Apr 30 Exchange BIRDVILLE TEX ISO tYT-07 OLD REF-07 NA DEM 5 DUE 021529 DTD 011507 CALLABLE CUSIP: 090874FV5 -90.003 030 contented next page CNP7C009005774336 NP70001914$8 COCOS 0415 030575004 Y12357455000MyGm0002ter 12 of 14 CONFIDENTIAL EFTA_00 I 32991 EFTA01275128 *UBS UBS Strategic Advisor April 2C1r. Account activity this month (continued) Investment transactions (continued) Date nctinty Apr30 Exchange DeSCIPtiOn MRDVILLE TX INOPT SCH D PREF BE/R) CUE 021529 DTD 011507 CALLABLE PREREF k/NDSNK CUSIP: 090874U5 Account name: GHISLAINE MAXWELL Oubley Vibe CS) Price (3) Your Mnandd Advisor: SCOTT STACK MMILYLE CASRIEL 212-821-7000/800-308-3140 Proceeds iron Fyne inwstment vátndrann IU Accrued tore-salons imestmentS bOur (3) interel (s) 90.000.000 Apr30 Exchange MRDVILLE TX INDPT SCH D BEM' 5 DUE 021529 DTD 01 I 507 CALLABLE MAND SINK FNO CUSIP: 090874LM3 10000.000 Total 562,500.00 Den Activity [resat:Aim Arrount (t) Money balance activities Mar 31 Balance forward $13,19755 Apr 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,250.00 Apr 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 63,546.88 Apr 8 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 04107ƒ 15 -77,994.43 Apr 8 —t UBS BANK USA DEPOSIT ACCOUNT AS OF 04/07/15 0.35 Apr l3 Deposit LUIS BANK USA DEPOSIT ACCOUNT 56.50 Apr 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 3A48.72 Apr 24 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 04/23115 -1,998.72 Apr30 Deposit UBS BANK USA DEPOSIT ACCOUNT 1391.56 Apr30 Closing U.S Bank USA Deposit Account S2,393A1 The UBS Bank USA Deposit Account is your primary sweep ophon SONY GM 00022372 CNP700e005774337NP7000191488 00006 0415 030575004 Y123574550000000 CONFIDENTIAL Page 13 of 14 EFTA_00132992 EFTA01275129 (SUBS UBS Strategic Advisor April 2015 Realized gains and losses Account name: GHISLAINE MAXWELL The esurnsed realized gam and losses stovm below are not fa tar purposes. Please rate that gain or loss recognized on the sae co reCkapti0n Of certain Structured Pr0CludS, like Contingent OM Secuutits. may be ord nary. and not <Old, gain or loss. Please check with your tat achaor To (alai ate gam en0 losses . we liquidate t he dckst security lot first. Iles is knoyen as the firshi h first out or FIFO accounting text had We use this method unless you specified whic h tar !TA to close when yeu placed your order. This is known as a anus purchases or VSP order See Important information about your statement a she end of this document for more Long-term capital gains and losses Security description Method JPMORGAN CHASE CAP )0(1X 6 700% DUE 04/02/40 FIFO 2,500000 Mar 25, 10 Apr 02, 15 Quantity or PurChibe Sae Pao value date date Your Knancial Advisor SCOTT STACK MAI/LYLE CASRIEL • 212-821.7OW/800-308-3140 information. We may not ad us; gans and losses fix as carnal chanats. We automacaty adjust cost basis for wererrpt and AMT coupon muniopa SeCunlitS la estimated in0ridatOn O1 bond prerrounS end tot accreted OID for securities issued at a dawns if you requestedHat Utnaciust cost taus lot the bond premium arnortzation on Untie debt securitiesthen cost basd reflected for these securibes has beenadjusted Estimates in the uMbsslAW section can nod be classified as short term or long term betas' inkainabon is el-bens or the product is one in which the gei Moss caculason is no provided Sae Cost amount (S) basis (1) WaR sale cost basis adjkalmera(S) las (S) Gain (5) 62,500.00 62,500.00 007000:4305774338 NP70C0I9I 488 00006 0415 030575004 Y123574550 030gtfiliy_Ght 0002East 14 of 14 End of statement for account number Y I 2357a 55 CONFIDENTIAL EFTA_00132993 EFTA01275130 Important information about your statement CBS Shand., Sethos Inc (8w rim a Un Firwrocial Saiced. IS a reenter of al pthrbal security. ammodity and coos edurges Usstfmcal sauce, and MBank USt ay Siert subblirits of U3S AG and rfiliann of urn Stoskits U.0 llte F on's Mama swat it matte upon sewer The hubs meorwe ol Imes ate a U3S RIMS Savo; ho 1200 Haber barlevad WeentAk on NI 07086 Th6state northern me ally offmiktreatO of )our UPS Fonda Senores account Other records. except otioaltar documents. co manng contany data shouldnot be Owed upon If you bekvo tow n an a a (0.1600.1. pletho neon n errnaliarelt n wring to thel3orch Methagar of the otter seeing you amount AISIO.1915 al f9no room ant intended b be 0.:0.0714. sz assign rtaa Todd rot be used for tat Nooses Rey sok-Hon ye send to tarns. . FOrm 1099. 5498. 104.19 OR) 611•0 peeping sour to "cum Met rm is emurod by Ian to resort tote RS al mots le dbilends. reponale non Webb Ovelands ad lathe merest coned en secoroes Mtl n your account rout proceeds on sth tranuctons, end cost bat/soncomb awed %flaw; Cemmunicellom with the Firm • Pith. 0.0.cofwm any oral CurreolCatons nwrung to further awn your ririts weaning gurgles under the kathlos Wear Protection Act (SPAS • fl the Minor instrAtiOn on the top Het of the lent of the, othernmi is not IBS Fi0.1011540.50., IBS Fnascial Seaman* your acccur a dearkg broke by amthgemerel with the (dad Patron We Intoned sou et inn romantics nhen you opened Ms account in this care roam herds and care in re looted a ISS Mandl Sermon and not tee rtrodurd broker. aid you roust mar a report of au mot or ontssisn to both km. All about, statements shall be deemed condom met aurae ft not ob)arei to n swag worm 60 Ord • Pleasedirect outlaw complantme loath mthe I m0. Cloud toblions 0107tment X 2014521699ot tattoo a 1300-34-9,03. 8 00AM too 03 PM Fl Monday theoup Man. a in ractes9 to uBS Fonawal knees tre. Clem Aerial, Cithastrrism PO Box 766 Union Cor NI 07a37 • Ts case of errors a WHOM *Cut al electron< kinds transfer (711 bit patio, cm U35 VAr darn cad trassadsoos, call 600-762-1000 or note to LOS Fri/noel Simon hc. IOW Harbor 1354 .6th I bat WeetweArth. NS 07056 Ann iMMSSA Servos Cat Ct meets soon as sor cat d author too stawnem or recept 6 morg allays need mot Memoir rout atrendow on the smorront cm serve The Fen reflect stow (aS aC010611) must hear tom )0.1 0.5 530.1" tr0.1 60 dews alter the f nn imp you the *A slam on Mich the use or probionapood - Horde sow mem and acammt number (II and - Oeicribe 0901.0). Or th9 toter au ay arrive awe aid motto a$deadya you on My you bathe the err or My you new ewe nlanotises - Provide the calla amount od the sanded MP The Fern or Cad Mum val maniple you complain ad will area any error promptly Pleasmake al rocks psyrdo to the krnor the Wthrial nutacn waxed at the front of the statement h adds ors to regular =malt fees. arretth may be abaci to monomer Wm charger. Ice tie warm* for source purchaws Td chars 101' towel ants I orb ascots Accounts ma are trthsferad to arm matrons mat be rotor to a bathe fee UN Sweep Opting UteS Offers Othan for sweeping cash baler ces. barmiest. bank depots at Mere USA Arthur AG Stanford taws (Bark Swap hosanna matey ran marl finds Norm rorls) arid the emotional Depost Accower COAlfor customers with at intonational kesorce lanaganent ACWW4 1510.19111ht Bat SW0.550.031.1•11, CAlhbalinoes re swept so UM Oat USA up b al estabithed Imo and then to 116 514 Seward Band, a a Mthey Faro Depots at LOS Sat USA are FOC muted n accordance WO K< rules For nth id common p lea. nut www Wm 90w Nowa a LOS AG Hanford kanch ad *Lami:010-ify Funds ream nsured by the (DC, Through the On wadable to cah Winos re wept to deposer accounts a U3S AG NewYork Brawn and IlSAG Caplan Brands These deposits ire rice mired by the FIX Salinas WI are MS AG C amen Brod, ere enormity osposed TO the sags rid of the Cesium Hands and there it ro guaateea other ob MOO of 16$ AG b May the Dances Mite on 44 155 Camas's Berths boots Deports a URS Bale USA ath each UPS AG Brach re rai pawned by 9PC Most Fund mays dreproceastby SPC See '155Finalcul Severs Account Protection' below Open 901,19.00.2. baba n to Ball Swoop Programs OA mar be vactxtarth an0 maws of a Wrier Fend maybe squad, aid the porWs returned to rut:rya/ ta0.1ilet Further mfammith Lout maitre weep optore. vaudng othem mutest rams ad seeks. 6 aerate at yam sebscarlsweepyiskis torn your Stoma //40501 re by CAN 806762-1000 U55 Irearcial Services mots reunion The Fern kat...enter 01 the Secure:es Mecca Protection COboraucei (SRO. HMO pro teas seamen acorns of a mentos p to 1500000 (narn; 1250.000 for darns Mr cam) The 5OC asp snarl tenet sordr le all acorn them sou hacl n abated:m(0mM the Ferri sorrier wth arum all dais. ha also pumhard Appioncntat Froze on The rraxinuin anoint payable to all digble amt. cot/metal/undo this proton:on 6 5500 marl as of DiCerthe tO. 2013 Sawa to the poky condition, and Imtatithr oath at the Finn funhEr protected for up so SI 9 milkn n the anegate ter all your a:cowlsheld n a patrol, copeck A full Oopyol CO poky traWdilg 6 /arable upon EWA, The SIC prowan aid re supplemental ;Fara both do not Spilt° • C man tnambl *Ms controlled by (ad Mined n)ag, account yahoo) but held way from 15$ finncal Services (eg. anal (kat alLIBS Bark (Mash a 155 AG Stamford brands. (th) tante frodals naming vadat metes ad Mews of fruiter finch Meth unh shares ate mgt oed dray in the nano a the a0bre kdia on the books and records of the aplobb Maw a trainer agent • Conan rnmarrom common or therm% ntowit (09. Imed parowshos and preaeptamtents) that are na registered under the Morgues ACt of 1933. and • Commodities control to 9.fowl economy, and preaus metal antacid. &LIN foxes antra, and commoMY option contacts The UK protection rd the P.colierontal protecton do not apa to these assets eon if they otherwise appears you stawnents The SKromoth acid thpre vppbnxmd P0.10.00.111 9, not protect mann dongeo lithe mate vans cri yor reasernentsbrether as a result of mated roncront. own banaiwpaY or othscokke) Mote Wortmon s salt b tern most Mt may obtan rocs Wessel:to Mut SOC. hdudrisi the 5f1C Brochdo by tallowy SPC at 202.3715300er by wring tie SP( name arrow mem orb Dividend It Mrevinten Program Ora) the Frey metered dal threw ono? You mar °Man the aural age from your Noma Admor Only Miele does are sochard infer MP. partial Mates MI to soli and the caswil beat:66M et you amours Median-4 remysthem pro tabbed by the issuer nor Mkt bon the matte ;0.x it Mats the paella roes it sold CasloOrliou Only rho le unit nur be had in 'Our axotht sou are added to aprtial the at a motto* a oviirnd psfertelt or otherwise. the Arm &reicher set partialcrass ma-ka peke or accept an am OH wool by a092HW &try ageeCy. and rode your account levermentoblealves The MVS011eillobraves and nth prof lb are 1p2CIC to esh account acid nay way Whom Here abet e'e Inn pommy n Among of any carton dyne. I your fnanad stuatith or iwestimm alarm; for odds accoure held. you choose one of the ro lowng westenent Wrecks • Paola Ceara Mom Imoltments stelrinj the 91/Weal 011 of ham eonly • A.CAC00 CJ/0,1914001004000 Vivelln9011500(ing Torah of prnCpal rah. than Ow gasman ol nccme • ArcaceCombrithon of income em/CAttrAPPeoloal mantra toothy both Ow 94rmaton of MOM aid "own i* prnar Overall risk prelim • Conran Seas to 'nankin heir pitapat wth low risk rd rola My to the amain overt erect d ma means the amount does not ginetheserrant (Korner 0.0.11n53,0110./nce keep pace win rilnm • A115440.2 0.11105 10 YEW some ryi to reardal ad tolerate samara Myth seek hither room • knowase weir; to area hgh nit to ancepal ad hgh vanity to seethe"' rams met ant Statanentimosehoklior Vye rnay consothate al redid acorn mons% with the sthir sawn n the smear...lope ACODutrIltybC•rell0.0 101 this ;arrow beano they hare wren rho also martin font mount relatontbs rah other cants at the same address TM porta t known as 'hoesseholdro • a you pale to realer indbitsal Hsi-memo mated iv xprote CONFIDENTIAL orweitom — sou may Caine brute old..) by ding your Fromal Adwar Friondk mount mem konly acatern name reflect rif (roam the you entered on the Hrns online undoes webs.. It 6a custoinizablo •norunw morn by you to au you will your racedrommo It ha no bpi effect as sour thrum You on wage sac array axon names. through Onlne Senors a Mantacung sos errata Akar Ammon waviest • vabe of woe waountsydracod Na of assets and Iraklion • A5Z4t5 InaJtki matte all bar rces third lot resented rarity(e ) rid Gkbae km Deposits& unroirod mats to market ard Cerra, abets not held by the km Dom rot ncbdrunonced onatelassees at dseeth or the prow andwont suterrem prods a Parte nnommoth unrested std col art and eercittbb sod pions • Crandees MIAs debt batmen. oastranitmrsgn loan. credit Inc short accoum bathos • COSNITOn0./ barn Toes of Lnarrone0 3./31.11,460lb broncos. okt 1.85 Bat USA Copan balamos 15$ AG Starr ad Brach depose balances and menet matte mutual I.'0 sweep Wines. a the close of the statement p0n9 lansommolity Mee men bans ts yaw am arena segregate from ahembaron ath 0* F Maly use ay these fads n the ordivy course of os brims These funds trepayabk tpon pLe demand Thei total 6 1ncbdeill in ne arra. with dose-9 value lending infermation fa detartd elennawn on the F sleuth; p • aro, and clubsurs Mato pu Clrn ROM beitp Arennwo or Mann Aothatml and the General Tows ad Carleton; UK, Staff/WM of Cade straCtoesaratab* n Arretwors ardOecbsufes a yeshiraggaegagias= Mow aura tor stawnem minces sainted and other asses held n the amens at IM led of est Ammon period 0.V may dR for deriney of laypaid wawa*, ar ay urn You may remise seamerm used a loan collage-A as Pa/05 1 m balance we on Mem Any a nthem Hardened w the ding the swearers period an hood a molar whets of the end of the 'Moment period • Con basic n dettankmg the co% tonally searibes inroad n the statement Moe mitred wth the number -1: 15$ fiwma4 Strvceshr soled on inhumation °Maned from sources other than 155 Fink-Ica Seams. nCtidng Monnalon Iran erode tin or tat you may Me pre0.10.110 y0.11 kora Adyea The Finn dots not ithwendenise Way Of guaranteeMe annoyer vaidty of any ithorrnacn provided by seas other tan USSFrooal Setath it addtion Stough0$ Si-is not Scram rowdily updates th is damson as t 6 woad Me Fern boa roc prod& my thothres that the of remotion seeder 'Cost and -Unrealitod gaithrss' is arose* a of the doe of this tilthMeM At AKA please do not mks) this irdorma in to mike widths' a sae Oop es. la tar purposes a othavire ant unstated to the fern mayreflect gait= Marmara, as for Ito paritd time they it held a the Pan Morehioonol rdonnation cat be added by ear Finataa AcIASOr • Unrealised saint/bytes %%ha Mai mitts. *armed serval ad ]eats toes a. fat ices fte SONY GM 00022374 EFTA_00 I 32994 EFTA01275131 Important information about your statement (Continued) arridastaity lots The taleradien data fa Mina« Ø maya may not ref bot cemnksaita drages ace seamy noire -AM tam Delbil aid odes rongesmom lots and frtornalic puedur.0 Mt a oath mnbne4todopley one amasid hat lhe • Wade daed cobra pitsents the «gnat «mail« baled.« • GUINN nand., Bonds and «Nured stod that the au« oath for extyrodempannwil be veleta 'wall* by lot tom among al syarter of that esAs held in al Mine a n romt. n are ler PX dents Calfetus !dart cm is «gaga from Ted wan aid es xOsay n not guraistd Oths call I eattas nay eon ad' could alle(( yell compete nlomalbn tml lat Mond« Ø rwatt • Corafrataa of deposit (CDs) CDs die Rs( naiad ups $293,020 ri poops aid ward rarest pte Taut« rid pr (away magi« n aoadance with ag: rubs • ~ink» Pisces &pined ta reornes ad0th produces mat Bot hiyhor a bate awl to «a TM you would actually recta in the marks Pres are «mad Iron mikes bid par ty sources Mai weal/weto te «table bat we do not grata eve «Nay - Wo gairaly me To tangpis whim sealable or the mean or ire b4 ad ask gnus Ire 'sod «WM and optorn or on ybd peasfor OTC sew I es - Lot swag trad ware« nag be sad tung a «bam moat a tMmo MC« pia we obtabed andmaynot Mira an «US matte PinZe Or an - Cenainposlions may £pea vomer Apra and roll show z 'price was not talal' if we re wale to obsara pea for a security - beasts a stories denognmad n artendes Mica inn U S delhus as Misted a the malturt s ES. m of the stamen! dare - For «nun starnas acing in nonagarinng denagetten liCe and quality flaCeitalie)mair hat bom «Nadu, Irle.ale ;rope< våbz.zn To obtain anent wag" won aniaa. cotta your • Aga« • Mena lansaminss and seruaumed prod's« Una mere« - sauna «clang direct ozapation brogan and ma,mute ndstmeett rejst Seililtril) and Structured «Ødis ferns«, hghly Mad Celen muctirod prams Nan no Dom mgdored wt. th• Seatmes and etaw«Cannissisn a underand Start Statran laNS We «Oak eStmaed a«, la «irate Tolima ^rites arn sesame prodas Bor yrforrna crialpuboym only Acaracyo rot gliwnl~ - lheXvalref maydifter stbsuritally from piced t xi/ a act, aortae mestroer stoutly« structured pinta raja tar a sold aid do not neon:ally spasm, the eate you may rodenteuroll 'Nadal«, - lh rd pay esimaes of via are as of a an« tae aid ore umpired lo las trawl km« on a regi It taus by an ndepentfent Yalation Inn 90n.talPan‘intSreASCor Sowed WS, if any. are saga to te Frm by the MU«, general primer is sponsor and may be calWaled Axed en (Maw bromsten from that used by the! pan is to don-ether estimated vaned - au eal «tan addenda rdcornalcn regaling the methodology used to determine the tame of Vatie ind the oboe of the Munson Tat Is To base fa and Mena by aniasng your Fonda Adrisor - Ted parry 45Ornaced vial may be refaced as 'Not pate« n metal «uran am an 'aepen5ent valuation fat (asset Applied a d an*e to aØ a vats wan we bean. awl, That a mareral worehag *coned te« trey alfa wausly reponed val.* iso «Tan. a «stn.'s** hated hghly speodatee duo to the raw of the unsay - Mtn «as an ises general banns a sponsor (canard varen« atsrdpaly en Tad age is leaded. the atte Of Te marry vol bedMentrit ton its pasha pia - 'OM/warn to are' may bob« man of mane a both • 0,848 tae 'de Mreatille ditt3lollinng pap raw urn and may not read your cos bark . ~coed murrain Restated waives generaly ae not wrentgengtile for plok sale URS Fnincial Senzef uses the watt bra of to «won« stook of the sane Muir a an Mina Yak* for the resnaed no« b/ purposes of Thissweremony To the total TX re« cted seamier as «able for salt Me «a «tread may be %Mantle" Iris Than thrimouted vila sham • In. (unmated) numb corraityields and raps. An estimate ol annul mom. is based on amens dndeed and nines ars alarm to wanes will be hed tor one year from statement date a via 'flaunty this estimate d ong a gurant accuracy and Ølmod rorte se not garroted - Est nutø anus Toome and anent recl lor «flan typeso' stages mull "Mae astern of «repar or C£ta ganS n MIT 01e the tit name (and Tarn >ski/ would be mentioned - tearoma anus game ind matol v<ad aid to aqua now and aid night be bweror hgher than the minuted anions - An *Omar of stale« name øndund andor mast dated byrader«« make valogaerage ['glace cs Lased en the In dwand or awn parent male by the net aid martes ter sewn earposes rill be hold'« one you ban th• statement dale or «Smarty Woo:flat Contra« aid ae not wafted • Aetna hold lry WS financial Unitas Conan MSS ae not NMbytePm awl not wan be FM'S possession or anal Them assets re deptesd on your ValMited for inlommenal ~son>, Roams ad am prowled as woad by the sung film U85 racerl Swiss A not reparable to this Mama and does net wanks is dowxy These assets ate net maned by Saif et ter inns supplemental SaC comas, • Mand Sating and addkbnal cempensabon. - ti additai to orninissom on saks awl 12Ibl hen reared gi sinned.« with thedon/Mon of imnua funds to on dais we and« or, tarse Nose renrue Slam; ;womb from (Makings and« addsors ol the nuts, ads that we sell new arants rebled on two Wart ansonas to Mani Ol Salsby LÆS M a gancuir mats« and Unlit to oir Terns. and Id One awl «a of a prat, truing fund lanais ShirOt Mil a IN I in) - We and our *are and recent retmoreng rul cantnsprocesong lees incorralwaton for transfer agent sakes Tat We «omit to rhoarum funds lise km pennant re pad lam insnor aners n she rrutual lad and as a tad dolt/ num basel on the roar of ~Is at Its taker-deals holding mutual Puds of Tat find lanig - in Øl ion to omais Ms sand m ommedion wen she sabot darbutign of array contra= rd wit Meat:« WTI units to our clans we ago-our abase! rase went* lung OXepasSalan from rnriyol The rusnar /wpm*: mamma et reuity «nuais anianol The hatanor corrcimas «Ø14n il4 talurt nventrat trusts we *saute - Our «dates also recerre trading commnsonsaMotnet ~salon ken anneal aids a« tiara Ownaiies awe proarts we disaute - We weris al arm» fee k«nt858nk USA rel URS A8 Stanford Crasch ol up so RS pet savurt swtoung to to harts war the 185 Baal Sam Programs barny Infooratian rosardng M' radars rd ethic changes rasen annechon wrts the eanaion of wages nalOng opben sranactuns has been neRAeda oxdoMons rummy* 'unshed so you and ail be ixosMal to you %comply on tocueri Short ailing It you aengaged rn ton sehg 'eosin you may inos a Tag. Are to anal beerowng cost l« tat prima 'softy Open ordm ReSixding Open « 'goodeilanCelltd• orders that are not treited by the talerem date open buy ad sell alp «den re hedand by the amount of Mands« rgeni en • adiridindsoi tyrights ate «km enacted Mtwara by sna YOu se rate:matelot orders thal are etsted due to your late le anal ears open «den Tax mishhtylditp en ~on born UK financial Services IRAs Ft: at al Lac Mr rtauraS IJESS modla Sonia, to withheld income tar from no« male tRA Mailmen% tul you may der oat lo has hansom «e ab or instead you may Nett to haw ler ~Mc I. arte s et a lad anoint as you douse YOM Sean vil amain n ellectontd resoled by you You mayComa pair 444,-tion a any lino by nag anew amen If sou do not haw enotsh same tar watneld Ironi 'Cur dartuliOnS. you filly be tea:tomb* ice the papnat of et-taxed ti' You maynag pin sles d the snouts water and your Mira« Is pwrninis se not Nuar be yOur is/obligati« Privacy To Ø4n a copy etpr meat råer Sexy Iona tare contact year Fiat« Advisor Of MI OW Mt** ymisv Why ~Comma r LÆS instal Sakes h not a bark lue RNA. &mass SfNCK Accost BSA and IRMA ae OW sage awats Met «fade aeon, to batten severs and stadia, tØ anagrams with «Um« Dads and °thee TM pany basks and prosides arm to nuran« and snoly products Is sued by unaffiliated tiled {tarty larana combines Haugh gairtce agency «bar es ol UBS Amanda gal« he ~ I nuance. and annuity dooduct$ Not lot hosed • No bat* 9Anifica May Sze vain lisdA armlet. ~dram «mat Business «an Acaunt BSA, OPAA «d notational Rsowe kangenat CONFIDENTIAL Amen as registered serene mats of 165 Fradal Sergi« Ing Vca Sarum is a «glared swam« of Visa Imsnsmal 1.85 gsa Srgnabre dial Cards and ad VW debit cat ae issued by 1165 Barn USA seek «ommacon from VG USA tarps.« UBSFinandal Strati Inc Bey 201407 SDNY_GM_00022375 EFTA 0132995 EFTA01275132 *UBS 1185 Tnancial Services hc 299 Park Avenue 25th Nom New York NY 10171.0O02 CNP70056716370515 Y1 0 Account name: GHISLANE MAXWELL UBS Strategic Advisor May 2015 GHISLANE MAXWELL 116 E 6511-1 STREET NEW YOFX NY 10065-7007 Your Financial Advisor: SCOTT STACKMAN/LYLE CASTIEL Phone 212.871.7000/800.308.3140 Questions As a service to you, your portfoko value of about your statement? Call yog Financia Advsor or the Value of your account S1,545,22989 includes accrued interest RMA ReSourceline at 800-RMA-1000, account 029323574 on April 30 (S) on May29 (5) Your assets 1,524.660 30 1,545,229 89 Visit our website: www.ubs.comifinancialservices Your liabilities 0.00 0.00 Value of your account $1,524,660.30 31,545229.89 Accrued interest in value above 54,568.04 14,296 78 Tracking the value of your account Sources of your account growth during 3015 Value of your account S Thousands at year end 2014 51,584,344 34 1.554.3 1,524.7 1,545 2 • Net deposits and viittidrarr* 479,94829 Your nvestment return Dividend and interest income 536,32828 Change in value of accrued interest 42,647.11 Change in market %Niue 57.14007 Dec 7014 Api 2015 May 2015 Value of your reward on May29. 2015 51,545.22080 SDNY GM 00022376 Member SIPC C NP70XE005671637 N7700319153900006 0515 030575004 Yin574550000000 Page 1 4}12 CONFIDENTIAL EFTA (10132996 EFTA01275133 SUBS UBS Strategic Advisor May 2015 Your account balance sheet Account name: Tne value of your account inducts assets held s 1035 and certan assets held awe/ from U8S. See page I for =re I riOnatiOn. Summary of your assets Value on May 29 (1) Percentage of your account A Cash and money balances 19,347.95 1 25% B Cash alternatives 0.60 000% C Equities 458,984.16 29 70% D Fixed income 1,045,218.78 67 65% E Non-traditional 060 0.00% F Commodities 21,679.00 1.40% G -/ther 0.00 0.00% Total assets Value of your account $1,545,229.89 51,545,229.89 100.00% GHISLAIPIE MAXWELL Your current asset allocation FA Eye on the markets Index Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.308.3140 Cash and money balances may include available cash balances. 085 Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% Percentage change May 2015 Year to date 1.29% 3.23% 1.38% 3.68% -0.40% 8.93% -0.24% 1.00% CHP7C0C0005671639 NP7000191 539 00036 0515 030579004 Y1 23574SSOCOMpiyGitocoSe 2 of 12 CONFIDENTIAL EFTA (10132997 EFTA01275134 SUBS U BS Strategic Advisor May 2015 Change in the value of your account May 20'5 (S) Year to date (I) Opening account value $1,524A60.30 $1,584,344.34 Deposits, including investments transferred in 0.00 1,998.72 Withckawals and fees, including investments transferred out 0.00 -81,944.01 Dividend and interest income 11,527.66 36,328.88 Change in value of accrued interest -271.26 -2,647.11 Change in market value 9,313.19 7,149.07 Closing account value $1,545,229.89 $1,545,229.89 Account name: GHISLAINE MAXWELL Dividend and interest income earned For purposes of this statement, taablity of interest and dividend Income ha been determined ran a US tax reporting perspective. fixed upon the residence of the account hokiet. account type. or product type, some Interest ander dvidend payments may not be subject to United States (UA ands, PUtft0 TACO (FR) Income taxes The dent monthly statement is not Intended 10 be used and cannot be Peed upon to tar purposes. Clients should refer to the apactle tax reporting forms they receive form Les annualy, such as the forms 1099 and the an 480 be tru reporting information. It Is the prance of u65 to file the abhcatee tar reporting forms with the US 'enge Revenue Service and PR Treasury Department, and In such forms accurately dairy dvicknct and' ct Interest as tax exempt or tenable income. Neale consult your inclvdual tax preparer. May 201 5 O1 Year to dale ($) Taxable dividends 17.90 3,670.55 Taxable interest 10,519.19 25,799.62 Tax-exempt interest 0.00 5,000.00 Miscellaneous 990.57 1,858.71 Total current year $11,527.66 $36,328.88 Total dividend & interest $11,527.66 $36,328.88 Summary of gains and losses values reported tetchy exclude products for which wens and losses are not classified. Realized gains and losses Unrealized May 2015(1) rear to date ($) gains and byes (5) Short term 0.00 0.00 12,777.35 Long term 0.00 0.00 88,403.42 Total $0.00 $0.00 $101,180.77 Your Pinandal Advisor: SCOTT STACKMANLYLE CASNEL 212421-7000800-308-3140 Cash activity summary See ACC OUM activity tins month for decals. adagios In your Sweep 001M are Ind uded n the epenng and closing balances wit*. SDK Insurance apenes only to deposits MUDS Bank USA, rot to deposits at LOS Starriest(' Branch or bar* deposits paced through the USS International Deposit ACCOUnt program SIPC protection applies to money market sweep fund holdings but rot bark deposits. Se* Important information about your statement on the tat tvo Oates of this document for etals. May 2015 (5) Year to date ($) Opening balances $7,820.29 $464.36 Additions Deposits and other funds credited 000 1,998.72 Dividend and interest income 11,527 66 36,328.88 Proceeds from investment transactions 0.00 62,500.00 Total additions $11,527.66 $100,827.60 Subtractions Professional management fees and related services 0.00 -3,949.58 Other funds debited 0.00 -77,994.43 Total subtractions $0.00 -$81,944.01 Net cash flow $11,527.66 $18,883.59 Closing balances $19,347.95 $19,347.95 SDNY GM 00022378 C me70303305671 639 NTTOCOthl S39 00036 0515 030575004 Y123574%0000000 CONFIDENTIAL Pegs 3 of 12 EFTA_00132998 EFTA01275135 UBS UBS Strategic Advisor May 2015 UBS Bank USA Deposit Account APY interest period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 $0 .35 Closing UBS Bank USA Deposit balance May 6 $16,573.39 Number of days in interest period 29 Average daily balance $3,805.10 Interest earned $0 .03 Annual percentage yield earner 001% Account name: GHISLAINE MAXWELL Your 15 sandal Advisor: SCOTT STACKMAI/LYLE CASRIEL 212-821.7000/800-308-3140 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager toucan find a full description of the alternative investment objectives in important information about your sratement a t the end of this document Your return objective: Current income S. capita I appreciation Your risk profile: Primary Moderate Investment eligilonty consolera”on None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out CrIP70008005671640 NP70C0I9I 539 00006 0515 030575004 vIDszassoC0EfitAYGM00022titie 4 of 12 CONFIDENTIAL EFTA_00132999 EFTA01275136 UBS Strategic Advisor *UBS May 2015 Your assets Account name: GHIMAINE MAXWELL Your Financial Advisor: SCOTT STACK MANLYLE CAsRiEL 212-821-70001800-308-3140 Some pnces, income and current values shown may be apprOxirnate. ad a result gam MY IOSses may no be &moiety reflected. See mmorunrinforrnahen about your statement a the end of the dxurnem for more infornalon. Cash Cash and money balances Cash and money balances may include. avatar& cash balances, UBS Bank USA depout account balances. UBS AG Stanford Branch &pout account balances and money market mutual fund sweep balances UBS Bank USA deposit account balanCel are insured by the MX eat h n awn< eble limits, but are not potetted by SIPC UBS AG Stanford Branch deposit account barges are not insured be FDIC and as not protected by SIPC Money market sweep batances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this docunent for details about those balances. Hddng Openng butane. on Mail (4) Closing tusaxe Price per :ha:e Average Dnidencl Interest Deo en on May og (s) on May 2,0 (1) ate period period Cep anounl (1) Cash 4921.88 0.00 LESBANK USA DEP ACCT 2.89841 19,347 95 250.000 00 Total 57,82019 $19,347.95 Equities Common stock Hddng Track dare larriter of Shares Purchase pica Average price per share (SI Con basis (Si Price Per She" co May 29 (S) Value on may 29(S) undesired gain or loss (I) Nolan period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 4189 Current yield 1.21% May 17, 11 303.003 11.860 3,593 84 16.500 4,999.50 1405.66 LT lun 21.11 313003 10670 3,33986 16.500 5,16450 1824.64 LT Aug 2, I 1 328.000 9.802 3215.15 16.500 5,41200 2.196.85 LT Security total 944.000 10.751 10,14885 15,576 00 5,427.15 OTIGROUP INC Symbol. C Exchange. NYSE EAI: 472 Cwrent yield: 0.37% May 17, 11 115.003 41 249 4,743.71 54.080 6219.20 1475.49 LT Jun 21.11 121.000 38 285 4,632 57 54.080 6,543.68 1,911 11 LT Aug 2,11 122.000 38.297 4,672.24 54.080 6,597.76 1,925.52 LT convnued next page SDNY GM 00022380 chiP7PoOadossit 641 NP7003191539 000X 0515 030575001 Y1 23574sso 0000co Page 5 of 12 CONFIDENTIAL EFTA_00133000 EFTA01275137 TB UBS Strategic Advisor May 2015 Your assets I Equities . Common stock (continued) Hddng Track date laarber of shares Purchase pricer Average pore per throe (5) Cost basis (f ) Price per share on May 29(5) Vaue on May 29 (1) Uraedized gain or loss (1) Hddng Paned Security total 358.003 39 242 14,048.52 19,360 64 5312.12 GENERAL MOTORS CO Symbol. GM Exchange NYSE EAI: $1,977 Curent yield. 4.00% Nov 18. 10 1373.000 36.416 50,000 00 35.970 49386 81 -613.19 LT SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol. SIB Exchange NYSE EAI: 4226 Current yield 2.20% May 17, 11 37.000 81 270 3,007 00 91770 3,358 49 351.49 LT lin 21, 1 1 40.000 82 436 3,29745 90.770 3,630.80 333.35 LT Aug 2, 1 36.003 89 433 3,219 59 91770 3,267 72 48.13 LT Security total 113000 84284 9,524.04 10,257.01 732.97 Total 683.721.41 S945110.46 610259.05 Total estimated annual income: $7464 Account name: GHISLAINE MAXWELL Your 15 sandal Advisor: SCOTT STACK MANLYLE CASRIEL 212.821.7000(800.308.3140 Closed end funds & Exchange traded products Intel reinvested is the total ct S reinvested dudends it does not include any cash decknOs. II is not alai lot tot the outposts of detennining mid na periods or cost basis. The shares you receive etth tart you reinvest dvdends become a separate tax lot Cost taus is the told purchase oust of the security. inducing reinvestedraw:lends The cost basis may need to be &lusted for return of capita payments in order to deternxne the adjusted cost basis foe IM reporting "posts Hddng SPQR S&P 500 ETF TR Symbol 9Y Trade date. Jul 12, 13 EAI: $5,893 Current yield: 1.87% Putchte pricer Norbei Average price of shares per shale (I) Client investment (1) Unreelkeel gain or loss n the Oilmen( e between the current vziise and Ile cost psis and would seneatly be your amble gin or loss if the sec oily was vold cn ths date The unreallecl(ta4 9lf ot loss may need to be adjusted for return of capital payments in oder to determine the realized gain or taus for tar reporting purposes. Investment tenon is the current value ITinu; the amount you imeged It toes not include shares that are not reflected on your statement, inciudng shares that have been realized as either a gan or a loss It also does not educe cash dvdends that were not reinvested Cost Price per shoe basis ft) on may 29 CD Value on UnrealizedIMO Investment Hddng Mai 291S) gain or loss (S) return (5) period 1,495.000 167.496 250,407.85 250,407.85 211.140 315,654.30 65,246.45 65,246.45 LT CNP70366005671642 NP7060191 539 03006 0515 030575004 Y123574550 COOkyfitite,00225tge 6 of 12 CONFIDENTIAL EFTA_00133001 EFTA01275138 *UBS UBS Strategic Advisor May 2015 Your assets . Equities (contimAd) Other equity investments Cost bares and gans and losses haw not been adjusted automatically for return or capital payments. Res'holed '<curl!),roues are estimatedloc Informational puli:OfeS See impoaan infommeon about your stafeenera at the end of this document For additional information Account name: GHISLAINE MAXWELL Your Financial Advisor: SCOTT STACK NWT/ LYLE CASRIEL 212-821-70001800-308-3140 PurchaSe pciCef Trade laurber Average price Cost Puce per share Value on Unrealized Hdclog itching date of shares per share 15) bass (I) on May 29 (5) MO/ 29 (1) gan or loss (1) Penod BLACKSTONE GROUP LFITHE UNIT REPSTG LTDPARTNERSHIP INT Symbol. BX Exchange. NYSE EAI: 42,961 Current yield. 607% Sep 15, 14 1,113000 32 319 35,972.05 43.800 48,749 40 12,777 35 ST Fixed income corporate bonds and notes Prices are comned from Independent quotation bureaus that use ccovaLtenzed limitation formulas to talc Sate current rives Actual market vanes may vay and thus beirrsllosses may not be accurately reflected. Cost basis has been &Lusted for ONfeted original issue dscount (01D) Coss basis has been Hddng HSBC FIN CORP NTS EUE RATE 02.900% MATURES 10x1915 ACCRUED INTEREST 1354 44 CUSP 40429XYB6 Moody. Baal SW. A EAI: 41,450 Current yield- 2.89°6 Oct 12,10 100,000.000 100000 100,000.00 100358 100,358.00 35800 LT GEM. ELEC CPTL CORP AD) RATE MATURES09 I 1/16 RT 00.478% CUSIP 3696262 V5 Moody Al S&P AA+ (Al. 4239 Current yield 048% Dec 11, 09 50,000000 90.789 45,394 SO l 100.221 50,110 50 4,71600 IT SAW OF AMER INTERNOTES NTS &E RATE 03.600% MATURES 11/ 1916 ACCRUED INTEREST 4210 00 CUSIP 06050WDW2 Moody. Baal SW AEAI: 45,400 Cureql yield. 3.55% Nov01, 10 150,000.000 ICOOCO 150,000.00 101.373 152,059.50 2,059.50 LT continued next page SONY GM 00022382 Trade Otte Iota face vaue a matuity (Sy Purchase price (I) &german< y adiustedfor amortization of bond ixerivurn using it* constant yield met hod If you have made a tax election to deduct the Orem urn ansclization on to able debt sec voles. you may request Lin alust cost basis for the bond premium amortization. le.lusted cut Onus (5) Price on May 29 (5) Value on May 29 (1) Unrealized liclang gan or loss (3) Period ClIPTC002005671643 NP700319I 53900036 MIS 03c675004 Y123574%0000300 Pegs 7 of 12 CONFIDENTIAL EFTA_00133002 EFTA01275139 *DUBS IBS 201 Strategic Advisor may 5 Account name: GHISLAINE MAXWELL YourK nand) Advisor: SCOTT STACK MAAY LYLE CASRIEL 212-821.7000/800308.3140 Your assets . Fixed income . Corporate bonds and notes (continued) flake Total raft vaue Purchase Agusted Puce on Vaue on Unreatiecl Hcickng Wring date a malt:11y (5) once (5) cost Daps (5) may 29 (5) May 29 (5) ga n 011055(H PerI00 1P MORGAN CHASE & CO MS WE RATE 07.900% MATURES 04x29'49 ACCRUED INTEREST 1954.58 CU9P 46625HHA1 Moody. Baa3 S&P B89- EAt 111,850 Current yield 7.4I% Original cost basis 4157,909 17 Dec 22, 09 150,000.000 105 120 157,680.791 106.650 159,975.00 2,294.21 LT Total $450,000.000 $453,075.29 $462,503.00 $9,427.77 Total accrued interest: 51.519.02 Total estimated annual income: $18,939 I ssdcaes cost basis inform/von powder, by you or another third pry. UBS PS has nu *lifted Hes infoimabon and Wei riOt gumantee its accuracy. Municipal securities Prices re obtained from independent quotation bureaus that use carptteritcvd vitiation formulas to ctscoum for sec twilit; issued al a ducunt. When original cost bail is displayed, anorbtalion ha been calculate current values Actual market vaues may vay and thus flialmilosses may not be wcuraely done using the commit yeld met bat otherel se amortization nas been done using the wage tine reflected COSI COPS h8S been autcenastaiy all oiled for mandatory amortizalicn of bOnd Venial) on method coupon tax-e)erret municipal sec unties using the constant geld method and for accreted plena issue Trade Total face value Purchase mit/tied Price PI V444 on untedized Hdcling Hddng date a maturity (I) pnce(5) cat teas (S) MW 29(5) May 29 (5) gen or loss (1) penod BIRDVILLE TX INDPT SCH D PREF BEM PRE.REFtnioco RATE 05.000% MATURES 0211929 PREREFUNDED 02(1917 0 100.03 ACCRUED INTEREST 61,299.99 CUSIP 090874U5 Moody- Aaa S&P Not rated (Al: 14,500 Ctsrent yield: 4 66% Orignal cost basis 193.704.74 Nov 14, 11 90,000.000 103.916 93,524.97 107.198 96,478.20 2,953.23 LT conmued next page cmp70009005671644 W706019'539 00006 0515 030575004 xi 23574550 COMBiyGek000228jne 8 of 12 CONFIDENTIAL EFTA_00I33003 EFTA01275140 *UBS UBS Strategic Advisor May 2015 Account name: GHISLAINE MAXWELL Your Nnandal Advisor: SCOTT STACKMANLYLE CAMEL 212-821-7030/800-308-3140 Your assets Fixed income . Municipal securities (continued) Tiede 7dai lace vat* Hddng date s maturity (I) Purchase nod) Ailusted cost ono (PI Nice on may 29 It value on may 29 ($1 unreand On or lost (1) Hddng Period MICHIGAN MUN BD RUTH FN BENI RATE 05.000% MATURES 10,01126 CALLABLE 10/011160100.00 ACCRUED INTEREST 1402.78 CU9P 59455TPF3 Moody- An S&P: AAA EAI: 32,500 Current yield: 4.71% Original cost basis. 355,424.00 Nov 22, 11 50,000.000 103.118 51,559.37 106.057 53,028.50 1,469.13 LT BIRCNIIIE TX INDPT SCH D BIM RATE 05.000% MATURES 02(1929 CALLABLE 02119t7 0 103.00 ACCRUED INTEREST 3144.44 CU9P 0908741M8 Moody Aaa S&P: AAA EAI: 3500 Current yield 4.69% Original cost basis 110.056.85 Nov 14, 11 10,000.000 100 592 10,059.2$ 106.664 10,666.40 607.15 LT MASSACHUSETTS ST FILTH & EDL FACS AU RV Et WEIW RATE 05.000% MATURES 0711932 CALLABLE 07/15/15 0 100.00 ACCRUED INTEREST 3930 55 CU9P 57586CFW0 Moody An S&P: AAA EAI: 32,500 Current yield: 4.97% Original cost basis. 154,040.00 Nov 22.11 50,000.000 100.288 50,144.26 100.585 50,292 50 148.24 LT Total Total accrued interest $2,777.76 Total estimated annual income: $10,000 $200,000.000 $205287.85 $210,465.60 $5,177.75 SDNY GM 00022384 CHP7000030367; 645 NP1000191S39 00006 0S1S 0305/5004 Y123574550000= Page 9 of 12 CONFIDENTIAL EFTA_00133004 EFTA01275141 ;It UBS UM Strategic Advisor may Your assets Fixed income (continued) Preferred securities Track dd. Account name: GHIKAINE MAXWELL fainter Purr lm* pore of shares per share If) Cost bars (S) Price per share al May 29 (1) value an May 29 (1) Your Knondd Advisor: SCOTT STACK MA:se LYLE CASRIEL 212-82 I -7000/800-308-3140 unrealized Hddng gam or Ion (SS period CITIGROUP CAPITAL XII EXCIFLT TRUST PFD 7 875% WE 10'30/2040 Symbol: C Eichangt WSE EAI: 319,690 Current geld. 7.58% COUNTRYVVIDE CAP V 7.000% WE IVOI/36 CALLABLE Symbol. CFC PR8 Exchange NYSE EAI: 37.350 Cfitent yield. 6.80% Total Total estimated annual income: 177,040 Oct 4, 10 10,000 000 26 130 261,300.00 25.990 259,930 00 • 1,400.00 LT Oct 26, 10 4,260.003 23.518 98,778.