SUBS Your financial Advisor ≤..TC TT STACK mA :U LYLE CASRiEt UEIS Pnanoal Seruces Questions about your statement? Call your Financial Advisor or the RMA Resourceline at PO/BMA-1000. account 029023568 Visltour websIte: vAmv.ubscomlfinancialseivites Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Feiancial Advisor or Branch Manager. You can find a full dezription of the alternative investment objectives in Important information about lour statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consideration - None selected Resource Management Account February 2014 Account name: ' NE_ f.1, friendly account na Account number: Value of your account on January 31 (1) on February 28 (1) Your assets 0.00 1,981,915.66 Your liabilities 0.00 0.00 Value of your account $0.00 Change in the value of your account February 2014 (I) Year to date (5) Opening account value $0.00 $0.00 Deposits, including investments transferred in 1,966,430 85 I ,966,430 85 Change in market value 15,484 81 15,484.81 Closing account value 51,981,915.66 $1,981,915.66 $1,981,915.66 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00020481 Member SIPC CF26005403nS49f5F2600M 44229 00)020214 030575034 YI23568550C0C000 Page 7 of 48 CONFIDENTIAL EF1'A_00131101 EFTA01273308 SUBS Resource Management Account February 2014 Cash activity summary Account name: Friendly account na Account number: See Account activity this monthlot &ISIS BC:W(0ln your Sweep Options are maw:tam the operony and closing balances led it. FDIC insuiance epplies only to deposits at UM Bank tisk not to &pesos at uBs AG, Stanford Branch or bank deposits paced t hrouon the UBS Internanond Depose Account proaam. SIPC protection apples to money market sweep fund boding, but rot bank deposits see important inkoftnation about your statement on the last two pages of this document for detals February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 20,390.04 20,390.04 Total additions $20,390.04 $20,390.04 Net cash flow $20,390.04 $20,390.04 Closing balances $20,390.04 $20,390.04 Jr Your Ignancial Advisor. SCOTT STACK MANLYLE CASRIEL CFZ60C04C02254926 F26003144229 00002 0214 030575074 V123568550 co)iisNycm000zoatte 8 of 48 CONFIDENTIAL EFTA_00131102 EFTA01273309 *UBS Resource Management Account Your assets Account name: Your Financial Advisor: Friendly account name: SCOTT STACK MAtill LY LE CASRIEL Account number. Some (Wei, income and current velue5Shoten may De approximate. As a este, gam and 'OVA'S may ni;il be axurately relkded. See Important onlornaabon about your statement a the end of tfs dxurrem for more Intormaion Cash Cash and money balances Cash arc( money balances may include avalable cah balances, UBS Bare. USA deposit account Wane's. UBS AG Stardord Branch deposit account baances and money market mut ua fund sweep balances. UBS Bank USA demise account balances are insured by the FDIC vat Nn yolk dale I 'mils, but are not protected by SIPC 1)85 AG Stanford 8rarx h deposit acoura banes ate not insured by FDIC end ere not protected by SIPC Morey market sweep balances are protected by 9PC but au not insured by the FDIC. Set the important information snout your statement at the end of this document for details arnit those balances. Opering Want. Closing loalaxe Pnce per :rude Average teddng on Feb 1 (1.) on Feb 28 (S) on Feb 28 (1) rate U6S BANK USA CfP ACCT 0.00 2039004 250.000.00 Dnlde nil Interest period Days in period Ca, arount Equities Common stock Wiring trade RUTI:Iti dale of shares Purchase OW Average pace per shale (I) Cost basis (1) Price per share on Feb 28(1) Tate on Unretiatid Holdeg Feb 28(1) gain or loss (I) period ANALOG DEVICES INC Symbol. ADI Exchange- OTC EAI: 32,591 Current yield: 2.91% 1,751 .000 --This information was unavailable.-- 50.820 88,98582 AUTOMATIC DATA PROCE55NG INC SymbOl. ADP Exchange: OTC EAI: 32442 Current yield: 2.47% 1,272.000 —This information was unavailable-- 77.780 98,936 16 BAXTER INTL INC Symbol. BAX Exchange: NYSE EAI: 13,050 Current yield: 2.82% 1,556000 --This information was unavailable-- 69.900 108,142.00 BLACKROCK INC Symbol. BLK Exchange WSE EAI: 32,872 Ostent yield: 2.53% 372.000 ---This information was unavailable-- 304.840 113,400 48 continued next page SDNY GM 00020483 CPZ60004002254927 PZ6000I 44229 00002 0214 030575004 YI235685500CCODO Page 9 of 48 CONFIDENTIAL EFTA 00131103 EFTA01273310 SUBS Resource Management Account February 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your 'gonadal Advisor, SCOTT STACK MAN LYLE CASRIEL Your assets Equities . common stock (continued) Trade lad dng date Santee of that's Purchase pried Average price Price ger stare Vdue on Unierszed Haring pat sham (1) Cod basis (I) on Feb 28(1) kb 20 ($) gain of loss (1) period CATERPILLAR INC Symbol: CAT Exchange. NYSE CAI: $2,664 Current 247% 1,1 10 000 --This information was unavailable-- 96.970 107,636 70 COLGATE PALMOLIVE CO Symbol. Cl Exchange: NYSE EAI: 32,051 Current yield: 2.16% 1,508.000 --This information was unavailable-- 62.830 94,747.64 CONCCCPHLUPS Symbol: COP Exchange: NYSE EAI: 14,085 Current yield: 4.15% 1080.000 --This information was unavailable-- 66.500 98,420.00 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 12,861 Current yield: 3.04% 1032.000 ---This information was unavailable-- 50.030 94,156.46 IWNOIS TOOL WORKS INC Symbol: flW Exchange' NYSE EAI: 31,967 Current yield: 2.04% 1,171 000 --This information was unavailable--- 82.500 96,607.50 JOHNSON & JOHNSON COM Symbol: 08 Exchange: NYSE EAI: 42,814 Current yield: 2.87% 1,066.000 --This information was unavailable-- 92.120 98,199.92 MCDONAUDS CORP Symbol: MCD Exchange: NYSE EAI: 13,298 Current yield: 3.40% 1,018.000 --This information was unavailable-- 95. t 50 96,862.70 NEXTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 33,370 Current yield: 3.17% 1,162.000 --This information was unavailable-- 91.390 106,195.18 OCCIDENTAL PETROLEUM CRP Symbol: OW Exchange: NYSE EAI: 32,791 Current yield: 2.98% 969.000 ---This information was unavaiable-- 96.520 93,527.88 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 32,620 Current yield: 2.84% 1,154 000 --This information was unavailable-- 80.070 92,400 78 PROCTER & GAMBLE CO Symbol: PG Exhange: NYSE EAI: $2,728 Current yield: 3.06% 1,134.000 --This information was unavailable-- 78.660 89,200.44 continued nen' page CP260004032254928 P26000144229 00002 0214 030575034 Y123568550 COCtlikvGm0002eiati 10 of 48 CONFIDENTIAL EFTA_0013 I 104 EFTA01273311 SUBS Resource Management Account n. Your assets Equities . Common stock (contoured) Hddng STAPLES INC Symbol: SPLS Exchange: OTC EAI: 43.249 Current yield: 3.53% TARGET CORP Symbol. TOT Exchange. NYSE EAI: 42,752 Current yield: 2.75% TRAVELERS COS INOTHE Symbol. TRY Exchange. NYSE EAI: 12,304 Current yield: 2.39% UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange NYSE EAI: 12,843 Current yield: 2.80% NLINX INC Symbol: XINX Exchange:OTC EAT 12,0-36 Current yield 2 22% Total $1,961,525.62 Total estimated annual income: 555.438 Account name: GNI!LAINE MA. WELL Erie nd ly accou et name: Account number. Your Finandal Advisor: SCOTT STACK MAW LYLE CASRIEL ia.icebee of shares Purchase pica Average price per shale (1) Cost basis (S) Pitt< Per chafe on Feb 28(1) vaue on UmezdIzed Hold ng Feb28(1) gain or loss (1) period 6.769.000 ---This information was unavailable— 13.590 91,99071 1,600 000 --This information was unavailable-- 62.540 100.064 00 1,152.003 ---This information was unavailable-- 83.840 96,583 68 1,061 OCO --This information was unavailable- 95.770 101,611 97 1,798 000 ---This information was unavailable-- 52.200 93,855 60 Your total assets vaue on Feb 28 (5) Percentage of Cost your 3CCCunt COS6 (S) Est mated annue income (3) UnreNtZed gain Or IM(1) Cash Equities Total 61,981,915.66 100.00% $20,390.04 555,438.00 • Kinnrig (051 tees inloarellon Cash and money balances 20,390.04 1.03% 20,390.04 ' Common stock 1,961,525.62 98.97% 55,438.00 Account activity this month Date ActInty DexnotIon Amount 0) Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 20390 04 Total deposits and other funds audited $20,390.04 SDNY GM 00020485 CP260004302254929 P26003144229 08002 0214 030575034 Y123568550000000 Page 11 43 CONFIDENTIAL EFTA_00B1105 EFTA01273312 *UBS Resource Management Account February 2014 Account activity this month (ccntit0edl Investment transactions Account name: GHISLAINE MAXWELL Friendly account name: Account number: For mare information about the prkevalue shown for restrkted securities, see Cmportant inlormatkot about your statement at the end of this downent Date AC4)4ty Descdption eroceedS from Funds investment tnithdracen I a accrued Quantity Vdue (S) Price (S) transactions (5) InwesIrnentS130u0( (S) .merest (S) Feb26 Receive Dtc ANALOG DEVICES INC 1,751.000 89,020.84 Feb 26 Receive Dm AUTOMATIC DATA PROCESSNG INC 1,272.000 98,478.24 Feb 26 Receive Dtc BAXTER INTL INC 1,556.000 107,690.76 Feb26 Receive Dtc CATERPILLAR INC 1,110.000 107.89200 Feb26 Receive Otc KACKROCK INC 372.000 110,718.36 Feb 26 Receive Dtc COLGATE PALMOLIVE CO isos.coo 93420.60 Feb26 Receive Dtc CONOCOPHLUPS 1,480.000 97,872.40 Feb 26 Receive Dtc GENL MILLS INC 1,882.000 93460.12 Feb26 Receive Ott ILLINOIS TOOL WORKS INC 1,171.000 96,548.95 Feb 26 Receive DR JOHNSON & JOHNSON COM 1,066.000 97,123.26 Feb 26 Receive Dtc NCDCNALDS CORP 1,018.000 97,61602 Feb26 Receive (sac NEXTERA ENERGY INC COM 1,162.000 105,114.52 Feb26 Receive Dtc OCCIDENTAL PETROLEUM CRP 969.000 92248.80 Feb26 Receive Dtc PEP9CO INC 1,154.000 90,762.10 Feb26 Receive Dtc PROCTER & GAMEILE CO 1,134.000 88293.24 Feb26 Receive Dtc STAPLES INC 6,769.000 92058.40 Feb26 Roan* Dtc TRAVELERS COS INOTHE 1.152.000 96,111.36 Feb26 Receive Dtc TARGET CORP 1.600.000 96,784.00 Feb 26 Receive Dtc UNITED PARCEL SERVICE NC CL B 1,061 000 101.007.20 Feb26 Receive Dtc XIUNX INC 1,798.000 93,819.64 Total Securities transferred in $1.646A40.111 Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 CP200004002254930 PU000144229 00002 0214030575034 vi23568S50 COCejtiptiGm3,002iMe 12 of 48 CONFIDENTIAL EFTA_00B 1106 EFTA01273313 *UBS Resource Management Account February 2014 Account activity this month ccontroed Crate Money balance activities Jan 31 Feb 27 Feb 213 The UBS Bank USA Oepoot Account i; your primary sweep option Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your N sandal Advisor: SCOTT STACKMANLYLE CASRiEL Actrvity Description Arrount 1$) Balance forward S0.00 Deposit UBS BANK USA DEPOSIT ACCOUNT 20,390.04 Closing UBS Bank USA Deposit Account $20,390.04 SDNY GM 00020487 CP26O004002254931 PZ6000I 44229 00002 02I 4 030575004 Y123568550000000 Pegs 13 of 48 CONFIDENTIAL EFTA_00131107 EFTA01273314 *UBS Yournotes 4moravrimmessowagg. ,,,,,,...14.r. ...=,, CONFIDENTIAL EFT,00B110E EFTA01273315 Important information about your statement LES Financial Services ix. (the F im or UBS Anemia! Swing is a merrter of all princin wordy, cannodey and colons exchwges. IBS Fa-erxial Senates and U3S Bank USA we rdrect subaltern of LES AG and affiliates of LES Se:train UC. The Finn's Ihennal statement is available upon reoen. The Finn meanie off ices we a: LES Fintryoul Sans 1200 Harbor Boulevard Weehawken, to 07086 This statement represents the any off aria' record of pas LES Financial Servos account. Other words, rapt official far downwit containing cornicing date should rot be relied Lyon N you bedew there is an error cr omission, please report it immedately narking to the Bench Manager et the office saving you account. Atkough al figures shown ate intended to be accurate. statement dated-I:0i not be used fix tat purposes Rely ate& on xnend tax forms, 6.e. Form 1009 Sdalk 10425, etc.) whin preptringyour tax return. The Finn it requiredby low to won to te IRS all taxabk divide-Kb, report** rontaicabk dn.:lends and tidale edentlt eared on %wins held in you accent net proceeds an safe transactors, and cost base cncenain covered warns. Communications with the Firm • Please re-confirm any oral cornmincaterts in mai* to funher protect young*. incladrig your rad order the Salsifies Manor Protection Ad (EPA) • If the finnal nstitution en the tcp leit of Ike Ind of this statement is noeUBS Finaxel Senkes, LEIS Fnanoal Services carries your accon as cleamg taker by at argereant web the endowed intlitutiNt We Wormed you of this relationship when you opened this wookrt. kt this case, your trots and searkina-e tooted a LES Hnancial Senates and rot the droctiong broke., aid you mat make a rePcO of try eta or &tuition to both firms. A Nathan slate-rants shall tie deemed complete ad accurate i not objected ton wren; withn 60 days. • Please died customer complaints a eq.iiies to he Firn's C lent Relatims Dmanent a 201.352.1699 tolkfree a 8004569103, 860 A.M. to 6:CO P.M. ET Monday through Fridaw a in main; to LES Financial Senates K., Client Relations Depalment, P.O. Box 766 Union Cy, NJ 07087. • kJ case of erren Or Westin; about an electronic funds Wanner (Wit bi puymm or UBS Vsedebit card eankictiorn, call 62-1000, or wife to UBS Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. Waken/on W 07086. *tin RINABSA Sermes Cal a write as soon as you cart it you their your staerrent or receipt is mang or if you need more nfamatim *as a tire* on the statement or recejet. The Firm or Card Issuer (as afkablekmr0 her from you np later than 60 days after te Fim sent you the fen stamen on which the error or problem appeared. - Prowde you- name ad acco.re nutter Of any). - Desoto& the *nor or he transfer you ant triAre about, and 'ratan as <kat as you cm why you believe t is an error a why you need more Piamation — Proud. the &Aar Arran d tosuspected mot The Fins or Cad Issuer MI instgate your complaint and wall correct any error promptly. Please make all checks payable to the Fern or the financial inatitution itokated on fro front of this Oakmont had:Mint° rigida. *cant fen accounts may be subject to mailenaxe fees, chaps for ate parent for warns purchases and charges for unpaid amens an cash moans. Accounts that at transferred sp otter intkutgns may b subject to a sunder tee. UBS Swap Onions UBS offers options for sweepng cash bine; banes to bat deposits at UBS Bark USA and UBS AG Starthxd branch (Etank Sweep Frogume), moneymane mutual km* (Morey runt) ad the International Deposit Accotnt ODAffor customers with wantemational Resource edmagemeni Account. Through tie Balk Sweep Pregamk cash balances re swill to LESEtais USA up to an di-goblet...3 knit ad then to LES AG Stanford Brardn cr a Money Fund. Deposits at UBS Bak USA are FDIC rand in accordaxe with FDIC oaks. For nxre Haman:el please set wwwidiogov. Deposes at UBS AG Stamford Binh red tares of Money Funds ant rot inured by the FCC. %route the OA, mane to cash balances we swept to depose accounts al UBS AG New Yak Branch and CBS AG Cayman Branch These deposits ate not inured by the FIX. Balances Feld at an LES AG Cayman Brant, are tempera* exposed to the sovereign risk of the Canaan blends, and there is no giwantee Cr other obligation of UBS AG to tway to Saxes while on the UBSC grans Bradt. books. Depost a 185 Bat LEA and each UBS AG Eranch are not protected by SIPC. Money Fund shares av protected by SIPC. See *U3S Financial Service. Acton Protection' bobw Upon you retest, balrices n te Bank Sweep Programa OA may be withdrawn, and shares of a Money Fund may be liquidated, and the proceeds returned to you <flour rennin accapt. Rohr formation about available mem options, nthing amen attest rates and yet*, a nab k at www Lbscomriseeppekk from your Fnrxid Advisor or by calling 800762.1000. UBS Financial Serene moan protection The is a menthe of the SeardeS Investor Protection Corporation (SIPC), which protect securities account, of its members up to 1500,0:0 *cluck* 5263,000 for dams kr cash) The SK asset protection Imes copy to all account tat you hold n a pa-Li:lake capacity. The Finn, together with certain affiliates, ha also purchasechipplarental protection. The maximum anoint payable to al eligible dent colectereH trdie this rani* is S500 million as of December 10, 2013. klotot to the pokyconditions wet limitation, cash a the Firm is further protected fa Lea to 11.9 million n the aggregate for all you accounts held n ova-titular capacity A ft/ ccpy of tie poky waning is nibble open eeritent. The SIPC protection and the supploranUI protection both do not apply to. . Cowin &uncial Assets controlled by (and hand A your account value) but held away from UBSFina-cel Services (e.g.. certain(* cash al UBS Bat, El can at LES AG Stroked bunch (i) innate acdX1S, including rabble anwities, and (M) shires of man finds where such them are registered dienly n the naile of the account Fokker on the books a-4 march of the applicable issuer or transfer agent); • Certain meaner* contracts or nestment Merest (eg.. limited partnesein and plan placement) the are rot registered under tie Securities Act of 1933; ad • Commodities contacts (e.g, foreign exchange and yeti:kismet.' contracts) ncluding futons contacts ad toffneditr °Phan contracts. the 51K protects:nand h suppkmental pennon do not apply to these Malt even 4 they otherwise appear on you Weernent Tice SEC protection and the rtnizaantal protection do not protect again changes in the maim vale of gar investments (whether a a result of market movement, iSSuer bwkruptcy Ce Othertaiw) More information is avianle teen retort You may obtan mate hfcmiation abaft SK, incladng the 51K Brochure, by coraaningSIK a 202-371-8300 or by wsitng the SK **bate sr YAWI.SIOCAIV Dividend Rein/enfant Program (Dpi) The age reflected is an swage price. You may obtan the actual price Iran yin Financial Advisor. Only nth* tare are purchased uncler DIM; partial there, will be cold rd the cash wM be deposited in your accord The 6viderd renvesvnent price applied by to issuer may • from the market pia at which tee partial shires n sold Calenlieu CM,whole wets maybe hells+ par account. If mu are entitled w aim-WI use as annual of a tividerd Danko' or otherwise, the Firm eel either sell panel area at mallet peke a accept an amount determined by a registered clearing agency, at credit you' accart. Investment objectives The faunae °nuns red risk profile we speak to each account and may coy between Meese Seise the Finn prompt), in wren; of any signikant change in you. Maxie' skuaion or insurers objectives. For each CONFIDENTIAL accost hekk you choose one of the following jinn objectier • Endue Cunene/mom.. Inane es seekng the generation ca income crib.. • Adder• CapralApprociatba Ireasknents seeking growth of prroinal rather than the speroratim of moan?. • Produce Combination of Mame and Capital Appreciation: nesiments seeki-g both the generation of name and 'mirth of prkoikel. Oewoll risk prof des • Consavarar Seeks to maintain Pint vet pd, wth low risk aid voLaility to the non meal, tend that men the nose does not generate significant income or retutm and may rot keep pace with inflati:n. • Moderato Wilk* to accept sum Sc to pinogal and tolerate some rot:nary to seek Inter returns. • Aggressire: Wiling to accept high Sc to pinopal aid high toltailty to seek high returns over time. Statement licruseholdne We may consolidate al related account statements with the sane inlet n the sate tartar:4. Accounts may be related ler this purpose berate they hew owners who also maintain pit worn relationships wit other dents at the sane address. This practice's known as • househnling ' II you prefer to recede a-diva:kat statements mated in separate envetpes — you may dacha householding by Ealing your F minaret Advisor. Friendly account name the Frendkaccant name reflects al amnion that you greeted on the Fimrs onlne senates websae, N is a custanimble rniclrurro' &awn by you to alit you wish ma recordkeeping. It has ro legal effect on your account You can dung. you' hiendk account names, through Onire Services or by contactegyourFrancial Athisor. ACCOSolt overview • new of Mrs aCCOUnnOrektin Net of assets rd fiabillies. • Asset kolas salable cash balances, wades for restricted storey lest 1, and Global Tine Deposits, urrealied maks to makes, and certain ants not held by the Fan. Does rot include 'stoked SKS/eke:assets al the end of the prior and curent statement periods, or prorate irwestriwits, invested stock options and namable stock anions • Cianicies Includes debit blIIM•5, anwardirg rrurgn loan credit ne, tot accent balances, • Casb/r•oner balances. Total of uninvested avalable cash balances, plus UBS Bak LISA deposit baircek UBS AG Surraoid Ranch deposit balances and money market mutual fund sweep Sans, at the obit of he statement period. Noncormlocity kee credit balances in your account are rot segregated from other balances and the Fern may use any of these funds in the ordinary Crone of it Paine's. these funds a* payabk coon year drained. This total is included., h orrentpriod closi-g SDNY_GM_00020489 EFTA_00131109 EFTA01273316 Important information about your statement (Continued) lancing iteration For detafechnformation on the Finis ending practices and discitres, reeer to gas Client Relatorship Ageernern or Accan Agreement and the General Terms ad Conditions UBS Starred of Credit fraction available in Agreement; andOtiosares at ungraldrsagEgaaiguats. Yew at Hs Your ortment Semen securities end nit awes held lathe arrant at the end of the staernea period. You may ask fordeivery of fully paid segraies at ry time. You my receive securities used as loan collateral after prying any balance due on them. My securities transient to the rim clatg tea sestrant pent are listed at market value as of the end of the statemwe period. • Can basis. In dettemnirg she cost basis of the stories included in this statement, where indicated with the rumba. UPS Fivircial Services has relied cn information obtained from sources other tan tfirS Financial Services, including torrrision ten another Sim a that you may haw providecho you finaxial Advisor. The Finn don not intendant& verify a taunt the accuracy or vartity day information provided by sates offer than 1**Si-uncial Services. h attirt although UBS eininCel Services general& waren tie Hammen as it k received, the firm does not provide any eitrances that the iicrmatian kart "Cost basis" and "Lhreakzed gar/loss' it accurate as d the date of thS statement. As such phase donee re& on this tomtit to make pLeckase a tale decisions, fats trpases or otherwise. Accounts transferred to to Fim may reflect girl loss igamatn on& f or the period of tine they av held at to F rm More historical tams en tan be added by you. Feint Advisor. • Um-waited gat/losses Wien data is awiltle, estimated trealized gait tses we totaled Ice rYlvila4sMrey lots. Re transaction data for "tilt lots may or may not reelect committal dirges atria'entity reorganirat Mitts Dividend and °tarns nwstment lots rd systematic pachne kits are each combined to display one averaged loll)* • Trade date • [alto presents the aigiul transaction wade date. • Callable securities Brit and preferred stock that the seer cats for eair ter/en-ph" will be selected mpa-tal& by lot ten among all seo.raies of fiat int held hour tensor in non tee name lee as clients. Call bane idamtixh h cbtaned from third parties and is accuracy snot guaranteed. Other call fealres may west which cat tea yield complete tcmiaton Milt pronged upon request • Certificates of deport (CDs) CDs are FDIC enured Lp to S293,000 in stein' and accrued interest per deposior and per deposityinattit, rhacccrdane wt WI( rules. • Pricehalue tin displayed f or securities and ogler products may be higher or lower than Pewit that you would tusk retire h the market Pries an °tent from vaious third party sources itich use bet* to be reliable. but we do not gawalee their accuracy. — We gently to the closing price when avelthie the mean of the bit ad ask prices fa lined scants and cplors a on& NJ prices fa OTC seosnies. - Less acts& traded securities may be priced usng valuation model or the moo recent prt we obtaned and ma/ no reflect an aortal matt ;rice or vale - Certain positions may appear without a price and will dew as *price was rot avedable if we re unto to obtain a pnce f or a wanly - Deposits or warts de-a-Snaked n currencies other tan U.S. dollars are reflected at the et hinge rate as of the statement date. - For cart watts twang innon.conf riming dercirmataa price and quaty 0 ace value may have been adisted to facilitateproper valuation To obtain current quotations, when athilible, corded par Financial Ater. • Print inestrart0 end An/clawed product hit, metre,* sectrites (exiting drect pat/Spatial acqam and real estate investment trust warts) and stared prodxts are general& highly Att. Cent snared proists have not been registered will the Securities and Excha- (omission a under any state secures taws. We prate esteneted valets for pate investment decades and structured products for tormatena purposes only tasty knot grarantwd. - These values may differ stistantiaby from preer if any, at Mtn a private investment security a structured rcdxt may be bough or sold and do not necessarily represent the vat. you may receive ton rquidition. Thid patitsbrnates of vale cue as of a certain date and are Applied to UBS Enact Services on a regukr bass by in independera religion Jim. - Issuer, general partner a sponsor estimated vales, ary, are supplied to the Fran by Ow Mut gerwal pater or taws and may be calculated based on different information from tat used by thid parties laded* their estinated values. - You can obtan a toner taint:en regarding the methodology used to determine the &it* of value and the date of it tormation that is the basis for the taint by tonal leg your &uncial Advisor. - TAW party estnyeed votes may be reflected as •Not ;read' n wow I sit atm, wfe n ;dependent valuation ire has not suppledor is unite to assign a vale, when we become avare that a materialevent has tasted that may call a pints& reported vela it question, or when a value would be highly3'watt due tote nate of the study. - When neither an suer, general panne or sponsor *stinted vela nor a Orderer estimated vela if mad. the value of the senty Baia be different km itspurchaseonce. - •Pstrbact to date' may melt)* return of capital. income ce both — see' represents the initial ottani; price per unit and may not reelect your had basis • Retread securities Restled sea:4in enenralY are rot twenty elicit Tor public sale. UBSFina-rul kevices wee to matt price of the unrestricted stock of the same issuer as an mputed vat for the restricted stook for moons of des 'Women ond, To the tent that eearicled learition are elgbh la sae, the valeretied may be stbsentral& less than the inp_oed value drown • Eat (ostirneted) income. anent yields end Mtn. An entinate of mesa income is bawd an cant tidied ad interest rates, attuning tie secrets will be held for cur yew from statement date or Ltd MIlisity ma ellinale isce* again., accuracy rd continued nconw are not guaranteed - Estimated anal nccme carent yield fa certain types of sentries could include a tarn of pmcgal or capeal gat in %tit case the est income (ind tonere yelc$ would be °witted. - Estimated annual icane rd cant yield and la aclual tome and yield mgt be kwer a higher than the estimated taunts. - An estmate of rruateed n<ome (divdend ardor interest) dryad by the carers market valerf average balance is based on the fact dividend Or interest payment made by the issuer and arms tie seasMee/depot - will be held for ore year tom the statement date or unhl malty. Accuracy AS continued weld we not garrote • Assets not held by UBS ;rancid Services. Certain assets are rot held by the fern and not thin the Fen's possession or carol. These assets are toted on you statement for informational purposes only. Portions ad values presented re p ted by the owing f ern UBS Frencial Sentes not rest:cantle for ths ilarnation and des not guarantee es accuracy. These assets me rot protected by RFC or tie Fitt ustlementalSIPC widens. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 fees recent n carecton wri the distnbution of marl lands to Ourc lent we ander our an" Fictive revenue *Wing payment from distributors a-dor athiges of the rupee funds that we sell. Thesestunts are based on two deems eorn4Onent4 amantol saki by UBS of a partkula miAual fund I ami& to our <lint, and CO the asset value of a pantie- mutual fund I amity's tares held at the Inn — We and as at also recess e nett:eking and orrnbus processing lees in consideration for transfer agent antes that we Fronde to the mutual find. Thew fees SlenerallY are Pat from investor asses in the nasal fund and are a toad Jolla amount based an tie number of accounts at the broker-dealer holdng maul( lords ot that fund CONFIDENTIAL — h stern tOCOmm6erni Maned n connector. wth the sale or delnbikon o1 away contracts and iisie investment tat units to our <lents, we actor our affiliate not ream* sharing anteneation tram many of the instance tenant undennetiw the arruity contracts, teats of the turn* carpanes or sponsors of tett investment wets we distrbute - Cur affiliates aho rewire trading comma:St and other canna-sato Fran total finds and nsurance companies whose prOCIJCIS we distribute. - Wettere an anal fee from UBS Bak OA and WS AG Stanford Branch of up to 425 per accost sweeping to the barks under the UBS Bark Sweep ercgrams. Activity hbrmaticriregardrigcanninto and otter charges ncurted n connedon with fie encutcri of wades, ndudng option transactions ha been induced on wilt -tons previously furrashed so you. and %WI be prowled to yOu wavily an recpest. Shit ailing F you are engaged in short werg a security, you may heir a charge the to certainborrowing costs for that particular secunty. Open reedit Receding Wen or •gazdtilloancelled* orders fiat were not "ruled by the statement date, open buy ad sap stop orders are redxed by the anount of dindends a rights on en ex-divider" a. trips date unless intruded otherwise by vat. You are rispornble for ceders that re trued &ricoyour bate to ca el Wafting open orders. Privacy To obtain a copy of at cleat (het Skinny Norco, please contact your Francis' Advisor or vie as weber at wittethilftgagisfatgla UBS Financier Services a rot a bat We RMA. Busnen Seniors Account BSA and IRMA are brokerage accounts which provide access to barking services at products though arrangiments with aft nated bat and other thedety bents, and provides access to nsura-ce and entry proista blued by unaffiliated thintity ;trance companies through tura-co agency substries of UBS financial Services Inc. Iniestment mutate. and arrAy products: Not VIC inured • No bank gutter.* May ese vela RYA. Restate Management Account, Burgess Services Account 854, 8144 and international Resource Management Accost are registered service marks of UBS Financial Services Inc Visa Siratue e a reggered service work of Visa International CBS Via Sgnatese cede cards and CBS Visa debt cards are card by UBS Bark USA with 'wanton from Vas U.S A Incorporated. UBS financial Services Int P*v 201402 SDNY_GM_00020490 EFTA_0013 1 10 EFTA01273317 SUBS UBS FMancial Services Inc. 299 Park Avenue 25th Floor New York NY 10171.0002 CW70064797550311 XII. 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Ill SS Your Financial Advisor: SCOTT STACKLIANILYLE CASRIEL Phone Resource Management Account March 2014 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Call your Finan3,3 Advisor or the RMA ReSOUrCelane at 809RMA- 1000, account 029323568 Value of your account on February 28 (1) on March 31(1) Your assets 1,981,915 66 2,042,844.98 Malt our webilte: www.ubstorellinancialservices Your liabilities 000 0.00 Value of your account $1,981,915.66 $2,042,844.98 Items for your attention you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled, Go to uhs.comionineservices Tracking the value of your account S Thousands 1,981.9 7.0428 Feb 2014 Mai 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and Wthdraifals Your iwestment return: Dividend and interest income Chance in markot value Value of year account on Mar 31, 2014 1000 31988,593.85 44263.84 349987 29 $2,012.944.98 SDNY GM 00020491 Member SIPC C81170003005479755 NP70003C04435 00002 0314 030575004 VI2356855010000D Page 9 of 86 CONFIDENTIAL EFTA_001311I I EFTA01273318 *DUBS Resource Management Account March 2014 Your account balance sheet Summary of your assets value on March 31 (I) Percentage of yOir account A Cash and money balances 46,816.88 2.29% B Cash alternatives 0.00 0.00% C Equities 1,996,028.10 97.71% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $2,042,844.98 $2.042,844.98 100.00% Account name: GHISLAINE MA cNELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Year K Bendel Advisor. SCOTT STACK MANLYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the rmponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% Percentage change March 2014 Year to date 0.84% 1.81% 0.53% 1.97% -0.57% 0.77% -0.17% 1.84% CNP70X9006479756NP70033,1040500C02 0314 030575004.23568550 lOrgehy_Gitogo20062 10 of 86 CONFIDENTIAL EFTA_00131112 EFTA01273319 44) UBS Resource Management Account March 2014 Change in the value of your account March 2014 (S) Year to date (S) Opening account value $1,981,915.66 $0.00 Deposits, including investments transferred in 22,163.00 1,988,593.85 Dividend and interest income 4,263.84 4,263.84 Change in market value 34,502.48 49,987.29 Closing account value $2.042,844.98 $2,042,844.98 Account name: Your Financial Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned For purposes of this statement treartaitty of inkiest and dividend income has been determined from a US tea repotting perspective. Based upon the residence of the accounl hdder, account type, or product type, some Interest andor dvidend payments may not be subject to united States (US) ardor Puerto Ric0 (PR) income tares. The cSent monthy statement is not intended lo be used and cannot be reeed upon foe tar PUICOSet Clients Should refer to the avocet:4e tax reporting forms they receive from 085 annuely, such as the forms 1099 and the FrtnIS 497, for lax rePOltmg information II is the Make of 085 to file the splicade to reporting forms with the US interred Revenue Semce and PR Treasury Department, and in such fortis accurately dairy d‘tdenct ardor interest as ten emrrpt or tine* income. Please consul! yOu I inchedual It. prepare/ March 2014 ($1 Year to date (S) Taxable dividends 4,263 76 4,263.76 Taxable interest 0.08 0.08 Total current year $4,263.84 $4,263.84 Total dividend & interest $4,263.84 $4,263.84 Summary of gains and losses Vaues reported telcw exclude products for which gam and losses are not Ossified. Realized gains and losses Unrealized March 2014 (9) Year to date (i) gains and Insses (9) Short term 0.00 0.00 68,692 37 Long term 0.00 0.00 211,386.11 Total $0.00 $0.00 $280,078.48 Cash activity summary See Account activity this month for detals. Sciences in your Sweep Options are induct din the openng and closing Mantes irate. FDIC insurance applies only to deposits a u85 Bank LISA not to deposits at Les AG. Slarriord trench or bank deposits placed throw", the LISS International Depose Account program. SIPC protection applies to moor/ market sweep hard hokringt but not bait depends Sae important ;Monne:ton about your statement on the last two pages cf this document for &IOUS March 2014 IS! Year to date (S) Opening balances $20,390.04 $0.00 Addittons Deposits and other funds credrted 22,163.00 42,553.04 Dividend and interest income 4,263.84 4,263.84 Total thiJItrons $26,426.84 $46,816.88 Net cash flow $26,426.84 $46,816.88 Closing balances $46,816.88 $46,816.88 SDNY GM 00020493 C elP70:10,006479757 NV7007307405 C0072 0314 030579004 M23568550 10000D Page 11 of 86 CONFIDENTIAL EFTA 00131113 EFTA01273320 *UBS Resource Management Account March 2014 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 80 .00 Closing UBS Bank USA Deposit balance Mar 6 820,390.12 Number of days in interest period 28 Average daily balance 85,825.73 Interest earned 80 .08 Annual percentage yield earned 0.02% Account name: GH1SLAINE MAXWEU_ friendly account name: Account number. Your investment objectives: YOU have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important inbrmation about your gammont at the end of this document. Your return objective: Curient income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions e You- account cost basis default clopng method is FIFO, First in, First Out Your linancial Advisor: SCOTT STACK MANLYLE CASIVEL CHP7C0C0006479758NP70C0300405 C0002 0314 030575004021888880 104021Y_GM_00021;145$ 12 of 86 CONFIDENTIAL EFTA_0013111 14 EFTA01273321 UBS Resource Management Account March 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Seale PnCeS, InCCfne and current va Urn shown may be apron:it*. AS a its ult gam and frOSIS May rot be acutately refleded. See important information about your statement a the end ol this dxurreM for mote Informal on Cash Cash and money balances Cash ant money balances may include avalable cah balances, U8S Bank USA &pout account Warren UBS AG Stanford Branch depose account balances and money market mutual fund sweep barances UBS Bank USA deposit accounl balances are insured by the FOC valhn avec able limits, but are not protected by DPC U135 AG Stanford Bram h deposit ac Duet btlarxes are not /muted by FDIC end are sot protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC. Set the important information above your statement at the end of this daarnent for deals about those balance; Openng baance Closmg Wane Pnce per share Average Hddng on Mat 1 (S) on Mar 31 (S) on Mar 31 (0 rate U8S BANK USA CEP ACCT Doldend Interest period Your PI nodal Advisor: SCOTT STACK MAN/LYLE CASRIEL Daft n period Cap amount (f) Equities Common stock Hddng 1.1.31;* dsle lanT1:1O of shares Purchase on( Average pate per share (I) Cost WS'S (S) Price Per Share 01 Mar 31 (1) Value on Mar 31 (1) unresino gain or loss (1) Hddng Period ANALOG DEVICES INC Symbol, ADI Exchange- OTC EAI: 32.591 Cuyent yield- 2 78% Nov 16. 11 13.003 37 316 485 12 53.140 690 82 205 70 LT Nov 17, I I 13003 35393 460.12 53.140 690.82 230.70 17 Nov 18, 11 35.003 35.502 1242 58 53.140 1.859 90 617.32 LT Nov 21, II 18.000 34.371 618 68 53.140 956 52 337.84 LT Nov22, 11 15.000 33338 500.07 53.140 797.10 297.03 LT Nov 23, 11 22.003 32 655 718 43 53.140 1,169 08 450.65 LT Nov25, II 7.000 32.460 227.22 53.140 371.98 144.76 LT Nov 28, 11 30.003 32.951 988 55 53.140 1,594 20 605.65 LT Nov29, 11 18.000 33.472 602 51 53.140 956.52 354.01 LT Nov29, II 5.000 33.622 168.11 53.140 265.70 97.59 LT Apr 24, 12 30.000 37.567 1,12701 53.140 1,59420 467 19 LT 20390 04 46,816.88 250,000.00 continued next page SDNY GM 00020495 C HP7000?306479759 NP70C030340S 000O2 031.1 030579004 III73S68SSO 100000 Pap 13 of 86 CONFIDENTIAL EFTA_00I31115 EFTA01273322 UBS Resource Management Account March 2014 Your assets . Equities . Common stock (co.-bonus) Nuking Trade date somber or shares Purchase peicel Average price per share (I) Price per shoe Cott befit (S) cm Mat 31 (1) Vdueon Mat 31 (S) Lloretated gain or loss (S) Hddng period Jan 23,13 1,056.000 43 209 45,62881 53.140 56,115.84 10,487.03 LT Apr 22,13 489.000 42 447 20,756 68 53.140 25,985.46 522878 ST Security total 1,751.000 41.990 73,523.89 93,048.14 19,524.25 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 12,442 Current yield: 2.48% Aug 4, 11 146.000 48.469 7,076.53 77.260 71279.96 4,203.43 LT Aug 12, 11 4.000 46.880 187.52 77.260 309.04 121.52 LT Jan 23, 13 767.000 59890 45,936.09 77.260 59258 42 13322.33 IT Apr 22, 13 355.000 65.098 23,110.04 77.260 27,427.30 4317.26 ST Security total 1272.000 59.992 76310.18 98274.72 21,964.54 BAXTER INTL INC Symbol: BAX Exchange: NYSE EAI: 13,050 Current yield: 2.66% Jun 20, 12 30.000 51.934 1,547.84 73.580 2,207.40 659.56 LT Jun 20, 12 17.000 51.522 875.89 73.580 1250.86 374.97 LT Jun21,12 29.000 52.077 1,510.25 73.580 2,133.82 623.57 LT Jun21,12 7.000 51.500 360.50 73.580 515.06 154.56 LT Jun21,12 5.000 52.216 261.08 73.580 367.90 106.82 LT Jun 22, 12 61.000 51.890 3,165.29 73.583 4,488.38 1,323.09 LT Jan 23,13 768.000 66.658 51,193.80 73.580 56,509.44 5,315.64 LT Apr 22, 13 355.000 69.318 24,60800 73.580 26,120.90 1,512.90 ST Sep 19, 13 74.000 72.165 5,340.28 73.580 5,444.92 104.64 ST Sep 19. 13 6.000 71.875 431.25 73.50, 441 48 10.23 ST Sep 19. 13 3.000 71.880 215.64 73.580 220.74 5.10 ST Sep 20, 13 47.000 71.987 3383.41 73.580 3,458.26 74.85 ST Oct 3, 13 154.000 64.600 9,948.49 73.580 11,331.32 1,382.83 ST Security total 1,556.000 66.094 102,841.72 114,490.48 11,648.76 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.45% Oct 5, 12 7.000 189.932 1,329.53 314.480 2201.36 871.83 LT Oct 5, 12 3.000 187.820 563.46 314.480 943.44 379.98 LT Oct S, 12 2.000 186.670 373.34 314.480 628.96 25962 LT Oct 8, 12 8.000 185.783 1,510.27 314.480 2,515.84 1,005.57 LT Oct 9, 12 15.000 189186 2,837.79 314.480 4,717.20 1,879.41 LT continued next page CNP70003006479760NP70003C0405 00002 0314 030575004 V123568550 10060j1iyGhtoculyvie 14 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Anandol Advisor, SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00131116 EFTA01273323 *UBS Resource Management Account Mardi 2014 Account name: GHIStAINE MAXWELL Friendly account name: Account number Your Fl sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) Trade Hddng date taunter of shares Ptirenera pace, Average pdce per snob TS/ Cost bans (S) Peke per share an Mar 31 (I) Wine on Mai 31 (I) Lirrealzed gain a loss (1) eidting period 00 9, 12 2.000 189.010 378.02 314.480 628.96 250.94 LT Oct 10, 12 3.000 187.720 563.16 314.480 943.44 380.28 LT Oct 10, 12 2.000 187.670 375.30 314.480 628.96 253.62 LT Oct 10.12 2.000 187.995 37599 314.480 62896 252.97 LT lan 23,13 224.003 236966 53,080.41 314.480 70,443.52 17,363.11 LT Apr 22, 13 104.000 251.093 26,113.69 314.480 32,705.92 6,592.23 ST Security total 372.030 235218 87,501.00 116,986.56 29485% CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 12,664 anent yield: 2.42% An 19,13 72.000 84.718 6,099.75 99.370 7,154.64 1,054.89 ST lun 20. 