% 25.727 108,053 40 9,274 44 LT Commodities dosed end funds & Exchange traded products Total reinvested is the tots Cl al reinvested dedends It clots not include any cash deftest. I is not a to log for the purposes of determining rad rg periods or cost bans. The shares you receive each hme you mimed di:dente tecorne a separate tax lat. Cost bases 15 the told purchase cost or the security. inducing reinvesleddsidends The cost basis may need to be educed (a return Cl capital payments in order 10 deterrnne the at:lustedcosi tea for lac reposing purposes reflected on your statement, inctudng shares the haw been realized as either a grin or a loss n also dies not aidude CASh decked, that were rot reinvested Purcheae pike NUffbei Avela7 price Client COSI Prce per Shale Value on UnrealizedChad Investment Hold rag Hddng of shad." per share (S) n Men (1) basis (1) on May 79 CD Mw 29 pp gain or lass (I) return(5) period SPDR GOLD TRUST Symbol' GLD Trade date. Sep II, 12 190.000 167.689 31,860.98 31.860.98 114.103 21,679.00 .10,181.98 -10,181.9$ IT $360,072.96 $367,953.40 $7,874.44 untesiMea dad gaud or toss is the diligence between the current value and tee cost bags ma would generally be your temalde grin or loss III he secwily was saki co IM date. The unreal-led0Pa gran a loss may needlobe PiAinted for Plum of caPtal PArrnents in oder to determine the reared gain or logs for 41 recaling PUTOWS liwetamerrt (*Sum is the current value minus the Senaunl you i Melted It does riot include shares that re not CM70360705671646 Ni7OCOI9I 53900006 PSIS 030575004 Z17357455003WwGpvia 10 of 12 CONFIDENTIAL EFTA_00133005 EFTA01275142 SUBS UBS Strategic Advisor May 2015 Your assets (contrived) Your total assets Valve on May 29 (51 PeRenune ot your (Oust Cost OnSt3 (0 Estimated annual income (S) UnrealitO On or IOSS (5) Cash Cash and money balances 19,347.95 125% 19,347.95 Equities Common stock 94,580 46 83,721.41 2,464.00 10,859.05 Closed end f unds & Exchange traded products 315,654.30 250,407.85 5,893.00 65,246.45 Other equity investments 48,749.40 35,972.05 2,96100 12,777.35 Total equities 458.984.16 29.70% 370,101.31 11,318.00 88282.85 iixed income Corporate bonds and notes 462,503.00 453,075.29 18,939 03 9,427.71 Municipal SOCuntiOS 210,465.60 205287.85 10,000.00 5,177.75 Preferred securiues 367,953.40 360,078.96 27,040.00 7,874.44 Total accrued interest 4,296 78 Total fixed income 1,045,214.78 67.65% 1,018,442.10 55,979.00 22,479.90 Commodities Closed end funds & Exchange traded products 21.679.00 1.40% 31,860.98 .10.181.98 Total $1,545,229.89 100.00% $1,439,752.34 $67,297.00 $101,180.77 Account name: GHISLAINE MAXWELL Your Ilinand/I Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Account activity this month Date AcInny Desorption Amount (5) Dividend and interest income Taxable dividends Taxable interest May 22 Dwdend CMGROUP INC PA!D ON 358 17.90 Total taxable dividends $17.90 May I Dividend P MORGAN CHASE & C007 930% 042949 DTD042308FC103008 NTS WE PAID ON 150000 AS OF 04/30f1 5 CUSIP. 46625HHAI 5,925 00 May I Interest COUNTRYWIDE CAP V 7 000% OLE molt 36 CALLABLE PAID ON 4200 CUSIP: 222388209 1,837.50 May 7 inteteSt UBS BANK USA DEPOSIT ACCOUNT AS OF 090E/15 0.03 May I I Interest GENL ELK CPR CORP 00.458% 051116 DTD051107FC081107 MED TERM NTS PAID ON 50020 CUSP- 369626205 56.66 continued next page SONY GM 00022386 c sit703030c667164 7 N7700319153900036 MIS 030575064 Y123574550 000000 Page 11 of 12 CONFIDENTIAL EFTA_00 133006 EFTA01275143 *DUBS U K 201 Str5ategic Advisor May Account activity this month kontnued Account name: GH1SLAINE MAXWELL Your !gonadal Advisor: SCOTT STACK MANLYLE CASRIEL 212421.7000800-308-3140 Dale Activity Description Amount (S) Dividend and interestiacotrui (continixd) Taxa 64 interest (continued) May 15 Interest BANK OF AMER INTERNOTES 03 600% 111516 DTD110410FC051511 NTS RIE PAID ON 150000 CUSIP: 06050WDW2 2,700.00 Total taxable interest S10.519.19 Aascellaneous May 4 Ctvidend BLACKSTONE GROUP LP1THE UV REPSTG LTD PARTNERSHIP INT PAID ON 990.57 1113 Total miscellaneous 5990.57 Total dividend and interest income $11,527.56 Cie A( Way Descnplicn Arrount (S) Money balance activities Apr 30 Balance forward $2.8913A1 May 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,921.88 May 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 7,762.50 May 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 990.57 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906/15 0.03 May 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 56.66 May 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,700.00 May 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 17.90 May29 Closing UBS Bank USA Deposit Account $19,347.95 The UBS Sant USA Depaat Account is your primary sweep cpl.on CNP7C009005671648NP7000191539 00C•05 0515 030575004 Ts 23514$5000NAlre_GM_oocalkset 12 Of 12 End of statement for account number YI 23574 55 CONFIDENTIAL EFTA_00B3007 EFTA01275144 Important information about your statement DOS kiancial Swain Inc (the rim or Un Firwrocial Snap/ IS a ranter of al sneer security. acamoday aid spans octavo UBSF inmate Mae and 1*SBaiI.USA to alied tutialiral of OBS AG and Miriam of ulaS Soothes TLC the F castnalcial =cat it arable won few= The erm's weatheolliceStea U3S Raider Math km 1200 Haber Mae= Wea=n N107086 This statement aureate ally °flat ream/ of aur UPS Mama Sersices account Other records. except Statue docuesents. conuking conlang data stoat not be Med upon If you bat= ewe 6 an act 0•16001. pkwo mom it sernaliasely n wring to thelarch folthapir of the Ma swing you amount AthaJgh al f 9a; how are intend= a be a<0.010. ST aehint doter Toad rot be used for tat puposes Rey Sok./ on ye tend to Wm 04.. Form 1099. 508. 10425. 00 Wen peeping sour towpath thief ra is mut= by mar to reran tote RS al Ito) le dthands. re:pont/le non ladble cadent era lad= map eared en secuntes heU n your accost rat proceeds on sale tranuctons, aid cost bathoncotah cared %flaw; Cammathiallont wet the Pam • Neale reconfirm any oral OarmAle.atons es Ar6119t0 furrier prom your ritia neleding yokesayes undo the Mthlies toresta Protect= Act MA) • tone hum= instrlaiOn on the top WI of the from of this lanni is not IBS RU00215400:45. IBS Panda %otosmit yogi acccum as clearing broke by aktigenent with the radiated nsttuton We homed sou et thoretatiwilmo Mn you opened this =on in this raw, par keds and sage as re looted a U8S Fatinoal Moon aid not the rtrodurrig baker. aid you must mate a repo of ay era or °math to both Wm. All =count supplants shall be opened coma= and acne*e ft not oblate:Ito n tang withn 60 Ms • Please direct customer on-plants ce 1'01,05 athe (rows Client Real= DIIDitrnalt X201.352.1699 or alive a 806354-9103.8 00AM to 6 03 P ad Fl Malay thoouti today a In wrong to IBS Fonathal Sewdm he. Cant Relations Depatrrient PO Box 766 anon Crty NI 070:37 • ti case of errors co WHOM *cut al =won< ant transit.' (771 =Immo ce 155 Vet dW6 cad Nomadic= call 806762.1000 or nrce to LOS Frianta Sawn ht. 1000 Karts thed . 60 I ba. Weeteam. N) 07086. Ann itswasei servos Cat Cr =tea soon as pe cart d "'technic Fur stawnera or wept 6 %%fora ordeal need more hamar Loot atraahr on the atm= or rectal The Fen of= Rao fa ap loble)must hear Yom sou nO tater thm 60 day, alter the Wu Kat you the fist Maw= on =oh the race or problemmew= - troika sou- now and acootnt number a rod - Deicribe the MO. Or the winter pu te um= abskie dithaptan asdearly a mon any you Wes 4 is an error or any sou new awe nlametfen - Freida the data nuns od the unposed MCC The Moor Cad boor ail imatigate yOtr C011ptint ad will =tea any nor pramfly Pleas make al d,eO payato to the Furor the fats= nista ncicaed n to Mao of this staiernent h akt to ago= at Oust fieS. =OM may be Nbssici to ammo lea charges Ice Ise payna for source Dacha= aid elwcps for apad moats n cart scants Aaoonts ma ere tastes* to other astatons may be atipa to a baser fee SIBS Sweep Opt:ern U8S Offen OpWol for =Ming Cath batrCes btaxes to bank Moots at u858= USA and vaS AG Stanford bomb (Bark Swop Poyang M." nUrket Tient KM (Nom Fads) arid the hthrotional Dacia Accotnt COAlfor customers Mt as mientional testae Managonent Amour Iva* Iht Bat Sweep Yr011aftlf. C.O.t betimes re swept so WS Bat USA up to ai estab1shed kW and then to ISS AG Stamford Braley a a Money Fund Digests at LOS Bak USA are FOC mod n accordance with Ha: rules For a :Wean pane out wow Wm gm Deposits a DRS AG Hauf kanch a-id *Lare5C010-ify Folds rem titled by the FOC. Through Or On wadable to can =man re wept to deposer accounts a WS AG Moak= larch rd WS /4 Caplan Brant Monti/eta:ISJena MVO by theSDK Iladintes hal a the WS AG Chow Bunt ere Newark oposod TO the somearth risk of theCarnal Mids, and there it rot guano ix other 0 itatith of 16$ AG b May the bathos wit k On the 05 Camas's Biala boas Deposits a URS Bat USA rd each ORS AG Brach aro nm pnaected by 9PC Moe/ fond motes ere proceaecl by WC See 'WS Wawa Seam =cunt Fatedion- Moo Van you recUe2. =hoses n tie Bat Sweep Programs or OA ma he viltsaara aid shies of a tvtney Fund maybe liquids= rd the mama returned to you a yaw $00.filan acani Furter mfamten Lout wattle weep *Voce. indang anent mom ram and hats 5 MUM at ways ulna= smapaits, km your Corot Moiler re by calIng 806762-1000 UPS Folarecial Services mots poottaim The Fern is ameba of the Section ThieSIX Protection COpOratkei (SFO. Whim protects monies =oats of its =Moss tes to 1500000 (nctan; 1250.000 for dams tor cam) the 5PC sap yaw tines JPI>), 10 all accounts tau Fold n a palCaa" Madly The Fort together wth onan IlAates. ha also puschathl apploncatal macoon The manum avant payable to all SOW Writ collectuotrundo this protector 6 SSW maw as of Dt0Erthe la 2013 Sara tote pokya:edition, aid kintatcot rah at the Fen funhEr protected to up aSI 9 mean n the aflegae fir all your axolnsheU n a patio= camas, A full (boy Oi thepoky onledng 6 nib* upon ,e9./e2 The SIC protection rd to suramantal rasa both do not Spy to • Cenarantmeal teals controlled by OM Mead ay= account vibe) but held wayfrom util$Finaloya Sermon (eg. anal (RC= ZUBSBa&(e)cama 1185 AG Stamford branch. OD asusaxe Mans namg =albs? moil les. rid (0 thins of mutual knot awe such chases ft tog Penal Maly in the nit* d the aOthrt kiaio on the Woks and moth of the aplabaGilift or twat( agent). • (erten rothowni coats or norm% ntoN16 (o 9. 'maid parowshos and prvaeplawents) that are not mislead War the *limes Ad of 1933. and • formatescow= to 9.forge *wham and pralas metal contacts/. madlig Stares commas and cornmeal,WW1 comas The SF< protection aid the MohNrairral prune:ten do not why to these assetstend they Mem* appear staleneon The WC protean, and the 'soaks=a protection do not ;Mal again dungea n the mite vaned yo sr Westnintseitether as a resat of math monent. inset batten of l tis caTR) More Wormxon s rat* le Lech request vet may obtan mu* ilforrnalen *put SIC, hdudng the SVC Brocha• by conwrg SPC at 202.37143300m by witng tie SIC webMie at mm ofil Disideal Its Invosonem Program ORM) The asis rated= 4 al =aka pace you may Wean the aCtual pee to,. your Farowl Adeoor Only stale awes are wenn war CAP. partialities ail to soli and me •pawn be deposited in was amours lie do iliercl reithesthea pro applied by the issuer may dale from the mates ;Ste it whch the partial Mays ft sold Gmloftliou Only whole unit may be tad in tor ascant I you are entited to 'pat:Pont ae a awl! of abeatnd a= or ottynyiey cop fan wA ether 9c1 partialities a make pace or accept an avow deterred by a09MM cking agency. and cede your account loyosonentebloalyes the MVSInlen1 Waco= ma at profile are 5p2CIfiC to eath arum and my wry bel•seln item altoe the to amply n taring of any opt -ft dvnge n your Manna Mater or imestirkia awoke" For tads am= had. you choose one of the fo lowesg westa object.., • Amigo Cuero,: :Nome betrytnenhsteking the goafealbil of amome only • Adiese CapOtapplawon twonants *seeing torah proCpal rah. than:tie genecaon of name • Mame Connect an of income thc/CeptaAPPeualon ammo toot ay both me main of scone lid 70MM i% ornoleal Overall risk prelims • Consent,* Seas to mouth Mai pitapat van tow risk aid totality to the actors tot eon d ma meth the =sum does not genethes•thdont (mom or MUMS SW Ma/nokeep pea v.* inl LOCO • AttSeJi %%WNW MEW tomer& to anicAYI ad tolerate somthola Myth seek higher MUMS • kigretase Wing to mew hgh nik tO ;MOO dd hgh volaUtwo wet tuth rams cm tone Statanentfteselnaeling" We ray consolidate al Mad atop.", 9.3tegnitrIS MTh the. UMW WAWA in the saucier...lope Acanys troy eo reload for This anon bcciat toy hare ownen oho olio maitain pelt =on rilaionshps rah Ow dents at the sane address the prods 6 know. al • houselsoldra • I you pals to realm indititual ;natant, nuifid n apse CONFIDENTIAL ernes —sou nay deck. househollta by ding your Fessazial Adv.= Friendly mount name Dation* arc nate feats Warman the mu erased on the Hrws online sew= webs.. It 6a customizable *Mourne drawn by you to au you etch nut renraceryang It hp no bga effect on For Axoum you on mange yea Fready axon naives. °mouth Onlne Math of beccotacung yet &taxa Ackbor Aomonetwonsiew • vase of yaw faounapxffta tax of at= aid lisolites • ASzeb sncbdn adalicle call Maces wax-slot restated away (iv) rid Global Tone Deposits unrealized mats to motet ad ratan assets not held hype Porn Does not nchdeuranced smiltelassots a dseenfol the plot and weat =tern= pooch. a Mate Mora-M, urthested sack col tat and metPlb shot. options • hatkites tichdes debt berms. eastridia man bas. credit Int shed accoum bathos • CX1WITO/My bgincen TOES of damned mutat. cot biomes eke 185 Rat USA deposit =Won 1.55 AG Stanford Stanch depose balances and father matte mutual lira sweep =Saes a the dose of tie statement mod Worm= ity tee ask bathos h pas am arena stgregmed from Nag batmen and tve Fanny, use any 04 these =di n the ordarycourse of rts =Wm these funls tee payable tpon yov demand This Iola 6 inclatd in ow arrant penal dosioa value Lending information Foe deta.M ?donna ion on the rn'YPI40.9 y • achms and did:locum, mkt to pis Clan Walbeitp Agrefghttli or Accoart Arrant aid the Genoa/ Toms ad Conditons URS Staten= of Coat kali= Saba n AgatkwatS and tccttums a 322a5SakaglaegardaSa= Your am* You statement tomes senates and other assesheld n the =owl at the tad or tie stateroom period You may dt for &key of fully pad natives a any tuft You may weft searsim used a ban collated air Paatcl.alian balance due on them My await interred a the thing the tamers period am lined a ene.94 tab* if 01 the eft of the Tutornent penal • Cost bole n dettanfing the cos: basis of the sena inducted is ih6 statement deer rdkded vat tie tarter -1.' Firondal Servcesha read on intonation oblaised fain sources other than 155 Final= %aces. naidng narration ken another IT or that you my An piptikki n gout Foal Mar The FM does no tahrandenial veay Or guaranty ft nay a sal,* of an inerrnman provided by curers other to USSF Arca, Sefdtti it addeen Stough0$ Sandal Wake: moray updates m6 dormacn as c 6 rooked the inn does rot ortnIde any marmots eat ft nfirmatim under 'Cost ban. aid -Unrealized gaivaw is =ea* a of the day Of the. 01201.411 ds such please do not rayon this =carol n to Puke waive' a sae Oozes. Ice tar purposes a ofieffty ant animal to the for myreflect gsriloss nlormaiso orly for top perod tint they re held a the Pen. MorehiPoral Hamar, Cr be added by Aar FINNS 04/60( • Unstinted gains/bays IAN. Griot ornate .ern, ei envoi:Ye laelt:ISS 3'2 cosiales fte SDNYGM 00022388 EFTA_00 133008 EFTA01275145 Important information about your statement (continued) aferitbissaitykre The taaaron data a Naar lob mayor may not reflect aninissaans. Chagos ace seemly argent:ma awes DI/and and other remarna lots and saga* pad rice fats re 'sad% Gambia to dtaay one aread lhe • 'bade dae' cobra peewits the regal Waal en ter edam • Callable Narita lands and Hear stock Mal the &ire calt for alyrrlerphonerd bewailed tartar by lot tom amass a .Hanes of that 69.* harkl si out neaten teenier nano for or eats Cat lean idcrrntm is rata tom thed pea and as rota, rs rot grevamed One call ferns nay egg wash could affect yea ornate manna end be provided open reg-red • CartifrateS of deposit(COs) COs ale RMC mead opt 1293.000 re principal aid Saud ',,eel pre depositor and per ckpapie-y ratan. n accara with iDe: nits • pnoweakie aces dopiest Ice YPOrniles an10thfr products wtay be niter cr bar tar the ma that you te0u id actually recewe in the make; PrCeS are Waned from varKuS Tied easy sources each we awe to be relaba but we do not gauge eel' a:cracy - Wo rarely ne the dosng dna when aralebk• cr the Meal or the bid aid ask aces a Iva secures awl *pan Or ay tad pros for OTC eons - fez aline* yard warms my be priced rang a wawa near a lamest rani at we °read a-Merano' Mkt an aches mate pine or mar - Cman postai may apex sera a pre aid wall show 'price was rat mailable' if we are table to obtan a pew for a Harty - Deposes Or stories dawns& n orricroes otter ihn u S alters are related a the traturgor4e as of the Parra! date - For oral sentries Imam on011-CCeralthrig deromnatas. Hoe and quality dacetar/mar bale been We-Medea WM:Meprow %warm To obtain Guilin: qa)1.244n. Men arallaele.COrcaa you Franca AMsor • Pasta benstreems and serterund products. Swag ensnare was ancbang direct priacioation pagan art real estate nommen" fist salted/ and Valved pertudS Seared., hgloy dad (elan sacra prrakicts ran not been rettiored owe) the Sthan*S and en:aaVr Ccenmss,an a uncle( any state lectures lads We made estmaed eaten a Hate mermen sows ad sacred products for rrforamenalpumosncely AcathICY s rot 9uthanieed - Memvases mayeffer sthstanally tan pica day ath average nyestrnere satiety cc structured gala maybe taiga a sold and do not nasally want the vale you may ranee upri lculdaton - Th rd pay inmates of tar are as of a ran tame aid re implard lo UBS Senors on a regu It bar by an ndepenclent eruption fern l“nte, Sentra Parma Ce SaCelSOr milliard vire. d my. all stapled to the rem by ?resew. general game co armor and may be Cab-NW based on efferent Woman from Mat uxd by tad purees to cleat thee estkrutcd valor - You cal obtain adrenal stomata regaling the methodology used to determine the earns, of vat and eh. dace of the tann.von to is the bate a the enema by your Anneal Adria - 'Mk.) parry aerated vacs may be reflected as 'Nat priced' n sewed swans whin an irepenant taxa fen has Mt weed of 6 wale b assign a value vein we beam aware Pal arnierill were hat *coned tha Illy olla canyenly reposed iota too dUeSIOn. a whirl awes mad be highly meortatue duo to the tutu. of the :early - Pawn caber an Aspp general paw a sponsor estimated wanes a in (Mealy enema raw is pared. the war of the warty al Declarer teen As paha pea - 'Orrations to car may abbewan of cal. frome a both • Oftgeol urn she' remants the Metal ellen.; price ewer red may not reflect your pod bar . iteadaed rarities Restricted tames generaly tee not anteitty tent* for pabk Sale IRS inaxial Stawces Was the mane price of the osinntriled stock of the sane our a an rrouridvabefor falhe randed stirs be rumors of Ms sane rs one To the cam that reacted se rely at elatile for sale. Me talesneered nay be satsuma, lots Than the inure] wive *o • In. ORinIted) anwayields and rata. An tstiMate of sad nave is based on astern dread end ntwere ern. atnirg the trowities will be held for one year from siaement date or ea away The tainate a onb a grant aCCuraCy rid OXItelued Mame re not garrameed - E9nutedanua mane and amen yield /Of tartan tpsol mann oar tidude drain of mix:O or caul gansnach case the eSt rare (ad Went yield/ would be matted - Maya renal naome aid nrrent 5441 aid the .'duct Score and yield night be lower et hgher the the named amens - An ev elite of awaleed inane 0 'rider ander meat dead by the cora makes valsdatema balers rs lased on the lag demand or mica papa em made byte Aar and a ames a secernef Moors wit be holder one year am the stainer &Nor ate meaty AnatacY ad continued lad as not guaranteed • Amer not held by WS Financial Seam Corun asset, all not NObyteWm ad not withn the fines postern or envoi rhea assets re asplayed m your award for Monnananal mane only Posbas ad was prattled re proyard by the issuer; fa 1185 f nett Saws A not remonsble for this nfornmbn and doesnet grade* as adia, mese arts tenet Hoard by SSC re the Ferns sopplearda Sat coverage • Revenue &ming and addkionalcompeasadon - h additnu to darilninoni on sake aid I2b.1 lees rased in conneaco with the datreuton of nava finds toots dents we arra ow *AM repay (Wetbe Nang pa/luau from darbutors ad or Jason of the mutual funds that we toll lase anent; are bared m hem damn atroonents fJ the amount 01 mislay WS of a partcuLt mutual had laity to me sterns. ar(e rue reset sae of a panailr mutual fad fagl sans ad a a lin - Nee alder allbre also acre rawang aid onaisprocesung lees n consideration for trailer agent makes that we Kende to !hem:coal funds These fees generale re pad Ma imenor awn in the mutual luid and at atria delft mane bawl on the numb.' el accals at the roble-dear hotting mutual lads of lea had laniV - In akil ion to 0)nranSeXIS referred m corneakon weh a tabor darbutran of arnury art= ad ina nard.ma tnni unit tom, dents. we a/Hour alas* Nene rata Mang CerranSaben from marof me rearm compeer. adman) the a-ruity wars Oran of the heraneecornenen ixsponsors ea the unt mama trusts he dartute - Ott al dates also reveretrading commiswin and oat conmenution from mental hobs aid arra Corinna whose preens we distbute - aerate...al arra fee torn 66$13ar uSe. ad UPS AG %sited &mill of up to 12$ pH =our sweeping to the baxs war the MS Bra Sweep Prograns Baldry Homan nagardng cora-sans sr other Wooed connection wish the Haagen of vales rearag cpbon treactons has been neared co ccednaons pact* teethed ie you. aid al be pa:a to you romp* on awed Slat lug If you aengaged in tort stelhg a warily. you may Mar a Magna to anal beware coos foetal palcula stony Open cam Regaling Open or "goodtibcancelled • orders that ape not eraited by the Staerneen date. Opel buy and Sell Step ceders re taxed by to amount of Wedendscr ran on • adieachor angles die unless retard mania by you You tee responsble for orders fall are executed die to your fare is cansal swag open Has Tar witholditg on fenraitions fan UK Planar Senior IRAs Federal tar law Mowed IRS Nada Servers to withhold Scone to from yar tackle dos avianA tut you my rata nor lob*w kernels( weltholi or. instead. you May erect to ham lee weald a era or naiad maw as you choose Yes Heston ea learn n ef lect unta rented by you You may revoke your election a why I Me by main anew earn if you do not haw catch ncometa. attar lean yOUrniOrIS. you maybe revocable to a pane of atnadta. You manor prams hl rue moults Mena and your Heated lw panties se not equal to yOur tar rkliptar Peary To at an eater owners Orr Priery Maim pia* anted F natral Nato: Halton meant al yaw vas comemoneolev 1.6Seinawialavezes 6 not a bals The MAA. Buenas SencesAaant BSA and ANA re beCaef age leant, MO bade ants to bat rte services ad preduCtS though anamewnts wed ablated balks an other and party bars ad pares acme !Cr tuna aid amity anaCtle isertd by orate dated the/many teranCe corrpaa through mince agency subsea a of utS andel Sean hp t rrepant. ovate. and aauly products Nat FOC hared • No bank ;wawa May lose value PaAA Berretta artmaynuni bCCOUlt. %Sire% SeN4f5 aceum BSA. Ilea and nteMabralal RECOute Aallaretat CONFIDENTIAL Account at regillercd serves mats of UPS Faecal Semites ter Sava is a misted sake rat of visa karnmical LEG Mesa Smear* Had cads ad 165 Visa debn cards as mad byllES gal USA wen amtwon from V ea u S A ihreparatcd UPS Financial Strata Inc Rev 201407 SDNY_GM00022389 EFTA 00133009 EFTA01275146 *UBS ties FelelinCial Services IriC 299 Park Avenue 25th Floor New York. NY 1 017 14:002 CNP7C06555363 0615 X12356 Y1 0 Account name: GHIStAINE MAXWELL UBS Strategic Advisor June 2015 GH1SLAINE MAXWELL 116 E 6511-1 STREET NEW YORK NY 10065-7007 Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL Phone' 212.371.7000/800.30R-3140 Questions about your statement? Call co.4 hinan:ia: Advisor or tre Value of your account As a service to you, your portfoko value of 31,531,445 79 includes accrued interest RMA Resourceline at 800-RMA-1000, account 029023574 on May 29 (S) on lune 30 (3) Your assets 1,545,229 89 1,531,445 79 Melt our websIte: envw.ubscomifinancia'services Your liabilities aoo 0.00 Value of your account 11,545,229.89 31,531,445.79 Accrued interest in value above 34,296.78 16,893 05 Sources of your account growth Tracking the value the UC.311C: of your account ducky 2015 Value of your account at yes end 2014 41,524344 34 Net deposits aid • 15452 1,531.4 viiitdra#4$ -37994529 Your nvestriwnt return ()Wend and interest income 138870.65 Change in value of accrued interest 450.84 Change in market vita -39.773.07 Dec 2014 May 2015 Jun 2015 Value of your account on1w130, 2015 S1,531,445.79 SDNY GM 00022390 Member SIPC C NP7C003005566363 NV7003304218 00036 C615 030575004 Y123574550 11 1011 Page 1 of 12 CONFIDENTIAL EF1'A_00133010 EFTA01275147 SUBS UBS Strategic Advisor lure 2015 Your account balance sheet Account name: GHISLAINE MAXWELL The value of your acoum includes assets hell a L€S and caftan assess held ancarlfcm UR& See page I for more reformation. Summary of your assets Value on lune 30 (I) Percentage of your account A B Cash and money balances 19,889.72 1.30% Your current asset allocation Cash alternatives ace 0.00% C Equities D Fixed income E Non-traditional F Commodities G Other Total snots Value of your account 444,578.42 29.03% 1,045,627.35 68.28% 0.00 0.00% 21,350.30 1.39% 0.00 0.00% $1,531,445.79 100.00% S1,531,445.79 FA Eye on the markets Your It Rancid Advisor. SCOTT STACK MANLYLE CASRIEL 2124214000/800-308-3140 Cash and money balances may Mdude available cash balances, 085 Bank USA deposit account balances, 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change lune 2015 Year to date S&P 500 -1.94% 1.23% Russell 3000 -1.67% 1.94% MSC I - Europe, Australia & Far East -2.80% 5.88% Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2015 One-montn LIBOR; 0.19% -1.09% -0.10% CNP700C90065563.54 NP70003042 le COCOS 0515 0305750CM VI 23 574550 1 I gareGitocontme 2 of 12 CONFIDENTIAL EFTA_001330 EFTA01275148 *MIS UBS Strategic Advisor June 2015 Amount name: GHISLAINE MAXWELL Change in the value of your account Summary of gains and losses lune2015(3) Year to date (I) Opening account value $1,545,229.89 $1,584,344.34 Deposits, including investments transferred in 0.00 1,998.72 Withdrawals and fees, including investments transferred out 0.00 -81,944.01 Dividend and interest income 541.77 36,870.65 Change in value of accrued interest 2,596.27 -50.84 Change in market value -16,922.14 -9,773.07 Closing account value $1,531,445.79 $1,531,445.79 Dividend and interest income earned For purposes of this statement, terabit), of interest and dnidend income has been determined from a US fat reP7dIng perspective. Bared upon the residence of the account holder, account type, or product type. some Interest dolor dvidend payments may not be Subject to United States (US) ardor Puerto Rico (PR) Income tares. The dent monthly statement is not intended to he used and cannot be relied ueOn for tar purposes. Clients should refer to the applictie tar reporting forms they receive Iran uBS annualy such as the forms 1099 and the Farm aeo, fa tar repining infoimatiOn It Is the practice of UBS to file the apt:hug:de tar reporting forms With the US Internal Revenue SeMte end PR Treasury °enactment. and in such forms accutatety drily <Roden* ardor interest as tar <ain't or teereble income. Mese consult you' Ind sidual tar PrePeiel June 2015 (4) Year to date (I) Taxable dividends 541 48 4,212.03 Taxable interest 0 29 25,799 91 Tax-esempt interest 0 00 5,000 00 Miscellaneous 0 00 1,858 71 Total current year $541.77 $36,870.65 Total dividend & interest $541.77 $36,870.65 Your it nandal Advisor: SCOTT STACK MANf LYLE CASRIEL 212-821-7000800-308-3140 Wives reported telow exclude products for which gam and losses are not (testified Realized gains and losses Unrealized June 2015 (1) Year to date (I) gains and loses (5) Short terrn 0.00 0.00 9,516 26 Long teen 0.00 0.00 75,134 67 Total $0.00 $0.00 $84,650.93 Cash activity summary See Account activity the month tot dela Is Balances in your SweepOptions are indueed in the opening and closing balances roue. FDIC insurance aopies only to deposits MUSS Rank USA, not to deposits at LOS AG, Stanford Branch or bank deposits paced through the 05$ intemaionef Deposit Account pooram SIPC protection applies to morwy market sweep fund holding; but not bare deposits See Important inhumation abOutyOut statement on the last two pages l this document for detals lune 2015 (5) year to date (S) Opening balances $19,347.95 $464.36 Additiorrs Deposits and other funds credited 0 00 1,998.72 Divdend and interest income 541.77 36,870.65 Proceeds from investment transactions 0.00 62,500.00 Total additions $541.77 $101,369.37 Subtractions Professional management fees and related services 000 -3,949.58 Other funds debited 0 CO -77,994.43 Total subtractions $0.00 -$81,944.01 Net cash flow $541.77 $19,425.36 Closing balances $19,889.72 $19,889.72 SDNY GM 00022392 ClIP7C0033C6566365NP70033042I B 00036 0615 030575004 7123574550111011 CONFIDENTIAL Page 3 of 12 EFTA_001330 12 EFTA01275149 *UBS UBS Strategic Advisor lure 2015 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Deposit balance May 7 $16,573.39 Closing UBS Bank USA Deposit balance Jun 4 $19,348.24 Number of days in interest period 29 Average daily balance $18,302.32 Interest earned $0 .29 Annual percentage yield earned 0.02% Account name: GHISLAINE MAXWELL Your Itsandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308.3140 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact your Friancial Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment eligibility consderaPon None selected Your account instructions • You account cost bass default closing method is FIFO, First In, First Out CHER:009006566366 NP70003042 IS 00036 COS 030575004 Y123574550 II tbilyGro00022tne 4 2 CONFIDENTIAL EFTA 00133013 EFTA01275150 4UBS UBS Strategic Advisor lune 2015 Your assets Acoount name: GHISLAINE MAXWELL Your Si sandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-7000'800-308-3140 Sane prices, inconle and current vdues shown may be approxirnate. AS a rest*. mdlosses may nol be accurately refkatd. See Important info/nation atiout your statement a the end of the dzourneM for more information. Cash Cash and money balances Cash and moo?), balances may include avaldole cash balances, UBS Bar* USA deposit account balances, UBS AG Staraord Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the PDC vAlhn applicable limits, but are net protected by SIPC UBS AG Stanford Brans h deposit sec num balances an not ensured by FDIC and ate not protected by SiPC Money market sweep balances are protected by 9PC but are not insured by the FDIC. See the rmportant information about sour statement at the end of this document for details about those Sanas. Hddng U85 BANK USA CEP ACCT 19,347 95 19,889.72 250.000.00 Opermg bdaxe Cloung tolaxe Price per sheet Asenage on lun (1) on tun 30(S) on lun 30 (1) rate Drink net Interest period Days in period Crp anounl C1) Equities Common stock Purchase pried Trade Weber Average price Price per share value on Unedited Hddng Hddng date of shares per share (5) Cost basis (S) on fun 30(11 Jun 30(S) gain or loss (1) Period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield- 118% May 17, 11 303.003 11 860 3,593 84 17.020 5,157.06 1,563.22 LT km21, II 313.000 10.670 3,33986 17.020 5,327.26 1,987.40 LT Aug 2, 11 328.000 9.802 3215 15 17.020 5,582.56 2367.41 LT Security total 944.000 10 751 10,148 85 16,066 88 5,918.03 OTIGROUP INC Symbol: C Exchanger: NYSE EAI: 472 Current yield: 0.36% May 17, 11 115 000 Al 249 4,743 71 55.240 6.352 60 1,608.89 LT Jun 21, II 121.000 38 285 4,632 57 55.240 6,684 04 2,051.47 LT Aug 2, I 1 122.000 38.297 4,672 24 55.240 6,739 28 2,067.04 LT Security total 355 003 39 242 14,04852 19,77592 5727.40 continued next page SONY GM 00022394 C hiP7000?306566367 NP7003304218 00036 C615 03057 9004 Y173574550111011 Page S of 12 CONFIDENTIAL EFTA_00133014 EFTA01275151 *U BS UBS Strategic Advisor June 2015 Your assets . Equities . common stock (Continued) Hddng Track date ',umber of shares Purchase pncer Average ()rife per share (SI Cost basis (S) Price per share on lun 300) value on Jun 30 (Si unedited gain or loss (1) Hddng Period GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAR: $1,977 Current yield: 4.32% Nov 18, 10 1373000 36 416 50,030 00 33.330 45,762 09 4,237.91 LT SCHLUMBERGER LTD NETHERLANDS ANI1LLES Symbol: 9.8 Exchange. NYSE EAR: $226 Current yield 2 32% May 17, 11 37.030 81 270 3,007 00 86.190 3,189.03 182.03 LT AA 21. II 40.000 82 436 3,297.45 86.190 3,447.60 150.15 LT Aug 2, I 1 36.000 89 433 3,219.59 86.190 3,102.84 -116.75 LT Security total 13 003 84 284 9,524.04 9,739.47 215 43 Total 483.721.41 $91,344.36 47,622.95 Total estimated annual income: $2,464 Account name: GH1SLAINE MAXWELL Your Amends' Advisor: SCOTT STACK MAMLYLE CASRIEL 212.82 1-7000800-308.3 140 Closed end funds at Exchange traded products twat renweged is the total d a reinvested dwdends n does not include any cash &Mends it is not lot fix the Purposes of determining hddng periods or cost basis. The shares you receive each time you (omen d %Wends become a separate tax lot. con bases is the fora purchase cost of the security. Ind udng reinvested d v4ends The cost basis may need to be Eluded for return or capita payments in or0er Vs delenrene the alusied cost basis to tar reporlog purposes. Nicene SPCA S&P 500 En TR Symbol. SPY Trade date: Ail 12, 13 (Al: $6,032 Current yield. 196% PurchaSe puce Number Average Nice client of shares per same ($) rwestrnent (1) 1,495.000 167 496 250.407 85 tinier/n*0 (tav) van or as g the difference between the current Wive and I te cost bars and would generate/ be your treadle gain or loss If the secunty was sdd co Its date. The unreatied haO Carl 0 Ms may need to be adjusted for return of cards payments in older to determine the reared gain or Ices for tax reponng lasn1105e5. investment teturn is the current value minus the arount you invested n does not include shames that me not reflected on yourslatement. includ no stores than have been realized as either a gin or a loss it also don not indsich cash dvdends rho) were nol AM:rested COSI MCP Der share basis ft) on Jun 30 CP value on Unrealized UM lerreerenent HOlg ng tin 30 (1) gain or loSS (SI return (S) Period 250,407 85 205 850 307,745.75 57,337 90 57,337 90 LT 0470003006566368 WT0033042 IS 00006 0615 030575004 YI 23 5 74550 I 1 myKyy_Gpsa_0002215fle 6 01 12 CONFIDENTIAL EFTA_00133015 EFTA01275152 UBS UBS Strategic Advisor Jury? 2015 Account name: Your assets a Equities (continued) Other equity investments Cost bares and gans and losses have not been adjusted autansicany for return of capital pennents. Pestncled security values we estimated for Informational purposes. See wn portant ihromistion thous you statement at the end of this doturrent for adefronal informal ion. Purchase pike Trade Knott Average pike Cat Puce pet share Value on Unrealized Hdding Hddng date Of shares per she* (V base(!) on Jun 30(S) Jun 30 ft/ gen orloss(S) Period 8LACKSTOFE GROUP LPITHE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange: NYSE EAI: 32,961 °Arent yield:6.51% Sep IS, 14 1,113.000 32 319 35,972.05 40.870 45,488 31 9,51&26 ST Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7030/800-308-3140 Fixed income Corporate bonds and notes Prices are cotaned from Independenl quotation bureaus that use magi/totted vat ration formulas to tak date current values. Actual market veins may vary and thus tainsrlosses may not be accweely reflected. Cost basis has been adusted for exc reed onainal issue cescouni (OIO). Cost basis has been Trade Total face %Sue Hddng dee a nen wily (S) I-68C RN CORP NTS WE RATE 02.900% MATURES 10l 19 I 5 ACCRUED INTEREST $604.17 CUSIP 40429XYB6 Moody. Baa I S&P. A EAI: $1,450 °Arent yield: 2.89% Oct 12, 10 100,000.000 GEM. ELEC CPTL CORP ADJ RATE MATURES0911116 RT 00.478% CUSP 3696262/5 Moody- Al S8P: AA+ EAI: 1239 Current yield 0.48% Dec 11, 09 50.000.000 BANK OF AMER INTERNOTES NTS BiE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 467500 CU9P 06050WDW2 Moody. Baal S&P. .4- F.AI: 15,400 Current yield: 3.55% Nov 01, 10 150.000.000 Purchae rake (s) automatically sdusted for amonizeion of bond prenum using the constant yield method If you have trade a tar election to deduct the premium enutzation on Wait Gabe sec unties, you wog leanest UBS azIust cat bans for the toad premium amortization. Adusted Price on value on Unrealized Hddng cost base (S) Jun 30(5) Jun 30 ft) gen WOOS (a) pined 100000 100,000.00 100.396 100,396.00 396.00 LT 90.789 45,394.501 100.186 50,093.00 4,698.50 LT 103.000 150,000.00 101.327 151,990.50 1,990.50 LT contorted next page SDNY GM 00022396 0070003006556369 NP700330421$ C0036 C615 030575004 Y123574550 111011 Pogo 7 of 12 CONFIDENTIAL EFTA_00133016 EFTA01275153 *UBS U BS Strategic Advisor lune 2015 Account name: GHISLAINE MAXWELL Your assets . Fixed income . Corporate bonds and notes (continued) Wong MORGAN CHASE & CO MS WE RATE 07.900% MATURES OW 29(49 ACCRUED INTEREST 31,97500 CUSP 46625HHA1 Moody Baa3 S&P BBBEAI: 111,850 Current yield. 7.47% Original cost basis 1157,909.17 Dec 22, 09 150,000.000 105 117 157,676 35 I 105.775 158,662.50 986.15 LT Total 5450,000.000 $453,070.85 $461,142.00 $8,071.15 Total accrued interest $3,254.17 Total estimated annual income: $18,939 inckales cost basis information prosided by you or another thrd Daly. Li BS FS has nu reified tNs information and Coes not guarantee its accuracy trale late rctaitxt taw rnalvily (S) PurChaSe vice ( A/lusted cost basis (I) Price on Jun 30(5) value on run 30 (1) Your A Bendel Advisor: SCOTT STACK MANY LYLE CASRIEL 212.821.7000/800.308.3140 unrealized Hddng gen or IOSS (3) period Municipal securities Prices an obtained from independent quotation bureaus that use carputerized vitiation formulas to dscount for securities issued at a dracarni when original cost basis it idspiard, anciihtation ha been caudate current vaues actual market yaws may vary and thus windlasses may not be accurately clone using the constant yieldmet hod othensise amonizarion has been done using the straght line reflected. Cost basis has been automat:fatly acl ailed for mandator, amonizalicn of bond prerri um on method coupon tax-eterrpt municpa 5Kunties using the constant yell method and for accreted ceigind issue Hddng BIRDVILLE Tx INGOT SCH D PREF BEIR1 PRE.REFUNDED RATE 05.000% MATURES 0211929 PREREFUNDED 02/1917 9 100.00 ACCRUED INTEREST 11,687.50 CUSP 090874U5 Moody- Aaa S&P: Not rated EA1 14,500 Cterent yield 4 67% Original cost basis 193.704.74 trade dare Total fat value is maturity (t) Pu [chase pnce(S) /Austad cat bars (El NC! PI Jun 30(5) value on tun 30 (S) Unreilzed Hddng gain of loss CO penod Nov 14, 11 90,000.000 103 716 93,344.91 106.999 96299.10 2,954.19 LT continued next page CNP7C009006566370NP70C03042 IS C0036 0615 030575004 Y123574550 IIty,york0002213tir it of 12 CONFIDENTIAL EFTA_00133017 EFTA01275154 *LIDS UBS Strategic Advisor Amount name: GHISLAINE MAXWELL Your Maenad Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Your assets Fixed income . Municipal securities (continued) Dade fetal face vaue Hating dale a rmitalv Purchase nciustea cost basis (1) Pntton Jun 30 (1) Mixon Jun 30 (t) unrealized gun or loss CS acIdng POW MICHIGAN MUN BD AUTH RV BEM RATE 05.000% MATURES 1001/26 CALLABLE 10/01/160 100.00 ACCRUED INTEREST 461805 CUSIP 59455TPF3 Moody Aaa S&P: AAA EAI: 42,500 arrant yield: 4.73% Original cost basis 355,424.00 Nov 22, 11 50,000.000 102.914 51,457.13 105.630 52,815.00 1,357.87 LT BIROVILLE TX INDPT SCH D BD& RATE 05.000% MATURES 02(1929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 3187.50 CUSIP 090874LM8 Moody Aaa SW: AAA EAI: 4500 Current yield 4.70% Original cost bat 310,056.85 Nov 14, 11 10,000.000 100562 10,056.27 106.282 10,62820 571.93 LT MASSACHUSETTS ST I-LTH & EDI SACS AU RV B WEIR, MATURITY CALL RATE 05.000% MATURES 0711932 CALLABLE 0711915 0 100.00 ACCRUED INTEREST 51,145.83 CUSIP 57586CFW0 Moody Aaa SEP: AAA EM: 42,500 arrant yield: 4.99% Original cost basis 354,040.00 Nov 22, 11 50,000.000 100.083 50,041.68 100.200 50,100.00 58.32 LT Total Total accrued interest 93.63818 Total estimated annual income: 510.000 $200,000,800 9204,899.99 9309,84230 54,94231 SDNY GM 00022398 0070003006556371 NP7000304216 C0006 C615 030575001 Y123574550 111011 Page 9 of 12 CONFIDENTIAL EFTA_00133018 EFTA01275155 ;It UBS U BS Strategic Advisor lure 2015 Your assets Fixed income (continued) Preferred securities H-Idng OTIGROUP CAPITAL Mil FXDfFLT TRUST PFD 7 875% WE 10'30/2040 Symbol, C (+change- NYSE EAI: 119,690 Current geld 7.58% Oct 4, 10 10,000 000 26 130 261,300 00 25.960 259,600 00 • 1,70000 LT COUNTRYWIDE CAP V 7.000% WE I U01/36 CALLABLE Symbol CFC PR8 Exchange NYSE (Al: $7,350 asiem yield. 