13 121.000 83.141 10,06015 99.370 12,023 77 1,963.62 ST Jun 20.13 78.000 83.030 6,476.39 99.370 7,750.86 1,274.47 ST lun 21,13 204.000 82.904 16,912.44 99.370 20,271.48 3,359.04 ST Jun 24.13 III.0O3 81.517 9,048.46 99.370 11,030.07 1,981.61 ST Jun 25, 13 73.000 82354 6,011.86 99.370 7,254.01 1,242.15 ST lun 26.13 69.000 82.259 5,675.90 99.370 6,856 53 1,180.63 ST kr 27, 13 141.000 82.951 11,696.12 99.370 14,011.17 2,315.05 ST lun 27.13 7.000 82.925 580.48 99.370 695.59 115.11 ST lun 28. 13 169.000 82.774 13,988.92 99.370 16,793.53 2,804.61 ST 1x11, 13 65.000 82.781 5,380.78 99.370 6,459.05 1,078.27 ST Sootily total 1,110.000 82221 91,931.25 110,300.70 18,369.45 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: 42,172 Current yield: 2.22% Aug 4,11 174.000 41.632 7244.05 64.870 11287.38 4,043.33 LT Aug 12, 11 4.000 42.450 169.80 64.870 259.48 89.68 LT Jan 23,13 910.000 54240 49,358.63 64.870 59,031.70 9,673.07 LT Apr 22, 13 420.000 59.788 25,111 32 64.870 27245.40 2.134.08 ST Scarily total 1,508.000 54300 81,883.80 97,82196 15,940.16 CONOCOPHLUPS Symbol: COP Exchange: NYSE EAI: $4,085 Current yield: 3.92% Aug 4, 11 106.000 52.109 5,523.58 70.350 7,457.10 1,933.52 LT Aug 12, 11 2.000 51 435 102.87 70.350 140.70 37.83 LT continued next page SDNY GM 00020497 CNP70003006479761 NP7000X0405 C0002 0311 030575004023568SW 100000 Pap 15 of 86 CONFIDENTIAL EFTA_001311 17 EFTA01273324 *UBS Resource Management Account March 2014 Account name: GH1SLAINE MAXWELL Friendly account name: Account numben Your Kaandal Advisor: SCOTT STACKMØLYLE CASRIEL YOUr assets Equities . Common stock (conbnued) Tra* Hddng Ome Weter of shirts Raamt pace/ Menage pact per snapt (1) Cate basis (I) Pace per snare ces Mat 31 (1) Vitae on Mat 31 (S) Ursealzed gein or Ion (I) Hddng perbd May8, 12 16.000 53.400 854.40 70.350 1,125.60 271.20 LT May8, 12 13.000 53287 692 74 70.350 914.55 221.81 LT Jul 17,12 14.000 55.940 783.17 70.350 984.90 201.73 LT Jan 23.13 789.000 59815 47,194.59 70.350 55,506.15 8311.56 LT Mar 19, 13 138.000 59.137 8,160.98 70.350 9,708.30 1,547.32 LT Apr22, 13 402.000 57.707 23,198.25 70.350 28,280.70 5,082.45 ST Security total 1,080.000 58.453 86,510.58 104,118.00 17,607.42 GELAL MALS INC Symbc4: GIS Exchange: NYSE EAI: 13.086 Ctrrent yield: 3.16% Aug 4, Il 191.003 36265 6,926.77 51.820 9,897.62 2,970.85 LT Aug 12, 11 5.000 35.754 178.77 51.820 259.10 80.33 LT Jan 23,13 1,001.003 41387 41,428.89 51.820 51,871.82 10,442.93 LT Apr 22, 13 464.000 50.287 23,333.21 51.820 24,044.48 711.27 ST Jun 17, 13 148.003 49.739 7,361.45 51.820 7,660.36 307.91 ST Jul 18.13 73.003 49.836 3,638.07 51.820 3,782.86 144.79 ST Sectrity toti 1,882.003 44.031 82.867.16 97,525.24 14,658.06 IWNDIS TCOL WORKS INC Symbol: ITW Exchange: NYSE EAI: 41,967 Current yield: 2.07% Aug 4,11 135.000 47.128 6,362.35 81.330 10,979.55 4,617.20 LT Aug 12, 11 3.000 45240 135.72 81.330 243.99 108.27 LT Jan 23,13 706.000 63.704 44,975.31 81.330 57,418.98 12,443.67 LT Apr 22, 13 327.000 60.685 19,844.22 81.330 26.594.91 6,750.69 ST Security total 1,171.000 60.903 71,317.60 95,237.43 23,919.83 JOHNSON & JOHNSON COM Symbol: .INJ Exchange: NYSE EAI: 12,814 Ctrrent 2.69% Aug 4, 11 123.000 62377 7,67238 98.230 12,082.29 4,409.91 LT Aug 12, 11 3.000 63.730 191.19 98.230 294.69 103.50 LT Jan 23,13 642.003 72.736 46,696 71 98.230 63.063.66 16,366.95 LT Apr22, 13 29800 84.721 25,247.10 98.230 29,272.54 4,025.44 ST Security total 1,066.000 74.866 79,807.38 104,713.18 24,905.80 MCDONALOS CORP Symbol: MCD Exchange: NYSE EAI: 13,298 Ctrrent yield: 3.30% Aug 4, II 95.003 84.969 8,072.06 98.030 9312.85 1240.79 LT continued no« page CNP70009006479762 NP7000X0405 00002 0314 030575004.23568150 10/gfflyGm00025145. 16 of 86 CONFIDENTIAL EFTA_0013111 18 EFTA01273325 UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACKMA:40'LE CASRIEL Your assets . Equities Hddng Common stock (continued) Trade date Mabee of shares Purchase Ova Average price per shL1Pt (t) Cost bens ($) Price per share an mar 31 (4) Value on Mai 31 (I) Linredlied gain or loss (4) Mang period Aug 12, 11 3.000 85.910 257.73 98.030 294.09 3636 LT Nov29, 12 8.000 86.456 691.65 98.030 784.24 92.59 LT tan 23,13 555.000 93.053 51,644.75 98.030 54,406.65 2,761.90 LT Apr 22.13 255.000 99318 25,326.32 98.030 24,997.65 -328.67 ST Sep 19.13 78.000 97)379 7,634.63 98.030 7,646.34 11.71 ST Sep 19, 13 22.000 97.425 2,143.36 98.030 2,156.66 13.30 ST Sep 19, 13 2.000 97.830 195.66 98.030 196.06 0.40 ST Security total 1,018.000 94169 95,966.16 99,794.54 3,828.38 NEXTERA ENERGY INC COM Symbol: NEE Exchanger NYSE EAI: 43,370 Current yield: 3.03% Aug 4,11 134.000 52.960 7,096 75 95.620 t 2,81308 5.71633 1.7 Aug 12, 11 3.000 52.530 157.59 95.620 286.86 129.27 LT tan 23, 13 700.000 71.610 50,127.21 95.620 66,934.00 16,806.79 1.7 Apr 12, 13 325.003 79.757 25,921.06 95.620 31,076.50 5,155.44 ST Security total 1,162.000 71.689 83,302.61 111,110.44 27,807.83 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield: 3.02% Feb 12, 14 148.000 92.171 13,641.35 95.290 14,102.92 461.57 ST Feb 12, 14 117.000 92203 10,787.77 95.290 11,148.93 361.16 ST Feb 12, 14 32.000 92115 2,950.91 95.290 3,049.28 98.37 ST Feb 12, 14 7.000 92.065 644.46 95.290 667.03 22.57 ST Feb 13, 14 110.000 92.095 10,13045 95.290 10,481.90 351.45 ST Feb 13, 14 68.000 91.911 6250)30 95.290 6,479.72 229.72 ST Feb 13, 14 33.000 9t.560 3,021.49 95.290 3,144.57 123.08 ST Feb 13, 14 6.000 91.615 549.69 95.290 571.74 22.05 ST Feb 14, 14 334.000 95389 31,860.13 95.290 31,826.86 -33.27 ST Feb 18, 14 114.000 96.023 10,946 72 95.290 10,863.06 -83.66 ST Security total 969.000 93.687 90,762.97 92,336.01 1,553.04 PEPSICO INC Symbol: PEP Exchange- NYSE EAI: 42,620 Current yield: 2.72% Aug 4,11 115.000 63.979 7,357.65 83.500 9,602 50 2244.85 LT Aug 12, 11 3.000 63.023 189.07 83.500 250 50 61.43 LT continued next page SDNY GM 00020499 cRP70o0V06479763 Ny=0300405 OcCo2 0314 0305750041ln mosso lococe ►egs 17 of 86 CONFIDENTIAL EFTA_001311 19 EFTA01273326 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued/ Hddng Trade date Mater of sham Purchase pricer Average Lice per than (S) Price per shoe Cost bath (1) on Mat 31 (1) Vdue on Mat 31 (S) 1.1nredIred grin or loss (5) Hddng period May 16, 12 6.000 68.535 411.21 83.500 501.00 89.79 LT Oct 24. 12 1.000 68.690 6869 83.500 83.50 14.81 LT Oct 25, 12 2.000 68810 137.62 83.500 167.00 29.38 LT Oct 26, 12 1.000 68890 68.89 83.500 83.50 14.61 LT Oct 31, 12 1.000 69370 69.37 83.500 83.50 14.13 LT Nov6,12 1.000 69370 69.37 83.500 83.50 14.13 LT Nov7,12 1.000 69.150 69.15 83.500 83.50 14.35 LT Nov8, 12 2.000 69.090 138.18 83.500 167.00 2882 LT lan 23,13 699.000 72.166 50,444.31 83.500 58366.50 7,922.19 LT Apr 22, 13 322.000 82.251 26,484.85 83.500 26,88700 402.15 ST Security total 1,154.000 74.097 85,50836 96,359.00 10,850.64 PROCTER &GANELE CO Symbol: PG Etchange: NYSE EAL 32,728 Current yield: 2.98% Aug 4, 11 118.000 60.103 7,092.22 80.600 9,510.80 2,418.5S LT Aug 12, 11 3.000 60.896 182.69 80.600 241.80 59.11 LT lan 23,13 619.000 69.941 43,293.73 80.600 49,891.40 6,597.67 LT Apr 22, 13 286.000 81332 23,261.18 80.600 23,051.60 -209.58 ST Apr 24, 13 108.000 77.762 8398.32 80.600 8,704.80 306.48 ST Security total 1,134.000 72.512 82,228 14 91,400.40 9,172.26 STAPLES INC Symbol: SPLS bchange: OTC ERI: 43,249 Current yield: 4.23% Oct 24. 12 63.000 11.313 712.74 11.340 714.42 1.68 LT Oct 24, 12 1.000 11360 11.36 11.340 11.34 -0.02 LT Oct 25, 12 57.000 11391 64929 11.340 646.38 -2.91 LT Oct 25, 12 46.000 11.420 525.36 11.340 521.64 .3.72 LT Oct 25, 12 8.000 11.430 91.44 11.340 90.72 -0.72 LT Oct 26. 12 51.000 11.400 581.42 11.340 578.34 .3.08 IS Oct 31, 12 12.000 11.526 13832 11.340 136.08 -2.24 LT Oct 31, 12 3.000 1 I 566 34.70 11.340 34.02 -0.68 LT Nov 1,12 46.000 11.677 537.17 11.340 521.64 -15.53 LT Nov 1,12 33.000 11.605 382.99 11.340 374.22 -8.77 LT Nov1,12 7.000 11 .597 81.18 11.340 79.38 •1.80 LT continued next page CNP70009006479764 NP70003C0405 00002 0314 0305750dt Y123568550 laajwGmiymeign 18 of 86 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ilnancial Advisor, SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_0013 I 120 EFTA01273327 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (contrite:di mcldno Trade drie taint'« of snares Perdtase nicer Average price pet share (1) COS( bads <SI Price per stwe al Mat 31 (5) vane on Mal 31 (1) gain1.1 O7O1111 (11 Hcidng period Nov 1, 12 1.000 11 .600 11.60 11.340 11.34 -0.26 LT Nov2, 12 31.000 11.552 358 12 11.340 351 54 -6.58 LT Nov 5, 12 31.000 11.465 355.43 11.340 351.54 -3.89 LT Nov 5, 12 7 000 11.590 81.13 11.340 79.38 -1.75 LT Nov6, 12 51.000 11.820 602 87 11.340 578 34 -24.53 LT Nov6, 12 26.000 11812 307.13 11.340 294.84 -12.29 LT Noel, 12 48.000 11.597 556 70 11.340 544.32 -12.38 LT Nov 7, 12 22.000 11.582 254.82 11.340 249.48 -534 LT Nov8, 12 57.000 11.446 652.43 11.340 646.38 -6.05 LT Nov8, 12 30.003 11 672 350 16 11.340 340 20 -9.96 LT Nov8, 12 3.000 11 .666 35.00 11.340 34.02 -0.98 LT Nov29, 12 26.000 11.778 306 24 11.340 294.84 -11.40 LT Nov29, 12 8.000 11.778 94.23 11.340 9012 -3.51 LT Nov29. 12 6.000 11.765 70.59 11.340 68.04 -2.55 LT Nov30, 12 37.003 11.714 433 45 11.340 419.58 -13.87 LT Nov30, 12 16.000 11.677 186.84 11.340 181.44 -5.40 LT Nov30, 12 11.000 11.688 128 57 11.340 124.74 -3.83 LT Nov30, 12 1.000 11.750 11 75 11.340 11.34 • 0.41 LT Jan 23,13 3,076.000 13.260 40,788.38 11.340 34,881.84 -5,906.54 LT Mar 7, 13 399.003 12.626 5,03793 11,340 1,524 66 -513.27 LT Apr 22, 13 1,918.093 12.912 24,767.13 11.340 21,750.12 -3,017.01 ST Aug 26, 13 203.003 14.401 2,923 46 11.340 2,302.02 -621.44 ST Aug 26, 13 181000 14 412 2,608 63 11.340 2,052 54 -55609 ST Aug 27, 13 253000 14.105 3,568 74 11.340 2,869.02 -699.72 ST Security total 6,769 003 13036 88,237 30 76,760 46 -11,47684 TARGET CORP Symbol. TOT Exchange NYSE EAI: $2,752 Current yield: 2.84% Sep 23, 13 68.003 64 391 1,378 59 60.510 4,114 68 -263.91 ST Sep 23.13 6.000 64 405 386 43 60.510 363.06 23.37 ST Sep 24, 13 180.000 63.999 11,519.91 60.510 10,891.80 -628.11 ST Sop 24, 13 82.000 EA 133 5,25897 60.510 4,961 82 -297.15 ST Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number Your Pi nandal Advisor: SCOTT STACKMANLYLE CASFaEL continued next page SDNY GM 00020501 CIIP7030?305479765No70033C0405 C00O2 0314 030575004 Y1236685501000:0 Page 19 of 86 CONFIDENTIAL EFTA_00131121 EFTA01273328 SUBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Irking rroae date Martin of titer's Purchase lancet Average pike per snag (1) Con bads (1) Price per snare on Mar 31 (1) Vitae on Mat 31 (S) Unrealized gain or Ion ($) Hddng period Sep 25.13 152.000 63.446 9,643.85 60.510 9,197.52 -446.33 ST Sep 25.13 92.000 63.598 5,851.05 60.510 5,566.92 -284.13 ST Sep 25,13 18.000 63135 1,147.23 60.510 1,089.18 48.05 ST Sep 25.13 13.000 63.620 827.06 60.510 786.63 -40.43 ST Sep 26.13 114.000 63.436 7,231.76 60.510 6,898.14 -333.62 ST Sep 27, 13 193.000 53.993 12,350.76 60.510 11,678.43 -672.33 ST Sep 30.13 104.000 63.785 6,633.64 60.510 6293.04 -340.60 ST Sep 30,13 51.000 63.888 3258.30 60.510 3,066.01 •172.29 ST Sep 30.13 27.000 63812 1,722.95 60.510 1,633.77 -89.18 ST Oct 1,13 139.003 69851 8,875.42 60.510 8,410.89 -464.53 ST Oct 1,13 53.000 61856 3,384.40 60.510 3,207.03 -177.37 ST Oct 1,13 38.000 63.757 2,422.80 60.510 2299.38 •123.42 ST Oct 1, 13 38.000 63813 2,424.93 60.510 2,299.38 •125.55 ST Jan 7, 14 197.000 62889 12,389.28 60.510 11,920.47 -468.81 ST Jan 7, 14 32.000 63.004 2,016.15 60.510 1,936.32 -79.83 ST lan 7, 14 3.000 62863 188.59 60.510 181.53 •7.C6 ST Security total 1.600.000 63.695 101,912.07 96,816.00 -5,096.07 TRAVELERS COS INC/THE Symbol: TRV Exchange RUSE EAI: 32.304 Current yield: 2 35% Apr 24,12 20.000 63 432 1268.64 85.100 1,702.00 433.36 LT Apr 24,12 4.000 63350 253.40 85.100 340.40 87.00 LT Apr 24,12 1.000 63.560 63.56 85.100 85.10 21.54 LT Apr 25,12 10.003 63.520 635.20 85.100 851.00 215.80 LT Apr 25,12 10.003 63.617 636.17 85300 851.00 214.83 LT Apr 25.12 10.000 63.659 636.59 85.100 851.00 214.41 LT Apr 25,12 2.000 63.545 127.09 85.100 170.20 43.11 LT Apr 25,12 2.000 63.645 127.29 85.100 170.20 42.91 LT Apr 25,12 2.000 63.745 127.49 85.100 170.20 42.71 LT Apr 26,12 5.000 63.928 319.64 85.103 425.50 105.86 LT Apr 26.12 2.000 63.920 127.84 85.100 170.20 42.36 LT Apr 26,12 2.000 63.930 127.86 85.100 170.20 42.34 LT Apr 26,12 1.000 63.720 63.72 85300 85.10 21.38 LT Account name: GHISLAINE MAXWELL friendly account name:Incl Account number • Your IS oandd Advisor: SCOTT STACK MANYLYLE CASR1EL continued next page CNP70009006479766 NP7000X0405 00002 0314 03057500t VI23568550 IC%ffireGp,400021~ 20 of 86 CONFIDENTIAL EFTA_00 1 3 1 122 EFTA01273329 *UBS Resource Management Account March 2014 Your assets . Equities . Common stock (continued) Purchase once Track Number Average price Pnce per share Vdue on undesired Holdng mddng date of snares per shale (0 Cost basis (S) m Mat 31 (1) Mat 31 (1) gainer loss TO period May 1, 12 15.000 64 637 969.56 85.100 1276.50 306.94 LT May 1, 12 6.000 64 715 388 29 85.100 510.60 122.31 LT May 1, 12 6.000 64 975 389.85 85.100 510.60 120.75 LT May 1, 12 2.000 64 850 129 70 85.100 170.20 40.50 LT May 1, 12 1.000 64 820 64 82 85.103 85.10 20.28 LT May 2. 12 7.000 64374 450.62 85.103 595.70 145.013 LT May 2. 12 4.000 64 410 257.64 85.100 340.40 82.76 LT May 2, 12 2.000 64 320 128 64 85.100 170.20 41.56 LT May 3. 12 4.000 64.960 259 84 85.100 340.40 80.56 LT May 3, 12 2.000 64 675 129 35 85.100 170 20 40.85 LT May 3, 12 2.000 64.910 129.82 85.103 170.20 40.38 LT Lan 23,13 629 003 77 560 48,785 62 85.100 53,527 90 4,742.28 LT Apr 22, 13 290 000 84.719 24,568 68 85.100 24,679 00 110.32 ST May 22, 13 111030 83 807 9302 58 85.100 9,446.10 143.52 ST Security total 1,152 0)3 78 533 90,469 50 98,035 20 7,565.70 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange: NYSE EAI 42,843 Current yield: 2.75% Sep 19, 13 82.003 91.779 7,52590 97.380 7,985 16 459.26 ST Sep 19, 13 19.000 91 625 1,740.88 97.380 1,850.22 109.34 ST Sep 20, 13 107.003 91.805 9,823.18 97.380 10,419.66 596.48 ST Sep 20, 13 26.000 91 835 2387 71 97.380 2,531 88 144.17 ST Sep 23, 13 93.003 91.049 8,467.59 97.383 9,056.34 588.75 ST Sep 24, 13 93.000 91 612 8,520 00 97.380 9,056.34 536.34 ST Sep 24, 13 41.003 91.663 3,758 20 97.380 3,992.58 234.38 ST Sep 25. 13 62.003 91.138 5,650.56 97.380 6,037.56 387.00 ST Sep 25, 13 11.003 91090 1,031 99 97.380 1,071 18 69.19 ST Sep 26, 13 64.003 91,489 5,855.30 97.380 6,232.32 377.02 ST Sep 27, I3 54.000 91.117 4,920.33 97.380 5258.52 338.19 ST Sep 30.13 46.000 91.475 4,207.86 97.380 4,47948 271.62 ST Oct 1, 13 46.000 91.668 4,216.73 97.380 4,479.48 262.75 ST Oct 1,13 6.000 91 650 54990 97.380 584.28 34.38 ST continued neat page SDNY GM 00020503 C HP70005306479767 NP7003303405 CO007 0314 030575004 ll 23568550 100000 Pap 21 of 86 Account name: GHISLAINE MAXWELL friendly account name Account number. r Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL CONFIDENTIAL EFTA_0013 I 123 EFTA01273330 *UBS Resource Management Account March 2014 Account nome: GHISLAINE MAXWELL Fdendly account name: Account number Your Kuuncial Advisor: SCOTT STACKMAIILYLE CASRIEL Your assets Equities siddng Common stock (continved) ruade ditte marte( of :haret Purchase puces Average puce pet amie (S) Cou bath (SI Fnce per share an mat 3: (II Vdue on Mar 31 (S) Unredned gin or Mu (f) Huang Pefed OCt 2, 13 61.000 91.128 5,558.84 97.380 5,940.18 381.34 ST Oct 2, 13 19.000 91 067 1,730 29 97.380 1.850 22 119.93 ST Oct 3, 13 55.003 90337 4,968 58 97.380 5355 90 387.32 ST Oct 4, 13 55.000 90.653 4,98596 97.380 5355.90 369.94 ST Jan 17,14 121.000 99 231 12,037 00 97.380 11,782.98 -224.02 ST Secunty total 1,061.000 92 250 97,876 80 103,320.18 5,443.38 nit« INC SymboI XLNX Exchange:OTC EAL 12,086 Cu rent yield. 2.14% Sep 7, 12 25.003 34.770 86927 54.270 1,356 75 487.48 LT Sep 7, 12 5.000 34 846 174 23 54.270 271.35 97.12 LT Sep 10, 12 37.000 34 845 1,289 29 54.270 2,007.99 718.70 LT Sep 10. 12 3.000 34.660 103.98 54.270 162.81 58.83 LT Sep 11, 12 20000 34 853 697 06 54.270 1,08540 388.34 LT Sep 12, 12 18.000 35.006 630.11 54.270 976.86 346.75 LT Sep 13, 12 21.0O8 34886 732.61 54.270 1,139.67 407.06 LT Sep 14, 12 19.003 35.536 675 19 54.270 1,031 13 355.94 LT Sep 17, 12 7.000 35.151 24606 54.270 379.89 133.83 LT Oct 24. 12 3.000 32.523 97 57 54.270 162 81 65.24 LT Oct 25, 12 5.000 32.522 162.61 54.270 271.35 108.74 LT Oct 26.12 3.000 32.776 98.33 54.270 162.81 64,48 LT Oct 31. 12 1.000 32.770 32.77 54.270 54.27 21.50 LT Nov 1,12 2.000 33360 66.72 54.270 108.54 41.82 LT Nov 1, 12 1.000 33.520 33.52 54.270 54 27 20.75 LT Nov I, 12 1.000 33.530 33.53 54.270 54.27 20.74 LT Nov2, 12 1.000 33.550 33.55 54.270 54.27 20.72 LT Nov 5,12 1.000 33 190 33.19 54.270 54.27 21.08 LT Nov6.12 3.000 33286 101.66 54.270 162.81 61.15 LT Nov7,12 2.000 34.025 6805 54.270 108.54 40.49 LT Nov 7, 12 1.000 33.910 33.91 54.270 54.27 20.36 LT Nova, 12 4.000 34.032 136.13 54.270 217.08 80.95 LT Nov8, 12 1.000 33 860 33.86 54.270 54.27 20.41 LT Nov28. 12 4.000 34.312 137.25 54.270 217.08 79.83 LT cantoued ne.« page CNP70309006479768NP70CO3C040500032 0314 030575004 V123568S5010MyGht 0002ess 22 of 86 CONFIDENTIAL EFTA_00131124 EFTA01273331 *UBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account narne:Ind r Account number. Your Financial Advisor SCOTT STACK LIAM Lv LE CASRiEL Your assets . Equities. mcldng Common stock (conbnuedl Trade date Number of shares Purchase ;Inca Average price per share IQ Cost beds CO Me per share an mar 31 (1) Value on Mai 31 (I) Unrealzed Hdcing tan or loss (1) period Nov28, 12 3.000 34.410 103.23 54.270 162.81 59.58 LT Nov29. 12 15.000 34.583 518.75 54.270 814.05 295.30 LT Nov29, 12 3.000 34.493 103.48 54.270 162.81 59.33 LT Ian 23.13 1,087.0003 36.805 40,008.01 54.270 58.991.49 18,983.0 LT Apr 22,13 502.000 35.691 17,917.23 54.270 27,243.54 9,326.31 ST Security total 1,798.000 36246 65,171.15 97,577.46 32,406.31 Total $1,715,949.62 31,996,028.10 3280,078.48 Total estimated annual income: 355,784 Your total assets Percentage at Cost Est Mated urteszei value on Mat 91(1) your account bash (0 annual incur* ($) gain or loss (5) Cash Cash and money balances 46,816.88 2.29% 46,816.88 Equities Common stock 1,906,028.10 97.71% 1,715,949.67 55,784.00 260,078.48 Total 32,042,844.98 100.00% $1,762,766.50 $55,784.00 3280,078.48 Account activity this month Dale Actiity Oeseripeion Amount ($) Deposits and other finds credited Mar 10 Deposit CHECK DEPOSIT 19,300.57 Mar 17 Deposit CHECK DEPOSIT 2.862.3 Total deposit and other fueds credited Date Actiuty DescreptIon $22,163.00 Amara ft Dividend and interestinanne Taxable dividends Mar 11 Dividend ANALOG DEVICES INC PAID ON 1751 647.87 Mar 17 Dividend MCDONALDS CORP PAN) ON 1018 82458 Mar 17 Cividend NEXIERA ENERGY INC COM PAID ON 1162 842.45 Mar 24 Dividend 8LACKROC_K NC PAID ON 372 717.96 Mar 28 Dividend PEPSICO INC PAO ON 1154 654.90 Mar 28 Dividend TRAVELERS COS1NCITHE PAID ON 1152 576.00 Total taxable divideads 34,763.76 SDNY GM 00020505 C81'70003086479769 NP70003C0405 00002 0314 030575004 Y123568550100000 Page 23 of 86 CONFIDENTIAL EFTA_00131125 EFTA01273332 SUBS Resource Management Account March 2014 Account activity this month (Continvedi Date Activity Dividend aad intorestiacorni (continued) Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030914 0.08 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: Your Amanda' Advisor: SCOTT STACK MANLYLE CASRIEL Descrption Amount (S) Total taxable interest Total dividend end interest income S0.08 34.26324 Date Activity Descrpticn Annum (f) Money balance activities Feb 28 Balance forward 320,390.04 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0914 0.08 Mar 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 19,300.57 Mar 12 Deposit 1.1BS BANK USA DEPOSIT ACCOUNT 647.87 Mar 18 Deposit LISS BANK USA DEPOSIT ACCOUNT 4329.46 Mar 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96 Mar 31 Deposit UK BANK USA DEPOSIT ACCOUNT 1230.90 Mar 31 Closing U.S Bank USA Deposit Account 846,816.88 The UBS Bait USA Deposit Account is your primary sweep option. CNP7C009006479770 NPVC0303405 00002 0314 COC675004 d 2356955010My_Gm000211gm 24 of 86 End of statement for account numberI CONFIDENTIAL EFTA_00131126 EFTA01273333 Important information about your statement LES Financial Services ix. (the F im or UBS Anoxia! Senthe). is a merrter of all princiaal moray, cannodey and options exchanges. MS Feerxial Stokes and 1165 Bank USA ere rdrect 'Ural:Sarin of LES AG and affiliates of LES Setritin UC. Ti. Finn's I handal statement is available upon mixt. The Fir's excite* off ices are a: LES Finnool Semen kw 1200 Harbor Boulevard Weehawken, t0 07086 Its 'Menem represents the any off icial Mead of pis LES Financial Nukes account. Other moth rapt official tar du-unmet, containing organ? date should rot be relied (E:allow before there is an error or emission, please report it Ormedately narking to the Ranch Manager et the office sentiment account. Atfouct al figures shown ere edended to be accurate. statement data shout not be used for tae purposes Rely sae& on yenend tax forms, te. Form ENE Sat 10425, etc.) whin prepirimyour tar return. The Fine a required by low to won to he IRS all taxabk dividerick. report** rantaicabk dvidends and liable niece* eared on secteties held in you exark net proceeds on safe trareactexe, aid cost base cncenain covered mutes. Communications witlythe Firm • Please re-confirm arty oral cormxricatorts in *meg to further protect your rads. includrig your rad under the Salsifies nester Protection Act (SWA). • If thefinancial nstitution enthe top left of de friont of this statement is no LES Financial Sykes, LES Faunae' Services carries pox account a cleamg taker by anargerrant web the nicked intlitutelt We Wormed you of to relatianship when you opened this atom. Intl* case, your Ws and non:taw located a LES financel knee's and rot the ienixng broker. ad you mu t make a rePorl of rap era or OrnittiOn to both lined. ANottani statements shall tie deemed complete ad accurate a not objected ton wen; within 60 days. • Please died customer complaints a egJiieS to he Fim'sClant Relations Depanment X 201-352-1699 atoll-free a 800454-9103, 800 A.M. to 6:CO P.M. ET Monday through Fridak a in vet* to LES Financial Stokes lx., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • ti case of erten or Olesligne about an electronic fixds transfer (Wit bi puymm or UBS Visedebit card transactor* call 62-1000, or wife to UBS Feenciathenrtee he., 1000 Harbor Blvd, 6th floor. Weehawken NI 07086. ABrc RIANBSA Sites Cal or write as soon as you cart if pou tile pas stmereent or receipt is tong or if you need more inftemakin eboat a twofer on the atatement or recejet. The Firm or Card Issuer fas afkableknuff her from you np later than 50 days aher to Fim sent you the fin stamen on whith the error or problem Matted. - Prow* you- name ad ocean number 0 any). — Death& the *nor or he transfer you am trotre about and explan as cleat as tam cm why you belt* re is an error a why youneed more information — Proud. the &Aar arramt d to suspected ma. The Fins or Cad Issuer Mt tonna* your ccmplaint and will correct any error promptly. Please ma. all checks payable to the Fins or tie financial in indeated on fro front of to 'Moment had:Mix. to remit accord fen accounts may be subject to mantenne fees, chaps for late parent for statutes purchases and charges kr unpaid amounts in cash =thins. Accounts that ate transferred as other imitations may be subject to a sunder fee. UBS Sweep Options UBS offers options for sneepng cash Litotes, biances to bank deposits al UBS Bat USA and UBS AG Sufficed branch (Etank Sweep Pregame), moneymaim intuit knIs (Morn ands) ad the Trite-nationalDeposal Accord ODAffor customers with an Intonational Resource Management Account. Through tie Bank Sweep Prtgannk cash balances re them to UISEtni. USA up to an **abated knit ad then to LES AG Stanford Brandt or a Money Fund. Deposits at UBS Bat USA are FDIC mired in accordance with FDIC oaks. For nxre namation please reit mewl ditgov. Deposes at UBS AG Stanford Burch and tares of Money Funds ay rot Mind by the FCC. %rusty, the OA, athilebk to cash balances are swept to depose accounts at UBS AG New Yak Branch and IBS AG Cayman Bunch These deposits are not inured by the FCC. Balances Feld at an LEIS AG Carnal Brant, are tempera* exposed to the sovereign risk of the Canon blends, and tore is no gatirantee Cr other obligaton of UBS AG to gypsy the biarces while en the UBSC Nyman Breit. books. Depost at LES Bale LEA and each UPS AG Bench are not protected by SIPC. Money Fund shires me protected by SIPC. See 'U35 Financial Services Acton Protection' bobw Upon you no.est, betakes in the Bark Sweep Program or OA may be ethane" and shares of a Money Fund my be liquidated, wed the proceeds returned to you or their wenn accamt, krt.,/ raormation about available sweep options, nothing unit emeest rate, and yell, a soak k at www.Lbstomrsweeppelds, from your F Owe ial Maar or by calling 800.762.1000 UM Financial Services amen protection The F rrn is a menthe of tle SeardeS Inventor Protection Corpora:en (SIPC), *kith protect securities account, of its members up to S500,0:0 Talking 5255,000 for dams kr cash) The MK asset protection Imes spy to all account tat you hold n a palioular capacity. The Finn, together with certain elites, ha also purthasectipplwental protection. The minimum mouth DO* to al eligible diens, taking utak this protection is S500 million as of December 10, 2013. Pre to to the pokyconditions ard limitations, cash a the Firm is further protected kr ma to $1.9 million n the aggegate for all you accounts held n a Donator capacity A ft! ccpy of tie poky waxing is addible Wen MIMI. The SIPC protection and the supplemental protection both do not apply to. . Corkin frontal Assets controlled by (and incLided your account value) lad held away from UBSFinaxel Services (e.g.. certain(* cash al UBS Bat, cat at LES AG Swatted branch, (I) insuraxe accbC1S, including warble enmities, and 00 shares of mutual fent where such thane are registered diedly n the name of the account token on the books and records of the applicable issuer or transfer agent); • Crain runner* contracts or nestment interest Org., limited pertneshix and plate placement) the are rot registered ender tie Securities Act of I S03; ad • Commodities contacts (e.g. Ithergn exchange and plectra metal ca -acts). ithuding Mures contacts ad tormeditsontim contracts. the 51K protects:nand Ile supplemental protection do not apply so these assets tent they otherwise appear on you. staornergy. Tee SEC protection ad the ssnIkerentalprotedion der not protect against changes in the maim vale of sou investments fnhether a a result of market mopement, iSSuer bankruptcy Ce athertnewt More information is aval*Se canon richest You may obtan roe hfcanation abou SIPC. noting the 51K Brothste, by cottoning SIPC a 202-371-8300 or by nett* the SIK **bake at YAW/.140‘041 Dividend Re:we/hen Program (DPP) the ate reflected is an emote price. You ma/ the actual price from you Financial Advisor. 0y Wok tarn are purchased under DRIP; partial there, wil be sod rd to oath wM be deposited in your account. The 6viderd reiwesvnent price applied by to issuer may • from the market pia at which the partial shares n sold Csalenlieu Chap whole units may be hewn yoke account. If you am entitled to a palol use a a result of a theiderd python or otherwise, the Firm rid ether sell panal mitt at market peke a accept an mount determined by a registered clean* agency, rid credit you' accost Investment objectives the revestmen Swann rd risk profile are speak to each account and row anbetween Phase *thee the Fern pritintei on *rang of any *natant change in you. Mattel situation Or nvestmen objecting. For each CONFIDENTIAL accost held, you choose one of the following investment objecliees' • *Wu. Cureentfixone. h.etbie its seekng the generation of income crib,. • Addeo Capra epprociatbe Irkintrnente seeking grown of prrotalrather than the generation of morn?. • Produce Com:buten of income and Capital Appreciation- I-segments seeking both the generaticn of norne and gambol prixinel. Oewoll risk prof des • Othsfevarke Seeks to martian nilel prec Pat with low risk and volatility to the acorn opera., rent that mewls the accost does not generate significant income or returns and may rot keep pace with inflation. • Moderate: Willi* to accept sane Mc to thinctal and tolerate some watery to seek hirer returns. • Angst*: Wiling to accept high Fisk to penopal ad high Motility to seek Nigh returns over time. Statement household:1r We may consolidate al related account statements with the sane adders n the sure envekpe. Accounts may be related ler this purpose betake they hew owners who also maintain pre non relational* wit other clients at the sane address. This practice's known as • househthing • II you prefer to recene individual statements mated in separate enveties —JOU may diklthe householding by oiling your Freiman Adveor. Friendly account name The Frendfi accost name reflects al ormation that you entered on the *Ws online seNces webste his a Custanitable 'noisome' chasm by you to auks you wish your recordkeephp. It has ro legal effect on your account. You can dirge you' Fri endb exeunt names, through Orate Services or by contactrgeourFiential Advises. ACCOOlt overview • van of poor accountiporffon Net of assets and • Asset kolas salable cash balances, vases for restricted sear list), and Global tine Deposits, urrealted maths to maid, and certain assets not held by the Fem. Does not include unthiced periods ,t al the end of the prior and amen statementerios or prorate iwestnwits, minted stock options and emteatie stock options • Eialskies Include, debit bilirors °Amara* rrorgn loans. credit Fmk Owl accost balances. • Casb/r•oney balances. Total of unimested avalable cash balances. plus OF Bak USA deposit bat-rtes. UBS AG Surrawd Brands deposit balances and money market natal fund sweep balms at the case of he gatemen period. Norscormlocky free credit balances in your account we rot segregated from other balances • fee Fin, may use any of these funds in the ordinay course of its business. these funds me payabk Loon your darned. This total is include)., Pe omen period closing value. SDNY_GM_00020507 EFTA_00131127 EFTA01273334 Important information about your statement (coninued) W awa tampion Fa detract information on the Finis lending prances and taus, refer to you Client Relatizaip Ageement or Ascot Agreement rid the General Timm ad Conditions UBS Statement of Credit Practices available in Agreements andDadoserres at muraktracalarsgurtglainal Vaasa Your etrament Remit securitis endother was held tithe secant at the end ot the rtatentere period. You may ask for dethery of fully paid secueies at ary time. You may receive securities ad as loan collateral alter prying any balsa due on hem. Pry *writers transitedto the ;ire data the Watiment pent are listed at market value as of the end of the Staternere period. • Can basis. In detamning the cost basis of the seositin indicted in this statement, where indicated wash he rumba UPS Fieircial Services has relied a information cbtained from sources other I/lent/85 Frencial Services. including Odom-ton kern another lim a that puma has provided to you Finaxial MMus The Finn dos not itemendently verify a cements the acaracy or varclity day information provided by seas Sher then LESEPuncial Services. h adzitirt although LIDS ainrniCel Services generally abut this tamation as it is received, the firm does not provide any learances that the idamation vow "Cost basis" and lthireakzed gal loss' accurate as of tie date of his statement. As suck please do not rely on this eicenution to make pachera a tale decisions,. kris prase cr otherwise. Accounts Wandered to tie Fim may reflect gaff loss rdamatin orgif or the period of tine they a held at the F rm Main historical Moms a tan be added by your Fend Advisor. • Unrealized gain/loses Wien data is agilizat eninated areatized gaing Imes a urdated fa nivital secret lots. Re transaction data for netts( bis may or may not reflect ammissai. &urges ender "entity reorgenizal sits Dividend and otarre outran lots ad systernatk pad as bts are eachcombined to display crie averaged lot. She • Trade date • coktnn presents the aigrul transaction wade date. • Callable parities Barb and referred stock that the aver cats for eat redemption wit be selected mpaitalg by lot ban among all seoseies of that issa held hour name or in nornhee none la as clients. Call bane idcmusic n is dotted from third patties and is accuracy isnot guaranteed. Other call leases mays's' Stich cat affect yeti candete tortnatin Mete provided upon request • Certificates of &peer (map?CDs are FDIC inured asp to 5250,000 n priwit and accrued interest per &poste ad per deposthey institution, 6accordance web FOIC rules. • Priervalue Pros dirtesd for securities and other peeducts may be higher or lower than the price that you would anualy reek* n the maiket Prices are obtained fran vaisn third party sources whits we belts to be retitle. but we do not gmealee their accuracy. - We gensaty a the closi-g priceten awards cr the mean of the bid ail ask prices fatted securities and <plus a o* It prices to OTC seosities. - Less 'fag waded securities may be priced ushg a valuation model or the mots recent rite we obtaned and may not milled an actual maket rice or vaam - Craton positions may appear watheut a dice act will thaw at 'price was rot available' if we we untie to obtain apace for a scaly - Deposits or sectritin denteninatted 6currencies other tan U.S. dollars are reflected at the eichinge rate as of the statement date. - fur eration tuna wiedng n non.conformng derreeenalcre. mice at quarry0as vita) may have teen adisted to facilitateprat veumion. To obtain current quotations, when wattle, cordaa your Financial Adder. • Private inthernente and etructered produeb. hitt riteStmeit securities (hcbd6g act patripation ;warn and real estate investment trust scales) acid smart podxts are generalW highly Akvii. Certain dna-tared proicts hove not been registered will the Securities and ExthaCommesion o- under ano state securnes laws. We prowde est/mated skies for prate investment secretes and structured products for raormatifrul purposes only. Mang knee guaranteed. - These values may differ Mosta-nab/ from prices. if any, at etch a paw rwestntnl security a structured I:firkin may be bough or sold and do not nocesimily represent the vase you may receive ton rquidition. - Thal parlyesdnaesof vale see as of a certob date ad are sass lid to UBS Few-cial Services on a regukr bass by an independent valuation tint - ems general partner or scar estimated votes, ary, are tupplied to thermal by the roar, gensal pater Cr Spaithr and may be tabulated based on dltereri information fran tat used by Chidpenis to derive heir estimated values. - You can obtah Stud edennairon regarding the methodology used to determine the stint* of value ad the date of to tdoemalkn that is the basis for lee en mate by contactirg your Fruncial Advisor. - TAW piety estnutetherues may be reflected as •Not pad' n war I sit dims. wee n rdependent station tim NS not suppled or is cattle to assign a vats. Mien we became aware that a materialevent has united that May call a peetusly reported vela ib question. or *hen a value would be highlyspeculative due to the metre of the security. - When neither an suer, general pane or sponsor stated war me a Ord./any estimated woe if mad the value al the scaly will be deigned ken its purchase price. - • Dalzu cm to date may iodide return of capital. interne a both - 'Crignaltnt see • reptaeos the initial Olen; price per unit and may not ;elect Will cost basis • Restricted neuritis; Restrcled sentain generally are rot currently ergble for publk sale. UBSFina-cal Services ides re market price of the unrestricted slack of the sane issuer as an mputed value for As restricted stock for (Napo:col this 'ferment on. To the tent that restricted SeCtrition are SOS la a the sax nuked may be silonantralg less than the immeed value *town • Eat Beata) incest anent yields and rata. An stinate of a-rual income is based a current clicked ad interest rates, assuring tie seculties Sill be held for sew yew from statement date or Lentil nutisity. This tuna ceW egtelne, accuracy aid continued means are not guyed's( - Estimated anal income rd current yeti focertain toes of seoskis could include a rebt of pmcpalor capeal gars h which case the est income (ird current yield would be overstated. - Estimated snail i-ccarie a-d cant yeld and the actual hcone and Pell milt be kwer a higher than the tinged amounts. - An estMate of trusteed income (divdend ands interest) deededby the care market vatraverage balance is based on the bet dividend Or interest payment made by the issuer and mimes the securities/depot will be held foe ore year fran the statement date or until manly. Accuracy erd continued weld me not garaged • Assets not hold by UBS Fiesta Services. Certain assets me rot held by the Fein and not viten the fens possessen or untol. These assets me thawed on yea statement for informational purposes only. Position, and values presented are Petted by the issui-g hen UBS Fna racial Services not rescrable for the ?formation and des not gurnantte es accuracy. These assets we rot protected by SIC or is Fits implemental SIC covers?. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b-t fees received n carman with the distnbution of nasal lads to our c lent we Niece our AIMS ✓eceive revenue taring Papeento from distributors ardor advisors of the rural funds that we sell. Theseamounts are based on two deferent aornItOnent4 to matt of sales by UBS of a pm:6W mutual fund family to our clients, and Cs) the asset value of apanicsSr mutual fund family; stares held a tie tem — We and cur attire also recewe nenwrking and dermas ;teeming lees in consideration for winder agent servos that we pm& to the trued fads. These Wes generally are pal from insister mat in the mutual fund and are a fixed dada amount based cri the outer of accounts at the brolsedealer holdng maul lads ol that land fang; CONFIDENTIAL — h ackle on le crimascni received n connection rah Me sale or distnbacon of array contracts and vie investment that units to our <lents, we ands our affiliate recewe reverse sharing compensation Iran many of the insurance companies underweirg the racycontracts, tides of to Mutate menpats or sponsor of teat internee nets we distrb.ee - Cr affiliate. also nxiebe trading <amnesia and other comps nation from mutual knit and MtnnOO Companies whose prodmis we detnbUte. — %Verse's an and tee from UBS Bak OA and LISS AG Stanford Branch ohm to szs per accost sweeping to the bark; under the UBS Bak Sweep ercgrame Activity hbrmatithregradrigcanmissrns and other charges nested ei conned cn with tie um:knot wades ncludng option transactions has bierentbdid on antirrntons avow(' furrished to you, ad we be provided to y0u artmptly en reaped. Sheet allies I Ku art engaged in she selling a security, you may incur a charge die to cerUin Wearying costs for that particular secunty. Open eeden kiting ism or • gezdaikantelbe cedes that were not eiculed by the gatemen date, open buy and set stop orders are redxed by the mount of dividends or rights on an ex-dividerds or wads date unless instructed otherwise by you. You are respond:de for orders that are seated die coyote failure to cancel sating opm orders. Primes To obtain a copy of ax current Client BtuBois, please contact your Francis' Achisor or vet ar website at mitismAUBABtheitemettem. UBS Financial Services a not a bark We MIA, Bushes, Services Account GSA and IRMA re brekerag• account. which provide access to barking services ad products through arrangtments wdi affiliated bat arid other third-party bents, rod provides access to nsurace and antsy prodt, awed by unaffiliated thirdity insurance cargthis through reuram agency sandarac of UBS Financial Services Inc. Interment, nsura-ce. at artily products: Not MSC inured • No bank guarantee* May bse vain RYA. Resource Management Account, Business Services Account 854, 8144 and international Resource Management Accost are registered service marks of UBS Financial Services Inc Visa *rata is a festered service murk of visa Intonational CBS Vila Sigmas credit cads and CBS yea debit cards are tamed by UBS Bank USA with peaty/lion from Vs. U.S A Incorporated. UBS Fireside' Services Inc Psi 20402 SDNY_GM_00020508 EFTA_001 3 1128 EFTA01273335 SUBS 1.835 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056133631 0414 ■ 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Ill Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Questions about your statement? Call your Finan,:ial Advisor or the RMA ReSourCeLine at 800-RMA- MOO, account 029323568 Visit our website: www.ubStomainandaiserviCaS Items for your attention . If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to ubs.cornionimeservices Value of your account on March 31 (5) on April 30 (5) Your assets 2,042,844.98 2,082,282.04 Your liabilities 0 00 0.00 Value of your account $2,042,844.98 Tracking the value of your account S Thousands $2,082,282.04 2,042.8 2,082.3 Resource Management Account April 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 PAW 2014 AV 2014 Soarers of your account growth during 3014 V** of your account at year end 2013 Net deposits and withdrawals Your nveStrnent return Dividend and interest income Chance in market yaw Value of your occotrit on Apr 30. 