6.80% Oct 26, 10 4200.000 23.518 98,778% 25.750 108,150.00 9,371 04 LT Total $360,078.96 $367,750.00 $7,671.04 Total estimated annual income: $27,040 Trale Ode Account name: GHISLAINE MAXWELL Wither Purc lase price of shares per shay (S) Cost bet; (t) Plitt pet share on Jun 30(11 Value on tun 30 (1) Your Pinancial Advisor: SCOTT STACK Mid/LYLE CASRIEL 212-821.70001800-3083140 Unrealized Hating gan or loss (I) period Commodities dosed end funds & Exchange traded products Total reinvested us the told d S reinvested dtlends. 11 does not inducte any cash dvictiscla It is not eta lot for the purposes of determining ricuirg periods or cost basis. The shares you receive etch lime you reinwsi dsidend Scorn. a separate tax tot. Con bases iS the 'Old purchase cost of the security. Indudng reinseded of **Ads The cost basis may need to be &fussedfoe return Cl capital payments in order to Oeterrnne the at:lustedcost Wen for lac reposing posts tenteakel (to) gain or toss n the dfferenCe between the current value and t le cost bads and would general/ be your babe On or loss If the sec tray was sold on let dale me unreal-zed(tro) grans loss may need b be adtitted for rat urn of capita payments in oder to determine the realized gain or las for tax reporting purposes. liweament (*turn is the current value minus the arount you in...toed It does not include shares that are not reflected on your statement, includng shares that haw been realized as either a gen or a loss It also does not .!dude Cash dvderds that were nol reinvested PurchaSe PI(/ Number Average price Client Cost Price per share Value on Unrealizedate) Investment Hddng Hddng of Thames per share (V investment (1) basis (1) on tun 30 (11 i sn 30 (1) gun or loss (1) return (S) period SPDR GOLD TRUST Symbol GLO Trade date: Sep 11, 12 190.000 567.689 31,860.98 31.860.98 112.370 21,350.30 40,510.68 -10,510.68 LT CNP7C003005566372 NP70003042 IS C0036 0515 030575004 T123 574550 11 5UNY Gm0002Msek 10 of 12 CONFIDENTIAL EFTA_00 I 330 19 EFTA01275156 UBS Strategic Advisor UBS June 2015 Your aSSetS(ccoolued1 Your total assets Yteue on Jun 30 (S) Percentage of your account Cost bans (S) Blirrated amid Worry (Si Ureetired gen or loss (S) Cash Cash and money babies 19,889.72 1.30% 19,889.72 Equities Common stock 91,344.36 83,721.41 2,464.00 7,622.95 Closed end funds & Exchange traded products 307,745.75 250,407.85 6,032.00 57,337.90 Other equity investments 45,498.31 35.97205 2,961 00 9,516.26 Total equities 444,578A2 29.03% 370,101.31 11,457.00 74,477.11 Mired income Corporate bonds and notes 461,142.00 453,070.85 18,939 00 8,071.15 Municipal securities 209,842.30 204,899.99 10,000.00 4942.31 Preferred securities 367,750.00 360,078.96 27,04000 7,671.04 Total accrued interest 6,893 05 Total fixed income 1,045,627.35 68.28% 1,018,049.80 55,979.00 20,684.50 Commodities Closed end funds 8, Exchange traded products 21.350.30 139% 31.860.98 -10.510.68 Total $1,531,445.79 100.00% $1,439,901.81 $67,436.00 584,650.93 Amount name: GHISLAINE MAXWELL Your finantial Advisor: SCOTT STACKMANLYIE CASRIEL 212-821-7CM/800-308-3140 Account activity this month Date Aclhity Descrotion Anoint (5) Dividend and interestincome Taxable dividends Taxable interest Jun 23 Cividend GENERAL MOTORS CO PAID ON 1373 494.28 Jun 26 Dvidend BANK OF AMER CORP PAID ON 944 47.20 Total taxable dividends 5541A8 Jun 5 Interest UBS BANK VSA DEPOSIT ACCOUNT AS OF 0604/15 0.29 Total taxable interest $0.29 Total dividend and interest income $541.77 SDNY GM 00022400 CNP70003006556373NP70003042113 00006 0615 030575004 YI23574550111011 Pegs 11 of 12 CONFIDENTIAL EFTA_00133020 EFTA01275157 *UBS UBS Strategic Advisor June 2015 Account activity this month (contnueCO Date Actmty Descnocn Mount a) Money balance ectivities May 29 galena forward $19,30795 Jun 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF C604/15 0.29 Jun 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 494.28 Jun 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 47.20 Jun 30 Closing UIS lank USA Deposit Account fiteesn Account name: GHISLAINE MAXWELL Your Ignandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212 -821-7000i 800-308.3140 The UBS Bank USA Deposit kcount Is your primary sweep cowl CNP7C009005566374 NP70003042 IS 00036 PM 030575004 YI23574S50 1 1 grohyGfri0002te4 12 of 12 End of statement for account number Y I 23574 55 CONFIDENTIAL EFTA_00133021 EFTA01275158 Important information about your statement IBS Ferrier Servos Inc (the rim a Un Firwrocial Strioes). is a mentor of al pexpal security. cannodity and woos edurges 1185 f intend *vote and utSBant.I.Pnot ay Siva aulailiras of IBS AG and Wares of LOS Stoskin u.0 the F nes teeing sweet it ?enable upon reared the Frin's neerme of at a U3S Foaled Seem to 1200 Hate litculwad Vreta)a at NJ 07086 lhis =tonere reprewrs the colyotIontreard of myelin Mama Services axount Other reiCOrdS. except Mad tau documents. co mahng conlicen3 data *mid not be iced upon if you demi mere n an erne a 0916001. pert moo n nyneliaver n wring to theerrich Ma-tapir of the rho serhg you amount Alalcbgh al trio tom ant intended b be arate. ST aiegni era 91001 rot be used for tat pugoses Rey sokey on ye rend to lam 0e., Fore 1099. SOO. 10125. etc 1 then peeping sour tarot." le,/in it requied by Ian to rem to the Mal taro) le dOrdends. nspontle non Iamb* dvdends the mane morn vaned en seerrties heU n your rove& net proceeds on Mt vanuctonn aid cost bay ton4mM awed Haag, Cammunicellone with the Fiem • PIN* reconfirm ay ord Ogrenale.ator6 nwmngt0 furrier Dieted yaw ants attains yokerotas under the kennel Went Protection Act (Sped • el he formal instiltri0n on the top eh of the bent of the, laemmi it not IBS Fignog S4OO5. IB5 Manna Sentocanes acccuw asdean:9 tareby avaigemerti with the read nsituton We Intoned sou of the teutionthe Men you opened thlt accord In this cam, yer hods and wok is re looted a LID Manor Samos aid not the erodorg Meer aid you Must mat a report of Sly nix or amnion to bath in All =Out, subareas shall to deemed complete rid acdrae if not Objeleitto n nitre swim 60 dr?: • Pleaseaired custom( emplane a roam to the taw: Client Retriens Deirrient X 201-3521699 or Ionia. a 1500-354-9,03. 8 00Am to 6 03 P ed ET Wear throup friday. a h wreng to yes hnln al SeiVal.lne. Clang Retains Dcipatrrent PO Box 766 Unon COf NI 07(07 • h case of errorsa WHOM abt4A n ekmono lovas transfer (711 bid cameo a U3Sride dee cad trams, call806762.1O00 or 'to to Le3SFritheal kenos hc. IOCO Harbor 8W . 60 I Ire Weehmen. N) 07086. Ann INWIMA Savon Cal a miter soco as eu cart dyouthnk yam stawnem or Wept 6 'sag (nay need more Mennen Loa athrorer on the moot of inapt The Fen ce Card now (as MS 1. le) mug hear Iran sou in We00160 days alter the CmSent you the fist sinimern on ends the ore( or probiern Krone - freed. sow nine and ac artmt number (II red - Deride the MO. Or the ranter pu re wage *PA aide:tan asdeadyas youOn My yeti Wee 4 in error or new sou need awe ntermx ion - Freida the dolUr nuns of eta tenpeaed wig The kin or Cad Suer wit retraigatey0trttglptint ate tell carted Jay emir pronvly pleat make al ewers pays. to the Fervor to fair meow rased an he from of tho statement h art ray to ogee ax0mit lin. raven may be aubsci to mantra to ken charge: Ice Ise pyre,* for snurteo purchase; and chart la woad nuns n coal =ants Accounts ma are trawlerod to ogre anstortonsrnay be :Meta to a unser fee UN Sweep Optim USS offers °pros for swoon? ach batercei beaxes to bat deposits at UBS Bark USA aid Ur AG Stanford Cann (Bark Swap herons). mon.), Market anal hodsthrone Funds) arid the horn/tonal Demst Accotrit COAlfor customers nth al monotone desoace Management Away. thicv9hthr Bat Sweep fr0llann. rAth betimes re swept so LOS Oar USA IS b n egad-nod lene and LOS AG Stamford Branch a a Matey Furd Deposes at LOS Salt USA are FOK muted n accordance with for: rulet For non ila nnon p lea. out won Idic pet Deposit a LIDS AG Danford Branch ad *Las caAgIfy findS nr101 Matta by the FDC. Through the On eatable to cab bares are swept to deposit accounts a UPS AG eriewYork Win and UBS/4 Caplan Ban. ThesedepoMsaena mired by the FDIC Balanceshell a Voter AG Carlin Beath are teworrily oposed to tat snorer M. of theCarnal Danes and there is ro guinea other ob Ionian of US$ AG M repay the bats shk0n the 185 Camel's Ropes boas. Deports al IBS Bat USA ane each URS AG Branch aroma owned by SIC Money fund shies Me proceaed by WC See 'UPS Foaled Semen Account Reedier below Upon you rcourd. batroes o to Bat Swop Promons or OA may he villtrafin aid shares of a Menet% Fund maybe Nudes, awl the proceeds returned to putt you, toositot amaahl Furter mlannign sou maitre sone *pions. erudng anon miner ram .nth he rs. is wile* a www tibscerrisweeperes Iron your enamel intrisor a by caring 806762-1000 Ugf Ireargist Services gems reunion The Finn is a mentor of the Securities Orme Protection Co/horror (SPCt Mi3s pro teas seotnits repays of myrtles to to 1500000 lochen;1250.000 for darnsfor cath) The sac ante ;mesa, tene‘ spy to an accounts Iva mu hold n a paned, criaoly The Prot togs tne wth onan II dates. has also perham1 opprancotat venom The nmanum mount payable to all NOW c6.", colactveruner this prove:on 6 SSW minor, as of Dinette tO. 2013 Seen to the poky arditione and Intrtcor oth at he Furs Stunner protected for up bSI 9 meko n he a negate for ad your r ooUheU n a paha, capaccy A full (boy tall the poky ongdng 6 atabible upon radar The SIC pretrial nd fat supplenental acacias both do not ir PW to • (mane natal awes controlled by included flyer account mho) but heal away rom Sewers (eg. man (Peat alLIBS Bark (Jca;h a IBS AG Stamford brands. (d) mutate moctet nclargivanble amens. rid tat sheers of salvia NMI rare sour shams re ratMeal treaty et the nate Of the angtOI htia on thetracks and maven of tie rplable Gee or Undue a9011), • Conan awarreni conorts or rheirma nteN16 (99. lamed parowshqs ad prvaeplaweres) that are nor egisiered rode the *yen Act of 1933. and • Corm:dims animas Co 9. romp talon go and me nusmetal centnat nc1419 foxes commas arid onworrY option ordrads The SSC protection mid the rapplaromat protecton do not mray to these assets hen if they Ottenyne darer Carr statements The SEC protean, and the spanned prottacn do not protect name changes is the main vat* Of yOkr Mestinintseneether as a mown of mater roort int. neuel batruptcY 44 "saw ) More iWnnaong wait le tern request Yo.t may obtan roue inornmen about SEC. includri9 the SSC Brattede by contrite Sec at 202.37143300 or by Meng the Sr( mbYle al swat dporp Dividend Re imesment Program Ofe) the pry needed 6n deter pnce ace may onan the actual prete ?ran your hersdal Adios Only whole neat re plead talettltlt. partial than wil be soli ane die oath wd bedeposised in sotr acorrt lnedkded wive...trek prce iipplgd by the issuer may date from the main ;Ste a MA thepaha them are sold Cate bleu Only Me le unit Inn be hild in y0ur noun a you are entered to apotial me se acme of a muerte parntot or othenvio. the Fern wit ether tel pariah:imamate price or ram an am esetemirecl by a regeleed deny army. and cede yet account laveriment *waives The nwanient roam and net prof*are specie to earls scoria aid nay may between ROM Moe the Inn pommy n wrong of any tarkant tempt h your Manna severe or natured rectim for each acclaim hell you choose one 01 the fo loving nestmed retches • Pecvluce Conn: :Nome biplane% Avian) the rural to of ecome only • Arline Cepubbliopennnon neednunts **in; growth pinCpal rah. %intr.? ginalatOn of Men? • renthrce Orreminen el income er Centel Aromalco marstnnyds toothy both re generator' of Mono rd 9"o‘vt, a prnoPal Ovwall tisk profiles • Consrver, Seeks to ',tannin beta priMpat wety low risk and rex liry to the roma emit ern d ha means the ant does not genereleffridant illattt*Of returns ald myna keep pea vrah inl LOCO • Abdowag IAIII09 to =opt some re to Pnricira and tolerate sem vex eityth seek higher Multi • A.99rnIge wing to al hgh tilt tO;rnopal ad hgh vanity 10 Wel.ni9n tetra toge brae Statement thcesehoklin9" We may onsondate at relied eCCOLnt Statt71611S Mt, the sant rarest n the same envelope Apaatsmayborette.d for this ralloso beam they hare owes Morn rrearain yent mount rilatomhps rah ate dents at the San* address the pea:Me 6 known 'hoesseholdno • it you vas to redeye inflator ASerrenit nuked is am CONFIDENTIAL toolopo —you may deiw tourehollse by ding your Framed Admix Friona, renal nem Te*Frienly ampule none ref Mt Marrone that you entered at the fees urine servos west. It 6a custoinizablo •nosume anal by you a aza you win your rcortenain n by no legal effect on eur arum Yea can waive you Frenday a1] It naves. through Caine Senors a by <mammy how Mame Amboy Amman everview • Vane of pot accounalserecod No Muses 201 liar • Agee InCucki seatiole can batrcet want la m roan-fed nerdyUR ) aid Gkbal Tod Dupont unrealized ass to motet aid octet axes not held by the Pen Does not mehdeunpnard seuirodassets a the end ol the pm. and moat narrate peon Cr Panne arearnok awned sloth ire alt i•oeCitab stet °Mont • Orden triads dot banal. Marian) mrgn toms. creM me short *ovum bates • Cosh/irony batrcel Toes of eninresied engine can branon. tokr; WS Bat USA deposit balano: 1.85 AG Starr ad Branch depose balances and erne, ate mutual firm sweep braXeial the dote of the statement p0n9 wrommmoty hF omit beeves is your am art not seyegaea from ottwbalron rod te Femme% use any of these funds n the cindery course of astautross Mese funds trepayabie ggon wur demand no total 6 Inclated in no corm relied dosing value Lending information Foe deta.M eilcandon on hef rnY Wan; prniys and do:Iowa, rseto ptt C NMI Rdalbeitp Agnomen or Accoot Advereml me the General Tenn and Condemns U.S5 Stamm of Crete nacresflab* el Agreements and Ccaosures a yggishiraggaegadaSa= Your aunts Yost Stalintenl tops secrets al otter asses held n the ammo at the end of the statement paid You may dk foe derrery of hay paid 9Xuritef ar aw tme You may retie sedan used a ban collated ate W 19. I nn balance ate on them My searntm Undated the done the sweaters period art hood a sweet Metz ol the end of the steamer peal • Cost basic h detemeing the cos: basis M the sentries maned n the summa. vitae ndkred vat the enter ' UOS Firunad Streceshat Feted on into-ration otiaive f ran sources one( than 105 f Mara Seto. nearing nlannaion Iran nee lie or that you may hoe pro/el:lot to your Feared Advaa TheFirm dots not interundenise way Or guaranteetie nay Ce terry of any irforrnacin provided by mums other than Mina:oat Sere it arnica *tomb LOS Femme, Wien genonily updates tens of(mato as c 6 wowed the Pen dos roc prod& my roman that the rif imam vide 'Cost aid garnow is a:o. r a. a of ow dee of this Slia1MMI As sixth. please do not Myer, this inland in to duke curdles' a sae deinut lei IM purposes a olleraer acccanb binned to thee en may relied geiloss Mormon, oily for the peed of tint they r9 held a the fern Monthinonor Hannan can be added by your Finardal Addsa • Unmarred gelreerbas lathe as a e aotible evmated laell.:195 3'2 CA.1'.11(4 toe SDNYGM 00022402 EFTA_00 B3022 EFTA01275159 Important information about your statement (continued) Mfrickalloority kis 'the tragion data fa i-diergml lot mayor may not ref tea conmitsat thages ardor seamy nowt:aim .veins Dalfend and other remotest lots and systorrutis paths. lot re oat canned to dtglay one amagod ei the • Trade Tree colon wastes the Mimi balsa lco traledare • Callable vecenties Boners and prefered stock Owe the snare call for estredenaeon Tel be selected repo-tiny by lot tan rag al serves of that ma MU in our nano a n nommen:me for our dents Callean 'of smut on is award from IMO pate aid di wry rs rot granted Othe call Ieatres may tog weal could Mott mkt complete olormi Ion ma toraided mein mood • Carriacou, OF deposit (CDs/ CDs afe mot apt $293.000 in pampa and squeal flora pa depotetor and pi, depository strain. n acardna with SDK Alas • priahalua Ars matted fa YlOaltes and We product mar beehiglwr a bwer that the prior that you WOUI7 agually ream in the make PCPS ate Waned from .'mart Tied party scar Muds we bet veto be rant but we do not granny tee axuracy - We gorieraly Lotto dosng per when aialaba tribe mean a the b4 aid ask aces Ice Istod smarm and opuses or soy tid prces I or OTC souse as - tx acne). traded wafers maybe aced wog a neaten mode a Stamm Mani Mee we Oblaeed rimy not tel lea an actua matt ate or 'able - Ce tan position may one, rhea apex ad sell show 'price woe rot mailable' if we are salable to an* a prise tor a security - Deposes a smiles dencamated n anerces other than D S colas are al bled JI the en:Purge/seas of the arrant data - For Oman senates nag n nOn-avrionnO9 deromnathos. ace aid quality (face vela/ may hue been wrath° Inmate a/optimum/so To obtain Clad: runny won aalagio. arca° yaw Frontal Attvsor • Maya leensumma wed radar produaa Mao -mottmwe secure* anclidng dire paikjoation COXyall aid real estate reheat tun sautes/ aid 'emitted product terra., hghly elan/ ("In gruchred aromas hoe nor Dee roptiored owe. the Ttonos and &Oxide Connote:en a under any stare wrath tarn We rode esimred totem fa pante megrim smarms an snared produces for rrlorrna Knalpupoato only AcCIPXY a rot 9Unnleed - mesevaues maydner vhstantalt from VICK d ay at Mal fl oat, nWitrnere "KUM Cc StruCtured picatua nisi be [cur a sold aid do not necevaily represent the vale you mayMartupon ',Alnico - red prey esiman of van art as of a ran tae aid are supplied to Its Finan ed ryas on a regu tr bras by an fuSepentfent neaten fern Sentra Draw O'CreASOr evirriZed vault if my. ate stapled to to Frm by the mum general pawner a *senor and may beCala-NW bred en Okra* Mansion from that and by theta pines to clethe it....stetted van, - You cal obtain addecnal itarnacn regaling the natehodology used to determine the mama of von rd the dace of the tifonnevon ha d the ban fa the Tann hyaena:Mg your Anrcial isolator - Takla parry Menaced vans may be reflected as 'Not priced' n seven MAP% Wan an 'nleperiatnt valuaban an An not suppled a e unatie io assign a van. when we NOW* aral IAA a ITIONI Tort hag scarred tha fray oil a powitusly reporsed value too %Mato. or whinnies said be highly neatly.e duo to the tutus. of the uardy - The nether an Mr general panne a sponsor rammed vauen013ttrdpatyesl Maud value is prided the van ol the array cod Declarant ton as prchaso pow - 'Diarbutiores to doe' mat Vidal. rerun of calla mane a both • 00344uml sae' 'resents the natal ollieng prase per unit ma may not relied your cod bath • IIIIMICISCIIIONitin 11•2•ICTICISQ0Inle$ 9,n(Iaty are not surently agile fa pink ale (ES Nutria roam uses the make pries of tha unastektod sock a tba sanr outran nested Yoko for the reneged goer Sr pentosis of This nameM or To the total eta teStriCted stonier at alb* for Yak newer leaked may be subsezteity less hr the imputed wive Tom • Esc lelinIted)i1CC•111. arranyields and rata. An tAirtnt of snug some es based on torten, deoryd and imam ran. awing She 110.0ilief mill be held for lone yea from siaement date or ate ITUOStly this manna is only a parent accuracy and OXitnued Man. at not garroted - EdM ated aeon' mono and area yieth lOf colon tarot wanes mold haute drawn of ancga or C41114 OAS vl anti C314.the tit name (310 <LIMA yeld)woula bemire*, - EainiNd anus mount aid arse held aid the ague Mom and tied night be Nana higher Ow the mitre moons - An ninite ol rooked insane edvidend andor ea eft) chart by the Oinent make vatainage bola-redeemed on the lag demand or meet parr made by the ear aid marries to saute im depotees wet be Medici one sur ban the statement doe or and murky AoasacY and coMnued Mad re not sumac., • Mau not held by late financial Smoker Conan ass.; are not MN byte km ad not volt the fines possession or envoi Then aSiet5 re coptoad so ycur yeatemern for inlonnabonal mammon, Pollens ad vases railed re remind by the issung lint U6S Fonda Swam a not rethonsblo for this Moan:vim an does rot salaam es aconcy These asset re not prowled by SVC or the FI1113 vapplonagal SWC coverage • Itarenue dealing and additional camporisallan. - h additun to commission, on tin and 11b.1 lets reamed as conmaco with thedata:Non of nava funds to our dents we atria our attliae rear /Wealetareg pa/luau from &Arbutus ardor arson of the mutual karts that we sale Thew rants are bated at two defthrent airporents It* amount of salebyu6S ol a partcuLt mutual fund Imlay to ow <torts. ad the me ware of a pruner mane Ind 1anNc sham Mai the Inn - We old our ant* lop mate retteang red ornbenprocering lees in oarrsdefaton lot trailer agent 1.41•1:01 That we Kettle to to mina funds Three lees genet" at pad Inn imanor atm elle matual find ad ae a end doer fl int basal on the runt e of manes at to tramodear bolarg mutual hods of nor fad laniV - In akil ion to 0)mtivaieof leCOWd vi °rep:lion wen the Sala or darbuton of aviaryream ad Init itatil.w.0 Ifni>, unit 10 Ott defill. he aid cr our affiliate rase reran Slang OnthenSabso Iron mrryof the rearm cowponies indent legit. reuity mars atilnesol the On canaries or sponsors a IN urd IIWSTMell INAS we dwtute - Ott /Sieges also receive trading coma/wan ale other Compornation km mutual fields rd tarmac, Oarcalits vigroy prof:axis we dirt:butt? - We receive al anus fee fames Balk USA USS Ar Stanford Mundt al up so 125 per secure sweeping to to banks nth, the OBS Bra Sweep program malty informasion coated rogardnig cormisecos rid alai Aaron n annecton with the ereonon ol vales erbaSng option tralsoctons has been nckalled co conlimatons prearray Ian Tod io you. and wit be girded t0 you arab on fOCUOSI Short soiling it you re engaged in tort sang axowhyy yoa may cos a (have te to seeiais barown0 cost Rita palcula teary Open anion Regaling Open or *goodailaxelled • orders that were not Toasted by the stamen, datle open buy axl sell Step ceders are mixed by the annuli of et/Mendssr (glee or • eediardsor magas date airs maned armies by you You ae reisonsble to orders lhat re executed due to your fatale tO anal exatng open cram Tax withildbren €6nrbutions Man UK Sinaloa' Services IRAs Feral tar taw emotes IBS Fonda Servers to withhold More Initiator mute lM distilbat rlink Wt you may *a not to hate income's( withholl or. instead. you nay arms to ha.* Ix wthheld a era. or n a had anoint as you choose Yes Soon ea reman n ef lect unta resoled by you You may rota* sty olictIon a ayI Mo by maanp anew Maim if you do rot hate tough mom tar WOMEefirCtil yOUT niOAS. you maybe renonstie fa the payment of Minna law You Myna/ raw if she amines withheld and ms ettimf.d tin pa/mutatnot equal to year to obligatim affray To aeon a copy °four arm, Clem Priory Autita pare contaci yor F nate, Motor a -Meow websne Y. aww uss <mammary UBS ;natal Swan 6 not a bat The IIMA. Foams kainalaS Account BSA ana AMA YO Wattage lattltS MO rode access to bap nit somas an pada,' gra* ono-rents wit atfaural bat rd other Men pany balks and provide; aon to Maros and amity poxlacts isond by urea load thni tarty Moran" magmas through mince agency lubslar as of uBS Fnandal Senikil Inertmer. nsufance. and amuly products Pot IOC hind • NO bank swear* May lose vale PaAA ReSOLiOaaAnordni Acorn. BOSOM Ww3P5 ACCOJIll BS.4. IIMA and escanabona Resource Motormen CONFIDENTIAL Actor at register same mats of UBS Frandal Semites Yea Sargon, it a rogiscrod Write reek ol Vita scent aial 1.85 Vesa Signore Cede cads end 165 Visa dote cads are issued by IRS Bak USA Mel mammon from v ea u S A roarraten UBS Financial ServiOes Inc Rev 201407 SDNY_GM_00022403 EFTA_00 133023 EFTA01275160 UBS U85 Financial Services 299 Park Avenue 25th Floor New York NY 10171.0002 Cf4f70058411150715 vt 0 Account name: GHISLANE MAXWELL UBS Strategic Advisor July 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 Your financial Advisor. SCOTT STACK MANILYLE CASRIEL Phone. 212.821.7000/800.308-3140 Questions As a service toyou, your portfokivalue of about your statement? Call yocir Financial Advisoi or the Value of your account 11,466,117.74 includes ;coved interest RMA ReSOurCeline at 800RMA.1000, account 029023574 on June 30 (1) on July 31 (1) Your asselS 1,531,445 79 1,466,11 7.74 Visit our vaebsIte: www.ubstoatainancialservices Your liabilities 0.00 0.00 Value of your account $1,531,445.79 $1,466,117.74 Accrued interest in value above S6,893 05 18,09527 Tracking the value of your account Sources of your account growth during 2015 Value of your account 1 Thousands at year end 2014 $1,584,344.34 Net deposits and 1,524 3 1,531.4 1,466.1 withdrawals 4151,059.39 • • • Your rvestment return Dividend and interest income 144,639.31 Change in value of accrued interest 11,151.38 Change In market value 412,947.90 Dec 2014 IOIS 0.1 2015 Value of your account on Xi 31, 3015 S1A66.117.74 SONY GM 00022404 PA•mbor SIPC CNP,C0C90058411I 5 NP7000I 95794 00006 COI 030575004 v123574550000000 Page 1 of 14 CONFIDENTIAL EFTA_00133024 EFTA01275161 SUBS UBS Strategic Advisor July 2015 Your account balance sheet Account name: GHISLA1NE MAXWEU. Tne value of your .mcount Inducts assets neldx 1185 and cenan assets held awe/ Iran UBS. See page for more Idonation. Summary of your assets Value on July 31 tO Percentage of your account A Cash and money balances 6,534.28 0 45% B Cash alternatives 0.00 000% C Equities 448,812.04 3061% D Fixed income 990,834.72 67 58% E Non-traditional 0.00 0.00% F Commodities 19,936.70 1 36% G 0.00 0.00% Total assets Value of your account 31,466,117.74 $1,466,117.74 100.00% Your current asset allocation FA Eye on the markets Index Your Amanda' Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change July2015 Year to date 2.10% 3.35% 1.67% 3.65% 2.08% 8.08% 0.70% 0.59% NP 7001:910934111 6 NP7000195794 OCCO6 OM 030579004 Y123514SSOCOalyyGm0002250, 2 of 14 CONFIDENTIAL EFIA_00133025 EFTA01275162 ti t1 UBS Strategic Advisor Change in the value of your account July2015(V Year to date (I) Opening account value $1,531,445.79 $1,584,344.34 Deposits, including investments transferred in 2,000.00 3,998.72 Withdrawals and fees, including investments transferred out -73,124.10 -155,068.11 Dividend and interest income 7,768.66 44,639.31 Change in value of accrued interest 1,202 22 1,151 38 Change in market value -3,174.83 -12,947.90 Closing account value $1,466,117.74 $1,466,117.74 Acoount name: Dividend and interest income earned for purposes of this statement, tinatilly of inkiest and dnidend income has been determined ham a US tar rePartind Cercedire Based upon the residence of the account holder, account type, or product t)pe. some iMereSI ardor Clvidend payments mar not be subject to United Stare (US) ardor Puerto RICO (PR) Income tares The dent month*/ statement is not Intended to IX used and cannot be retied tarn for tac purposes. Clients should refer to the acclictie tax reporting forms they teethe Iran UBS annualy, such as the Forms 1099 and the Farm 480. for lax reporting information It Is the practice of 1.1B5 to file the tweet:de ten reporting forms with the US interne Rewrite Service and PR Treasury Department and in such fon desolately dangly <linden* ardor interests tar eeerrpt or tentale recant Mese cotton your Ind vdual tax prepare( July 201 5 (SI Year to date 11) Taxable dividends 1,596 45 5,808 48 Taxable interest 4,922 21 30,722 12 Tax-e>empt interest 1,25000 6,250 00 Miscellaneous 0 00 1,858 71 Total current year $7,768.66 $44,639.31 Total dividend & interest $7,768.66 $44,639.31 Summary of gains and losses Values reported telow exclude products for which gans andlosses are not classified. Realized gains and losses Unrealized Your IIsandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 July 2015 NT Year to date (I) gains and losses (3) Short term 0.00 0.00 7,713 20 Long term 0.00 0.00 74,076.98 Total $0.00 $0.00 $81,790.18 Cash activity summary See Account activity the month tot delals Balances in your Sweep Options are indudedin the ocenng and closing balances 'blue. FDIC insurance apples only to deposits at UBS Bank USA, not to deposits at LOS AG, Stanford Ranch or bank deposits pawl hiouo the ORS Intonations( Depose Account program. SIPC protection *Pit{ to money market sweep held holdings but nal bank deposits Seeimporcant intermarion about your statement on the last tyro pages cr' this document for Mats. July 201511) rear to date (S) Opening balances $19,889.72 $464.36 Additions Deposits and other funds credited 2,030.00 3,998.72 Dividend and interest income 7,768.66 44,639.31 Proceeds from investment transactions 50,030.00 112,500.00 Total additions $59,768.66 $161,138.03 Subtractions Professional management fees and related services -1,927 55 -5,877.13 Other funds debded -71,196.55 -149,190.98 Total subtractions -$73,124.10 -$155,068.11 Net cash flow -$13,355.44 $6,069.92 Closing balances $6,534.28 $6,534.28 SDNY GM 00022406 CelP7C003005841 I I 7 Nn7003195794 CkCOS 0715 030575001 Y12357/1S50 000000 Pegs 3 of 14 CONFIDENTIAL EFTA_00133026 EFTA01275163 *UBS UBS Strategic Advisor July 2015 UBS Bank USA Deposit Account APY Interest period Jun 5 - Jul 7 Opening UBS Bank USA Deport balance Jun 5 $19,348.24 Closing UBS Bank USA Deposit balance Jul 7 $19,890.05 Number of days in interest period 33 Average daily balance $19,570.81 Interest earned $0 .33 Annual percentage yield earned 0.02% Account name: GHISLAINE MAXWELL Yourri Bendel Advisor. SCOTT STACK Mt41LYLE CASRIEL 212-821.7000/800-308.3 140 Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consideratton None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out CHM/03005841 i i 8 NW0C0195794 00006 OM 030575004 y 235y4S5000QSONYGM000221tee 4 of 14 CONFIDENTIAL EFTA 00133027 EFTA01275164 *UBS UBS Strategic Advisor a* 2015 Your assets Account name: GHISLAINE MAXWELL Some Paces, income and current ad ueS ShOern May teappioximme. ASS eat. OM and lossesMay nol be accurately reflected. Set Aporunt infosenefron abour your statement a the end of the document to, mote Infornason. Cash Cash and money balances Cash and more), balances may tad mkt avalade cash balances, UBS Bant USA deposit account balances. UBS AG Starford Branch depoat account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the rOC vAl to n applicable limits, but are not protected by SIPC. USS AG Stanford Stanchdeposit secoum balances Sr. not insured by FDIC and se not protected by SilIC Money market sweep balances are protected by SEC but age not insured by the FDiC. See the rmportant information about your statement at the end of this docunent for del aas about those Sanas. Doering Wane. Clamp belence Price per share Average Hddng on hi 1 (t) on AA 31 (I) on rul 31 (1) late U85 BANK USA CEP ACCT 19,889.72 6.534.28 250,000.00 CiniCknal Interest period Your Financial Advisor: SCOTT STACK KIM LYLE CASRIEL 212-821-7000800-3C6-3140 Dap n period Cap atonal (I) Equities Common stock Hddng Trade date tkurber of shares Purchase pncei Average price per share (S) Cost bags (SI Pnct per share on tut 31 (1) Value on tut 31 (S) untetezed gain or loss (1) Hddng Period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 4189 Current yield 112% May 17, 11 303.003 11 860 3,59384 17.880 5A1764 1,823.90 LT 10)21, II 313.000 10.670 3,33986 17.880 5,595 44 2,256.58 LT Aug 2, I 1 328.000 9.802 3215 14 17.880 5.864 64 2,649.49 LT Security total 944.000 10 751 10,148 85 16,878 72 6,72987 OTIGROUP INC Symbol: C Exchange: NYSE EAI: 472 Current yield: 0.34% May 17, 11 115 003 Al 249 4,74371 58.460 6,72290 1,979 19 LT fun 21,11 121.000 38 285 4,632 57 58.460 7,073.66 2,441.09 LT Aug 2, I 1 122.000 38 297 4,672 24 58.460 7,132 12 2,459.88 LT Security total 353 000 39 242 14,048 52 20,928 68 6,880 16 Continued next page SDNY GM 00022408 CHP7C007009341 I I 9 NP7003195794 00076 0715 030575004 Y123574SS00000C0 Page Sot 14 CONFIDENTIAL EFTA_00133028 EFTA01275165 SUBS UBS Strategic Advisor uk 2015 Account name: Friendly account nail Account number: GHISLAINE 1)1A<WELL Your I5 nand Advisor SCOTT STACK MANY LYLE CASRIEL 212-821-7000,800-308-3140 Your assets Equities . Common stock (continued) trade taldng date hunter of :hares Purchase prod Average price per snare (I) Cost basis (5) Price per share on ria 31 (5) Vane on tu131 (1) unrealized gain or loss (I) Holdng period GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAI: $1,977 Current yield: 4 57% Nov 18, 10 1,373 030 36 416 50,000 00 31.510 43,263 23 -6,736.77 LT SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol: SIB Exchange. NYSE EAI: 1226 Current yield 2 41% May 17, 11 37.003 81 270 3,007 00 82.820 3,054 34 57.34 LT utri 21. 11 40.003 82 436 3,297 45 82.820 3,312.80 15.35 LT Aug 2, I 1 36.000 89 433 3,219.59 82.820 2,981.52 -238.07 LT Security total 113 003 134 284 9,524 Od 9,358.66 -165 38 Total $83,721A1 $90,429.29 56,707.88 Total estimated annual income $2,464 Closed end funds & Exchange traded products Tot al remverft4 R the Iota cf al reinvested dudes& n dces not include any cash dyidends n Is not lot Is the Purposes of determining MON! periods Or cost basis. The shares you receive each nee you reinrest dudends tecome a separate tax lot. Cost W$4 is the t014 dadthade cost of the security. lndudng reinvesteddye:lends The cost basis may need to be attuned for return of capita payments morder to cteterrnne the acSusied cost bens for tai repanng purposes, Wiring SPCA S&P 500 ETE TR Symbol. SPY Trade date: Jul 12, 13 EAI: 36,032 Current yield 1.92% Purchase dire« Nun-ber Average Øe Client of sharey Der spare (s) investment CH 1,495 000 167 496 250.407 85 InwAslize,J(raie) sus or /on 6 Ihe cIfference between the current value and lee cost bids and would genet" be your UMW! Clan Orlon lithe security was 5010 On tnt date The unneabied (Me) paria loss may need to be adjusted for return of capita payments in older to determine the reseed gain or ices tor tax reporting purposes. Investment learn is the current value minus the amount you roasted It does not include shares That are not reflected on your statement, includ ng awes lha have been realized as either a gain or a loss It also don not Adak cah dwiends that were nal teineestect Cost Pre:e per 5hd*C be1515(1) Oh Ite 31 (1) Value on Unrealizeddad imesrment NCI(Ing 1ul31 (s) gain or loss (5) return (5) celled 250,407.85 210.500 314,697.50 64,289.65 64289.65 LT CHP7C00X)01841 120 Ne7000195794 C0006 07I5 03025004 Yt23574S500~,wGito0022kise 6 of 14 CONFIDENTIAL EFTA_00133029 EFTA01275166 SUBS UBS Strategic Advisor July 2015 Your assets h Equities (continued) Other equity investments Amount name: GHISLA1NE MAXWELL Your Financial Advisor: SCOTT STACK MAN LY LE CASRiEL 212-821-7000'800-308-3140 Cosi basis and gans and losses have not been Ousted atlantic Sly foe return cd cepita paiments. Restrictedseconly vitas ate estimatedfp Informational purposes See important information about your statement at the end at this document for additional informal ion PurchaSe ulcer Trade loin-ben Average pia Cost ',nee per share Value on Unstilted Fleecing Juicing date of shares per shale (S) bass 01 on lie 31 (1) Jul31 (1) gen or loss (1) wend BLACKSTONE GROUP LP/THE UNIT REPSTG LTDPARTNERSHIP INT SymbOl. BX Exchange' NYSE EAI: 43,172 Current yield. 7.26% Sep IS, IA 1,113000 32 319 35,972.05 39.250 43,635 25 7,713 20 ST Fixed income corporate bonds and notes Prices a'e obtained from Independent quotation bureaus that use eccrpstenzed variation formulas to tic seat current values Actual market yaws may vary and thus gainsflosses may not be accurately reflected. Cost basis has been &hued for gaited onginai rssue dscount (01D) Cost basis ha been Trade Iota fat vaut tiding date a mat wily (1) Pussbat wife (1) n'ter‘TkallY adiusted for arnornahon of bond premumusingthe coastal peld method If you have made a tax eteehon to (*Cott the wen um ancrlization on hatable cox sec unties, you may request 1)85 a:lust cat basis for the tone premum atomization. Aclusted Nee on Value on Unrealized ticking cat bass (f) Id 31 (5) Jul31 (5) gan at loss ($) period HSBC FIN CORP NTS 8/E RATE 02.900% MATURES 1 C/1 915 ACCRUED INTEREST 4853 89 CUSP 40429XYB6 Moody. Baal SW. A (Al:31,450 Current yield- 2.90% Oct 12,10 100,000.000 100000 100,000.00 100.119 100,11900 119.00 LT GEM. ELEC CPTL CORP Pal RATE MATURES09 11/16 RT 00.478% CUSIP 36962G2V5 Moody Al SW AA+ (Al: 1239 CurNnt yield 048% DecD 11, 09 50,000000 90 789 45,394 50' 100.111 50,055 50 4,661 00 LT BANK OF AMER INTERNOTES NTS B/E RATE 03.600% MATURES 11/1916 ACCRUED INTEREST 11,14000 CUSIP 06050WDW2 Moody. Baal SW AEAI: 15,400 Curent yield. 3.53% Nov 01, 10 150.000 000 100.000 150,000.00 101.981 152,971.50 2,971.50 LT continued next page SONY GM 00022410 CFle7C002005341121 Ny7000195794 00036 0715030575004 Yin S74S500000P0 Pegip 7 of t4 CONFIDENTIAL EFTA_00133030 EFTA01275167 (SUBS UBS Strategic Advisor July 2015 Account name: GHISLA1NE MAXWELL Your Ignancial Advisor: SCOTT STACKMAI/LYLE CASRIEL 212 821.700O800-308.3140 Your assets . Fixed income corporate bonds and notes (continued) lid ng J P MORGAN CHASE & CO NTS B/E RATE 07.900% MATURES 04129'49 ACCRUED INTEREST 32,962 50 CU9P 46625HHA1 Moody Baa3 S&P BBBRAI: 111,850 Current y',eld 7.49% Original cost basis 1157,909.17 Dec 22, 09 150,000.000 105 114 157,671.91' 105.500 158,250.00 578.09 LT Total $4.50,000.000 $453A66A1 1461,396.00 10,32939 Total accrued interest: 14.956.39 Total estimated annual income: $18,939 tor:trees cost too informaion prom CeOtri yeu of wallet thud rutty UPS PS has nct 'reified this inforrnabon and Coes not guarantee ds accuracy date Rol • act vaue a (racily (S) PurChaSe price (S) At:lusted cos? bass (5) Price on Id 31 (5) Wive on lu131 (5) 9199lied EICICItat3 on Or IOSS (5) Cen00 Municipal securities Prior. wo cbtinid from iftleptndmi quotation bureaus that me ccaputerized vi tuition formulas to chcount for securities issued A a ditccunt When orignai cost bans is dor:rayed, amortization ha been calculate current values ktual market vaues may vay and thus olmilosses may not Ise accurately done using ?he constant yieldmethod othernise amortization has been done using the stragfit line reflected Cost basis has been automaton ari listed for mandatory amortizalicn of bond premium on method coupon tanerirrpt municed sec unties using the constant yeld method and for accreted °viva issue flack Total face value Purchase Aclusted Price on Value On Sicking date a mal wily (1.) pnce(S) cost bons (5) la 3101 Jul 31 (5) MICHIGAN MUN OD AUTH RV PREF BEM PRE.REFUNDED RATE 05.000% MATURES 1001/26 PREREFUNDED 1001/16 9 100.00 ACCRUED INTEREST 3750.00 CUSP 59455BR1 Moody- Not rated 5&P Not rated EAT 32,250 Ctsrent yield- 4 75% Original cost basis 146,406.80 Nov 22, 11 45,000.000 102.955 46,330.07 105.354 47,409.30 1,07923 LT continued next page unretrized uddelg gan or loss CO period ENPTC0C9301641 122 NPS3C0195794 C0006 MS030375004 y123514550 03040,wGM000221ale 8 of 14 CONFIDENTIAL EFTA_00B3031 EFTA01275168 MIS UBS Strategic Advisor YOU(' assets Fixed income Municipal securities (continued) Hddng B1RDVILLE TX INDPT SCH D PREF BEM PRE-REFUNDED RATE 05.000% MATURES 02/15/29 PREREFUNDED 0211917 0 100.00 ACCRUED INTEREST 32,075.00 CUSP 090874U5 Moody. Aria SW Not rated EAI: 34,500 Current yield: 4.69% Original cost basis 393,704.74 Nov 14,11 90,000.000 103.529 93,176.11 MCHIGAN MUN BD AUTH RV BEMI RATE 05.000% MATURES 1001/26 CAUABLE 1001!160100.00 ACCRUED INTEREST 383.33 CUSP 594557485 Moody. Ns1 rated S&P. AAA EAI: $250 Current yield 4.75% Original cost basis. 