2014 5000 51,988,593 85 $7,639.71 186osaas $2.0.3.392.04 SDNY GM 00020509 PA•mber SIPC CNP70303005838631 NP7003191745 00002 0414 030575004 Y123568550 0003C0 Pogo 9 of 98 CONFIDENTIAL EFTA 00131129 EFTA01273336 SUBS Resource Management Account A0'112014 Your account balance sheet Summary of your assets Value on April 30 (1.) Percentage of your xcount A Cash and money balances 50,192.75 2 41% B Cash alternatives 0.00 0.00% C Equities 2,032,089.29 97.59% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Corrmocift ies 0.00 000% Account name: GH1SLAINE ELL Friendly account name: Account number: Value of your account $2,082,282.04 100.00% $2,082,282.04 Your current asset allocation A Eye on the markets Index Yourignoncial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% Percentage change April 2014 year to date 0.74% 2.56% 0.12% 2.10% 1.53% 2.31% 0.84% 2.70% 011'700X0005038632 WT003191745 00002 0414 030575004 Y123568S5003alyyGitocoAlliM 10 of 98 CONFIDENTIAL EFTA_00131130 EFTA01273337 Resource Management Account *CBS HI. :CI: Change in the value of your account April2014 (S) Year to date (S) Opening account value 52,042,844.98 10.00 Deposits, including investments transferred in 0.00 1,988,593.85 Dividend and interest income 3,375.87 7,639.71 Change in market value 36,061.19 86,048.48 Closing account value $2,082,282.04 $2,082,282.04 Account name: GHIS&AINE , i. Friendly account name: Account number. Dividend and interest income earned For purposes of leis statement, tarefatty of interest and dnidend income hen been determined from a US ta rep:cling gersperahr. Based upon the residence of the account holder. account type. or product type, some Interest ardor dvidend payments may not be subject to United States (US) area NPR'S, Rico (PR) income tares. The tient monthly statement is not intended lo be used ant carrot be retied upon for tar purposes. Clients should refer to the aCCINCEbee tax reponrng forms they receise from US$ annuals', such as the Forms 1099 and the Fermi 480, foe tar reporting information n IS the practiced LIBS to file the apt:egade tar reporting forms with the US mterrul Revenue Semce and PR Treasury Departrent, and in sot h fortis accurately dasofy clocienct arbor interest aster ectritot or teeter income. Please consult yOur includual tan prepare/ April2014 (1) Year to date (S) Taxable dividends 3,374 78 7,638.54 Taxable interest 1 09 1.17 Total currant year $3,375.87 $7,639.71 Total dividend & interest $3,375.87 $7,639.71 Summary of gains and losses %/dues reported below exclude products for which gait and losses are not dectlfrezt Realized gains and losses Unrealized April 2014(1) Year to date IS) gains and kisses (S) Short term 0.00 0.00 32,632 93 Long term 0.00 0.00 283,506.74 Total $0.00 $0.00 5316,139.67 Your II nandal Advisor: SCOTT STACKMANLYLE CASRiEL Cash activity summary See Account actnrty the month for decals. Balances in your Sweep Options are inducedin the cpenng and doing bdances yaw. FDIC Insurance applies only to deposits e u8S Bank USA, not to deposits at LOS AG. Stamford &tench or bank deposits paced through the UBSInterneeronal Depose Account pro7arn SIPC protection applies to money market sweep lurid holdings but not bans deposits. Seeimportant inSomnation about your statement on the last two pages cf this document for deists Apnl 2014 (5) Year to date (S) Opening balances 546,816.88 50.00 Additions Deposits and other funds credrted 0.00 42,553.04 Dividend and interest income 3,375.87 7,639.71 Total additions $3,375.87 $50,192.75 Net cash flow $3,375.87 $50,192.75 Closing balances $50,192.75 $50,192.75 SDNY GM 00020511 CkiP70:0130568:8633 NP:00319I 745 00032 dila 030575004 Y123568SS000C00) Page 11 of ce CONFIDENTIAL EFTA_00131131 EFTA01273338 *UBS Resource Management Account April 2014 UBS Bank USA Deposit Account APY interest period Mar 7 • Apr 6 Opening UBS Bank USA Deposit balance Mar 7 820,390 12 Closing UBS Bank USA Deposit balance Apr 6 148,190.97 Number of days in interest period 31 Average daily balance 841,466.38 Interest earned SI 09 Annual percentage yield earned 0.03% Account name: • Friendly account name: Account number: Your investment objectives: YOU have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Important inbrmation about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Ignenciel Advisor: SCOTT STACK MANLYLE CASRIEL CNP70009005688634 NP7003191745 00002 0414 030575004 Y123568550 030;01iffiM00026.112 12 of 98 CONFIDENTIAL EFTA 00131132 EFTA01273339 SUBS Resource Management Account April 2014 Your assets Account name: GHISLA1NE MAXWELL Friendly account name:Ind Account number SOnle prK eS, *neer,* and current values Shonn may be approximate. As a result, gains and IOM'S may not be acurately reflected. See importantinsarmabon about your statement a the end ol this dxurrent for more Informal on Cash Cash and money balances Cash and money balances may include avalable cah balances, OBS Bank USA deposit acount Glances. UBS AG Stanford Branch deposit account balances and money market mutua fund sweep balances. UBS Bank USA deposit accounl balances are insured by the FOC villein applic tie limits, but are not protected by SIPC. U135 AG Stanford Banc h deposit accoum telaxes are not insured by F DC rid ale not protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC. Sn the fmportant information about your statement at the end Of this dxurent for details rout those balances. Hddng IJ13513ANK USA DEP ACCT 4681688 50,192.75 250,000.00 Openng baance Closing Wince Pnce per share Average on Apr 1 (1) on Apr 30 (5) on Apr 30 (1) rate DnIdencf interest period Your Ill sandal Advisor: SCOTT STACKMANLYLE CASRIEL Dais en period Cap arounl (1) Equities Common stock Hddng 11.10C dote RIITI:P“ of shares Purchase pita AVeragt price per share (1) Cost basis (V Price Per Share on Apr 30(1) Value on Apr 30(1) twee/lug gain or loss (I) Hdd rig period ANALOG DEVICES INC Symbol: ADI Exchange- OTC EAI: 12,591 Current yield- 2 89% Nov 16, 11 13 003 37316 485 12 51.290 666 77 181.65 LT Nov 1 7, 1 1 13.000 35393 460. 12 51.290 666.77 206.65 LT Nov18, 11 35.000 35.502 1,24258 51.290 1,795.15 552.57 LT Nov 21, I I 18.000 34 371 618 68 51.290 923.22 304.54 LT Nov 22, 11 15.000 33338 50007 51.290 769.35 269.28 LT Nov 23, 11 22.003 32655 718 43 51.290 1,12838 409.95 LT Nov25, 11 7.000 32.460 227.22 51.290 35903 131.81 LT Nov28, II 30.003 32.951 988 55 51.293 1,538.70 550.15 LT Nov29, 11 18.000 33.472 602 51 51.290 923.22 320.71 LT Nov29, II 5.000 33.622 168.11 51.290 256.45 8834 LT Apr 24, 12 30.0® 37.567 1,12701 51.290 1,53870 411.69 LT continued next page SDNY GM 00020513 C HP7C007005668635 NP7003l91 745 00032 0414 030575004 Y123568SSOCODOCO Page 13 of 98 CONFIDENTIAL EFTA_00I31133 EFTA01273340 UBS Resource Management Account April 2014 Your assets . Equities . Common stock icorionoeco Hddng Trade date Norte' of them Purchase Ow Average price per thaw (I) Cad bads (S) Price pet Otte on Apr 30Ni Vdue on API 30(S) toreaszed ton or ion (4) Hddng period Jan 23,13 1,056.000 43 209 45,62681 51.290 54,162.24 8,533.43 LT Apr 22, 13 489.000 42.447 20,756 68 51.290 25,080 81 4,324.13 LT Security total 1,751.000 41.990 73,523.89 89,80979 16,284.90 AlITOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 42,442 Current yield: 246% Aug 4, 11 146.000 48.469 7,076.53 77.960 11,382.16 4,305.63 LT Aug 12, 11 4.000 46.880 187.52 77.960 311.84 124.32 LT Jan 23,13 767.000 59890 45,936.09 77.960 59,795 32 13,859.23 LT Apr 22, 13 355.000 65.098 23,110.04 77.960 27,675.80 4,565.76 LT Security total 1272.000 59.992 76,310 18 99,165.12 22,854.94 BAXTER INTL INC Symbol: BAX Exchange NYSE (Al: 13,050 Current yield: 2.69% Jun 20, 12 30.000 51.594 1,547.84 72.790 2,183.70 635.86 LT Jun 20, 12 17.000 51.522 875.89 72.790 1,237.43 361.54 LT Jun21,12 29.000 52.077 1,510.25 72.790 2,110.91 600.66 LT Jun21,12 7.000 51.500 360.50 72.7% 509.53 149.03 LT Jun21,12 5.000 52.216 261.08 72.790 363.95 102.87 LT Jun 22, 12 61.000 51.890 3,165.29 72.7% 4,440.19 1,274.90 LT Jan 23, 13 768.000 66.658 51,193.80 72.790 55,902.72 4,70692 LT Apr 22, 13 355.000 69.318 24,608.00 72.790 25,840.45 1,232.45 LT Sep 19, 13 74.000 72.165 5,340.28 72.790 5,385.46 46.18 ST Sep 19, 13 6.000 71.875 431.25 72.790 436.74 5.49 ST Sep 19.13 3.000 71.880 215.64 72.790 218.37 2.73 ST Sep 20, 13 47.000 71.987 3383.41 72.7% 3/121.13 37.72 ST Oct 3, 13 154.000 64.600 9,948.49 72.790 11,209.66 1,261.17 ST Security total 1,556.000 66.094 102,841.72 113,261.24 10,419.52 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.56% Oct 5, 12 7.000 189.932 1,329.53 301.000 2,107.00 777.47 LT Oct 5,12 3.000 187.820 563.46 301.000 903.00 339.54 LT Oct 5, 12 2.000 186.670 373.34 301.000 602.00 228.66 LT Oct 8, 12 8.000 185783 1,510.27 301.000 2,408.00 897.73 LT Oct 9,12 15.000 189186 2,837.79 301.000 4,515.00 1,677.21 LT Account name: GI-IISLANE MAXWELL A endly account name: Accountant number. Your Ignandal Advisor, SCOTT STACK MANY LYLE CASRIEL continued next page CNP70003001088636 NP7000191745 00002 0914 030575004 VI 23568SSOCOMINGik mufti* 14 of 98 CONFIDENTIAL EFTA_001311134 EFTA01273341 44)UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Flnandra Advisor: SCOTT STACK MANLYLE CASPJEL Your assets . Equities Hddng Common stock (continued) Trade date taunts of shares Parrott price average price pee share (I) Cosa basis CO Pete per share on Apr 30(1) Vdue on Urredlted Hddng Apr 30(S) gain of loss (t) period Oct 9, 12 2.000 189.010 378.02 301.000 602.00 223.98 LT Oct 10, 12 3.000 187.720 563.16 301.000 903.00 339.84 LT Oct 10, 12 2.000 187.670 375.34 301.000 602.00 226.66 LT Oct 10. 12 2.000 187.995 375.99 301.000 602.00 226.01 LT Jan 23.13 224.000 236966 53,080.41 301.000 67,424.00 14,343.59 LT Apr22, 13 104.000 251.093 26,113.69 301.000 31,304.00 5,190.31 LT Security total 372.0(13 235218 87,501.00 111,972.00 24,471.00 CATERPILLAR INC Symbol: CAT Exchange: NYSE (Al: 12,664 Current yield: 2.28% Jun 19, 13 72.000 84.718 6,099.75 105.400 7,583.80 1,489.05 ST Jun20.13 121.000 83.141 10,060.15 105.400 12,753.40 2.693.25 EE Jtm 20, 13 78.000 83.030 6,476.39 105.400 8,221.20 1,744.81 ST Jun21.13 204.000 82.904 16,912.44 105.400 21,501.60 4,589.16 ST Jun 24,13 111.003 81.517 9,04846 105.400 11,69940 2,650.94 ST Jun 25,13 73.000 82354 6,011.86 105.400 7,694.20 1,682.34 ST Jim 26.13 69.000 82.259 5,675.90 105.400 7,272.60 1,596.70 ST lin 27,13 141.000 82.951 11,696.12 105.400 14,861.40 3,165.28 ST Jim 27.13 7.000 82.925 580.48 105.400 737.80 157.32 ST Jrm 28.13 169000 82.774 13,9B892 105.400 17,812.60 3,823.68 ST Jul I, 13 65.000 82.781 5,380.78 105.400 6,851.00 1,470.22 ST Security total 1,110.000 82821 91,931.25 116,994.00 25,062.75 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE (Al: 42.172 Offrent yield: 2.14% Aug 4,11 174000 41.632 7244.05 67.300 11,710.20 4,466.15 LT Aug 12, 11 4.000 42.450 169.80 67.300 269.20 99.40 LT Jan 23,13 910.000 54240 49,358.63 67.300 61,243.00 11,884.37 LT Apr22. 13 420.000 59.788 25,111.32 67.300 28266.00 3,154.68 LT Security total 1,508.000 54300 81,883.80 101,488.40 19,604.60 CONOCOPHLUPS Symbol. COP Exchange: NYSE (Al: 44,085 arrent yield: 3.71% Aug 4,11 106.000 52.109 5,523.58 74.310 7,876 86 2,353.28 LT Aug 12, 11 2.000 51.435 102.87 74.310 148.62 45.75 LT continued next page SDNY GM 00020515 CNP70303005698637 NP7000191 745 00002 0414 030575004 Y123568550000000 Pap 15 of 98 CONFIDENTIAL EFTA_00B1B5 EFTA01273342 *UBS Resource Management Account April 2014 Your assets . Equities . Common stock (Continued) Hddng Trade date Iturber of thorn Purchase OW Average pace per share (1) Con basis (1) Prke per share on Apr 30(1) Vdueon Aim 30(1) UnredIzed Hokin; gain or Ion (I) period May8, 12 16.000 53.400 854.40 74.310 1,188.96 334.56 LT May8, 12 13.000 53287 692 74 74.310 966.03 273.29 LT Jul 17,12 14.000 55.940 783.17 74.310 1,040.34 257.17 LT Jan 23,13 789.000 59815 47,19459 74.310 58,630.59 11,436.00 LT Mar 19, 13 138.000 59.137 8,160.98 74.310 10254.78 2,093.80 LT Apr 22, 13 402.000 57.707 23,198.25 74.310 29,872.62 6,674.37 LT Security total 1,080.000 58.453 86,510.58 109,978.&3 23,468.22 GELAL MILLS INC Symbol, GIS Exchange: NYSE EAI: 13.086 Current yield: 3.09% Aug 4,11 191.000 36265 6,926.77 53.020 10,126.82 3200.05 LT Aug 12, 11 5.000 35.754 178.77 53.020 265.10 86,33 LT Jan 23,13 1,001.000 41387 41,428.89 53.020 53,073.02 11,644.13 LT Apr 22, 13 464.000 50.287 23,333.21 53.020 24.601.28 1268.07 LT 1:4117, 13 148.000 49.739 7,361.45 53.020 7,846.96 4:85.51 ST Jun IS, 13 73.000 49.836 3,638.07 53.020 3,870.46 232.39 ST Security total 1882.003 44.031 82867.16 99,783.64 16,916.48 IWNDIS TOOL WORKS INC Symbol: 11W Exchange NYSE EAI: 41,967 Current yield: 1.97% Aug 4, 11 135.000 47.128 6,362.35 85.230 11,506 05 5,143.70 LT Aug 12, 11 3.000 45.240 135.72 85.230 255.69 119.97 LT Jan 23,13 706.000 63.704 44,975.31 85.230 60,172.38 15,197.07 LT Apr 22, 13 327.000 60.685 19,844.22 85.230 27,870 21 8.025.99 LT Security total 1,171.000 60.903 71,317.60 99,804.33 28,486.73 JOHNSON & JOHNSON COM Symbol: ACI Exchange: NYSE EAI: 12,985 Current yield: 2.76% Aug4,11 123.000 62.377 7,672.38 101.290 12,458.67 4,786.29 LT Aug 12, 11 3.000 63.730 191.19 101.290 303.87 112.68 LT Jan 23,13 642.003 72.736 46,696 71 101.290 65,028 18 18,331.47 LT Apr 22, 13 298.000 84.721 25,247.10 101.290 30,184.42 4,937.32 LT Security total 1,066.000 74.866 79,807.38 107,975.14 28,167.76 MCDONALOS CORP Symbol: MCC) Exchange: NYSE EAI: $3,298 Garen( yield: 3.20% Aug 4,11 95.000 84.969 8,07206 101.380 9,631.10 1,559.04 LT continued next page CNP70003005888638 NP7000191 745 00002 0414 030575004 Y123568550 C001#1YGM00021918 16 of 98 Account name: GHISLAINE MAXWELL friendly account name: Account number: Your linandd Advisor, SCOTT STACK MAIdLYLE CAMEL CONFIDENTIAL EFTA_00 1 3 1136 EFTA01273343 SUBS Resource Management Account , [2,- 1 t YOU I- assets . Equities . Common stock (continued) Hddng Trade date Hunter of shares Purchase puce( *wine price per shoe (I) Cost basis (SI Price peg share on Apr 30(1) Value on ape 30(9 Wreaked gain or 1054 a) Hddng period Aug 12, 11 3.000 85910 257.73 101.380 304.14 46.41 LT Nov29, 12 8.000 86.456 691.65 101380 811.04 119.39 LT Jan 23,13 555.000 93.053 51,644.75 101.380 56265.90 4,621.15 LT Apr 22.13 255.000 99318 25,32832 101.380 25,851.90 525.58 LT Sep 19.13 78.000 97.879 7,634.63 101.380 7,907.64 273.01 ST Sep 19, 13 22.000 97.425 2,143.36 101.380 2230.36 87.00 ST Sep 19, 13 2.000 97.830 195.66 101.380 202.76 7.10 ST Security total 1,018.000 94/69 95,966.16 103204.84 7,238.68 NEXTERA ENERGY INC COM Symbol: NEE Exchanger NYSE EAI: 43.370 Current yield: 290% Aug 4,11 134.000 52.960 7,096 75 99.850 13,379.90 6283.15 IT Aug 12, 11 3.000 52.530 157.59 99.850 299.55 141.96 LT Jan 23, 13 700.000 71.610 50,127.21 99.850 69,895.00 19,767.79 LT Apr 22, 13 325.000 79.757 25,921.06 99.850 32,451.25 6,530.19 LT Security total 1.162.000 71.689 83,302.61 116,025.70 32,723.09 OCCIDENTAL PETROLEUM CRP Symbol: OW Dchange: NYSE EAI: 12,791 Current yield:3.01% Feb 12, 14 148.000 92.171 13,641.35 95.750 14,171.00 529.65 ST Feb 12, 14 117.030 92203 10,787.77 95.750 11202.75 414.98 ST Feb 12, 14 32.000 92215 2,950.91 95.750 3,064.00 113.09 ST Feb I/ 14 7.000 92.065 644.46 95.750 670.25 25.79 ST Feb 13.14 110.000 92.095 10,13045 95.750 10.532.50 402.05 ST Feb 13, 14 68.000 91.911 625080 95.750 6,511.00 261.00 ST Feb 13, 14 33.000 91560 3,021.49 95.750 3.159.75 138.26 ST Feb 13, 14 6.000 91.615 549.69 95.750 574.50 24.81 ST Feb 14. 14 334.000 95389 31,860.13 95.750 31,980.50 120.37 ST Feb 18.14 114.000 96.023 10,94672 95.750 10,915.50 -31.22 ST Security total 969003 93.687 90,782.97 92,781.75 1,998.78 PEPSICO INC Symbol- PEP Exchange: NYSE EAI: 12,620 anent yield: 2.64% Aug 4,11 115 003 63.979 7,357.65 85.850 9,877 35 2,519.70 LT Aug 12, 11 3.000 63.023 189.07 85.890 257.67 68.60 LT Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL contoued next page SDNY GM 00020517 CNP70003005698639NP7000191 74500002 0114 030575004 Y123568550000000 Page 17á 98 CONFIDENTIAL EFTA_00131137 EFTA01273344 *UBS Resource Management Account April 2014 Account name: GHISLAPIE MAXWELL Friendly account name: Account number: Your 15 asocial Advisor: SCOTT STACK MANLYLE CASR1EL Your assets Equities fiacing Common stock (continued) dste taarber of share: Purchase price Average price pee share (I) Con bans (S) Price per stint on ape 30(5) Vaue on Apt 30 (5) unreaired gain or loss (t) Halting Period May 16, 12 6.000 68535 411 21 85.890 515.34 104.13 LT Oct 24. 12 1.000 68 690 6869 85.890 85.89 17.20 LT Oct 25, 12 2.000 68 810 137.62 85.890 171.78 34.16 LT Oct 26, 12 1.000 68 890 68 89 85.890 8589 17.00 LT Oct 31, 12 1.000 69 370 69 37 85.890 85.89 16.52 LT Nov6, 12 1.000 69370 69.37 85.890 8689 16.52 LT Nov7,12 1.000 69 150 69 15 85.890 8589 16.74 LT Nov8, 12 2.000 69.090 138 18 85.897 171.78 33.60 LT Jan 23, 13 699 000 72.166 50,444 31 85.890 60.037.1 1 9,592.80 LT Apr 22, 13 322.000 82.251 26,484 85 85.890 27,656 58 1,171.73 LT Security total 1,154.000 74.097 85,508.36 99,117.06 13,608 70 PROCTER &GAMBLE CO Symbol: PG Exchange: NYSE EAI: 32,919 Current yield: 3 trio Aug 4,11 118.000 60.103 7,092 22 82.550 9,740 90 2,648.66 LT Aug 12, 11 3.000 60.896 182.69 82.550 247.65 64.96 LT tan 23, 13 619.000 69941 43,293 73 82.550 51,098.45 7,804.72 LT Apr 22. 13 286.000 81332 23261.18 82.550 23,609.30 348.12 LT Apr 24. 13 108.000 77.762 8398 32 82.550 8,915 40 517.08 LT Security total 1,134.000 72.512 82,228 14 93,611 70 11,383.56 STAPLES INC Symbol. SPLS Exchange: OTC (Al: 43,249 anent yield' 3.84% Oct 24, 12 63.000 11.313 712 74 12.500 787.50 74.76 LT Oct 24, 12 1.000 11360 11.36 12.500 12.50 1.14 LT Oct 25, 12 57.000 11391 649 29 12.500 712 50 63.21 LT Oct 26 12 46.000 11.420 525.36 12.500 575.00 49.64 LT Oct 25, 12 8.000 11.430 91.44 12.500 100.00 8.56 LT Oct 26. 12 51.000 11.400 581.42 12.500 637.50 56.08 LT OCt 31, 12 12.000 11.526 13832 12.500 150.00 11.68 IT Oct 31, 12 3.000 11.566 34 70 12.500 37 50 2.80 LT Nov 1,12 46.000 11.677 537.17 12.500 575.00 37.83 LT Nov 1,12 33.000 11.605 382.99 12.500 412.50 29.51 LT Nov 1,12 7.000 11 597 81 18 12.500 87 50 6.32 IT continued next page CNMOC93054588640NP7000191745 03CO2 0414 030575004 Y123568550 0ZoilnikwGM0002(1591 Is of 98 CONFIDENTIAL EFTA 01))31)38 EFTA01273345 *UBS Resource Management Account April 2014 Account name: GHISLAINE MAXWELL Pdendly account name: Account number Your PI nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Your assets . Equities mddng Common stock loonhnued) TI3dt date web« of snares PU«Nne OW Average price per sham (S) Cost basis 01 ence per share on Apt 3001 vatic on unedited ricking AP, 30(4) gain or loss (S) Period Nov 1, 12 1.000 11.600 11.60 12.500 12.50 0.90 LT Nov2, 12 31.000 11.552 358 12 12.500 387.50 29.38 LT Nov 5,12 31.000 11.465 355.43 12.500 387.50 3107 LT Nov 5, 12 7.000 11.590 81.13 12.500 87.50 6.37 LT Nov6, 12 51.000 11.820 602 87 12.500 637.50 34.63 LT Nov6, 12 26.000 11,812 307.13 12.500 325.00 17.87 LT Nov?. 12 48.000 11.597 556 70 12.500 600.00 43.30 LT Nov 7, 12 22.000 11.582 254.82 12.500 275.00 20.18 LT Nov8, 12 57.000 11.446 652.43 12.500 712.50 60.07 LT Nov8, 12 30.003 11.672 350 16 12.930 375.00 24.84 LT Nov8, 12 3.000 11.666 35.00 12.500 37.50 2.50 LT Nov29, 12 26.000 11.778 306 24 12.500 325 00 1816 LT Nov29, 12 8.000 11.778 94.23 12.500 100.00 5.77 LT Nov29. 12 6.000 11.765 70.59 12.500 75.00 4.41 LT Nov30, 12 37.003 11.714 433 45 12.500 462 50 29.05 LT Nov30, 12 16.000 11.677 186.84 12.500 200.00 13.16 LT Nov30, 12 11.000 11.688 128 57 12.500 137.50 8.93 LT Nov30, 12 1.000 11.750 11 75 12.500 12.50 0.75 LT Jan 23,13 3.076.000 13260 40,788 38 12.500 38,450.00 -2,338.38 LT Mar 7, 13 399.000 12.626 5,037 93 12500 4,987 50 -50.43 LT Apr 22, 13 1,918.003 12.912 24,767.13 12.500 23,975.00 •792.13 LT Aug 26, 13 203.003 14.401 2,923.46 12.500 2,537.50 -385.96 ST Aug 26, 13 181.000 14.412 2,608 63 12.500 2,262 50 -346.13 ST Aug 27, 13 253033 14.105 3,568 74 12.500 3,162.50 -406.24 ST Security total 6,769 003 13036 88,237 30 84,672 50 -3,624.83 TARGET CORP Symbol: TGT Exchange NYSE EAI: 12,752 Current yield: 2.79°4 Sep 23, 13 68.003 64 391 4,378 59 61.750 4,199 00 -179.59 ST Sep 23.13 6.000 64 405 386 43 61.750 370.50 -15.93 ST Sep 24, 13 180.000 63.999 11,519.91 61.750 I 1,115.00 -404.91 ST Sop 24. 13 82.000 64 133 5.25897 61.750 5,063.50 -195.47 ST continued next pege SDNY GM 00020519 CHP7C0093056138641 NP7003191 745 00032 0414 030579304 V123568550000000 Page 19 or se CONFIDENTIAL EFTA_00131139 EFTA01273346 SUBS Resource Management Account April 2014 Your assets •EEquities . Common stock (continued/ Purchase pricer Track taarber average ;mkt Price per share Vdue on Unedited Holdng 111d n g date of shares per than (S) Con bans (I) on apt 30(5) Apr 30(1) gain or loss (S) period Sep 25. 13 152.000 63 446 9,643.85 61.750 9,386.00 -257.85 ST Sep 25. 13 92.003 63 598 5,85105 61.750 5.68100 -170.05 ST Sep 25, 13 18.000 63.735 1,147.23 61.750 1,111.50 -35.73 ST Sep 25, 13 13.003 63.620 827.06 61.750 802.75 -24.31 ST Sep 26.13 114.000 63 436 7231 76 61.750 7,039.50 •192.26 ST Sep 27, 13 193.000 63.993 12,350.76 61.750 11,917.75 -433.01 ST Sep 30. 13 104.003 63 785 6,63364 61.750 6,422 00 -211.64 ST Sep 30, 13 51.000 63.888 3258.30 61.750 3,149 25 •109.05 ST Sep 30.13 27003 63 812 1222.95 61.750 1,657 25 -55.70 ST Oct 1,13 139000 63 851 8,87542 61.750 8,583.25 -292.17 ST Oct 1, 13 53.000 63856 3,384.40 61.750 327275 -111.65 ST Oct 1,13 38.003 63 757 2,42280 61.750 2,34650 -76.30 ST Oct 1, t3 38.003 63 813 2,424 93 61.750 2,346.50 -78.43 ST Jan 7, 14 197.003 62.889 12,38928 61.750 12,164.75 -224.53 ST lan 7, 14 32.003 63004 2,01615 61.750 1,976 00 .40.15 ST 14n 7, 14 3.000 62863 188.59 61.750 185.25 -3.34 ST Security total L600.003 63 695 101,91207 98.800 00 -3,112.07 TRAVELERS COS INC/THE Symbol. TRV Exchange. NYSE EAI: 12.534 Current yield. 2.430/0 Apr 24, 12 20.003 63 432 1.268.64 93.580 1,811.60 542.96 IT Apr 24, 12 4.000 63 350 253 40 93.580 362 32 108.92 LT Apr 24. 12 1.000 63.560 63.56 93.580 93.58 27.02 LT Apr25, 12 10.000 63.520 635 20 93.580 905.80 270.60 LT Apr25. 12 10.003 63.617 636.17 93.580 905.80 269.63 LT Apr 25.12 10.000 63.659 636 59 93.580 905.80 269.21 LT Apr 25, 12 2.000 63 545 127 09 91580 181.16 54.07 LT Apr 25, 12 2.000 63.645 127.29 93.580 181.16 53.87 LT Apr 25, 12 2.000 63.745 127.49 93.580 181.16 53.67 LT Apr 26, 12 5.000 63.928 319.64 sass° 452.90 133.26 LT Apr 26.12 2.000 63.920 127.84 93.580 181.16 53.32 IT Apr 26, 12 2.000 63.930 127 86 93.580 181 16 53.30 LT Apr 26. 12 1.000 63.720 63.72 93.580 93.58 26.86 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your K noncid Advisor. SCOTT STACK MAIILYLE CASRIEL contfrnued next page CrIP7C0C9305688642NP70C0191 745 000O2 0414 030575004 Y123593550 ODEMYGM0002%/111 20 of 98 CONFIDENTIAL EFTA_001 3 1 140 EFTA01273347 UBS Resource Management Account April 2014 Account name: GHISLA1NE MAXWELL friendly account name: Account number. Your Maenad Advisor: SCOTT STACK MANILYLE CASRIEL Your assets . Equities Common stock (conbnuegl Pu«hase pore siddno Tap date Member of shares Average price per share (0 Poce per share Con basis (SI on Apr 30(11 ze:) period value on gainli Hddag Apr 30(1) or Ions May 1, 12 15.000 64637 969.56 90.580 1,358.70 389.14 ti May 1, 12 6.000 64 715 388 29 93.580 543.48 155.19 a May 1, 12 6.000 64.975 389.85 90.580 543.48 153.63 LT May 1, 12 2.000 64850 129 70 90.580 181.16 51.46 LT May 1, 12 1.000 64 820 64 82 90.580 90.58 25.76 LT May 2. 12 7.000 64374 45062 90.580 634.06 183.44 LT May 2. 12 4.000 64 410 257.64 90.580 362.32 104.68 LT May 2, 12 2.000 64 320 128 69 93.580 181.16 52.52 LT May 3. 12 4.000 64 960 259 84 90.580 362.32 102.48 LT Maya, 12 2.000 64 675 129 35 93.580 181 16 51.81 a May 3, 12 2.000 64.910 129.82 90.580 181.16 51.34 LT Ian 23,13 629.003 77 560 48,785 62 93.580 56,974.82 8,189.20 LT Apr 22, 13 290.003 84.719 29,568 68 93.580 26,268 20 1,699.52 LT May 22, 13 111.000 83 807 9302.58 90.580 10,054 38 751.80 ST Sec's* total 1.152.033 78 533 90,469 50 104,348 16 13,878.66 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange. NYSE EAI: 42.843 Current yield 2 72% Sep 19, 13 82.003 91 779 7,52590 98.500 8,077.00 551.10 ST Sep 19, 13 19.000 91 625 1,740.88 98.500 1,871.50 130.62 ST Sep 20, 13 107.000 91.805 9,823.18 98.500 10,539.50 716.32 ST Sop 20.13 26000 91 835 2387 71 98.500 2.561 00 173.29 ST Sep 23, 13 93.003 91.049 8,467.59 98.500 9,160.50 692.91 ST Sep 29, 13 93.003 91 612 8,52000 98.500 9,160.50 640.50 ST Sep 24, 13 41.003 91.663 3,758 20 98.500 4,038.50 280.30 ST Sep 25.13 62.003 91.138 5,650.56 98.500 6,107.00 456.44 ST Sop 25, 13 11.000 91 090 1,001 99 98.500 1,083 50 81.51 ST Sep 26, 13 64.003 91.489 5,855.30 sasco 6,304.00 448.70 ST Sep 27, 13 54.000 91.117 4,920.33 98.500 5,319.00 398.67 ST Sep 30.13 46.000 91 475 4,207.86 98.500 4,531.00 323.14 ST Oct 1, 13 46.003 91.668 4,216.73 98.500 4,531.00 314.27 ST Oct 1, I 3 6.000 91 650 54990 98.500 591 00 41.10 ST continued next page SONY GM 00020521 CHP7030?305668643NP7003141745 00802 0414 03057%04 Y123568S50 000000 Page 21 of 98 CONFIDENTIAL EFTA_00131141 EFTA01273348 SUBS Resource Management Account April 2014 Your assets Equities . Common stock (continued) Hiring Security total MINX1NC Symbol: XLNX Exchange:OTC EAL 42,086 Current yield. 2 A6% excel[ ditto Oct 2, 13 Oct 2, 13 0c13, 13 Oct 4, 13 lan 17,14 Sep 7, 12 Sep 7, 12 Sep 10, 12 Sep 10. 12 Sep 11, 12 Sep 12. 12 Sep 13. 12 Sep 14, 12 Sep 17, 12 Oct 24. 12 Oct 25, 12 Oct 26.12 Oct 31, 12 Nov 1,12 Nov 1,12 Nov I, 12 Nov2,12 Nov 5,12 Nov6, 12 Nov7,12 Nov 7,12 Nov8, 12 Nov8, 12 Nov28. 12 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your A sandal Advisor: SCOTT STACK MAI/ LYLE CASIVEL hunter of shares Purchase piny Average price per shape (I) Cost basis (4) Prue per Owe on Apt 30(S) Vdue on Apt 30(1) Unrealized gain or loss (4) HdeIng period 61000 91. 128 5,55884 98.500 6,00850 449.66 ST 19.003 91 067 1,73029 98.503 1,871 50 141.21 ST 55.003 90 337 4,968 58 98.500 5,417.50 448.92 ST 55.000 90.653 4,98596 98.500 5,417.50 431.54 ST 121.000 99 231 12,007 00 98.500 11,91850 88.50 ST 1,061.003 92 250 97,876 80 104,508.50 6,631.70 25.000 34.770 869.27 47.190 1,179.75 310.48 LT 5.000 34 846 174.23 47.190 235.95 61.72 LT 37.003 34 845 1,28929 47.190 1,74603 456.74 LT 3.000 34.660 103.98 47.190 141.57 37.59 LT 20.003 34 853 697 06 47.193 943 80 246.74 LT 18.000 35.006 630.11 47.190 849.42 219.31 LT 21.000 34.886 732.61 47.190 990.99 258.38 LT 19.003 35.536 675 19 47.190 896 61 221.42 LT 7.000 35.151 24606 47.193 330.33 84.27 LT 3.000 32.523 97 57 47.190 141.57 44.00 LT 5.000 32.522 162.61 47.190 235.95 73.34 LT 3.000 32.776 98.33 47.190 141.57 43.24 LT 1.000 32.770 32.77 47.190 47 19 14.42 LT 2.000 33360 66.72 47.190 94.38 27.66 LT 1.000 33.520 33.52 47.190 47.19 13.67 LT 1.000 33.530 33.53 47.190 47.19 13.66 LT 1.000 33.550 33.55 47.193 47.19 13.64 LT 1.000 33 190 33.19 47.190 47 19 14.03 LT 3.000 33.886 101.66 47.190 141.57 39.91 LT 2.000 34.025 6805 47.190 94.38 26.33 LT 1.000 33.910 33.91 47.190 47.19 13.28 LT 4.000 34.032 136.13 47.190 188.76 52.63 LT 1.000 33 860 33.86 47.190 47.19 13.33 LT 4.000 34312 137.25 47.190 188.76 51.51 LT continued next page cNP7C00X)056836.14 NP7003I9I 745 C0002 0414 030575004 Y123593S5eCCWINYGM000215,22 22 of 98 CONFIDENTIAL EFTA_0013 I 142 EFTA01273349 SUBS Resource Management Account I :C1: Account noose: GHISLAINE MAXWELL Friendly account natne: Ind r Account number. Your Pi minded Advisor: SCOTT STACKMANYLYLE CASRIEL Your assets Equities . Common stock (conbnued) Trade wiring date Writer of shares Porch/et pike Average price per share IQ Cost basis (St Pike per share on nor 30(1) value on ape 30(/) Unrealized Holdng gein of 10S5 (5) Period Nov28, 12 3.000 34.410 103.23 47.190 141.57 38.34 LT Nov29, 12 15.000 34.583 518.75 47.190 707.85 189.10 LT Nov29, 12 3.000 34.493 103.48 47.190 141.57 38.09 LT Jan 23.13 1.087.000 38805 40,008.01 47.190 51295.53 11287.52 LT Apr 22.13 502.003 35.691 17,917.23 47.190 23,689.38 5,772.15 LT Sectxity total 1,798.000 36.246 65,171.15 84,847.62 19,676.47 Total $1,715,949.62 $2,032,099.29 $316,139.67 Total estimated annual income: $56,376 Your total assets Percentage et Cost Situated Unrealzed Value on Ape 30 (S) your account bald (1) annual income (SI Ono' 1015 (S) Cash Cash and money balances 50,192.75 2.41% 50,192.75 Equities Common stock 2,032,089.29 97.59% 1.715.949.62 56.376.00 316.139.67 Total $2,082,282.04 100.00% $1,766,142.37 $56,376.00 $316,139.67 Account activity this month Die Minty Description anoint (S) Dividend and interestisoome Taxable thwlends Taxable interest Apr I Dvirlend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 610.56 Apr I Cividend BAXTER INTL INC PAID ON 1556 762.44 Apr 8 Dvidend ILLNOIS TOOL WORKS INC PA1DON 1171 491.82 Apr IS Dividend OCCIDENTAL PETROLEUMCRP PAID ON 969 697.68 Apr 17 Cividend STAPLES INC PAID ON 6769 812.28 Total taxable dividends $3.374.78 Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0470414 1.09 Total taxable interest Total dividend and interest income $1.09 $3.375.97 SDNY GM 00020523 0NP70009005038645 NP7000191 745 00002 0414 0305750041'123568550000000 Page 23 of 98 CONFIDENTIAL EFTA_00131143 EFTA01273350 SUBS Resource Management Account April 2014 Account activity this month (Contrived) Dale Activity Deeplicn Arrount (S) money balance activities Mar 31 Balance forward $46.816.88 Apr 2 Deposit LIDS BANK USA DEPOSIT ACCOUNT 1.373.00 Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0404/14 1.09 Apr 9 Deposit UBS DANK USA DEPOSIT ACCOUNT 491.82 Apr 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Apr 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 812.28 Apr 30 Closing MIS Sank USA Deposit Account S50.10.75 Account name: GHISLAiNE MAXWELL Friendly account name: Account number. Your Kniencial Advisor SCOTT STACK MAIILYLE CASRIEL Tne UBS Bank USA 02009t AccOunt IS your primary sweep colon CW7~3005698646 NP70C0I9I 745 00032 0414 030575004 VI 23569S5000~yGm0002~ 24 of 98 End of statement for account number.-, CONFIDENTIAL EFTA_00131144 EFTA01273351 Important information about your statement LBS Financial Services ix. (the F im or UBS Anoxia! Strong is a merger of all prince:el mosey, cormnity and cptcre erthwges. 1.85 Firtrxial Strict and U3S Bank USA we rdrect sutradares of LBS AG and affiliates of LES Secwitin UC. The Filers Itanrial statement is available upon noted The First venire offices we a: LBS Finennel Seamus Ix. 1200 Harbor nubvard Weehawken, to 07066 Ibis statement represent the any official record of yote LBS Fe-uncial Santos account. Other warn neat official tar documnrt containing conflict* daze should rot be relied inn If you ben* there is an error cr mission, please report it inmedately narking to the Ranch Manager d the office servile you account. Ail-cugh al figures shorn are etended to be accurate. statement data shzikl not be used fix tat purposes Rely sink onys-end tax forms, 6.e.. Form 1099 SEE 10425, etc.) whin preprergyour to return. The Fim a required by low to won to tie IRS all taxabk &indent report** re:namable Undends and aable meted eared cm secteties held in you accaut, net proceeds cm safe transactors, and cost base cntenain coveted learns. Communications whilst', Firm . Please re-confirm are oral cormuncatorts in *meg to funher protect young*. includrig your Ned order the Stones nun Protection Act (Stn. • If thefinancial nstaution en the tcp leit of Me bort of this statement is no LESS linnet Senikes, CBS Feenoal Services canes yos accourt as cleamg toter by anargerrant web the induced intlitutal We Wormed you of to rielannshis when you opened this attars. h this case, your ten and 'earns a-e heated a LBS Rnancial Strikes and rot the erodwng broke., aid you rout make a Wort el try eta or *Tuition to both HMS. A Naccunt szaternrits shall be deemed complete ad accurate if not objected ton wren; within 60 days. • Please &vet customer complaints a iNUiin to he Firn's C lent Relations Depanent a 201-352-1699 atoll-free a 800-3Se-9103, 8:CO A.M. to 6:CO P.M. ET Monday through Friday a in mire to LBS Financial Seines ix., Client Relations Depalment, P.O. Box 766 Union City, NJ 07087. • is ease of ern or Oast Cris about an electronic funds tansies' EFT) NI puymm or UBS Vsedebit card Vanuctions, call 62-1000, or voile to UBS Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. Wuhan/en W 07086. Ann RIANBSA Sermes Cal or write as soon as you cart it you thiicycis statement or receipt is wring or t you need more inkrmatim ebos a tire* on the statement or mai* The firm or Card hat fas SPIrablrimulf her from you ns later thwi 60 days aher to Fim sent you the fin stamen on which the error or problem Maned. - Prone you name ad acco.rt nutter 0 any) - Death& the *nor or he transfer you ant tare about, and elan as chair aye cm why you believe re is an error a why you need more ekrmation - Proud. the &Aar anion d tosuspected enot The Fern or Cad Issuer wel instigste yew complaint and will cared any error prom*. Please make all cheeks paubb to the Fern or tie lihntial institution heated on tie front of to stakimint had:Mist to nine accost fen accounts may be subject to mai-ten-re lees, chat es for tee parent for 'tunes purchases and charges For unpaid armonts in cash axons. Accounts that ate transferred bo nor nsteutions may be subject to a trends tee. UBS Sweep Option UBS offers options for sweepng cash bounce; balances to hart deposits at UBS Bat USA and UBS AG Stamford branch (flank Sweep Pregams), money maks mewl kends (Money Fund) rd the Intonational Deposit Accont ODAlfor customers with wantentional Amuse Management Accourt. Through tie Bank Sweep Pronert cash balances re swept to MISEterk USA up to an istabkhod lint ad then to LBS AG Stanford Bradt or a Money Fund. Oeooses at UBS Bart USA are FDIC rend in accordwee with FDIC rules. For more Hannan please veit wwwitlicgov. Deposes at UBS AG Stanford 'Penh an tares of Money Funds ant rot ironed bon FIX. Throup the OA, mane to cash balances we swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Bunch Thew deposits ate not inured by the FIX. Balance, Feld at the LBS AG Cayman Brant, are tempera* exposed to the sovereign Sc of the Caren blends, and tee is no 'Anne Cr other obligation of UBS AG to tepay the Saxes while on the UBSC grans Bradt. books. Deposes a U35 Bale LEA and each UBS AG french are not protected by SIPC. Money Fund shires we protected by SIPC. See *U3S Financial Service. Paw% Protection' bobw Upon you reaest, balances n tea Bank Sweep Program or OA may be eighteen and shares of a Money Fund may be liquidated, widen proceed returned to you or 'our wastes accunt. Fr.rt-er r eon about available weep options, ncldng anent attest rate, and yet*, a available at www comreseepnekk from your Financial Maar or by calling 006762.1000 UBS Financial Services account protection 'Ruffen is a melte of the Secedes invella Protection Corporatism (SIPC), *nkh protects securities account, of its members up to 5500,000 finding S29),000 for dams kr cash) The Sift asset protection Imes apt' to all account tat you hold n a palkular capacity. The Fier, together's*, certain affiliates, ha also purchasectippinental protection. The mariner amount payable to al eligible Worts, cote ks& urn( this protectors is 5500 million as of December 10, 2013. Sista to the poky conditims ad limitation, cash X the Firm is further protected kr Leatot-1.9 million n the aggregate for all your accounts held n eyeliner capacity A ft/ ccpy of tie poky waning is /nibble LOOn request. The SIPC protection and the upplamenEl protection both do not apply to. ▪ Ceruin fruitier Moat controlled by (and hand er your account value) but held away from UB5 Fina-cel Services (e.g.. certain* cash at UBS Bat, (il cat at L85 AG Stantonbunch (i) innate prinaCtS, including variable enmities, and 60 shires of mutual finds where such shares are registered diedly n lot name of the account Foliar on the books a-4 records of the applicable issuer or trader agent); • Certain rneslmert contracts or iwestnent interest (eg., limited pertneshes and piste placements) the are rot registered snider tie Securities Act of 1933; ad • Commodities contacts (e.g., Icreign tectia-ge and yeti:cornet/a contradrt idudeg lulu., contracts ad tormoderoPtim contracts. the 51K protects:en and tosupplemental protection do not apply to these Man eine theyotherwise appear on you. neernent 11. SEC pritectim and the a-Pakzerental trunnion do not protect again changes in the maim raize of you investments (whether as a result of market movement, iSSua bankruptcy a otherwie More information is aviane term rezmest You may obtan wee nfornation abou SIPC. ercladng the 51K Bruhn, by soreaningSIK a 202-371-8300 or by wsitng the SIK **bait. at YAW/.140‘041 Dividend ReiWetblbeell Program (DPP) The price reflected is an swage price. You may obtan the actual price Iran yaw Financial Advisor. Oray *ink tare are punned under DIM; partial shins wil be sod rd tot cash wit be deposited in your account. The 6videni reinvesvnent price applied by tea issuer may 6ff of tom the want pia at which the partial shires n sold Cannlieu CM,whole units may be held n yar *court. If no at entitled to a palel use as smolt of a dviderd Paimeol or otherwise, the Firm coil other sell panal an at market peke or accept an amount &Emitted by a registered cling agency, at credit yew account Investment objectives The nix-smell °non' and risk profile we specific to each account and may wrybetween Please adeise the earn promptly in adrg of any simikant change in yow Maxie' situnn or mistreat objecting. Fa each CONFIDENTIAL wont het you choose one of the foaming Finn objectier • frodwe Cureentbxome. hresb,e es seekng the generation of income crib" • Achim Coped Approcithen Inwrittnents seeking growth of prnepal rather than the spereratim of mown?. • tatodoce Combination of Income and Capital Appreciation- nesiments seekeg both the generation of morne and gambol percent. °awn risk profit • Conseevarive Seeks to maintain initial prec Pat with low Sc and volatility to the non meal, tend that men the nowt does not generate significant many a noun aid may rot keep pace with • Moderate Willi* to accept coma risk to pinonl and tolerate some votatAty to 'seek hyl-er returns. • Aggressne: Wiling to accept high Sc to pinopal and high senility to seek high returns over time. Statement Ilouseholdre We may consoldart at related account statements with the sane Wats n the sane enact Accounts may be related Ice this purpose brine they have owners who also maintain bra scam relationships wit other dents at the sane address. This practice's known as • househrting ' II you prefer to recen I-diva:kat statements mated in separate enveins — yOU may drtlive housholding by Ealing you Frontal Advisor. Friendly accent name The Frenclk non name reflects al oerretion that you erteted on the him's onlne senses websee. N e a customizable Iniclrurro' chmon by you to aolift you with sax recordkeeping. It has n legal effect on your account. You can Mangey:is hiendk acccunt names, through Online Services or by contactegyourFrancial Ann ACCOalt overview • van of MX aCCOOnnOrtnin 14:4 of assets ad s. • Asset hulas salable cash balances, totes for restricted seney lest), and Global tine Deposits, urrealied marks to main, and certain ants not held by the Fim. Does not include unpriced S9Clatifill assets al the end of the prior and curent statement periods. or private imestriwits, united stock options and comsat* stock options • lianicies Include, debit Maces,colvadirg moron loans. credit In, horn secant balances. • Cash/rtoney balances. Total of unnerved aviane cash balances. plus OF Bart LISA deposit Innen UBS AG Stan otd Branch depose balances and money market nen fund sweep Sans, at to able of ic y stsemen period. Noricormmeity tee credit balances in your accourt are rot segregated from other balances and tie Fan may use any of these funds in the ordinary course of it business. These funds at payable Loon tor drinard. This total is include)., tea omen period doseg value. SDNY_GM_00020525 EFTA_00131145 EFTA01273352 Important information about your statement (con inued) tande, alternation for detalechnf °matron on the Finis landing practices and &tissues, refer to yam Client Relatorship Ageernert or Account Agreement and the General Terms an Conditions UBS Statemerd of Credit Practices available in agreements and Din mum at mow rda romrarronnedmisygay, Yawata Your nesment Bemires securities endother anus held is the =ant at the end of the stammer* prin. You may ask for deice.), of bay paid swishes at ary time. You may receive securities used as loan collateral after prying any balance due on tem. Pry securities tensioned tote Fan dzi-g tee arena period are listed at market nitre as of the end of the statement period. • Cast basis. in (*hymning the cost basis of he sentries included in this statement, Mere indicated we. the nuntee I, • UBS FaecalServices ha relied coinformation obtained from sources otter than U8S Frenoal 5eruces, including information Iran another firm a Matsumay haw provided to you Finarcial Advisor. The Finn does not ireperdently verify or guarantee the accuacy or viclity of any information provided by sans other thin I-ESAuncial Sennett h addlixt although UBS fennel Sences generally Lydon this Hammen as aground, the firm dills not provide any awasances that the llamado-a tater "Cost basis" and laveakzed gar/loss' is accurate as el the date of this statement. As such please donut re it on he Hermitian to make puchara a Tale decisions, forth pirpates otherwise. Accounts tendered to tire Finn may reflect gent loss rdantatisn onb f or the period of tine they aro hted a the Frm More hisunical inkirmaton can be abed by you Feancial Advisor. • Umadizerel gain/lose Wien data is ;milt* ertinated trreated gang loses we calculated la PINCUS seemly lots. Re transaction data for ndiatal lots may or may not often commissions, charges alder acuitymartini:aim arts Dirdend and °term mestment lots rd eysternatic pischne bts are each combined to display one averaged loll)* • Trade date • taint presentsthe «grid transaction trade date. • Callable spawitiss Batch and preferred stock that the bur cats for eain rectenrotron will be selected mpatalb by lot tan arrong all secant*, of that sat held hour name or in nominee name la or clients. Call barna inkrinatbn is cbtaned from third parties and is accuracy snot guaranteed. Other call knives may rest which card affect ynekt coadete recnnatcn MOW provided upon request • Owe:Grata of deposit (CDs) CDs are FDIC inured up to S2 93,000 'n perch,' and accrued interest per depositor ad per deposinyinstitutixt 6 accordance yet POIC rules. • PrreAralua Prom dirolspd for "aunties and oiler products may be higher or lower than theatre that you would fl atly reek* in the mallet Prices are obtained tom various third party sources chid. we Delete to be retitle, but we do not guarantee their accuracy. — We gent* owe the closing pricewhen ankh* a the mean of the bid ad ask prices farmed securities and colons a onb al prices to OTC worts. - lass actironb waded securities may be priced using a valuaan model or tie moo recent price we obtained and may not reflect an actual market price or take - Certain position may appear without a price and will raw as *price was rot available' it we re unapt to obtain a abettor a pony - Deposits or stashes denwninated 6 currencies other tan U.S. dollars are reflected at the es:hinge rate as of the statemmt date. - Fa (erten nentines tadng innoixeonformng ckaminataa pin rH quany (face rate) may have been edify-Led to facilitatepram- vtusin To obtain current quotations, when wattle, cordart your Financial Addax. • Prints inroaronwrta and druchwed producb. hint, minim,* secutin (nclading drect participation acqam and real estate investment its seurites) red strut-mad patch ale generally highly AktAiel. Certain anstred poises hove not been registered wih the Securities and ExchaC omission o- under any state secures laws. We provide ehmated wakes for private investment wad is and structured (viaducts for rdormatkrul purposes only. Accuracy isnot parentsed. - These values may differ stbstantiaby from pees. a any, at Midi a private nressment security a structured pralaa may be bough or sold and do not necessarilyrepresent the valancu may receive upon ;qui:Intim, - Vied pary estimates of vale we as of a certan date ad are supplied to UBS Fna-cial Services on a reptr bass by an independere vitiation tint - Muer, generalpawner or warrior estimated sakes, it ery, are supplied to the Fm by the Muir, genital painer or sponsor and may be calculated based on r erin information Iran that used by thed partied to derive trod estimated values. - You can obtan additcrul Harman reganding Ike methodology wed to determine the entente of value ad the date of to idamation that is the basis forte en mate by contectrg your Brengel Advisor. - Think party *stewed views my be reflected as •Not peed' n saw Ise agent wee n ;dependent natation tern has not suppledor is unable to assign a watt when we become avare that a material event has °coated tut may call a porously reported aka It question. or when a value would be highly spectlative due to he nacre ite the sturdy - When neither an suer, general primer or sponsor estimated value me a thetparty estimated vela is mad, the value of dw sway will be &hoard km itspurchaseprice. - 'Ditto an to date' may include num of (weal income a both - we' represents the initial catering pie per Lint and may not reflect yxr too basis • Restricted anauritios Beaded seurdin really are rot currenty enable der public sale UBS Fina-cal Services as to market price of the unrestricted stock of the same issuer as an inputed value for the restricted stock Ay madam of Ma atatomont 0.4, To the relent that rearicled parities are 'Tubb la sae, the gala reared may be stbstantnalb less than the inpaed value town • Est keetirnstsd) insigne, current yields and rotas. An estinate of rival income is based am current dniderd ad interest rates, assuring tie secutis will be held for conga' from statement date or trill maturity This ennuis is ceW a gadalne, accuracy rd continued income are not guaranteed - Estimated anal acme an current yield la certain toes of secures could include a return of prncpalor capeal garb in %NM case the est income (irdcunerd yak) would be overstated. - Estimated areal ;cane an current ywld and the actual ixone ad yield might be kwer a higher than the estimated amounts. - An estMate ol a-ruafeed income (divdend andor interest) deeded by the content market vatcraverage balances based on the bet dividend or interest payment made by the issuer and assents the secures/deposes will be held for one year from the statement date or until mab.rity. Accuracy an continued yield we not gurameed • Ann not held by U3S Financial Services. Certain assets we rot held by the Tim and not vothri the Fen's possess's, or antol. These assets are deplayed on pis statement for informational purposes only. Position, and values presented at Provrted by the issui-g Inn UBS Tramiel Services is not respray:able for to acemation and des not qua-wive es accuracy. these assets are rot prceecied by DK or hi finis suppkonental SIC covens?. • Ravanut shoring and additional compensation. — In addition to commissions on sales and 12b-t fees received in carection wih the dbtribution mutual funs to our c lent we mock, our alMate receive lbl. nua *Wing namuntis from distributors ardor achiscrs of the mAkil funds that we sell. Pest anoints are based on two deleram COMP:InerAL tlY amantol sale, by UBS of a partiaxla maim] fund I amib to our clients, and Cs) the asset value claps-auLe mutual fund tamer's shares held at tie lien — We and or s afMate also recite nem:eking and ormtus processing lees in consideration For transfer gent arvin that we troy& to the rrukal lards. Thew lees generally are pad from investor assets in the mewl fund and are a fixed dela-amount based on the outer of accounts at the brolandealer holdng maul had of that fund f anily CONFIDENTIAL — h eale co to commoscohroceined n connector wail the sale or astnbtaion of a-ruey contracts and tie investment mat units to our <lents, we anchor our attire roadie retina sharing cornsensation f rom many of the aosance companies underwriting the unity contracts, *Bates ca to nava-ice <arca...nor sponsors of the use imestment trusts we diserbutt. - gar affiliates ako web* wading canraskre and other cornea-oaten from mutual kids and nsurance companies whose proclicesne dstrbute. - We recent an anal fee from UBS Bali OA and LIES AG Stanford Branch of up to $zs per accost sweepng to the barks under the UBS Bark Sweep Frogram. Activity hbamation rewarding ownnissCrts and otter charges Mimed in connect on with tie um:knot wades, inducing option transactions ha becanducbd on confinaicos previously furrished to you. and tall be provided to you wavily at rawest Short telling lain engaged in short sellrg a Wu*, yOu may hat a change the to cenainbxrowina costs for that particular SeCulty. Open aria Regarding open or • www1likancellee ceders that were not heated by the statement date, open buy ad sea stop orders are refixed by the amount of dividends on rigas on an ex-dividerds a emotes date unless inetructed oherobe by pa You are rnponsble for orders that are emitted dar Togo's failure to caxel hating open orders. Privary To obtain a copy of as trannI Cling friary Notice, phase contact your Fnancial Achisor or visit our website at wwwailktEafaiSiblEmEla, UBS Financial Services a rot a bark the ILIA, Bushes, Services Account OSA and IRMA act brokerage accounts which provide access to bating services a-idproducts trough arnagimwits wan affiliated bags aid other led pay banks, and provides access to roan and smel t prodxt blued by unaffiliated thitenany insurance cemparon through aurane agency subsidiaries of UBS Financial Services Inc. Imegment„ nsura-ce. and amity products: Not VIC inured • No bank guanine.** May toe vat* RUA. Resource Management Account, Business Semites Account 85A, RMA and alternation& Resource Management Accost we registered service marks of UBS Fr racial Services he Via *pave s a regigered senice mai of visa Intonational CBS Via Signet'se cede cards and UBS Veva deb cards we issued by UBS Bark USA with prmosion from no U.S A Incorporated. UBS Finandal Services Inc Pm 201402 GDNY_GM_OOO2O526 EFTA_0013 1 146 EFTA01273353 UBS UBS Financial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 Resource Management Account May 2014 CW70056316530514 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKLIAN/LYLE CASRIEL Phone Questions about your statement? Call yo4r Financh8 Advisor or the Value of your account RMA ResourceUne at 800-RMA- 1000, account 029323568 on April 30 (1) on May 30 (9) Your assets 2,082,282.04 2,098,806.52 Malt our website: mrove.ubsconrillinantiaiservices Your liabilities 0.00 0.00 Value of your account $2,082,282.04 $2,098,806.52 Tracking the value of your account S Thousands 2.062.3 2.0988 A0r 2014 May 2014 Sources of your account growth during 3014 Value of your account at year end 2013 Net deposits and withdrawals 51,983,59885 Your eniestment return MO:lendand interest income S10.351 25 Chance in inatot yk* 599,861.42 Value of your account on May 30. 2014 92,098,806.52 $000 SDNY GM 00020527 Member WPC CW7030930991653 W00019324691002 C614 030575004 Y12356855000039) Page 9 of 96 CONFIDENTIAL EFTA_00 I 31147 EFTA01273354 *DUBS Resource Management Account May 2014 Your account balance sheet Summary of your assets value on May 30 ft) Percentage of your account A Cash and money balances 52,904.29 2 52% B Cash alternatives 0.00 0.00% C Equities 2,045,902.23 97.48% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets Value of your account $2,098,806.52 $2,098,806.52 100.00% Account name: GHISLAINE MAc1/1iELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Your K sandal AdvisorSCOTT STACK MAII LYLE CASRIEL . Cash and money balances may include available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the Fast two pages of this statement for details about those balances Index Percentage change May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 411% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 1.14% 3.87% CW70003005631654 NP7003193246000O2 0514 0305750N 'el 2356855003apit Giumalen 10 of 98 CONFIDENTIAL EFTA_00131148 EFTA01273355 UBS Resource Management Account May 2014 Change in the value of your account May2014(3) Year to date (3) Opening account value $2,082,282.04 $0.00 Deposits, including investments transferred in 0.00 1,988,593.85 Dividend and interest income 2,711.54 10,351.25 Change in market value 13,812.94 99,861 42 Closing account value $2,098,806.52 $2,098,806.52 Account name: Your Finandal Advisor: Friendly account name: SCOTT STACK MANY LYLE CASRIEL Account number. Dividend and interest income earned For purposes of this statement, tatatikly of interest and dniclen4 income hen been determined From a US tar rep:fling perspective. Bad upon the residence of the account herder, account type. or product type, sane interest ardor dvidend payments may not be subject to united Stan (US) arc, Puerto Pre.) (B4) income tan. The dent mond* statement is rot intended to be used and cannot be reeed upon for tat purposes. Clients should refer to the appiKatle tax reporting forms they recent from URS annualy, such as the Forms 1099 and the Barra 480. foe lax reporting mformabon ts IS the practice ca 1185 to Me the applicatie tar reporting forms with ite US interred Revenue Semce and PR Treasury Department, and in such forms accurately dasOfy dndends an, cr Interest as tar exempt Or twit* income- Please consult you Indudual tax prepare/ May 2014(3) Year to date (1) Taxable dividends 2,710.34 10,348.88 Taxable interest 1.20 2.37 Total currant year $2,711.54 $10,351.25 Total dividend & interest $2,711.54 $10,351.25 Summary of gains and losses Vaues reported below exclude products (or which gain and losses are not decsifitd. Realized gains and losses Unrealized May 2014 (j) Year to date (i) gains and loses (3) Short term 0.00 0.00 29,995.51 Long term 0.00 0.00 299,957.10 Total $0.00 $0.00 $329,952.61 Cash activity summary See Account acttaty tins month for detals. Balances in your Sweep Options are indueedin the openng and closing balances vasee. FDIC insurance applies only to deposits at UBS Bank USA not to deposits at UBS AG, Starrecad french or bank deposits pla«dthrouds the UBS Internetronal Depose Account program SIPC reelection applies to money market sweep lurid holdings but rot bank deposits. Su important inSotma6on about your statement on the tact two pages ci this document for Letal5 May 2014 (5) Year to date IS) Opening balances $50,192.75 $0.00 Additions Deposits and other funds credrted 0.03 42,553.04 Dividend and interest income 2,711.54 10,351.25 Total adJitrons $2,711.54 $52,904.29 Net cash flow 22,711.54 $52,904.29 Closing balances $52,904.29 $52,904.29 SDNY GM 00020529 CHP70303005631655 N77003197246 COMO 0514 030575004 Y123568550 0013000 Page 11 of 98 CONFIDENTIAL EFTA_00I31149 EFTA01273356 *UBS Resource Management Account May 2014 UBS Bank USA Deposit Account AF'Y Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 $48,190.97 Closing UBS Bank USA Deposit balance May 6 $50,965.57 Number of days in interest period 30 Average daily balance $49,700.20 Interest earned $1.20 Annual percentage yield earned 0.03% Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at tho end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment ccnsderation - None selected Your account instructions • ‘f.pt: alccurt cos, base. default closing method is FIFO. First in, First Out Your linandal Advisor. SCOTT STACK MANY LYLE CASIVEL OO70008005631656NP70C0IS0246 C0M 05l 4 030575004 Y12356855003Ww_GM_0002eigiE3 12 of 98 CONFIDENTIAL EFTA_00I31 150 EFTA01273357 UBS Resource Management Account May 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind Aaount number. Sane PnCeS, income and current vilUeS ShOern may be approximate. As a tett*, gent EndlOSSCS may nol be acurately reflected. See important odarntabon about your statement a the end ol this dxurrent for mote infornason Cash Cash and money balances Cash am money balances may include avalable cah balances, UBS Bank. USA &pout account balances. UBS AG Stanford Branch deposit account baances and money market mutual fund sweep balances. UBS Bank USA deposit accounl balances are insured by the FDC vAIhin colic !be limits, but are not protected by S4PC U8S AG Stanford Branch derov1 account banes an not ;muted by FDIC and are not protected by SIPC Money market sweep batances are protected by SEC but out not insured by the FDIC. Set the important information about your statement at the end of thin document for details rote those balances. Openng Wane. Closing taance Pnce per share Average Hddng on May I (S) on May 30 (8 on May 30 (0 rate V85 BANK USA CEP ACCT 50,192.75 52.904.29 250.000.00 Drildend interest period Your II nandal Advisor: SCOTT STACKMANLYLE CASRIEL Day3 in period Cap arounl (S) Equities Common stock Hddng trade date Minty of Shares Purchase priCer Average price pet share (1) Cost basis (5) PnCt 0tr Oat on May 30 (1) \rave on May 30 (1) unmalzed gan or loss (1) ridding Period ANALOG DEVICES INC Symbol: ADI Exchange OTC FM: 12.591 Ciarent yield. 2.82% Nov 16, 11 13 003 37 316 485 12 52.380 680 94 195.82 LT Nov 17, 11 13.000 35393 460. 12 52.380 680.94 220.82 LT Nov 18, 11 35.003 35.502 1,242 58 52.380 1,833.30 590.72 LT Nov 21, 11 18.000 34 371 618 68 52.380 942.84 324.16 LT Nov22, It 15.000 33338 500.07 52.380 785.70 285.63 LT Nov 23, 11 22.003 32 655 718 43 52.380 1,152 36 433.93 LT Nov25, 1 1 7.000 32.460 227.22 52.380 366.66 139.44 LT Nov28, 11 30.000 32.951 988 55 52.380 1,571 40 582.85 LT Nov29, 11 18.0€30 33.472 602 51 52.380 942 84 340.33 LT Nov29, II 5.000 33.622 168 I 1 52.380 261.90 93.79 LT Apr 24, 12 30.000 37.567 1,127 01 52.380 1,57140 444 39 LT continued next page SDNY GM 00020531 01P7C003005€31657NP7003193246 00032 OS14 0305790041023S68SSO 000000 Page 13 of 98 CONFIDENTIAL EFTA_00I31151 EFTA01273358 SUBS Resource Management Account May 2014 Your assets . Equities . Common stock icontmoeco Hddng Trade date hurter or duces Purchase pricer Average price per shag (S) Cott basis (S) eke per share on May 30 (3) Verue on May 30 (3) Unrelated gain or Ion ($) Hddng period Jan 23,13 1,056.000 43.209 45,62681 52.380 55,313.28 9,684.47 LT Apr 22, 13 489.000 42.447 20,756 68 52.380 25,613.82 4,857.14 LT Security total 1,751.000 41.990 73,523.89 91,717.38 18,193.49 AUTOMATIC DATA PROCESSNG INC Symbol- ADP Exchange OTC EAI: 42,442 Current yield: 241% Aug 4, 11 146.000 48.469 7,076.53 79680 11,633.28 4,556.75 LT Aug 12, 11 4.000 46.880 187.52 79680 318.72 131.20 LT Jan 23, 13 767.000 59890 45,936.09 79.680 61,114.56 15,178.47 LT Apr 22, 13 355.000 65.098 23,110.04 79.680 28,286 40 5,17636 LT Security total 1.272.COD 59.992 76,31018 101352.96 25,042.78 BAXTER IN TL INC Symbol: BAX Exchange: NYSE EAI: 43,236 Current yield: 2.79% Jun 20, 12 30.000 51.594 1,547.84 74.410 2,232.30 684.46 LT Jun 20.12 17.000 51.522 875.89 74.410 1,264.97 389.08 LT Jun21,12 29.000 52.077 1,510.25 74.410 2,157.89 647.64 LT Jun21,12 7.000 51.500 360.50 74.410 520.87 160.37 LT lun 21,12 5.000 52.216 261.08 74.410 372.05 110.97 LT Jun22,12 61.000 51.890 3,165.29 74.410 4,539.01 1,373.72 LT Jan 23,13 768.000 66.658 51,193.80 74.410 57,146.88 5,953.08 LT Apr 22, 13 355.000 69318 24,60600 74.410 26,415.55 1,807.55 LT Sep 19, 13 74.000 72.165 5,340.28 74.410 5,506.34 166.06 ST Sep 19. 13 6.000 71.875 431.25 74.410 446.46 15.21 ST Sep 19. 13 3.000 71.880 215.64 74.410 223.23 7.59 ST Sep 20.13 47.000 71.987 3,383.41 74.410 3,497.27 113.86 ST Oct 3, 13 154.000 64.600 9,948.49 74.410 11,459.14 1,510.65 ST Security total 1,556.000 66.094 102,841.72 115,781.96 12,940.24 BEACKROCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.53% Oct 5,12 7.000 189.932 1329.53 304.900 2,134.30 804.77 LT Oct 5, 12 3.000 187.820 563.46 304.930 914.70 351.24 LT Oct 5,12 2.000 186.670 373.34 304.900 609.80 236.46 LT Oct 8, 12 8.000 188.783 1,510.27 304.900 2,439.20 928.93 LT Oct 9,12 15.000 189186 2,837.79 304.900 4,573.50 1,735 71 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ignandal Advisor, SCOTT STACK MAMLYLE CASRIEL continued nevi page CHP70003005131658 NP7030190246 00002 0514 030575004 VI 23503550 CegighYDM0002ter2 14 of 98 CONFIDENTIAL EFTA 00131152 EFTA01273359 *UBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Finandal Advisor: SCOTT STACK MAHLYLE CASRIEL Your assets Equities . common stock (continued) Purdue< coca Trade Number Average price Price per share Ydue on unrealized siddng Sicking date of shares per shale (5) COO bras CO m may 30 (I) May 30 ($) gain a loss (t) period 0(19, 12 2.000 189.010 378.02 304.900 609.80 231.78 LT Oct 10, 12 3.000 187.720 563.16 304.900 914.70 351.54 LT Oct 10, 12 2.000 187.670 375.34 304.900 609.80 234.46 LT Oct 10. 12 2.000 187.995 375.99 304.900 609.80 233.81 LT Jan 23.13 224.000 236966 53,080.41 304.900 68,29780 15,217.19 LT Apr 22, 13 104.000 251.093 26,113.69 304.900 31,709.60 5,595.91 LT Sects* total 372.000 235.218 87,501.00 113.422.80 25,921.80 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 12,664 Cement yield: 2.35% Jun 19, 13 72.000 84.718 6,099.75 102.230 7,360.56 1,260.81 ST Jun20.13 121.000 83.141 10,060.15 102.230 12,369.83 2309.68 ST Jun 20, 13 78.000 83.030 6,476.39 102.230 7,973.94 1,497.55 ST Jun21,13 204.000 82.904 16,912.44 102.230 20,854.92 3,942.48 ST Jun 24, 13 III.0O3 81.517 9,048.46 102.230 11,347.53 2,299.07 ST Ji.n 25, 13 73.000 82354 6,011.86 102.230 7,462.79 1,450.93 ST Jun 26, 13 69.000 82259 5,675.90 102.230 7,053.87 1,377.97 ST Jun 27, 13 141.000 82.951 11,696.12 102.230 14,414.43 2,718.31 ST Jun 27, 13 7000 82.925 580.48 102.230 715.61 135.13 ST Jun 28, 13 169.000 82.774 13,98892 102.230 17,276.87 3,287.95 ST Jul I, 13 65.000 82.781 5,380.78 102.230 6,644.95 1,264.17 ST Security total 1,110.000 82.821 91,931 25 113,475.30 21,544.05 COLGATE PALMOUvE CO Symbol: CL Exchange: NYSE EAI: 42,172 Current yield: 2.11% Aug 4,11 174.003 11.632 7244.05 68.400 11,90160 4,657.55 LT Aug 12, 11 4.000 12.450 169.80 68.400 273.60 103.90 LT Jan 23,13 910.000 54240 49,358.63 68.400 62,244.00 12,885.37 LT Apr 22.13 420.000 59.788 25,111.32 68.400 28,728.00 3,6166$ LT Security total 1,508.000 54300 81,883.80 103,147.20 21,263.40 CONOCCPHLUPS Symbol- COP Exchange: NYSE EAI: 44,085 Current yield: 3.45% Aug 4,11 106.000 52.109 5,523.58 79940 8,473 64 2,950.06 LT Aug 12, 11 2.000 51.435 102.87 79.940 159.88 57.01 LT continued next page SDNY GM 00020533 CNP20003005631659 N47000193246 00002 C614 030575004 Y123558550000000 Page 15 of 98 CONFIDENTIAL EFTA_001311153 EFTA01273360 SUBS Resource Management Account May 2014 Account name: GH1SLAINE MAXWELL Friendly account name: Account number. Your It sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (conbnuedl Trade Hddng date luring of shares Purchase pacer Average pact per Man (I) Con bans ($) Pike per share on May 30(3) Vdueon May 30 (I) Unredlred grins loss ($) Hddng period May8, 12 16.000 53.400 854 40 79.940 1279.04 424.64 LT May8, 12 13600 53287 692 74 79.940 1,039.22 346.48 LT 1u1 17,12 14.000 55.940 783.17 79.940 1,119.16 335.99 LT Jan 23,13 789000 59815 47,19459 79.940 63,072.66 15,878.07 LT Mar 19, 13 138.000 59.137 8,160.98 79.940 11,031 72 2,870.74 LT Apr 22, 13 402.000 57.707 23,19825 79940 32,135.88 8,937.63 LT Security total 1,480.000 58.453 86,510.58 118,311.20 31,800.62 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Cuient yield: 2.99% Aug 4,11 191.000 36265 6,926.77 54.930 10,491.63 3,564.86 LT Aug 12, 11 5.000 35.754 178.77 54.930 274.65 95.88 LT Jan 23,13 1,001.000 41387 41,428.89 54.930 54,984.93 13,556.04 LT Apr 22, 13 464.000 50.287 23,33121 54.930 25,487.52 2,154.31 LT Jun 17, 13 148.003 49.739 7,361.45 54,930 8,129.64 768.19 ST An 18, 13 73.003 49.836 3,638.07 54.930 4,009.89 371.82 ST Security total 1,882.000 44.031 820%7.16 103,378.26 20,51 1.10 IW1406 TOOL WORKS INC Symbol: 11W Exchange NYSE EAI: 41,967 Current yield: 1.94% Aug 4, 11 135.000 47.128 6,362.35 86.550 11,684.25 5321.90 LT Aug 12, 11 3.000 45240 135.72 86.550 259.65 123.93 LT Jan 23.13 706.000 63.704 44,975.31 86.550 61,104.30 16,128.99 LT Apr 22. 13 327.000 60.685 19,844 22 86.550 28,301 85 8,457.63 LT Security total 1,171.003 60.903 71,317.60 101,350.05 30,032.45 JOI44S0N & JOHNSON COM Symbol: .1141 Exchange- NYSE EAI: 42,985 Current yield: 2.76% Aug 4, 11 123.000 62377 7,672.38 101.460 12,479.58 4,807.20 LT Aug 12, 11 3.000 63.730 191.19 101.460 304.38 113.19 LT Jan 23,13 642.003 72.736 46/69671 101.460 65,137.32 18,440.61 LT Apr 22, 13 298.000 84.721 25,247.10 101.460 30,235.08 4,987.98 LT Security total 1,066.000 74866 79,807.38 108,156 36 28,348.98 MCDONALOS CORP Symbol: MCD Exchange: NYSE EAI: 33,298 Current yield: 3.19% Aug 4, I1 95.000 84.969 8,072.06 101.430 9,635.85 1,563.79 LT continued next page CNP7C0:000.5631650NP700319324600cce 0514 030575004 V12356855000/MyGht 00026%* 16 of 98 CONFIDENTIAL EFTA_0013 1 154 EFTA01273361 *UBS Resource Management Account May 2014 Your assets . Equities . Common stock (continued) 14ddng Trade date taunter of shares Rirchem price Average pike Price per share Value on Lunreetlied fiddng per sheet f1) Cost basis (f) on May 30 (I) May 30 (f) gain or loss (t) period Aug 12,11 3.000 85.910 257.73 101.430 304.29 46.56 LT Nov29, 12 8.000 86.456 691.65 101.430 811.44 119.79 LT Jan 23,13 555.000 93.053 51,644.75 101.430 56,293.65 4,64810 LT Apr 22.13 255.. 00 99318 25,326.32 101.430 25,864.65 538.33 LT Sep 19.13 78.000 97.879 7,634 63 101.430 7,911.54 276.91 ST Sep 19. 13 22.000 97.425 2,143.36 101.430 2,231.46 88.10 ST Sep 19, 13 2.000 97.830 195.66 101.430 202.86 7.20 ST Sect.ity total 1,018.000 94/69 95,966.16 103,255.74 7,289.58 h.F.XTERA ENERGY INC COM Symbol: NEE Exchange- NYSE EAT: 43,370 Currant yield: 2.98% Aug 4,11 134.000 52.960 7,096 75 97.360 13,046 241 5.949.49 LT Aug 12, 11 3.000 52.530 157.59 97.360 292.08 134.49 LT Jan 23, 13 700.000 71.610 50,127.21 97.360 68,152.00 18,024.79 LT Apr 12, 13 315.003 79.757 25,921.06 97.360 31,642.00 5,720.94 LT Security total 1,162.000 71.689 83,302.61 113,132.32 29,829.71 OCCIDENTAL PETROLEUM CRP Symbol: OxY Exchange: NYSE FAT: $2,791 CLerent yield:2.89% Feb 12, 14 148.000 92.171 13,641.35 99.690 14,754.12 1,112.77 ST Feb 12, 14 117.000 92203 10,787.77 99.690 11.663.73 875.96 ST Feb 12, 14 32.000 92.215 2,950.91 99.690 3,190.08 239.17 ST Feb 12, 14 7.000 92.065 644.46 99.690 697.83 53.37 ST Feb 13. 14 110.000 92.095 10,130.45 99.690 10.965.90 835.45 ST Feb 13, 14 68.000 91.911 6,250.00 99.690 6,778.92 528.92 ST Feb 13, 14 33.000 91.560 3,021.49 99.690 3,289.77 268.28 ST Feb 13, 14 6.000 91.615 549.69 99.690 598.14 48.45 ST Feb I4, 14 334.000 95389 31,860.13 99.690 33,296.46 1,436.33 ST Feb 18.14 114.000 96.023 10,946 72 99.690 11,364.66 417.94 ST Sectrity total 969.000 93.687 90,782.97 96,599.61 5,816.64 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 13,013 0.4rent yield: 2.97% Aug 4, 11 115.000 63.979 7,357.65 811330 10,157 95 2,800.30 LT Aug 12, 11 3.000 63.023 189.07 88.330 264.99 75.92 LT continued next page SDNY GM 00020535 CNP700:6005631661 NP7000193246 00002 0514 030575004 Y123568550000000 Page 17 of 98 Account name: GHISLAINE MAXWELL hiendly account name: Account number. Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL CONFIDENTIAL EFTA_00131 155 EFTA01273362 cat UBS Resource Management Account May 2014 Account name: GHISLAINE MAXWEU. Friendly account name: Account number: Your II sandal Advisor. SCOTT STACKMO/LYLE CASR1EL Your assets Equities . Common stock (continued) Trade Hddng date Wren of dimes Purchase pito Average price per than (S) Pete pet skate Cod bads (S) on May 3001 Vdue on May 30 If/ Unrealized gain at lost (4) Hddng period May 16, 12 6.000 68.535 411.21 88.330 529.98 118.77 LT Oct 24. 12 1.000 68.690 6869 88330 88.33 19.64 LT Oct 25, 12 2.000 68.810 137.62 88.330 176.66 39.04 LT Oct 26, 12 1.000 68.890 68.89 88330 88.33 19.44 LT Oct 31. 12 1.000 69370 69.37 88330 88.33 18.96 LT Nov6, 12 1.000 69.370 69.37 88.330 88.33 18.95 LT Nov7,12 1.000 69.150 69.15 88.330 88.33 19.18 LT Nov8, 12 2.000 69.090 13818 68.330 176.66 3848 LT lan 23,13 699.000 72.166 50,44431 88.330 61.742.67 11,29836 LT Apr 22, 13 322.000 82.251 26,484.85 88.330 28,442.26 1,957.41 LT Security total 1,154.000 74.097 85,50836 101,932.82 16,424.46 PROCTER & GAMBLE CO Symbol PG Exhange NYSE (Al: 42,919 Current yield. 3.19% Aug 4, II 118.000 60.103 7,092.22 80.790 9,533.22 2,441.00 LT Aug 12, 11 3.000 60.896 182.69 80.790 242.37 59.68 LT lan 23, 13 619.000 69.941 43,293.73 80.790 50,009 01 6,715.28 LT Apr 22, 13 286.000 81332 23,261.18 80.790 23,105.94 -155.24 LT Apr 24, 13 108.000 77.762 8398.32 80.790 8,725.32 327.00 LT Security total 1,134.000 72.512 82,228.14 91,615.86 9,387.72 STAPLES INC Symbol: SPLS Exchange: OTC EAI: 43.249 Current yield: 4.27% Oct 24. 12 63.000 11.313 712.74 11.250 708.75 -3.99 LT Oct 24, 12 1.000 11360 11.36 11.250 11.25 -0.11 LT Oct 25, 12 57.000 11391 649.29 11.250 641.25 -&04 LT Oct 25, 12 46.000 11.420 525.36 11.250 517.50 -7.86 LT Oct 25, 12 8.000 11430 91.44 11.250 90.00 -1.44 LT Oct 26. 12 51.000 11.400 581.42 11.250 573.75 -7.67 LT Oct 31, 12 12.000 11.526 13832 11.250 135.00 -3.32 IT Oct 31, 12 3.000 11.566 34.70 11.250 33.75 -0.95 LT Nov 1,12 46.000 11.677 537.17 11.250 517.50 -19.67 LT Nov 1.12 33.000 11.605 382.99 11.250 371.25 -11.74 LT Nov 1.12 7.000 11.597 81.18 11.250 78.75 -2.43 LT continued next page CNP709:0005631 662 NP7000193246 00002 0514 030575004 VI 2356855002WAT_GM_00026M 18 of 98 CONFIDENTIAL EFTA_00131156 EFTA01273363 SUBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Pi nandd Advisor: SCOTT STACKMANLYLE CASRIEL Your assets . Equities Hddno Common stock (continued) Trade date Weber of shares Pur<hase pun Average price pee share (S) Cost basis ($) POI< per stist on may 3001 value on May 30 (1) Unrealized ton or loss (1) Haring Period Nov 1, 12 1.000 11.600 11.60 11.250 11.25 435 LT Nov 2, 12 31.000 11 .552 358 I 2 11.250 348.75 -9.37 LT Nov 5, 12 31.003 11.465 355.43 11.250 348.75 -6.68 LT Nov 5, 12 7.000 11.590 81.13 11.250 78.75 -2.38 LT Nov6, 12 51.003 11820 602 87 11.250 573 75 -29.12 LT Nov6, 12 26.000 11)312 307.13 11.250 292.50 -14.63 LT Nov7,12 48.000 11.597 556 70 11.250 540.00 -16.70 LT Nov 7, 12 22.003 11.582 254.82 11.250 247.50 -7.32 LT Nov8, 12 57.003 11.446 652.43 11.250 641.25 •11.18 LT Nov8, 12 30.003 11.672 350 16 11.250 337 50 -12.66 LT Nov8, 12 3.000 11.666 35.00 11.250 33_75 •I.25 LT Nov29, 12 26.000 11.778 306 243 11.250 292.50 -13.74 LT Nov29, 12 8.000 11.778 94 23 11.250 90.00 -4.23 LT Nov29. 12 6.000 11.765 70.59 11.250 67.50 -3.09 LT Nov30, 12 37.003 11.714 433 45 11,250 416.25 -17.20 LT Nov30, 12 16.003 11.677 186.84 11.250 180.00 -6.84 LT Nov30, 12 11.000 11.688 128 57 11.250 123.75 -4.82 LT Nov30, 12 1.000 11.750 It 75 11.250 11.25 • 0.50 LT tan 23,13 3.076.000 13260 40,788 38 11.250 34,605.00 -6,183.38 LT Mar 7, 13 399.003 12.626 5,037 93 11.250 4,488 75 -549.18 LT Apr 22, 13 1,918.000 12.912 24,767.13 11.250 21,577.50 -3,189.63 LT Aug 26, 13 203.000 14.401 2,923.46 11.250 2,283.75 -639.71 ST Aug 26, 13 181.000 14.412 2,60863 11.250 2,036.25 -572.38 ST Aug 27, 13 253.003 14.105 3,568 74 11.250 2.846 25 -722.49 ST Security total 6,769000 13036 88237 30 76,151 25 -12,086.05 TARGET CORP Symbol: TGT Exchange NYSE EAI: 12,752 Current yield: 3.03% Sep 23, 13 68.003 64 391 4.378 59 56.760 3.859 68 -518.91 ST Sep 23, 13 6.000 64 405 386 43 56.760 340.56 .4587 ST Sep 24, 13 180.000 63.999 11,519.91 56.760 10,216.80 -1,303.11 ST Sop 24.13 82.000 EgI 133 5,25897 56.760 4.654 32 .604.65 ST continued next page SDNY GM 00020537 C W70303305631663 Ne70:0150746000O2 0514 03057500i vl 23568S50 000307 Page 19 of Se CONFIDENTIAL EFTA_0013 1 157 EFTA01273364 *UBS Resource Management Account May 2014 Your assets • Equities • Common stock (consoued) Hd d ng rrade date Marte. of taures Putease pics Average pikt par %han (S) Prise gel flaire Cod bans (3) an May 30 (3) Velue on May 30 (S) Unredied gin a Ion ($) Hddng pericd Sep 25, 13 152.000 63.446 9,643.85 56.760 8,627.52 -1,016.33 ST Sep 25.13 92.000 63.598 5,851 05 56.760 5221.92 -629.13 ST Sep 25, 13 18.000 63.735 1,147.23 56.760 1,021.68 •125.55 ST Sep 25.13 13.000 63.620 827.06 56.760 737.88 -89.18 ST Sep 26.13 114.000 63.436 7,231 76 56.760 6,470.64 .761.12 ST Sep 27,13 193.000 63.993 12,350.76 56.760 10,954.68 -1,396.08 ST Sep 30.13 104.000 63.785 6,633.64 56.760 5,903.04 -730.60 ST Sep 30.13 51.000 63.888 3,25830 56.760 2,894.76 -363.54 ST Sep 30.13 27.000 63812 1,722.95 56.760 1.532.52 -190.43 ST Oct 1, 13 139.003 63.851 8,875.42 56.760 7,889.64 -985.78 ST Oct 1,13 53.000 63.856 3,384.40 56.760 3,008.28 -376.12 ST Oct 1,13 38.000 63.757 2,422.80 56.760 2,156.88 -265.92 ST Oct 1,13 38.000 61813 2,424.93 56.760 2,156.88 -268.05 ST lan 7, 14 197.000 62.839 12,389.28 56.760 11,181.72 -1,207.56 ST Jan 7, I4 32.000 63.004 2,016.15 56.760 1,816.32 -199.83 ST lan 7, 14 3.000 62.863 188.59 56.760 170.28 •1831 ST Secuity total 1,600.000 63.695 101,912.07 90.816.00 -11,096.07 1RAVELERS COS NOTRE Symtd. TRV Exchange. NYSE EAI: $2,534 Curent yield: 2.35% Apr 24,12 20.000 63.432 1,268.64 93.450 1,859.00 600.36 LT Apr 24,12 4.000 63350 253.40 93,450 373.80 120.40 LT Apr 24, 12 1.000 63.560 63.56 93.150 93.45 29.89 LT Apr 25, 12 10.000 63.520 635.20 93.150 934.50 299.30 LT Apr 25, 12 10.000 63.617 636.17 93.450 934.50 298.33 LT Apr25, 12 Koop 63.659 636.59 93.450 934.50 297.91 LT Apr 25, 12 2.000 63.545 127.09 93.450 186.90 59.81 LT Apr 25, 12 2.000 63.645 127.29 93.450 186.90 59.61 LT Apr 25, 12 2.000 63.745 127.49 93.450 186.90 59.41 1.7 Apr 26, 12 5.000 63.928 319.64 93.450 467.25 147.61 LT Apr 26.12 2.000 63.920 127.84 93.450 186.90 59.06 LT Apr 26, 12 2.000 63.930 127.86 93.450 186.90 59.04 LT Apr 26, 12 1.000 63.720 63.72 93.450 93.45 29.73 LT talmoed next page CNP200C0305631 664 MC000180246 00002 0514 0305750N x123568550 ODEeffellwGitgegges 20 of 98 Account name: GHISLAINE MAXWELL Priendly account naine: Account number. Your Kaancid &bison SCOTT STACKMAMLYLE CASRIEL CONFIDENTIAL EFTA_0013 1 158 EFTA01273365 cat UBS Resource Management Account May 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number Your Nnandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets . Equities scorm Common stock lconbnued) Track dee mortar* of snares Purchase OW Average price per shale 01 Price per shoe Coss bads 0) on may 3001 Vase on umTosais z e4 fired= May 30 (1) gale o ( May 1, 12 15.000 64.637 969.56 93.450 1,401.75 432.19 LT May 1, 12 6.000 64.715 388 29 93.450 560.70 172.41 LT May 1, 12 6.000 64.975 389.85 93.450 560.70 170.85 LT May 1, 12 2.000 64 850 129 70 93.450 186.90 57.20 LT May 1, 12 1.000 64 820 64 82 93.450 93 45 2&63 LT May 2. 12 7.000 64374 450.62 93.450 654.15 203.53 LT May 2, 12 4.000 64 410 257.64 93.450 373 80 116.16 LT May 2, 12 2.000 64 320 128 64 93.450 186.90 58.26 LT May 3. 12 4.000 64.960 25984 93.450 373.80 113.96 LT May 3, 12 2.000 64 675 129 35 93.450 186 90 57.55 LT May 3, 12 2.000 64.910 129.82 93,450 186.90 57.08 LT Jan 23,13 629.000 77 560 48,785 62 93.450 58,780 05 9,994.43 LT Apr 22, 13 290.000 84.719 24,568 68 93.450 27,100 50 2,531.82 LT May 22, 13 Il l000 83 807 9,302.58 93.450 10372 95 1,070.37 LT Security total 1,152.000 78 533 90,469 50 107,654 40 17,184.90 UNITED PARCEL SERVICE INC CL 8 Symbol: UPS Exchange. NYSE EAI, 42,843 anent yield 2.58% Sep 19, 13 82.000 91.779 7,52590 103.880 8,51816 992.26 ST Sep 19, 13 19.000 91 625 1,740.88 103.880 1,973.72 232.84 sr Sep 20, 13 107.003 91.805 9,823.18 Ice.eao 11,115.16 1,291.98 ST Sep 20, 13 26.000 91 835 2187.71 103.880 2,700 88 313.17 ST Sep 23, 13 93.000 91.049 8,467.59 103.880 9,660.84 1,193.25 ST Sep 24, 13 93.000 91 612 8,520.00 103.880 9,660.84 1,140.84 ST Sep 24, 13 41.000 91.663 3,758 20 103.880 4,259.08 500.88 ST Sep 25, 13 62.000 91.138 5,650.56 103.880 6,440.56 790.00 ST Sep 25, 13 11.000 91 090 1,001.99 103.880 1,14268 140.69 ST Sep 26. 13 64.000 91.489 5,855.30 103.880 6,648.32 793.02 ST Sep 27, 13 54.000 91.117 4,920.33 103.880 5,609 52 689.19 ST Sep 30.13 46.000 91.475 4,207.86 103.880 4,77848 570.62 ST Oct 1, 13 46.000 91.668 4,216.73 103.880 4,778.48 561.75 ST Oct 1,13 6.000 91 650 54990 103.880 623 28 7138 ST continued next page SDNY GM 00020539 CHP7DOCE005631665NP7003197246 00007 0514 030575004 S'173 568S50 000000 Page 21 of se CONFIDENTIAL EFTA_0013 I 159 EFTA01273366 *UBS Resource Management Account Your assets r Equities . Con mon stock (contmued) mciang rra* dMa Isuirbee ol sharet Purchase miter Average pico per Mare (S) Cou bath (1) Pnce per Otite on May 30(S) Vaut on May 30 (1) unrealzed gain or Ion (4) Hcang Pr11441 Oct 2, 13 61.000 91. 128 5,558.84 103.880 6,336.68 777.84 ST Oct 2, 13 19.000 91 067 1,73029 103.880 1,973 72 243.43 ST Oct 3, 13 55.000 90337 4,968 58 103.880 5,713.40 744.82 ST Oct 4, 13 55.000 90.653 4,98596 103.880 5,713 40 727.44 ST Jan 17, 14 121.003 99 231 12,037 00 103.880 12,569.48 562.48 ST Acting total 1,061.003 92 250 97,876 80 1102 16-68 12,339.88 MLINX INC Symbe XLNX Exchange: OTC EAL 12,086 Curent yield. 2.47% Sep 7, 12 25.000 34.770 869.27 46.960 1,174.00 304.73 LT Sep 7, 12 5.000 34 846 174.23 46.960 234.80 60.57 LT Sep 10, 12 37.003 34 845 1289.29 46.960 1,737.52 448.23 LT Sep 10, 12 3.000 34.660 103.98 46.960 140.88 36.90 LT Sep 11, 12 20.003 34 853 697 06 46.960 939 20 242.14 LT Sep 12. 12 18.003 35.006 630.11 46.960 845.28 215.17 LT Sep 13, 12 21.003 34.886 732.61 46.960 986.16 253.55 LT Sep 14, 12 19003 35536 675 19 46.960 892.24 217.05 LT Sep 17, 12 7.000 35.151 246.06 46.960 328.72 82.66 LT Oct 24. 12 3.000 32.523 97 57 46.960 140 88 43.31 LT Oct 25, 12 5.000 32.522 162.61 46.960 234.80 72.19 LT Oct 26.12 3.000 32.776 98.33 46.960 140.88 42.55 LT Oct 31. 12 1.000 32.770 32 77 46.960 46 96 14.19 LT Nov 1, 12 2.000 33360 66.72 46.960 93.92 27.20 LT Nov1,12 1.000 33.520 33.52 46.960 46 96 13.44 LT Nov 1, 12 1.000 33.530 33.53 46.960 46.96 13.43 LT Nov2, 12 1.000 33.550 33.55 46.960 46 96 13.41 LT Nov5,12 1.000 33 190 33.19 46.960 46 96 13.77 LT Nov6, 12 3.000 33.886 101.66 46.960 140.88 39.22 LT Nov 7, 12 2.000 34.025 68.05 46.960 93 92 25.87 LT Nov7, 12 1.000 33.910 33.91 46.960 4696 13.05 LT Nov8, 12 4.000 34.032 136.13 46.960 187.84 51.71 LT Nov8, 12 1.000 33.860 33.86 46.960 46 96 13.10 LT Nov28. 12 4.000 34312 137.25 46.960 187.84 50.59 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number Yourlqoancial Advisor: SCOTT STACKMAATLYLE CASR1EL 212 821.7000/800-308 3140 cantouednext page CHP7COCE005631666NP70C01.50246 ce= osl4 030575004 Y123583$5000MyGm0002(sit 22 of 98 CONFIDENTIAL EFTA_00131160 EFTA01273367 *UBS Resource Management Account May 2014 Account name: CHISLAINE MAXWELL Friendly account name: Ind r Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock (continued) Dade Hddng date Hunter of shares Purchase price Average pace per shore (1) Con basis (S) Price per share cn may 30(1) Wine on May 30 (1) Wrecked HoIcing gain or loss (1) Period Nov28, 12 3.000 34.410 103.23 46.960 140.88 37.65 LT Nov29, 12 15.000 34.583 518.75 46.960 704.40 185.65 LT Nov29, 12 3.000 34.493 103.48 46.960 140.88 37.40 LT Jan 23,13 1.087.000 38805 40,00801 46.960 51,045.52 11,037.51 LT Apr 22, 13 502.000 35.691 17,917.23 46.960 23,573.92 5,656.69 LT Security total 1,798.000 36246 65,171.15 84,434.08 19,262.93 Total $1,715,949.62 $2,045,902.23 $329,952.61 Total estimated annual income: $56,965 Your total assets PeKentage 1 Cost Est mated Unrealized Value on Wry 30(D your aC Muni tete (5) annuallaccene (1) gain or loss (5) Cask Cash and money balances 52,904.29 2.52% 52,904.29 Equities Common stock 2,045,902.23 97.49% 1,715,949.62 56,965.00 329,952.61 Total $2,098,806.52 100.00% $1,768,853.91 $56,965.00 $329,952.61 Account activity this month Ode Activity Description Amount (1) Dividend and interest income Taxable dmdends Taxable interest May I Dvidend GEM. MILLS INC PAID ON 1882 771.62 May IS Cividend COLGATE PALMOUVE CO PAID ON 1508 542.88 May IS Dvidend PROCTER & GAMBLE CO PAID ON 1134 729.84 May 20 Cividend CATERPILLAR INC PAO ON 1110 666.00 Total taxable dividends $2,710.34 May 7 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF 050814 Total taxable interest Total dividend and interest income 1.20 $1.20 $2,711.54 SDNY GM 00020541 CNP70009305631 667 NP7000193246 00002 C614 030575004 YI23568550000000 Page 23 of 98 CONFIDENTIAL EFTA_00 I 31161 EFTA01273368 SUBS Resource Management Account May 2014 Account activity this month contnuedl Date Actnnty Description Arment (1) Money balance activities Apr 30 Balance froward $50.192.75 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 771.62 May? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906114 1.20 May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72 May 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 666.00 May30 Closing UPS Bank USA Deposit Account $52,90429 Account name: GH MAX ELL Friendly account narne:Ind Account number: Your Amends' Advisor: SCOTT STACK MAMLYLE CASRIEL The UBS Bank USA DOW Account IS your primary sweep option CNP7C0090C6631658 NP70:0193246 00002 0614 0.30575004 Y12356EISSOCOMAW_Ght00020gri 24 of 98 End of statement for account num bet CONFIDENTIAL EFTA 00131162 EFTA01273369 Important information about your statement LE6 Firuncial 5.n/ices ix. (the F im or UITS Anemia! Senike). is a merrter of all princin mealy, canto* and cptere exchwges. I.BS Fe-ernial Semites and UES Bank USA we rdrect subsdares of LES AG and anilines of LES Seasitin U.C. The Fim's I handal statement is available upon reales. The Finn wenn oft ces aw a: LES Finanor Sinai 1200 Harbor Boulevard Weehawken, Id 07066 This naternent represent the any official record of you LES Fe-uncial Senses account. Other wads, evapt official the docunent canning conking date should rot be relied Lyon If you bedew there is an error a omission, please report it irrmeciately narking to the Ranch Manager of the office enigma account. AX-ough al figures shown T9 I-tended to be accurate. statement data should not be used fix tar purposes Rely sink on wmend tax forms, te.. Form 1090. Sat 10425, etc.) whin preprregyour tax return. The Fim a required by low to won to te,IRS all taxabk dint*. report** rontrobk duidends and taxable merest eared on wcunties held in you accent, net proceeds at sale transactors, and cost base airman covered swain. Communications win the Firm . Please re-confirm arty oral cormtmcaterts in wing to further protect your rotes includrig your rite order the Stoat Manor Protection Act (MX) • If the finawal nstitution cn the top left of the kin of this statement is nor UPS Sinaloa Sykes, LES Feenoal Semites carries you- account as cleamg brdcer by at argerrant watt the rdcated intlitutiXt We iWor edyv of this relationship whin you opened this woost. Inns case, your trots and sectrata-e located a LES EnancUl Sensesand rot to imodwng broker. aid you run make a WWI of sry aux or *Tuition to both NITS. A N actor statements shall tie deemed complete ad accurate d not objected to in wrong within 60 days. • Please Wert customer complaints a iNIJiin to tie Firn's C lent Relations Depanent n 201,352,1699 atolsfree at 800-35.4-9103, 860 A.M. to 6:00 P.M. ET Monday through Friday, a in *Meg to LE6 Feencial Senores ix., Client Relations Dees-Went, P.O. Box 766 Union City, NJ 07087. • ki Case of (*menorWert ern about at electronic funds transfer EFT), bi puymm or UBS Visaed ebit card tramatiorts, call 62-1000, or wile to UBS Enna' Minces eic„ MOO Harbor Blvd, 6th floor. WaharAers W 07086. Ana RIVINESA Sexces Cal or write as soon as you cart it you rids aces statement or receipt is wag or d you need more Hammen about a tire* on the usenet or c9c901. The Firm or Card hoar as afkablektkr0 her from you no later that 60 days after to Fim WA you the fin stamens on ninth the error or problem appeared. - Prow:Miro: nano ad accost number Of any) — Desoto the *nor or he transfer you re tare about and 'ratan a, chair atm cat why you behye t is an error a why you need more efamation — Proud. the &ear anion d to suspected not The Fie or Cad Issuer wel eirest(gate yaw complaint and will correct any error prompt/. Please make all rheas pawbk to the Fern or tae financial instation ideated on fro kont of the tannin had:Mimeo non- accont fen accounts may be subject to mailenarce fees, throes for late parent for setriles purchases and charges for unpaid armunts in cashwarns. Accounts that ate transferred to other institutions may be subject to a transfer See. UBS Sweep Options UBS offers options for sonepng cash brans, biances to bat deposits al UBS Bat USA and UBS AG Stamford branch (Bank Sweep Prog-ams), moneymaks intuit stands (Morey ands) axIthe Intonational Deposit Arrant ODATfor customers with wi Intentional Resource kingement Arrant. Through tie Bank Swap Prona cash balances re swept to LBS Bak USA up to an estabkhod knit ad then to IBS AG Stanford Brandt or e Money Fund. Deposits at UBS Bat USA are FDIC mired in accordaxe with FDIC oaks. For mere nit:mak:el please veit wwwfdicgov. Deposes at UBS AG Stanford Buda std tares of Money Funds are rot tend byline FCC. %romp, the OA, mailable to cash balances are swept to depost accounts al UBS AG New Yak Branch and CBS AG Cayman Branch Thew deposits are not round by the FIX. Balmon Feld at to LES AG Carnal Bra-ti are tempera* exposed to the sovereign risk of the Caren elands, and tore is no gannete or other obligation of IBS AG to repay to bolarces wink on the UBSC wmans Brach's books. Deposes a LES Bat L6A and each UPS AG Sandi are not protected by SIPC. Money Fund shares ere protected by SIPC. See 'LBS Financial SWAM Accost Protection* bobw Upon your reg.est, balrices n the Barn Sweep Programa OA may be withdraws and shares of a Money Fund my be liquidated, and the proceeds returned so you or mur kiosks want, knher formation about available snip options. ndaing anent reerest rates and midi, a sank at meaty conk...enact, from your F nanc in Winos or by calling 800762.1000. UM Financial Soren. account protection The is a menthe el the Secedes investor Protection Corporaticn (SIPC), *nkh protects securities account, of its members up to 5500,0X) (inn* $750,000 for dams kr cash) The MK asset protection kin XPV to all account tat you hold n a pa-limbs capacity. The Finn, together with certain stains, ha also purchased applurental protection. The matrix, mount pay** to al eligible diets, cobecting lades this protection is 5500 million as of December 10, 2013. klota to the pokyconditions ard limitations, cash X the Firm is further protected to matette million n the aggregate for all you accounts held n a articular capacity. A fir ccpy of tie poky wiring is inedible LOOn The SIPC protection and the supplemenUI protection both do not apply to. . Conan financial Ties controlled by (and istaded your account valut) but held away from UBSFina-cbil Services (e.g.. certain(* cash at UBS Bat, cadn at LOS AG Stanlod branch (I) insurne proctraS. including variable snits, and (iv) shires of mutual finds whine such shares are registered diectly h the name of the account holier on to books a-4 records of the applicable issuer a trawler agent); • Certain meaner* contracts or iwestnent interest peg., limited partneshin and prime pia:amine) that are rot retread under tie Securities Act of 1503; ad • Canadian cornets (e.g Intim excha-ge and pm kismet/A catracts). include* futures contacts ad tornotittorificn contracts. the 51K protection and the suppkmental protection do not apply so these assets ten if they otherwise appear on yoa staternot. he SEC protection and the ssniknental protection der not protect mare changes in the maim vain of you investments (whether as a result of market mosement, issuer bankruptcy a other if) More information is amine tpon reopest You may obtan sae nfonation about SIPC. eiciAng the 51K &whine, by contacting SIPC a 202371.8300a by usitng the SIK *Waite atYAW/.140‘041 Dividend ReiWetblbecill Program (Dpi) The age reflected is an swage price. You may obtan the actual price Iran tots Fnancial Advnor. Only Wok tare are purchased under DM; partial shires will be sod rd tot cash wa be,deposited et your account The 6viderd reiwesvnent price applied by to issuer may • from the wake( ate at which the partial shires n sold Cannlieu CM,whole units may be held in aar account. If you ere entitled to a pa-tul unt as smolt of a dviderd Danko' or otherwise, the Firm veil ether sell panel ant at mann pia a accept an amount determined by a registered cleat; agency, and credit year accost. Investment objectives The nes-swat °banns rd risk profile we spwlk to each account and may vary between, Phase Seise the Fern prong, on men; of any sir kant change n youMaxie' situnn or 'Innen objectives. Fa each CONFIDENTIAL account held, you choose one of to following jinni *Octet • trod*. Conentbworne. Insane its seekng the generation of income mg. • Achim Csottrf Approciat;on: Inseam,* seeking growth of prncpal rather that the gran:not mom?. • Produce Combination of locoree and Capital Appreciation nesiments seekeg both the generaticn of name and gnash ol prekbal. Otwoll risk prof des • Conservarn Seeks to mantain Mel pis pat with low Sc and volatility to the acorn theral, tend that men the accost does not generate significant income a noun std may rot keep pace wit inflation. • Moderate Willi* to accept some Sc to pinonal and tolerate some *tag* to seek Friter returns. • Aggressive: Wiling to accept high ridsto principal an high ...Agility to seek high returns over time. Statement Immeholdre We may consolidate al related account statements with the sane address n the sin envetge. Accounts may be related Ice this purpose berate they have omen who also mainuin pit accost relationships with other clients at the sane address. This practice known as • houstholing II you prefer to retake ediedual statements maned in separate envelopes — you may d.clre household,* by Ealing your Frontier Advisor. Friendly savant name The Friendk want name reflects information that you entered on the Firm's onlne senores webute. N is a Cuslcmizable • niclrunw • chosen by you to mix you with mar recordeming It has no legal effect on your account. You cn chaveyos hiendk account names, through Orin Services or by contact,* murFrancial Anse,. Account overview • men of nor accountiPortiolia Net of assets rd • Ant hulas salable cash balances. wades for restricted sem* lest), and Global tine Deposits, urrealied mats to market, and caftan nits not held by the Fem. Does rot include unpriced S9Clntifill assets al the end of the prior and curent statement periods. or private iwestnwns, invested stock options wed ennable stock anions • Clangs Include, debt bilirces, cuturdirg reign loans. credit ter, has want balances. • Casb/reoner Wares. Total of unimested amiable cash balances, plus UBS Bak USA deposit tintices,185 AG Surnord Branch deposit balances and money mantel maul fund sweep Sams, at the close of tie rtaemere period. Norwormlocky Vet credit balances in your ocean are rot segregated from other balances and the Fan may use any of these funds in the ordinary COWS' of thane's. These funds a* payabk iron your dernard. This total is includedin fw cuTent period closeg value. SDNY_GM_00020563 EFTA_00131163 EFTA01273370 Important information about your statement (con inued) landfig Herniation Fa cabled information cn theft-es fending practices and &douses, refer to yisr Client Relatership Age-want or &cant Agreement end the General Towns ad Conditions UBS Statement of Credit Practices available in Appeetmene and Dix/mums at nyaguakusaiirsgurtlagatuan Vas meta Your OefaMent imbed securities aidother wets held h the account at the end of the statement period. You may ark fordehey of fully paid secuties at anytime. You may receive securities used as loan collateral after prying any balance due on tem. My securities translened to use Firm drig the statierent penod are listed al market value as of the end of the Patentee Feria • GOAN'S. n detomning the cost basis of the senates included in this statement, where indicated wen the number 'I,' UBS Fivercial Services has relied on inforwation obtained from sources other than LES Fi-encial Services. including information Iran another am a that you may have provided to you Finaxial Advisor. The Finn does not ittiperctintly verify a assent** the &rosary or nuking day irforrmtion provided by sans other than LES Fivntial Senates. h aicitirt although UBS FindiCel Services general& Lactates fide Hamann at karate:tied, the firm does not provide any astaransee that the idamaciin order "Cost basis" and laireakzed gar/loss' is accurate as a the date of his statement. As suck please do not mg on this ntiamation to make pachara a sale decisions, fa ism papmes or othenvise. Accounts transferred to tie fim may reflect gail loss rdanutifi ong for the period of tine they.we held a the Frm More histsnical nknnaton tribe adied by yotr feunciat Advisor. • Um-edited gain/loss risen data is mailfik. estimated 'treaded cuing lases we caudated fa hiving! sectary lots. The transaction data for rgiviitial lab may or may not telkct &ruminant. *urges ands security reorgeniza iin hunts Dividend and oterrenwstment lots and systematic padvse lots are each combined todisplay ore averaged lot. Ihe • Trade date • colannaesents the original transaction trade date. • Callable securities Ba-ck and ;referred stock that the Issas cats for eery sec/en-Oman will be selected mpasely by lot Iran arrong all seosaies of fiat isle held hour cosmos in nominee name la as clients. Call frame ilcanati:n s cbtaned from third parties and es accuracy snot guaranteed. Other tall fealties may gest which could affect yield complete edcmiati:n will be provided upon request • Certificates of deposit (us COs are FDIC hewed Lp to S2 9),000 h racist' and accrued interest per deposior and pee deposhayinstitutich Piaccordance web WI( rules. • arbearalue Fran displayed f or »cunt's, and ogler products may be higher or lower than theorise that you would snuck receive h the market Prices are *Waned from various third party sources which we Delve to be reliable. but we do not gatralee their accuracy. — We germs' um the closi-g pricewhin avilabba the mean of to bid and ask prices farmed seardies and cptiors a ong bid prices fa OTC seosties. - Less actiwg traded securities may be priced using valuation model or de moo recent roe we obtained and may not reflect an actual maket rice or gam - Certain positions may appear witheut a prise and will avow at *price was rot available' if we re undole to obtain a puce f or a warty - Deposits or senates de-aninated in currencies other tan U.S. dollars are reflected at the etchingi rate as of the statement date. - For cerien wcutitin eating in non.conformng cknominataa mice rd qua-Mydace valor) may have been adisted to militate prime* vauaion. To obtain current quotations, when wait*, contad pa Financial Adder. • Private ircesbnints end dructewed prodemb. hint, metre& nighties (xbdig drect participation proaam end real estate imestrnent trust senates) and structrred pecan 31* gamely highly liquid. Certain stristired proiste have not been registered with the Securities and 6thage a under an/ state securties laws. We prosede estimated vat es for private investment secedes and structured products for idormatbrul purposes only Accasacy knot guaranteed. - These values may differ abstantiatry from prices. a any, at MI& a private isresament security a structured rcdxt may be bough or sold and do not necessarily represent the vamp& Cray receive Won Ifluidation. - Thid pat,intend's of wta av as a a renal date and are stippled to UBS Financial Services on a regukt bass by an independent vacation fim. - bum generalpanne- or sponsor estimated vete', ary, are supplied to the F rrn by the Sauer, genital pater or sponsor and may be tabulated based on Cabrera information from that used by hid parties laded,* their estimated values. - You can obtah addacrul Hamadan regarding the methodology used to determine the estimate of value ad the date of to Planation tha is the basis for to en irate by contmleg your financial Advisor. - Thief party estimeed wakes my be reflected as 'Not pied' h sem I sit aims. wee n Pdependent satiation tem RS not suppled or is unable to assign a vale, when we become mare that a material event has ocoared that may call a 'whom* reported vela Pro question, or when a value would be highly speoArtive due to fie nave a the searity - When neither an suer, general partner or sponsor *stinted value nor a thrdparty estimated cola if ',road. the value of the smarty will be &Bawd Iran its purchase price. - • Ostrizo cm to date may include return of cagily. income a both - °signal trit see • represerts the initial Wang price per unit and may not reflect Will Oast basis • Resibiched securities Res-Voted seardin generally we rot saliently agble Ice public sale. UBSFina-cal Services owes to motet price of the unrestricted stock of the same issuer:ism mputed value for de restricted stock for memo:es of (Ns 'Cabmen only To the edent that reariaed Searition are ergbki la sae, the striae staked may be stionantialg less than the inured value gnaws • En. (ostirneted) inccene. current yields and rates. An estinate of areal income is based as current Siderd ad interest rates, assuming fie secaties will be held for cat yea from statement date or until muggy, This emirate Song a ga:Salne, accuracy rd continued income are not guaranteed - Estimated anal ncome rd carent Wild fa certain types of bashes could include a retun of omegaor capital gars in which case the est income (dr:t tuners yel:$ would be mergated. - Estimated real icane rd current Wild and the actual ixcme endyield might be Itiver a higher than the estimated amounts. — An estmate of rrualced ncome (divdend andor interest) deniedby the anent market vatmdaverage balance it based on the bit dividend Or merest payment made by the issuer and marries she secuities/deposts will be held for ore year from the statement date or until malady. Accuracy ad continued yeld are not gmeranteed • Pants not held by 1185 'rancid Services. Certain assets we rot held by the Fin and not within the Fen's possession or cawol. These assets de dspleyed on your statement for informational purposes orig. Positions ad values presented am Vended by fig issui-g fern UBS Frantial Services is not rest:amble for the ilormation and des not quaint*/ es accuracy. These assets are rot protected by SIC or to Finis umplementalS1PC coverage. • Revenue sharing and additional compensation. — In addition 10 commissions on sales and 12b1 fees received n correction well the disuibution manual had to our clonal vs arida our alMate naive monde taring Pagrents *0111cliaributon a-dos athiscrs ch the muesli funds that we sell. 11-eseanorts are based on two <Menlo coMPinent6- amantel sales by UBS vi a pm-ticula mutual fund I amig to our clients and CO the meet value of ape-thaw mutual fund family's shores held at the Imt — We and as atMate also recewe nemaking and orrnbus processing lees in consideration tor transfer agent series that we provide to the rrulual fade. These len generalltr are pad from investor awns in the mutual fund and are a fixed Jolla amount based an tie number of amounts at the broker-dealer holdng maul( lads at that fund CONFIDENTIAL — h adios 10 COmm6Srni enticed n conneacn wth the sale or distnbinon o1 array contracts and vet investment flat units to our <lents, we meta our affair* recewe sevens sharng corrpenembn tram many of the ingrains* companies undenwitirg the amity contracts, *dates of to Maw& corpases or sponsors cd tetra imestment trusts we *Mime - Oar affiliates ako receive trading commeekrs and other canoe-catkin town mutual finds and nuisance companies whose psOCIJCIS we distribute. - Vivien** an anal fee from UBS Bark LEA and lES AG Stanford Brandi of up to $zs per accost sweeping to the barks under the UBS Bait Sweep Programs Activity hbrmaticri regard:1g commissars and *ter charges incurred in connect cn with fie esecutcn of rade', idudng option transactions has been included on cadirrnfions previously furrnbed so you. ad %A be pronged to yOu wavily on recpest. Short Naha f Kure engaged in short selling a security, you may Paw a charge the to certain bcrrowi-g costs for that partisulir securty. Open oedema Rtilading opera or • goaditillicancellecr aders fiat were not vented by the gatemen date, open buy ani sell stop orders are refixed by the amount of dividends or riggs on an exdividerds a earifits date unless intruded otherwise by you. You are responsble for orders that we healed the to your Ilium to cancel 'sifting open orders. Pinney To obtain a copy d ax current Client Finocy Naito, please contact sour Francis' Athisor or visit w website at smisdiALEBOBEBWORMIER. UBS Financial Services a rot a bag The RUA, Business Services Account BSA and ELIA are brokerage accounts which provide access to barking services and products through amangirnwits we, "Solid bags sad other thrdpasy banks, rod provides access to nsura-ce and finuty pronact hued by unaffiliated third.pasy insurance &impales through reurance agercy subsdifies of UBS Financial Services Inc. Iniestment nsura-ce. ad a-nAy products Not MSC inured • No bank guwantee• May bse vale RYA. Resource Management Account, Business Services Account BSA, ISMA and alternation& Resource Management Acorn we registered service marks of UBS Fruncial Services Inc Visa *rose is a regigered zeds* mark of Visa International uBs Via Signetse cede cards and UBS yea debt cards we skied by UBS Bank USA with permission from Vas U.S A Incorporated, UBS Financial Services inc. Pm 201402 SDNY_GM_00020544 EFTA_00131164 EFTA01273371 SUBS WS Financial Services Inc 299 Park Avenue 25th Floor New YoM NY 10171.0002 CNP700645.38950614 X123. 0 Account name: GHISLANE MAXWELL Friendly account name: Account number:. SS Your Financial AdvisorSCOTT STACKLIANILYLE CASRIEL Phone UBS Strategic Advisor June 2014 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Call your Financiar Advisor or the Value of your account RMA Resourceithe at 800-RMA- '000, account 029323568 on May 30 CS) on lune 30 CS) Your assets 2,098,806 52 2,071,921.44 Visit our website: vww.ubscomairsantialservices Your liabilities 0.00 0.00 Value of your account $2,098,806.52 $2,071,921.44 Items for your attention • Reminder. Certain mutual field shares held in select UB5 Investment Advisory Programs will be converted starting in lune. See your statement activity for details Tracking the value of your account S Thousands 2,098.8 2,071 9 May 2014 un 2014 Sou ran of your account growth during 2014 Value of your account at year end 2013 Net deposits and withdrawals Your aneStMent return Disidendard interest income Change in market value Value of you wean *akin 30, 2014 so® $1,927,577.43 515063.38 4125290.63 32,071,921,44 SDNY GM 00020545 Member SIPC CNP70003006458895NP700O298741 00002 0614 030575004 Y1 23 568550 11 1000 Page 9 of 102 CONFIDENTIAL EFTA_00131165 EFTA01273372 T UBS Strategic Advisor Rune 2014 Your account balance sheet Summary of your assets Value on June 30 (t) Percentage of pit account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 2,071,921.44 100.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a 00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $2,071,921.44 $2,071,921A4 100.00% Account name: GHlkAINE MAc1/1, ELL Friendly account name: Account number: Your current asset allocation C Eye on the markets Index Your iq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL Cash and money balances may indude available cash balances, UBS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the lmponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% Percentage change lune 2014 year to date 2.07% 7.14% 2.51% 6.94% 0.99% 5.14% 0.05% 3.93% 011'70/X9006496€96 N1'7003296741 00002 0614 030575001.'02356855011 gffieGmocesseo of 102 CONFIDENTIAL EFTA_00131166 EFTA01273373 *LEIS UBS Strategic Advisor Change in the value of your account lute 2014 (s) Year to date (I) Opening account value $2,098,806.52 $0.00 Deposits, including investments transferred in 367.91 1,988,961.76 Withitawals and fees, including investments transferred out -61,38433 -61,384.33 Dividend aid interest income 8,112.13 18,463.38 Change in market value 26,019.21 125,880.63 Closing account value $2,071,921.44 $2,071,921.44 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Dividend and interest income earned For purposes of this statement, tanabifity of inkiest and dntdend Income has been determined from a US tar reporting penpectint. Based upon the residence of the account hokler, =count type, or product type, some Interest ancior dvidend payments may not be subject to United Slats (US) ardor PUtft0 Rico (PR) Income tares The (tent month); statement is not Intended to be used and cannot be reSed upon for tar purposes. Clients should refer to the applicable tar reporting forms they receive from UBS annuely. such as the Forms 1099 and the FOrMS 49D, fOr lei reporting information It is the practice of UBS to file the Epplicathe tae reporting forms with the US inlern11 Revenue semce and PR Tkasury DePartrrent. and in such forms accurately daffy dindench an/ a interest as tar exempt or taQble income. Pleat consult your indw:lual tar preparer. lime 2014 (3) Year to date (I) Taxable dividends 8,110.02 18,458.90 7.).)14-2 ri!ef.:.•• 2.11 4.48 Total current year $8,112.13 $18,463.38 Total dividend & interest $8,112.13 518.463,38 Summary of gains and losses Wives reported telcw exclude products (or which gam and losses are not decsifitcl. Realized gains and losses Unrealized lune 2014 (I) Year to date 114 gains and kisses (1) Short term 0.00 0.00 11,521 87 Long term 0.00 0.00 344,449 95 Total $0.00 $0.00 $355,971.82 Your /1 nandal Advisor: SCOTT STACK MANLYL€ CASRIEL Cash activity summary See Account octtety the month for detals Sciences in your Sweep Options are includedin the q:enng and closing Manses rare. FDIC insurance apples Only to deposits at 0B$ Bank USA, not to *posts at UBS AG. Stamford (rand) or bank deposits paced through the USSInternetronal Depose ACC0ullt program SIPC protection applies to money market sweep fund holdings but not bank deposits. Sao important inSormation stout your statement co the last two pages d this document for deals June 2014 IS) year to date (I) Opening balances Additions 552,904.29 $0.00 Deposits and other funds credrted 367 91 42,920.95 Dividend and interest income 8,112 13 18,463.38 Total additions $8,480.04 $61,384.33 Subtractions Professional management fees and related services 55791 -367.91 Other funds debited -61,016.42 -61,016.42 Total subtractions -$61,384.33 -$61,384.33 Net cash flow -$52,904.29 $0.00 Closing balances $0.00 $0.00 SONY GM 00020547 CelP703070054913697NP7003798741 00037 (614 030575004 Y123568S50 111003 Pegs 11 of 102 CONFIDENTIAL EFTA_00131167 EFTA01273374 *UBS UBS Strategic Advisor Jure 2014 UBS Bank USA Deposit Account APY Interest period May 7 -Jun 5 Opening UBS Bank USA Deposit balance May 7 850,965 57 Closing UBS Bank USA Deposit balance Jun 5 $55,159.89 Number of days in interest period 30 Average daily balance 852,354.87 Interest earned 82.11 Annual percentage yield earned 0.05% Account name: Your Ignendal Advisor. Friendly account name: SCOTT STACK MANLYLE CASRIEL Account nuntber. Your investment objectives: YOU have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full descripticn of the alternative investment objectives in important inkgmarkin about your statomant at the end of this document. Your return objective: Cunent income & capital appreciation Your dsk profile: Primary - Aggressive Investment efigibihty consderat on - Norte 92-tecied Your account instructions • Vow account is currently coded for margin • Your account cost basis default closing method is FIFO, First In, First Out CNP7C0CA)006498898NN0C0298141 000O2 OM 4 030575004 Yt235686501tytrhyoncoodesten of 102 CONFIDENTIAL EFTA_00131168 EFTA01273375 UBS Strategic Advisor *UBS lure 2014 Your assets Account name: GH1SLAINE MAXWELL Friendly account name:Ind Account number. Some income and current 'MOPS Sheerer may be approximate. As a testa, gam and losses may rot te acurately relleded. See importer( snlosmatron about yam statement a the end ol Ifs cteurrem for more infortnalon Cash Cash and money balances Cash and money balances may Ind usie avalaNe cah balances, U85 Bank USA deposit account balances UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA °twin( account balance are insured by the FDIC nil n cask die limits, tel are not protected by WC. U85 AG Stanford Bray h deposit acoum banes an not enured by FDIC ind Me not poieded by 9PC Money market sweep balances are protected by WC but we not insured by the FDIC. See the !important information about your statement a the end of this document for details about those balance; Hddng Openng bdance on tun 1 0) Closing Wane Pnce per share *stage ()nick nd interest DafS Oft on tun 30 (1) on Jun 30(1) rare peeked paned Cep moon' (1) Cash 0.00 -1,389.47 UBS BANK USA DEP ACCT 52,904 29 1389.47 250.000.00 Total 352,904.29 $0.00 Your II nandal Advisor: SCOTT STACK MAMLYLE CASRIEL Equities Common stock Hcldng Trade date tart'« of shares Purchase pied Average price per share (1) Nee Per share Cost basis ($) cn tun 3001 Vaue on Jun 30(S) Unrealized gain or loss (1) Hold rig period ANALOG DEVICES INC Symbol: ADI Exchange. OTC EAI: 12,591 Current yield: 2.74% Nov 16, 11 13.003 37 316 485 12 54.070 702 91 217.79 IT Nov 17, 11 13.000 35 393 460 12 54.070 702.91 242.79 LT Nov IS II 35.000 35.502 1242.58 54.070 1,892.45 649.87 LT Nov21, 11 18.000 34 371 618 68 54.070 973 26 354.58 LT Nov22, 11 15.000 33338 500.07 54.070 811.05 310.98 LT Nov23, 11 22.000 32.655 718 43 54.070 1,189.54 471.11 LT Nov25, II 7.000 32.460 227 22 54.070 378.49 151.27 LT Nov28, 11 30.000 32.951 988.55 54.070 1,622.10 633.55 LT Nov29, 11 18.003 33 472 602 51 54.070 973.26 370.75 LT continued next page SDNY GM 00020549 CHP7C00?306490699NP7003250741 00002 C6I4 030575004 Y123568550 111000 Pegs 13 of 102 CONFIDENTIAL EFTA_00131169 EFTA01273376 SUBS UBS Strategic Advisor Jure 2014 Account narre: GHISLAINE MAXWEU. Priendly account nome: Acoeunt number. Von r Dancing Advisor. SCOTT STACKMAMLYLE CASBIEL YOUE assets Equities . COMMOR stock (continuee Tratte Hddng Ø kurriser of tharet Putchase peicei Averege prIce Pike per St.tre Velue on unreanzed Hddng per thaie (S) Colt bat (I) cn hin 30 (5) Jun 30(f) ein ot Ion (5) petiod Nov29, 11 5.000 33.622 168.11 54.070 270.35 102.24 LT Apr 24, 12 30.000 37.567 1,127.01 54.070 1,622.10 495.09 LT Jan 23,13 1,056.000 43209 45,628.81 54.070 57,097.92 11,469.11 LT Apr 22, 13 489.003 42.447 20,756.68 54.070 26,44023 5,683.55 LT Security total 1.751.000 41.990 73,523.89 94,676.57 21,152.68 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 12,442 Current yield: 2.42% Aug 4,11 146.000 48.469 7,076.53 79.280 11,574.88 4,498.35 LT Aug 12, 11 4.000 46.880 187.52 79.280 317.12 129.60 LT lan 23.13 767.003 59.890 45,936.09 79.280 60,807.76 14,871.67 LT Apr 22.13 355.000 65.098 23,110.04 79.280 28,144.40 5,034.36 LT &actrity total 1272.000 59.992 76,310.18 100,844.16 24,533.98 BAXTER INTL INC Symbol: BAX Exchange. NYSE EAI: 13,236 Current yield: 2.88% Rin 20, 12 30.000 51.594 1,547.84 72.300 2,169.00 621.16 LT hm 20 12 17.000 51.522 875.89 72.300 1229.10 353.21 LT Jun21.12 29.000 52.077 1,51025 72.300 2,09570 586.45 LT Jun21,12 7.000 51.500 360.50 72.300 506.10 145.60 LT Jun21,12 5.000 52.216 261.08 72.300 361.50 100.42 LT Jun22,12 61.000 51.890 3,165.29 72.300 4,410.30 1245.01 LT Jan 23.13 768.000 66.658 51,193.80 72.300 55,526.40 4,332.60 LT Apr 22, 13 355.000 69.318 24,608.00 72.300 25.666.50 1058.50 LT Sep 19, 13 74.000 72.165 5340.28 72.300 5350.20 9.92 ST Sep 19, 13 6.000 71.875 431.25 72.300 433.80 2.55 ST Sep 19, 13 3.000 71.880 215.64 72.300 216.90 1.26 n Sep 20.13 47.000 71.987 3,383.41 72.300 3,398.10 14.69 ST Oct 3, 13 154.003 64.600 9,948.49 72.300 11,134.20 1,185.71 ST Smurity total 1,556.000 66.094 102,841.72 112,498.80 9,657.08 BLACKROCK INC Symbol: BLK Exchange: NYSE (Al: 12.872 Curent yield: 2.42% Oct 5, 12 7.000 189.932 1329.53 319.600 2,237.20 907.67 LT Oct 5, 12 3.000 187.820 563.46 319.600 958.80 395.34 LT Oct 5.12 2.000 186.670 373.34 319.600 63920 265.86 LT continued nent pag. CNP70009005498900NP7000293741 00002 0514 030575004 2356855011 gfiNymtoodiessol4 of 102 CONFIDENTIAL EFTA_0013 1170 EFTA01273377 UBS Strategic Advisor sUBS June 2014 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Pi sandal Advisor: SCOTT STACKMAMLYLE CASRIEL Your assets Equities . Common stock (continued) Trade licidng date Mite. of shares PIM.* price Average price per shape (I) Nice per stuee Cost basis CO at fun 30(A Vdue on Jun30($) Unreenzed tioldng gain or loss (t) period Oct 8, 12 8.000 188783 1,510.27 319.600 2,556.80 1,04653 LT Oct 9,12 15.000 189.186 2,837.79 319.600 4,794.00 1,95621 LT Oct 9, 12 2.000 189.010 378.02 319.600 639.20 261.18 LT Oct 10. 12 3.000 187.720 563.16 319.600 958.80 395.64 LT Oct 10 12 2.000 187.670 375.34 319.600 639.20 263.86 LT Oct 10. 12 2.000 187.995 375.99 319.600 639.20 263.21 LT Jan 23,13 224.000 236966 53,080.41 319.600 71,590.40 18,509.99 LT Apr 22, 13 104.000 251.093 26,113.69 319.600 33,23840 7,124.71 LT Sectrity total 372.000 235218 87,501.00 118,891.20 31,390.20 CATERPILLAR INC Symbol: CAT Exchange: NYSE EA1: $3,108 Current yield: 2.58% Jun 19, 13 72.003 84.718 6,099.75 108.670 7,824.24 1,724.49 LT Jun 20.13 121.030 83.141 10,060.15 108.670 13,149.07 3,088.92 LT Jun 20, 13 78.003 83.030 6,476.39 108.670 8,476.26 1,999.87 LT Jun 21.13 204.000 82.904 16,912.44 108.670 22,168.68 5,256.24 LT Jim 24, 13 111.000 81.517 9,048 46 108.670 12,062 37 3,013.91 LT tun 25, 13 73.000 82354 6,011.86 108.670 7,932.91 1,921.05 LT Jun 26, 13 69.000 82259 5,675.90 108.670 7,498.23 1,822.33 LT Jun27.13 141.000 82.951 11,69612 108.670 15,322.47 3,62635 LT Jun 27.13 7.000 82.925 580.48 108.670 760.69 180.21 LT Jun28.13 169.000 82.774 13,98892 106.670 18365.23 4,37631 LT Jul I, 13 65.000 82.781 5,380.78 108.670 7,063.55 1,682.77 ST Suavity total 1,110.000 82821 91,931.25 120,623.70 28,692.45 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 12,172 Current yield: 2.11% Aug 4, 11 174.000 41.632 7,24405 68.180 11,863.32 4,619.27 LT Aug 12, 11 4.000 42.450 169.80 68.180 272.72 102.92 LT Jan 23,13 910.003 54240 49,35863 68,180 62,043.80 12,685.17 LT Apr 22, 13 420.000 59.788 25,111.32 68.180 28.635 60 3,524.28 LT Security total 1,508.003 54300 81,883.80 102.815 44 20,931.64 continued next page SDNY GM 00020551 0070303006498901 W7000793741 00002 0614 030575004 VI 23568550111000 Page 15 of 102 CONFIDENTIAL EFTA_00131171 EFTA01273378 *U BS UBS Strategic Advisor June 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your It modal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities Melting Common stock (continued) Trade OM* turbo of thefts Purchase peke Average price per sham (S) COQ bads (1) Price per shire en lun 30(1) Vdueon Jun 30(1) Unedited gain or Ion (S) HoIcing period CONOCCOHLUPS Symbol: COP Exchange: NYSE EAl: 1085 Current yield: 3.22% Aug 4,11 106.000 52.109 5,523.58 85.730 9,087.38 3,563.80 LT Aug 12, 11 2.000 51.435 102.87 85.730 171.46 68.59 LT May8, 12 16.000 53.400 854.40 85.730 1371.68 517.28 LT May8, 12 13.000 53287 692.74 85.730 1,114.49 421.75 LT Jul 17, 12 14.000 55.940 783.17 85.730 1,200.22 417.05 LT Jan 23, 13 789.000 59215 47,194.59 85.730 67,640.97 20,446.38 LT Mar 19, 13 138.000 59.137 8,160.98 85.730 11,830.74 3,669.76 LT Apr 22.13 402.000 57.707 23,198.25 85.730 34.46346 11265.21 LT Security tots 1,480.000 58.453 86,510.58 126,880.40 40,369.82 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAl: 43,086 Current yield. 3.12% Aug 4, 11 191.000 36265 6,926.77 52.540 10,035.14 3,108.37 LT Aug 12, 11 5.000 35.754 178.77 52.540 262.70 83.93 LT lan 23,13 1,001.000 41387 41,428.89 52.540 52,592.54 11,163.65 LT Apr 22,13 464.000 50.287 23,333.21 52.540 24378.56 1,045.35 IT Jun 17, 13 148.000 49.739 7,361.45 52.540 7,775.92 414.47 LT Jun 18, 13 73.000 49.836 3,638.07 52.540 3,835.42 197.35 LT Security total 1,882.000 44.03? 82,867.16 98,880.28 16,013.12 ILLINOIS TOOL WORKS INC Symbol: 11W Exchange- NYSE EAI: $1.967 Current yield: 1.92% Aug 4,11 135.000 47.128 6,362.35 87.560 11.820.60 5,458.25 LT Aug 12, 11 3.000 45240 135.72 87.560 262.68 126.96 LT Jan 23.13 706.000 63.704 44,975.31 87.560 61,817.36 16,842.05 LT Apr 22,13 327.000 60.685 19,844.22 87.560 28,632.12 8,787.90 LT Security total 1,171.000 60.903 71,317.60 102,532.76 31,215.16 JOHNSON & JOHNSON COM Symbol:1W Exchange. NYSE EAI: $2,985 Current yield: 2.68% Aug 4,11 123.000 62377 7,672.38 104.620 12,868.26 5,195.88 LT Aug 12, 11 3.000 63.730 191.19 104.620 313.86 122.67 LT Jan 23,13 642.000 72.736 46,696.71 104.620 67,166.04 20,469.33 LT Apr 22, 13 298.000 84.721 25,247.10 104.620 31,176.76 5,929.66 LT continued next page CNP7000R3C6498902NP700029874100002 0614 030575004 23568%0 IIgthnemc000tessii6 of 102 CONFIDENTIAL EFTA_0013 1172 EFTA01273379 UBS Strategic Advisor sUBS June 2014 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT ST ACK1,1,4Yr LYLE CASRIEL Your assets Equities . Common stock (continued) trade Hddng date Nuntaer of shares Purchase price Average price ence Per shut Ydue on timedIt'd Holdng per shame IN Cost basis (S) en iun 30(S/ Jun30 (S) gain or loss (1) Per/00 Security total 1,066.000 74.866 79,807.38 111,524.92 31,717.54 MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,298 Current yield:3.22% Aug 4, 11 95.000 84.969 8,072.06 100.740 9,570.30 1,498.24 LT Aug 12, 11 3.000 85.910 257.73 100.740 302.22 44.49 LT Nov 29, 12 8.000 86.456 691.65 100.740 805.92 114.27 LT Jan 23,13 555.000 93.053 51,644.75 100.740 55,910.70 4,265.95 LT Apr 22, 13 255.000 99_318 25,326.32 100.740 25,688.70 362.38 LT Sep 19, 13 78.000 97.879 7,634.63 100.740 7,857.72 223.09 ST Sep 19, 13 22.000 97.425 2,143.36 100.740 2,216.28 72.92 ST Sep 19.13 2.000 97_830 195.66 100.740 201.48 5.82 ST security total 1,018.000 94.269 95,966.16 102,553.32 6,587.16 M:XTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 43,370 Current yield: 2.83% Aug 4,11 134.000 52.960 7,096.75 102.480 13,732.32 6,635.57 LT Aug 12, 11 3.000 52.530 157.59 102.480 307.44 149.85 LT Jan 23,13 700.000 71.610 50,127.21 102.480 71,736.00 21,608.79 LT Apr 22, 13 325.000 79.757 25,921.06 102.480 33,306.00 7,384.94 LT Security total 1,162.000 71.689 83,302.61 1 t 9,081.76 35,779.15 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield:2.81% Feb 12.14 148.000 92.171 13,641.35 102.630 15,189.24 1,547.89 ST Feb 12. 14 117.000 92.203 10,787.77 102.630 12,007.71 1219.94 ST Feb 12, 14 32.000 92215 2,950.91 102.630 3,284.16 333.25 ST Feb 12, 14 7.000 91065 644 46 102.630 718.41 73.95 ST Feb 13, 14 110.000 92.095 10,130,45 102.630 11289.30 1,158.85 ST Feb 13, 14 68.000 91.911 6,250.00 102.630 6,978.84 728.84 ST Feb 13. 14 33.000 91.560 3,021.49 102.630 3,386 79 365.30 ST Feb 13, 14 6.000 91.615 549.69 102.630 615.78 66.09 ST Feb 14, 14 334.000 95389 31.860_13 102.630 34278.42 2,418.29 ST Feb 18, 14 114.000 96.023 10,946.72 102.630 11,699.82 753.10 ST Security total 969.000 93.687 90,782.97 99,448_47 8,665.50 c-onrinued next page SONY GM 00020553 011/70003006498903 NP7000793741 00007 0614 030575001 Y123558550111000 Page 17 of 102 CONFIDENTIAL EFTA_00131173 EFTA01273380 *UBS UBS Strategic Advisor lure 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your 13mincial Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities Common stock (continued) Purcnme pica Trade 'amber average pnce Price per share Vdue on Unredized HobIng Hcldng date of shares per share (S) Cost bads(S) co iun 30 (SI am 30(1) gain or loss (t) Period PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 13,023 Curent yield 2 93°4 Aug 4,11 115.000 63.979 7,357 65 89.340 10,274 10 2,916.45 LT Aug 12, 11 3.000 63.023 189.07 89.340 268.02 78.95 LT May 16, 12 6.000 68.535 411 21 89.340 536 04 124.83 LT Oct 24, 12 1.000 68.690 68 69 89.340 8934 2065 LT Oct 25. 12 2.000 68.810 137.62 89.340 178.68 41.05 LT Oct 26.12 1.000 68 890 68 89 89.340 89 34 20.45 LT Oct 31, 12 1.000 69370 69.37 89.340 89.34 1997 LT Nov6,12 1.000 69 370 69.37 89.340 89.34 19.97 LT Nov 7, 12 1.000 69 150 69 15 89340 89 34 20.19 LT Nov8,12 2.000 69.090 138.18 89.340 178.68 40.50 LT Jan 23, 13 699.003 72.166 50,44431 89.340 62,448 66 12,004.35 LT Apr 22, 13 322.000 82.251 26,484 85 89.340 28,767.48 2,282.63 LT Security total 1,154.030 74.097 85,508 36 103,098 36 17,590.00 PROCTER & GM/1131E CO Symbol. PG Exchange: NYSE EAI: $2,919 Curent yield. 3.28% Aug 4,11 118.003 60.103 7,092.22 78.590 9,273.62 2,181.40 LT Aug 12.11 3.000 60896 182.69 78.590 235.77 53.08 LT Jan 23,13 619 000 69.941 43,293 73 78.590 48,647.21 5353.48 LT Apr 22, 13 286.000 81332 23,261.18 78.590 22,476 74 -784.44 LT Apr 24, 13 108.000 77 762 8,398 32 78.590 8,487 72 89.40 LT Security total 1,134.000 72.512 82,228.14 89,121.06 6,892.92 STAPLES INC Symbol- SPLS Exchange: OTC EAI: 43,249 Current yield. 4.43% Oct 24, 12 63.000 11313 712.74 10.840 682.92 -29.82 LT Oct 24, 12 1.000 11360 11.36 10.8.40 10.84 -0.52 LT Oct 25, 12 57.003 11 391 649 29 10.840 617 88 -31.41 LT Oct 25, 12 46.000 11.420 525.36 10.840 498.64 -26.72 LT Oct 25, 12 8.000 11.430 91 44 10.840 86 72 -4.72 LT Oct 26, 12 51.000 11.400 581 42 10.840 552 84 -2858 LT Oct 31. 12 12.00) 11.526 138 32 10.840 130.08 4324 LT Oct 31. 12 3 000 11.566 34 70 10.840 32 52 -2.18 LT continued nevi page CW0303006498904 NPMCO293741 0000206l 4 030375004 x123503350 1113 1YGpit cooFjess418 of 102 CONFIDENTIAL EFTA_00 1 3 1 174 EFTA01273381 UBS Strategic Advisor *UBS June 2014 Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number. Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock lconbnued) Tin Hddng date lafirber of snares Purchase Price Average price per share (11 me per shse Cost basis ($1 on Jun 3001 value on Jun 30(S) unrealzed Hddrg gain or loss (1) period Nov I, 12 46.00) 11.677 537.17 10.8-40 498.64 -38.53 LT Nov I, 12 33.003 11.605 382 99 10.840 357.72 -25.27 LT Nov 1, 12 7.000 11.597 81.18 10.840 75.88 •5.30 LT Nov 1, 12 1.000 11.600 11.60 10.840 10.84 -0.76 LT Nov 2, 12 31.000 11.552 358 12 10.840 336 04 -22.08 LT Nov 5, 12 31.000 11.465 355.43 10.840 336.04 -19.39 LT Nov 5, 12 7.000 11.590 81.13 10.840 75 88 -5.25 LT Nov6, 12 51.003 11.820 602.87 10.840 552.84 -50.03 LT Nov6, 12 26.003 11.812 307.13 10.840 281.84 -25.29 LT Nov 7, 12 48.003 11.597 556 70 10.840 520 32 -36.38 LT Nov 7, 12 22.003 11.582 254.82 10840 238.48 -16.34 LT Nov8,12 57.000 11.446 652 43 10.840 617.88 -34.55 LT Nov8, 12 30.000 11.672 350.16 10.840 325.20 -24.96 LT Nov8, 12 3.000 11.666 35.00 10.840 32.52 -2.48 LT Nov29, 12 26.003 11.778 306 24 10.840 281 84 -24.40 LT Nov29, 12 8.000 11.778 94.23 10.840 86.72 -7.51 LT Nov29, 12 6.000 11.765 70.59 10.840 65.04 -5.55 LT Nov30, 12 37.000 11.714 433.45 10840 401.08 -32.37 LT Nov30, 12 16.000 11677 18684 10.840 173.44 •13.40 LT Nov30, 12 11.003 11,688 128 57 10.840 119 24 -9.33 LT Nov30, 12 1.000 11,750 11.75 10.840 10.64 4)91 LT Jan 23, 13 3,076.000 13260 40,788 38 10.840 33,343.84 -7,444.54 LT Mar 7, 13 399.000 12.626 5,037.93 10.840 4,325.16 •712.77 LT Apr 22. 