35,034.35 Nov 22, 11 5,000.000 100.614 5,030.70 BIRDVILLE TX INDPT SCH D BBW RATE 05.000% MATURES 02/1929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 3230.55 CUSP 090874Uvt3 Moody Aaa SW: AAA EAI: $500 Current yield 4.71% Original cost basis 310,056.85 Nov 14, 11 10,000.000 100.534 10.053.47 Total $150,000.000 $154,590.35 Total accrued interest 13.138.88 Total estimated annual income: $7,500 Acoount name: CHISLAINE MAXWELL Your Financial Advisor: SCOTT STACK MAN/LYLE CASRiEL 212-321-7030/ 800-308-3140 Trade Iced feat slue Purchase Actusted Patton tOlueon date a maturity (14 pnce0) cost Ms (1) hi 31 (0 Jul 31 (1) gsn Unrealized Hdding or lost (0 Peaod CNP70003005641173 HP7000195794 CONFIDENTIAL 106.674 96,00660 2,830.49 LT 105.353 5,267.65 236.95 LT 106.079 10,607.90 554.43 LT $159.291A5 $0.701.10 SONY GM 00022412 00006 0715 030575004'023574550000000 Page 0 of 14 EFTA_00133032 EFTA01275169 *UBS July UBS Strategic Advisor 2015 Your assets Fixed income (continued) Preferred securities Hicing OTIGROUP CAPRALXml FXDfFLT TRUST PIO 7875% WE 10'30/2040 Symbol, C.PRN Echange NYSE EAI: 419,690 Current yield. 7 73% COUNTRYVV1DE CAP V 7.000% WE 11101/36 CALLABLE Symbol. CFC PPR Exchange NYSE EAI: 47,350 anent yield: 6.85% Total Total estimated annual income: $27,040 Tits date Account name: GHIStAINE MAXWELL hunter Prixhas* price of shares per shone (S) Cost bras (1) Price per share on Jul 31(S) VSue on tut 31 (5) Your l$nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-82 1-7C00/800-308-3 140 Unredized Haring gan or loss (1) Period Oct 4, 10 10.000000 26 130 261,300 00 25.470 254,700 00 6.60000 LT Oct 26, 10 4200.000 23.518 98,778.% 25.560 107,352.00 8.573.04 LT Commodities dosed end funds & Exchange traded products rotas reinvested is the tots d al reinvested theciends. it does not include any cash dvicknds. II Is rot a lac lot for the purposes of determining bcddrg periods or cost bosh. The shares you receive eaCh tine you reinwst diidench become a separate tax lot cost bases is the tots purchase cost of the security. Ind udng reinvested el wdends The cost basis may need to be &lusted for return of capita payments in °Wet to deterrent the &lusted cost bait fa to reporting purposes reflected on your statement. tncludng shares that haw been realized as either a gin or a loss It also dues not induek cash dvdends Mal were not reinvested. PurchaSe PrKfi NuerlSer Average Viet Client COSI Prce per share Value on UnrealizedOM investment Hddng Hddng of shuts per share (SS investment (1) basis CO on Jul 31 (1) Jul 31 (5) grain or loss (S) return (5) Period SPDR GOLD TRUST Symbol GLD Trade date. Sep 11, 12 190.000 167.689 31,860.98 31.860.98 104.930 19,936.70 .1 1,924.28 -11,924.28 LT 6360,078.96 $362,052.00 $1,973.04 unteolkedaaggain or loss n the difference between the current value and the cost boas ale would generally be your temable gan a loss If the sec wily was sdd cn Its date The unreatzed (tax) gan or loss may need 'a be at/usted for ret ran of capita pa3ments in order to determine the re rrd gain or las for tic reporting PUrcoses loontmenttetum is the current value minus the amount you i roosted It does not tncludit shares that are not CNP7C003001841 124 W000195794 COWS 0715 03025004 Y123 574SSOCOMpiyGEL000249, 10 of 14 CONFIDENTIAL EFIA_00133033 EFTA01275170 UBS Strategic Advisor sUBS July 2015 Your aSSetS(contonued) Your total assets value on Ad 31 (1) PeKentaged your account Cost bests (1) Barreled annual Ware 01 Unrealized can or loss (Si Cash Cash acrd money balances 6,53428 0.45% 6,53423 Equities Common stock 90,429.29 83,721.41 2,464.00 6,707.88 Closed end funds & Exchange traded products 314,697.50 250,407.85 6,032.00 64,289.65 Other equity investments 43,685.25 35.972.05 3,17200 7,713.20 Total equides 448,812.04 30.61% 370,101.31 11,668.00 78,710.73 fixed income Corporate bonds and notes 461,396.00 453,066.41 18,93900 8,329.59 Municipal securities 159,291.45 154.590.35 7,500.00 4,701.10 Preferred securities 362,052.00 360,07886 27,040.00 1,973.04 Total accrued interest 8,095.27 Total fixed income 990,034.72 67.58% 967,735.72 53,479.00 15,003.73 Commodities Closed end fends & Exchange traded products 19,936.70 136% 31.860.98 .11,924.28 Total $1,466,117.74 100.00% $1,376,232.29 $65,147.00 $81,790.18 Account name: GNISLAINE MAXWELL Your !Mande/ Adviser: SCOTT STACKMANLYLE CASR1EL 212-821-7000/800-308-3140 Account activity this month Date nein*/ Description Amount 0) Deposits and other funds credited Jul 27 Transfer FM VI 235750100 2.000.00 Total deposits and other funds credited Date Actinly Description $2,000.00 Amount IN Dividend nd interest income Taxable dividends Taxable interest Jul 10 Foreign Ctvidend SCHWMBERGER LID NETKRU1NDS ANTILLES PAID ON 113 56.50 Jul 30 Cwidend SPOR S&P 500 ETC TR PAIDON 1495 1.539.95 Total taxable dividends $1,596.45 Jul 8 Interest OBS BANK USA DEPOSIT ACCOUNT AS OF 07/07/15 0.33 Jul 30 Interest CMGROUP CAPITAL XIII MOLT TRUST RFD 7 875% DUE 10/302040R4J0 ON 10000 CUSIP: 173080201 4.921 88 Total taxable interest $4,92221 SDNY GM 00022414 CNP7000005641125Ne7000195794 00006 0715 030575004 Y123574550000000 Page 11 of 14 CONFIDENTIAL EFTA_00133034 EFTA01275171 SUBS UBS July 2015Strategic Advisor Account activity this month (contnuecn Date AcInely Account name: GHISIAINE MAXWELL Tour nancial Advisor: scorr STACK MAIILYLE CASRIEL 212-821.70001800-308-3140 Dexrenon Arnount (S) Dividend and intarestincome (cOntinued) Tmeexempt Mterest Jul 15 Interest MASSACHUSETTS ST HLTH & EDL FACS AU Rv B BIE IR/ 5 DUE 071532 DTD 0&0305CALLABLE PROREFUNDED PAO ON 50000 CUSIP: 57 936CFWO 1,25000 Total tax-exempt internt Total dividend and interest income 61,750.90 67.70.66 Date Act laly Deuription Amount (» Jul 24 Fee C harged QUARTERLY FEE -1,927.55 Total professional management fees 41.927.55 Pees Die Actinly Oesciiption Amokell(f) Other funds debited Jul 16 Transfer JOURNAL TO YI 23575 GhISLAINE MAXWELL -50,00300 Jul 20 Transfer Total other funds debited -S71.196.55 JOURNAL TO VI 23575 GHSLAINE MAXWELL -21,196.55 Investment transactions For more information root the pnoWvalue 'hoven lor restricted secunties. see Important informgion 'bout your statement at the end of tri?, dof tinent Cate Actuity Oescipteon Procehds Iran runt inyestment v-Ithdnvmta Acctued Ouantity Vaker (S) Price (5) tramactioris ($) invesinwnts ba.01 (F) Uitred (S) Jul 8 Exchange MICHIGAN MUN BD AUTH PV DUE 100126 DTD 110206 CAUABLE CUSIP: 59455TPF3 13E/IV 5 -5,000.000 Jul 8 Exchange MCHIGAN MUN BD AUTH PV DUE 100126 DTD 110206 CALLABLE 0.19P. 59455TPF3 BE/Pf 5 -45,000.000 Jul 8 Exchange MCHIGAN MUN BO AUTH PV PREF 5 DUE 100126 DTD I 10206 CAU_ABLE PRE.REFUNDED CU9P 59455T3R1 Be IV 45.000.000 Jul 8 Exchange MCHIGAN MUN BD AUTH RV DUE 100126 DTD 1 10206 CALLABLE CU9P: 594557485 13EM 5 5,003.000 contmued neet page CNP7C003005841 126M7080195794 00006 0715 030575004 Y123574550 COgfflyGpit tip02Ngs 12 of 14 CONFIDENTIAL EFTA_00133035 EFTA01275172 *UBS UBS Strategic Advisor July 2015 Account activity this month (continued) Investment transactions (continued) Odle Actiety OesCepton Jul 15 Cal Redemption Account name: GH1SLAINE MAXWELl. Quantity vaue (1) Price (I) ercceedS from intestment transactions (S) Your Pinandal Advisor: SCOTT STACKMANTLYLE CASRIEL 212-821-7000/800-308-3140 Funds otthdrawn Ia investments bOught CS) ACCrued interest (S) MASSACHUSETTS ST HLTH & EDL FACS AU RV B OEM 5 DUE 071532 DTD 080305 CALLABLE PRE-REFUNDED CUSIP: 57586CFWO -50,003.000 50.000.00 Total SS0,000A0 (kite Actroty Degnplion Amount IS) Money balance activities /an 30 Balance fonvard $19,889.72 Jul 8 Deposit UBS RANI: USA DEPOSIT ACCOUNT AS OF 07107115 0.33 Jul 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 56.50 Jul 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 51250.00 Jul 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0711615 -50.00000 Jul 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07120/15 -21,19655 Jul 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 72.45 Jul 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 6,461.83 Sul 31 Closing UBS Bonk USA Deposit Account $653428 The UBS Bank USA 02909t A.C<Oure IS your phmary sweepCO.0n Realized gains and losses the estimated realized gans and losses shovm below are nafa ta< purposes. Please rote that pin On lots recognized on the sae or rederrptlon of CA nal n structured Products, Ike cont•ngeni petit Securities. my be ad nary. and not capita, gain or loss. Please check rah your tax echrsor To tolt Jae gins and losses. we liquidate the ddtsl security lot first Ths is know., as the first" first out or FSO accounting method We use ths method unless y-iti t` ad which ta< lot to dose when you gractoyour order. This is known as a venus purchases or vSP r, • - 'dam' information about yaw statement a the end of this document lot more Long-term capital gains and losses Security desorption Method MASSACHUSETTS ST R.TH EDL FACS AU RV 8 0'E/RI 5 000 071 532 0TO030305 FIFO 50.000 003 Nov 22, 1 Ju1 15. 15 Quantity a PuKhaSe Sele face due date date Insorrnaon. We my not ad List gans and losses ice al (via/ chairs. We autanahcaly adjust cost bats for lae..eserept and AMT coupon municoa secunties for estimatedemail:Mon of bond premiums end lot wetted OD to sec waits Issued at a Oscouni a you requested that Ulna:lust cost tan for the treed premium arnortzahon on taatle debt securities then cost basis reflected for these securities has been adiusied Estimates in the Unctassihed section can nee be classified as short term or long term betake inforinmon is misang or the product it one in which the patriots taculabon is not provided Sae Cost amount (1) basis (S) 50,000 00 50,000 00 vast, rate coA basis adjialmem(1) Loss (SI Gan (S) SONY GM 00022416 Cele7C00?3058,41 127 NV7003195794 C0036 0715 030575004 Y123574550000000 Page 13 of 14 CONFIDENTIAL EFTA_00133036 EFTA01275173 *UBS Your notes CNP70003005041 128 NP7000195794 00006 0715 03057500t Y123574550 C006flikwGp,t0002fto 14 of 14 End of statement for account number Y1 23574 55 CONFIDENTIAL EFTA_00 B3037 EFTA01275174 Important information about your statement US$ kandeServos Inc (to Fim or Un Firwrocial Sera/ is antenna of al pen:pal seamy. ccerno6ty and wan edsieves Mein/16M *was and MBank UM. at is1 Sod 9CP:fir:sof UBS AG and Ofition of LOS Brookes U.0 lhefeWStnarill arteere it Cattle won racer The Pro's execirme011iCeS at a U3S Ford* SeVoiS he 1200 Haber Elculeead Weehawken N107086 This steamers represses me coly otIcialreadd of soften Enema Services account Other *COPS. except ofloal tar documents. co mairing conlken3 data souk not be abed upon If you Wow Maw 6 an once a 0•16001. plea. moo it errnediase6 n wring to theSrech Mareper of the othouning yoU amount AthaJgh at f 9a; term are inienclai to be iC0.010. staiegni (taattOuld rot be used for tat puposes ley so*6 on pared to lam 0e.. Form 1099. WO. 10125. eel then peeping your to "cum Sher em is agreed by lam TO repen tO Me RS al oak le dirdends. nepale non daub* dvdends ad made men vaned on securities held n your account na proceeds on sole tranuctons, and cost bakson wean awered Sectintol Onammicedons wit the Firm • Please reconfirm rincOrel CrennAlCatons nwmngt0 further protect your rilits ncbding yesroles uncle the *oohs roma Protection Act (WA) • the humor 'subteen on the top Sell of the hem of the, lalemmi is not CBS FitinCulSonna.. kald Fonda Sent's cerWs yow aCCcutt asclearing take by armigement *Ph the adicased natuton We Mooned you of dos reurtionthp "hen you opened Ws axone in this Cake Sr hecIS and earn is re looted a MISS Firormal am and not tee rtrodum9 baker. ad you oust mese a repent of ry mix or ooksslen W both MI6 All about, alternate shall be deemed complete .and atoms ne °bp:redTO n snag satin 60 days • Pleasedirect cusierne complants irctlirot to the l nyr: Client Relalkons 0firirrnefit X 201.352.1699 or tonere. a 1$00-3$441,03. 8 00Am to 6 CO PSI ET loader throup fey. a h retng to UBSIonsioal SeiVal. VIC. Cleat Relations Depritrriont PO Box 766 Unon City NI 07(67 • h case of errors a CroellORS *cut r ekcoonc tads transfer (711 bid wow er us air dchn cad Nab-Wolk Call 806762.1000 a wee* to IBS FrianCal Singh Ism. IMO Harbor 8W .6th I ba. Weakwarn. N) O7086. Ann INWBSA Savors Cal et notes soon as yor cart d you th nk nee stawnem or reCept 6 wOrg Oar pea need more 'Memoir Lw atreofee cri the stabarront or reapt The rem ce Card Issue OS Bp lOble) must hear Iran )0ti rot Nis 014/1160 OA alter the fin Seel you the fist sheernesson Mush the eau or probiteneptwof - Fronde par one ad *anew number a amp - Devine the era a the tats nu ay refire goo met: an as dimly b nu On shy niti We* 4 is al error or sty you need awe clam:kin - Proade the dokr morn of one unwed wet The km or Cad Soar el twatigate you Canplant ad will ortee any error praTptly Plesanak al treks pays. to the Furor to Mirka meta ndCaled on the front 01 thts statement h ant rov to reviser excess! fies. *avid may be abed to marmots Mn thamez Ice tae payment for saurus purchaws and cloves for wpad rants m cat =mots A(counts ma are traWker99 10 ollw. Thautcris mar be plied to a bawler lee. UN Sweep Opt:am US$ offers °plan for sweepn9 cash batecei besides:. bat deposits at Meat IRA Andra* AG Suerford bonds (Bark Sweep hogerml money market Mita findsNone, Fuels) arid the hkeriacoal Depose Accotot COS/for octanes with ai inionaional depute lemagenent Acoour4 thlar9h Iht Bat Sweep YrOlirlf. Can betimes ere sswpt a LOS Bat LISA up to n egad-hod lene and Merle LES AG Stamford Brandy a a Money Furd Deposes at LOS Sat USA are 'DK muted n accordance with for: a For exit ilanaion p Mae nut worn Ns goo Deposits a LIM AG 9ani eel Branch ad thareseThisner finds rem (dated by the FDC. Through the On mee k. to cat, baron at wept to repriPt aCCOuniS a SAS AG NetrYork Brrids ref IIBSIG Caplan Bone. There 4epOSIS aerie mixed by the FOC SaIrkes heU a the 15$ AG Carlin Brent, ere tenworaily noosed to The SOrertin as of theCapri Manz and the is ro pion sea other ob Seaton of 185 A6 to way the Damn Ms* on the u15 Camas's Bras boas Deposits X URS Bat USA rd each UPS AG Brach at rai mead by 9PC Monty Fund shies me peaeaKI by WC See 'CBS enambel Severs Acccunt Frotedion• below. Upon fair recks02, betakes o tie Bat Sweep Programs OA maybe vitheafin and gam of a lerney Fund maybe hquitlawd and theproceeds retained to putt yaw utsitet lanai Further ntennagn Lout softie weep *pions. indeing avert meant saes and peen. 6 wit** a wets sibsconlowepyikefs Porn your 'circa Mviler re by caring 8067624000 UPS Roaster Services mots protection The Finn bathrobe( of the Serums hosed Protection Covoraocel SPC). Wail. pro tectssedanks roam of as members to to 1500000 (orkidro 1250.000 for darns for rash) The SPC asset drixesso tows *Ph to all =am dna sou had n a pancake cazooly the Pert togree wth one, Ablates. ha also purchase szppiancotai venom the noanuen *welt payable to all MOW den. colactoolrunde this proton:on 6 SSW melon as of DiOerstre IO. 2013 Sited toes pokya:editions end Inertems of. at the Fon6 Junket protected fa up 1oSIominor n the aflegre ter al your a:Cowlsheti n a simian* caparay A WI copy Oi thepoky ontrtIng 6 /Mkt* upon ,e9./e2 The SIC prOlKlat and to supplemental proxion both do not SPA' to • (aunt natal awls controlled by (and Fabled (spar rook vabe) but held way from tell$Finalizial Swoon kg. anan (Scat alLIBS Bark (Jcafh MU% AG Stamford blanch. Id) inmate mans nclem9 salable acne les. rd Malvin of frultai finds Moe sun shares re mg awed rfrecity in the nine of the aCOunt Meier on thetots and wards of to *plc** Mar or traWer • (erten awarreni corers or mermen mend Co 9. Imned parowshos ad prvaeplaments) that are na registered soda the Semites Act 011933. and • Cotorrodhiescomam re 9.fangs echoer and prekus metal animas). &Win totes commas and FemirodAY option mamas The SSC protection aid the P.Oplierontal protection do not apply to these assetsthen if they Otherwise armee core sownents The SSC protectorand the nta1 PrOttaCn do not peened mann change, lithe note vale of pier areStrantSewhether at a result cif mate inownwit. sours timanoMY 07 011$ 41.60 More Wormaon s salt ki rpm request flu may obtan me Oformaarn tout SIC, hdudng the SK Brodie* by runway/ SIC at 202-3Tb/3300er by witng tie SP( newt at irmw sec eV Dividend Ii Meesment Program OFIP) Die sat aneeid ism amenpace you may obtan the actualparr par hionor Adios Only whole ram are pectizad weer CAP. partial Mara al to sob and me cash ml bereft:604d n sir amour* lhediritered rrinvestmern pro wicked by the issuer may deer Iron the mutt secs* Midi the pat* Peres it sold Cad/4HW Only whole units may be held in sow ant 1 you are entered to 'penal at as areal of amend pare or otherwise, tie Firrn MI ether tel partial:Rs a make peke a accept an avow daimirvel by a negiSteed (ferny mercy. and cede pxr account tonna *valves The nwitillent obsoves and nes prof IS are speck to eath scat and ono vary baste+ nem free ow Ion promptY n noting of any tarkant ethrope in your franc* Maim or ktresurom stream For eerie accoure held. you choose one of the to lown9 footmen inseams • Reda Cu Irma axon* Weelenents wiring the gewair of ',comeonly • Aare* Qpidehlippassabon kwatnantmeeing grovh anCpal rah, than the generate:or of Man? • prothece Contestion of Income soclCeataAOPecopon inantswits seeing both ono generation of MOM /10 poodle prneval Overall tisk profiles • Convene., Sees to tome heti *Stipa( win Ow risk and rola airy to the account overt eon d ma means the mount does not 9,916-31609,1dant illartt*Of MU -Sad moneykeep pea wth kA LOCO • AttSeJi %WIN 10 aCCOpl some svi tO WOW an tolerate corm Yea ay so wok Mahwah= • A.996.9a.e Wring to aorept hgh refs tO Vowel a•ihgh vOlablitylo wel.hign retina aft brae StaWnent Mousehoklin9" We may ainSoldate al RUM eCCOult StatenlitilS with the sant reams n the sane envelope ACODittirroybc•relned fa this armee leave toy hoe wren rho aim maven pont noun relaionshm soda ate dell at the same address This grebe 6 known as 'howelsoldro • I you "let le realer inflator Peterstnisnukd n Sae CONFIDENTIAL eneelopm —you may *One households.] by ding your Framed Advisor Friona/KOWA name The Frier.* awn none reflects ntarenas that nu entered on the fens onlne undoes went. It e a customizable •norume Waal by you to au you your reardeeryaro It Pin no Sma effect co nu ascoure YOJ on Mast pi:Franey Kern names. throe*, lathe Somas a tiontacund pos Force Adebor Mount overview • vats of toor 2ttoureprelcoa Ne‘ f assets am Ild • Agee wof mrdy( *Wok call balsas whitsler renewed rthy(e ) rd Gkbar kr* Deposits unrealized marks to market and certam antes not held by tie Fin Does not nclArunpnced kaultelassets a the enf of the pine and runes timeworn peak a Pure haemals. ~skid stork Wart and eurCitab le dad options • Oanikees bards debt Oalarlding mon loan. Genii Int sheet account ban • CX1WITO/My bgincen Toes of marveled rabble catii bine. pkt 16$ Bat USA dean balricrs U8S AG Started Stanch depose balances and nicety matte mutual find sweep Dann a the Jose Or the 32•11(nNint mead weniommoty h e aeon banes in you am arena segregaed from other batmen rodeo Fillsmay use any a these fads n ordery course of as banns These funds trepaythte tpon wur demand no total 6 Snarled in no area pond dosing value Lending information rot <ISM elven a I on on the rn's WNW.) stamps and dr.docures, Mato pa ChM RPM beitp Aretmitli or Arun Aotersmt and tee General Tows ad Cannons 13$ Stamen of Cade Practosameabbe n Agreements and Duclosures a 322a5SakiaglaegardaSa= Your as You statement itifna9SSFOSit*S and Other Sitesheld the octant a the end of to women period YCV may Mt for Matey of Ivey paid 9Xuntefaraw tone You may recede seamin used a ban collates ate Pasw9.anian balance de on them My seaman trandened to the thing the suttees period an lined a owl of vat a of the end of the statement pried • Cost basis h dettenhng them% banally wastes neared n the statement. Mime nib:tea was the ante '1: tin Financial Sercesho aka on alternation obtained from sources other than US$ Finalcul Secrets. OCRing nfonnalon Item nee IT or tat you may hate prowled to your 1 inaeof Advaor the Pion dots not naandenisr verkOr suramee the nay er validity of any Mannar:in provided by saints other Pan USS F nrUdl Sefdtti in addtion atiou9h LISS Fhavcial Sena gitemely updates tits llamado esti Reuel The Fen does not swede any assumed tat to of emotion soder 'Cost and 9arealized gaitass" is asamee a of the dae of this 92401011 AS AKA please do not rays this information to into sun:hese a sae Oozes. la la purposes a *Term ACO:ont 9/151wtol to the fern may reflect suiriloss Moran oily for ono prOd tint they at held at the Fen Morehinonol ntOrmatem (Si be added by sir FINNS 04/60( • Untealked gains, boon Piton dee s malt* estra urrealasf 9andlosses ae Calatlated foe SDNY_GM_00022418 EFTA_00133038 EFTA01275175 Important information about your statement (CCOtinUed) kidrithistorty lots The m aden data la landsal Ø may itt mig not retled Øisom arges asdi siamyreorgincatim enats Drifend mg oter ror...ramm lots and shtornatir pactme bh» mit ombad to dtiglay akta:grad lit The • Trade da.' molion presmts the agna, Manat nn briedate • papla norldfit Ronds and Manad sto* tal te Mua calt fa ealy r de ptonwil beselet:ad impaniaty by bl tarm arricog al saunas of that isyr tri n our nant er n exmake nr* for ar ekets fal kart teerna vri is obanad from thrd pann and in aerog rol guaNed Ott< all leras may east ylar amid aiKt ywit amulett anormal no sma be provided ulxn regng . Unikas» of &port (CDO (Ds are MC ~pi up', $293,000 n phopal and ~ad attest pr Magmor and pr aprecry antirim, n acardana *ab St< flins • ~aha Rna, Ckplhed l« SKUMS and otte producei mat be hror « how thai to pris ma you mola taualk rackat in Ox ~kr PrCeS are Obtaned I rom vanDuS trad party ;sorgen annal we arvo lo te rar?* bul we do not gardet tok away - Wo goneraly mo to cknng pm* who rabbb«the minn a te b4 ad ask was fa 'ned sedemes and *utresor my bd pas /or OTC ramm - Lot eran y traftd manen my be peccd unga vala on maka «Ila~ (pant ;ria we obtaited aid mag nol rel led an saka mak« ra.« ane - C rean postats may agna ~mat apres and mil show x 'paa vm not aecilable' A we are malne to obtan a toge fora stora - N5001 Or sear fes demens& n orrencies aber Mr U 5 dollars as rakt« i the ekat unge fire as of ekt dramat date - ror arun senares vang n non-ccokamhg dromarcen. ace eld guarky <face vane) mav bre been rystades Imam proper %burr To *byn anan: durran kron adiatile. artad ysta rusnor Artmor • Syra berinarnems and atruturiad ',redo« Fnatt Inostmort stuero rrictidng dirai pm:ration program rid mamma namnam tan SKUM** and Onahred praguaS Serner" teghy thai d <Man structund vanas tav not bom rogelorod ~Ml* Setrim and Enmage Gammasin « undr any state securnes lam We provdeestmred kalas fa anate mesaners samer ms seniorat produn li r MormatKnalputoymonly An:trava noT9unmetd - lher vilas maydiffar absurnally from plan if ax al *hm apar, mesanen securty grattas' purra revy be Itcor « sold sid do not nommady reV454.11 the Tal. etel my reastupen kodat«, - ind gan en man of vant n60134:fln dat ald ae Sieplitd 10 1185 foror Savas on a regi hr bro by an ndeperdeni vakiation Im 1£100r,SitrwalPa~cr smsor ecrimzed vana if ny'. are »gled to te Frm by te oxer general pave a sponsor and may be abalated bard en different Mormatian from mat ord by thtd mbs to Mine Mer estinated vants - You cal ti tan addnxial Mannen regadng the rroteborlityy osed to detennne [be mimat, dl vane MO the dm of the hformaton hat ly ht ban for die manat by conlacti6 kar kadi Ådror - 'Ma party esernated yras may te af lected as 'Not mad« n sa graf snutars anm an 'nlepenSent vakuum fm lusnot typled of d unrie b assign a vant Men~ botom apa» tal a maenS oroa ha omred that rey alla amitusly reponed vane et0 QUe510n. a winn a vala rmuid be teghy speatatve duo to to 'ut" of the "My - Wien neither an Mu« real panna Cl sponsor estmaud vakna a rdpahy eg inard velut is prOvded ilre var of te martyr ml bedragit tom p.rdast pta - 'Dimidiom to dta mar indianer, of ca>hal, reerne «bolp • 06906unR sa* astesents me naval ollerng since peruks ms mr not riflen you. co2 bask . Itgadmed «arid« ReStnCted14CurdeS generaty at nol ~agade for pair x* URS [narra lervvs osts det ~at pila of ta truatrigal nod( of the sant au« a ri manad vak* ta the manad nod tt pagosis of Nis stoexemooy To the eda« thi reso eted siad. are 6904 ror sak, te vant (oread mint* sutntantlik Int Mae Me imtuted showa • Est hainatod) tagna atranyialds and ratat An taran of zonal mogne 6 based on arme ~kod ak flata ra" apunhg te ~Ris alibit held for yra from haremen' date or und iniony This *Minne n Onbr 3 gukeline. aCeuracy anel ortnued reane se not guranted - Est Matad mur none ald armt 14.1 for arian 11660, starkes muld isade dream of abstr or drar gad norrut ou the est tame ~harem utkik wool5 be *vems», - Eirrnated annat name ald carem rifl and Me actur norr* ad lieb mght be boer cc higher thri tbi esiknattd amorin - An ed irae ol a=neratio ~me anden! andor niofel durled byfise arm maka valdrexa balata 6 based en ta lag drömd or maten parser made by te mar and rismans ht Marekitagiodes vill be bildt« ox yva ban dm statentmt damer und mxurty adatlasid contriutd rid as not garanten, • Asa not hold by URS tinnad damear rann asstos are nO1I1e1$ byte Pern 74 not fl n te fillY5 pOSSeSSUI or angel aber nuets re depthed as sor sannorr for ird pannor ~ordf PoMins ak rak*, p.emed» prosaled bytit isarp finn 1185 FnaneiX Sern3E5 6 not rea/ombe fortis nforemxian and Joes nat gynna l5 aCOOXy mele 3S5elf ax not proiecird by SK or tie fems Supplomenlal SIC roterar • damms during and addkbnalampensatlea - m aalirin lo mminissom on sales and 12bil fem naise/ os armare with the distrtoion of reahut haids to our Ments vire anda or Make mon* repro. ~ng ~eau f rom ocubutors andar Maison of tfyy almar kras hat we sot Thao anans are bred as hvo dinaren armerar 0 tie »can, of saksby SS ot a pancuW muta lund fanry to ox denn. ard the mr vaneol a !smala. ',utval lund friats Sharet MAJ a te IM, - We rd St* ab, recit, retrioang and ormtnspnxesting las n OrMdelatiOn ror trinde( agani meetes mat wo oroa to to rratual fonds )hese fets gentrani an rad ban imtnor aset in Me retyl hed and le anod dolt< antal basel on tia nords« of asanis at IM trobx-dear hackig matial lacka hr lad laniy - in ollon IO orms Ms reCeieed n corriedion *Rh nat sat or darbuton et nutg orera= ad unit Mastix, bur units to our denn. nr ax/ our aff dar* resa* amma rang COrranehirn from mayor me namna organen mamma) ha amuity anads ah dan ol the Panna tummes «Øseg a tie ural nveSellell INSIS we dwtute - Ole Mildes aho reces« trading commbansaid aber otapinuton frun mani linds rid entr~ Contras Irma prodans ~ambra, - We reantal atoll tiee hals k658adc USA an! USS AG rantar/ talt of up so 115 per aosunt san eangto to banks knar Mo URS Dar* Swo.v IM/rant Made, ▪ oinalian rogrdng conynkars rid other dages incured n annecbon entb the ~Mon on valet «norm option traturctons has been gladan cis urins:tons kravery handled io you. and *il be proso to you ~pip on 609011 Short mana it you fl agna, n mon sang aneny you mag nar a daged» TO anan kat." rost fa thai panna hanry Ogen orden lieRaling Opel « 9goodailicarkalled • orders thai sade nOt eacuted by the grenen, dra opel bod ad stil Rep orders re ratad by te emun of dmdendS cc rghli ▪ oydiedindsor tyngas dato mrs nstricied othennyr by you You ae renomak loraders Mal are omatad rue to your lana to anal ening egen orden Tax withirldng on ~ens furen URS i inmald Stats Ras Mer tamarenal.S URS Fonda Services lo redlhOfd invant 12C from yes 'arkte IRA dienbnum, tut you my dm not lo nto ~lm strafl or insteaf, you nav rea to hat Is mitt a t Irae or oanad amen as you choose Var ~mo we maxin 11 effectuntArsoled by you You may mycke sur ~Mon X pyt to by ~ng a nav eleann if you do rel hap OrOut• nonm tar witneld krm your danbutions. you may be repenSble for tt* papnom of almred ta You mar noa parm Arne manis ~nek] and you est:yard fr primmassenot OM' CO rar la obligatim Paraty To alm a copy of ottoman <kem Party Anna pbxe antal you F nara, Achton «rist ou, mbs% a: mim uasfomomØat IOS ;kuria' Sansas k not a bak The Ma Pumas 5441MeSaccou'd aha ard ithei an bra mage XatertS ann trade access to banken servas ard andan ttrough anangensints vir thiattd bagis ad other thi'd partybalks. and provats ratt to brann ad arun, manets Sed by unriliate0 ordparty inrama annan*, trougn «van agency It/MIST ed of Lin Fraoder Savas nc internatt. nasse. andamug prodans hist FDiC inred • NO bank Buranlete Mag lose vala 6AA RMOureeMMayrrefil aser", Business Savir ACCOMI tik I1MA and nternmonal Rasade Maugarent CONFIDENTIAL Accoint are regniertd senat mats or URS Frundal Stakes ine VG Shsafino is a nimrod »Mat mad of visa Irnammaial 1.85 Visa sgnattre dedl cards aM LES Visa dra cads ae «ed 4165~ USA wah annesion trott ina ta S A narporsai URS Financial Serenes Mc Rev 201407 SDNY_GM_00022419 EFTA 00133039 EFTA01275176 *UBS UBS Fnancial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Cm-70057647450615 vl 0 Account name: GHISIANE MAXWELL UBS Strategic Advisor August 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your Financial Advisor: SCOTT STACK MANILYLE CASIbEL Phone 212.821.700Y800.308-3140 Questions about your statement? Call your Financia, Advisor or the Value of your account As a service to you, your portfolio value of $1,427,41964 includes accrued interest RMA Resokxceline at 800-RMA- 1000, account 029023574 on July 31 (1) on August 31 (9) Your assets 1,466,117.74 1,427,419.64 Visit our webelte: vnow.ubsconVlinancialservices Your liabilities 0.00 0.00 Value of your account 11,466,117.74 31,427,419.64 Accrued interest in value above $8,095.27 $1,899 41 Tracking the value of your account Sources of your account growth duriag 2015 Value of your account S Thousands at year end 2014 51,584,344.34 1.584,3 Net deposits and 1466.1 1,427.4 vadsdratrals 4162,82613 Your nvestment return Disidend and interest income 149879.67 Change in value of accrued interest $955.52 Change in market value 44493176 Dec 2014 Al 2015 Aug 2015 Value of your account on Aug 31. 2015 $1,427A19.64 SONY GM 00022420 Member SIPC CNIO0001005764745NPI000199698 00006 cei 5 030575004 Y123574%0000000 Page 1 of 12 CONFIDENTIAL EFTA_00133040 EFTA01275177 SUBS UBS Strategic Advisor August 2015 Your account balance sheet Account name: GHISLAINE MAXWELL The value of your account Inducts assets held .3 IRS and cenan assets held away Iran USS, See page I for more I rionnatiOn. Summary of your assets Value on August 31 (t) Percentage of your account A Cash and money balances 17.90 0 00% B Cash alternatives 0.00 000% C Equities 417,371.63 29.24% D Fixed income 989,354.31 69 31% E Non-traditional 000 0.00% F Commodities 20,675.80 1.45% G 0.00 0.00% Total assets Value of your account 51,427,419.64 S1,427,419.64 100.00% Your current asset allocation FA Eye on the markets Index Percentage change August 2015 Year to date S&P 500 -6.03% -2.88% Russell 3000 -6.04% -2.61% MSC I - Europe, Australia & Far East -7.35% 0.14% Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45% Your R nuncio' Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.3083140 Cash and money balances may include available cash balances. 085 Bank USA deposit account balances. LIB5 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on August 31, 2015 3-month Treasury bills: 0.04% One-month LIBOR: 0.20% Chr.7000e005764746NPAX0199698 U0036 OBI5 030575004 Y123514SSOCOMpiyGm000229gme 2 of 12 CONFIDENTIAL EFTA_00133041 EFTA01275178 UBS Strategic Advisor SUBS August 2015 Change in the value of your account August 2015 (4) Year to date (I) Opening account value $1,466,117.74 $1,584,344.34 Deposits, including investments transferred in 0.00 3,998.72 Wdhckawals and fees, including investments transferred cut -11,756.74 -166,824.85 Dividend and interest income 5,240.36 49,879.67 Change in value of accrued interest -195.86 955.52 Change in market value -31,985.86 -44,933.76 Closing account value $1,427,419.64 $1,427,419.64 Account name: CHISLAINE MAXWELL Dividend and interest income earned For purposes of tNs statement tatatilly of inkiest and dnicknd income has been determined (rem a US tic leMeting PersPediee. Said upon the residence of the account hokke account type. or product type, some Interest ardor dvidend payments may not be subject to United Matti (US) ardor Puerto RICO (f40 income tarts. The dent monthie statement is not intended to be used and came be deed upon be tar purposes. Clients should refer to the applied:le tax reporting forms they real* horn UM annuals,. such as the Forms 1099 and the Poems 480. for tax reparang InfOrmatiOn. It is the prance Of U85 to file the aPPlicabe tat mooning loins with the uS interne Revenue Senate and PR Treasury Department* and in sus h forms accurately clastify civickna ardor intent aster exempt or taut* income. Please consult your indvdual tax preparer. August 2015(4) Year to date ($) Taxable dividends 17.90 5,826.38 Taxable interest 1,898.84 32,620.96 Tax-exempt interest 2,503.00 8,750.00 Miscellaneous 823.62 2,682.33 Total current year $5,240.36 $49,879.67 Total dividend & interest $5,240.36 $49,879.67 Summary of gains and losses values reported below exclude products for which gains and losses we not de:milled. Realized gains and losses Unrealized August 2015($) Year to date ($) gains and byes (s) Short term 0.00 0.00 2,14820 Long term 0.00 0.00 47,928.98 Total $0.00 $0.00 $50,077.18 Your Pi sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Cash activity summary See ACCOUlif &WV the month for dela is Bianco in your SweePOPticft are Induded en the nfiedr9 and closing balances watt. FDIC insurance applies only to deposal at UK Bank USA, not to deposits at UBS AG, Stamford Ranch or bank deposits pwrecithrousn the UBS intemsional Deposit ACCOOM program UPC protection amber to money rflinkil sweep fund holdings but rot bark deposits. 5•• Important iniormation about your statement on the last two pages cf this document for teals. August 2015 IS) Year to date IS) Opening balances $6,534.28 $464.36 Additions Deposits and other funds credited 0.00 3,998.72 Dividend aid interest income 5,240.36 49,879.67 Proceeds from investment transactions 0.00 112,500.00 Total additions $5,240.36 $166,378.39 Subtractions Professional management fees and related services 0.00 -5,877.13 Other funds debited -11,756.74 -160,947.72 Total subtractions -$11,756.74 -$166,824.85 Net cash flow -$6,516.38 -$446.46 Closing balances $17.90 $17.90 SONY GM 00022422 CeiP7C009305764747 NP7003193698 03006 0815 030575004 Y123574550000080 CONFIDENTIAL Page a a i2 EFTA_00133042 EFTA01275179 UBS UBS Strategic Advisor August 201S UBS Bank USA Deposit Account APY interest Period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $19,890.05 Closing UBS Bank USA Deposit balance Aug 6 $9,195.55 Number of days in interest period 30 Average daily balance $9,933.89 Interest earned 80 .15 Annual percentage yield earned 0.02% Account name: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate investment elighaity consderaton tilcrie selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. GHISLAINE MAXWELL Your financial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7CC0/800-308-3140 O41170508005764748 NP70C0193698 00005 Cell 5 03057500+ Y123574550 03ElayGm000221fle 4 of 12 CONFIDENTIAL EFTA_00 133043 EFTA01275180 UBS Strategic Advisor UB S August 2015 Your assets Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Some pnces, income and current values shown May CeEpprOxiinene. AS a its A. gams Mr:110%es ma/ not be accurately refeded. See smporuntintorataeon about your statement a the end of the et cumem for more infornalon. Cash Cash and money balances Cash and more), balances may include avalaile cash balances, UBS Bar* USA depout account balances, UBS AG Starford Branch Cepopt account balances and money maket mutual fund sweep romances UBS Bank USA deposit account balanCeS are insured by the FDIC vAl h n toper etre limits, but are not protected by 9PC U8S AG Stanford Bran( Adeposit accoum mantes re not insured ty FDIC and re not protected by SIFC Money market sweep balances are protected by Pic but a* not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for details about those blames. Hddng LIBS BANK USA CEP ACCT Equities Common stock Hddng Trade dale 'babel of shares Purchase pricer Average price per share (1) COP basis (5) Price PH shat cn Aug 31 (5) vane on Aug 31 (Si unreenzed gain or loss (I) Hold%) Period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 123% May 17, 11 303.003 II 860 3,59384 16.340 4,951 02 1857.18 LT Ju' 21, II 313.000 10.670 3,33986 16.340 5,114.42 1,774.56 LT Aug 2,11 328.000 9.802 3215 15 16.340 5359.52 2,144.37 LT Security total 944.000 10 751 10,148 85 15,424.96 5,276.11 OTIGROUP INC Symbol: C Exchange: NYSE EAI: 472 Current yield: 0.38% May 17, 11 115 000 41 249 4,743 71 53.480 6,193 20 1A06.49 LT Jun21,11 121.000 38 285 4,632 57 53.480 6,47108 1,838.51 LT Aug 2, 11 122.030 38 297 4,67224 53.480 6.524 56 1,852.32 LT Security total 353000 39 242 14,048 52 19,14554 5097 32 Goering Wax< Cloung balance Prue per share Average on Aug 1 (5) on Aug 31 (I) on Aug 31 31 rate 6834.28 17.90 DeridenoInterest period Mrs n period Cap mount (1) 250.000 00 contended next page SDNY GM 00022424 C TIP7C003305764749 HP70031%698 03036 Ms 03 0579004 Y123574550000000 Page S of 12 CONFIDENTIAL EFTA_00133044 EFTA01275181 UBS UBS Strategic Advisor Aught 201 5 Your assets . Equities . Common stock (continued) ticking Trade cbte Number of shares Purchase pia,/ Average price per sham (I) Cost basis (S) Price per share an Aug31 (t) Value on Aug 31 (5) Unrealized gain or lens (I) HoldIng period GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAT: 41,977 Current yield: 4.89% Nov 18, 10 1973 030 36 416 50,000 00 29.440 40,421 12 -9,578.88 LT SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol: SLEI Exchange: NYSE EAT: 1226 Current yield 2 58% May 17, 11 37.003 81 270 3,007 00 77.370 2862.69 -144.31 LT ltri 21, II 40.000 82 436 3,297 45 77.370 3,094.80 -202.65 LT Aug 2, 1 36.000 89 433 3,219.59 77.370 2,785.32 -434.27 LT Security total 113 003 84 284 9,524.04 8,742.81 -781 23 Total 683,72141 683,734.73 613.32 Total estimated annual income: 52.464 Account name: GHISLAINE MAXWELL Yoorlqoandel Advisor, SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308-3140 Closed end funds & Exchange traded products Total ref:welted ts the total ce at reinvested dvdends h aces not include any cash &elder& is rotates( lot for the Purposes of Oelorrining hicadng periods or CON basis. The shares you receive each twe you reinvest dirdends become a separate tax lot. Cop haw is the told purchase cost of the security. Ind udng reinvested d shclends The cost basis may need to be attuned for learn ot capita par ients in order io cettermne the a:tintedCOSI basis fa tar reponng purposes. sicking SPDR S&P 500 EIT TR Symbol. SPY Trade date: Jul 12, 13 EAI: $6,032 Current yield: 2.04% Purchase lower Number Average pine Client or shares per share (1) tnvestrnent (3) 1,495 000 167.496 250.407 85 Unrealized (raw) coin or /on 4 the difference between the c meal value and tr.* cost basis and would general,/ be your hatable can a loss if the Sec any was SOICI On iris date. The unreal-eel:that/ gent:. loss may need to be alusted for return of capita parems in order to determine the reseed gain o' las tot tax Inv etts stir? current value minus the anount you invested. It clops not include shares thN ale not rterlestni ctinedngint onPulyou7silat ' anent, includngshares the haw been realized as either a gain or a loss. It also don not induCk cash duck-ads that were not winceSted COSI Price per Shale basis(I) a' Aug31 (Ss value on Unrealizeddad Imes:anent dolcid) Aug31 (s) gain or loss (4) return DI reflect 250,407.85 197.670 295,516.65 45,108.80 45.108.80 LT Chle70360305764760Ne7OCOI98698 00006 MI5 030575004 V12357465000MyGht00022tint 6 of 12 CONFIDENTIAL EFTA_00133045 EFTA01275182 UBS Strategic Advisor *UBS August 2015 Your assets h Equities (continued) Other equity investments Amount name: GHISLAINE MAXWELL Your Nnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Cost basis and gans and losses haw not been adjusted ad Emetic ally for return of capital payments. Restncled wcunly yaws we estimatedlw Informational purposes See important infamacon about your staftosant at the end ci this document for additional informal ion Naha* Wife/ Trade Weber Average Oct Cost Pme per sham Value on Unrealized Hd6ng HdcIng date of shares per she* (I) bad (S) on Aug 31 (I) Aug 31 (5) gam or losS (1) penod BLACKSTONE GROUP Lc/THE UNIT REPSTG LTD PARTNERSHIP INT Symbol BX Exchange' NYSE EAI: 43,172 Current yield. 8.32% Sep IS, IA 1,113.030 32 319 35,972.05 34.250 38,120.25 2,14820 ST Fixed income Corporate bonds and notes PIKES we romans frcm independent quotation bureaus that use carputeezed violation formulas to cale dal« current values Actual market yaws may vary and thus gainsflosses may not be accurately reflected. COSI MIS h8S been aluSted for FAC feted °Nana issue CTSCOunt MID) COO basis has teen tithing HSBC FIN CORP NTS 8/E RATE 02.900% MATURES 1C/1915 ACCRUED INTEREST 31,095 56 CUSW 40429XYB6 Moody. Baal S&P. A EAI: 31,450 Current yield- 2.90% Oct 12,10 100,000.000 100000 100,000.00 100.157 100,157 00 157.00 LT GENL ELEC CPTL CORP PD) RATE MATURES 0911116 RT 00.511% CUSIP 369626215 Moody Al 58P. AA+ EAL 1192 Current yield 0 SI% Doc 11, 09 50,000000 90789 45,394 531 100 103 50,051 SO 4,657 00 LT BAI4Z OF AMER INTERNOTES NTS EVE RATE 03.600% MATURES 111 1916 ACCRUED INTEREST 11,59000 CUS1P 06050WDW2 Moody. Baal S&P AEAI: 35,400 Current yield: 3.55% Nov 01, 10 150,000000 100 .000 150,00000 101.530 152,295 00 2295.00 LT Trade date rota fae value al mat wily (I) Purchase wife (/) automatically AuSted for amortize:Ion of bond pre-royalusing the Constant weld method if you have made a tax election to deduct the Werra um arnorlization on tairatle debt seC unties, you may request US$ alust cost basis for the tend prernum amortization. AClusted cat bass (S) Price on Aug 31 (51 Value on Aug 31(S) unreaded ticiong gam or loss (S) penod continued next page SDNY GM 00022426 OW70008305764751 HP7003193698 00006 08IS 030579004 Y123S7aS50000000 Page 7 of 12 CONFIDENTIAL EFTA_00 133046 EFTA01275183 *U BS UBS Strategic Advisor A Ug1151 2015 Account name: GHISLAINE MAXWELL Your assets Fixed income . Corporate bonds and notes (continued) Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000800-308.3140 Trade Total face vaut PurChaSe A4usted PriCe On value on unrealized Holding Hddnq date al mattally (5) price (5) COO basis (S) Aug31(Si Aug 31(3) gan of loss (1) period P MORGAN CHASE & CO NTS WE RATE 07.900% MATURES OW 29149 ACCRUED INTEREST 13,949 99 CUSP 46625HHA1 Moody Baa3 S&P BBBEAI: 111,850 Current yield • 7.52% Original cost basis 4157,909 17 Dec 22, 09 150,000.000 105 111 157,667.901 105.000 157,500.00 • 167.90 LT Total $450.000.000 $453,062.40 $460,003.50 $6,941.10 Total scatted interest $6.635.55 Total estimated annual income: $18,892 Inckees cost hags intrrnabon prowled Ey you cr another third part'. VR5 F5 has not verified this inform:ton and Wet not guarantee its accuracy Municipal securities Prices any obtained from independent quotation bureaus that use comptserited vitiation formulas to ciscount for ticunties issued at a discount. When orignal cost basis is ckspiayed, anorWation ha been calculate current values (WWI Mattel values may vary awl thus granglosses rrey not be accurSely clone usingtie constant yield method otherwise amonization has been done using the stritight line reflected. Cost basis has been autCrnatoty aclustedfOr mandatory amortization of bond prerrivn on method coupon tax-e>errpt municpa sec unties using the constant geld methodand for accreted signal issue flack Total face viue Purchase Adjusted Me PI Value on Unfeellied Hefting Hddng date a Maly/Hy (t) "eft) cat bam (t) Aug31 (S) Aug 31 (1) gan or loss CO Pentid MICHIGAN MUN BD AUTH RV PREF BE/ F/ PRE•REFUNDED RATE 05.000% MATURES 100 If 26 PREREFUNDED 1 01011 16 9 100.00 ACCRUED INTEREST 1937.49 CU9P 59455T3R1 Moody: Not rated S&P: Not rated EAI: 42,250 Ctsrent yield. 4 76% Orignal cost basis 146.406.80 Nov 22, 11 45,000.000 102 740 46,233.38 105.023 47,26035 1,026.97 LT Continued next page 01/700:0305764752 NP/000193698 00036 eels 030575004 yinsussOCOMAWGM000224,9* B of 12 CONFIDENTIAL EFTA_00133047 EFTA01275184 UBS Strategic Advisor UB S August 201 5 Accoont name: GHISLAINE MAXWELL Your financial Advisor: SCOTT STACK MAN/LYLE CASRIEL 212-821-7C00/800-308-3140 Your assets • Fixed income Municipal securities (continued) Trade Toed lace raw Hddng Otte a maturity ur Purchase Drnce0) A4usted cost tem (4) Price on Aug 31(9 vete on Aug 31 (I) unreaized grin or loss (3) Nclding Period BIRDVILLE TX INDPT SCH D PREF BEM PAE-REFUNDED RATE 05.000% MATURES 02/15/29 PREREPJNDED 02/1917 0 100.00 ACCRUED INTEREST 419999 CUSP 090874U5 Moody. Asa S&P: Not rated EAI: 44,500 Current yield: 4.70% Original COST baSit 493,704.74 Nov 14, 11 90,000.000 103.349 93,014.47 106.405 95,764.50 2,750.03 LT MICHIGAN MUN BD MIEN RV RATE 05.000% MATURES 1001/26 CALLABLE 10/0U160 100.CO ACCRUED INTEREST 4104.16 CUSP 594557485 Moody. Nst rated SW. AAA EAI: 4250 Current yield 4.76% Original cost ban 45,034.35 Nov 22, 11 5,000.000 100.619 5,030.96 105.027 5251.35 220.39 LT EIRDVILLE TX INDPT SCH D BDIV RATE 05.000% MATURES 02/ 1929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 322.22 CUSP 090874LA48 Moody An SW: AAA EAI: $500 Current yield 4.73% Original cost basis. 410,056.65 Nov 14, 11 10,000.000 100.426 10,042.69 105.752 10,57520 532.51 LT Total Total accrued interest $1.263.86 Total estimated annual income: 77,500 9150.000.000 $154,321.50 9159.891A0 94.529.90 SONY GM 00022428 CNP7000I005764753N47000I93698 03006 OBIS 030575004 Y123574550000000 Page 9 of 12 CONFIDENTIAL EFTA_00133048 EFTA01275185 ;It UBS UBS Strategic Advisor Augint 201 5 Account name: GHISLAINF MAXWFI Your Asandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000800-308 3140 Your assets Fixed income (continued) Preferred securities Trait Hddng dd. taunter of shares etas tune puce per show (S) Cost twos (t) Price per share on Aug31 (5) Value on "9 31(I) Unrealized gan or loss (4) lidding period CITIGROUP CAPITAL XII FXDFLT TRUST FED 7 875% WE 10'30/2040 Symbol. C (change' NYSE EAL 119,690 Current yield 7 71% Oct 4, 10 ICLOCO COO 26 130 261,300 00 25.550 255,500 00 5.80000 LT COUNTRYVVIDE CAP V 7.000% WE I 1/01/ 36 CALLABLE Symbol. CPC PR8 Exchange NYSE EAI: 17.350 anent yield. 6.86% Oct 26, 10 4200.000 23 518 98,778.% 25.500 107,10000 8321.04 LT Total Total estimated annual income: 527.040 $360,072.96 $362,600.00 $2.521.04 Commodities Closed end funds & Exchange traded products Toter reinvested is the tots d at reinvested dvidends. n does not include any cash doctivis. it is not a tex to for the purposes of determining rod rg periods or cost basis. The shares you receive each time you reinvest d %Wend: become a separate tax lot Cost basis is the told purchase cost of the security. inducing reintesteddwiends The cost basis may need lobe *dusted col return ce capita payments in order to determine the *lusted cost bait for tar reposing purposes reflectc-d on your statement, includ no shares that haw been realized as either a gan or a loss it also does not eiCluCk cash dvdendS that were nor reinvested Ptircheat PIKe NlifrOel meow pace Client COSI Price per share Value on Unrealizedan.) investment Hdd rig Hddng of shares per share (I) investment CS) basis CO on Aug 31 (Si Aug31 co win of lass (5) return (S) period SPDR GOLD TRUST Symbol' GLD Trade date Sep 11, 12 190.000 167.689 31,860.98 31.86098 108.820 20,675.80 -11,185.18 -11,185.18 IT unterszed (tae) gain or loss is the difference between the current value and t re cost bans and would generally be your I &Sale On ce loss If the sec tatty Vv3S sold on tM date me unrealzeddar) gran cv loss may need to be adjusted for return of capita payments in oder to determine the realized gain or loss for tax (Moran PUrPOSes liweamerrt tetum is the current value minus the amount you inretted It does not include shores that re not COM:00057647M NP7000199698 COM ceis 030575004 VI 23574550 COMyGpvi0002429 10 of 12 CONFIDENTIAL EF1'A_00133049 EFTA01275186 UBS Strategic Advisor UBS Augud 201 5 Your daSetSfccritnuec0 Your total assets value on An 31 (S) keKtntege 04 your &COuril Cost base 01 Estmeted *mud Marne (S) unwired coin Of 10S5 Cash Cash aid money balances 17.90 17.90 Equities Common stock 83,734.73 83,721.41 2,464.00 13.32 Closed end finds & Doshange traded products 295,516.65 250,407.85 6,032.00 .15,108.20 Other *quit/ investments 38,120.25 35,972.05 3,172.00 2,148.20 Total *guides 417.371.63 2924% 370,101.31 11,668.00 47,270.32 15xed income Corporate bonds and notes 460,003.50 453,06240 18,892.00 6,941.10 Municipal securities 158,851.40 154,321.50 7,500.00 4,529.90 Preferred securities 362,600.00 360,078.96 27,040.03 2,521.04 Total accrued interest 7.899 41 Total fixed income 989,354.31 69.31% 967,462.86 51432.00 13,992.04 Commodities dosed end fonds & Exchange traded products 20,675.80 1.45% 31.860.98 A1,185.18 Total $1,427,419.64 100.00% $1,369,443.05 $65,100.00 550,077.18 Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: SCOTT STACKMANILYLE CASRIEL 212-821-7000/800-308-3140 Account activity this month Date Actitety Description AWOL« (S) Dividend and interest inciame Taxable dividends Taxable interest Aug 28 Duidend CMGROUP INC PAID ON 358 17.90 Total taxable dividends 917.90 Aug 3 Interest COUNTRYWIDE CAP V 7.000% DUE 11/01/36 CALLASLE PAID ON 4121:0 ASOf MOWS CUSIP: 222388209 1,837.50 Aug 7 Interest UBS RANK USA DEPOSIT ACCOUNT AS Of 02/0815 0.15 Aug 11 Interest G ENI ELEC CPTL CORP 00.478% 051116 DTD051107fC081107 MED TERM NTS PAID ON 50000 CUSIP: 36962G2V5 61.19 Total taxable interest 51.89824 SDNY GM 00022430 C 70:02005764 755 NP-003199698 00036 MI5 030575004 YI 23 574S50 000000 Page 11 of 12 CONFIDENTIAL EFTA_00133050 EFTA01275187 SUBS UBS Strategic Advisor August 2015 Account name: GHISLAINE MAXWELL Your Knandel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000/800-308-3140 Account activity this month (Conti-it/eta Date Activity Description "MN Ammon (S) Dividend and interestiacorni (continued) Tax.exempt merest Aescellaneous Aug 17 Interest BIRDVIUE 1X INDPT SCH DPREF 88W 5 DUE 021529010011507 CALLABLE PRE•REFUNDED PAID ON 90000AS OF 08I 15f 15 CUSIP: 09C674U5 2250.00 Aug 17 Interest BIROVILIE TX1NDPT SCH D 8BR/ 5 DUE 021529 DM 011507CALLABLE PAID 250.00 ON 10000AS OF 0211915 CUSP: 0908741MB Total tax-exempt interest 32.500.00 Aug 3 Civdend BLACK STCNE GROUP LEITHE UNIT REPSTG LTD PARTNERSHIP MT PAID ON 1113 823.62 Total misallaneoss Total dividend and interest income Date /utility Descipoon $823.62 35,24036 Amount (S) Other funds debited Aug 18 Transfer JOURNAL TO Y1 23575 GHSLA1NE MAXWELL .11,75674 Total other hinds debited Date ACLvily Cieschoticn -$11,756.74 Amount (I) Money balance activities Jul 31 Balance forward $6.534213 Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,661.12 Aug? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 08/06115 0.15 Aug 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 61.19 Aug 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,500.00 Aug 19 Withdrawal UBS SANK USA DEPOSIT ACCOUNT AS OF 0818/15 -11,75624 Aug 31 Deposit UBS BANK. USA DEPOSIT ACCOUNT 17.90 Aug 31 Closing MIS Bank USA Deposit Account $1790 The UBS Bar* USA Demo Account is your primary sweep cphon CNP7000Kr05764756 NMI:019069800006 MI5 030575004 VI 23574550 00%Ohy_ Gm_0002teg 12 of 12 End of statement for account number Y1 23574 S5 CONFIDENTIAL EFTA_00 I 3305 1 EFTA01275188 Important information about your statement UPS Fhancial Swims Inc (8w rim or Un Firwrocial Sakes/. is a reenter of al pampa security. conenotty and craws achieves MP Omen Savor and IASBanl.USA be itied subtalirit of UBS AG and Milian of ullS Soo:kin U.0 lhe Fern'S Matt %Metre it ?rattle upon recuell the hues mecum, Slices ae a 035 RIMS SIMWS he 1200 Hata litculfead %that at Nd 07086 1116 =tonere reprewn me ally Octal reard of our UPS Emma Services wont Other *Cada except ofloal tat documents. combing wnlctng data should not be abed upon If you beedvo ewe is an act onion. Otte mot 11 sernaliately n orient to theerach Maspar of the Shia swing we amount Alelaajh al f919.; tomes areintended b be arraid. SI airYint daa Todd rot be used for to puposes Rob solely on yeaend tr low fie., Form 1099. WO. I OBIS. et) atm peeping your to new Sher rm is requited by Ian 10 (eon to Me RS al trot, le Orden& meal. nonWebb dvdends ad tactte an owed en stuntes held n your account net proceeds on sale tranuotens, aid cost bayson sedan awed Seamitiel ComounicetIont with The Firm • Neale reconfirm air oral OarerviCatons ei Atitli9t0 furrier peeled your eSits oclahro yokeroles under the *mites Weser Protecnon Act (SPA) • Bme hymnal insttliMiOn on the top Mt of the Intl of the, lalemmt is not IBS FiUnCuiSonnad. IBS Fonda Sent'scaries SW acccur a dearkg teeter by ameigemerti with iht odicated oration We Wonted you on this/0000w Mn you tett *shaman in this caw, par funds and studies re looted a 185 Frunoal Sows and not the rtrodumg brcher. Aid you roust mama a repot of my Ma worm:dim to beth MTh All wowe stateroom maybe deemed complete and acar ate d net Objelei TO n We'd wan 60 days • Please direct cusierner complants Morro to the /yen Client talions Therment X 201-3521699 or toles a 1500-354-9,03. 8 00Am to 6 03 P Srl ET Monday throup fay. a n wring to UBSIonsioal Send:91.11C. Clang Relations Doextrrent PO Box 766 Union City NI 07(07 • h case of errorsa froellOnS *Cut an ekoonic toot transit.' (711 bid pada ce UPS VAS diet cad tranadtoma °HOBO-762-100D or tee to LOS Fnancal Soon hc. 10001Ntor eard .6th I Ixo Weehrnwh N) 07086. Ann iMMSSA Savors Cat oncost soco as you cart dr:utility:is stawnem or recto 6 mOrg a nly(*) need more Memoir Lout atranfer on the flared or react The Fon a( ad Mug (as arplOble)must hear Iran pa nO tatif tr14/11 60 OA alter the flen Sent you the fist statement on ratth the race or problemopposed - Friable we nano ale accow number rip - Owrite the eio. Or the winter yro ay wore alas ablecolan as dealy a you On why you bathe 4 is al era or ray sou need awe nlarnx fon - Prodide the dollar mourn d the swaged mix Tho Woof Cad Spar wit Wrap. you emptier, and hell otea any era praittly Piemonte al tots payrtio to the Furor the Intrcial Ankulion ndeted a to tore of this slaiernent h akt to regtga no t fees. acemb may he %bpi to mow:once Met charges Ice tae payment for seance purchams and clwo; fa trod ants es cash scoots Adcount$ ma dretraiSfernid 10 other instortunsrnay be abaci to a binder tee SIBS Soots Cram U85 offers oplan for sbeeprg batwei baames lo bat Stouts a UBS Sat USA (SUE'S /an Stanford band (Bark Swap hogransl moneymarkt mutual lands Money Punt) arid the hoomonal Depose Accost C0Alfor customers Mt as emotional Ammo Mmagenent Aware Iva* Iht Sat Sweep dr011and Cat. batman are swept to LOS Oat USA up bar egad-hod lent and the LOS AG Stamford Band, a a Matey Fund Depots at WS Sat USA are FOC muted n etc.:Wows with foo... rules For tom Wormaion pShoe nut went Na goy Newts a 1185 AG Stanford Thant and tares or harry Fwd rent nsurof by the FOC. Through the On manatee to art, bastes are mopt to deposit aCCOuniS a LOS AG Nee York Brath aid 18514 Caplan BfarCh lateSe depots ire not owed by the FDIC Batman held a me MS AG Carlin Brash ere tewowily opined to The SOWC41n ris of the Chinas bands and there is no guinea other ob baba" of LISSAG wren b theDims *Item the LOS Cayman Brachs boas Dowses a UPS Bat USA rd each UPS AG Brass-ha-ow steeped by SIC Money Fund shits ere procearO by WC See 'IBS Feudal Seven Account Rowan' be Upon yell reck/92, batrmes o tie Sat Swop Programs or OA mar he viltittafirt ad shies of a Pvtrney Fund maybe liquidated awl thewatt returned to you a you, Winton laill11 rums nlannign tout araltle seep options. indAng ea maw roes .not yeds 6 eitilose rays sibscorrismeloyiebs loon your f oafs), MviiOr dr by caring 8067624000 UBf Feencial Services mete* prettetion The Finn Omfatter of the Securities Intote Protection Copowei PAPC2 Wch protects somas wows of a theaters tote 1500000 (when; 1250.000 for damsfor cam) The WC asei maw, tents apish lo all wan tha mu hold n a palest, cadoly The Ferri together wth anal If uses. ha also Fathead Appioncotai whom the rhaanum mount payable to all SOW dont. coamtuolrunder this protocion 6 550) minor, as of Dinette IO, 2013 Wand tote poky arditions aid Werecos cat at he Frei a Whet protected fa' up so II 9 milko n he anegae for an your a:cowsMO n a paha, capaay A fa Copy of the poky *ening 6 NalableutiOn r99a2 The SIC prowlmo and ton suppknental protean both do not 4 ,01,to • Cenral rani resets controlled bitted Folded nyna account rake) but hell awayfrom Lell$Finalizial Services 09 anal Scat aUBSBak(JCSha 185 AG Stamford Mat. ft mutate moats neboog salable arunln rid Or) Thins of mutual Imdi acre out shares ere "newel rfreoly et the none of the aeon IOW on the Woks arid roman of tie aplcabb Over a traMer agent/ • Conan enetarimni controls or mint ntewits (99. Imned prowshos anti prvaeplawents) tat arena registered code the Spumes Act of 1933. and • Como:Om amino to 9.forms rata)* and prokus metal contact ticleclO9 foxes commas and cemtrOdAY WW1 contracts The SAC ssaticn aid the papplormots protedton do not apply to these assets win if hey Ottenene appeases/out Pawnee% The WC protean, and the Appbmon protenen do not ironed again donges n the trustee vas of yov Weszmintsentether as a result of mato riednent. ewe basanptga PflAwlefef More iWmhaona rabble tern must You may obtan me Mormsen about S.C. hdudn9 the SP( Breaute by conwrg SPC at 202-37I 43300 et by witog the SP( mbide al *AVM SVC Oft? Divideml It Modumm Program IMP) The Fry Waded 4 an resale One? You may °Man the &tool pre ?ran your hinnoi Ade oor BM, nett taxes are Faceted inlet P. partial ties wig to son and ire caswil be degosind at you amour* the du terol rementnere proe reapplied by the ismer may Offer bon the Matt ;do a whit the patial tares are sold Caste Witte Only Mole unto toy be held in your now I you are entited to 'paha sed as a wade of ad./Wend parnent or otherwise, **Firm we ether tel pariah:Rs, make price or accept an wow detoured by a fiEtStered agency. anIcreale you account Ieveabrttnt objeahres The thrown obroves and net profile are 5p2CIC to eath aC0iuM aid milwary bestir. Rae fie* Beh Inn prom?, kr ci nerag of any bottom dons in your Pomba Shan a noranta arctic,: For eado accourt held. you doom one of the to loving metaled ottetneS • Rant Curren( Oxon* beelenents seeing me genera en of incomeonly • Ache* Cattapplanton twelnannts *tiny Toth prnCpal rah. than to gionatOn of Man? • yeroSce Condwenon or Incorro wrContSAPPeollon theranwts toothy both ono gotten of Mono aid 9"owdi a prociPS Orman risk posfiles • Conswaie Setts to 'wroth Miele/ideal wbhkrw tit aid v046410 the accoult °serif. earl fl ha means the acount does not generale Pant intorr*Or mums at mar net keep pace rah eelLOCO • AiboYetia idddrg to accept tomer& to NIKO and tolerate sorrimplaritym seek hiphor reruns • AdgreSla.e wing to axes hgh Ft' tO ptcpal art hgh vOlatly so weak"' rams orte tent Stottentoromishokling" Vye rnayainSoldate al rented eCcOutt State9161IS Mal the sane addems n he invention ACoDuiti may 69 related for this [VW,e bccoio they haw wow ito So margin pm mount Wawa:Ws Mph Ow dents al the same address The pomace a known al howelvoldrg • I you vele to receive indOitual statements makd n xtrat CONFIDENTIAL ervoloon —you may SKIMP harsholleg by ding your Errata Advisor FrieWly ICCOUnt Mine the Pion* warn nate rehmts earrenco that pa woad on tre Fens urine undoes Woe It e a custorlzabb *marmot dawn by you to au you win your reardeerywg It to no b9a effect on mur arum Yea on Piave put kelvin/ acorn naves. through Onto Somas of by causing wis lower Ohba Acommewnelom • Vabe of your ettworpolcoo No of assets aft tittles • Asia InClude aralSole cat baba who lot mooed tunny(R ) and Global termDeposits unmated mats to market and oxtail assets not held byte Fin Does not nOddeunpnced saufltelassets a the enfol the pmr and tweet staterrem prods a Presto hastemos, unewed ilea of oohs aid e.wfiuble sad options • Oarkees Wades dot baring. (woodedmar loan. creel Int she account bas es • Coste/rrodwyagancel Toes of inarressed matinee/III banes. Dkr; WS Bat USA depose balavere 185 AG Stetted Branch depot balances and money Make mutual haw sweep boraxes a f the dose 01 the Staleniint perm/ wen.ommoty tee own bans h yes am are not segrepsed from other baron and tee Mauna use any oe these Ards n the ordiwy course or as torsos Those turds ▪ paydbie tpon yoLf demand The total 6 MCWedn mo arrive pelt dosirg value landing information rot deta.Nrl olden/ion on die rn'ilenfe9 o • anis, and dr.docures, Sato sou Clan Rotalbrd,o Agrewon or Accent Arnow: and the General taws ad Conditions UP5 Stamen% of Cade Praclos adobe n Agreements and Duclosures a xpayahirs aggaegagaSatta Your wets Yoe statement tifneeSSFOSita•S and 002r assets held n the accow a the et of Be statement per 1:4 You mar dt for dtitery of keypad *mites zany tow You may recede searcia used a ban collate-A ater Paal9.41nr balance doe teen Any thainties trantened bthe thing the meows period ore lino a hurl of vat* as of the end of the statement pried • Cott basic ri delsonhng thews: basis of the writes inducied n the statement. Woe niteed web he number ' UOS Firkin:Sal Stratesht feted on information Maned from sources she than US$ Firwmal Semmes. oCudng nformaion Inns awes fin or tat you Tay An provided to rut 'mama Arlyea the Finn dots not Oemendenivr way Or guar* to way a validity of ay ihorrnaon provided by sources of eta LIES F nasal SenteS m addrion Stough01S Fivieialsner.generally updates as information as t 6 wetted he Wm does riot prod& any woman hat she of imam older 'Cost base and 'Unrealized gaivbss' is taste a of the die of this tlafM Al such. please do not (WM this information to role curtest a We Oozes la la purposes a o'herem ACCcedilt 9/1514.191 to thefen may reflect patio's Mormon." orb, for to period of time they re held a the fin Morehinowl nlarnabon CM be added by you Firidndal AdASOr • Unfealimelgalreerbstos eta dla 6 auiable eVmated afrial :di; nerd 5.:155 a'2 choised fte SDNY GM 00022432 EFTA_00133052 EFTA01275189 Important information about your statement (Uidal Uld) ittritalsetaity lots the tarextion data fa i-direbal lots maya may not Mkt cemnksaiss chases as security reorysinsman arm Datend and eta rerivesman lots and »Mer dik pestm lot ae eat ~boed to tea/ ofie daeraiM lhe • Trade die t than peewits the OO)M tralsa tKw traltdate • CANN workat Ponds and preCtiettd sned that the issar tit for ea-Waders/ional beselected apatite by lot Wm amcog al set/nayof that ate hid n out name a n wan we note for cur cleats < al lease Martin is attired from Ifni pawn ad its artery rs not turl eed Ott< call femtel may mot MM could affect yell ~Me 'Noma an ked teeprovided upen spat • ~as of deposit (CDs) CDs ate RUC mixed ups, $293.0:0 n eneeg avl stud nitre-it pa tooter and pit depastury rtmitan. n aosedance with SDK rules • ~Naha Woes/maimed fa secures and otte produce, maybe high« a brie thai te pike mal you would actually mew in the marks Pr es are °blared from vats toil pity arts Much we bear!?lo te reline, but we do not gumbo Itcrfr aaasacy - Wo grimly anete dang pike intern *ilia cr The mean or Petal and ask ilces Ice lied *WOOS and optens or on t tad prcts or OTC sewers - Lot døve traded sear ties my be priced sing a yob: em moot a Toms Mini ;nee we °Waned ad myna ref lea an actual mat PM Or wax - COman pOilionS may ~ex aliCut ate:Wand roll show z 'price was not ratable' if we re w.*le to obsais a pea for a security - Deposes a Seated dencennad n ~es other tun U 5 dollars at ref kW a the eel h Ego f Se ds of the stasement date - For cenan searimes nets n non-sat/min dammeticas. price ad quaky dace vane) may hale been a3pued to loottote proper when To obtan tram Ølaura. wean salt». orris you Prandial thew • Seats Mineurans and serocuad madams Moat* ~Imes :aunt Cesclidng dic d patoMation program aid Cedeestate amulet UUSI Sedentrei) and antited pooduaS aerated., hShk Ilfad Certain studied prows s had not Dom roditiortid entitle ~Pet and 868~ Comsat a underart state seertes Wen We vow» estmied etas la pinte mammas states as stinted produos tor Mom' cnalputoun only Acanacye rot Wmfil#C4 - lheekv2M5 Modifier SibStaribally teem plait, a an/ a eat aortae niestrnert seerrya StruCtuied piolua ens,' be Lair a sold end do not nocemily roeflet the eat. you may reave upon Igaidsen - Shed pay etmans of via art as of a ran die and ae Ølled 10 I.85 SenentiS a a regnt barn by an Minn:Sent vitiation fern fientealP~caSeCntor Minted whet. if an are stgplied to she Fern by the muer, general pater a sponsor and maybe0W~ based an al knot Natation from that used by tend pant to dote ther estimad - You day etm addnina rdarnatin residing the renehodoemy used to determine the minute of via and the dace of the nfonnaton Tat Is Me base for IN mania by ante :619 your F indal Adritor - tel parry estimated vibesmay De reflected as 'WS p105 n turd 'tacos ram an indepens« valuation Ian Ms not mbr>led a d unaVe to aster a value Wien no beano arm tut a maonS wart has OCarred that trey ell a ofeviitnly atoned yak* #03 gotta a when awl» timid be highly ipeoilatire duo to to rut" of the zany - Wien Naha an Mu« gaunt manner a petit« estinaissi waino131irdpalyesl Mad yaw is prOwled ttevaue of me wary sea bedaeitt tat dl pirchasepra - 'Oita/ions to date' may Wittman ol cashal, same a both • OP9r taurt Pi' ifreSeint1to Mielolleeng piece pertain 2-.5 may not reflect your cos bat • Iblarlaild «gild« ReArKted SeCurneS generaty ae not ~edge/ea talc salt I185 Fnat/ Seat uses the ~a price of to eanestritod mock of the sane tuna muted yak* tor the remised mot abr poissnsss of m6 sanest any To the maim t x testieted moaner a elgble for sale. Taal.. (teemed may be sutnurstialy Its Tan the imout(* ease shown • In. Natured) nadlit. arantyalds and rows An estimate of said mome is based on tuna twat aid Ernes ram armlig the tunas mill be held for one year from maternal date a awl mainly This estimate d alt a gudelure. accuracy aid a/1~ tame se not garareed - Est Mated anal tome and anem Mal for anal tpesol worlds muld include dream of Tr WO or caul giant at Made Cate the PSI Mine airrent pelt would be mettlitied - Estimated animal Nome aid nont yield aid the actual Øm, and meld night be twor hgher than the milwated moans - Ann/roteof ermalcod name <dated andor mat dented byte tarn mas et valiartrai balane 6 based co the In *Wend or Nicest patent male by the tar aril amines dr sewn ied tames all be hold'« one yes from the statement date or vita marty Award and ~Mat tad at not glinted • Aetna hold lay UK Itinandal aricea Corral asset', ae titledbytePm ad not inlin the fits postman or enrol Thai assets re **payed as yaw seaman for inlonnwanal ~oaf Potts and wet summed re recoiled byte tuns, Ian 1185 ~et bait e not raponsble for this alormainn and does net 5u.vaNtee es decency These assets a not prorated by SFC or ter Fits supplemental SP( nonage • danne Saying and addkbaalcompeasatlon. - h adICI>r, to worrissom oa sales and MI fees reamed in contain with the (Strata of tuba kids toots dentswe arlix ow MAX, reilte rennin ~in; rinitnenu from asubusors sixtor maison of tea wawa tuts cox we sell Bens anoints are band en two different «ruporens toe mourn Ol :Mosby TØS ol a mangola mutual had fairy to mg terns. ad Id Pie taw yam of a patty nag hand fangs Shiret Nil X II. Inn - We aid our iltre also recent reteiaag and ontturipmesung Ices n consideration for unto agent delm tat ae muck to the mull runt Thou less genefabr re pad Inns imenor ns: irs the rrutual had and se a tad doll? inaum bawl on the runt« of actin at the teobar-deaar holcfng mutual lids of eua has lanai - mat ion tomminen stewed er cornedion eat the sat or daremnien of anery comic ad utit Itnni units to our demis. we axle/our andant rtes. meow *ISMS OMMenallit trom nano( me rearm cowponies aderating coo roly ow/xis adifarnol sloe hatanorcorivris «Øsen a the utit nwsmwat !MIS we »Cute - Ott all NM also reces« trading commbwis an1 Ott, ~wan from myna hinds ars /6~ Orramas whom proarts wets:butte - We remhun anal tee Fran r8S8aily USA .kel USS AG Stanford Brads ol up to Lib pet axount swaosnig to the banks ~tithe Lineal Sweep Programs Ankle/ Informaten rosardng corral/cos rid other charges oared annecuon win the creation 01 wades. «bon; opbon s a ns has been aceitled otIonarons proms Ismthed to you. aid ail be twitter to you Ølt on trues Shore selling if you re engaged in short song aatarity you may tar a Hagedue to cenan batwing costs lethal paletli 'softy Open ordeal ~ling Open « '9CoatkilarKell•d• orders that are not entted by the Siemer/ dot open buy art sell tap cedes re raided by the annuli of du...lendsa rgens on • adiaindsor 'tints Sato was entnicad theta* by you You re remora* tor orders SW are tatted doe to your late to camel wows open orders Taal withhadieg en ~ono from UK financial Sonia/ ULM Fedor al [active requres1.85 insda Servizes to withhold income tat from yin wale MA taint iced tut you my act not lobar inane lay tritinolf or instead. you may elect to haw lar ivehMetilarZe or ni a lad anoint as you choose Wur Helm Mt tent n effect unte retied by you You may retie year election a rytlno by nang anew Oman If you do not haw smugm none tar waned Irom you drertuliOnS. you maybe remotistir la the papsera of minxedtay You may no, pmxnsA toe motes withal and your estimated Is. mamas reret eta CO vas' tat oblisatit heady To obtan a copy of *Li tram Car fiery lama. please contact you F natal Advisor orris/out wave a ymissi uascomomØay USSinaycial Simko, it nota bark The MIA. &muss Stivas Accost BSA and itt a bit «aye aoxtrrts Much mode access to bacong serees ind prodias though marts with /fired bats ad °tree Tit many balky and pro. ides Noss to nunar ind rnwty ~as Is sued by unaffiliated thrd {tarty Oman, commas, Treug's mart agency sabsets nar ut5 huncial Savers am karat aware. and annuly aortas NM WC haired • NO bank 5•Anifica May lose vabe RSOLICemx,agorwrii &mum. Business WviCe5 erccant B54. ifedm and «emotional Rmoute ~arum CONFIDENTIAL acorn are registered since mats of UPS ~al Sakes Yea Saute, is a resisted thrice mat ol visa inernaccial UPS Wa Stnature dot <stand 11Rå li d dal cat as issued by II(3$ Bard USA nth dermismon from Via U 5 A morparma UBS FinanCyll berviOey Inc Rev 201407 SDNY_GM_00022433 EFTA_00 133053 EFTA01275190 *UBS U85 Financial Services Inc 299 Park Avenue 25th floor New York. NY 10171.0002 CNP70C65765590915 XI Vi 0 Account name: GHISLANE MAX WELL UBS Strategic Advisor September 2015 GHISLA1NE MAXWELL 116 E 6511-1 STREET NEW YORK NY 10065-7007 Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL Phone 212.871 -7003/800.308- 3140 Questions about your statement? Call /Oat Finanaa: Advisor or tle Value of your account As a unite to you, your portfoko value of 31,415,54673 includes accrued interest RMA Resourceline at 800-RMA-1000, account 029023574 On August 31 (II on September 30 (3) Your assets 1,427,419 64 1,415,546.73 Mt our website: swirw.ubscomifinancialsennces Your liabilities 0.00 0.00 Value of your account $1,427,419.64 $1,415,546.73 Accrued interest in value above 37,899 41 310,159.71 Tracking the value of your account 1 Thousands Sources of your account growth during 2015 thaue of your account at year end 2014 $1,584344.34 1584.3 1,427.4 IAISS Net deposits end vvittdravah -1162,84403 Your inveStrnent return Dividend and interest income Change in value of accrued interest Chance in rna•ket value 150.421 26 33,215 82 -Z9,59066 DK 2014 Aug 2015 Sep 2016 Value of your account on Sep 30, 2015 $1,415,546.73 SDNY GM 00022434 Member SIPC Ckie7030;005526559NP7003303300 COCC6 0915 03057tA04 Y173574550100000 Page I of 12 CONFIDENTIAL EFTA_00 133054 EFTA01275191 UBS UBS Strategic Advisor September 2015 Your account balance sheet Account name: GHISLAINE MAXWELL The value of your 3count Inducts assets held at IRS and cenan assets held &vs, from U8S See page I for more Idonation. Summary of your assets Value on September 30 ft) Percentage of your account A Cash and money balances 541.59 0 04% B Cash alternatives 0.00 000% C Equities 403,214.53 2848% D Fixed income 991,487.21 70 05% E Non-traditional 0.00 0.00% F Commodities 20,303.40 1.43% 0.00 0.00% Total assets Value of your account 51,415,546.73 S1,415,546.73 100.00% Your current asset allocation FA Eye on the markets Index Percentage change September 2015 Year to date S&P 500 -2.47% -5.29% Russell 3000 -2.91% -5.45% MSC I - Europe, Australia & Far East -5.04% -491% Barclays Capital U.S. Aggregate Bond Index 0.68% 1.13% Your Fi nuncio' Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308-3140 Cash and money balances may Include available cash balances. UBS Bank USA deposit account balances. LIB5 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances Interest rates on September 30, 2015 3-month Treasury bills: 0.00% One-month LIBOR: 0.19% CNP7000?006526560NP70C0303380 C0M 0915 030575004 Y123574550 1 0tiffiyyGitocozaine 2 of 12 CONFIDENTIAL EFTA_00B3055 EFTA01275192 *DUBS UBS Strategic Advisor September 2015 Change in the value of your account September 20 5 (51 Year to date (I) Opening account value $1,427,419.64 $1,584,344.34 Deposits, including investments transferred in 0.00 3,998.72 Withdrawals and fees, including investments transferred out -17.90 -166,842.75 Dividend and interest income 541.59 50,421.26 Change in value of accrued interest 2,260.30 3,215.82 Change in market value -14,656.90 -59,590.66 Closing account value $1,415,546.73 $1,415,546.73 Acoount name: CHI/AIME MAXWELL Dividend and interest income earned For purposes of this statement tau/illy of interest and dividend Income ha been determined from a US tax reporting perspective. Said upon the residence of the account holder, account type. or product type. some interest enact dividend payments may not be subsen to United States (UA ardor Puerto P4(0 (PR) income tam. The (lent month ty statement is not intended to be used and canna: be died upon fa tae purposes. Clients should refer to the anicade tar reporting form they receive from MIS annuals,. such as the FOrmS 1099 and the Farm 480, foe lac reporting information. n is the prance of U85 to file the aPPliotte tar recoiling forms with the US Mattel Revenue Service and PR Treasury Department, and in such forms accurately dasOly diademde atria interest a tat exempt or livable imam. vitae cornea your indvdual tar prepare/. September 2015 ($1 Year to dale (I) Taxable dividends 541.48 6,367.86 Taxable interest 0.11 32,621.07 Tax-exempt interest 0.00 8,750.00 Miscellaneous 0.00 2,682.33 Total current year $541.59 $50,421.26 Total dividend & interest $541.59 $50,421.26 Summary of gains and losses values reported below exclude products for which gans andlosses are not classified. Realized gains and losses Unrealized September 2015 (5) Year to date (3) gains and losses (5) Your tinandd Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Long term 0.00 0.00 35,694.15 Cash activity summary See Account Mtnrtythd month for dela IS &Unite in your SiveeDOPtionS are rod uded n the %ening and CIC6010 Manes value. FDIC Insurance apples Only 1O ClepOSaS a 11858ank USA, not to dep09IS at U85 AG. Stamford Branch of bank deposits paced throuo the UBS interns:arra Depose Account program. APC pontoon applies to money market sweep turd hcAdings but rot bank *posits. Ste IMpOrtant MS0rmoDon about your statement an the tat Iva pages ca this document for delals. September 2015 (5) Year to date (5) Opening balances $17.90 5484.38 Additions Deposits and other funds credited 0.00 3,998.72 Dividend and interest income 541 59 50,421 26 Proceeds from nvestment transactions 0.00 112,500.00 Total additions Subtractions Professional management fees and related services 0.00 -5,877.13 $541.59 $166,919.98 Other funds debited -17.90 -160,965.62 Total subtractions -$17.90 -$166,842.75 Net cash flow Closing balances $523.69 $77.23 S541.59 $541.59 SDNY GM 00022438 CdP700030C6526561 NP700030.3380 00006 0915 030575004 Y123 SUSS° 1003OO CONFIDENTIAL Page 3 of 12 EFTA_00133056 EFTA01275193 UBS UBS Strategic Advisor September 2015 UBS Bank USA Deposit Account APY Interest Period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 $9,195.55 Closing UBS Bank USA Deposit balance Sep 7 $0.00 Number of days in interest period 32 Average daily balance $3,173.00 Interest earned $0. i Annual percentage yield earned 0.04% Account name: GHISLAINE MAXWEU. Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important infonnation about your sratementat the end of this document. Your return objective: Current income & capttal appreciation Your risk profile: Primary - Moderate In vestment eligibility consderauon None selected Your account instructions • You account is currently coded for margin • You account cost bass default closing method is FIFO, First In, First Out. Your Kneed.' Advisor: SCOTT STACK MANLYLE CASRIEL 212 -821.70001800-308.3140 OW70009006526562 NW000303390 00006 0915 030575004 Y1 23574S50 l0SSEApe_Gm_00022fisige 4 of 12 CONFIDENTIAL EFTA_00 B3057 EFTA01275194 SUBS UBS Strategic Advisor September 2015 Your assets Acoount name: GHISLAINE MAXWELL Your Nnandal Advisor: SCOTT STACKMANLYLE CASNEL 212-821-7000/800-308-3140 Some pnces, income and current vaues Sh(NM may teepproxirnate. AS a feint gdlnf aldlOsses may not be eccuralely reflecled. Set mtponantmtomnafron about your statement a the end Of the document fOt more infornason. Cash Cash and money balances Cash and money balances ma/ include avaladle cash balances, UBS Bar* USA cpresit account balances, UBS AG StanSord Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vAl h n applicebk limits, but are not protected by SVC MS AG Stanford Branch deposit accoum balances aie not insured by FDIC and se not protected by WC Money market sweep balances are protected by SEC bin are not inSured by the FDIC. See the important information about your statement at the end of this ¤t for details about them Saxes. Hddng U65 BANK USA CEP ACCT tY90 541.59 250.00000 'Doering Wage Cloung Nitta Price per share Average on Sep 1(S) on Sep 30 (s) on Sep 30(S) rate CeildenclIMetest period Days penoci Cep areduell Equities Common stock Purchase prim neck Mother Avertide price Pnce per sheet Velue on unferrized Hddng Hddng cbte of shares per shale (F) Cost basis(!) on Sep 30 (SI Sep 30(5) oath or loss (5) period BANK OF AMER CORP Symbol: BAC Exchange: WSE EAI: 1189 Current yield 129% May 17,11 303.000 11 860 3,59384 15.580 4,72O74 1,126.90 LT Jun 21, II 313.000 10.670 3,33986 18580 4,876.54 1,536.68 LT Aug 2, 11 328.000 9.802 3215 15 15.580 5,110.24 1.895.09 LT Security total 944.003 10 751 10,148 85 14,707.52 4,558.67 OTIGROUP INC Symbol: C Exchange: NYSE EM: 472 Current yield: 0.41% May 17, I I 115 000 el 249 4,743 71 49.610 5,705 15 961.44 LT lun21, II 121.000 38 285 4,632 57 49.610 6,00281 1,370.24 LT Aug 2, 1 1 121O0O 38 297 4,672 24 49.610 6,052 42 1,380.18 LT Security total 353 000 39 242 14,048 52 17,760 38 3,71 I 86 continued next page SDNY GM 00022438 00,70309305576563Nn7003303380 00036 0915 030575004 Y173574550 100000 Page S of 12 CONFIDENTIAL EFTA_00133058 EFTA01275195 *U BS UBS Strategic Advisor September 2015 Account name: GHISLAINE MAXWELL Your PiBendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.7000/800.308.3140 Your assets Equities . Common stock (continued) Trade Hddng date Number of shares Purchase pricer Average pnce per share (S) Cott basis (S) Pnce Per shoe on Sep 30(S) Vdue on Sep 30 (St Wuedize4 gain or loss (S) Hddrg Period GENERAL MOTORS CO Symbol GM Exchange: NYSE Eat $1,977 Current yield 4.80% Nov 18, 10 1,373000 36 416 50,030 00 30.020 41,217 46 -8,782.54 LT SCHLUMEIERGER LTD NETHERLANDS ANTILLES Symbol: SLEt Exchange. NYSE EAI: $226 Current yield 290% May 17, 11 37.003 81 270 3,007 00 68.970 2.551 89 -455 11 LT Jun21, 11 40.000 82 436 3297.45 68.970 2,758 80 -538.65 LT Aug 2, 11 36.000 89 433 3,219.59 68.970 2,482.92 -736.67 LT Security total 1 13 000 84 284 9,524.04 7,793.61 -1,730 43 Total $83,721.41 $81,478.97 -$2,242.44 Total estimated annual income: $2,464 Closed end funds & Exchange traded products total tamely, is the total dal reinvested dwiends h does rot include any cash &Ateres. it is not lot lot the OurDOSes of deterrromo racing peril:050r COSI baSIS. The shares you receive each tore you reinvest d %Wends become a separate tax iof. CAN AM IS the tole purchase cost of the security. Ina udng reinvested d YdendS The cost basis may need to be aCluttlect for return or capita payments in order Kodetennne the a:lustedMI basis kr tar reronng outposts. tithing SPQR S&P 500 En TR Symbol. SPY Trade date: Jul 12. 13 EAI: $6,173 anent yield. 