13 1,918.000 12.912 24,767.13 10.840 20,791.12 -3,976.01 LT Aug 26, 13 203 CO3 14,401 2,923 46 10.840 2200.52 -722.94 ST Aug 26, 13 181.000 14.412 2,608.63 10.840 1,962.04 -646.59 ST Aug 27, 13 253.000 14.105 3,568 74 10.840 2,742.52 -826.22 ST Security total 6,769.003 13036 88,237 30 73,375 96 -14,86134 TARGET CORP Symbol. TGT Exchange, NYSE EAI: 13.328 Current yield: 3.59% Sep 23, 13 68.000 64 391 4,378 59 57.950 3,940.60 .437.99 ST contnued next page SDNY GM 00020555 CJIP7C003306498905NP70032.33741 00032 C6l 4 030575004 YI23568550 111000 Pogo 19 of 102 CONFIDENTIAL EFTA_00131175 EFTA01273382 UBS UBS Strategic Advisor lune 2014 Account name: GHISLAINE MAXWELL Pdendly namunt name:Ind Account number. Your Knancial Advisor: SCOTT STACKMANYLYLE CASRIEL YOUr assets Equities . Common stock (cosbnued) Trage Radin date Witt. of livres Pignese Arica Average pikt per %haie ($) Pace per Pare Velue on Cou bais (1) on fun 30(8 fun 30(1) Unreallzed gaina lofs ($) licarg petioi Sep 23, 13 6.000 64.405 386.43 57.950 347.70 -38.73 ST Sep 24.13 180.000 63.999 11,51991 57.950 10,431 00 -1,088.91 ST Sep 24, 13 82.000 64.133 5,258.97 57.950 4,751.90 .507.07 ST Sep 25.13 152.000 63.446 9,643.85 57.950 8808.40 -835.45 ST Sep 25.13 92.000 63.598 5,851 05 57.950 5,331.40 .519.65 ST Sep 25, 13 18.000 63.735 1,147.23 57.950 1,043.10 •104.13 ST Sep 25.13 13.000 63.620 827.06 57.950 753.35 -73.71 ST 51026, 13 114.000 63.436 7,231.76 57.950 6,606.30 .625.46 ST Sep 27, 13 193.000 63.993 12,350.76 57.950 11,184.35 -1,166.41 ST Sep 30, 13 104.000 63.785 6,633.64 57.950 6,026.80 .606.84 ST Sep 30, 13 51.000 63288 3258.30 57.950 2,955.45 -302.85 ST Sep 30.13 27.000 63.812 1,722.95 57.950 1,564 65 •158.30 ST Oct 1,13 139.000 63.851 8,875.42 57.950 8,055.05 .820.37 ST Oct 1, 13 53.000 63.856 3,384.40 57.950 3,071.35 -313.05 ST Oct 1,13 38.000 63.757 2,422.80 57.950 2,202.10 .220.70 ST Oct 1,13 38.000 63.813 2,424.93 57.950 2202.10 -222.83 fl Jan 7, 14 197.000 62889 12,38928 57.950 11,416.15 -973.13 ST Jan 7, 14 32.000 63.004 2,016.15 57.950 1,854.40 •161.75 fl lan 7,14 3.000 62.863 188.59 57.950 173.85 -14.74 ST Security total 1,600.003 63.695 101,91107 92,720.00 -9,192.07 TRAYEURS COS NOTRE Symbot TRV Exchange teSE LAI: $2,534 fuient yield: 2.34% Apr 24, 12 20.000 63.432 1,268.64 94.070 1,881 40 612.76 LT Apr 24, 12 4.000 63350 253.40 94.070 376.28 122.88 LT Apr 24, 12 1.000 63.560 63.56 94.070 94.07 30.51 LT Apr 25.12 10.000 63.520 635.20 94.070 940.70 305.50 LT Apr 25, 12 10.000 63.617 636.17 94.070 940.70 304.53 LT Apr 25, 12 10.000 63.659 63659 94.070 940.70 304.11 LT Apr 25, 12 2.000 63.545 127.09 94.070 18814 61.05 LT Apr 25.12 2.000 63.645 127.29 94.070 188.14 60.85 LT Apr 25, 12 2.000 63.745 127.49 94.070 188.14 60.65 LT Apr 26, 12 5.000 63.928 319.64 94.070 470.35 150.71 LT conteued neut page CNP70009005499906NP7003299741 00002 0614 030575004.23568S50 1 1 eifielymtexemee,620 of 102 CONFIDENTIAL EFTA_001311176 EFTA01273383 UBS Strategic Advisor UBS June 2014 Account name: CHISLAINE MAXWELL Friendly account narne:Ind Account number. Your Financial Advisor SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Pu«nase Our Trade weber Average price Phu per sheet Yelue on unredized Hold ng hiddng dare of shares per share (1) Cost bads (S) al run 30(S) JUII 30(1) gain or loss (1) Period Apr 26, 12 2.000 63.920 127.84 94.070 188.14 60.30 LT Apr 26, 12 2.000 63.930 127.86 94.070 188.14 60.28 LT Apr 26, 12 1 000 63.720 63.72 94.070 94.07 30.35 LT May 1, 12 15003 64.637 969 56 94.070 1,411.05 441.49 LT May 1, 12 6.000 64 715 388 29 94.070 564.42 176.13 LT May 1, 12 6.000 64.975 389.85 94.070 564.42 174.57 LT May 1, 12 2.000 64 850 129.70 94.070 188.14 58.44 LT May 1, 12 1.000 64 820 64.82 94.070 94.07 29.25 LT May 2. 12 7.000 64 374 450.62 94.070 658.49 207.87 LT May 2, 12 4.000 64 410 257 64 94.070 376 28 118.64 LT May 2, 12 2.000 64.320 128.64 94.070 188.14 59.50 LT Maya, 12 4.000 64 960 259 84 94.070 376 28 116.44 LT May 3, 12 2.000 64.675 129 35 94.070 188.14 58.79 LT May 3, 12 2.000 64.910 129.82 94.070 188.14 58.32 LT Jan 23, 13 629.003 77.560 48,785 62 94.070 59,17003 10,384.41 LT Apr 22. 13 290.000 84.719 24,568.68 94.070 27280 30 2,711.62 LT May 22, 13 111033 83807 9,302 58 94.070 10,441 77 1,139.19 LT Security total 1,152.000 78.533 90,469 50 108,368.64 17,899.14 UNITED PARCEL SERVICE INC (L B Symbol: UPS Exchange NYSE (Al: 12,843 Current yield: 2 61% Sep 19, 13 82.000 91 779 7,525.90 102.660 8.41812 892.22 ST Sep 19, 13 19.000 91.625 1,740.88 102.660 1,950.54 209.66 ST Sep 20, 13 107.003 91 805 9,8231 8 102.660 10,984.62 1,161.<14 ST Sep 20, 13 26.003 91.835 2,387.71 102.660 2,669_16 281.45 ST Sep 23.13 93.000 91.049 8,467.59 102.660 9,547.38 1,079.79 ST Sep 24, 13 93.000 91.612 8,52000 102.660 9,547.38 1,027.38 ST Sep 24. 13 41.000 91.663 3,75820 102.660 4,209.06 450.86 ST Sep 25, 13 62.003 91.138 5,65056 102.660 6364.92 714.36 ST Sep 25.13 11.000 91.090 1,001.99 102.660 1,129.26 127.27 sr Sep 26, 13 64.003 91.489 5,855.30 102.660 6,570.24 714.94 ST Sep 27. 13 54.000 91.117 4,920 33 102.660 5,543.64 623.31 ST continued next page SONY GM 00020557 Chle7030;006493907Nr700329374i 00032 C614030579301 Y123568150111000 Page 21 of 102 CONFIDENTIAL EFTA_00131177 EFTA01273384 *UBS UBS Strategic Advisor lure 2014 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your financial Advisor. SCOTT STACK MANYLYLE CASIVEL Your assets Equities . Common stock (continued) Purchase pricer rude kurrber Average pnce Pnce per that Vdue on Unrealized Hcidng liddng one of :Nutt pet share (5) Cott basis (S) on lun 30(1) Jun 30(S) pin or Ion (1) Polled Sep 30. 13 46.000 91 475 4207 86 102.660 4,722.36 514.50 ST Oct 1, 13 46.000 91 668 4,216 73 102.660 4,722 36 505.63 ST Oct 1, 13 6.000 91.650 54990 102.660 615.96 66.06 ST Oct 2, 13 61.000 91.128 5,55884 102.660 6,262 26 703.42 ST Oct 2, 13 19.000 91 067 1,73029 102.660 1,950 54 220.25 ST Oct 3, 13 55.000 90337 4,968 58 102.660 5,646.30 67732 ST Oct 4, 13 55.000 90 653 4,98596 102.660 5.646 30 660.34 ST Jan 17,14 121 ODD 99 231 12,0)7 00 102.660 12,421 86 414.86 ST Security total 1,061.000 92 250 97,876 80 108,922 26 11,045 46 X1LIPLX INC Symbol. XLNX Exchange:OTC EAI: 32,086 Current yield: 2_45% Sep 7, 12 25.003 34.770 869.27 47.310 1,182.75 313.48 LT Sep 7, 12 5.000 34 846 174 23 47.310 236.55 62.32 LT Sep 10, 12 37.000 34.845 1,289 29 47.310 1,750.47 461.18 LT Sep 10, 12 3.000 34.660 103.98 47.310 141 93 37.95 LT Sep11, 12 20.003 34.853 697.06 47.310 946.20 249.14 LT Sep 12, 12 18.000 35.006 630.11 47.310 851.58 221.47 LT Sep 13. 12 21.000 34 886 732 61 47.310 993 51 260.90 LT Sep 14, 12 19.000 35.536 675.19 47.310 898.89 223.70 LT Sep 17, 12 7.000 35.15t 24606 47.310 331.17 85.11 LT Oct 24, 12 3.000 32.523 97 57 47.310 141 93 44.36 LT Oct 25. 12 5.000 32.522 162.61 47.310 236.55 73.94 LT Oct 26.12 3.000 32.776 98 33 47.310 141 93 43.60 LT Oct 31. 12 1.000 32.770 32.77 47.310 47.31 14.54 LT Nov 1,12 2.000 33360 66.72 47.310 94.62 27.90 LT Nov 1, 12 1.000 33 520 33.52 47,310 47.31 13.79 LT Nov I, 12 1.000 33.530 33.53 47.310 47.31 13.78 LT Nov2,12 1.000 33.550 33.55 47.310 47.31 13.76 LT Nov 5, 12 1.000 33.190 33.19 47.310 47.31 14.12 LT Nov6, 12 3.000 33.886 101.66 47.310 141.93 40.27 LT Nov 7,12 2.000 34 025 68.05 47.310 94.62 26.57 LT Nov 7,12 1.000 33.910 33.91 47.310 47.31 13.40 LT continued next page CNP70009306498908NN00O298741 00032 06l 4 030575004.235683SO it n. koss. YG M000§03.3822 of 102 CONFIDENTIAL EFTA 00131178 EFTA01273385 UBS Strategic Advisor T June 2014 Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number. Your Financial Advisor SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hcldng date Nisrbet of shares Roche* pactl Average peke per mare 91 Cost basis ($) Price per sky. cri Iun 30 (1) Value on run 30 ($) Unredlied galn or loss (S) Hddng period Nov B, 12 4.000 34.032 136.13 47.310 189.24 53.11 LT Nov8, 12 1.000 33.860 33.86 47.310 47.31 13.45 LT Nov28, 12 4.000 34312 137.25 47.310 189.24 51.99 LT Nov 28, 12 3.000 34.410 103.23 47.310 141.93 3810 LT Nov29, 12 15.000 34.583 518.75 47.310 709.65 190.90 LT Nov29, 12 3.000 34.493 103.48 47.310 141.93 3845 LT Jan 23,13 1,087.000 36.805 40,008.01 47.310 51.425.97 11,417.96 LT Apr 22, 13 502.000 35.691 17,917.23 47.310 23,749.62 5,832.39 LT 1,798« 36246 65,171.15 85,063.38 19,892.23 Total S1,715,949.62 $2,071,971.44 $355.971.82 Total estimated annual income: $57.985 Your total assets Percentage d Con Estmated UnreSzed Vakre on run 30 (i) your account basis (S) annual acme (51 gain or loss (5) Equities Common stock 2,071,921.44 100.00% 1,715,949.62 57.985.00 355,971.82 Total $2,071,921.44 100.00% 31,715,949.62 $57,985.00 $355,971.82 Account activity this month Ode Acliiity 0escnption Amount (5) Deposits and other funds credited Jun 27 Transfer FM 23575 0100 367.91 Total deposits and other funds credited Dale Ad Sly DeSCIYMOn $367.91 Amount (f) Dividend and intenst income Taxable dividends lun 2 Cividend CONOCOPHIWPS PAID ON 1480 1021.20 Jun 4 Cividend ONTED PARCEL SERVICE INC CL 8 PAID ON 1061 710.87 Jun 4 Cividend XIUNX INC PACON 1798 521.42 Jun 10 Cividend ANALOG DEVICES INC PAID ON 1751 647.87 Jun 10 Cividend JOHNSON & JOHNSON COM PAD ON 1066 746.20 Jun 10 Cividend TARGET CORP PAID ON 1600 658.00 continued next page SDNY GM 00020559 CW70003005498909 NP7000293741 001302 C614 0305750% V123568550111000 Paye 23 of 102 CONFIDENTIAL EFTA_00I31179 EFTA01273386 4tUBS UBS Strategic Advisor lune 2014 Account activity this month (contemn) Dale ActIdty Oescremon Dividend and interestiamirie (continued) Account name: Your IIsandal Advisor. Friendly account name: ir Account number. SCOTT STACK MANLYLE CASRIEL Amount (s) Taxable dividends (continued) Jun 16 Dividend Taxable interest MCDONALDS CORP PAID ON 1018 824.58 NEXTERA ENERGY INC COM PAID ON 1162 842.45 81.ACKROCK INC PAID ON 372 717 96 PEPSICOINCPADON 1154 755.87 Jun 16 Dividend Jun 23 Dividend Jun 27 Dividend Jun 27 Dvidend TRAVELERS COS 1NCITHE PAID ON 1152 Total taxable dividends 633.60 $8,110.02 Jun 6 Interest 085 BANK USA DEPOSIT ACCOUNT AS OF 06'0914 2.11 Total taxable interest Total dividend and interest income Date Actlaty Jun 26 fee Charged INITIAL FEE Total professional management fees $2.11 $8,112.13 Dewnplion AnlOunt (4) Other funds debited -367.91 Date Actinty Jun 6 Transfer Jun 9 Transfer Jun 16 Transfer Jun 19 Transfer Jun 24 Transfer Jun 30 Transfer Total other funds debited 4382.91 Desulpnon Amount 61 TO M235750100 -55,157.78 TO X235750100 -2.11 TO 235750100 -2,082.07 TO 235750100 -1,667.03 TO El 235750100 -717.96 TO Y1235750100 -1,389.47 -$61.016112 Dale Activity DOICAPti011 Amount U) Money balance activities May 30 Balance forward $52,904.29 Jun 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,021.20 Jun 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,232.29 Jun 6 Deposit LC BANK USA DEPOSIT ACCOUNT AS Of 060914 2.11 Jun 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0906114 -$5,157.78 Jun 10 Withdrawal 1.1115 BANK USA DEPOSIT ACCOUNT AS OF 0909114 -2.11 Jun I I Deposit UBS BANK USA DEPOSIT ACCOUNT 2,082.07 Jun 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0916114 -415.04 Jun 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0919114 - 1,667.03 Jun 24 Deposit MS BANK USA DEPOSIT ACCOUNT 717.96 continued next pogo CNP700030064989IONP7000293741 00002 0614 03067500423568SW II gyykyGhtoodiese024 of 102 CONFIDENTIAL EFIA_00I31180 EFTA01273387 (SUBS UBS Strategic Advisor June 2014 Account activity this month (Contrittecn Date Morley balance activities (continued) Jun 25 Jun 30 Fun 30 The UBS Bart USA Deposit Account is your primary sweep colon Account name: GHIStAt'IE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCC4J STACK MANLYLE CASki EL A (1,VII j Descmtion amount IS) Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 06124114 -717.96 Deposit IBS BANK USA DEPOSIT ACCOUNT 1,359.47 Closing UBS Beek USA Deposit Account $1,36947 SDNY GM 00020561 CNP700030064989I1NPI00O298741 00007 0614 030575004 M23568%011 T000 Pug* 25 of 102 CONFIDENTIAL EFTA_00131181 EFTA01273388 *UBS Yournotes '---=== CONFIDENTIAL amosmatEussesso 'I.. G. 0..226 of I Di T.4=1 EFT,00B1182 EFTA01273389 Important information about your statement LBS Fiuncal Services td. (the F im or UBS Anemia Stroket is a merrter of all orincisal Nosily, <annuity and colons exchages. 1.85 Fivrtial Selects and U3S Bank USA we rdrect subsitres of LBS AG and affiliates of LES Setritin UC. The Five's I hotel statement is available upon noon. The FirMS nowt* offices are a: LBS Sinennol Sinai M. 1200 Harbor Boulevard Weehawken, NJ 07086 Ibis aatement represents the any off iciel record of yam LBS Financial Santos account. Other react rapt official tat docernent cottoning conflicting date should rot be relied is:alto° bete, there is an error cr omission, please report it ermeciately narking to the Ranch Manager et the office savingmut account. Ail-cugh al figures shown we edended to be accurate. statement data seculi not be used kr tat purposes Rely seek Goys-end tax forms, (he.. Form 1099. 5498. 10425, etc.) whin preprergyour tu return. The Fini required by low to won to tie IRS all taxabk dividenek report** rause:26k chndends and tamable intact eared en %tune's held on you accent net proceeds al sale trareactexe, aid cost base cn amain covered setritin. Communications with the Firm . Please re-conform arty oral cormercatons in wing to funher protect your nits inclradrog your Ned order the Swathes Mester Protection Act (SEA) • If thefinal nstitution cn the top left of the hart of this statement is noeUBS Sinaloa Sakes, CBS Feenoal Services carries you- eaten a cleanng taker by anargerrant web the rd sated ging-Oen We Wormed yoe of this relationship when you opened this =ohm. h this case, your Ira and secant a-e located a LBS Rnancial Semites and rot the iwodracng broke.. ad you mat make a tePon of rap error or minion to both firms. A N accant statements shall tie deemed complete ad accurate a not objected to it wen; within 60 days. • Please &vet customer complaints a inpiies to he Fim'sClhm Relations Penmen at 201-352-1699 atoll-free at 800-3Se-9103, 860 A.M. to 6:CO P.M. ET Monday through Frklas a in wire to LES Financial Services K., Clive Relations Depalment, P.O. Box 766 Union City, NJ 07087. • in case of erten Or Oast tn; about an electronic fads rennet EFT), bi puymm or UBS Vsedebit card transaction, call 62-1000, or vet to UBS Financial Sown he., 1000 Harbor Blvd, 6th floor. WeehaweereW 07086. ANm RIANBSA Serkes Cal a write as soon as you cary mu three yes statement or receipt is wag or if you need more infamahan *as a twofer on the statement or reran. The Firm or Card Meer (as *Okekle)nuff her from you no later that 60 days Ater he Fim sent you the fen %Innen on which the error or problem *Peered. - Prowle you- name rd acco.rt number Of any). - Death& the ma or he transfer you are entre about and 'eaten as clerk as yara can why you believe • is an error a why you need more Ho-matron — Proud. the &Aar anion d tosuspected era The Firn or Cad Issuer Ma riontigete your ccmplaint and will correct anyerror skimp*. Please note all checks pawbk to the Fern or he financial inititution indcated on tie front of to nehmen had:Ili:rot° near acne fen accounts may be subject to mailenaxe fees, changes for late parent for waits purthases and charges kr unpaid amounts in cash metres. Accounts that ate transferred ap other rotations may S subject to a transfer fee. UBS Sweep Option UBS offers options for sneepng cash bastes, biances to bra. deposits at UBS Bale USA and UBS AG Sunken brads Erank Sweep Program), money nwkert nuked kr* (Money ands) and the Intonational Deposit Accent ODAffor customers with a inemational Resource Mmagemeni Account. Though the Bank Sweep Pregame, cash balances re mom to UISEterk USA up to at di-goblet...3 knI ad then to LBS AG Stamford Brandt cr a Money Fund. Deposits at UBS Bak USA are FDIC reefed in accordance with FDIC oaks. For nxre neonatal please vat werwidiegov. Deposes at UBS AG Started Brads red Owes of Money Funds ay rot nosed by the FCC. throup the OA, wait* to cash balm., we swept to depose accounts at UBS AG New Yak Branch and CBS AG Cayman Bunch Thew deposits ate not inured by the FCC. Balances Feld at the LBS AG Carnal Brach are tempera* exposed to the stereir ride of the Cayman glands, and there is no oparanete Cr other obligation of IBS AG to gypsy the Saxes while an the UBSC grans Breit. books. Deposis at LES Bale LEA and each UPS AG Etch are not protected by SIPC. Money Fund shires me protected by SIPC. Ste *U3S Fiuncial Services Accuse Protection' bobw Upon you' retest, bale-cgs n ten Bare Sweep Pregram or OA may be withdrawn and shares of a Money Fund my be liquidated, end the proceeds returned so you or sour se:wain acne. Ferl-er formation about available weep options, nnraing anent attest rates and yell, e arailabh at www Lb: comteseeprelt from your Financial Maar or by calling1106762.1000 UBS Finaricial Services account protection theft°, is a member of the SeariteS Mental Protection C apart,* (SIPC), wheh protect securities account, of its members up so S500,000 (mixing S2B),000 for dams kr cash) The SRC asset protection Imes alPV to all account tat you hold n a paliukr capacity. The Finn, together with certain attains, ha also purchased tpplowental protection. The maximum amount payable to al eligible diets, (*Week iscin this protection is S500 million sr of December 10, 2013. klata to the pokycondit ad Batten, cash a the Firm is further protecte ot Lp to $1.9 million n the aggregate for all you accounts held n a patioralar capacity A hal ccpy of tie poky wiring is maileble Won request The SIPC protection end the supplemental protection both do not apply to. . Conan Tramiel Assets controlled by (and MLitt A your account value) he held away from US$Fine-Ka Services (e.g.. certain(* cash al UBS Bat, (il cadn at L85 AG Startedbranch (i) intern acctint, including warble amities, and (i0 shires of mutual trick where such hares are registered dienly h lot nave of the account holier on the books and wards of toapplied* issuer or transfer agent); • Certain flextime* contracts or nestment nteest (r.g., limited partnashix and pirate placements) the are rot registered ender tie Securities Act of 1503; ird • Cormodites contacts (e.g, lemon entia-ge and pm borne.' ccntradE including futons antacts ad tormodita' then contracts. the 51K protects:nand tlse suppkmental protection do not apply so these assets eon4 they otherwise appear on yoa starer gy. Ter SEC protection ad the supplemental protection dot not protect agora changes in the maim vale of yam investments (whether a a result of market monement, iSSuer bankruptcy cr °thawe) More information is amid* loon nomest You may obtan trim neon/non abou SEC netting the 51K Brochure, by contacting SIPC a 202-371-8300 or by *rang the SIK **bait. sr YAW/.140‘041 Dividend Re:we/bun Program (DPP) The ate reflected is an average price. You m:cibtan the actual price km you Financial Advisor. 0y Wok Worm se Dutchmen under DRIP; partial shares wil be trek rd the each wO be,deposited re your account. The aviderd rerniesvnent price applied by to issuer may • from the man pia at which the panne shires are sold Cmlehelieu Chap whole urns may be hekhn yet, accoutt. If you re entitled to a patel use a a mull of a tiderd Paffnerll or otherwise, the Firm veil either sell anal wit at menet peke a accept an amount tumbled by a registered demi* agency, rod credit yon accari. Investment objectives the netters objectives and risk profile /respect to each account and may my between. Phase ache, the Tern prompt), on wrartrof any signikant change on yow Mace situation Or nommen objectives. For each CONFIDENTIAL account held, you choose one of the following jinni objectiees' • Produce Cureentbwome. Ii.esbcno es seekng the generation a income crib.. • Sardine Capra epprociat;oe Investment seeking growth of pox pal rather that the generation of morn?. • Produce Combination of income and Capital Appreciation Mesiments seen* both the generation of name and 'myth of witjail. Overoll ride precast • Conseevadve Seeks to marten nilel pax wt. with low Sc ad volatilty to the Learn owral, omen if that mewls the accost does not generate significant income or nett and may rot keep pace with inflation. • Moderate: Wilk* to accept sane ride to pinta and tolerate some voted* to 'seek holler returns. • Aggress*: Wiling to accept high Sc to ponnopal aid high totality to seek highreturns over time. Statement 'household:0( We may consolidate all related account statements with the same Ws:henna* Mme envetpe. Accounts may be related la this purpose because they have own* who also maintain OH *core rehtionshps wit other clients at the sane address. This practice's known as • *Loth:king ' II you prefer to receite rdiedual statements mated in separate envekpes — yOU may decker householdong by atmyour F flannel Advisor. Friendly accourt name the Fnendk accost name reflects al amnion that you slued on the film's online *twee websrae, N e a customizable tnickurre' dusty by you to mein you Mt gar recordkeepi*. It has *legal effect on your accost. You cal Minuet:es hiendk account names, through 0i*ie Services or by contactegyourFraancial Advises. Aegean overview • voile of pow accouneborffoke Net of assets ad • Asset hulas salable cash balances, valts for remind scary list), and Global tine Deposits, urrealied meta to market, and certain assets not held by the Fim. Does rot include warted Senritiell assets al the end of the prior and curent statement periods, or prim* iwestnwits, invested stock options ad emendable stock anions • Elates Include, debit Wirers culvert* rrorgn loans. credit the, Own octant balances. • Casb/r•oney balances. Total of unimested amiable cash balances. plus UBS Bak LISA deposit bee-meth UBS AG Starrett french deposit balances and money market mutt fund sweep Saxes, at the clase of he gatemen period. NOWCOOMO6ty Vet credit balances in your &court we rot segregated from other balances as tie Fern may use any of these funds in the ordinary coursed is business. These funds we payabk upon your darned. This total is included on he trent period closing value. SDNY_GM_00020563 EFTA_00131183 EFTA01273390 Important information about your statement (Continued) Lending alternation for detarectrif °matron on the Finis lending makes and &clothes, refer to yes Client Relationship Agemners or &cart Agreement aid the General Toms ad Conditions UBS Statemerd of Credit fraction available in Agreements mdDithosures at rat combo- aintelnitgag Versate Your ustement itemises securities end other assets held kith. secant at the end of the Staterthre period. You may ask for debt.), of fully paid smithies at anytime. You may receive securities used as loan collateral after prying any balance due on tem. Pry securities transierred tote Fan clsisg the Pathrent period are listed at market rata as of the end of the Pathan period. • Cost basis. In detemning the cost basis of he smithies included in this statement, there indicated well the number I, • UBS Fa-karat Services has relied cr.information &rained from sources other than U8S Franoal 5ereices, including information Iran another In,. a Matsumay haw provided to you Finarcial Adria* The Finn does not itleptedently verify a situate* the acaracy or verify of ay in/ orrnsion provided by sons other than UnFivricral Sepias. h aicitext although LDS Financial Seances generally sedates this Harnett.' as it is maned, the firm does not provide any asasances that the hfcrinatith trder "Cost basis- and 'Unrealized gar/loss' is accurate as of the date ol this statement. As such please do not ray on SW Hermitian to make pachase a rale dakions, tarter papaws a otherwise. Accounts transferred to he Fin, may reflect geraloes - rriamaticn oriRr for tie period of tine they av held a the F rm !Wore historical Hormel ca tat be ad:ledby yar Fauna Advisor. • Untied gaits/losses Wien data is aaildok, estinated urearizsd gain9 lases we Wafted fa inlaidsecret lots. Re transacts:In data for rdirdst lots may or may not reflect commission, *urges amnia murky reorganization ma, Dividend and °term nwstmmi lots rd systematic purchase lots are each combined to display one aye aged loll)* • Trade date • calms presents the crigrul transaction rade date. • Callable securities Bands and ;referred stock that the swat cats for eair redemption wit be selected mpattO by lot Iran among all seo.reies of that islet held hour name or in nominee maw lee as clients. Call bathe tdennation is obtained from third parties and is accuracy isnot guaranteed. Other <all teases maybes' *Itch cculd affect yeti complete *dentate:In ellbe provided upon request • Certificates of deposit (CDs) CDs are FDIC inured it to S293,000 h privioal and accrued interest per deposior ad pm rieposityinaitutit, inaxcadance wain WI( rules. • Prethealua hat dirtied f or securities and deer products may be higher or lower than Device that you would anualy reek* h the market Prices ore obtained from vaious third party sources *ankh see beleve to be mirth. but we do not garnet their accuracy. — We gem* um the closing pricewhen avabbee he mean of tie bid and ask prices foisted sautes and colors a onY td prices fa OTC seothies. - less activeD traded securities may be priced ushg valuation model or he moo recent prth we obtained and may not reflect an actual market price or seat - Cereal) positions may appear without a price aid will show as *price was rot available if we are untie to obtain a pnce f or award)* - Deposits or stashes denominated 6 currencies other tan U.S. dollars are reflected at the en:hinge rate as of the statement date. - Fa (then securities trading h non.conformag okrarmatcro price and quavery (face ate) may have teen adisted to facilitateasp:a thusion To obtain current quoit:els, when starlit*, cornea your Financial Adther. • Private Mestmethe and drodured produces. hinte mestment secuntirs (hcbding drect participation rywam and real estate investment trust searites) red structhed prodxts ale generally highly Certain sin_ctsred procists how not hem registered wih the Securities and ExchaCommission o- under any state mulles laws. We proede estimated reties for private avestmem wad is and structured products for inkomatkrul purposes only. Acasacs knot parantied. - These values may differ thostaktiaby kom aces. a any, at Mich a prove itresanent security a structured rota may be boughs or sold and do not necessarily represent the value you may receive Loon Equitation, - Third pary estimates of wt. av as a a certa6 date and are sepplith to UBS Fina-cial Services on a regular bass by an independent satiation tim. - Issuer, generalparents or scorner estimated rates, itry, are unified to the by Ow isauer, gennal pa-tner or sprsor and may be calculated based on &fermi irtormation tan that used by thief parties 'admire ter estimated values. - You can obtain addianel Hennaed" regarding to methodology wed to determine the Minato of value and tie date of to inkrmation that is the basis fate manate by corneae-9 your Fe-uncial Advisor. - Thai party *stinted nets my be reflected as •Not prkod* nsener I sit ations, the n idependent aWtion Inn has not toppledor is unable to assign a value, when we become avare that a Merit event has &oared that may call a pent.* reported wit it* question, or then a value would be highly specuLative due to he nesse of the seardy. - When neither al suer, general pane or sponsor *stinted sate ma a thrthpany estimated vat* if mad the value of the scanty will be different Iran its purchase price. — •Dstrto an to date may ',Ida return of capital. income a both — 'Carolum see • represents the initial Otero; price per unit and may not (elect Will cost basis • Restricted sewrities Restrded seoudgs generally are rot current? Umble for publk sale. UBSFinaval kviiices as Pe matt price of the unrestricted stock of the sane issuer as an inputed value for to restricted stock for moon; of fins 'Women ond, To the erient that rearicled sectskies are thigh* la sale, the wit teethed may be staantialk less than the inpsed value tuna • En. Destirnated) inccene err yields end rata An estinate of avual income is based an current tidied aid interest rates, assuning tie acuities will be held for cat yea from statement date or until rMtseity. This narrate is orW a gadolne, security rd continued income are not guaranteed — Estimated anal benne al current yield fa cereal, toes of noshes could include a rein of prncpalor capeal gars in thich case the est income 9rdcurrent yeti would be overstated. — Estimated anal icane rd earth yield and the actual heart and yield rr4r be kwer a higher than the slanted amounts. — An estivate of trusteed ncome (divdend anchor interest) dialed by the anent market valsraverase balance is based on the last dividend Of interest payment made by the issUer and arises he seasMet - deposes will be held for one year from the statement date or until mattrity. Accuracy ad continued weld me not &wanted • Assets not held by WS Francis( Services. Certain assets me rot held by the Fern and nee satin the Fern's possession or control. These assets de displayed on your statement for informational purposes only. Positrons aid values presented me Pined& by the issuing Inn UBS F retrial Senses S not reversible for Ds ?formation and des not &minim os accuracy. These assets are rot wooed by SIC or he Finis supplemental SIC caverns. • Revenue sharing and additional compensation. — In addition to commissions on sales and 12b1 fees seethed ei correction wih the dStnbution of mutual lends to merlons we nuke our AIMS naive r.Vonua 5lThanne Payments horn distributors ads advisees of the mAul funds that we sell. Theseanoints are based on two deferent COM:Onentf- tlY amantol &elm by UBS of a partiuln mutual fund I amikr to our clam, and Cs) the asset value of a palkulv mutual fund I amikis Dares held at tie Irrn — We and as aflathe also recewe nemaking and embus processing lees in consideration for Nader agent Wein thee we pow& to the rrukal fads. Thew leesgenerally are pad from investor math h the mutual fund and are a (wed dela amount based on the outer of accounts at the brokerdeake holdng maul& hands of that fund family CONFIDENTIAL — h aide ca to calmest:al received n connector wth the sale or danbaion ol a-rueir contracts and int investment trust units toots <lents, we ands our affiliate meet resent sharing corrpensaka Iran many of the insaance companies underrating the retry contracts, athletes of to insurance <arcane, or sponsors of tetra imestment mos we distrbute. - Cur affiliates ako woke trading canrniskro and other conwersatt from rnsual finds and tonne companies whose prOCIXtf we dstrbute. - Siemer,* an annitl fee from UBS Bark OA and LIES AG Stanford Brant drip to $zs per accost sweeping to the barks under the UBS Bat Sweep Frograth. Activity hbanatonregudrigcannissats and ogler charges awned a coma cre with he oecutcrt of sada, including option transactions has beerthicluded athrrntrons prerously Turreted to you. and will be provided to yOu wavily atrecpest. Shan selling f youth engaged in short wIli9 a security, you may hoar a charge Os to certainbetroth-9 costs for that particular security. Open archer Regarding open or •9:cdtiltcancelled* ceders tat were not *wafted by the statement date, open buy and ski stop orders are reamed by the anoure of divdends rigus on an exdinderds a ethitts date unless instructed otherwise by ya.P. You are responsbk for orders that we Demised der coyote trim to caxel wasting open orders. Privacy To obtain a copy of ax current Chan ninny Nara: please contact your Francis' Achisor or visit our wash. ate. UBS Financial Services a not a bat The RSA& Busiest Services Account BSA and IRMA as brokerage accounts which provide access so barking services aidproducts tough arrangements wdo affiliated bats and other thrdpary banks, and provides access to nsura-ce and enmity prat& owed by InaBAiwd third- parry insurance companies through inura-fre agency subsidiaries of UBS Financial Services Inc. Ineestment nsurace. and artilyproducts: Not MSC inured • No bank gumanteth May Use volt RUA. Retie& Management Accord, Business Services Account 85A, BMA and alternation& Resource Management Accord are registered service marks of UBS Fruncial Services Inc Visa *passe is a registered senice mirk of Visa International uBs Via Swathe cede cards and CBS yea debt cards we isted by UBS Bark USA with prinnoion from Vas U.S A Incorporated. UBS Financial Stevie's Inc Mv. 201402 SDNY_GM_00020564 EFTA_001 3 1 184 EFTA01273391 44) UBS yes Frianoal Services Inc 299 Park Avenue 25th Floor New York. NY 10171.0002 UBS Strategic Advisor July 2014 CNP7005789425071 X2. 0 GHISLANE MAXWELL 116 E 651I-1 STREET NEW YORK NY 10065-7007 Account name: GHISLANE MAXWELL Friendly account name: Indry Account number. S5 Your Nnandal AdvisorSCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, account 029323568 on June 30 (5) on July 31 (5) Your assets 2,071,921 44 1,597,952.47 Visit our website: www.ub5cornifinanciaiseivices Your liabilities 0.00 aoo Value of your account 12,071,921.44 51,597,952.47 Tracking the value of your account $ Thcu,,anc$ Sources of your mos unt growth during 2014 Value of your account at year end 2013 40.00 0'1a Net deposits end wittdraii/M $1,525,578.34 1,598.0 Your nvestrnent return Dividend and interest income 421,884 84 Change m rnarkot vAue $`5.48929 Value of your account on Jul 31, 2014 $1,597.952.47 Jun 2014 JJ 2014 SDNY GM 00020565 Member SIPC C HP70303005783425 NV7003183665 00002 0714 030579004 Y173 568S50 010000 Page 9 of 100 CONFIDENTIAL EFTA_00131185 EFTA01273392 SUBS UBS Strategic Advisor July 2014 Your account balance sheet Summary of your assets Value on July 31 ($) Account name: (3,u • ir I‘14,,VvEU. Your h !modal Advisor Friendly account name: SCOTT STACK MAHLYLE CASRIEL Account number: Percentage of your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 1,597,952.47 100.00% D Fixed income 0.00 a00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 000% Total assets 11,597,952.47 100.00% Value of your account $1,597,952.47 co C Eye on the markets Index Percentage change July 201A Year to daW S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC - Europe, Australia & Far East -1.96% 3.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% -0.25% 3.66% 00,70.X9005709426NP700318366500032 0714 0305750N VI23568S500lailiyGtkoccabsegi0 of 100 CONFIDENTIAL EFTA_00131186 EFTA01273393 UBS Strategic Advisor Change in the value of your account My 20i (3) Year to date (I) Opening account value $2,071,921.44 $0.00 Deposits, including investments transferred in 5,920.06 1,994,881.82 Withdrawals and fees, including investments transferred cut -407,919.15 -469,303.48 Dividend and interest income 3,421.46 21,884.84 Change in market value -75,391.34 50,489.29 Closing account value $1,597,952.47 51,597,95247 Account name: Your Si sandal Advisor friendly account name: SCOTT STACKMANLYLE CASRIEL Account number. Dividend and interest income earned For polocryts of iris statement, ta.ab:,ty of 'nines] an1dpecien0 income has been determined (WM a US tat pirating Derwin-link eared upon the residence of the account holcbt account type, or product type some interest ardor dvidend payments mar not be subiect to United St*es (US) ardor Puerto Rico (PR) income tares. The tient Monthly Statement is not intended to be used and tamed tie reled upon for tar purposes. Clients should refer to the applicable tar reporting forms they recent. from 185 smugly, such as the forms 1099 and the cams 480. fa tar rePallio0 information. It IS the precut of U85 to file the aveicatle tar reposing forms with the US kiterna Revenue Semite and PR TreaSury DelSarTMenT. *Xi In sue h forms accurately clstify decenct aria or interest as lac exempt or takethe incase. Mese consult ycul incivdtral tax preparer July 201 4 (S) Year to date IS) Taxable dividends 3,421 46 21,880 36 Taxable interest 0.00 4.48 Total current year $342146 $21,884.84 Total dividend & interest S3A21A6 $21,884.84 Summary of gains and losses Values ',ported Plow exclude products for which gaits and losses ate not classified Realized gains and losses Unrealized July 2014 (1) Year to date (1) gains and bsses (1) Short term -7,125.69 -7,125.69 10,598 07 Long term 57,725 77 57,725.77 219,382 33 Total $50,600.08 $50,600.08 $229,980.40 Cash activity summary See Account activity the month tot decals. &lances In your Sweep Options are indueedin the cpereng and closing balances raw. FDIC insurance applies only to deposits a UBS Bank USA, nol to deposits at U8S AG. Starriord 9anch or bank deposits placed through the UBS Intemaiona Depose Account reopen,. SIPC protection applies to money market sweep find holdings but rot bare deposit. Stir important ineatmation about yeti' statement on the lag two pages Cl this document for deals. July 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 5,92006 48,841 01 Dividend and interest income 3,421.46 21,884.84 Proceeds from investment transactions 398,577.63 398,577.63 Total additions $407,919.15 $469,303.48 Subtractions Professional management fees and related services -2,611.19 -2,979.10 Other funds debited -405,307.96 -466,324.38 Total subtractions -$407,919.15 -5469,303.48 Closing balances $0.00 $0.00 SDNY GM 00020567 CrIP70308305789427NP70031$3665 COCO? 0714 030575004 Y123568SSO 010000 Page 11 of 100 CONFIDENTIAL EFTA_0013 I 187 EFTA01273394 SUBS UBS Strategic Advisor July 2014 UBS Bank USA Deposit Account APY Interest period Am 6 - Jul 7 Opening UBS Bank USA Deposit balance Jun 6 555,159.89 Closing UBS Bank USA Deposit balance Jul 7 saoo Number of days in interest period 32 Average daily balance $481.81 Interest earned $0.00 Annual percentage yield earned 0.00% Account name: Your lquendel Advisor. Friendly account name: SCOTT STACK MANY LYLE CASR1EL Account number: Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fthancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in imponant information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive investment eligibiSty consideration - None selected Your account instructions • •• it • - r , f.t —psirig method is FIFO, First In, First Out. CNP7000,A)05789428 NP70C0189665 00002 0714 D30575004 Y1235685.5001%ftyGht 00011601812 of I CO CONFIDENTIAL EFTA_00131188 EFTA01273395 UBS Strategic Advisor *UBS lUly 2014 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Some prices, income and current vdues sham may be approximate. Asa resat. gains and losses ma/ not be accurately reflected. See importer), leaaretason aboux your statement a the end of this dxument (or more 'Mansion Cash Cash and money balances ricking Cash tl85 BANK USA CEP ACCT 1,389.47 0.00 250,000.00 Total OperingbdaXe on Jul 1 (1) Closing 658%e Pke per snare on ha 31 (l) on rul 31 (I) merage rate Dr/Wend interest period Your Financial Advisor: SCOTT STACK MAY/ LYLE CASNEL Darr In period Cm amount a) -1,389.47 0.00 Equities Common stock Hddng Trade date Mabel of shares Purchase pricer my* price per share (1) Price per share Coe basis ($) on Jul 31 or velue on Jul 31 (S) unreanzed Hdd no gain a loss (S) Onslod ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAI: 42,591 Current yield: 2.984/0 Nov16, 11 13.000 37 316 485.12 49.630 645.19 160.07 LT Nov 17, 11 13.000 35393 460.12 49.630 64519 185.07 LT Nov18, 11 35.000 35.502 1,242.58 49.630 1,737.05 494.47 LT Nov21, It 18.000 34371 618.68 49.630 893.34 274.66 LT Nov22, II 15.000 33.338 500.07 49.630 744.45 244.38 LT Nov23, 11 22.000 32.655 718.43 49.630 1,091.86 373.43 LT Nov 25, 11 7.000 32.460 227.22 49.630 347.41 120.19 LT Nov 28, 11 30.000 32.951 988.55 49.630 1,488.90 500.35 LT Nov29, II 18.000 33.472 602.51 49.630 893.34 290.83 LT Nov29, II 5.000 33.622 168.11 49.630 248.15 80.04 LT Apr 24,12 30.000 37.567 1,127.01 49.630 1,488.90 361.89 LT lan 23,13 1,056.000 43209 45,628.81 49.630 52,409.28 6,780.47 LT Apr 22. 13 489.000 42,447 20,756.68 49.630 24,269.07 3,572.39 LT Security total 1,751.000 41.990 73,523.89 86,902.73 13,378.24 continued next page SDNY GM 00020569 CNP10003005769429NP7000193665 00002 0714 030575004 VI 23 568550 010000 Peg. 13 of 100 $0.00 $0.00 CONFIDENTIAL EFTA_00131189 EFTA01273396 *UBS U BS Strategic Advisor July 2014 Your assets . Equities . Common stock (continued) Hddng Trade date Weber of than Purchase pace/ Average price Pete per share Vdueon Unrealized Hddng per sham (S) Con bask (S) orth131 (I) Jul 31 (S) win of loss (S) period AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 82,442 Current yield: 2.36% Aug 4,11 146.000 48.469 7,076.53 81.310 I 1871 26 4,794.73 LT Aug 12, 11 4.000 46.880 187.52 81.310 325.24 137.72 LT Jan 23,13 767.000 59.890 45,936.09 81.310 62364.77 16,428.68 LT Apr 22. 13 355.000 65.098 23,110.04 81.310 28,86505 5,755.01 LT Security total 1,272.000 59.992 76,310.18 103,426.32 27,116.14 BAXTER NTL INC Symbol: BAX Exchange: NYSE EAI: $3,236 Current yield: 2.78% lun 20, 12 30.000 51.594 1,547.84 74.690 2,240.70 692.86 LT Jun 20, 12 17.000 51.522 875.89 74.690 1,269.73 393.84 LT Jun21.12 29.000 52.077 1,510.25 74.690 2,166.01 655.76 LT Jun21,12 7.000 51.500 360.50 74.690 522.83 162.33 LT Jun21,12 5.000 52.216 261.08 74.690 373.45 112.37 LT Jun 22, 12 61.003 51.890 3,165.29 74.690 4,556.09 1,390.80 LT Jan 23,13 768000 66.658 51,193.80 74.690 57,361.92 6,16& 12 LT Apr 22, 13 355.000 69.318 24,608.00 74.6% 26,514.95 1,90695 LT Sep 19, 13 74.000 72.165 5,340.28 74.690 5,527.06 186.78 ST Sep 19, 13 6.000 71.875 431.25 74.690 448.14 1689 sr Sep 19, 13 3.000 71.880 215.64 74.690 224.07 &43 ST Sep 20, 13 47.000 71.987 3,383.41 74.690 3,510.43 127.02 ST Oct 3, 13 154.000 64.600 9,948.49 74.690 11,502.26 1,553.77 ST Security total 1,556.000 66.094 102,841.72 116,217.64 13,375.92 BLACKROCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 2.53% Oct 5, 12 7.000 189.932 1,329.53 304.730 2,133.11 803.58 LT Oct 5, 12 3.000 187.820 563.46 304.730 914.19 350.73 LT Oct 5, 12 2.000 186670 373 34 304.730 609.46 236.12 LT 0(18,12 8.000 188.783 1,510.27 304.730 2,437.84 927.57 LT Oct 9, 12 15.000 189.1% 2,837.79 304.730 4,570.95 1,733.16 LT Oct 9,12 2.000 189.010 37802 304.730 609.46 231.44 LT Oct 10, 12 3.000 187.720 563.16 304.730 914.19 351,03 LT Oct 10. 12 2.000 187.670 375.34 304.730 609.46 234.12 LT continued next page CNP7000300.3789430 NP1000i 89665 00002 0714 030575004 23568550m igthriy_sm_ocollgsg014 of 100 Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Your lq sandal Advisor, SCOTT STACK MANTLYLE CASRIEL CONFIDENTIAL EFTA_0013 1190 EFTA01273397 UBS UBS Strategic Advisor July 2014 Account name: CHISLAINE MAXWELL friendly account name: Account number: Your h nancial Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets . Equities Fiching Common stock (continued) Trade date timber of stores Purchase cow Average pdce per shme (1) Price per share Cost basis (S) onlui3i(t) Vdue on Jut 31 (t) unrealzed on or loss (1) sioldng period Oct 10, 12 2.000 187.995 37599 304.730 609.46 233.47 LT Jan 23,13 224.000 236.966 53080.41 304.730 68,259.52 15,179.11 LT Apr 22, 13 104.000 251.093 26,113.69 304.730 31,691.92 5,578.23 LT security total 372.000 235218 87,501.00 113,359.56 25,858.56 CATERPILLAR INC Symbol. CAT Exchange. NYSE EAI: 33,108 Current yield: 2.78% Jun 19, 13 72.000 84.718 6,099.75 100.750 7,254.00 1,154.25 LT Jun20, 13 121.000 83.141 10,060.15 100.750 12,190.75 2,130.60 LT Jun20, 13 78.000 83.030 6,476.39 100.750 7,858.50 1,382.11 LT JLO 21, 13 204.000 82.904 16,912.44 100.750 20,553.00 3,640.56 LT Jun 24, 13 111.000 81.517 9,04846 100.750 11,183.25 2,134.79 LT Jun 25, 13 73.000 82.354 6,011.86 100.750 7,354.75 1,342.89 LT Jun26, 13 69.000 82.259 5,675.90 100.750 6,951.75 1275.85 LT Jun 27. 13 141.003 82.951 11,696.12 100.750 14,205.75 2,509.63 LT Jun 27, 13 7.000 82.925 580.48 100.750 705.25 124.77 LT Jim 28, 13 169.000 82.774 13,988 92 100,750 17,026.75 3,037.83 LT Jul 1, 13 65.000 82.781 5,380.78 100.750 6,548.75 1,167.97 LT Security total 1,110.000 82.821 91,931.25 111,832.50 19,901.25 COLGATE PALMOUVE CO Symbol: CI Exchange: NYSE EAI: 32,172 Current yield: 2.27% Aug 4,11 174.000 41.632 7,244.05 63.400 11,031.60 3,787.55 LT Aug 12, 11 4.000 42.450 169.80 63.400 253.60 83.80 LT Jan 23,13 910.000 54240 49,358.63 63.400 57,694.00 8,335.37 LT Apr 22.13 420.000 59.788 25,111.32 63.400 26,628.00 1,516.E8 LT Security iota 1,508.000 54300 81,883.80 95,607.20 13,723.40 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Current yield: 3.27% Aug 4,11 191.000 36265 6,926 77 50,150 9,57865 2,651.88 LT Aug 12, 11 5.000 35.754 178.77 50.150 250.75 71.98 LT Jan 23,13 1,001.000 41387 41A28.89 50.150 50200.15 8,771.26 LT Apr 22, 13 464.000 50.287 23,333.21 50.150 23,269.60 -63.61 LT Jun 17, 13 148.000 49.739 7,361.45 50.150 7,422.20 60.75 LT continued next page SDNY GM 00020571 C40113003005761431 NPT000169665 00002 0711030575004 Y123568550010000 Page IS of 100 CONFIDENTIAL EFTA_001131 EFTA01273398 * UBS UBS Strategic Advisor July 2014 Your assets . Equities . Common stock (continued) lathing Trade data Weber of shares Purchase pace Average pike pat than (I) Cost basis (S) Pete per shoe onid31(5) VtNeon iu131 (S) theettlzed gain or loss (5) Hddng period Jun 18.13 73.000 49.836 3,638.07 50.150 3,660.95 22.88 LT Security total 1,882.000 44 031 82,867.16 94,382 30 11,515.14 JOHNSON & JOHNSON COM Symbol: .INJ Exchange: NYSE (Al: 42,985 Current yield: 2.80% Aug 4, I 1 123.000 62377 7,67238 100.090 12311.07 4,638.69 LT Aug 12, 11 3.000 63.730 191.19 100.090 300.27 109.08 LT Jan 23,13 642.000 72.736 46,696.71 100.090 64,25738 17,561.07 LT Apr 22.13 298.000 84.721 25,247.10 100.090 29,826 82 4,579.72 LT Security total 1,066.000 74.866 79,007.38 106,695.94 26,888.56 MCCONAIDS CORP Symbol: MCD Exchange: NYSE (Al: 43,298 Current yield- 3.43% Aug 4,11 95.000 84.969 8,072.06 94.560 8.983.20 911.14 LT Aug 12, 11 3.000 85.910 257.73 94.560 283.68 25.95 LT Nov29, 12 8.000 86.456 691.65 94.560 756.48 64,83 LT Jan 23,13 555.000 93.053 51,644.75 94.560 52,480.80 836.05 LT Apr 22. 13 2%.000 99.318 25,326.32 94.560 24,112.80 -1,213.52 LT Sep 19, 13 78.000 97.879 7,634.63 94.560 7,375.68 -258.95 ST Sep 19, 13 22.000 97.425 2,143.36 94.560 2,080.32 -63.04 ST Sep 19, 13 2.000 97.830 195.66 94.560 189.12 -6.54 ST Security total 1,018.000 94269 95,966.16 96262.08 295.92 luCCERA ENERGY INC COM Symbol: NEE Exchanger NYSE CAI: 43.370 Current yield: 3.09% Aug 4,t1 134.000 52.960 7,096 75 93.890 12.581.26 5,484.51 LT Aug 12, 11 3.000 52.530 157.59 93.890 281.67 124.06 LT Jan 23,13 700.000 71.610 50,127.21 93.890 65,723.00 15,595.79 LT Apr 22, 13 325.000 79.757 25,921.06 93.890 30,514.25 4,593.19 LT Security total 1.162.000 71.689 83,302 61 109,100.18 25,797.57 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAT: $2,791 Current yield: 2.95% Feb 12. 14 148.000 92.171 13,641.35 97.710 14,461.08 819.73 ST Feb 12. 14 117.000 92203 10,787.77 97.710 11.432.07 644.30 ST Feb 12, 14 32.000 92215 2,950.91 97.710 3,126.72 175.81 ST Feb 12. 14 7.000 92.065 644.46 97.710 683.97 39.51 ST Account name: GH1SLAINE MAXWELL Friendly account name: Account number. Your linandul Advisor: SCOTT STACK MAN LYLE CASRIEL continued next page CNP70009005789432 HP703018666500002 0714 030579304 7123568550 0i (61§4yGM0002.1W216 of 100 CONFIDENTIAL EFTA_00131192 EFTA01273399 UBS Strategic Advisor UBS JUly 2014 Account norm: I I X ELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAKI KY LE CASIki EL Your assets Equities . Common stock (continued) Trade Hddng date Humber of shares Purchase pricer AVtlogit puce per shame (I) Coo bads (S) Plitt per share on H131 (I) Vdue on Jul 31 (6 lirredlted gain a loss ft) Hddng period Feb 13, 14 110.000 92.095 10,130:45 97.710 10,748.10 61365 ST Feb 13, 14 68.000 91.911 6,250.00 97.710 6,644.28 394.28 ST Feb 13, 14 33.000 91.560 3,021.49 97.710 3,224.43 202.94 ST Feb 13, 14 6.000 91.615 549.69 97.710 586.26 36.57 ST Feb 14, 14 334.000 95.389 31860 13 97.710 32,635.14 775.01 ST Feb 18, 14 114.000 96.023 10,946.72 97.710 11,138.94 192.22 ST Security total 969.000 93.687 90,782.97 94,680.99 3,898.02 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 13,023 Current yield: 2.97% Aug 4, I 1 115.000 63.979 7,357.65 88 100 10,131.50 2,773.85 LT Aug t2, 11 3.000 63.023 189.07 88100 264.30 75.23 LT May 16, 12 6.000 68.535 d1 1.21 88.100 528.60 117.39 LT Oct 24, 12 1.000 68.690 68.69 88.100 88.10 19.41 LT Oct 25, 12 2.000 68.810 137.62 88 100 176.20 38.58 LT Oct 26. 12 1.000 68.890 68.89 68.100 88.10 19.21 LT Oct 31, 12 1.000 69 370 69.37 88.100 88.10 1833 LT Nov6, 12 1.000 69370 69.37 89.100 88.10 18.73 LT Nov 7, 12 1.000 69.150 69.15 88.100 88.10 1895 LT Nov8, 12 2.000 69.090 138.18 88.100 176.20 38.02 LT Jan 23,13 699.000 72.166 50,444.31 88.100 61,581.90 11,137.59 LT Apr 22. 13 322.000 82.251 26.48485 88.100 28,368 20 1,883.35 LT Secuity total 1,154.000 74.097 85,508.36 101,667.40 16,159.04 PROCTER & GAMBLE CO Symbol: PG Exchange: NYSE EAI: 42,919 Current yield: 3.33% Aug 4,11 118.000 60.103 7,092.22 77.320 9,123.76 2,031.54 LT Aug 12, 11 3.000 60.896 182.69 77.320 231.96 49.27 LT Jan 23.13 619.000 69.941 43,293.73 77.320 47,861.08 4,567.35 LT Apr 22, 13 286.000 81.332 23,261.18 77.320 22,113.52 -1,147.66 LT Apr 24, 13 108.600 77.762 8,39832 77.320 8350.56 -47.76 LT Security total 1,134.000 72.512 82,228.14 87,680.88 5,452.74 continued next page SDNY GM 00020573 CNP70003005769433 NP7000193665 00002 0711030575004 Y123568550010000 Pogo 17 of 100 CONFIDENTIAL EFTA_00131193 EFTA01273400 *UBS UBS Strategic Advisor luly 2014 Your assets . Equities . Common stock (continued) Hddng Trace date ',umber of share: Purchase pacer Average pace per OM, (S) Con bags (S) Price per snare on lur 31(1) Value on na 31 (1) Unrealized Halting gain or loss (I) Coned TRAVELERS COS INOTHE Symbol: TRV Exchange. NYSE EAF $2,534 arrant yield 2 46% Apr 24, 12 20 000 63 432 1,26864 89.560 1,791 20 522.56 LT Apr 24, 12 4.000 63350 25140 89.560 358.24 104.84 LT Apr 24, 12 1.000 63.560 63.56 89.560 89.56 26.00 LT Apr 25, 12 10.000 63 520 635 20 89.560 895.60 260.40 LT Apr25. 12 10.003 63.617 636.17 89.560 895.60 259.43 LT Apr25. 12 10.000 63 659 636 59 89.560 89560 259.01 LT Apr 25, 12 2.000 63.545 127.09 89.560 179.12 52.03 LT Apr 25, 12 2.000 63.645 127.29 89.560 17912 51.83 LT Apr 25, 12 2.000 63.745 127 49 89.560 179.12 51.63 LT Apr 26. 12 5.000 63.928 319.64 89.560 447.80 128.16 LT Apr 26, 12 2.000 63920 127 84 89.560 17912 51.28 LT Apr 26, 12 2.000 63.930 127.86 89.560 179.12 51.26 LT Apr 26. 12 1.000 63.720 63.72 89.560 89.56 25.84 LT May 1, 12 15.003 64 637 969 56 89.560 1,343.40 373.84 LT May 1. 12 6.000 64.715 38829 89.560 537.36 149.07 LT May 1, 12 6.000 64 975 389 85 89.560 537.36 147.51 LT May 1, 12 2.000 64 850 129.70 89.560 179.12 49.42 LT May 1, 12 1.000 64.820 64.82 89.560 89.56 24.74 LT May 2, 12 7.000 64 374 45062 89.560 62692 176.30 LT May 2, 12 4.000 64 410 257.64 89.560 358.24 100.60 LT May 2, 12 2.000 64 320 128 64 89.560 179.12 50.48 LT May 3, 12 4.000 64 960 259 84 89.560 358.24 98.40 LT May 3, 12 2.000 64.675 129.35 89.560 179.12 49.77 LT May 3, 12 2.000 64.910 129 82 89.560 17912 49.30 LT Jan 23,13 629.000 77.560 48,785.62 89.560 56,333.24 7,547.62 LT Apr 22, 13 290.000 84.719 24,568 68 89.560 25,972.40 1,403.72 LT May 22, 13 111.000 83.807 9,302.58 89.560 9,941.16 638.58 LT Security total 1,152.000 78.533 90,469.50 103,173.12 12,703.62 continued next page Account name: GHIStANE hte,<WELL Friendly account name: ird Account number. Your It sandal Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C009005769434NP70C0188665C0CO2 0714 030575004 7123568550 01 ifflitly Gropooterile of I CO CONFIDENTIAL EFTA_001 3 1194 EFTA01273401 UBS Strategic Advisor UBS 1Uly 2014 Account name: GHISLAINE MAXWELL Prie nd ly account name: Account number. Your Pi nancial Advisor: SCOTT STACK MAN LY LE CA F(IEL Your assets Equities . Corn mon stock (continuel rack Hddng date Humber of item ru rcrkre Eind Average prke per shene (S) tort tels (S) Prke per share on1u131 (5) Wlue on 1u13i (S) Linrealized gain or Ion (S) Holcing pericd UNITED PARCE'. SERVICE NC CL B Symbot UPS Exchange NYSE EAI: $2,843 Cirent yield: 2.76% Sep 19, 13 82.000 91.779 7,525.90 97.090 7,961.38 435.48 ST Sep 19, 13 19.000 91.625 1,740.88 97.090 1,844.71 103.83 ST Sep 20, 13 107.000 91.805 9,82318 97.090 10,388.63 565.45 ST Sep 20, 13 26.000 91.835 2,387.71 97.090 2,524.34 136.63 ST Sep 23,13 93.000 91.049 8,467.59 97.090 9,029.37 561.78 ST Sep 24. 13 93.000 91.612 8,520.00 97.090 9,029.37 509.37 ST Sep 24, 13 41.000 91.663 3,758.20 97.090 3,980.69 222.49 ST Sep 25, 13 62.000 91.138 5,65036 97.090 6,019.58 369.02 ST Sep 25.13 11.000 91.090 1,001.99 97.090 1,067.99 66.00 ST Sep 26, 13 64.000 91.489 5,855.30 97.090 6,213.76 358.46 ST Sep 27, 13 54.000 91.117 4,920.33 97.090 5242.86 322.53 ST Sep 30, 13 46.000 91.475 4,207.86 97.090 4,466.14 258.28 ST Oct 1, 13 46.000 91.668 4,21623 97.090 4,466.14 249.41 ST Oct 1, 13 6.000 91.650 549.90 97.090 582.54 32.6d ST Oct 2, 13 61.000 91.128 5,558.84 97.090 5,922.49 363.65 ST Oct 2, 13 19.000 91.067 1,730.29 97.093 1,844.71 114.42 ST Oct 3, 13 55.000 90337 4,96858 97.090 5,339.95 371.37 ST Oct 4, 13 55.000 90.653 4,985.96 97.090 5,339.95 353.99 ST lao 17,14 121.000 99.231 12,007.00 97.090 11,747.89 -259.11 ST Sectrity total 1,061.000 92250 97,876.80 103,012.49 5,135.69 >31.1NX INC Symbol: XLNX Exchange: OTC EAI: 12,086 Cirent yield: 2.82% Sep 7, 12 25.000 34.770 869.27 41.130 1,028.25 158.98 LT Sep 7, 12 5.000 34.846 17423 41.130 205.65 31.42 LT Sep 10, 12 37.000 341345 1,289.29 41.130 1.521 81 232.52 LT Sep 10, 12 3.000 34.660 103.98 41.130 123.39 19.41 1.7 Sep 11, 12 20.000 34.853 697.06 41.130 822.60 125.54 LT Sep 12, 12 18.000 35.006 630.11 41.130 740.34 110.23 LT Sep 13, 12 21.000 346736 732.61 41.130 863.73 131.12 LT Sep 14, 12 19.000 35.536 675 19 41.130 781.47 106.28 LT SDNY urane" fige CNP70003005789435NPI00016/366500M 0714 030575004 VI 23568550010000 Page 19 of 100 CONFIDENTIAL EFTA_00131195 EFTA01273402 T UBS Strategic Advisor July 2014 Your assets . Equities . Common stock (continued) Wising Trade date master of sheen Purchase pus Average price per share (S) Cost basis (S) Price per Ohre orilul31(S) Valueon lu13I (S) Unrealized gain ot loss (S) Hotting period Sep 17,12 7.000 35.151 246.06 41.130 287.91 41.85 LT Oct 24, 12 3.000 32.523 97.57 41.130 123.39 25.82 LT Oct 25, 12 5.000 32.522 162.61 47.130 205.65 43.04 LT Oct 26, 12 3.000 32.776 93.33 41.130 123.39 25.05 LT Oct 31, 12 1.000 32.770 32.77 41.130 41.13 8.36 LT Nov 1,12 2.000 33.360 66.72 41.130 82.26 1554 LT Nov1,12 1.000 33.520 33.52 41.130 41.13 7.61 LT Nov1,12 1.000 33.530 33.53 41.130 41.13 7.60 LT Nov2, 12 1.000 33.550 33.55 41.130 41.13 7.58 LT Nov5, 12 1.000 33.190 33.19 41.130 41.13 7.94 LT Nov6, 12 3.000 33886 101.66 41.130 123.39 21.73 LT Nov7,12 2.000 34.025 68.05 41.130 82.26 14.21 LT Nov7,12 1.000 33.910 33.91 41.130 41.13 7.22 LT Nov 8. 12 4.000 34.032 136.13 41.130 164.52 28.39 LT Nov8,12 1.000 33.860 33.86 41.00 41.13 7.27 LT Nov28, 12 4.000 34-312 137.25 41.130 164.52 27.27 LT Nov28.12 3.000 34.410 103.23 41.130 123.39 20.16 LT Nov29, 12 15.000 34.583 518.75 41.130 61695 9820 LT Nov29, 12 3.000 34.493 103.48 41.130 123.39 19.91 LT Jan 23.13 1,087.003 36.805 40,008 01 41.130 44,708.31 4,700.30 LT Apr 22, 13 502.000 35.691 17,917.23 41.130 20,647.26 2,730.03 LT Sk'CLrily 101 ar 1,798.000 36.246 65,171 15 73,951 74 8,780.59 Total 91,367,972.07 $1,597,952.47 1229,980.40 Total estimated annual income: $45,356 Your total assets Percemaged Cost Estrnated Unredrzed Value on lul 31 ($) Your account bass 01 annual income it on or loss (t) Equities Common stock 1,597,952.47 100.00% 1,367,972.07 45,356.00 229.980.40 Total $1,937,952.47 100.00% $1,367,972.07 $45,356.00 $229,960.40 OW70003005709436 NP7000189665 00002 0714 030575004 23568=04f igiliy_Gm_00011este0 of 100 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your Ignancid Advisor: SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00131196 EFTA01273403 *UFS U BS Strategic Advisor lult' 2014 Account activity this month Account name: CHISLAINE MAXWELL Friendly account name: Ind Account number. Your Pi nandrá Maison SCOTT STACK MANILYLE CASRIEL Date Adháty Descdpelon Arrounl Deposita and otber funds credited Jul 14 Transfer FM X235750100 2.611.19 Jul lat Transfer FM E 23575 0100 3.308.87 Total deposita and other funds credited 15.920.06 Dat Aahtly DeSCriptIOn ~Dunt IS) Dividend and intecistiacorne Taxable dividends Jul 1 Dodend AUTOMATIC DATA PROCESSNG1NC PAID ON 1272 610.56 Jul 1 Dodend BAXTERINFLINC PA1D ON 1556 809.12 Jul 8 Dvidend IWNOIST004. WORKS INC PAIDON 1171 491.82 Jul 15 Dodend OCCIDENTAL PETROLEUM CRP PAID ON 969 697.68 lul 17 Dodend STAPLES INC PAID ON 6769 812.28 Total taxable dividends Total dividend and interest interne 53.421416 53,421.46 Dat ACthely DeSC(0110n kreunt (5) Jul 24 Fee Charged QUARTERLY FEE -2.611.19 Total professional manegemeat lees 42.611.19 Pees new Aditely ObligibOn Amotell (S) lult Transfer TO 123571 7100 -1,419.68 lul 9 Transfer TO 1235750100 -491.82 Jul 18 Transfer TO X235750100 Jul 25 Transfer TO 235750100 Total ether funds debited Other funds debited Investment tra nsactions Fot more Information San the pace/va:ut shown for reftelatd SKUIRIPS, SIP important Mlorrnatbn about your statement at the end of thr. downent Date ACtaity lul 18 Sok CONOCOMILIPS -1/180.030 84 755000 125,434.63 lul 18 Sold ILLINOIS 7COL WORKS -1,171.000 86 303200 101,058.82 Jul 18 Sold STAPLES INC -6,769.000 11 121734 75,281.36 Descroton Quanlity vave (t) Pure ($) -402,698.78 -697.68 4445.307.96 eroceeds Iran Funds Investment v4thdreem iv A(crued tansactIons innam/Aa boor (S) Interes1 (I) contmued next page SDNY GM 00020577 C zuP7030?305789437 NV70031%565 00032 0714 030575004 Y123560550010000 CONFIDENTIAL Page 21 of 100 EFTA_00B 147 EFTA01273404 4tUBS UBS Strategic Advisor July 2014 Account activity this month (contrived Investment transactions (continued) Cute Actnety Desception Proceeds tram insestment Quantity Value (S) Pnce (S) transactions CS) Funds wthdrawn fa Accrued insesiments bougu (S) 'merest IS) Jul 18 Sold TARGET CORP .1,600.CCO 60 503100 96,802 82 Total $398,577.63 Oat Activity Oescroben Arrount IS) Money balance activities Jun 30 Balance forward $13119A7 Jul 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OE/ 30/ 14 • 1.389.47 Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,419.68 Jul 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/02114 .1,419.68 Jul 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 491.82 Jul 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/09/14 .491.82 Jul 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,611.19 Jul 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Jul 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 812.28 Jul 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/18114 -812.28 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Ow 24f 14 -2.611.19 Jul 28 Withdrawal LAS BANK USA DEPOSIT ACCOUNT AS OF 07/25/14 -697.68 Ad 31 Closing UBS Bank USA Deposit Account $0.00 Account name: CHISLANE MAXWELL Friendly account name:Ind Account number: • Your linandal Advisor, SCOTT STACK MAHLYLE CASRIEL The UBS Ftanl USA Depout Account is your 'Armory sweep option Realized gains and losses The estimated realized gam and losses shaven below are not fa tat purposes. Please rote that gain or toss recognized Co the sae or redmrptiers of certain Structured Products, ike Canting al Debt Securities. may be °refinery. and not Caplla, gain ot loss. Please check vnth your lax attv60, TO (*dale yarn and losses. we 'Mondale the driest SeCunly lot first lees is kncrem as the first-in, first-out co FFO accounting melhitd Voce use It.. method unless you specified whir h tar la to dose when yai placed yOus order. This is known as a venus purchases or VSP order. See Important int ormaliOnabout your statement ei the end of thisdi:corneal for more Short-term capital gains and losses Security (*salmon STAPLES INC method FIFO FIFO Cruanlny or Purchase Sate fate value date dole 203 000 Aug 26, 13 Jul 15, 14 181.000 Aug 26, 13 Jul 15, 14 intormStOn We may not ad usl gams and losses for al cats changes. We autcmaticay adjust cost basis for tam-everrpt and AMT coupon Munirei Securities for estimated anonration of bond prerrouTis aid for accreted Olt) ler securities Mired at adSCOum 4 yOu tedueSted [Ka U8SaluSt COSI Odin for the bad premium arortizaton on taratle debt securities then cost bassi reflected for these stew:ties has been adjusted. Stimates in the unclassd*d section can na be Classified as short term or long term because information is misong or the product Is one in which the alp moss cc/curare° is nOt provided Sae amount (S) 2257.66 1012.99 2,60863 Colt ems (S) 2,923.46 wash sale cost basis adjustment(1) toss (S) -66580 -595 64 Gain (S) continua/ nod page CHP7000300STer9438NPIOCOI138665 00032 0714 030575004 .23583S500ligftyGhtoodiestan of I CO CONFIDENTIAL EFTA_00 13 1198 EFTA01273405 SUBS UBS Strategic Advisor JA 201:I Realized gains and losses (continued) Short-term capital gains and losses (continued) Ovantay or Purchase Secuity descrpton Methal fae value die FIFO 253.000 Aug 27, 13 TARGET CORP FtF0 68.000 Sep 23,13 FIFO 6.000 Sep 23,13 FIFO 180.000 Sep 24,13 (WO 82.000 Sep 24,13 FIFO 92.000 Sep 25,13 FIFO 18.000 Sep 25,13 RFO 152.000 Sep 25,13 RFO 13.000 Sep 25,13 RFO 114.000 Sep 26,13 RFO 193.000 Sep 27.13 RIO 27.000 Sep 30,13 RFO 104.000 Sep 30,13 RFO 51.000 Sep 30,13 FIFO 139.000 Oct 01, 13 FPO $3.000 Oct Oh 13 FIFO 38.000 Oct 01, 13 FinFF°0 2,2 38.000 Oct 01, 13 197.000 Jan 07,14 32.000 Jan 07,14 3.000 Jan 07,14 Total Net short-term capital gains and losses Long-term capital gains and losses ouardity a PuKt.aSe Securfly desolphon lace bite oft corvccoei-atups 106.000 Aug 04, 11 2.00:0 Aug 12, 11 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. • Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Wash sale Sale yak Cost cost basis date amour (S) basis (S) aljusirrbent(S) tas (S) Gain (5) Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, Id Jul 15, 14 Jul IS, 14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15,14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, 14 Jul 15, Jul 15, 14 Jul 1 5, 14 Jul 15, 14 Jul 15, 14 She date lul 15, 14 Jul 15, 14 2,813.74 14 • 3,56874 -755.00 4,114.12 10.898363.3201 4,378.59 386.43 11,519.91 -264.47 -23.42 -629.59 4,961.14 5,25897 -297.83 5,566.16 5851 -284.89 1,059.04 1,147.23 -5819 9,196.26 9,643.85 786.53 1283271.067 -44.4071593 -334.56 11.676.84 61897.20 12,350.76 -673.92 1,633.55 1,722.95 -89.40 6,292.18 6,633.64 -341.46 3,085.59 3258.30 •172.71 8,409.74 8,87542 3,206.60 3,384.40 •-416775.130 68 99.05 2,422.80 2,424.93 : 1253.8754 1 21.2999. 188075 12,389.28 .470.43 1,936.05 2,016.15 -80.10 181.51 188.59 -7.08 3103.337.21 3111,012.90 -37225.69 -37225.69 Wash sale see Cost cog bails amount (S) bass (S) adjustmern(1) Loss (S) Gain (S) 8,983.83 5.523.58 3,46025 169.51 102.87 66.64 continued (ten page SDNY GM 00020579 cee70003005789439 NI7000193665 C0002 0714 030575004 VI 23568550 01000) Pogo 23Oí 100 CONFIDENTIAL EFTA_00I31199 EFTA01273406 SUBS UBS Strategic Advisor July 2014 Realized gains and losses (continued) Long-term capital gains and losses (conhound) Secunty descrphon Method (Mania/ or far viue Purchase date Sale date 58e Cost amount (I) basis (9 Wash sale OR basis adjustmern(S) Las (S) Gain (S) RFO 16030 May Oa 12 Jul 15, 14 1,356.05 854.40 501.65 RIO 13.000 May 08, 12 Jul 15, 14 1,101.79 692.74 409.05 RFO 14.030 Jul 17, 12 Jul 15, 14 1,186.54 783.17 403.37 RFO 789.000 Jan 23, 13 Jul 15, 14 66,870.22 47,194.59 19,675.63 FIFO 138.003 Mar 19, 13 Jul 15, 14 11,695.93 8,160.98 3,534.95 RIO 402 000 Apr 22, 13 Jul 15, 14 34.070.76 23,198.25 10,872 51 IWNOIS TOOL WORKS INC FIFO 135.003 Aug 04, 11 Jul 1 5, 14 11,650.68 6,362.35 5,288.33 RFO 3.000 Aug 12, 11 Jul 15, 14 258.93 135.72 123.18 RIO 706.003 Jan 23,13 Jul 15, 14 60,928.72 44,975.31 15,953.41 RIO 327.003 Apr 22, 13 Jul 15, 14 28220.52 19,844.22 8,376 30 STAPLES INC FIFO 1000 Oct 24, 12 101 5, 14 11.12 11.36 .0.24 RIO 63.000 Oft 24, 12 Jul 15, 14 700.66 712.74 -12.08 RIO RIO 8.000 46.000 Oct 25, 12 Oct 25, 12 Jul 1 5, 14 Jul 15, 14 88.97 91.44 511.59 525.36 -2.47 FIFO 57.000 Oct 25, 12 nil 15, 14 633.92 649.29 RIO 51.000 Oct 26, 12 1u1 15, 14 567.20 581.42 14531237277 RIO 12.030 Oct 31, 12 Jul IS, 14 133.45 138.32 -4.87 RFO 3.000 Ott 31, 12 Jul 15, 14 34.70 -1 33 RIO 7.000 Nov01,12 Jul 15, 14 77.85 3337 81.18 -3.33 RFO 46.000 Nov 01,12 Jul 1 5, 14 511.59 537.17 -25.58 RFO 33.000 Nov 01,12 lul 15, 14 367.01 382.99 -15.98 RFO 1.000 Nov01, 12 Jul 15, 14 11.12 11.60 RFO 31.000 Nov 02, 12 Jul 1 5, 14 344.76 358.12 -1336 47.48 FIFO 7.020 Nov 05, 12 Jul 15, 14 77.86 81.13 -3.27 FIFO 31.000 Nov 05, 12 Jul 15, 14 344.76 355.43 -10.67 RIO 51.000 Nov 06. 12 Jul 15. 14 567.20 602.87 .3 6 RIO 26.000 Nov 06, 12 Jul 15, 14 289.16 307.13 -175.97 RFO 22.000 Nov 07, 12 Jul 15, 14 244.67 254.82 -10.15 RIO 48.000 Nov 07, 12 Jul 15, 14 533.83 556.70 -22.87 RFO 3.000 Nov 08, 12 Jul 15, 14 33.36 35.00 -1.64 continued nun page CNP7C009005769440NP7000189665 00032 0714 030575004 .23953550 0 I tlyiklyGmpoofiencil4 of 100 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Knancid Advisor SCOTT STACK MAHLYLE CASRIEL 212.821.7000/800-308.3140 CONFIDENTIAL EFTA 00131200 EFTA01273407 * UBS Strategic Advisor UBS July 2014 Realized gains and losses (continued) Long-term capital gains and losses ccontinued) htetkid Onanlity or Purchast tre valte dame Sge drite Sak amoren (I) C011 bare (S) was4 sale <Og basis arljustrbent(S) tas (S) Gain (1) RFO 57.000 Nov 08, 12 /ul 15, 14 63353 652.43 -18.50 FIFO 30.000 Nov08, 12 Jul 15, 14 333.64 350.16 -1632 RFO 26.000 Nov29.12 jul 15, 14 289.16 306.24 -17.08 FIFO 8.000 Nov29, 12 Jul 15, 14 88,97 94.23 -5.26 RFO 6.000 Nov29.12 Jul 15, 14 66.73 70.59 -3.86 FIFO 37.000 Nov 30, 12 nal 15, 14 411.50 433.45 -21.95 FIFO 11.000 Nov 30,12 Jul 15, 14 122.34 126.57 -623 RFO 16.000 Nov 30.12 Jul 15, 14 177.94 186.84 -8.90 RFO 1.000 Nov 30, 12 Jul 15, 14 11.12 11.75 -0.63 FIFO 3.076.000 lan 23,13 Jul 15, 14 34209.70 40,788.38 -6,578.68 FIFO 399.000 Mar 07. 13 Jul 15, 14 4,437.48 5,037.93 -600.45 FIFO 1,918.000 Apr 22,13 Jul 15, 14 21,331.01 24,767.13 -3,436.12 Total 6294,69042 6236,964,65 410,939.50 568465.27 Net loag-tam ca pitol gains or losses 557.725.72 Net capital gains/losses: 550,600.08 Account naute: GHISLAINE MAXWELL Frie nclly account nome: tr J Account number. Your llnandal *dekor: SCOTT STACKNIANILYLE CASFUEL SDNY GM 00020581 CH11000;005769441 NF7000183665 00002 0714 030575004 Y123568550010000 Pag* 25 of 100 CONFIDENTIAL EFTA_00131201 EFTA01273408 *UBS Yournotes -=== CONFIDENTIAL ben=o ...en...es., Gh, omo . EFT,00B1202 EFTA01273409 Important information about your statement UBS Fiaancial Sakes Inc (tarn or UPS Finical Swint is a ranter of al renalal tensity. CalYnOtSty aid tacos adnitges asst taxa afro and MBank USA it idiop aubtal iris of MS AG and Milian, of WS Senn u.0 TheF ass Manta tarn it ?eMt4 Wan recueS1 the fen tenu reekes av a CRS Penn Snot he 1200 Haber Intend Myna et NJ 07086 1h6StaWilent aprons The colyncial rend of paean Finanat Sens account Mber ',tette:apt neat tar donna. conuhng avalteng dau should not be abed upon rt you bean ewe rs amain.' a On61.am. plea. riper n rrinediaely h wring to theerach Mawr of tie once smingyour aacium Although al no tar are ran b be acne. fl €e1Kt data Toad rot be used for tam:poses Rey solely on yeaend to Ian pen. Form 1099 WO. 10415. oho) Nita poplin )our to return thief to is aired by tan to won to the RS al tan le Mends. frantle non Man <Wands ad made nap tamed on SeCtinteS held n your acCourk ell proceeds on sale tranUctonl, aid cost beann cern weed Hairnet Cemmuniallom with Cm Firm • please reconforrn any oral Oartnale.d1or6 el *rang tO turner peeled your niett, eklaing yoke rgliel under the Warns ,myna Protean Act (SRN • 6 the Mon instriaron on the top act Of the Dem of this laiimmt is not LUIS Fhinnal Servo. UPS Franca Stokesones yesaccount &clearing broke by at-agent rah the odicaoed mutton We Intonned you of this rettionthp when you opened 4th avant in this OK lour finds and wean se bated x 105 lanai Sans and not reroduag broker. aid you must mat a repent Of siy era or omen to nth In All accounc Starr* shalt. defined COTO*e and acar ate d a% objectedTo n rang wen 60 days • Pleasedin turner canards a inmate the (Mrs atm Retains Dowtment x 2014521699*r talent* a t00-354-9103.8 00Am to 6 03 P sd ET Moony thooupleiday. a in wring to uBStortancal Senuan he. Clem Rations Deparant PO Box 766 Unon City NI 07(07 • h cat of errors a WHOM aben ai ekmono lunch ran' CFO. bill Phan ce lls Veen dab cad tramachoos, ca11800-762.1000 a ma to LDSFranca Sines hc. 10w Kantor Std. 60 Iba, Wachner N) O7086. Ann INW135A Savo,: Cal aimless soon as you cam d youth ok yaw sternal or recta 6 wren; Or d au need rrore mamma above aktrotee on the starred of recap, The Fen a Card mow (as OP IOW) must her tom you no Me" tha 60 days alter the f nm scot you the frit snort on yeah the era or robinahead - hwidr yore mane ad row number (II amp - Describe the am. or the tenter you as. nee etas nor:Zan as Beaty its( arn why you tare 4 is a ma or thy you need erre nlanan - Proade the dolor num of the stnpoaed as The Fence Cad IsvArwit ice:taiga* yOtr Cenplant and MII COrtea any Seer prOtYptly. Oleartinake al teats pflide to the Furor the feral nutria ndrated co to front of this Staleninthaddloi to rEgtAti axon, fees. axounn may be %byte to memento fez charger. fa ute myna far warner. taboo andclans fee nail moots n can routs Accounts ma are traidern?6 10 ollw osteutons may be papa to a vaster tee UPS Sweep Option UPS offers One* for sweepmg¢OI DaPP:clk "P IC" bank &posts al USS8ak LISA !SUBS AG StartOrd train (Bark Swap Satan any newt mutual None/ Fan and the harnional Detest Account (0N* chanters wen n mentional Amaze Management Aconite %tough iht Bat Sweep FlOtraTIS. mt. banal. are Swept so L65 Oat USA up to al estabined Snit ad then to 1135 a Stained Bran, a a heavy Fund Deposes at tan Salt USA are FOC enured n accordance with FM: mks tor on mammon pine mit taw be gat Deposes ;IUDS AG Senn March and tares of Mao Mods rent tutted by the FIDE. Through try OA evadable so an Atlantan answer to Ofp0S4 aCCOurn a 10$ AG Wank Brat. aid UBSA4 Conan Barn Thetetlepwls at act nand by the FDC tarn hekl se the WS AG Oman ban re tenznily nosed to the mama sit of theCasual Wendt and there 6 ro guarantee*" other °blotto, Of LOSAG b nth thebanes erh le on the u35 Cayman's eraChs boas. Deposit al LOS Bra USA aid each UPS AG Brach aro no mown by 9PC Money Fond shies are protected by WC See 'WS loan Seen Account Inman' ten Cant your regaet. batras n t,e Bat Swear Program a OA mai be ratan ad abets of a Maney Fund maybe inns, and the ponds returned to puce yes Seasitet Furth& Mann tout tattle eaten optore. exlving one myna roes ard pest. n sin* a www sOstarismepyiebs, tom your Frani Moiler a by nag 806762-1000 UPS Itmenciel Senna men partnien The Fern kat...after of the Securnys Yvetter protection Gnawers, (WO. tan ch protects stomas rosts of es myrtles tp to 1500000 (ncbarg 1250.000 for dams tor nth) to 5PC azet mann tout *Ph lo all Kann narohlicln a paten car* the Fret 'opens wth anal Al elates. ha also pot:MK-it st.pplanontal teobecison The rnacinuin avant payable to all dna nom. colkcevelnundoni; protection 6 SS% notion as of DeWitt& W. 2013 Sine tote poky arditioro aid nuns cry at the Fen 4 funk en protected fon up to SI 9 milko n the afle9.ae for it pout rantsheld n a paten capaay A full (boy ol Cavalry pang 6 Naiad. upon 'Was! The St( prOlKlat aid tie suppleental pranco both do aim SPIT to • amen Ima's, **Is controlled bind hand spar accent van but held away from LO$ inmost Swoon g anon (ant xILIBStaric (loath a tern AG Stamford breath. Oa mutate moatt noting vaable runt. ad On than of mutual It.nch the such shares re mg Peel deny the nave of anal holier on the an and rends of the mate* en a traits. agent). • Conan enernrreni contra" or non% invest Oa 9. 'mod parowthips and prvaeplxwents) that are not Inbred an the Spumes Act of 1933. and • Commarns comae (e g . tonal achango aid prelista metal contract ocing Manton -4as and cemrclodAY Wan contacts The SF< protection ad oho papplerreszo protector* do not ape to these assetseon if they Ottawa appee swenents The WC protean and the 'apnea proteCton do not ;retied event dirges n the mato< tabs ems *recants (anon as a arson of matt ociewant. ass me' berwaY AT othereiw) Mote n'OnnatOn s &alb Leta Mien, You may obtan nee ntormaton about SEC, includng the SSC bode. by aorta SIC at 202.371630Da by yang tie Mk entbfne a t emir aoc 0•O Dbideni pkwewlwmtmgran OFIP) thecae rained ea date price you aura) °bean the a-halve hen your neon Anor Only nole aset are onnased alder MP. partial tunas •nl be Selland the on nil be damn n you amours inward retwestater6 prCe aappled by the 'Slue! ma/defy heal the stilt priori *fah the pin Owes are sold Gitatitlieu Cnly teiOle units my be held in your rant w you are entitled to abstain 03 a read! of ad./Wend parent or ortenvice. the From sea ether tel partial mks mate rice a acam an ram ditellred by a registered Wang agency. and credv you account Ireettnem °nabs The MrStrilent obeChteS and 6* prof it are 5p2CIC to eat. aCCO.int aid MP/ vale between (teat ane the Inn pampa, in hang of any UriCant dvnpe h your fnanoa stolen Cr net:Urea avatar; For eadn account hell you choose one of the fo loving mestmen catches • Rana Cutter axon* Ineestments wain; ne 910fral bet of Income only • Achere CapitarAppecnon kwernantmeeing growth of paxpal raise than:to ginetatco of name • non Corsa...ton of axone and Cb74.4APPeW00^ annonts ening both the pension of noose aid "own Onfall tisk WAYS • COnanthe Seeks10 mann Ma pitapat oth kar risk ad en lin to the account emit hen if ma means the room does not generate narrow income or mums ad marneekm pace nth intLoon • Atbotrra 1A11169 to asap: somertt tO canyon ad lane sit Ms ray b sat higher rearm • itogresate Wang to asea hgh nit to awned hgh vs.WMyw seek high mum over tine Statanontlauselarkliag" We may consolidate al fettled eCCOult Stat.:M(0S with the sane address n the Sane erhelOpe Moats rosy be related fee this snote beano they haw owners mho ib maimin lent mount alaionshm rah othe dents al the sore address This preace e known a "hezroldng • t you pale to realm inditilual ASerrents mailed n %prate CONFIDENTIAL errant —you nay nine househoklio by ding your Ening Adv6Or Friendly lanai name The Frier.* amen neonates Marren tat pa need on thehrscolne senmes webs.. It e a customizable *mason chosen by you at az6t you wth your reanclang n hz no kat effect on )ur arum Yea on wage your Frealdto >MASI nines. °soup Cane Sanas or by canacun; has Fora Acne. Acton away • Vabe of par accountpx0cod Net 01 assets and • A208 IlbaJtk, natio* with Maces valuator rented rough, (el ) and Gkbar Tme Deport unrealized mats to matt and area' zoos, not held Ovine Pen Does not ntbdeunand sentelase wes a Send of lime ace and wen %herrn pooch na are nomeret trand slot col ens astlenechaba stot *Mons • OaOiAees Includes dace barachn outstanding mrgn loan. aeon Inn. short account bares • CXMITOIMV &titan Toes of ulna-sled avaiabbe can biro. Os LOS Bank USA depot bane, CBS AG Stanford Brach depose balms and money make maul I rod sweep balances al the close of the Stateeenl peed Noncorrincd Ey trey cede, baron h you atalaunt Yana sergaed from oe balaxes wide* Pommy ute al of thine !Ards n th ee course of cs bons lase runt ▪ payabso upon yea demand PIG total 6 incbdtd ne arrant ptei:d cloth; value sending inffermation Rs detead Manson on the re sterna p • aches and dedocure Sato yoaclpn Petal bntp loyettnall or AWlt Art/WM.6i ne General Tows ad Conan US$ Stan/sent of CedeOa boas fl ab* n Annals and Deassules a oit ,jogado. Your sun You Stalifiltill COMPS senates and other asses held n the accoum x the end of the saltentot period You may at for deny of hay paid rutin ar any tone You may rate...sear-Oh used a ban collated ate laW09.ani balance cue on them cloy antes tureen as thean nag the sutra: period an lint a hunt ales ol the ea of the stern peal • Cott brit h dearting the cca basis of the snares incased n the statement. rat ndLited wee the nine - 1." UBS Fawn Sera:ohm meted on intent ion obtained Iran sourced other than IRS Fitton Si ces. naang narration Iran new In or that you may hie provided to rut ItnalCOI Mew The Finn clots not nOttotridentli vertyOr guarantee the sant a teat of any Woman preen by sources °Pathan Mfrs-anal Senn m addnon Stough LOS Financial Maks. gnarly updates th is antra as c e nen the fin does rot brood/ any roans ma the natation coder 'Cost bleat' aid 'Utreslited gann" is aparae a of the die Of th6Slatlifoll As suet, please do not rely a) this roma on to make widest or We Oozes la-la purposes a ran ACCealb tr/ISlaint to therein may reflect grin element, only for the perod of einne they are had a the Lim Morehinorml nlcanOnt ca be added by you Fininaal Ana • Unmeant galatbsees Ohm dos h acaiable ••rnsoo sr-naiad nu bars a2 Cadialel ICr SDNY_GM_00020583 EFTA 00)31203 EFTA01273410 Important information about your statement (Continued) backbite:ratty lots lhe tamanis data fa ideart lots may a ma, not reflect cemnksans, doges ace seamy reorgerartim Twin Drifend and taw forewomen lots and syncing* prisha. bh are men 0ambnedtod6pay one award lhe • Wade axe' imam anents the oei)na tram:am traledae • GOMM marhist Bonds and peaftted stod IAA the gar cat for ealy as:Megaton mil beselected nab* by lot tom ring al sea:~ of a at es me held in out name te in ~mean/we ler CAI arts Callease :Mamaen is oaredfrom dad parts aid es aural is not guarmed Othr call I eating nay ems Midi mud ilea led oarriplete nioms ifsd be breaded eØ artel • ~as of deposit (CD» CDs ate Ka< mixed ups, $293.0:0 n pintshal aid scold serest pre dtpossor aid be dtposday naafis,. it aixtraince with FM: rules • mice/valuo teas imbibed fa sautes ard other produces 'nay be higher a byre thai the pris tal you year 17 actually recew in the make, PrCeS are °Maned from maims mid patty ;corms mach weterma te rabbi. but we do not gumbo eel' a:curacy - We genera/ me tro doingpia linen sealable cr ten meat or ire b4 and ask pfCeS fa Itsed nedjaet and opuses or on a tad aces or OTC temades - Lot adore,/ traded seamen maybe priced tung ralatcn mocha a the nag ream pia we obtabed ant nag nol ref leet an alai main PM's,' vain - Carnpostkns may £peawads ay.:wand roll show z 'price was not artilable if we re mare to obtae a ace for a smutty - Depostas a Mimes denelinind n ~es OPP tvt U S dolbrs se rel heed a the err) Ego rSe as of the navemne date - For certan ~dies nOng el nonantirmeg denomeatges. ace aid quality dace value) may hag been alpedm notale Kopp vAupAn To obtain one: Øfands Wien mailasle. abreact yor Fianna Parer • Pinar lewormams and remred mode« Nuale :netmen smite Crididng dime pnapation program aid real Mate (manes trUSI SedulitS) and Structured goo-AIM aerated., hghly MM./ (elan muctired aromas ame no been regoirod with the ~Pea and &Ora+ Lommesin a um:Many sure secures" lam We prow» estmaed mates la pirate magmas scants aid striated produos tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydider sibiarmally from aces if air a Mich acetate mestmen smut-ma structured worm nul be Lair a told aid do not necessaily represent the eatit you my rearoo upon Igaidson - Tied pay emmaes of via art as of a anen dae aid ae utplied so l65 Maia Senors on a regi It bass by an marten:Sent YAWN., Inn Isop, ROIRIRIP~C(CPRISCIstisod vabeC if åy'. ase stapled to te Fim by the swer, general partner or manor and may he °bared based a dtlfrent mornation from that uxd by tied paris to donee thee estimated valor; - You cal obtain addnuna inflame regaling the methodology wed to determine the emanate of rake and the date of the efoirnaton Tat Is the bin fir the trinane by ordsabg pur Randal Adrisor - Tag parry estimated vases may be Mimed as 'Not priced« rt metal matins ten an 'rtlepenant valuate., firm NS AA Applied a 6 made to assign a yam when we beano arms that a marenat and hat marred that may isla ~trey reponed vat R03 Melba a Mien awl» noon be hghly Teaslabre duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vino' attrdpalyesl inard what is prOwl(d. the Mue of me warty red bedreml tan nt prchase pia - 'CliSrbutiorn to data me/ baud. rewn of cal. mane a both • 003^B mid repaentsme MAP ollpng price yaw relit m5 may not reflect sow coo bask • tatilmad Maid« Restricted securers genertly ae not armny eager for ark sale URS Fronds, tames uses the mrist price of fie innesuktod stock of ten sand esser a an named war for the remised await ;Sr purposes of Thisstorcemomy To the edam Tx reacted seamier se elsible for sale. the air stemma ray be %Maunder, less Than ten Mama Ware shove • In. Manned) Tama armityields and rms. An estimate of alma name is based ofi mart aorta and term rates string TM acuities mill be held for One year from statement date a stal warm This estimate is oara gudolene. accuracy and °mimed name se not g,ur meted - Eantat.d arnual mom and anent ruet for °Man Minot parais mutdiscluie a return of ;Mar or amlui garn in Mush Ole the ent Tame (aid damem >teal) would tio Teemed - Estimated Penal name and euteni yield aid the actua Moire and yeld night be lower cc hghethai the emoted amuses - An ro 'auto ol nursed income øviderdandor interest) Toad bythemirem make, errant brace is Lased as the lag Madand or rowel Anent nude by the Tub and mimes me seam Mammas rill be Midair one ~Iran the moment date or wed Txurty Magri ard conlamed lok ae not guaarteed • Mauna hold lay WS finandel Mirka Cerut anal ate rol MUbyteMT .3-4 not Minn the Finns posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Portals and raps presented ae prtneled byte iseng lien tan Sealed Stesirs n not remonible for this eternal» and does net guarastee es awry These assets tenet prowled by SK or IN FM-, supplemental SaC coverage • Itavirtuo Sating and addkionalcampeasaticin - ti adlitrti to cerninissom on saks aid 12M1 fees reams/ n conneace with the dartulon of nitsar tuna tear dents we aids Our artstao realep rensue navg pa/maul rorn tutu bungs and« addson of the sweat ends ma we sell These rents are based se eto rabbet acrrorunts Fis ten amount ol saksby uBS of a macula' load tansy to ondernes. fed ma aim made of a ptrimlt mutual fund Landis ShIret Nil X IN Inn - We aid our alt and remise retearteg and ormtusprocessing lees in consideration lot !ryas! er agent spikes Mat we proud. to the ntrual funds 7hp.e fees genbalg re pad Irer trimmer arel: in the mutual had sid se aflod dolte arveavl bawl on the runt. of ~Is at tie tronedealm holdingmutual Itrds of Taftris lanai - m skit ion tomhi-teis rnewed n cortechon wen trot saber darbution of anuty coma= ad Inis Itnni units to cur deml. me rd.:sour altar ernmerieemse lung COrMinallte from rnmyol The sown s> corrpsuro indemnity Pe a-nuity =owls "Imes ol The turnar corn-La-4s a sponsors a daunt inv4SPIell SUSS we *Saute - Ott Milan also recewe trading tammosens ara one, coronation hem /nova finds aid ipmcw..p OPRPARIS etas. proaxts we disor bute - We receive as anal fee fans LBSBask USA aril USS AG Stanford Br arch of up io 125 per =cum syseireg to tie harts wartIto LÆS Bs* Sweec Programs Ackley Inforratin nagardng cornet-cans aid other charms bared annechon wee the emadion of vales Madry siphon trnsactuns has been ncialed orlon:tons prevoinly urinedto you. aid MI be proMed to you romply on maim Short selling if you n engaged et Mort sang a parity ycu may nos a dragedue to anti Meowing costs lanai primameaty Open ordeal Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not veiled by the Yawners car, open buy aid sell tem orders re waxed by the annuls of &Mends« wpm on • oedartindsor tangles date unam mewed otherwise by you You a -. renorclole rorarders that are ~sated due to put nitre to canal east rg open orders Tax withhaditg en frirbutions fawn UK financial kadien IRAs ledara tav taw requres 1.85 Maier Sertees to mittold income tar from yes tackle IRA danhaArA tul you may eke not lobate ~UN willP01 impart you nay Peet to have lie ~Mc I a era, or as a toed anent as you choose VP: ~on RA mean n effect IAN reRolcd by you You may mocke your election a ay lino by ~mg a now amen If you do rot haw emigh none tar wattield from 'Cur d'actulialf. A/6 Ally be wawa* la the palmem of estnixtdua you msynar penned d She anoints Menial and your estimated ar pantile remt Mud CO Wu' lac obligation Privacy To obtain a copy of ar orate Caere Meaty Wire please contra yes enact& mater cruise ow ?Aisne at ymnv wax ccrnenrrworry Led retsdal Seven a not a bark the WA. Curtiss Sevces Accord BSA and AMA am aceerage accarts ends proide access to bated se'eæs aid iircdmaS tØ anaigartmds wen aimed bras awl over MS. partybalks. and prates accats to imams aid znuIy paris tasted by mull dated ard early Parana organ*, Hough tvfata agency :Mia/Synot utS Nandi' Mtvirs fart twepn.yot. narance, and annuly products HP 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni swum Business Sauce Amara BSA. iffaa and ntemmonal Stoma enmag men CONFIDENTIAL Attart am registered Bryce mats ol 1165 Miarcial Services Ism Sgratuto is a agitated »mice mart. el visa irsernemal 1.85 V6a Segnature Cede Cads ad UPS Vila MOP can ae issued by U13$ Bart USA nth annimon from VGUSAharØaed LUIS Ananall Servi0e5InC PP 201407 SDNY_GM_00020584 EFTA_00 I 3 1204 EFTA01273411 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW7005713295101314 X1.1 o Account name: GHISLANE MAXWELL Friendly account name: Indiv Account number SS Your ri nancial Advisor: SCOTT STACKMAWLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the RMA ReS0urCeUne at 800-RMA-1000, account 029023568 hIsit our webete: www.ubscomtlinancialsorvices Items for your attention • Certain mutual fund shares held in PACE Multi Strategic Advisor and Strategic Wealth Portfolio were converted in July and August. See your statement activity for details Value of your account on July 31 (1) on August 29(5) Your assets 1,597,952 47 I ,664,680.58 Your liabilities 0.00 0.00 Value of your account 11,597,952.47 51,664,680.58 UBS Strategic Advisor August 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Tracking the value of your account S Thc Lic,anCS boa mos of your account growth duds!' 2014 Value of your account at year end 2013 1O00 Net deposits and 1,664.7 withdrawals $1,522235.55 • Your ilveStM541I return ()Wend and interest income 525,227.63 Chance in market value $117217.40 Value of your account Jul 2(114 Aug 2014 on Aug 29. 