2.15% Purchase pore Number Average vice Chent of shares Der shaft(s) Investment (1) 1,495 000 167.496 250.407 85 Untacked (fas)aam or loss 4 the difference between the current valve and t re cost basis and would generaty be your tenable cyan 0' loss If the SeCunty was Oa On MS date. The unteaSzeO Rae gall Or loss may need to be arausted for return of cards payments in order to determine tne reseed gain or tors for lax reP°6119 purposes. Investment return is the current value minus the arount you invested It does not include snares Thai ate not reflected on your statement, Incrudngstwes that haw been reaized as either a con or a loss it also does not induCk cash dtedends that were not selmetted Cost Pnce per share basiS CS) on Sep 30 (I) value on VtwealliednaO rmestment Hord rIC1 9-0 30 IS) gain or loss (5) return (S) Period 250.407.85 191.630 286.486 85 36,079.00 36,079.00 LT cento03006526564 NP7000303380 80006 0915 030675004 V123514550 10MtlyGrk00022tine 6 of 12 CONFIDENTIAL EFTA_00133059 EFTA01275196 UBS UBS Strategic Advisor September 2015 Your assets . Equities (continued) Other equity investments Cost basd and gam and losses haw not been adjusted aUtertlatIC ally for return cd capital payments. Restricted '<aunty Values it estimatedIce informational purposes See important infotmeson *Warfront statement at the undo( this document for additional infonasal ion Purities price Trade learber tovrage price Cost Prue per share Value on Unrealized elddig Hddng die O1 shares per share (5) bid 01 on Sep 30 (S) p 30 (I) gan or loss (S) Pren041 BLACKSTONE GROUP LEPTHE UNIT REPSTG LTD PARTNERSHIP INT SymtOF BX Exchange NYSE EAL 13,172 CLarent yield. 9.00% Sep IS, IA 1,113000 32 319 35,97205 31.670 35,248.71 .723.34 LT Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: SCOTT STACKMAMLYLE CASRIEL 212-821-70001800-308-3140 Fixed income Corporate bonds and notes Prices are obtained from independent quotation tureaus Mat use carputenzed vaurion formulas to calculate current values actual market våskes may vay and thus gairrsllosses may not be acutely reflected. Cost basis has been adusted for witted °Nana] issue Mount (01D) Cost basis haS teen Hddng Pride die i Total face value mal tally (I) Purchase Acivsted pKe (5) cat taus (SI Price on Vitae on unrearued Hciong Sep 30 (5) Sep 30 (5) gan or loss (I) penod HSBC FIN CORP NTS B/E RATE 02.900% MATURES 10r 191 5 ACCRUED INTEREST 11,329 17 CU9P 40429XYB6 Moody. Baal S&R A (Al:11,450 Cterent yield: 2 90% Oct 12,10 100,000000 100.000 100,000.00 100.038 103,038 00 3800 LT GEM. ELEC CPTL CORP AD) RATE MAIURES09 I 1/16 RT 00.511% CUSIP 36962G2V5 Moody Al SW- AA+ EAU 1192 Current yield 051% Dec 11, 09 50000 COO 90789 45,394 %I 100.090 50,045 00 4,65050 LT BANK OF AMER INTERNOTES NIS &E RATE 03.600% MATURES 1111916 ACCRUED INTEREST 42,02500 CUSIP 06050WDW2 Moody. Baal SW AEAI: 15,400 Osrent yield. 3.54% Nov01, 10 150,000.000 100 .000 150,000.00 101.553 152,329.50 2329.50 LT continued next page SDNY GM 00022440 CHP7030?305526565NP7003303380 00036 0915 030575004 Y123574550 10,00) Page 7 of 12 eritomatkally adlustedfor amortization of band prenam using le constant y#10 met hod if you have made a tax anion to <learn the Preen" inallzation on taratge eeN sec unties. you may request UPS agat cost basis for the tondprernum amanization. CONFIDENTIAL EFTA_00133060 EFTA01275197 *UBS UBS Strategic Advisor September 2015 Account name: Your assets . Fixed income . Corporate bonds and notes (continued) Hddng 1P MORGAN CHASE & CO NTS 8/E RATE 07.900% MATURES 04129149 ACCRUED INTEREST $4,937.50 CU9P 46625HHA1 Moody. Baa3 S&P BBB- (Al: 111,850 Current yield • 7.61% Original cost basis S 157,909 17 Dec 22, 09 150,000.000 105 108 157,663.46' 103.875 155,812 50 • 1,850.96 LT Total $450.000.000 $453,057.96 $458,225.00 $5,167.04 Total accrued interest $8,291.67 Total estimated annual income: $18,892 oci,:cies cot: toll; info:n-0On pcoo did to you of anOlher thoi play. UBS FS has not velifiedtbs information and does not guarantee its accuracy trate dale a rcai-xt "due rrohoiy (5) PurChE6e price (1) GHISLAINE MAXWELL ACiuntd cat bass ($) Price on Sep 30 (ft value on Sep 30(S) Your Amends' Advisor: SCOTT STACKMANIA/LE CASRIEL 212 821 7000'800-308.3140 unrealzed WON gan or loss (1) anon Municipal securities Pikes ate obtained from independent truncation bureaus the use tarptsorized vitiation formulas to obtourn for securities issued al a di:taint When original cost bans is displayed, anoitization ha been calculate current values actual mantel values may vary and thus gal nsflosses may not be atosately done using tie constant yield method Mena se amonizathan has been done using the Wald line reflected. Cost basis has been auto:Alen( aly adlistedMr mandatory amonizalicn of bOnd prerri ten on method coupon tax-eierrpt municipa securities using the constant yeld method and for accreted Dina issue Track Total fat value Purchase Aciusted NC! PI Value On Winkled Hailing Hddng date a maturity (S) prke(S) cat basis (1) Sep30(Z kp 30 (S) go n or loss (I) period MICHIGAN MUN OD AUTH RV PREF 8E/67 PRE•REFUNDED RATE 05.000% MATURES 100026 PREREFUNDED 10,01/16 9 100.00 ACCRUED INTEREST 31,118.74 CUSS, 59455BR1 Moody: Not rated S&P: Not rated (Al: 32,250 Ctsrent yield: 4 78% Original cost basis 146,406.80 Nov 22, 11 45,000.000 102.531 46,139.27 104.676 47,104.20 964.93 LT connnued next page CNP7C009006526566NP70C0303390 COWS 09'5 030575004 1123574550 lOritftyGht 00022POrie 8 of 12 CONFIDENTIAL EFTA_00 133061 EFTA01275198 *UtIS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Mnandd Advisor: SCOTT STACKMAPILYLE CASRIEL 212-821-7030/800-308-3140 Your assets Fixed income . Municipal securities (continued) Dade fetal face vdue riddng dale at maturity (s) Purchase poen) Aciusted cost basis (4) Peke on Sep 30 (S) Vdueon Sep30(4) Unrealized can or losS (1) Hdcing period BIRDVILLE TX INDPT SCH D PREF BEIRI PRE-REFUNDED RATE 05.000% MATURES 0211929 PRERERJNDED 02,1917 0 700.00 ACCRUED INTEREST 4562.50 CU9P 090874U5 Moody. Ass SW: Not rated EAI: 44,500 Current yield: 4.71% Original cost basis 493,704.74 Nov 14, 11 90,000.000 103.159 92,843.88 106.119 95,507.10 2,663.22 LT MICHIGAN MUN BD AUTH RV EIVP/ RATE 05.000% MATURES 1001126 CALLABLE 10/01/16 0 100.00 ACCRUED INTEREST 4124.30 CUSIP 594557485 Moody. Aaa SW: AAA EAI: 4250 Current yield 4.78% Original cost basis 45,034.35 Nov 22, 11 5,000.000 100.572 5,028.62 104.644 5,232.20 203.58 LT BIRDVLLE TX INDPT SCH D BOW RATE 05.000% MATURES 02/1929 CALLABLE 02/15/17 0 100.00 ACCRUED INTEREST 462.50 CU9P 0908741? Moody An SW: AAA EAI: 4500 Current yield 414% Original cost basis. 410,056.85 Nov 14, 11 10,000.000 100.403 101340.30 105.450 10,545.00 504.70 LT Total Total accrued interest $1,868.04 Total estimated annual income: $7,500 5150.000000 $154,052.07 9159.398.50 54,336A3 SONY GM 00022442 0070003006516567 W0003033110 00006 0915 030575004 VI 23574550100000 Page 9 of 12 CONFIDENTIAL EFTA_00133062 EFTA01275199 ;It UBS UBS Strategic Advisor September 2015 Your assets Fixed income (continued) Preferred securities Fridne, CITIGR0UP CAPITAL Xul FXDfFLT TRUST PFD 7 875% WE 10'30/2040 Symbol. C PRN Echange NYSE EAI: 519,690 Current yield 7.66% C0UNTRYVVIDE CAP V 7.000% WE 1/0 I/ 36 CALLABLE Symbol. CFC PR8 Exchange NYSE EAI: 17,350 Ctsrent yield. 6.82% Total Total estimated annual income: $27,040 Trade dare Account name: GHISLAINE MAXWELL Number Put( lase pore of shares per shay (S) Cost ban (I) Price per share on Sep 30 (S) Value on Sep 30 (S) Your Finandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212.82 1.7000/800-3C6-3 140 Unrealized Hddng gan or loss (I) period Oct 4, 10 10 .000 000 26 130 261,300 00 25.690 256,930 00 4.40000 LT Oct 26, 10 4200.000 23.518 %,778.% 25.670 107,814 03 9.035 04 LT Commodities dosed end funds & Exchange traded products Total reinvested 6 she tots d d reinvested d *tends. It does not include any rah clvichndS. It is not a I& lot for the purposes of determining racing periods or cost basis. The shares you receive each site you reinwsi thidench become a separate tar lot. Con bases i5 the total purchase cod of the security. includng reinvested d iidends The cost basis 'nay need to be Ousted for return Cl capita payments in order to determine thee:lustedcost Dais fce sea reposing purposes Hddng SPDR GOLD TRUST Symbol GLD Trade date: Sep 11, 12 Purchae PISS Nurrear Average price of shames per share (I) Client investment (S) 6360,078.96 $364,714.00 $4.635.04 unmakes/ (tad goon or loss rs the dfference between the current value and t re cost Dal S end would general,/ be your) arable win or loss if she sec telly was odd co this date The unreasiedgagganor loss may need to bre adjusted for return of capital payments in order to determine the reared gain or loss for tar (Mating purposes. liweamenf Atfum is the current value minus the arount you i Melted It does not include shares that S. not reelectedon your statement, includng shares that haw been realized as either a gin or a loss It also does not .Nude Cash d /deeds that were not reinvested. Cost Price per share basis (S) on Sep 30 ft Value on UnrealizedCrag Investment Hold ng Sep 30(S) ,in or lass (5) return (S) period 190.000 167.689 31860.98 31.860.98 106.860 20,303.40 -1 1,557.58 -11,557.58 LT CNP7C009306526568NP70C0303380 03006 0915 030575004 Y123514550 10Mitiy_Gm_0002124as 10 of 12 CONFIDENTIAL EFTA _DOI 33063 EFTA01275200 SUBS UBS Strategic Advisor September 2015 Your assets (continued) Your total assets Mut on Sep 30(0 PeKentne a your account COSI Oasis 01 Estrimed annut1 interne 01 Unwind ono. loss SO Cash Cash and money balances 541.59 0.04% 541.59 Equities Common stock 81,478.97 83,721.41 2,464.00 -2,242.44 Closed end funds 8, Exchange traded products 286,486.85 250,407.85 6,173.00 36,079.00 Other equity investment 35,248.71 35,972.05 3,172 00 -723.34 Total equities 403,214.53 28.40% 370,101.31 11.609.00 33,113.22 iixed income Corporate bonds and notes 458,225.00 453,057.96 18,892.00 5,167.04 Municipal securities 158,388.50 154,052.07 7,500.00 4,336.43 Preferred securities 364,714.00 360,078.96 27,040.00 4,635.04 Total accrued interest 10,159.71 Total fixed Scorns 991,487.21 70.05% 967,188.99 53,432.00 14,138.51 Commodities Closed end hinds & Exchange traded products 20,303.40 1.43% 31.860.98 -11,557.58 Total $1,415,546.73 100.00% $1,369,692.87 $65241.00 $35,694.15 Amount name: GHISLAINE MAXWELL Your Financial Advisor: SCOTT STACK MANLYLE CAski EL 212-821-70001800-308-3140 Account activity this month Date *dimly Description amount (S) Dividend and interest income Taxable dividends Sep 25 Cividend BANK OF AMER CORP PAID ON 944 47.20 Sep 29 fividend GENERAL MOTORS CO RAID ON 1373 Total taxable dividends 494.28 $541.48 Taxable interest Sep 8 Interest Other funds debited UBS BANK LISA DEPOSIT ACCOUNT AS OF 0904/15 Total taxable interest $0.11 Total dividend and interest income $541.59 Date Actlity Demotion Amount (S) Sep I Transfer JOURNAL TO Y1 23575 GHISLANE MAXWELL Total other funds debited -17.90 .917.90 SONY GM 00022444 OW70309305526569 NV7003303380 00035 0915 030579004 Y123574550100300 ►egs 11 of 12 CONFIDENTIAL EFTA_00133064 EFTA01275201 SUBS UBS Strategic Advisor September 2015 Account activity this month cenInued Date Activity Decry>lion Arrount ($) Money balance activities Aug 31 Deana* forward $17.90 Sept Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09/01115 • 17.90 Sep 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 47.31 Sep 30 Deposit UPS BANK USA DEPOSIT ACCOUNT 494.28 Sep 98 Closlag U8S Dank USA Deposit Account 3541.59 Your 15nandd Advisor: SCOTT STACK MANY LYLE CASRIEL 212.821.7000' 8o0-3C8.3140 rite UBS Bank USA DC0O9t ACCOUnt it your pdmaw sweep colon CNP7C0C00(16526570NP7C60303380 00006 Val 5 030575004 Y123574550 10901,wGAtgooagag 12 of 12 End of statement for account number Vi 23574 SS CONFIDENTIAL EFTA_00133065 EFTA01275202 Important information about your statement %BS Fiaancial Stain Inc (8w rim or UnFirwrocialSereket Is a mentor of al pavasal security. canmodity aid cows edurges Usstfmcal *Yee and UK BanIUS4 ay Siva subtal ant of UBS AG and /farm of LOS Sooskies u.0 Mel s Maud swain it eatable upon *cunt the fen's exeClere 011neS at a U3S Fmasdal Swim fric 1200 Haber littlwad Yaohaak at NI 07086 lhis stuntmen reprewcohe only Octal reaed of >wain Emma Servies axount Other MOM* except onset tat documeets. coating conletn3 data shouldnot be ;teed upon if you Wow More n at enact 0•16001. floe add it rrynaliatc n wring to Mel3fach Matur of to oft to sect; you amount Alalaagh al trio tow are Mundt, b be arrate. ST aithint data Todd rot be used for tat puposes Re9 soken on ye tend to lam be.. Form 1099. SOB. I 041S. etc) thin peeping sour ingot." Mot en is remand by Ian to recon to he RS al tato) le dPidends. atonal. non Laub* evelvinds ad watt non tuned en secuntes heU n sour account net proceeds on sae vanuctons aid cost baysoncotan curd Sammie, Cammunicillom with Be Firm • PINS. reconfirm ay oral Ornn.atorts nwrnngt0 further meted yaw mint ncbdiffg yokerotas under the karma; Wen, Protection Act (SEA) • rl Che frurtal instrlann on the top Mt of the lint of the st atement is not IBS FitinfaalSonna instal Sento canes SW accurd as dearkg broke by areigenwti not the adicated matron We Intoned sou of no rotate, Mn you opened this account In this cat you heds and sand is re looted a 185 Wurioal Won aid not the drodurg brad. aid you roust mate a report of achy woe or amain to both in All aCCOunt subareas shall be deemed complete rid acar ate d not objected to n snug wain 60 clays • Please direct custard 0:mutantsa irgumat to the taw: Chord Ralits Dlyitlerit 201-35216990r Ionia. a 1500-354-9,03. 8 00Am toe 03 pen ET Moir( throup nay. a n retng to uBS manual Ulna. IrK. Clem Raton, Neater •int PO Box 766 Unon City NI 07(07 • ti case of errors a WHOM LCUS an ekoomc Cods transit.' (711 bid parnmt ce U3S Yet data cad threadtoos, call 806762.1000 or vote to U3SEnanCal Sows hot IOCO Harbor .6th I bat We€havkan, N) 070.86. Ann INWISSA Savoie Cal a wee as soon as pa cart d ?whisk yar stawnem or Wept 6 atOrg Oeflytu need more intonation Lout atbrofcr cn the stnentrit or ',apt The Fen afford now (as in lOble) mug her Iran sou nO tiethin 60 OA alter the frmsnt you the fist firemen on rein the ors or problemtowed - Rath. sow runt ad accow number (II art - Deady the MO. Or the winter pu re wage abed. ad eolan as deity as sou On My pu Came 4 is al error or au you need mire nitres, ion - Frofide the data amcurn d the stnpoced•fra, 1119 Woof Cad low wit ihatigateyOtr<011ptint ale will MIK! any nor pronvly Plowmake al dads pays. to the Pallor to bowie want ncicaed cot tv kw of this Pawnee h akt tal to agar axOult feces. account may be snap to mamma to feet charge: Ice Ise pyre,* for saurtes Dunes andchars fa srpad amounts I oath axunts Accounts ma are natant 10 Mini Marton, may be :Lena to a mauler lee UPS Sweep Optim UPS offers °Mos tot swept? cach batrcet baaxes to bank deposits at UBSBart. USA aid UtS AG Stretford anal (Bark Swap hogrons). moneyMarket Mita hods None, hats) arid the hurristional Depot Accown C0Alfor dustmen with as intonational Comte Management Amount Walt. Iht Eta Sweep fr011ann. CO. Wanes re swept so LOS Bat USA up b a esiabaned Wee and thee 10 185 14 Stamford Brand a a Matey Furd Deposes at LOS Bat USA are CDC Mired n accordance with rules For rum ticemaion pare out warn lac got Deposits a LIPS AG Seaford Branch ad *Wet ca/alfy Fin& nria allured by the FDC. Through the On evadable to fah Agana; aro snout to deposit accounts a UBS AG lleetYork Win and 18514 Caplan (neon Monti/opal% ire na nwed by the CDC Balseces het ate WS AG Catlin Binh ate two/wily oposed TO The SO apes 6* of theCarnal lilts and mete is no guinea olser obloaten of US$ AG to way thememos she. on the UPS Cayman's Bran's boas Deposits al URS Bat USA rd each UPS AG Brach at 6:4 pnwod by SIC Money Fund shies se proteaed by SPC See 'UPS foaled Sewn Account Rotation' be Open you repo batrmes b he Bak Weep Programs or OA maybeMIX/at ad Owes of a Monedund maybe hatted aid thewends returned to putt you, Winton 'anti Further nlanbign Lout aultle cheep *puts. iodating wart mutest ram and siens n tit** a woes itscariswelyiens from your f natal thisor cc by eating 806762-1000 UPS normal Services meta reunion The Firm is a reenter of the Saunas Mega tants Como:wet (SPC2 WO protects mottles wools of es motes to to 1500000 (nada; 1250.000 for dams for <all) the SPC tap actectal tout am), Id all mows na)ooholde a prate, extanty The fart touter swell onan II dates. has also pordups1 uppiancotat vendee The rtuanum =Guy payable to all NOW cant, coax-brogue* Mi; protecion 6 SSW melon as of Dinette tO. 2013 Wars to he poky amateur and fritatent can at the Pon ifunher protected for up to SI 9 mdkn n he anegae for all your axotnisheU n a pointy capatay A full may of the poky 0,Ordng 6 Nara. upon ,t9ast The SIC protection at the supplemental prawn° both do not Split° • (enaranaial axes controlled Wand ji bed n rot actait value) but had Nayfrom Sermon (eg. coon (loth a UPS Bark UT cat at U3S AG Stamford brads. (d) mutate sodas n(lawg web* amain% ad gel thins of mutual ludo rage WO shays re tvg awed testy n the nine 01 the aoo,rt holier on the hocks and remit of tie rob:able OW a trader agent). • Cent rentarimni contexts or nforment mere,', (09. 'mad worships aid vitae plawents) to are not registered under the Sorts Act of '933. at • Corms:dew casino to 9. fast in,thar90 and preits metal contract madh9 foxes commas and o nwoOY *Oen antrads The SCC protection and me ntplarviotai prot•cton do not aptly to these assetsWM d they Ottenyee epoxyco/at mammon The SEC prouder, and tit %upturn% protaton do not protect again dun?, a the mates vain. Of tar tiestnintsedether as a result a mato zwernint. moo bat -coda of Plisamts) More iWm.aons tails Poem most Yo.t may obtan ewe domains about SEC, Mdudrgi the SPC Braria• by cormwrg SPC at 202.37t8300a by Wing tie SIC nitrite away Swat? Dividend Re Werment Program OW) the pan ref *Chi 6a anger pna Tat may °bean the actual gaze ?ran sour rounoal Annor Only 'thole nixes are Futtoad talet•PIP. partial Mates wit be soli and the cash ml be deposed in sots amours lee dlion-C1 wives/neck prod ailaphed by the issuer may die from tee main prima aids the pail Mao as sold Cactielit Only %tole unit try be held in you wont I pu are entitled to apt:aloe as a rend of paten or othanvice. me Fn w1 ether al partial tacs at mate price a accept an wool Onanstal by a tegiSteed &any army. am credo you account leyermentogleahres The nwitnient obeases and et prof le are speck to each acoxim aid may vary bowel Rea noise the inn pommy n erm9 of any tar(Cant Ott I your divisor shunt or neestirwo awed; For eads account hell )Cu choose one 01 tht fo bung neestmed objects • Pecvluco Conon: :Nome Ineelenents retain; the generation of I-Komionly • Arline Qpilaipplesnon hvennunts inning 9romh of pato.' fah. than the gerwraon of nate? • AreacceCOmenafen of Incorre and ChaTtAlreemclal mantweits seeing both ono gonesion of Mona aid gowetoe prnoPal Oswalt risk panics • Consent., Sets to %wreath intim ultimo% Wh low risk aid vax lily 10 the =ant opal. on if ma means the amount does not generate ignif ant 410)(r*Of returnsal eta/nokeep p.xe yoth int 1010 • Ailoolowas lAillna to accept omen* to am:0 at tolerate virrinclailitym sot higherMulti • AinreSIO., wen; to axed hgh fist tO;rnopal ad hgh vanity 10 Wahl' rag/agree brae Statement lleucchoklier We may consolidate al WPM ZecOnt Statereftili tan the sane a ren n the sweet...lope Ace:sturdy curetted he this snot bead they hat oemucs eho aim matain pent nowt relaionsho rah Wu dents at the sane address the pence 6 Moan asihowelooldn9 • I pi( peels to rewire inflator noterrents mind e maw* CONFIDENTIAL dwarves — you may WM. tont Oleg by ding your f rowel Adeae Friendly account name Te*Friendry attest nano ref kat Oared., that you entered ai the Hens online steces mince It 6a customizable *mutant' chosen by you a aza sou will you reorteryto It he no legal did on you wcoum 114:u on dirge ens Froaldfy ataint names. trout Onto Senors Ce byettacun; &taxa tdebor. Attune wayiew • vabe of sea wounaprfecod NB 01 diet and liadlnp • Asia InClutki *alio* ad bagman wits lot remitted away ) and Gkbof Tao Deposits unrotlizod maks SO motet cents wets not held bythee-an Does not mcbdeunpnad onbiltelassets dve en1 a the per and curet staterrem pooch ce White ntstriallv awned slothotters aid i•oeCit.lb le stodt options • Otattes hada (Al batman. (outdomar tors. pet Mt short Toes b • Cos ony balances Toes of teireossed online can biancos. pkt U1S Bat USA deposit bather. UPS AG Stamford Stride depose balances and nxner mate ennead lam sweep balaxes. a the close of the statement pent/ wctommo ty We own batmos yol ant art not segrema ed from NWbatmen and Me Emma., use any a these hens n the ordiwy course of es baits These funds ▪ payabio tpon wur demand total 6 naiad in no cow twit dosi-9 value Lending information fa detaiNtl olcemaion onthe rivtlentlegp • aClati and dicloctst et, tea to yaw ChM RPM beitp Agrelghttli or Accorrt Auwaiml and the General Tans at Condemns UPS Statuses% of Ciede Practices fl ab* n agfeemeat anti tootles a sdedshiraggsgraga=a= Your auto Yost Statintenl itintaSSFOSit*S and other aSSes held n the asoni at the end of the Amerman wit You may at foe bitted of Ivey paid 9Xuribef at ay tine You may receit stavio used a ban collated ter Pat9.alian balance cue on nem Any aninties trandened b clang the others period att lined a motet halters a the end of the statement pencil • Cost basic h dettanhng the cos: tuns of the sedates induded n the statement SWe nutted won the ratter '1: UBS Firuntai Streceshm rebid on Warrant Maned from sources other than 1111$ f taxa Swats. naidng nlarnalon Iran wed Ids or mat you Tay An pivoted to your lawful Ansa TheFilm dots not naintedently wity Or guranttelho nay a vaidey of sty itormaen provided by sources one Man USS ennui Sewtes it addtien Shout LOS Fivtdal Sends goodly updates this dormaxn as c e wetted the Wm does rat provide away:otos Mat the nf tomato %rider 'Cost ball' a 'Iantired ganittv is a:actual V* die of this tiltaitM As such please do not rely cn this Worm* ion to rule corollas' a tae eedsceut la tat mooted a olterarn Acccunb Unstated to the fen may reflect ginnoss menaces only for he pared of time they ay held a the Pim Morehinorol Hamann Cal be added by yew FinarUal Addy • Untested saint/Wm when data is scalable 25n1.72,1 Jrnal:“, lanai:ma r2 fact ales to' SDNY_GM_00022446 EFTA 00133066 EFTA01275203 Important information about your statement (CrUltirlUda) karichalsamity lots the antra data fa edirchal lots maya ma, not aka cemnksaits, drages ace 'army reorgunstatia cam DPifend and Oda remnant lots and srtornalk pordws0 lot n orb ambnod tO dad/ inie a:Saga lhe • Trade dix.' øljon pawls the «Naar salsa tKw balledale. • Callable natitin Bonds and Kara STOW 0, 31 the OM.' colt for ealy rederipbon al be alma naafi by lot Wm among al 'monies of !hat Mae bed m out name a es canna nam for c‘r dents CalNaze altanagn is °t aredtom thed aim md its xon -i is not garnred Otw Call resales nay ea atirch said alla yell ~Ste nlomiabn we beprovided upcn ~12 • Crafratas .10,0581CDs) CDs are Rs( nured ups, $293.090 in pampa all aloud rarest pa dawns and py deposday rnlit.rlicn. II accordance with iDs: rules • ~mks aces ~lad fa wanes and stor produces mat be high', a brie thai to ace mal you was IS teak ram in the marks PrCeS are °Maned from yam mid pitysources Midi webeletytlo te ratable bat we do not gamin aet aaasacy - Wo runty Int to dang prize ohm arabble sr ow mean or te b4 and ask aces Ice Isla *WIMPS all *pan or on ybd picas or OTC savles - Lot adore.; bad wattled maybe pr cod tung a alarm mock, a the mg MC« MR we obtaisd aidmanot ref lea an alai mat« PMe or van - C«tanpostons may £pea Mesa Ir.:Wand roll show z 'price was not arcilable if we re addle to °buds a ace for a scurry - Deposes a Warlef dawned n ~es othed alum ae reflected a the eel h Ego f Se as of the statement date - For calla sashes acing snot's:cat:rang demmektais. ace aid quaky dace gala) may hae been adpsed to Irate proper wham To obtaC oral ciumsas when waila5kgaircsa yoke Frencul Ara« • Pear Metasiens and buevad products lase amass sauna Crscladng disc paypation program ard tea,KW* carman ULM SWUM** and Salved palms ferns., hghty &tad (etas smarmed prochashwe nal men sussed Faith Seanoft and 868~ Cornmssisn a underand sate tearmes lad We proide Kimled sakses fa privatt names warms am snared graham tOr clowns gnalpupoen only Aciaracto rot guan85'd - 11w.vaUe5 martins %Diurnally from ages if as Midi agnate sumacs secure), a structured pima ens/ be Øgela we aid do not neceswily represent the vale Su may ream upon laSulann - med pay manses of via »an of a ran Jae Sid at Waked 10 ISS inaks lervvs a a regi Dr bass by an ~pendent ollation fim 1£1111I, tem."' Pal, ‘w a samror Sawed yahoo. if ny. are stashed to te Fim by the swer, general pains a assor and ;my be abased based an Casa Cremation from that used by tend pa is to deowe ther estimated Yam - You cat turm addnaria ritcrmaan regang the methodology used to determine the anise of vat rid she dan of tie Morrnaton Tat Is the bin fa The manse by anlaWhg sox Fula Adrisor - Thkd parryestimated values may be reflected as 'Not pies n scud sutra when an 'faepengent valuation Ins An nol Apppd a d to lee no assign a yaks Mona beans ware That a raserul wea hie marred the rrey al a ~Nasty repined vale *etton. a raw:naval» raW/d be highly ipeoiblare duo to the rut" of the wanly - Shen washer an in», omsal panda a sontor tainatid vanenot a rapany alma saw is graded the aue of me wary al Dadaists* tun oil pasha pia - 'Clabutions to tin' may Cagleram of cabal. exam a both • 0,948 and see' WantsCa dirndlOffering price pwtnm 2-.5 may not Sloe your cos bask • lenslind «gild« Restricted securnes generaly ae not ~NON foe p.folc sale URS faunal Sages was the matce price of fe esinesuktod sods of To sane etara a's muted Yak* fa the restresed swag Bor pii~s Of Thisusexemowy To the man Ms reacted wanner at SNOW for sale Me valae ream) may be wbsurstialy less Tan the imputed yaw shows • Est Nitimated) aØ adrantyitdds and raps. An alms of resat mome is based on warn awaid aid nuren rates swag the warities will be held for ale yea from maternal date a and away This estimate is onbr a gwang accuracy and antnued game se not gwraseed - Est Mated arnual wome and arrant aid for and IWO'S°, obsm mulct haute drawn of snaps or caul gad in Mich 0w the tit name la4 clxffil yolk would be oveostined - Esurnalid anus Øme rid nont vatl aid The actual Mors ad yeld night be Immix hgher that the maenad amass - An etnone of muleed name Naiad altla mast) luded by the current mas:« vat/Sara> balane rs based on the last dkand or mereel patron, made by lie Myer aid ases de searitinansat MI be Nelda one yea ban she statement dap or ate assay Aar:flat manta pad ae not guaanteed • Mauna held lay WS financial Swaim Cotton assets ate int NN byte Poo ad not wan the fits possess:es or eneol Thew assets re deptased as yam stamens for inlormahonal ~oaf Roams and was presented re eroded byte Mucci firm 1185 f 'atria Swaim k not reparable for this Clornspn and does net giarallee is assay These assets as not prowled by WC or ter inws seppleanial Set away • *wants *mind and addkbnalcandpensatkot - es adlitas to amassers on tand and 11ba fern woad in camas , with the dartuton of nasa finds to ow damsynd arc< 1Wiae MOW renrue fl ag avnen from asubutors and« addson of tea naval tads cox we sell new steams are bled on two different arrporants the amount ol salesbyulfs ot a paitcuW mama had laity to our Terns. and Id the rag ate of a pausal, mar fund fantis ShirOt Nila II. Ism - We andeur *are and recent retroxisng and onstutprocesung lees in conderaton for !sassier agent sakes that we wood to the notrual fundl These fees generalg a pad twos imesor aser, in the rrutual lad sid re a tad delft null bawl on the nab« of awards at the troardeaSr holsdng mutual lads of e s fend lanib - in NM an to comiessad awed m cornection WWI the abhor darbutian of arnay coma= ad ono iiitosliwo inni units toal darns. we alder our attaltne recs. rete~t Jiang OMPEnSibte, trem rnriyof me rerom companies mdemming coo reuity maxis Odra ol The hatanorcorivris or sponsors a te Wit OWSWanl OURS WO daubs. - Ott all NM also receM t trading commbwis an1 other owpørnation from aria fads and *wax, CorraW1i10 vii0o? procixts we Ws. bow - We wait as aner fee tarn k858ask USA as ties AG Santa Winds of up no RS per axount swaging to me barts Loathe UPS Bas Sweep Program Ø kdomation roganing cormadad al other Tarots ironed n summon wsti the monitions safes «bore; cation sandran has Degn ccUled m adessatons pommy Km Tedm you. sid nil be ~gel to you wimp* on rearen Short wiling it you ay ØYØ un short ashy aatarity you may rar a chased* to aria lamas costs Seta palatal warty Open Order Regarding Open a '900clailarKell01• WOWSthat yore not gaited by the Ideals drier open buy al fell Step ceders re taxed by the amount old...dads« rghis on • egdiridondsor 'angles date units enacted otherwise by you You as ressordble tor orders tral are masted due Co flit true no anal emirs open orders Tax wialdadditg en ~anions boon IS financial Sending IRAs ~al sac Saw regures UESS Masai Servas lo wastrels/ income tao from yea usable IRA &MIMI", tul you ow der oat lo haw Kan. to wilhholl or instead. you may elect to have la vethMel a arie or salad amen as you choose VP: elecon w• amain n effect IAN rsoVed by you You may motto yaw oloclitn a a,/ lino by ~my anew Oman 8 you do WIN?* erOuto hoofs. tar watneld Ironi your distributions. you maybe resionsba la the paymere of maenad tag you may nose denims if the anoints vdtaw34/1 and par estimated tie pa/moils pea ø you lacoblOtir Privacy To obtan a copy °I ea ones chant hews Nsits pleas maxi you FnaUlActstor °miaow ~ewe ymow ulixcemen,rwary Sakes k not a bark The RNA. &nouns StioncesACCO-ta BSA and INLA ae baspage as Sinds proide access to bang savces and produers tØ anagrams wit atriad brats rid °too Mil. party balkt and provides Noss To horn aid snuet' pnadacts Is by unaffiliated tad laity Moan, comas throug's niol agency Subbit eSol Uhl Nasal Sakes Cc t ranmat mac and ~toy droducis NM WC haired • NO bank 9,3f3ifica May lose value RMA RSOLICeMa,agorwrii aoscuir Business Sawa Account B54, ifMA and ncenabonal Rauge ~arrant CONFIDENTIAL Amours as registered sense mats or UPS ~al Services Inc VG Sombre is a agitated yaw mat ol visa Imernagnal 1.85 Vdd Signature assM cads and 035 5459 darn gas ae issued byU(358as USA well wwwwon from V oa U 5A harm», UPS FirianCial ServiCeSinC Rev 201407 SDNY_GM_00022447 EFTA 00133067 EFTA01275204 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057253031015 111 0 Account name: GHISLANE MAXWELL UBS Strategic Advisor October 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your Financial AdvisorSCOTT STACKMANILYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account As a service to you, your partfoto value of 11,454,73288 includes accrued interest RMA ReSourCeLine at 800-RMA- 1000, account 025023574 on September 30 (11 on October 30(5) Your aSSEIS 1,415,546.73 1,454,732.88 tisk our website: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $1.415,548.73 $1,454,732.88 Accrued interest in value above 510,159.71 53,71804 Tracking the value of your account Sources of your account growth during 2015 Value of your account S Thousands at year end 2014 11,584,344.34 1,5843 Net deposits and 1,415.5 1,454.7 •ArithdraNalS 4165,163.37 Your nvestment return Dividend and interest income 165,550.62 Change in value of accrued interest 43225.85 Change in market value 426,79126 Dec2014 Sep 2015 Oct 2015 Value of your account on Oct 30, 2015 S1,454,732.08 SDNY GM 00022448 Mombor SIPC 0070c0)00577Sa03 W003189496 00006 1015 03057500t Y123574550000000 Page 1 of 14 CONFIDENTIAL EFTA_00133068 EFTA01275205 UBS UBS Strategic Advisor October 2015 Your account balance sheet Account name: GHI9 AINF MAXW The value of your worn induces assets held a UBS and caftan assets held ant from UBS. See page I for rrorelnionnalon. Summary of your assets Value on October 30 (1) Percentage of your account A Cash and money balances 113,387.92 7.79% B Cash alternatives 0.00 000% C Equities 439,870.32 30.24% D Fixed income 880,707.64 60.54% E Non-traditional 0.00 0.00% F Commodities 20,767.00 1.43% G Otke - rY) 0.00% Total assets Value of your account $1,454,732.88 51,454,732.88 100.009E Your current asset allocation F A Eye on the markets Index Your K Randal Advisor. SCOTT STACK MAN LYLE CASRIEL 212.821.7000/ 800-308.3140 Cash and money balances may Mdude available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances 58P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on October 30, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% Percentage change October 2015 Year to date 8.44% 2.70% 7.90% 2.02% 7.82% 2.53% 0.02% 1.14% CW7000;9005725304 NP700318B496 0020S 101 03057930i Y12.3574550009ftyGitoomAwhe 2 of 14 CONFIDENTIAL EFTA_00133069 EFTA01275206 UBS UBS Strategic Advisor Change in the value of your account October 2015 (Si Year to date (1) Opening account value 51,415,546.73 51,584,344.34 Deposits, including investments transferred in 0.00 3,998.72 Withdrawals and fees, including investments transferred out -2,319.34 -169,162.09 Dividend and interest income 15,148.36 65,569.62 Change in value of accrued interest -6,441.67 -3,225.85 Change in market value 32,798 80 -26,791.86 Closing account value $1,454,732.88 51,454,732.88 Acoount name: GHISLAINE MAXV.! Dividend and interest income earned For purposes of Iris statement, Ts-stilly of interest and dnidend income ha been determined from a us tap restating gerat-live Bzed upon the residence of the account holder, account type. or product type.. some iMereSI ands dvidendpaymems mar not be subiert to United States (US) ardor Puerto Rico (PR) income fates. The (lent monthly statement is not intended 10 be used and cannot be r ed utOn fa to purposes. Clients should refer to the applictie lac reporting towns they recent from UBS annualy such as the roans 1099 and the Parrt5 4130, for lax reporting information It Is the estate of UBS to file the appgabe tac reporting forms wIth the US interne Revenst SONIC< aid PR Treasury Department and m such forme accurately doss fy <linden* arced interest a tag emwpt of tat** wane Please consult your incledual tax prepare/ October 2015 (V Year to dale (1) Taxable dividends 1,601 48 7,969.34 Taxable interest 12,296 88 44,917 95 Tax-exempt interest 1,250 00 10,000.00 Miscellaneous 0 00 2,682.33 Total current year 515,148.36 $65,569.62 Total dividend & interest $15,148.36 565,569.62 Summary of gains and losses VSues reposed below exclude products for which gam anclIOSses are not classified. Realized gains and losses Unrealized October 2015(5) Year to date (1) gains and losses (1) Your financial Advisor: SCOTT STACKMANLai CASRIEL 212-821-7000/800-308-3140 Long term -1.19 Cash activity summary -1.19 68,135.30 See AccOunf attenty tats moron for leak. EtekenfleS in your *reed OP ens are includedin the °palm and dosing Iddante5 taut. FDIC Insurance 8001.1 Only 10 deposits at U85 Bank USA, niall0 deposits at U85 AG, Starnford Branch of bank deposits flared throuo the uaStritetnehorra Depose Account postern. 51PC potection apples to money market sweep fund headings but rot bank deposits. Ste important intO(metson about your statement an the tint Isms pages d this document for CfelalS. October 2015 IS) Year to date (1) Opening balances Additions Deposits and other funds credited 5541.59 0.00 5464.36 3,998.72 Dividend and interest income 15,148 36 65,569 62 Proceeds from investment transactions 100,017 31 212,517.31 Total additions Subtractions Professional management fees and related services $115,165.67 -1,777.75 5282,085.65 -7,654.88 Other funds debited -541 59 -161,507.21 Total subtractions -$2,319.34 -5169,162.09 Net cash flow Closing balances $112,846.33 5113,387.92 5112,923.56 5113,387.92 SDNY GM 00022450 CP1P70307005725305NP7003419496 C0036 101S 030579004 Y123574550000000 Pag• 3 of 14 CONFIDENTIAL EFTA_00I 33070 EFTA01275207 SUBS UBS Strategic Advisor October 2015 UBS Bank USA Deposit Account APY Interest perrod Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0 .00 Closing UBS Bank USA Deposit balance Oct 6 $1,267.31 Number of days in interest period 29 Average daily balance $259.12 Interest earned $0 .00 Annual percentage yield earned 0.00% Account namor GHIg AINF MAXWELL Your Knew:id Advisor: SCOTT STACK MA14 LYLE CASRIEL 212.82 I-7000/800-308.3140 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Branco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income Er capital appreciation Your risk profile: Primary Moderate Investment ettgtbt5ty COnSderat:on None selected Your account instructions e You account cost basis default closing method is FIFO, First In, First Out. CrIMC00)305725306WOCOI89496 2 COCOS 1015030575004 Y123514S5000WeyGht00022%le 4 of 14 CONFIDENTIAL EFTA_00 I 33071 EFTA01275208 UBS Strategic Advisor UBS October 2015 Your assets Amount name: GHISLAINE MAXWELL Some pnces, inccme and current vaues shown may Ise Epploxitrome. AS a *PA. gam aid losses may mot be accuralely reflected. Set Am ponantinfosmafron about your statement a the end of the document for more infornason. Cash Cash and money balances Cash and matey balances may include avalaile cash balances, UBS Bant USA depost account balances, UBS AG Stardom, Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA depOsit aCCOunt balanCeS are insured by the FOC vat Pe n mall< ebte limits, but are not protected by S1PC USS AG Stanford Errant h deposit am num balances are not insured by FDIC and are not protected by SIFC Money market sweep balances are protected by WC but are not insured by the FDIC. See the important information about sour statement a the end of this docunent for details about those blanch Hddng Openngbdance on Oct I (S) CroonsWince knee Per Mal Average DeridenclIMerest Days n on Oct 30 (S) on Oct 30(0 12t° period period Cap amount (S) Cash 0.00 4,921 88 135 BANK USA DESt ACCT 541 59 108,d% 04 250.000 00 Total $54159 $113,387.92 Your el nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000800-308-3140 Equities Common stock NdOng Track. date Number Of shares Purchase prod Average price per shale (1) Cost basis (S) Price per share on Oct 30(1) Value on Oct 30(S) Unrealized gain or loss (1) Hold ng period BANK OF AMER CORP Symbol: MC Exchange: NYSE EAI: 4189 Current yield 1.19% May 17, 11 303000 11.860 3,593.84 16.780 5.ce4 34 1A90.50 LT lon21,1 I 313.003 10.670 3,33986 16.780 5,25214 1912.28 LT Aug 2,I1 328.000 9.802 3,215.15 16.780 5,503.84 2288.69 LT Security total 944000 10.751 10,14885 15.840 32 6691.47 OTIGRONP INC Symbol. C Exchange NYSE EAI: $72 Current yield: 0.38% May 17, 11 115.000 41 249 4,743.71 53.170 6,114.55 1,370.84 LT Jun 21. 11 121.000 38 285 4,632 57 53.170 6,433.57 1801.00 LT Aug 2,11 122.007 38197 4,672.24 53.170 6,486.74 1,814.50 LT cootoued next page SDNY GM 00022452 ChIP7C00330572530719v70031694960003S 1015030579004 Y173574%0000000 Page S of 14 CONFIDENTIAL EFIA_00133072 EFTA01275209 UBS UBS Strategic Advisor CyT•ntw Your assets . Equities . Common stock (continued) Purchase pricer trade Humber Average price Pnct per that Whit on Uwe:heed Hddng Hddng date of shares per share (5) Cost basis (S) on Oct 30 (5) Oct 30 (1) gain or loos (1) period Secisity total 358.000 39 242 14,048.52 19,034 86 4,986.34 GENERAL MOTORS CO Symbol. GM Exchange NYSE EAI: 41,977 Current yield. 4.12% Nov 18, 10 1373.000 36.416 50,000 00 34.910 47,931 43 -2.068.57 LT P1T PARTNERS INC - A Symbol. PIT Exchange, NYSE Sep 15, 14 27.003 22 430 605 62 21.500 580 50 -25.12 LT SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol. SIB Exchange. NYSE EAI: 4226 Current yield 2 56% May 17, 11 37.000 81 270 3,007 00 78.160 2,891 92 -115.08 LT km 21, 11 40.000 82 436 3,297 45 78.160 3,126 40 .17105 LT Aug 2, 1 1 36.003 89 433 3,21959 78.160 2,813 76 .405.83 LT Secuity total 113003 84 284 9,524 04 8,832 08 .691 96 Total 684,327.03 $92,219.19 $7.692.16 Total estimated annual income: $2464 Account name: GNISLAINE MAXWELL Your lq nodal Advisor. SCOTT STACK MANY LYLE CASRIEL 212-82 I-70001800-308-3140 Closed end funds & Exchange traded products Total remvettteor is the iota ce al reinvested dwdends It does rot include any cash dWdends. It is not a tar lot for the purposes of determining hokt rog periods or cost basis. The shares you receive eah time you reinvest dudends become a separate tax lot. Cost bsa is the told purchase cost of the security. indudng reinvested d videncts TM cost basis may need lobe ad uned for return ct capital payments in order to determine the alusted cost bars to la reran,ng purposes. Hddng SPCA S&P SCOETF TR Symbol1 SPY Trade date: Jul 12, 13 EAI: 46,173 Ctsrent yield: 1.99% Purchase price' Number Average price Client of shares per share (5) investment d) 1,495 000 167.496 250A07.85 Unmake:I (fa)gatn or loss is the cifference between the current value and t to cost bags and would genet* be your taatte wino; loss if the sec arty was sdd on this date. The unreat.zed (tag dance loss may need 10 be adulted for return 01(apta payments in order to determine tne reazed gain Or IC‘s lot tax Itrtit eMti ertfingemPuterVeSti turn is. the current value minus the amount you i retested It does not include shares Thal are not (elected on your slatement, tricludngShaeS IR% MVO teen realIe0 as etlher a gin er a loss It als0 dies not induct cash dedends that were not reinvested. Cost Price Per chat oasis (l) on Oct 30 (3) value on Oct 30 01 Unrealizedam gain or loss CS/ trneistmem Hddng return (5) Genoa 250.407 85 207 930 310,855 35 60,447 50 60.447 50 LT CNP7C003005725308NP70C0I89496 00035 1015 030575004 Y12357455000MyGht 000224M 6 of 14 CONFIDENTIAL EFTA_00133073 EFTA01275210 44, UBS UBS Strategic Advisor October 2015 Your assets . Equities (continued) Other equity investments cost oasis and gans and losses haw not been adjusted AtACTSIC ally for return of (zonal payments. Restrictedwoolly Mots are estimatedfp informational purposes See rarporrant inlosmstron about your statement at the end of this document foe additional information. Acoount name: GHISLAINE MAXWELL Widng BLACKSTONE GROLP LP1THE UNIT REPSTG LTD PARTNERSHIP INT Symbol. BX Exchange' NYSE EAI: 33,228 Current yield. 8.77% Your Elsandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Purchase airier Trade loen-Der Average pike Cost Puce per share Value on Unrealized Hsiang date of shares per shaft (S) 0016 (I) on Oct 30(5) Oct 30 (S) gan or Pm (1) Pened Sep IS, 14 1,113000 32 319 35,97205 33.060 36,795 78 823.73 LT Fixed income corporate bonds and notes vices ate cttaned from irclepenclenl quotation bureaus that use carputeezed IraWheel formulas to calcedat«urrent values actual market yaws rnay vary and thus aiirrillosses may not be accurately reflected. Cost basis has been &lusted for accreted OrOInal 'ssue &COW* (OID) COO basis has teen ticking GENt ELEC CPTL CORP Pal RATE MATURES 09 11116 RT 00.511% CUSP 36962G2 V5 MOedy. Al SSP: AA+ EAI: 1192 Current yield 0.51% Dec 11.09 50,000.000 90 789 45,394.50' 100.045 50,022 50 4,62800 LT RAW OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 11/1916 ACCRUED INTEREST 32.47500 CU9P 06050WDW2 Moody. Baal SW AEAI. 15,400 Current yield: 3.57% Nov 01, 10 150,000 003 100 000 150,000 00 100.835 151,252 50 1,252 50 LT continued next page Trak date Iota fae aue a mat wily (1) rthate wife 0) ash:Makally adjustedfor arnortizaion of bond parrovm uunqtre coastal pole/metNed If you have made alai( election to deduct the Orem um ancrtization on untie debt sec unties, you may request UPS alust cost basis for the bond premien amortization. AClusted cat bats (S) Price on Oct 30 (5) Paw OA Oct 30 (S) Unrealized Hsiang gan or loss (1) Period SONY GM 00022454 ChIP70303005725309NP7003169496 C0035 10IS 03057%04 Y123574150000000 Pogo 7 of Id CONFIDENTIAL EFTA_00133074 EFTA01275211 SUBS UBS Strategic Advisor October 2ms Account name: 1 Your assets . Fixed income . Corporate bonds and notes (continued) FiclOng 1P MORGAN CHASE & CO MS WE RATE 07.900% MATURES 04129'49 CUS1P 46625HHAI Moody Baa3 S&P BBBCAI: 411,850 Current geld. 7.60% Original cost basis 1157,909 17 Dec 22, 09 150,000000 105106 157,659 15 I 103.900 155,85000 .1,809.1S LT Total $350,000.000 $353,053.65 $357,125.00 $4,071.35 Total accrued interest $2,475.00 Total estimated annual income: $17,442 incusses<ost basis information proided by you or another thud Daly. U55 FS has no verified this informacin and does nu guarantee its &curacy rate dae a rctai race vaue ma illy ($) Purchase price (1) GHISLAINE MAXWELL Aclusted cot Dasci (S) Price on Oct 3001 Wive on Oct 30(5) Your A vandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821 7000/800-308 3140 Linrealied Holding gun or loss (1) Kenai Municipal securities Prices are cbtaned from Independent Quotation bureaus that use cormienzed Mission formulas to discount for secwitin issued a a discount. When ono nal cost basis is displayed, amortization has teen (*Wale Current vaues Actual market krauts rnaf way aid thus gaimilosses may not be acctxaely done using the consign yreld met hoof othemi se wallets:ion has been done using the straight line reflected Cost basis has been autoraCaly a:lusted for mandatory arnotitatiOn of bond piety-Iurn on method coupon tax:nem:a munlopa sec unties using the constant relcl methodand for accreted arra issue Trade Taal f t Out Porch:* ACOOKI Nice co Value on Unrealized licking Ncicing dae a coaltally (I) once(S) cost baos (5) Oct 30 01 Oct 30 (1) gan of loss (1) period MICHIGAN MUN 80 AUTH RV PREF REM PRE-REFUNDED RATE 05.000% MATURES 11701126 PREREFUNDED 10r0V 16 G 100.00 ACCRUED INTEREST 1181.25 CUSIP 59455T3R1 Moody- Not rated S&P: Not rated Ea 12,250 Curent yield: 4 79% Original cost basis 146,406.80 Nov 22, 11 45.000000 102 328 46,047.79 104.283 46,927.35 879.56 LT continued next page CNP700093057253I 0 NP7000189496 C0006 1015 030575004 10 33574S50 COMIaGht00022rfajje S of 14 CONFIDENTIAL EFTA_00 133075 EFTA01275212 (SUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Mnandd Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70:0800-308-3140 Your assets Fixed income . Municipal securities (continued) ;cam face wine Hddng malwlly (t) Purchase *lusted 00Cett) cost oasis (1) Nice on Valuton unrealized ridding Ott 30 (S) Oct 30 (S) gan or loss (0 0e40d 8IRDWLLE TX INDPT SCH D PREF BE/R/ RE-REFUNDED RATE 05.000% MATURES 02115/29 PREREFUNDED 0211917 0 100.00 ACCRUED INTEREST 4937.50 CUSIP 093874U5 Moody. An SW: Not rated EAI: 44,500 Current yield: 4.72% Original cost basis $93,704.74 Nov 14, 11 90,000.000 102.976 92,678.93 105.840 95256.00 2,577.01 LT MICHIGAN MUN BD AUTH RV BEM RATE 05.000% MATURES 1001126 CALLABLE 1001!160 100.00 ACCRUED INTEREST 420.13 CU9P 594557485 Moody. Aaa SBA: AAA EAI: 4250 Current yield 4.79% Original cost basis $5,034.35 Nov22, 11 5,000.000 100.526 5,026.33 104.277 5,213.85 187.52 LT BIRDVILLE TX 'RCM SCH D 8EIR RATE 05.000% MATURES 031929 CALLABLE 02/15/17 0 100.00 ACCRUED INTEREST $10416 CUSIP 0908741103 Moody. Aaa SW: AAA (Al: 4500 Current yield 4.75% original cost basis 410,056.85 Nov 14, 11 10,000.000 100.379 10,037.99 105.214 10,521.40 483.41 LT Total Total accrued interest $1.243.04 Total estimated annual income: $7,500 $150.000000 $153,791.10 $157,918.60 $4,127.50 SONY GM 00022456 C4010003005725311 NP7003189496 00006 1015 030575004 Y123574550000000 Plig• 9 of Id CONFIDENTIAL EFTA_00133076 EFTA01275213 *UBS UBS Strategic Advisor October 2015 Your assets a Fixed income (continued) Preferred securities Trade clay Account name: GHISLAINE MAXWELL hunter Purr lac once of shares per shay IS) Cost bar. (I) Price pet share on Oct 3001 Value on Oct 37 ft/ Yourlqnancial Advisor SCOTT STACK MANLYLE CA SPIEL 212-821-7030/800-308 3140 Unrealized Haag gan or loss (t) Penal OTIGR0UP CAP RAI. Mil FXDFLT TRUST PFD 7 875% CUE 10'30/2040 Symbol. C Exchange NYSE EAI: $ 19,690 Current yield. 7.75% COUNTRYWIDE CAP V 7.000% WE 1 1/011 36 CALLABLE Symbol CFC PRB Exchange NYSE EAL 47350 anent yield. 6 81% Total Total estimated annual income: 527,040 Oct 4, 10 10.000 000 26 130 261,300 00 25.409 254,090 00 -7.21000 LT Oct 26, 10 4,200.000 23.518 98,778.% 25.680 107,856 00 9.077 04 LT Commodities Closed end funds & Exchange traded products TOW reinvested Is the told d at reinvested (Wends. It does not include any cash dvidends. It is rat a to: lot fa: the purposes of deterrnining tocadrg periods or cost basis. The shares you receive each tone you reinvest thidench become a separate tax bat cost bases s the total purchase cost or the security. inducing resnveSted of wands The cost basis may need to be adustedlO, return Cl capital payments in order to deterrent the &lusted cost albs foe tat rep:rang Purports reflected on your statement. tncludng shares that have been realized as either a gin or a loss It also does not include cash d v4ends that were not reinvested. PurchaSe piKer Hddng Nate, of shares AimsQe once per share (S) CD Mt investment (S) Cost basis CO Price per shut on Oct 30(1) Value on Oct 30 (1) Unrealizedlag grin or loss(1) Investment Hold rig return (SI period SPDR GOLD TRUST Symbols GLD Trade date. Sep I I, 12 190.000 167.689 31,860.98 31.860 98 109.300 20,767.00 .1 1,093.98 -11.093.98 LT 9360,078.96 $361,946.00 $1.867.04 tmteelded (ts.0 win or loss is the difference between the current value and t re cost bails aid would general,/ be your tamable grin Of 1051 it the sec tiny VY3S sod on this dale me unreatzed0a0 grin or loss may need to b a:Austed for return of card.' payments in oder to determine the reared gain or loss for tax serrating POrlooses nweamem rearm is the current value minus the amount you invested It does not include :haws that are not CNP7000900572531 2 Ne70C0189496 C0M 1015 030575004 Y12357455000MyGiummylest 10 of 14 CONFIDENTIAL EF1'A_00133077 EFTA01275214 *UBS UBS Strategic Advisor October 2015 Your assets (contrived) Your total assets vSue on Oct 30 (s) PeKentaged your account COR bass (5) armoured annual incone (I) antedated gain or loss (5) Cash Cash and money balances 113,387.92 7.79% 113,387.92 Equities Common stock 92,219.19 84,327.03 2,464.00 7,892.16 Closed end f unds & Exchange traded products 310,855.35 250,407.85 6,173.00 60,447.50 Other equity investments 36,79538 35,972 05 3,22800 823.73 Total equities 439470.32 30.24% 370,706.93 11,865.00 69,163.39 iixed income Corporate bonds and notes 357,125.00 353,053.65 17,44200 4,07135 Municipal securities 157,91840 153,791.10 7,50000 4,127.50 Preferred securities 361,946.00 360,078.96 27,040.00 1,867.04 Total accrued interest 3,71804 Total fixed Scene 880,707.64 60.54% 866,923.71 51,982.00 10,065.89 Commodities Closed end ends & Exchange traded produce 20367.00 1.43% 31.860.98 -11.093.98 Total $1,454,732.88 100.00% $1,382,879.54 $63,847.00 $68,135.30 Account name: GHISLAINE MAXWELL Your El nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Account activity this month oae Atliuly Deuraohon Amount (I) Dividend and interestincome Taxable dividends Taxable interest Oct 9 Foreign Chndend SCHLUMBERGER LTD NETHERLANDS ANTILLES PAID ON 113 12/ 50 Oct 29 Dandend SPDR S&P 500 ETF TR PAID ON 1495 1,544.98 Total taxable dividends $1,601.48 Oct 15 Interest HS8C FIN CORP NTS BiE 02.900% 101515 OTD1015101-0041511 CUSIP 40429XT86 1,450.00 Oct 29 Interest P M)RGAN CHASE & CO07900% 042949 DTD0423C6FC1030C6 NTS PIE PAID ON 150000 CUSIP. 46625HHA1 5,925.00 Ott 30 Interest CITIGROUP CAPITAL XIII FXCIRT TRUST KO 7 875% DUE 10/302040PAJO ON 10000 CUSIP. 173080201 4921 88 Total taxable interest $12,296.88 SONY GM 00022458 c HP71:00;00572531 3 NP7003169496 00036 1015 030575004 Y1 n SUSS° 000300 CONFIDENTIAL Pegs 11 of 14 EFTA_0O133078 EFTA01275215 *UBS UBS Strategic Advisor October 2015 Account activity this month coninuedi Account name: GHI9AINE MAXWF Your A asocial Advisor SCOTT STACKMAI/LYLE CASRIEL 212 821 7000/800-308 3140 Date Activity Descrptton Amount IS) Dividend and intanstimcortw (continued) Tax-exempt nterest Oct 1 Interest MICHIGAN MUN BD AUTH RV PREF BE/R/5 DUE 100126 DTD 110206 1,125 00 CALLABLE PRE-REFUNDED PAID ON 45000 CUSIP: 5945513R1 Fees Oct 1 interest MICHIGAN MJN BD AUTH R V BUR/5 DUE 100126 DTD 110206 125.00 CALLABLE PAID ON 5000 CUSIP 594551485 Total tax-exempt interest 51.250.00 Total dividend and interest income 515.14836 Oat Aclinty De:option Oct 23 Fee Charged QUARTERLY FEE .1,777.75 Total professional management fees 41,777.75 Amount ID Date Actual)? Descaption arnotast (1) Other funds debited Oct 1 Transfer JOURNAL TO Y1 23575 GHISLAINE MAXWELL -541.59 Total other funds debited -1,541.59 Investment transactions For more information aba.t 1 he price/ value shown for restrictedsecurities, we tmportant information about you, rtatement a the end of IM docunent Oslo Actibily Cesciplion Quantity vats (SS Price at Proceeds from Funds investment withdrawn la /lamed wan/artier-is (5) towslmenit bco911(S) entered (5) Oct I Cash in Lieu PIT PARTNERS INC - A SYMBOL PIT CASH-IN-LIEU RATE. 20.985 17.31 Oct I Spin Off PIT PARTNERS INC A SYMBOL PIT FROM BLACKSTONE GROUP LP/THE UNIT SYMBOL. BX RATE: 0.025 27.000 Oct 15 Cam Redemption HSBC FIN CORP NTS WE 02.900% 101515 DTDI 01510 FC041511 CU9P. 40429)&86 -100,000.000 100,000.00 Total $10001731 CNP7C00330572531 4 NP7OCOI89406 00006 1015 030575004 in 23574550 00%011iyGht p,002%gg 12 of 14 CONFIDENTIAL EFTA_00B3079 EFTA01275216 (SUBS UBS Strategic Advisor October 2015 Account activity this month rantrilsed) Date actrvity Desorption arrount (S) Money balance activities Sep 30 Balance fay/6rd $54159 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 725.72 Oct 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 56.50 Oct 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 101,450.00 Oct 26 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT AS OF KY23/ 15 -1)77.75 Oct 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 7,469.98 Oct 30 Closing UBS Book USA Deposit Account 81011,466.04 Amount name: GH1SLAINE MAXWELL Your el vandal Advisor: SCOTT STACKMANSLYLE CASRIEL 212-821-7006'800-308-3140 The UBS Bank USA DepCrat AaOunt IS your primary Sweet:0.10On Realized gains and losses The estimated /edited gans and losses shown below are not fa cat purposes. Please rote that gain 01 loss recognized on the sae or reckapticn of cenaln structured Products, • ke Contingent Otte securities, may be ad nary, and not capild, gain a loss. Please check with your tza adMor To caloLdae gains endlosses. v* liquidate I he ddesl security lot first This is known as the first.in tint -out or IFO accounting method We use this method unleSS you specified which tar lot to dose when you paced your order This is known as a versus purchases or VSP order. See Important information about yam statement a the end of thisdocument for more Long-term capital gaits and losses Security desorption Method Ouenitlyor PurChaSe fae vane date Sale date yak amount (S) COSI basis (5) wash sale OOP basis adjustmem(3) Loss (S1 Gan (3) 1-ISBC FIN CORP NTS 8/E 02-900% 101515 DTDIOI510 K041511 FIFO 100,080 000 Oct 12, 10 Oa 15, IS 100.000 00 100.00000 PIT PARTNERS INC - A FIFO 0.825 Sep 15, 14 Oct 01, IS 17.31 18.50 -1. 19 Total Net long-term capital gains or losses Net capital gains/losses: 8100,017.31 8100,018.50 -$1.19 -$1.10 -$1.19 ins:Irma/on we may not eclat gans and losses la al captor changes. We autcmacay adjust cost basisfor tar-eeenpt and AMT coupon municwel sec unites for esilmared nein/bon of bald prom tens end for accreted city ler sectellies issued at a duount a you requestedthat U8Sadust cost betas for tne bald premium amortization on imatle debt sec unties then cost basis reflected for these securities has been adusted Estimates in lime Unclassified sect ion can nor be classified as short term or long term becaise information is misang or the product is ark in which the ga Moss (Mutation is rat provided SONY GM 00022480 Cele7C00?30572531SNP7003189496 000:6 10IS 030575004 Yin574%0000000 Page 13 of 14 CONFIDENTIAL EFTA_00 133080 EFTA01275217 *UBS Your notes CNP7000)005725316 NP70:01133496 00006 1015 030575004 Y123574550 CO,i§i9jklyGht 0002 161 14 of 14 End of statement for account number Y1 23574 55 CONFIDENTIAL EFTA_00133081 EFTA01275218 Important information about your statement IBS Ferrier Servos Inc (the rim a Un Firwrocial Strioes). is a mentor of al pexpal security. cannodity and woos edurges 1185f intend *vote and utSBant.I.Pnot ay Siva aulailiras of IBS AG and Wares of LOS Stoskin u.0 the F nes teeing sweet it ?enable upon reared the Frin's neerme of at a U3S Foaled Seem to 1200 Hate litculwad Vreta)a at NJ 07086 lhis =tonere reprewrs the colyotIontreard of myelin Mama Services axount Other reiCOrdS. except Mad tau documents. co mahng conlicen3 data *mid not be Med upon if you demi mere n an erne a 0916001. pert moo n nyneliaver n wring to theerrich Ma-tapir of the rho serhg you amount Athccgh al no tom ant intended b be aCarate. ST aieNint era 91001 rot be used for TMpi:poses Rey sokey on ye rend to lam . Form 1099. SOO. 10125. etc 1 then preps ag sour tarot." lb,/ in it requied by Ian to rem to the Mal taro) le dOrdends. nspontle non Iamb* dvdends the mane morn vaned en seerrties heU n your rove& net proceeds on sae vanuctonn aid cost Payton4mM awed Seamtm Cammunicellone with the Fiem • None reconfirm my oral 03/Yrole.alor6 nwrangto furrier Dieted yaw ants attains yokerotas under the kennel Went Protection Act (Sped • else formal instiltriOn on the top SA of the bent of the, laemmi it not IBS FitinfaalS40KM. IBS Manna Sentocanes acccuw asdean:9 tareby avaigemerti with the read nsituton We Intoned sou of the teutionthe Men you opened thlt accord In this cam yer hods and wok is re looted a LID Manor Samos aid not the erodorg Meer aid you roast mat a report of Sly nix or amnion to bath in All =Out, subareas shall to deemed complete rid acdrae if Fir Objeleitto n nitre swim 60 dr?: • Pleaseaired custom( emplane a roam to the taw: Client Retriens Deirrient X 201-3521699 or Ionia. a 1500-354-9,03. 8 00Am to 6 03 P ed ET Wear throup friday. a h wreng to ley hnlnwl Sera-it& Clang Retains Dcipatrrent PO Box 766 Unon C4f NI 07(07 • h case of errorsa fratIlOnS abeA M ekmono lovas transfer (711 bid cameo a U3Sride deb cad trams, call806762.1O00 or 'to to Le3SFritheal kenos hc. IOCO Harbor 8W . 60 I Ire Weehmen, N) 07086. Ann INWIMA settee: Cal a miter soco as eu cart dyouthnk yam stawnem or Wept 6 'ag (nay need more ' ennen Loa athrorer on the anarnerri of inapt The Fen ce Card Mow (as MS lOble) mug hear Iran sou in We00160 GPIS alter the fretsent you the fist sinimern on ends the era or probiern Krone - freed. sow nine and ac artmt number (II red - Deride the em. Or the ranter pu re wage *PA aide:tan asdeadyas youOn My yeti Wee 4 en error or new sou need awe ntermx - Ftotido the dolUr nuns of the tenpeaed wet the kin or Cad Muer wit retraigateyOtrCellptint ate will carted ay eror prowly pleat make al ewers pays. to the Fervor to fair meow rased an to from of tho statement h art ray to ogee ax0mit lin. as may be aubsci to mantra to ken charge: Ice Ise pyre,* for snurtes purchase; and chart la woad nuns n coal =ants Accounts ma are trawlerod to ogre anstortonsrnay be :Meta to a unser fee UN Sweep Optim USS offers °pros for swoon? ach batercei beaxes to bat deposits at UBS Bark USA aid Ur AG Stanford Cann (Bark Swap herons). mon.), Market Mita hodsthrone Funds) arid the horn/tonal Demst Accotrit COAlfor customers nth al monotone desoace Management Arzwuni lhicv9h the Bat Sweep fr011ann. COI betimes re swept so LOS Oar USA IS b M egad-nod lene and thn 10 LOS AG Stamford Branch a a Matey Furd Deposes at LOS Salt USA are FOK muted n accordance with for: rulet For not ilamawon pleat out won Idic pet Deposit a LIDS AG Danford Branch ad thareScaAmfy findS nr101 Matta by the FDC. Through the On eatable to cab bares are swept to deposit accounts a UPS AG eriewYork Win and UBS/4 Caplan B-ann ThesedepoMsaena mired by the FDIC Balanceshell a Voter AG Carlin Beath are teworrily oposed to The snorer M. of theCarnal Danes and there is ro guinea other ob Ionian of US$ AG M way the bats shkOn the 185 Camel's Brazh's boas. Deports al IBS Bat USA ane each URS AG Branch aroma owned by SIC Money fund shies Me proceaed by WC See 'UPS Foaled Semen Account Reedier below Upon your rcourd. batroes o to Bat Swop Promons or OA may he villtrafin aid shares of a Menet% Fund maybe Nudes, awl the proceeds returned to putt you, wasitot Furter mlannign sou maitre sone *pions. erudng anon miner ram .nth he is wile* a www tibscerrisweeperes Iron your enamel intrisor a by caring 806762-1000 Ugf Irearciel Services moos protection The Finn is a manta of the Securities Orme Protection Co/horror (SPCt Mi3s pro teas seotnits repays of myrtles to to 1500000 lochen;1250.000 for darnsfor cath) The sac ante ;mesa, tent‘ spy to an accounts Iva mu hold n a paned, criaoly The Prot togs tne wth onan II dates. has also perham1 opprancotat venom The nmanum mount payable to all NOW c6.", colactveruner this prove:on 6 SSW minor, as of Di0Erfte tO. 2013 Seen to the poky arditione and Intrtcor oth at he Fern Stunner protected for up bSI 9 meko n he a negate for ad your r ooUheU n a paha, capaccy A full (boy tall thepoky onMIng 6 atabible upon radar The SIC pretrial nd the supplenental acacias both do nor ir PW to • (mane natal awes controlled by included flyer account mho) but heal away rom Sewers (tit man (Peat aUBSBrk(Jcaha 185 AG Stamford brands. (d) mutate moctet nclargivanble amens. rid tat sheers of n alta lin& rare tram shams re ratMeal treaty et the name Of the at0,401 bole on thetracks and maven of tie rplable Gee or Undue a9011), • Conan awarreni swats or flora Setter (99. lamed parowshqs ad pruaeplawents) that are nor egisiered rode the *yen Act of 1933. and • Corm:dims animas Co 9. romp tothar90 and me nusmetal centnat nc1419 foxes commas arid onworrY option ordrads The SSC protection mid the rapplaromat protecton do not mray to these assets hen if they Ottenyne darer Carr statements The SEC protean, and the spanned prottacn do not protect name chanyet is the main vat* Of yOkr Mestinintseneether as a mown of mater roort int. neuel batruptcY 44 othereose) More iWhmaons wait le tern request Yo.t may obtan roue inornmen about SEC. includri9 the SSC Brattede by contrite SPC at 202.37143300 or by Meng the Sr( •rtbMe al rai.W SVC eV Dividend Re imesment Program Ofe) The aro needed en deter pnce ace may onan the actual prete ?ran your hersdal Adios Only whole neat ate plead talettltlt. partial than wil be soli ane die oath wd bettor:6nd in sotr acorrt Tpdkped wive...Week prce miaphed by the issuer may date from the main ;Ste a MA thepaha them st• sold Cate bleu Only Me le unit may be hild in you noun a you are entered to 'pone me se acme of a muerte parntot or othenvio. the Fern wit ether tel partial:Rs a mate price or ram an am Bete fired by a regeleed deny army. and cede yet account laveriment *waives The nwanient roam and net prof*are specie to earls scoria aid nay may between Rea Moe the tot pommy n wrong of any Ur(Cant tempt h your Manna severe or natured rectim for eadv acclaim hell you choose one 01 the fo loving nestmed retches • Pecvluce Conon: :Nome heolenents sedan) the rural en of ecome only • Arline Cepubbliopennnon neednunts **in; growth pinCpal rah. %intr.? gar alafgri of accost • Reduce Orreminen of income er Centel Aromalco marstnnyds toothy both re generator' of Mono ad 9"0 %%eh o. prnoPal Ovwall tisk profiles • Consrver, Seeks to ',tannin beta priMpat wety low risk and rex liry to the acorn emit ern d ha means the ant does not genereleffridant illattt*Of returns ald manna keep pea won inl LOCO • Madera. %MON to accept some rch to Pnricira and tolerate sem vex eityth seek higherMulti • AnreSla.e wing to al hgh tope tOGrnopal ad hgh vOlnaly10 Seeliuyn tetra toe, brae Statement thcesehoklin9" We may onsondate at relied eCCOLnt StateMMIS with the sant rarest n the same envelope A03>tots may 69 mimed for this ralloso beam they hare owner, Morn rrearain yent mount rilatomhps rah ate dents at the San* address Ths pea:Me 6 known 'hoesseholdno • it you vas to redeye inflator ASerrenit nuked is am CONFIDENTIAL toolopo —you may deis tourehollse by ding your Framed Admix Friona, renal nem Te*Frienly ampule none ref Mt Marrone that you entered on the fees urine servos west. It 6a custoinizablo •nosume anal by you a aza you win your nrortenain n by no legal effect on eur arum Yea on waive you Frenday a1] It naves. throup Caine Senors a by <mammy how Mame Amboy Arm aneverview • Vaaeofpot accounalserecod No Muses 201 • Asap MOutki seatiole can batrcet want la m roan-fed nerdyUR ) rid Gkbal Tot Dupont unrealized ass to motet ard octet axes not held by the Pen Does not mehdeunpnard seuirodassets a the end of the pm. and moat narrate peon Cr Panne arearnok awned sloth ire alt i•oeCitab stet °Mont • Orden triads dot banal. Marian) mrgn toms. creM we short *ovum bates • Cash/maw batman Toes of eninresied engine can branon. tokr; WS Bat USA deposit balano: U8S AG Starr ad Branch depose balances and erne, ate mutual firm sweep braXeial the dote of the statement perm/ wrommmoty omit beeves lt your am art not seyegaea from ottwbalron ad de Femme% use any of these funds n the cindery course of astautross Mese funds ▪ payabie uponwur demand no total 6 Inclated in no corm relied dosing value Lending information Foe deta.M eilcandon on the rei Wan; prnix, and do:Iowa, Mato ptt C NMI Walbeitp Agnomen or Amt Advereml and the General:MS and Condemns U.S5 Stamm of Crete nacresflab* el Agreements and Ccaosures a yg ishiraggaegadaSa= Your aunts Yost eta ffiefd terneeSseartts MO Other asses held n the ammo at the end of the sunernem paid You may dk foe derrery of hay paid seamen ar aw tme You may retie setsrio used a ban collated *er W 19. I nn balance ate on them My searntm Undated the done the sweaters period art herd a sweet Metz ol the end of the steamer peal • Cost basic h detemeing the cos: basis M the sentries maned n the summa. vitae ndkred vat the enter ' UOS Firunad Streceshat Feted on into-ration otiaive f ran sources one( than LEIS f Mara Seto. nearing nlannaion Iran nee lie or that you may An pre/el:led to your Feared Advaa TheFirm dots not interundenise way Or guaranteethe nay te terry of any irforrnacin provided by mums other than Mina:oat Sere m arnica *tomb LOS Femme, Wien genonily updates tens of (mato as c 6 wowed the Pen dos roc prod& my roman that the rif imam vide 'Cost bale and 'Orrealited garnow is a:o. r a. a of ow doe of this Slia1MMI As suet, please do not Myer, this inland in to duke curdles' a sae dein*. lei la purposes a olleraer acccanb tinned to thee en may relied geiloss Mormon, oily for the peed of tint they r9 held a the fern Monthinonor Hannan en be added by your Finardal Addsa • Unmarred gelrelbssos hem as a G vahek tcmre natal to yarno 3'2 mate ale, 'Cr SDNY_GM_00022462 EFTA_00 B3082 EFTA01275219 Important information about your statement (Contented) thferichisetheity km the tatagion data fa HMCo' lot mayor may non ref lea anmitsans Chaves ardor seamy reorgungain moos Derifend end other renregrronei lots and **mak mocha.. lot re each combned to desegav one weaved hi the • trade cairns peewits the envoi Casa lon traledate • Callable monies Bonds and pretend cork that the KW( calt for early rederithen wit beselected nowt* by lot ton anon al seurnes of that eve held in out nane a n menet* n are for our domes Cat fence mama on is 0[44414 from third paths aid as way 6 rot guralYed Once call learn may eau slab could allea yell corvine information we be provided upon met • CottirCateS of deposit(COs) CDs ale MC mood up h $293.0e0 in pampa and scud floe/ pa dtcoutor and far theonnery reindict as accord-rasa with MC nibs • pricortraluo Pisces &Wand fa YlOetaes and otte produces ivy by hi'llor a bwer thr t e prier that you W0.117 actual, recto* in the make; PrCeS are downed from vanXn Ted party SCurCti. Mull we bewe to to raga, but we do not gamin toe away - Wo gonoraty nits ton dosng pm* whin aialabh a the then or the be aid ask prat Ice Isted canes aid opthos or thy bd prostate( saves - Let acireeli bad wafters maybe faced mega yob: en mode a them, Mani MCP we notated 'ITT*/ nOl Mkt an aduti maker pule or rake - C Oman pOSIMS may appear wetheut acme aid sill show 'price was rot amilable Awe are enable to obtain a wee for a security - Deposes a sear les dem(gog." or anthem other thin U S *Ars are rel Woe a the enturger4e as of the arisen! date - For oenan secretes tiding n n011-CCIribilni19 <Promote:rt. pce aid quality dace vane) may hat been meads, Inman proper our on To obtain Cumin: quitheen. Wien aalzle. Coma° yard Frontal Adam( • Mena Intestrrents and itruaured products. Oncte iwastmat secure* CnclicIng direct pa-septic, progran aid realestate n*Stfnfoll trUct scuttles/aid gnawed produces are geWaly hghir ilk4ud Celan struck/el procklasnso not Dan reationed writ. the Stones and ExTaNeCcennissi:n a unfair any stare *antes Wm We peon* esimaed valises la private magmas wants at stinted produiS br rrforrna cnalpupopto only Acanaye not 9oralleed - The* vatreS rtlaydiffir SibStaltally keen plCei d xe olith acreage ithestrnert serum a structured product maybe tarot a wed aid do not necestaily represent the ya1R you may nowtupon 'Cordate^ - third party egthaes of via are as of a anan tae ad are supplied to !SS Shama Senors on a regi Dr bras by an neverstfent neaten fern Serra' Darner &WIWI alma ed vaunt d my. are swathe to ton Firm by the mg general path a sparser and may be ObAlled based en newer* Netherton from that endbythe,/ penis to donee thee intimated vans - You cal dean addaenal &cannon regaling the rrothodology used to determine the esthete of von and the dace of the heonnevon tha h the bate fa the mine by ctedaeng your Anoxia Adrtior - Then parry estimated vans may be reflected as 'Not weed' n %%cal samara *bet an 'Illepen5ent violet*" firm has ant meted a e tm*4e to aoado yam, when we NOW* area* that a rniOmil evert hag oowedtha nay oll a canonry reported vain Cod %Mean. or whin a vas toed De foltly Me04304 due to the tutus of the uarty - %then thither an ever general canner a sponsor rammed value nOt 3 I Mt:11y ell anted wive is prrnided to wax ol the wathy war Doi:Moen* ton os purchat goo - 'Cirterbaions to tae' mar baggage", of cyder. wane a both • Owing log see* rearesents the ntalollerng pule permit 44 may not reflect you. cod bath • ItietatiCad tonnes IleStnCtpdSeninteS ceneraty at not anon./ eogble far th.lbk sale (ES fruitier, Soren uses the men precool the teinistrilod stock of the sane own' a an wowed Yak* for the restricted Poet Cr propthis of me samercomy To the num thug (*tweed seceriles are eligble for sale. the who recemid may to suteentialy Ins then the imputed wive shovel • In. Nainated) fl aw. annet yields and neat An estimate of annual name is based en anent carohnd end nerved ran. loon re th011Clailitt willed held for one yet from siaement date or until maturity the eistante 6 ors a guidgith. aCCuraCy and mouthed name ae not canoed - Etnatedmua income and anent yield lOf Geffen l)PeSOI wanes mold haate argon of anciPa or data gave n Midi C3w the eSt decade (3d anent yeld)would be motored - EitiniNd anneal name aid current heel aid the actual now* and geed night be loweror hgher thri the agnate maths - An 444ile ol nrualeed income (deidend ardor motet) doted by the anent maker e.t.a/nap balance e based on the lad dothend or nearest pageant nude by the ever and atones the sena ithdeporas be Mldfoe owner bon the itatenthe date or with =vete AawartY ale commute rod ae not guadritegi • Amu not held by la S financial Sonia Conan assays ae ram MNbytekm al not teem the Inn's possessor, or entol Thee assets re dogleg-id cn yam gatemen' for ithonnaeronal maytheson&r Portion are ohm presented re pro- eled by the round firm U6S nancia Signon e not thrombk for this nfoathabn al does rot gwrritee es acency these assets arena prowled by SVC a the FIT13 supparnetha SaC coverage • Peanut Soling and additional compeasation - t additun to cenimiltons on sin and 12b.1 Nen received in conthein with the detrtuton of mulua fines to ow dents we new ow agrtae recede tattfaletareg pa/luau rom &Arbutus ardor 'orison of the ovnual Ands that we sell Thew anoints are based an two diffident arrporents tad allOunt 01 saisbyugS of a parthuth mutual tund !alley to ow cents. loo (d the tag vine of a patellar mates I Lnd fang. throe lthed a go Inn - We alder ant* an mange rettakng rid onatonproceseng lees in oradefaton for trailer agent Sakti that we pre/Moto rheniumtooth These fees gong" re pad *cm inowor awes n the mewl Ind ad ae aloud doll? snout based on the renter of =culls at the trokendear holding mutual I ends of that fere 11114 - m ate ion to contssoth peeved vi ormegen wen the Salre or drarbuton of moth ore= ad wit Wool. m Mac Unit 10 ON dents. HO "lb' our art Cane ramie even* thing arrpentheen Iron marryol the mane companies indenture the rrturry convect arteriesof tho ithrance cornea-Ws a sponsors a to urd IIWSTratell WU% We dwtute - Ott anises also re:ea/eroding come/earns are other convernaion film mina holds aid (arr.:, Ortcalies vigra reports we dist but.? - We recast as anal tee nun LEISSalc USA .n1 OBS AC Slardofd &Will °Iwo 125 per a:Courie sweeping to the hanks woke the OBS Bra Sweep Prograns &ak* Infotharen rogardng connothns rid other charges ironed n annitton with the evocation of trades. nathng option Irassactons has been ncleed en cram:tons payortily lunched io you. and real be provided to you omega on revert Short soiling it you are regard in tort 'tang a warily. yon may tor a chargeflue to cenan known° costs fagot palonv 'palfrey Open (Son Regaling Open or rgoodeileancelled • orders that Wire not veiled by the lagoon dater Opel buy rd Sell Step ceders are telaced by the an nunt of dwde ndsa refit on as oydbidndsor weights date wins reamed othennor by you You are revortible for orders get are rooted the to your laitsPt0 cancel enswg open ceders Tax witheldiw on €6nrbutions Men LOS Sinew:al Services IRAs fedval tar haw reputes LiErS hinds' Services to withhold mane In from your tribe AAdlatba MM. but you may elakt cot lona. roan. ire withholi or. instead. you nay Nets to bat lac vateutle I a era. a re a food anoint as you choose nos Scion war therein in of feet until reveled by you You may mica* your election a ayI Me by maxis anew elictan II you do ret have growth ncome tar WatA44.1 kVA 'tag dianbutittlf. you maybe revertible fa the payment of ainthal lay You may rear prows iI the atones withheld and your estimated lac payments at not equal tO yew tar obligaten PriVaty To obtan a copy of our avant Cato nary entice pax* contact your F natal Atheor winnow wthine Y. renew wn ormanionartfr CBSChaste Savizes 6 not 'bark the Illtaa. towels SencosAaorit BSA and iRMA are One:Pte.:ft lateltS wnai provide access to balling watts are prod Vas afoul, anargrthents with /Nated bras ref °Toe third. partybalks. and provide:No% to borax." rid mut y prOdJCIS iStitd by Unaff aired tinedlone Cagan" convenes through nanatce agency rubsiaa es of UBS kirgial Snakes ho irtregmvit. nsurathe. andarm...ay products Net WC hared • NO bank gannet* May low vain PPAA ReSOuTeeAnytroni Accoom. SWOP% Serw:f5 ATOJIll BSA. IIMA and estemabong Resource Mnagtirmint CONFIDENTIAL Accout are registered fence mats of LOOS Friercial Services kx Yea Sayerure is a mitered Sarnfemwaol vita Irthennaial LEG VesaSignahre (then cads and Lon Wa then cads are issued byU(35Bit USA wain common from v ea u S A vertheaterf UK Financial Streets Inc Rev 201407 SDNY_GM_00022463 EFTA 00133083 EFTA01275220 *UBS U135 Thencial Services he 299 Park Avenue 25th Floor New York NY 10171.0002 CN22005643931 1115 X2 Y1 0 Account name: GHISLANE MAXWELL Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone. 212-821 -700:V800-308-3140 Questions about your statemeat? Call your Financial Advisor or the RMA Resourceline at 800-RMA-I000, account 021023574 Value of your account UBS Strategic Advisor• November 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065-7007 on October 30 (SI on November 30 CD Your assets 1,454,732 88 I ,351,897 60 Visit our websIte: Your liabilities 0.00 0.00 swiviubscomifinanciaiservies Value of your account Accrued interest in value above $1,454,732.88 31,351,897.60 53,718.04 13,06052 Tracking the value of your account 1 Thousands 1.5943 1,454.7 1,351 9 • Dec 2014 Oft 2015 Nov 2515 As a service to you, your portfoko value of 31,351,997 60 includes accrued interest Sources of your account growth during 3015 Value of your account at year end 2014 91,584,344.34 Net deposits and viihdravaks -1278,55129 Your nvestment return Dividend and interest income 170337 49 Change m value of accrued interest -93,863.37 Chance market vaue -12026947 Value of your account on Nov 30, 2015 $1,351,897.60 SDNY GM 00022464 Member SIPC CNP70309305643931 NP7003190349 000)5 1115 030575004 Y123574550010000 Pag• 1 of 14 CONFIDENTIAL EFTA_00 133084 EFTA01275221 *UBS UBS Strategic Advisor November 2015 Your account balance sheet Account name: GNISLAINE MAXWELL The value of your account Inducts assets held as U035 and cenan assets held WM/ Iron USS. See page I for more Idorm:MO& Summary of your assets Value on November 30 (I) Percentage of your account A Cash and money balances 5,167.87 0 38% B Cash alternatives 0.00 000% C Equities 441,622.11 32 67% D Fixed income 885,742.82 6552% E Non-traditional 000 0.00% F Commodities 19,364.80 1 43% G 000% Total assets Value of your account $1,351,897.60 $1,351,897.60 100.00% Your current asset allocation FA Eye on the markets Index Your R mends' AdvisorSCOTT STACK MANLYLE CASRIEL 212-821.7000,800-308-3140 Cash and money balances may ndude available cash balances. UBS Bank USA deposit account balances. 085 AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% Percentage change November 2015 Year to date 0.30% 3.01% 0.55% 2.58% -1.54% 0.95% -0.26% 0.88% CNP7C0C0005643932 NP70C0I9:049 03036 I I I5 030575004 Y123574550 ot Ig iyGitoconetbse 2 of 14 CONFIDENTIAL EFTA_00133085 EFTA01275222 UBS UBS Strategic Advisor November 2015 Change in the value of your account November 20 5 (3) Year to date (S) Opening account value $1,454,732.88 $1,584,344.34 Deposits, including investments transferred in 0.00 3,998.72 Withdrawals and fees, including investments transferred out -113,387.92 -282,550.01 Dividend and interest income 5,167.87 70,737.49 Change in value of accrued interest -637.52 -3,863.37 Change in market value 6,022.29 -20,769.57 Closing account value $1,351,897.60 $1,351,897.60 Dividend and interest income earned For purposes of tNs statement, tmablity of interest and dividend Income has been determined from a US tax reporting perspective. eased upon the residence of the account holder, account type. or product type. some Interest ancyor dviderid payments may not be subject to United SOUS (US) era or Puerto APO (N) Income taxes. The dent montley statement is not intended to be used and cannot be seed upon lot tat purposes. Clients should refer to the applicae tax reporting loans they ieceive from U85 annuals,. such as the Forms 1099 and the Farm 480. ke lac reporting information. It Is the prance Of U85 to file the aPPlicalee lax reporting forms with the US Interne Revenue Service ad PR Tiemury Department and in such forms accurately dairy sin:knot ardor interest at tax ekerrpt or tenable income. Plea consult your indvdual tax preparer. November 2015 (5) Year to date (3) Taxable dividends 17.90 7,987.24 Taxable interest 4,604 60 49,522.55 Tax-exempt interest 0.00 10,000.00 Miscellaneous 545.37 3,227.70 Total current year $5,167.87 $70,737.49 Total dividend & interest $5,167.87 $70,737.49 • C 5 I AX ELL Summary of gains and losses values reported below exclude products for which gars and losses are not classified. Realized gains and losses Unrealized November 2015(S) Year to date (S) gains and losses (S) Your financial Advisor: SCOTT STACK MAN LYLE CiolkiEl. 212-821-7000800-308-3140 Short term 0.00 14.17 530.03 Long term 0.00 0.00 74,413.45 Total $0.00 Cash activity summary $14.17 $74,943.48 See Account sanity this month for deals Seances in your Sweep °Peons are induded In the opening and doting bdances wine FDIC insurance menet only to deposits at UPSBeek USA, not 10 clep:WIS at UPS AG, SterriOrd Bench or bank deposits paced through the U8S Internationd Deposit ASSCOnl pocyarn. SIPC Mitchell applies to fronty market sweep fund hddings but rot bank deposits. SeeImportant inionnsSon about your statement on the last two pages cf this document for detals. November 2015 (S) Year to date (S) Opening balances $113,387.92 $464.36 Addkions Deposits and other funds credited 0 CO 3,998.72 Dividend and interest income 5,167.87 70,737.49 Proceeds from investment transactions 0.00 212,517.31 Total additions $5,167.87 $287,253.52 Subtractions Professional management fees and related services 0.00 -7,654.88 Other funds debited -113,387.92 -274,895.13 Total subtractions -$113,387.92 -$282,550.01 Net cash flow -$108,220.05 $4,703.51 Closing balances $5,167.87 $5,167.87 SDNY GM 00022466 C NP70309305643933 NV7003197349 00036 11 IS030575004 Y123574550010000 Paga 3 of 14 CONFIDENTIAL EFTA_00133086 EFTA01275223 4t UBS UBS Strategic Advisor November 2015 UBS Bank USA Deposit Account APY interest period Oct 7 - Nov 5 Opening UBS Bank USA Deposit balance Oct 7 $1,267.31 Closirg UBS Bank USA Deposit balance Nov 5 12383.89 Number of days in interest period 30 Average daily balance $59,096.47 Interest earned $1 .02 Annual percentage yield earned 0.02% Account name: GNISLAINE MAXWELL Your Amends' Advisor: SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.306.3140 Your investment objectives: You have identified the following invest...vent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your staternentat the end of this document Your return objective: Current income & capital appreciation Your risk profile: faimary - moderate Investment eligibt5ty consideration None selected Your account instructions • Vow account cost basis default closing method is FIFO, First In, First Out. OW70009005643934 NP7003193349 00006 1 I 15 030575004 v12357455001apiymt000ther 4 of 14 CONFIDENTIAL EFTA_00133087 EFTA01275224 UBS UBS Strategic Advisor November 2015 Your assets Amount name: GHISLAINE MAXWELL Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Some pnces, income and current vaues shown may be axe:ma-we. Asa teak gam dnd lOsses may fost be accutately reflected. Set mtporunt inzonenron etebuf your statement a the endos ths dxumem fot mate Infonnson. Cash Cash and money balances Casts and money balances mai include avalatie cash balances, UBS Bant VSA deport account balances. UBS AG Stanford Branch apost account balances and money matte mutual fund sweep balances. UBS Bank USA Oki: Colt aaounl balanCeS are insured by tne WC vNlhn arblicebte limits, but are not protected by PPC 1185 AG Stanford Brant h deposit YCounl batmen AN not ensured ty FDIC aid se rot protected by SIPC mociey matket sweep batances are protected by sac but ate not insuied by the FDIC. See the important information about your statement at the end of this dxunent for details about Pose balances. Hddng Openng Manx on Noy 1 (1) Closing tulasce Face per then Average Diiide nd Interest Cuts on Nov 30 II) on Nay 30 (I) rate period period Cup anounl Cash 4,921 88 0.00 L65 BANK USA DEP ACC' 108,466 04 5,167.87 250.000 00 Total 5113,317,92 $5,167.17 Equities Common stock molting Tiede date lionise( of shares Purchase peed Average pace per share (S) COTI bads (S) price Per share on Nov 30(S) Vaue on NOV30(1) unrealized gein or loss (5) Hddng period BANK OF AMER CORP Symbol: BAC Exdiange: NYSE EAI: 1189 Current yield 1.15% May 17, II 303.000 11.860 3,593.84 17.430 5281.29 1,687.45 LT Jun 21,11 313.000 10670 3,33986 17.430 5,455.59 2,115.73 LT Aug 2, I 1 328.000 9.802 3,21515 17.430 5,717.04 2,501.89 LT Security total 944.000 10 751 10,148 85 16.453.92 6305.07 OTIGROUP INC Symb01. C Exchange. NYSE EAI: $72 Ctsrent yield: 0.37% May 17, II 115.003 41 249 4,743 71 54.090 6220 35 1,476.64 LT lun 21, 11 121.000 38 285 4,632 57 54.090 6,544 89 1,912.32 LT Aug 2, 11 122.000 38297 4,672.24 54.090 6,598.98 1,926.74 LT continued next page SDNY GM 00022468 C Nr70303305643935 NP70c0 19734900006 11150305Ø Y12357455001 COCO Pegs S ot 14 CONFIDENTIAL EFTA_00133088 EFTA01275225 *UBS UBS Strategic Advisor November 2015 Account mune: GH1SLAINE MAXWELL Your PiBendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308.3140 Your assets Equities . Common stock (continued) Purchase pricer Trade larrrber Average price Price per share vaue on unreal:0 Picking Hddng dee of shares per share U) Cost bads (1) 1:41 taw 30(S) Nov 30 (1) gain or loss (5) Pined Security total 358000 39 242 14,048 52 '9364 22 531570 GENERAL MOTORS CO Symbol. GM Exchange NYSE EAI: 31,977 Current yield. 3.98% Nov 18. 10 1.373 000 36.416 50,030 00 36.200 49,702.60 -297.40 LT PIT PARTNERS INC - A Symbol: PIT Exchange NYSE Oct 1,15 27.003 3809 102 85 23.440 632 88 530.03 ST SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol. SIB Exchange. NYSE EAI: 3226 Current yield 2 59% May 17, 11 37.000 81 270 3,007 00 77.150 2,854 55 -152.45 LT lun21,11 40.000 82 436 3,297 45 77.150 3,08600 -211.45 LT Aug 2,11 36.000 89 433 3,21959 77.150 2,777.40 -442 19 LT Security total 113.003 84 284 9,52404 8,717 95 806.09 Total $83,824.26 $94.87137 $11,047.31 Total estimated annual income: $2464 Closed end funds & Exchange traded products Total rem vested rs the mita ce* reinvested dwiends It does rot include any cash chic:ends. ft is not a tai lot for the purposes of determining holiirg periods or cost basis. The shares you recce* tali time you reinvest dvdend: become a separate tax KA. Cost basis is the laird purchase cost of the security. indudng reinvested <I vidends The cost basis may need tote admud (cr return of capital payments in order b determent the actusted ccnt bars kr sac rePdtang purposes. Widng SPCA S&P 500 ETF TR Symbol: SPY Trade date: tut 12, 13 EAI: $6,173 Current yield: 1.98% Purchase once Winter Avatar pace of shares pee share ($) 1,495 000 Client cnvestrimmt CS) 167.496 250.407.85 !Awaked (fad gain or loss is the dfference between the current value and t to cost ban aid would genera/ be your tacatie gain or loss if the sec tarty was sold on ties date. The unreabed gan or loss may need 10 be agusted lor return of opal pamtres in order lo determine the reateed On Or las lot tax r rveMij ettrftligem PurP°StS return is' the current value minus the arrount you i needed it does not include Shares the are not (Hiected on your statement, includngshareS Ilia have teen realized as either a gain or a loss It also races not induct cash diedends that were not reinvested. Cost Pnce per share bait CH al Nov 30 (3) value on Unrealized aa) Irnestrnent NOMA) Nov 30(S) gain or loss (S) return (S) M001 250,407 85 208.693 311,991.55 61,583.70 61,583.70 LT 0070309305643936 Ne70001430349 00005 t115 030575004 Y123514550 otilaikYGht000224er 6 of 14 CONFIDENTIAL EFTA_00 133089 EFTA01275226 SUBS UBS Strategic Advisor November 2015 Your assets a Equities (continued) Other equity investments Account name: CHISLAINE MAXWELL Cost basis and gam. and losses haw not been adjusted 30makally lot return of capvtal payments. Restricted sec u my vaurs are estimatedfor l nformakonal purposes See important informovon •IJOUT your statement at the end or this document for additional information Purchase pricer Trade Natter Average peke Cost Pute per share VSue on Unrealized Hddmg Hcldng date of snares per snare (S) bass(!) on Nov 30(I) NOv 30(1) gar or IOSS (1) penod BLACK STONE GROUP LP1THE UNIT REPSTG LTD PARTNERSHIP INT Symbol. BX Exchange'. NYSE EAI: $3,228 Current yield. 9.29% Sep 15, 14 1,113.000 32 319 35,972.05 31.230 34,758 99 -1,21306 LT YourFinandal Advisor: SCOTT STACKMANf LYLE CASNEL 212-821-7000'800-308-3140 Fixed income Corporate bonds and notes Pekes are cbtened from Independent ouotabon bureaus that use can:men:ea variation formulas to case Slate current vaues actual market yaws may vary and thus gairrillosses may not be accurately reflected. Cost basis has been Ousted for accreted oroirial issue &count (OO) Cost basis has been kicking GEM. ELEC CPTL CORP Pal RATE MATURES0911/16 CUM:, 3696262/5 Moody. Al 58P. AA. EAI: $139 Current yield 0.56% Dec I I, 09 50,000000 90.789 45,394.501 100.053 50,026 50 4,632 00 LT BANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 11/1916 ACCRUED INTEREST $225.00 CUSH) 06050WDW2 Moody Baal SSP AEAL ISA00 Groot yield' 3 55% Nov01, 10 150,000000 103 000 150,000.00 101.469 152,X)350 2,203 50 LT continued next page Trade Total face vaue Purchase date d mat knly (1) pore (I) &amaticaly actusted for arnorbution of toad premium usingttre constant pelO met nod if you have made a tai electron to (*Ong the preen um a-notization on tarn le COX WCunties, you may request URS ust cost bars for the tondpremum amortization. Agusted cat bars (S) MC! on Nov 30(5) Value on Nov 30 (1) Unrealized Hcicing gar or loss IS) tend SONY GM 00022470 CZIP70009305643937NP700319734900036 11IS 030579304 Yin5745500W= Paga 7 of 14 CONFIDENTIAL EFTA_00133090 EFTA01275227 *UBS UBS Strategic Advisor November 2015 Account name: Your assets Fixed income . corporate bonds and notes (continued) aching P MORGAN CHASE & CO NTS 8/E RATE 07.900% MATURES 04(29'49 ACCRUED INTEREST 1987.49 CUS1P 46625HHA1 Moody Baa3 S&P 6813- (Ali 111,850 Current yield 7.67% Original cost basis 4157,909.17 Dec 22, 09 150,000.000 105 103 157,654 99 I 103.000 154,500 00 -3,154.99 LT Total $350,000.000 $353,049.49 $356,730.00 $3,68031 Total accrued interest 51,21249 Total estimated annual income: 517,389 InclaSes (cc: tow, in'ormylon picAti?d Cs/ ycci ca another thud piny OBS FS has not *Cried ties information and does not guaiantee lls accuracy T rale date iCal 'act raue a mat -lily (S) aunhase cake CS) GHISLAINE MAXWELL 4.4usted cost Me (S) Price on Nov 30 (1) value on Nov 30 (5) Your 15 nandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212 821 7000/ 8006 308.3140 unrealized HCICkng gan or IOSS (b cen00 Municipal securities Prices ale cbtintd from independent quotation bureaus that um rcerputerized vitiation formulas to dscount for securities issued g a drsccunt When original cost basis it *splayed, anortizalion ha been Calculate current values Actual market vaues may vary and thus windlasses may not be accurately clone using the constant yieldmetheel Merrilse amortization nas been done using the straght tine reflected. COSI basis haS been autCeneillfaly aimedfor rnaldetOry amOrtilatien of bond premium on method coupon tax-exempt municoa sec unties using the constant geld method and for accreted bird issue Hddng MICHIGAN MUN BD AUTH RV PREF REM PRE.REFUNDED RATE 05.000% MATURES 1001726 PREREFUNDED 10(011 16 9 ICO.00 ACCRUED INTEREST 436674 CUSIP 59455T3R1 Moody Not rated S&P: Not rated EAI: 12,250 Cterent yield: 4.82% Original cost bans 146,406.80 Nov 22, 11 45,000.000 102.111 45,950.01 103.839 46,727.55 777.54 LT connived next page tone date Total face value (t) Purchase pnce(S) Aclusted cat basis (S) Price On NOr 30(S) Value on Nov 30(1) Unreenzed Hddng gen or loss f b Period CaP703(1030S643938 NPMCOIS0349 0003611 IS 030575004 Y123514550 Ol clOreGht0002249qt 8 of 14 CONFIDENTIAL EFTA_00133091 EFTA01275228 UBS UBS Strategic Advisor November 2015 Your assets . Fixed income . Municipal securities (continued) Melting Trade dale TOW1M' vtl ut al maturity (3) Purchase pnce0) Miusted cost Duos (Si Pike on Nor 30(S) %Moron Nov 30 (S) Unreaized gain or los5 (1) Hcicing POW EIRDVILLE TX INDPT SCH D PREF BE/P/ RE-REFUNDED RATE 05.000% MATURES 02/15/29 FRERERJNDED 02/1917 0 100.00 ACCRUED INTEREST 31,312.49 CUSP 090874U5 Moody. An SW: Not rated EAI: $4,500 Current yield: 4.75% Original cost basis $93,704.74 Nov 14, 11 90,000.000 102.780 92,502.72 105.264 94,737.60 2234.88 LT MC HIGAN MUN BD AUTH RV BE/PI RATE 05.000% MATURES 1G01126 CALLABLE 10/011160100.00 ACCRUED INTEREST $40.97 CUSP 594557485 Moody. Aaa SW: AAA EAI: 4250 Current yield 4.82% Original cost bat $5,034.35 Nov 22, 11 5,000 .000 100.477 5,023.89 103.809 5,190.45 166.56 LT E4RDVIUS TX INEPT SCH D EDiV RATE 05.000% MATURES 02/1929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 3145.83 CUSP 0908741MB Moody Aaa SW: AAA EAI: 4500 Current yield 4.77% Original cost basis. 310,056.85 Nov 14, 11 10,000.000 100.355 10,035.52 104.867 10,486.70 451.18 LT Total Total accrued interest $1,868.03 Total estimated annual income: $7.500 9150.000.000 $153,512.14 9157.14230 93.639.16 Amount name: GHISLAINE MAXWELL Your Mundell Advisor: SCOTT STACKMANLYIE CASRIEL 212-821-7000/800-308-3140 SDNY GM 00022472 CNP7000005643939NP7000190349 00006 111503057°5004 VI 23574550 010000 Page 9 of 14 CONFIDENTIAL EFTA_00133092 EFTA01275229 *UBS UBS Strategic Advisor November 2015 Your assets a Fixed income (continued) Preferred securities ss:Icing OTIGROUP CAPITAL XII FXDfFLT TRUST PFD 7 875% WE 10'30/2040 Symbol: C PRN Echange NYSE EAL 419,690 Current yield. 7.58% COUNTRYVV1DE CAP V 7.000% WE 11101/36 CALLABLE Symbol. CFC PR8 Exchange NYSE (Al: 47.350 anent yield. 6.74% Total Total estimated annual income: 527.040 Trask day Account name: GHISLAINE MAXWELL Number Puts hose pure of shares per share IS) Cost b.ws (I) Puce pet share on Nov 3004 Value on Nye 30 ft/ Your A nodal Advisor: SCOTT STACK MANY LYLE CASRIEL 212.821.7000/800.308.3140 Unrealized Herding ga n or loss (S) Period Oct 4, 10 10.000000 26 130 261,300 00 25.980 259,800 00 -150000 LT Oct 26, 10 4200.000 23 518 98,778.% 25.950 103,990 00 10211 04 LT Commodities dosed end funds & Exchange traded products fortalreawestecf is the tots d d reinvested thkiencis It does nos include any (rah dadendS. n Is not a tar lot for the purposes of determining hcicl rg periods or cost basis. The shares you receive each hme you reinsert chidench become a separate tax lot Cost basa a the total purchase (Oa 01 the seCurity, indudng leinVeStedChidendS The cost basis may need to be Ousted 6X return d capita ',arum in order to deterrnne the adusled cost tam for tar repots ng purposes reflected on your statement, includng shares that haw been realized as either a gin or a loss a also does not +HNC* cash dodends that were not reinvested. PurchirSe Pod/ Number Average price Client Cost Puce per shire Value on Unrealized Pit) Investment Hdd rig Hddng of shaves per share (1) .nvestment (1) basis CH on Nov 30(5) Nov 30(S) (pin or lass (S) return (5) period SPDR GOLD TRUST Symbol: GLD Trade date. Sep 11, 12 190.000 167.689 31,860.98 31.860 98 101.920 19,364.80 42,496.18 -124%18 LT $360,078.96 $368,790.00 $8.711.04 emteeked (lagoon or loss is the diligence between the current vdue and the cost baits aid would general)/ be your leviable grin ot loss it the sec silly was sold an 1M dale The u nteaszed dad gun of loss may need to be adsnted for mitten of capital payments in order to determine tho re4zed gain or ids for tar Mating purposes imteamem tetum is the current value minus the amount you invested It dyes not induct* shares that are not CNP70000005643940NP70C0150349 COWS N 15030575004 Y123574550010My GivL0002111491 10 of 14 CONFIDENTIAL EFTA_00133093 EFTA01275230 *UBS UBS Strategic Advisor November 2015 Your aSSeTS(conmued) Your total assets value on NO. 30 (5) PeKentar 01 your accost Coil base 01 Stowed annul wart IP unrested on or ions ($) Cash Cash and money balances 5,16727 0.38% 5.16727 Equities Common stock 94,871.57 83,824.26 2,464.00 11,047.31 Closed end funds 8/ Exchange traded products 311,991.55 250,407.85 6,173.00 61583.70 Other equity investments 34,758.99 35,972.05 3.22800 -1,213.06 Total equities 441,622.11 32.67% 370204.16 11.86520 72417.95 15xed income Corporate bonds and notes 356,730.00 353,049.49 17,38900 3,680.51 Municipal securities 157,142.30 153512.14 7,500.03 3,630.16 Preferred securities 368,790.00 360,078.96 27,040.00 8,711.04 Total accrued interest 3,080.52 Total fixed iecorne 885.742.82 65.52% 866,640.59 51,929.00 16,021.71 Conunocities Closed end funds & Exchange traded products 19,364.80 143% 31,860.98 42496.18 Total $1,351,897.60 100.00% $1,273,873.60 $63,794.00 974,943.48 Amount name: GHISLAINE MAXWELL Your Financial Advisor: SCOTT STACK MAN LYLE CfoRiEL 212-821-7000/800-308-3140 Account activity this month Date Actitny Description IMOLA (0 Dividend and interest income Taxable dividends Taxable interest Nov 25 Dvidend CMGROUP INC PAID ON 358 17.90 Total taxable dividends 91720 Nov 2 Interest COUNTRYWIDE CAP V 7.000% DUE 11101136 CALLABLE PAID ON 4200 ASOF 11101/15 CUSIP: 222388209 1,837.50 NOv 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 1/0915 1.02 Nov 12 Interest GENL ELEC CPTL CORP 00.556% 051116 DTD051 low-cosi 107 MED TERM NTS PAID ON 50000 CUSIP: 36962G2V5 86.08 Nov 16 Interest BANK OF AMER INTERNOTES03.600% 1 11516 MN 0410FC051511 NTS EYE PAID ON l50000 CUSIP 06050VVDW2 2,700 00 Total taxable Interest $4.604.60 SDNY GM 00022474 CNP70009305643941 NP7000193349 C0006 1115 030575004 Y123574550010000 ►age 11 cf 14 CONFIDENTIAL EFTA_00133094 EFTA01275231 *UBS UBS Strategic Advisor November 2015 Account activity this month (caltiived1 Account nine: GHISLAINE MAXWELL Your Nusancid Advisor: SCOTT STACK MAMLYLE CASRIEL 212.821.7000/800.308.3140 Date MOAN Description Amen« FS) Dividend and 'libretti's", (continued) Miscellaneous Nov 2 Dividend BLACKSTONE GROUP LPITHE Urn REPSTG LTD PARTNERSHIP INT PAID ON 545.37 1113 Total miscellaneous Total dividend and interest income $51597 $5.167.87 Date Actiuly 00Strption Amounl Other funds debited Nov 2 Transfer JOURNAL TO VI 23575 GH1SLANE MAXWELL -113387.92 Total other funds debited Dae Activity Desa0Pcn -$11138792 Amount If) Money balance activities Oct 30 Balance forward $108.466.00 Nov 2 Deposit US BANK USA DEPOSIT ACCOUNT 4,921.88 Nova Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11/02/15 -111,005.05 Nov6 Deposit US BANK USA DEPOSIT ACCOUNT AS OF 1110915 1.02 Nov 13 Deposit U85 BANK USA DEPOSIT ACCOUNT 66.C6 Nov 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,700.00 Nov 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 17.90 Nov 30 Closing UBS Bank USA Deposit Account $5.167.87 Too ORS Ban'. USA C00OSt ACCOunt IS your prim,/ Sweep Opt on OW70009705643942 NP7003190349 00006 II 15 030579704 xi235745500i pstiNcGm 0002eI195 12 of 14 CONFIDENTIAL EFTA_00133095 EFTA01275232 *UBS UBS Strategic Advisor November 2015 Realized gains and losses Amount name: CHISLAINE MAXWELL The esters:eel realized gans and losses Shawn belOw are nee for la( puip0SeS. Please rote that gain or toss recognized co the sae of reckfrotion of cenan Structured Products, Ike ContingnI Debt Securities, may be ortinary, and not capita, gain Or loss. Please check with your tat actveot To saltJae gem and losses, ine liquidate the ddest security lot first. Ihrt is boon as the !Vain firs out or PLO accounting method NV use this method unless you specified whir h las lot to <lose whin you plat • yow order. Thit is known as a so nut purchases or VSP order. See fatporlint in fornaton about your sratertent a the end of this document la more Prior month or year activity adjustments Gan and loss deuals presented tele retied <Kayla" it... • retOrted glint and IOSSeS. resulting POM a traPs car ccila•;o-. Nat- !Ai? •ra- sx.ricn Cr 50 art i s'..! basis. If the artustmeM is a resat d a wash Short-term capital gains and losses SeCunly Obarpti n PIT PARTNERS INC - A Adjustment Ouanlay or Purchase sere face value dace date 0.825 Oct 01, 15 Oct 0l, 15 Your Nnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 trutormauda we may not ad uSI gaps and losses Its al radial changes. We acer:maNaty adjust cost bads lot tacievempt and AMT coupon municipal sec unties lot eslimaedanortzatton of bond prernans and for accreted OiD lot se< seines issued at a cbcouni. N you requested that U85 aclusl cost ban lot the boar premium amortization on teratle debt sec undies then cost basis reflected lot thew 'crab's has been advibled Estimates in the Unclossilmd acl ion can na be data ied as short terra 01 Song term because information is missing or the product is one in which the gas Moss CSOASICO is not provided sae transaction, the amount of the 0S4lereed lOSS haS been added to the <Oil ba➢5 d the securities d the same issuer that you held stbsecbent to the wash sale. Sae amount (S) 17.31 Cost basis (I) 3.14 Wash sale cost basis adji4ImeM(1) toss ($1 Gan (3) SDNY GM 00022476 14 17 CalP7C00405643943 NP7003I97349 000:05 IIIS 03057'404 Y123574550010000 Pegs 13 of I4 CONFIDENTIAL EFFA_00133096 EFTA01275233 *UBS Your notes CNP7C000305643%4 NP7000193349 00006 II I 5 030575004 Y12357455001 igfikyGm0002Nr? 14 of 14 End of staternent for account number Y1 23574 55 CONFIDENTIAL EFTA_00133097 EFTA01275234 Important information about your statement LBS Financial Senates M. the Fire or UBS Anaemia Services), is a merrter of all orinotol seoiuy, cannodty and colons exhages. LA36 Fe-axial Semites and LEG Sink USA at rdrect xi/sidearm of LES AG and affiliates of LES cavities U.C. The Fim's financial statement is available upon reopen. The Firm's wean* Offices a a: LES haat Since, 1200 Harbor Dotard Weehawken, NJ 07086 This statement represents the ay official record of yea 1.85 Farcial Strokes attain. Other modle rapt edited tat docuncres. containing conflicted data should rot be relied Ian If you berme there is an errs or emission, please report h immediately n wring to the &inch Manager of the office sang you account. All-cute al hones shown are intended to be accurate. statement dila shad not be used kc tar purposes Rely sae& on ya-end lax tOrMS, (i.e., Form 1099 Sae. 10425, Ix.) whin prepregyour at return. The Fine 6 requiredby law to reran to tee IRS all twabk addend, moored* rantanble detands and tattle merest end m vacuities held n you exam, cot prateds on sale transacume, and con bans ion certain covered targets. Communications with the Fin • Please re-confirm a oral coratricabons in wag to further protect your reins. iroLdregyou recps actin tie Scaritin Investor Promotion Act (EPA) • B the finam ial kinaution on the tcp let, of the from of this statement is not U3S Financed Strokes, L6S Financial Services carries your account as clearing broker by aim-gement will the notated ensttuton We irionned )ua of Ins rani:eche, when you opened this OCCOJII. In to cast, your is& and startles are located a UBS financial Senates and rot tux irotackg broker, ad sou nal mace a repon of ay ma or amain to both firms. All accent statements shall be deemed cornpbte and accurate a not objected to in twiskg within 60 days. • Please divot customer complaints or impales to he Fern's C lint Itelatians Deparneet a 201.352.1699 or toll-free at 803.354-9103, 8:00 A.M. to 6:00 P.M FT Monday trough Friday, a in wring to U3S Fkoncial %Nees tic, Client Relations Dna-tank P.O. Box 766 Union City, ell 07037. • in cam of errors or pastime about an demonic fu-ch transfer WT bi payment sr UBS Wedeln card transactions, call 920-762-1000, avails to UBS FioncialSenices M., 1000 Hatcc1314, 6th floor, Vieehavaert NI 07086, Altos RIAACESA Senates. Cal or wnte as loon n you can if you tit your statement or receipt 4 swag or if you need more kdonnatia Axon a dander on the stamen or reaps. The Firm or Card bear (as £pktle) (nun hear from you no Ian net 60 days after tie Fine sent you tie fist statement on which the ma or prcbkrn gland. - tp r ani rr ntrnhor r ry, - Mute the error or tee tender you ae uture Exult and explah as dealt as yOu cal shy you belies t is an error a why you need more reformation — Fronde the dollar amoue of the suspected emu. The Firm a Cad Issuer stel canaairt and MI correct any titer promote,. I we tire more ton IO Ludas den to do tit. we call crock your account For the meant you thiric 6 re error, so tot you will haw tee use of the mcrey clasp the tiro* it takes us to complete out Mestgation. Please make all checks pay-Job to the Fin or tie fin nc:al natation rdcated on tee trait of this statement hadditer to reguia accost fees. awaits may be abject to mai-centers lees, chassys for late payment for searket purchases and charges for unpaid annns n Cithaccants. Accosts that at ward erred to other ens-OM/on' May be subject to a trawler tee UBS Sweep Options CBS offers options ice sweeping cash balances. balances to bank deposits at UBS Ba-k USA and UBS AG Stardad branch (Bank Sweep M5), money market mutual fads (Money Rea) and the intone anal Depose Aswan (OA)fa customers with an international Reran. Management Account. Through tie Bank Sweep Programs. cash balances ae swept to 18358a-k USA up to an estatashed link ad then to UBS AG Stanford Brach a a Money Fund. Deposits at UBS Bank USA are FDIC hard in astatine with FOC nits. For mere ilcrinaticn pease kit waddle got. Deposes a LES AG StanfordBra-a and shags of Money Funds at rot nosed by the FDIC. Through the Oft arailiele to sash belies are swept to depot/ accounts at UBS AG New talc French rd LBS AGC wan Brach These deposits are not axed by the FOC. Balances held at the LBS AG Cayman Brat ale tempanty noosed to the sovereign ea of the Celan Mands, and time is no sus/rase or other cbigation of LES AG to repay a balances while cashes LES Cayman's Brach's books. Deposits at LBS Bar USA and each UBS AG Branch are not protected by SIPC. Money Fund shoes are protected by SEC See *U35 Financial Semites Account Polestar beat Upon sea reµaat, balms in to Bank Sweep Rogan; a OA may be withdrawn and shares of a Money Fund may be liquidated, ad the prateds retuned to you a put seamen aottunt. Fester Holman about available sweep *pions, encketAig oatent Merest rates and alclk 6 available at "myths cartswesmiebk, from your Froncial Advisor or by eating 800-762-1000. UPS Financial Service' moan protactien The Fim e a member of to Searilin Investor Protection Comoratim (51PC), vouch protects securities weans of is members up to SS00,0:0 (noticing $292,000 for claim for cash) The SIPC asset protection limit, aPlAtio ail a-couts that you hold in a panicuka-capacity. The Pak together wth certain altiliates, has also purchased oxplernental protection. The mediae anoure parable to al *Gable clones, colic-lab Leder this praection is 1500 millon as of December 10, 2013. Stbect tonne poky oorditons ad Imitations, cash a the cam is tuna protected fa i.e to SI 9 million el the agg'egae for alas amounts held in a partkular opacity. A furl copy of tee poky wading is available upon request. The SIPC prouden and the suppleanli protection both a not apply to* • Certen frontlet assets controlled by (and included n your account value) loin held away from U8Sfineral Services (e.g., cenain (0 cash at UBS Birk. (i) cab at LES AG Surard bonds (id i-turame Froelich, including vaithle annuities. and din shares of Fraud funds where such shares are registered drectbe n the nene of the account holier on the tcolcs ad records of a applicable awe or transfer egad). • Certain inkeslmsed Contracts a inastrient interests (e g.. limited pate r:hi% and priest plarermnts) tat are rot registered under the Securities Act of 1933; ad • Cormnoditees corrects (e.g, foreign esichrge and pet isus metal contratg. inducirg faun/ contracts ad commodity option contracts. The SIPC protection and dal supplemental poncton do not apply to these assets wend Okay othaninse appear on you siatemenh. the SEC peotetlion ad the sakerreental protection do not protect again, changes in a meal vela of yea investments (whether as a result of market moternent, issuer baltruptcycr otherwie) More incarnation is avaltde tpon req.sst You may obtain more information about SIC, holding the 51K Brochure, by contacting 51K a /02-371-8300a by useng the SIX website arssssw.aptoop Dividend Renvertment Program (DRIP) The crew reflected 6 an are?. price You may obtan the actual price tromps Financial Advisor. 0r *hob taws ate purchased tan DRIP; precut shares wil be sold ad the cash wa be deposad h your nature The 6videni reinvestment pricesuppled byte eater may Offer from the market price at which to partial *ores ere sold Carlahlkeu Ce* whole units may be head in yOle fl are. If you a entad to a pallet unit as a result of a chided mown' • otennise, the him gall ether sell panal knits at mann peke a accept an annunt determined Iv a rignend Meng agency. and credit your acorn Investment objectives The rastmere Ojeda' ad ask profile ag speck to each account and may ay behveen Please adele the Firmprompt& ;n rang of are sicnifkart change in sox Mad situan or ntestmert objectives. Foe each CONFIDENTIAL account MIA you choose One Of the following Mosment °bearer • radar Cunentbmomt. linstai as seekng the generation of income crib.. • Mist* Opt*,Approciatan: Investments %eking shoal of pence:elrather than the generation of e. • Produce Combinaton of ircoene and Capital Apprecaoon e.co,re hiesiments seekkg both tee gereratcn of an: goarth of pritikol. *Well tisk profiles • Conservative. Seeks to maritin nit& prirc.pak with low risk and volatility to the a-coun owrat even if tot means the accost does not generate signd sant name or nano and may rot keep pace with bilation. • Modetarec Willing to accept sane risk to anoint and tolerate some votataity to seek hgher returns. • AggreSpit: Wiling to accept hit Sc to prnopal ad hip volatility to she high returns ma time. Stoternon liouseholdne We may consolidate at related account statements with to sane aSiress n the same envetpe. Accost may be related la this puma Monne they have owners who also maitain pie neon relationships with other climes at the sant? address. This practke 6 known as •housel-oling. R you prefer to receive rdisedual statements maned in separate envetges — you may decline htuseholding by sating yOUr Fancied /editor. Friendly ametart name The Thad& account name reflects information that you entered an the firm's online services tante. It a a ctatornitable *niclnerrat • chasm by you to assist 1,0J rah you recordkeeping t has no legal effect an your attar. You can change you FnenAiaccotnt names, acute Online Services a by contactrg you Financial Aorta. Accuent overview • Woe *lava an-ambboralain Net of assets and • Asset. Inclas avail* cash balances, yaws fa restricted storey led bane Global tine Deposits, ureared marts to add and contaii mats not held by tie aim. Does rot include unaked secudie0 assets at the end of the pior and ourent statement penods, or prvale inentreentS, untested stock options and wercuabk stock anions • Lieletas Includes debt Wan cute/I-ding magi tors,, Fre, hat avant (minces. • CasbAboney balances. Total of uninvested available cash balances, plus UK Bak USA deposit batirses,U3S AG Stamiord &arch depose balances and money maket MALI land sweep belanset at the dn. of the stamen period. No tee credit balances in your accost are rot segregated from other balances and tie Fin may use any of these funds in the ordinay came ch its tmeness. These funds asp payable upon your deemed. This total is included en tie sante period closkg value. SDNY_GM_00022478 EFTA_00133098 EFTA01275235 Important information about your statement (continued) Lending information Fa dewed informalal on the Files bang practices and &dote% refer to yew Cent Reltenthip Ass-comma or Accomt Aversion! And the General Team ant Conditions UBS Materna of Credit Prelim arta. in Agreements aid 0ratures at WNW atm romfacreciori . You ants You statement itemises securities and other awls held in the rant at the end of the same* period. You may ask for delivery of tub/ paid seureith at any You may recent sthunties used as loan collateral after ppaaytg sryy balance a on then. Any *tuna ha roam Ill to the tarnacing the tante peed are haat market vale as of the end of the staement Pitt • Cost batik In detemning the cost Daus of the senates ixtuded in this statement where indicted with the nimbi 'I,' UPS financial Senn hes rebid on information detained from sources other than UBS Chattel Sates, ixhAing nf oration Iron another lima thin you may Tuve provided to yors Panetta! Adana. The Firm does ' nimaimisalb olaY on guarallee the accur a nide). of ary demotion Provided by "'attar than LAS Financial Services ei array atthough LOS Financial Straws genera updates this iteration as it is received. the hint does not pa* and entrances that the inforrnton trader "Cost basis' and 'Uneaten gait loss is accurate ascii** date of this statement. As suzh. Pease do not reE on this nf emanation to make mina a sale decisions for um purposes a otherwise. Accounts transferred to the Cirri may rd lea °artless Hamalgn onE for the period tire they are held at tee Fan More historical nformalcn can be added by you Amnon Advisor. • Unrealised gaintheses When data is avaaable. tainted u'readaed gainless., are oar-Pled fee ravidual surrey lots. The Mention data la reeved...el lots mayor may not ram carmussions, chirps RASA levity reorganicalc n events. Dirdend and other reinvestment lots and systernatk ached lots me each cartned to display One averaged lot The Trade dab' coast presents the aging transaction trade dale. • Eollable securities Bends ad peened stock that the issuer cats for ea rederrphen wit be selected ripartulE by lot Iran among all stories of that issue held in ow rat or n non*** rune la as clients Call bare incontin is obtained horn third parties and is accuracy is not guaranteed. Cher call teams may exist which could alt ea yield <ankle igettnalin will be prodded upon request • Castrates of deposit (ma). COs re FDIC Mad up to 5250.000 n priacPal and accrued interest per depositor ad per depository 'Welber' in accordance rat, FDIC rites. • Pricevalue Fixes displayed br tonna and other prookas mar be higher or lower than the price that you wouldauk/ reeky n the market Pron aro dotted fran vat thed paty sources wench ow beleve to be reliable, but we do not guarantee the away. - We 9Anntl use the <IMMO Anne when aysibbb or the men of the bid rd ask pries for fused securities ad cylore or onY bid prices for OK securities. - Less acteeE traded securities ay be piedusing a vakution model or the mon recent price we Waned and may not reflect an actual mat pa a yak*. - Certain petitions may ewer welts a price and will show as 'price was not avalable• a were unable so obtain a price for a savily - Deposits a stanet denominated in currencies ocher than U.S. dotes are reflected at the *change rate as of the statement date. - Per erten stashes rating in nowecatermng derorninalin, prise rd dunitY (face vahr) relay' have been adetted to f militate par vabstern To obtan current quotatios, Men avaiabk, contact you inertial Addsor. • Private Mnsbnents and structured products. Mate inestrswa sears (ix Win° drect particpation program and real estate 'mailmen trust securities) and Putted products are generally WW1 Amid. Cote. strutted ;rotes have not been registered with the Securities and fichrw Commission a tide any slate securities laws. We amide estimated vats let private riveserent sectsitith and structured products for inter matcrtal Paws omit Accuracy is not putenteed. — There vakies maydiffer substantial., ha pion if A*at whet, a pate nvestrnere seculty iaved product may be boxfia or sold and do net maturityenema the yak* you 'my receive war litsidation. - Thid pry estintos of are re as of a torten date and ate applied to UE6 Fnancial Services an a regular bass by an independent vat-mien I im. - Issuer, general panne a salsa estimated values. if a re supplied to the Find:id-4 our, oat parole a spate and may be calculated based on dfferem ithamaton kern that used by thirdpries to dem* thet ensnared vales. - 'toucan nein additiorul ithonnatien regarding the methodology used to &catmint the estimate of vale and the date of the :normal:xi that is the basis for the estimate by contacting your Financial Atha. - Thid arty *stead vales may be reflected as 'Not priced' in several tautens: when an independent valuation lam has not supplied a is unable to nip a vale, when we become awn that a material event has moiled that may call a previtsly ratted rake inect quieten a when a value would be hgthltspeculatire due to the nate of the security. - When neither an *suer, general pater a sponsor estimated value nee a third-patty estimated value is crowded, the value of the tensity *A be diffeeent Iran is prelim One- — Onions to date may eackde returned caoht. kerne or both. — •Chcosal urn szto represents the mitt offering pie per tole and may isKA relent )vas tost basis • Restricted mamas Restrited henna genera* a not currently eligiblefor public salt LAS Financial Senn uses the twit price of tee etre-anted stook of the same issuer as an imputed value for the restricted stock for purposes of this stream ens. To the extent that rewired securities are eliable to saki, the vas? received may be SiasstanktE less than the imputed value sham • Est. bistimoted) incense, arrant yields and raw. An estimate of amoral ncome a based on current di idend and interest rates, wsuming the seourites will be held for ore yea from statement date or snit maturity TM estenale is on' I gudelne. accuracy rd continued mane we not streamed — fainted animal income and oxen' yield for celan types of seosities could nclide a relish of Punnet or capital gains in which case the est income ("titian, yelp would be overstated. — (stinted rival income and nova yield arid the actual inere and yield night be beer or higher than the estmted anoints — An emanate of artualired ixonw (dividend ante interest) divided by the tuna market vale average balance a based on the an dividend or newest Parity made by the issuer and assumes the secttradeposes will be held for one yew hem the statement date or until manly. Accuracy and contend yield se not guaranteed • Ania net het/ by UK Financial Service.. Certain assets re not held by the Pim and not watt the Firm's possession or control. These assets are deployed on your statement fa informational paws oat Positions and values presented we provided by sew twig him. LAS Financial Services is not resorts:1)k for en informant) and does not guarantee its accuracy. These assets are rot protected by Sit or the Finis utplerneneal Slit coverage. • Revenue shoring and additional compensation — In addition to CalmiSAMS on mks and 1261 lees received n arnecton meth the distritmaion of maul finch to our clients we odor err af fate retie merge sharing Pawnees them distributes inlet barites of the mutual finds that we sell. These amount me based en two ancient compcnents 0 the amount of sales by U3S of a partied', mutual find lira to our clients. and fid the asset vale of a parlicubr mutual fund amiMt shares held et the lint — We and ca. Abate also receive nem:eking and tomtit processing lees in cteroderaten trawler agent winos that we provide to the mutual finds Wow fees grow" are pad from investor assets in the mutual fu-d and are a fwd debt amount based on the lumber of accounts at the Yokes intake holden; maul lunch of that fund family CONFIDENTIAL - h addtion to commeserts received in connection pith the sale or distrietAion of annuity contracts and tat imetintrreril trust units toots clients, we ands or, affiliate receive memo sluing compensation from marry of the Mame companies urdenweina the arruity {overacts. all hates of the insurance companies or shooters of the tnt irniestinent bultS we arta. - Cur aelitiates alsoretie trading torahs:am and other comooroalico from ritual funds and insurance companies vase products ace dmirbilk - We receive as anal fee boom LOS Bak USA rd WM AG Staneord &ands of up to $25 per twit sweeping tithe barks ender the UPS Bank Sweep *wan. Activity Norman regerdng «anum and other clan bored in tornoten wth the execution of trades. ieldng option transactions hat been included en confirmations went* furnished to you. ad will be provided toyou parptly on reast. Sheet selling you are engaged short sera-gateway, youmay kirsch:a. Ow to cenin horrors° costs for that Particular security. Open cedars Regarding Wm cr • caaditilscascellee eras that were not enouted by the gatemen date. open buy and sell stop orders are reduced by the anon of Paden* or nOts on an exavidends er eights date unless Mated otherwise by you. You are remonoble fa orders that aro executed due to your failure to cancel IMtin9 open orders. Privacy To <Main a copy of as anal Client Privacy Notice. phase contact your Financial Advisor or visit as webste at perm /At rernerivareolry UBS rmancial Saxes is Matra The RMA, Business Services eau* EISA and IRMA aro brokerage at ants which provide access to bating services and products though arra-Kerna with at kited barks and other then-party banks, and provides access to nsurance and annuty prodxn issued by unaffiliated thedpany insurance comae-an through Muranoe next tubs:Manes d U8SFirtan(Al Sendai hc. Ineestment nsurance. and amityproducts: Not FDIC rand • No bank guvantea May lose mkt RMA. Resource Managerrwit Acta& Business Services Account BSA, AMA mid nterrwicnal Resource Management Account are registered service marts it UBS financial Sakes Pc Visa Signature d a registered service mark of Visa Imerrationt LOS Vita Senate credi cads and WS %a debt cads are issued by LOS Bank USA with permission from Vna U SA acorported. UBS Financial Services Inc Per 201511 SDNY_GM_00022479 EFTA 001;3099 EFTA01275236