2014 31,664650.58 SDNY GM 00020585 Member SIPC CNP70401005787951NP7000193156 00002 0314 030575004 Y123568550 100000 Page 9 of 90 CONFIDENTIAL EFTA_00I3 1205 EFTA01273412 SUBS UBS Strategic Advisor August 2014 Your account balance sheet Summary of your assets Value on August 29 (14 Percentage of your account A Cash and money balances 0.00 0.00% B Cash alternatives 0.00 0.00% C Equities 1,664,680.58 100.00% D Fixed income 0.00 a00% E Non-traditional 0.00 0.00% F Corrrnodities 0.00 000% G Other 0.00 000% Total assets Value of your account 91,664,680.58 51,664,680.58 100.00% Account name: Friendly account name: Account number: Your current asset allocation C Eye on the markets Index Percentage change August 201A Year tO date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Your A asocial Advisor. SCOTT STACK MANLYLE CASRIEL Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP70003005782952 NP70031981 56 00002 OBI 4 030575004 Y123568550 10alyyGm000201328 10 OF 90 CONFIDENTIAL EFTA_00131206 EFTA01273413 SUBS UBS Strategic Advisor August 2014 Change in the value of your account August 2014 ($) Year to date (I) Opening account value $1,597,952.47 $0.00 Deposits, including investments transferred in 0.00 1,994,881.82 Withdrawals and fees, including investments transferred cut -3,342.79 -472,646.27 Dividend and interest income 3,342.79 25,227.63 Change in market value 66,728.1 1 117,217.40 Closing account value $1,664,680.58 $1,664,680.58 Account name: GH1SLAINE t Friendly account name:Ind Accountnumber. Dividend and interest income earned For purposes of Ins (Aalemeni, taiab:ity of 'metes] and 6.4ena income NY. been determined from a US tar repotting perspective. Greed upon the residence of the account hoick!, account type, or product type sane interest ardor dvidend payments may not be subiect to United Slates (US) ardor Puerto Rico (FR) Income tali The (tent monthly Statement r5 not intended to be used and (anti01 be reflect upon for tar purposes. Chen's should refer to the apolicaate tar reporting loam they recent. Iran 165 annualy, such as the Forms 1099 and the rams 480. for tar reporting imonnabon it IS the PeaCOCe of U85 to lite the &coral:it tar tenoning forms vAth the U5 intern.$ revenue Semite and PR treasury oepaisrnent and in such forms accurately &vary cludenot anace Interest as tax exempt or tactile income. Pleat consult your Indvdisal tax prepare( August 201 4 ($) Year to date IS) Taxable dividends 3,342 76 25,223.17 Taxable interest 0.03 4.51 Total current year $3,342.79 $25,227.63 Total dividend & interest $3,342.79 $25,227.63 Summary of gains and losses %/Sues reported below exclude products for which gam and losses are not classified. Realized gains and losses Unrealized August 2014 (1) Year to date (1) gains and bsses (S) Short term 0.00 -7,125.69 16,682.77 Long term 0.00 57,725.77 280,025 74 Total $0.00 $50,600.08 $296,708.51 Your 11 nandal Advisor: SCOTT STACKMANLYLE CASUAL Cash activity summary See Account activity the month tot decals. &lances in your Sweep Options are induCed in the openng and closing balances value. FDIC insurance apciies only to deposits e UBS Bank USA, not to deposits at LOS AG. sufficed Ranch or bank deposits pared t Inouye the UBS Internaiond Dtp0541 Attain! prcgrarn. Sir< protection applies to money market sweep had holdings but nal bank deposits. Sea important information about your statement on the last tv,o pages Tit his document for atals Augug 2014 (I) Year to date IS) Opening balances $0.00 S0.00 Addkiorrs Deposits and other funds credited 0.00 48,841 01 Dividend and interest income 3,342.79 25,227.63 Proceeds from investment transactions 0.00 398,577.63 Total additions 13,342.79 $472,646.27 Subtractions Professional management fees and related services 0.00 -2,979.10 Other funds debited -3,342.79 -469,667.17 Total subtracbons -$3,342.79 -$472,646.27 Closing balances $0.00 $0.00 SDNY GM 00020587 CSIP7C00?305782953 NP701:01sei 56 COCO? 0814 0305'75004 Y123568S50 1013000 Pap 11 of 90 CONFIDENTIAL EFTA 00131207 EFTA01273414 *UBS UBS Strategic Advisor August 2014 UBS Bank USA Deposit Account APY Interest period Ail 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $0 .00 Closirg UBS Bank USA Deposit balance Aug 6 $0.00 Number of days in interest period 30 Average daily balance $992.66 Interest earned $0 .03 Annual percentage yield earned 004% Account name: riHiti /*INF MAY1AEtt Friendly account name: Account number. Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sraremenr at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive investment eligibility consderation Uccle Selected Your account instructions • Yciv account cost basis default closing method is FIFO, First In, First Out. Your Ilitancial Advisor: SCOTT STACK MAMLYLE CASIVEL 047C00930782954 NPMC0I99I 56 00032081 4030575064 Y123568550 IOSIMYGM00026,19 12 of 90 CONFIDENTIAL EFTA_00 I3 1208 EFTA01273415 UBS Strategic Advisor *UBS August 2014 Your assets Scum pnces, income and current values flown ma) be approximate. As a *sulk gains aldlossestn mol be mcwalely reflected. Set important intomenon atiout your statement a the end of the dxurnem for trote inform on. Equities Common stock Purchase price, Track Weber Average price Price per share vaue on unmarred eicong Hddng date of shares per share (I) cost bash (SI on Aug 29 (5) Aug 29 (1) gain or loss (5) period ANALOG DEVICES INC Symbol' ADI Exchange- OTC EAI: 12.591 Current yield: 2.89% Nov 16, 11 13.000 37 316 485 12 51.120 664 56 179.44 LT Nov 17, II 13.000 35393 460.12 51.120 664.56 204.44 LT Nov 18, 11 35.003 35.502 1242.58 51.120 1,789.20 546.62 LT Nov21, 11 18.000 34 371 618 68 51.120 920.16 301.48 LT Nov22, 11 15.003 33338 500.07 51.120 76680 266.73 LT Nov 23, II 22.003 32.655 718 43 51.120 1,124 64 406.21 LT Nov25, II 7.000 32.460 227.22 51.120 357.84 130.62 LT Nov28, II 30.000 32951 988.55 51.120 1,533.60 545.05 LT Nov29, II 18.003 33.472 602.51 51.120 920.16 317.65 LT Nov29, II 5.000 33.622 168.11 51.120 255.60 87.49 LT Apr 24, 12 30.003 37 567 1,127 01 51.120 1,533.60 406.59 LT Jan 23, 13 1,056.000 43209 45,628 81 51.120 53,982.72 8353.91 LT Apr 22, 13 489.003 42 447 20,756 68 51.120 24,997.68 4,241.00 LT Security totel 1,751 000 41 990 73,523 89 89,511 12 15,987.23 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 12,442 Current yield: 2 30% Aug 4,11 146 .003 48 469 7,076 53 83.480 12,188 08 5,111.55 LT Aug 12,11 4.000 46.880 187.52 83.480 333.92 146.40 LT Jan 23, 13 767003 59890 45,936 09 83.480 64.02916 18,093.07 LT Apr 22, 13 355000 65098 23,11004 83.480 29,635.40 6,525.36 LT Security total 1272.000 59.992 76,31018 106,18656 29,876.38 continued next page SDNY GM 00020589 CW70303005782955 N67003683' 56 000O2 0814 030575004 7123568550 8313000 Pegs 13 of 90 Account name: G. ITLAINE MAXWELL Your Financial Advisor Friendly account name: SCOTT STACK MAKTLYIE CASRIEL Account number. CONFIDENTIAL EFTA_00131209 EFTA01273416 altUBS UBS Strategic Advisor ALLOLLS1 2014 Account name: GHISLANE MAXWELL. Friendly account name: Account number. Your 19nanda Advisor, SCOTT STACK MAIILYLE CASRIEL Your assets Equities . Common stock (continued) Trade laticIng care Morton of sharer Purchase pacer Average pare per snare (1) Con bait (S) Pere per share en Aug 29 (11 Value on Aug 29(1) tinterared min or lore (S) Holding Weed BAXTER INTL INC Symbol: BAX Exchange: NYSE CAI: 43,236 Current yield: 2.77% Jul 20, 12 30.000 51.594 1,547.84 74.980 2,249.40 701.56 LT Jim 20, 12 17.000 51.522 875.89 74.980 1,274.66 398.77 LT 1W 21,12 29.000 52.077 1,510.25 74.980 2,174.42 664.17 LT Jun 21.12 7.000 51.500 360.50 74.980 524.86 164.36 LT Jun21,12 5.000 52216 261.08 74.980 374.90 113.82 LT Jun22.12 61.000 51890 3,165.29 74.980 4,573.78 1,408.49 LT Jan 23,13 768.000 66.658 51,193.80 74.980 57,584.64 6390.84 LT Apr 22. 13 355000 69318 24,608.00 74.980 26,617.90 2.009.90 LT Sep 19, 13 74.000 72.165 5,34028 74.980 5,548.52 208.24 ST Sep 19, 13 6.000 71.875 431.25 74.980 449.88 18.63 ST Sep 19, 13 3.000 71 880 215.64 74.980 224.94 9.30 ST Sep 20, 13 47.000 71.987 3,383.41 74.980 3,524.06 140.65 ST 0c13, 13 154.000 64.600 9,948.49 74.980 11,546.92 1,598.43 ST Security total 1.556.000 66.094 102,841.72 116,668.88 13,827.16 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 234% Oct 5, 12 7.000 189.932 1,329.53 330.530 2,313.71 984.18 LT Oct 5,12 3.000 187.820 563.46 330.530 991.59 428.13 LT Oct 5,12 2.000 186670 37334 330.530 661.06 287.72 LT Oct 8, 12 8.000 188.783 1,510.27 330.530 2,644.24 1,133.97 LT Oct 9, 12 15.000 189.186 2,837.79 330.530 4,957.95 2,120.16 LT Oct 9, 12 2.000 189.010 378 02 330.530 661.06 283.04 LT Oct 10, 12 3.000 187.720 563.16 330.530 991.59 428.43 LT Oct 10, 12 2.000 187.670 375.34 330.530 661.06 285.72 LT Oct 18 12 2.000 187.995 375.99 330.530 661.06 285.07 LT Jan 23,13 224.000 236.966 53,050.41 330.530 74,038.72 20,958.31 LT Apr 22, 13 104.000 251.093 26,113.69 330.530 34,375.12 8261.43 LT Security total 372.000 235218 87,501.00 122,957.16 35,456.16 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 13,108 Current yield: 2.57% Jun 19.13 72.000 84.718 6,099.75 109.070 7,853.04 1,753.29 LT continued next peg* CNP70009005792956 NP7000198156 00002 0614 03057500423544550 Wictriw_Gm_00026gie 14 of 90 CONFIDENTIAL EFTA_0011312 10 EFTA01273417 SUBS UBS Strategic Advisor nur:u.t 2c1.: Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number. Your Fl sandal Advisor: SCOTT STACKMAMLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date taunter of shares PurChele peke Average pdce per share (5) Cost basis ($1 PM t Pt. Otte an Aug 29 IS/ vdue on Aug 29 CS/ Unrealted gan a loss a) Hddng Period Jun 20, 13 121.000 83.141 10,060.15 109.070 13,197.47 3,137.32 LT Jun 20, 13 78.000 83.030 6,476.39 109.070 8,507.46 2,031.07 LT Jun 21, 13 204.000 82.904 16,912.44 109.070 22,250.28 5,337.84 LT JIM 24.13 111.000 81.517 9,048.46 109.070 12,106.77 3.05831 LT Jun25.13 73,000 82.354 6,01 1.86 109.070 7,962.11 1.95025 LT Jun 26, 13 69.000 82259 5,675.90 109,070 7,525.83 1,849.93 LT Jul 27.13 141.000 82.951 11,696.12 109.070 15378.87 3,682.75 LT Jul 27, 13 7.000 82.925 580.48 109.070 763.49 183.01 LT Jr 28, 13 169.000 82.774 13,988.92 109.070 18,432.83 4,443.91 LT 1J 1, 13 65.000 82.781 5,38078 109.070 7,089.55 1,708.77 LT Security total 1,110.000 82.821 91,931.25 121,067.70 29,136.45 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE (Al: 42,172 Current yield: 2.23% Aug 4,11 174.003 41.632 7,244.05 64.730 11,263.02 4,01&97 LT Aug 12, 11 4.000 42.450 169.80 64.730 25892 89.12 LT Jan 23,13 910.000 54 240 49,358 63 64.730 58,904 30 9.54867 LT Apr 22, 13 420.000 59.788 25,111.32 64.730 27,186.60 2,075.28 LT Security total 1,508.000 54300 81,883.80 97,612.84 15,729.04 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: $3,086 Current yield: 3.07% Aug 4, I 1 191.000 36-265 6,926.77 53.380 10,195.58 3,26&81 LT Aug 12, 11 5.000 35.754 178.77 53.380 266.90 88.13 LT Jan 23,13 1,001.000 41387 41,428.89 53.380 53,433.38 12,004.49 LT Apr 22. 13 464.000 50287 23333.21 53.380 24,768.32 1,435.11 LT Jun 17, 13 148.000 49.739 7,361.45 53.380 7,900.24 538.79 LT Jim 18, 13 73.000 49.836 3,638.07 53.380 3,896.74 258.67 LT Security total 1,882.000 44.031 82867.16 100,461 16 17,594.0) JOHNSON & JOHNSON COM Symbol; JNJ Exchange: NYSE (Al 42.985 Current yield: 2.70% Aug 4, 11 123.000 62377 7.672.38 103.730 12,758.79 5,086.41 LT Aug 12, 11 3.000 63.730 191.19 103.730 311.19 120.00 LT Jan 23,13 642.000 72.736 46,696.71 103.730 66,594.66 19,897.95 LT continued next page SDNY GM 00020591 CNP70003005782957 NP7000193I 56 COCCI2 0814 030575004 Y123568550100300 Pegs 15 of 90 CONFIDENTIAL EFTA_0013121 I EFTA01273418 SUBS U BS Strategic Advisor August 2014 Your assets . Equities . Common stock icononkieco lecldng Trade die leerrter of there. Purchase price/ Average pikt per mare (5) Mee per share Con beat (5) en Aug 29 (I) value on Aug 29(5) Unedited Holdng gain or Ion (1) period Apr 22, 13 298.000 84.721 25247.10 103.730 30,911.54 5,664.44 LT Security total 1.066.000 74.866 79,807.38 110,576 18 30.768.90 MCDONALOS CORP Symbol MCD Exchange: NYSE EAI: 43,298 Current yield: 3.46% Aug 4,11 95.000 84.969 8,072.06 93.720 8,903.40 831.34 LT Aug 12, 11 3.000 85.910 257.73 93.720 281.16 23.43 LT Nov29, 12 8.000 86.456 691.65 93.720 749.76 58.11 LT kan 23, 13 555.000 93053 51,644.75 93.720 52,014.60 369.85 LT Apr 22, 13 255.000 99318 25,326.32 93.720 23,898.60 -1,427.72 LT Sep 19.13 78.000 97.679 7,634.63 93.720 7,310.16 -324.47 ST Sep 19, 13 22.000 97.425 2,14336 93.720 2,061.84 -81.52 ST Sep 19.13 2.000 97.830 195.66 93.720 187.44 -8.22 ST Security total 1,018.000 94 269 95,966.16 95,406.96 -559.20 PENERA BERG? INC COM Symbol. NEE Exchange NYSE EAI: 13,370 Current yield: 2.95% Aug 4,11 134.000 52.960 7,096.75 98.450 13,192.30 6,095.55 LT Aug 12, 11 3.000 52.530 157.59 98.450 295.35 137.76 LT Jan 23,13 700.000 71.610 50,127.21 98.450 68,915.00 18,787.79 LT Apr 22, 13 325.000 79.757 25,921.06 98.450 31,996.25 6,075.19 LT Security tooi 1,162.000 71.689 83,302.61 114,398.90 31,09629 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield: 2.78% Feb 12, 14 148.000 92.171 13.641.35 103.730 15352.04 1,710.69 ST Feb 12, 14 117.000 92203 10,787.77 103.730 12,136.41 1,34&64 ST Feb 12. 14 32.000 92215 2,950.91 103.730 3319.36 368.45 ST Feb 12, 14 7.000 92065 644.46 103.730 726.11 81.65 ST Feb 13. 14 110.000 92.095 10,130.45 103.730 11,410.30 1279.85 ST Feb 13, 14 68.000 91.911 625000 103.730 7,053.64 803.64 ST Feb 13, 14 33.000 91.560 3,021.49 103.730 3,423.09 401.60 ST Feb 13. 14 6.000 91.615 549.69 103.730 622.38 72.69 ST Feb 14, 14 334.000 95389 31,860.13 103.730 34,645.82 2,785.69 ST Feb 18, 14 114.000 96.023 10,946.72 103.730 11,825.22 878.50 ST security total 969.000 93.687 90,782.97 100,514.37 9,731.40 continued next pogo CW70:03005762958 NP7000198I 56 00002 C814 030575004 VI 23568550105§McGm0002~ 16 of 90 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your IS oandd Advisor: SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00 1 3 12 12 EFTA01273419 UBS Strategic Advisor UBS 2C1.1 Account name: GHISI,A1NE MAXWELL Friendly account name: ind Account number. Your Pi nandal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . common stock lcononuenJ Trall. Ncldng date Number of shares rJrcriate 4l(d Avetoge price per sham (I) Pike per share Cost bads ($) 01 Aug 20 ($) Vrlue on Aug 29 (f) unterized gana loss (l) Noking Period PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 43,023 Current yield: 2.83% Aug 4,11 115.000 63.979 7357.65 92.490 10,636.35 3278.70 LT Aug 12, 11 3.000 63.023 189.07 92.490 277.47 88.40 LT May 16, 12 6.000 68.535 411.21 92.490 554.94 143.73 LT Oct 24, 12 1.000 68.690 68.69 92.490 92.49 23.80 LT Oct 25, 12 2.000 68.810 137.62 92.490 184.98 47.36 LT Oct 26, 12 1.000 68.890 68.89 92.490 92.49 23.60 LT Oct 31, 12 1.000 69370 69.37 92.490 92.49 23.12 LT Nov6, 12 1.000 69370 69.37 92.4% 92.49 23.12 LT Nov7,12 1.000 69.150 69.15 92.490 92 49 23.34 LT Nov8, 12 2.000 69.090 138.18 92.490 184.98 46.80 LT Jan 23,13 699.000 72.166 50,444.31 92.490 64,650.51 14,206.20 LT Apr 22, 13 322.000 82151 26,484.85 92.490 29,781.78 3,296.93 LT Security total 1.154.000 74.097 85,50836 106,733.46 21,225.10 PROCTER &GAMBLE CO Symbol: PG Exchange: NYSE EAT 12,919 Carrot yield: 3.10% Aug 4,11 118.000 60.103 7,092.22 83.110 9,806.98 2,714.76 LT Aug 12, 11 3.000 60896 182.69 83.110 249.33 6664 LT Jan 23,13 619.000 69.941 43,293.73 83.110 51,445.09 8,151.36 LT Apr 22, 13 286.000 81332 23,261.18 83.110 23,769.46 508.28 LT Apr 24.13 108.003 77.762 8,398.32 83.110 8.975.88 577.56 LT Sectrity total 1,134.000 72.512 82,228.14 94,246.74 12,018.60 TRAVELERS COS NC/THE Symbol: WV Exchange: NYSE EAI: 12,534 Current yield:2.32% Apr 24, 12 20.000 63.432 1,268.64 94.710 1,894.20 625.56 LT Apr 24, 12 4.000 63350 253.40 94.710 378.84 125.44 LT Apr 24.12 1.000 63.560 63.56 94.710 94.71 31.15 LT Apr 25, 12 10.000 63.520 635.20 94.710 947.10 311.90 LT Apr 25, 12 10.000 63.617 636.17 94.710 947.10 310.93 LT Apr 25.12 10.000 63659 636.59 94.710 947.10 310.51 LT Apr25, 12 2.000 63.545 127.09 94.710 189.42 62.33 LT continued next page SDNY GM 00020593 CNI1030X105782959NP2000198156 00002 p81403057Ø Y123568550 100000 Page 17 of 90 CONFIDENTIAL EFTA_00131213 EFTA01273420 *UBS UBS Strategic Advisor August 2014 Account name: GHIS.LAINE MAXWELL Friendly account name: Account number. Your 14 nancial Advisor SCOTT STACK mANLYLE CASRIEL Your assets Equities Common stock (continued) Purchase pricer Trade fuorbet Average pike Pim' Pef I hme Vdue on UnreAred HeltIng Hddng date of share: pet share (1) Con bask (S) on Aug 29 (11 Aug 29(1) on or loss (1) Perko Apr 25. 12 2.000 63.645 127.29 94.710 18942 62.13 LT Apr 25, 12 2.000 63 745 127 49 94.710 189.42 61.93 LT Apr 26, 12 5.000 63.928 319 64 94.710 473.55 153.91 LT Apr 26, 12 2.000 63 920 127.84 94.710 189.42 61.58 LT Apr 26. 12 2.000 63930 127 86 94.710 189.42 61.56 LT Apr 26, 12 1.000 63.720 63.72 94.710 94.71 30.99 LT May 1. 12 15.000 64 637 569 56 94.710 1,420 65 451.09 LT May 1, 12 6000 64.715 388 29 94.710 568.26 179.97 LT May 1, 12 6.000 64 975 389.85 94.710 568.26 178.41 LT May 1, 12 2.000 64 850 129 70 94.710 189.42 59.72 LT May 1, 12 1.000 64.820 64.82 94.710 94.71 29.89 LT May 2, 12 7.000 64 374 45062 94.710 662 97 212.35 LT May 2, 12 4.000 64.410 257.64 94.710 378.84 121.20 LT May 2, 12 2.000 64.320 12864 94.710 189.42 60.78 LT May 3, 12 4.000 64.960 259 84 94.710 378 84 119.00 LT May 3, 12 2.000 64.675 129.35 94.710 189.42 60.07 LT Maya, 12 2.000 64910 129 82 94.710 189 42 59.60 LT Jan 23,13 629.000 77.560 48,785.62 94.710 59,572 59 10,786.97 LT Apr 22, 13 290.003 84.719 24,568 68 94.710 27.46590 2,897.22 LT May 22, 13 111.003 83 807 9,302 58 94.710 10,512 81 1210.23 LT Security total 1,152.000 78.533 90,469.50 109,105.92 18,636.42 LeirrED PARCEL SERVICE INC CL Symbol. UPS Exchange NYSE EAI: 42,843 Current yield. 2 75% Sep 19. 13 82.000 91 779 7,52590 97.330 7,981.06 455.16 ST Sep 19. 13 19.000 91.625 1,740.88 97.330 1,849.27 108.39 ST Sep 20, 13 107.000 91 805 9,823 IB 97.330 10,414.31 591.13 ST Sep 20, 13 26.00) 91.835 2,387.71 97.330 2,53058 142.87 ST Sep 23, 13 93.00) 91.049 8,467.59 97.330 9,051 69 584.10 ST Sep 24, 13 93.000 91.612 8,520.00 97.330 9,051.69 531.69 ST Sep 24.13 41.003 91 663 3.758 20 97.330 3,993.53 232.33 ST Sep 25, 13 62.000 91 138 5,650 56 97,330 6,034 46 383.90 ST Sep 25. 13 11.000 91.090 1,001.99 97.330 1,070.63 68.64 ST Continuednext page CNP70009005782960NP70C0198156 00032 4 030575004 x12356855010:60Ny_Gm_0002/An 18 of 90 CONFIDENTIAL EFTA_00 1 3 12 14 EFTA01273421 UBS Strategic Advisor *UBS August 2014 Account name: OHISLAINE MAXWELL Friendly account nail!: Account number. Your Pi nandal Advisor: SCOTT STACKMAMLYLE CASRIEL Your assets Equities . Common stock (continued) Pu«hdit alt« tone infirbei Average price Pace per snare wive on uncesized Hold ng Hddng date of shares pee share (I) Cost basis (I) cn Aug 29 (11 Aug 29(1) gain or loss (1) Period Sep 26, 13 64.003 91.489 5,855.30 97.330 6229.12 373.82 ST Sep 27. 13 54.000 91 117 4,920 33 97.330 5,255.82 335.49 ST Sep 30, 13 46.009 91.475 4,207.86 97.330 4,477.18 269.32 ST Oct 1, 13 46.000 91.668 4,21673 97.330 2,477.18 260.45 ST Oct 1,13 6.000 91 650 54990 97.330 583 98 34.08 ST Oct 2, 13 61.000 91 128 5,551384 97.330 5,937.13 378.29 ST Oct 2, 13 19.000 91067 1,73029 97.330 1,849.27 I 18.98 ST Oct 3, 13 55.000 90 337 4,968 58 97.330 5,353.15 384.57 ST Oct 4, 13 55.003 90.653 4,98596 97.330 5,353 IS 367.19 ST Jan 17, Id 121.060 99 231 12,037 00 97.330 11,776.93 -230.07 ST Security totai 1,061.000 92.250 97,876.80 103267.13 5,390.33 XILINX INC Symbol- XLNX Exchange:OTC EAI: 42,086 Cberent yield: 2.75% Sep 7, 12 25.000 34.770 869.27 42.250 1,056.25 186.98 LT Sep 7, 12 5.000 34846 17423 42.250 211.25 37.02 LT Sep 10, 12 37.003 34.845 1,28929 42.250 1,563 25 273.96 LT Sep 10, 12 3.000 34660 103.98 42.250 126.75 22.77 LT Sep 11, 12 20.009 34 853 697 06 42.250 845.00 147.94 LT Sep 12, 12 18.000 35.006 630.11 42.250 760.50 130.39 LT Sep 13, 12 21.000 34.286 732.61 42.250 887.25 154.64 LT Sep Id, 12 19.000 35.536 675.19 42.250 802.75 127.56 LT Sep 17, 12 7.000 35.151 246.06 42.250 295.75 49.69 LT Oct 24, 12 3.000 32.523 97.57 42.250 126.75 29.18 LT Oct 25, 12 5.000 32.522 162.61 42.250 211.25 48.64 LT Oct 26, 12 3.000 32.776 98.33 42.250 126.75 28.42 LT Oct 31, 12 1.000 32.770 32.77 42.250 42.25 9.48 LT Nov 1,12 2.000 33360 66.72 42.250 84.50 17.78 LT Nov 1,12 1.000 33.520 33.52 42.250 42.25 8.73 LT Nov 1,12 1.000 33.530 33.53 42.250 42.25 8.72 LT Nov2, 12 1.000 33.550 33.55 42.250 42.25 &70 LT Nov 5,12 1.000 33.190 33.19 42.250 42 25 9.06 LT continued next page SDNY GM 00020595 CW7030;005782961 Nn7000158156 00002 0814 030575004 Y123568550100000 Page 19 of 90 CONFIDENTIAL EFTA 0(1131215 EFTA01273422 *UB s UBS Strategic Advisor A ntrst Your assets Equities . Common stock (continued) Hddng Nov 6. 12 Nov7,12 Nov 7, 12 Nov 8, 12 Nov8, 12 Nov28, 12 Nov28, 12 Nov29, 12 Nov 29. 12 Ian 23, 13 Apr 22. 13 Security total Total Total estimated annual income: 545,356 trade date Your total assets Equities Total Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: Your financial Advisor: SCOTT STACK MANLYLE CASRIEL taunter of share) Purchase price Average price pet share (I) Cott basil (I) Price per share cn Aug 29 (s) Value on Aug 29 (I) unmaized gain or Ion (5) Hokin period 3.000 33.886 101 66 42.250 126.75 2509 LT 2.000 34 025 68 05 42.250 84 50 16.45 LT 1.000 33.910 33.91 42.250 42.25 8.34 LT 4.000 34 032 136 13 42.250 169.00 32.87 LT 1.000 33 860 33.86 42.250 42.25 839 LT 4.000 34312 137.25 42.250 169.00 31.75 LT 3.000 34 410 103 23 42.250 126 75 23.52 LT 15.000 34.583 518.75 42.250 633.75 115.03 LT 3.000 34 493 103 48 42.250 126.75 23.27 LT 1,087 OCO 36 805 40,008 01 42.250 45,925.75 5917.74 LT 502.020 35 691 17,917.23 42.250 21209.50 3292.27 LT 1,798 003 36 246 65,171 15 75,965 50 10,794.35 51,367,972.07 $1,664,680.58 6296,708.51 Peicemage Cost Estimated unreabzed value on Aug 79 (S) your account bass CD annuai ineme (11 On or IOSS (5) 1.664,680.511 100.00% 1,367,972.07 45.356.00 296,706.51 $1,664,680.58 100.00% $1,367,972.07 $45356.00 $296,708.51 Common stock Account activity this month Ciate *chitty Description Amount 15/ Dividend aad interestiacome Taxable &Wends Aug 1 Dividend GENL MILLS INC PAID ON 1882 771.62 Aug 15 Dividend Aug 15 Dividend Aug 20 Dividend CATERPILLAR INC PAD ON Aug 27 Dividend Total taxable dividends $3,342.76 COLGATE PALMOUVE CO PAID ON 1508 542.88 PROCTER &GAMBLE CO PAID ON 1134 729.84 1110 777.00 XIUNX INC PAID ON 1798 521.42 CNP70009305782962NP70C0198156 03032 C814 030575004.2356855010901,wGmjaneese 20 of 90 CONFIDENTIAL EFTA_00131216 EFTA01273423 * UBS Strategic Advisor UBS August 2014 Account activity this month (contreeen Ome Achse Dividend and interestincorne («Ahn ued) Taxabie interest Oes< nplion Account naex: GHISLAINE MAXWELL ndly account nerne:Ind Account n u • Your 14 nandal Advisor: SCOTT STACKMAMLYLE CASEGEL Amount IS) Aug 7 Interest Total taxable interest Total dividend and interest in come UBS BANK USA DEPOSIT ACCOUNT AS OF co os 14 0.03 10.03 13.342.79 Ote Adihdy Desciption Arrotnt (1) Otter funds debited Aug 4 Transfer TO 236790100 -771.62 Aug 1 t Transfer TO 23575 0100 -0.03 Aug 18 Transfer TO 235750100 .1272.72 Aug 21 Transfer TO .235750100 -777.00 Aug 28 Transfer TO 235750100 -521.42 Total <stier funds debited 43342.79 Date Afbvity Oescrotion Arrount Money balance activities 1u131 Balance forward SOHO Aug 4 Deposn UBS BANK USA DEPOSIT ACCOUNT 771.62 Aug 5 Weckareal UBS BANK USA DEPOSIT ACCOUNT AS OF 08/04/14 -771.62 Aug 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0618/14 • 1272.72 Aug 21 Depoet UBS BANK USA DEPOSIT ACCOUNT 777.00 Aug 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0921/14 -777.00 Aug 28 Deposa U85 BANK USA DEPOSIT ACCOUNT 521.42 Aug 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08128$14 -521.42 Aug 29 Closing UltS Dank USA Deposit Account $0.00 ixe UBS Bant USA Depoat Accoum Iryour prinery Sweepeplion SDNY GM 00020597 CNP7030A305782963 NP7003ISBI 56 CO= OBI 4 030575001 Y123 S68S50 100300 CONFIDENTIAL Page 21 of 90 EFTA_00131217 EFTA01273424 *UBS Your notes --1-0====ra- ----°-"'" CONFIDENTIAL EFT,00131218 EFTA01273425 Important information about your statement (BS Fnancial Sondes Inc (8w Fim or 1.19S Fonnal Rant is amen« of al primpal scanty canstodry aid taws ~urges UBSFirsancOl Service> and UP35 Bunt USA an afar • unfit:» of taS. AG and Milian of u85 Santa LLC lhe Fnas Pasant Rana« it wane won romea the hiii tonne alines an at U35 Hnadal Sena No 1200 Harbor Boulaand Madam N107086 lhasutanem reprewomhe myoMcalreoxd of purUBS Fmatlaal Sans acosunt Other records. exam °float tao doomenm. conned coolant) data should not be tebed • pon you belan non an ern:tor «curs please fluor n andanly n rand to ael3ranch dawn the office sand pur noun Mawr al Sian tonn are 'mated t> be nine. smannt data ttould rot be used for ta reposes ny solely on yed.end ta tarns f.e.. For., 1099. S498. 10a2S. etc) warn peepshg your tar mourn an/ cm is maned by la to ream to ne RS al tan) le dada& marine nonMon avatar ad tare merest named en sedates had n pr recur& nit proceeds on sale trantactcni, and cost barson cairn award »cumin Ommetinicnont with the Fim • Pluse reconfirm ant oral ouvuexatons *rang to funher proud your nano, nand pa rates under the ktornes nest« Protemon Act (SPA) • rf ne frwroal insentraon an top left cd the fron of the arrenne is not LUIS ~oaf Sera URS Frundal Sakes cries you accrue aSdearne tore< by dralgeMent w4 the «hated natuton We intoned you a An reblionth9 Man you opened tilt octant In this can. pur finds ant ettom w, re loGIVM a VS 5 ~oat pima, aid not thy mroducang baker ad you mat mate a resat of ay stor orom6A>n to bah Inn All rcCOure suteneres shall be deemed compliee ad acar as d not ob)edei To n varig wan 60 drys • Please area cusrener on-plantsa ~nu to the Inn Client Rettleen Deprtrneu a 201.352.1699 or tallies* • 000-3544103. 8 00AM to 6 COnd ET ~dal dinar Vida. a N stinga uBS ?mama Senn> Inc. Clan, Relations Depatnnt PO BOX 766 Unon City. NI 07(87 • In case of ears a masons etan an anon< tads vat« (ST) bid pammt Ce 155 vat dab cad tratiadiatt, Call 600-762-1000 a was to Le3SEnanCel SernOES ne. WOO Harbin SW .6th lb«. Wf€teAkan. N) O7056. Ann emanSA Sterna Cal amter somas you art d you Os nk pur statement or racer 6 wool rift% need nwe nano, Lout atrfrofor on the stamenn or now The Fein «Card Mur fa ap Raba) must ~tom you no taleruna 60 day, alter the fred sent you the tist smarm-non Muth the woe or probkmannd - Fran. sow nine ad 'stoat men fit an - Describe trø error or the ardor you se wave rat aid 'an asclearly as you on why you belts e is error a any you need awe Manna> - Pronto the dollar <man, of the stained ma ihp FimurCdd ksuer %el mostigate yosr ~Urn rid • cortea nano( pronpily nose mae at checks payan to the Furor fc faint' Arun ndested on p4 front ol this Panel, h addeon to agar noun fan. Zarb may be singed to manname Mn charge:Icy me myna* ucurte: pudnac;ndchagm aapadarantsncahacanh AmounA Ad de trilSNAKI 10 ore( enteuterrs :nag be abaft to a bander fee li st Sweep Optitnt UBS oners orals lor sweepad cash barges banes to ban &pouts a Leant USA arid UIS AG 22/Word bas (Bark Snap horns). moneymarket mutui hauls (Money Funds) arid the harnanal Dena Acannt <Carr customers with at nifinaticnal ken^ Minagernent Account lhicugh the Balk Sweep frOgrasb. can babuies are Swept so ISS gat VSA so b n estabind lene ad than to 125 AG Stand Brand, a a ManayFurd Deposts at WS Bark USA an 'DC nsuted n acondsxe wan feu: rules For ewe :Iceman paze nut ton do 9>w Deposes a UBS AG Rained Branch and Pans od Maw Funds ream mused by the FCC. Through the OA. available lo cab binos at strip? to drosc accounts a LUIS AG ~York Branch and IRS An Carat> &arch Nest deposns are no< nued by the FIK Satan-shed a ne WS AG Cann Brach ire terporaily Pl>0%0 totM sneagn rid of theCanal Inds and nere M1 ro guinea otter mind , of 685 t> nay theDanes whit on the !SS Catenat's Era's boas Deposit; a LUIS Banc USA and each URS AG Branch new praected by SPC Monty Fund Shan am prodded by 5PC See 1.135 ringlet Sans Account FlAeCTIOn• below Upon you rand. banes n to Ban Swop Programs a OA may be nattann ad axes of a Macy Fund maybe Nunn and thepond: returned to pu a you' ~Øe% ream Funs ntenmagn tout al Ltle nap *pions. ndudng ainert eittnta rates ard yens. d .....itt5t www ubsonsweepyials tom year f nand, nasor a by naiad 800.7624000 li sf anancial Swans tons peottotien The Fern 6 a reenter Of the Damns Venue Protection Connor (WO. WW1 prows seornies rcounts of menus tp to 1500000 Mohan; $250.000 for dams for <a:iv Te is< net ;men«, ertes app/1 to MAO:AM t Wuhold n apanadant~ The Ira foram win worn if dates ha also archan appionatat roman The urraun anoint payable to all «Ube cion”. colks- tAelf under rit proncion 6 5512 milton as of Dander 19 2013 Snamt tonannyordain ad ~fit ern at the fern /fur« protean fa up it> 119 man> n the agse9te for al yoU an ovaslad n a snail. tapsry A full copy of no poky ~log 6 lrial.Ale Wan ~ 2 The SPC proinn an to supplemental pr000cton both do not Spyro • Cam...drab, tans controlled bylad Muted n rot adm who) but held away tom ies Sermon (eg. anan fl Cana SUESS/HT fjCaih ail% AG Stamford bad>. nstsaxe modals noting non nub les ad Maros of mutual ladt 'true sub shares re reg ewes ~an the name of the aCCOin Indro on the books ad records of to «baba cud< or trader age«). • Conn nyeanam amen Of thOrffit rooms fog. tinned paromants and prvae ~ens) that are not radiaral under the Mourns Act of 1933. and • Comdata coninas o g. War ored prand metal canon. enlacing tunas can= ant OnTedn Ora coronas The SIC protection and to arglerrsmaron do not spay to these assets ean d they crane The amnia sun tments WC prandial and tee sapnwit at protean do not roles, fl ans* change, n the ~Set vattdy ie iskieStmtnbernetheraS meson a urred noar nnt. ran banarcY0r Mote Wom,.ent raft le upon r.Ø You may obUn me nformatia nut WC. included do 5PC Brochn by conixind SPC at 2023714300a by nag tie SPC mbsne a!~ epeoep DifilkNXI paverment Program nør) The Drip raker sa anode pm" you may °bun the ecarac, *ten your Munn /boor Only whole ~es • pschawl ragDIP. natal taes wil be soll and the øN wit be 6eposin n you accours lhedviand renastan an washed by the issuer may Offre from the mad Ma re Mutt the pan ages re sad Caslanlau Only mole unn may be held in your =Ant I you are entitled to spa tialhod as a malt of ,*Mend patron or ~era. ne Firm wit ether tel partial ads a maket vice or a4e at broull ditetured by a «9~AI clend arr y. and aten you account Insane« oblitalvet The ~wens obraves andet proft are sped< to ant non ad ma vary between nen sae* the Inn prompt lc n wrong of ny cusnicanc enge h your fnanoa SrlAall of nesamon obactives For nowt hen you choose one of Infoland *vestment ObtRatS • Ream Cullen? Marne Mosenut ~bin; the gannet of honeonly • /Wiese CePge'lAspaewon Vivesb~ls seeking growth 04 prr<pal rang than a* gremon ce name • ft,d/CeCOMbnia,n of Income and CePOJAPPeod00^ neonam snip bah no genera« of ran an ran & prnadal Oneall risk prelim • Conaway* Seeks tomansa ',Hari -Opal wan how risk and won lily to the accuse Nara arm I Mat means the arourn does not gown indent tncome (San, SW ~Ina keep pact ant MØ • Anna, nntlid se acap: some ad to irmetni ad tokvae sare My» seek higherMinns • Aggress.. Ovleg to asepl hgh ryt to anon atehgh *Ma ny» sea far returnsover une Statement lausehoidingt We may o>nsoklate al rand awn statanams wit the sal* fl irets et the sane towrope Acornsmay be retired for this palpate Incur they ha* owners who akt> murran pm aaoure rannshps rah ors dints at the sant ark's, Tin pante e know as naneholdng you nay to man incnita ointments nuke) in ~re CONFIDENTIAL emerge; — sou run ~Ina housacalrg by Gang your Fnateal Advsor Fria** «count Arm Tftsfnentg non name reflects onfarreticn tat you emend on tte Hrn's online sevnes waste It a a customizable •ndorume• amen by you a nu pu urth your ranonang tt ha no Id/ effect on sour arum You dt 01~ pa Frrtirn aØ nanes. throe)", Onlein Sennces or by °nand pa' instalA*6A' Account twandew • Van of soar nount paean Nr 01 arett ar4 liadlnp • ASaee !KUM sealable awn barns vans la untitled nib, bist Gkba Tom Deposits, unman mats to market and Retail asns not held by the Pan Does rat ncineunprad Hountelassas at need ol the pnr and armt neon, pooch a ante ~myna unman an col cos ad mendable stock colons • Oran includes Øt Dawn. cutsundad magn loans. creal Inc not *mum banes • cowman baneo Tout of snirkened avadable cash bianon. oltaltS Bank USA dipout betaror. 125 AG Stand Branch Mow basins and moneymaker man Ian AYES, brfles. a the Site of de Kalement p«.:4 Norboorrencellty he aval ba nces n yea nounl annol segregate from Wm- balms, t* Fanny use ay of thew Isrds n the ordinay course of es tosnns lbese tunds at payable upon ps ~Ina Thei total 6 Incbdol AP arrant pad amid vale Landing information for Mind *damson on 'her cm> tended padiysand dunned Mato pisClam RdalbnAp Agreani or Account Arrant ad the General Tents ad Cannons UBS Hann ot Ore Faa4saaaalle n Amerants srditacratre sank s accounts Yost stabstal tehnaes Starnes and ore< arts held n the snarnu it the end of tie statement pain You may at le< dam, cd My pad nnan a 'rig urn. You may rape mania utsil a ba anal at.. Paumg.ilinr balanCp Clip On teal Fay adman ta 6> the ding n* stamen period ate listal owlet ral» di of the <al of the SUIQMPfit PeriCd • Cost basis r , detienhng theft basis of the Rarities loaned n na suiennt. wine Mimed do the mane ' Faunal awash.), fen on inanition Planed from nuns one than L135 finsnoa Stenices. noting Mansion Iran arwas or tat you out proeikd lo put annul Advent The Finn dots not Sependenly way or durance no annoy vary of any insormacn provided by puns onir tan 1135F ~oaf Stakes. n noughUSS Fi.ancial Sank,: gwionlly updates the nt °mantel as c 6 realeec the Fon does roc snick any ashcans na she &amain under 'Cost brit' and i licterited garilass is nest a of the Mee of this SIZenni As SOO, Pleas. do not mac( ' this informal6n lo makeswan er sae deans la ta purposes a omen* Accounts animal to the Porn ma reflect garbs; olamein ody for the peen of time they an held at the Van IsSorehiUorur eilansren br be added by your Munn AØ • Unwantedsaint/buss l'itste clia h amine • Jr-real:Al lanif lissis a2 Cai.Dialel to' SDNY_GM_00020599 EFTA_00 1 3 1 2 1 9 EFTA01273426 Important information about your statement (core tinned) koridalsormity lots T erawa:lion data fa i-dirMal lots mayor may not reflect aninkdrark Cages alder Henry reorgeicaion mai DIrifend end other remetrwit lots and system/IC prochter lots are eat% 0>mbred TOMOS, one 3000 lot The • lrade dal' 00011 pinentS the Veinal 00103 Co traledate • Callable wan del Pont aid Warted WO* Tat the iSsiar salt for env redercaroniel beselected rrpaliatv by lot tom among a satintos of that one lip in OW name a n nano...nave for as chats Cat feature iacmal co is phrased tom thrd pale; and its Mural 6 rot gutaMed Omer call leans may egg Mak could affect ywlt complete Mama kin sea be provided UN'n reepost • Cardfcatas of deposit (CDs/ CDs ate MC raved apt 12S0.00 in pampa ad aced Murk per dtgovtor and per depahle-y rtslitnice. it accerdasa with CDC rules • primivalue Pnces &payed fa Wanes and Oda produal may be hiller a bluer this To pre ma you was ecualle recent in the man PrCeS are °Maned from vartus mid palyWaras Midi weteam0 be relaba but we do not garment.* a:cracy - We nay uso to dosng pre when aralthk• se the mean n ilabid aid ask aces Ice Isted MIMS an optenot sok bd pees lor OTC stoats - Lau adored; etas metros maybe priced mega valarCel InOslet a IMMO, ratan Mee we ObtaiM aid manse 010 an adura main pore or 'Ma - CenainpOslicm may one, valor a pm, aid show once was not wenn' if we we emtle to obtain a pose tor a security - Deposes a seaman denominated n anions one than U S oolbrs ere rel knee a the codungehte mof the Panne date - For calm confines vadeg onOnaMormiig deromnansos. ace and quality (face stabe/nlas here been a3pmeed to frameprow %Mean To obtain current gammen. Mon rabble. costar yos Oakmont A4voor • Prana leweetimMe and iertmlumed prudent Moat Macaws moat OncbsIng direct paMpation prOaan aid real estate 'Woof--a QUA SalultaS) aid sinchre0 product se saWaly hghly Man/ Celan matted pecans tam not been regwored ewer the kffaco4k and EvarCe Conmssisn a under any state secuntes Wm We prow* estmaed vibes fa aerate nwitmen warners ad striated prodmis lot aroma malpupows only Accurafro rot gonnlosd - Thew brims mayd0Er SOStintallyfran Mai if My at which acetate mermen stoutlya structured promo my be tarot a sold aid do not neon:ally ricerant the eate you may reawe upon Inottlatnn - Thrd prty flimaeS Of vaNe are as of a moan dae aid ae implied 10 MS Fsinal Services on a regu to bairn by an nessentlent valwation Imm - tsua pang pane Ce sansor Sowed vanes it an. ate stapled to the Frm by ?minor general partner a sponse and may be cabraltd bawd ai Parer* Noma:km fern that used by tend pones to dente thee estimated yam - You ea obtain addaseial Mammon regaling the methodology used to (Mennethe minute of Niue rid the date of the Monnacon that is Ow bass fir the *limn by corlanin your Runde' Advisor - Thad party *stirred vibesmay be reflected as 'Not pnceir n sewed stuathars when an nlessenSent valuation fon besot stapled w d mane b awn a value when we beam. awn that a mere al wore ha marred that may oll a preirrusly reported vabe too (MUM Cr whin a frave Mukl te highly treOrtaare duo to the rut we of the seamy - Innen neither an issue. rent pairw a Donor estmated i minor a ift✓Mihaly militated yaw is pronnel the max ol me nosey wit bedraerett from its pstrast pea - 'Cohabaiows to dare' ma/ noble learn of canal. wane a both - •0090 a ton wee' rerestots the Mint oaring prtce per on aid rnay not reflect you cost bask • Ititsbisted ateuritias Restricted satraps generaly not ander/ tegible Ice peak Sale TES Fraxitil Strum uses them price of t o tonstrilef stock of tho sane ester a as muted value Lathe rewitsed what to purpose of Ms stesexerm on* To the omen ma reStrKted warn.. it eligble for sale. the vale meted may be manumit, less then the imputed villa toed • Est lesanated) Metal, arreatrields and rams. An estimate of Nowa rum* is based on fume sbvsktid and hued ram. warren the worries will be held for one year from haement date a MN Mangy This estimate eS on 3 guideline. aouraq aid Owitmed name are not parameed - Est imbed anus Mom and anent yial /Of sedan IlDesof warims mon inlete amt. um of pincer or • gam in Meth Clothe eSt name awrent yell would be menteed - Barnard anus Mane aid Current Mil aid The actur norm an pen mgM be lowers hgher the manual anon, s - An ow Moen mrnalged acorn. (Madan under metes/ ducked by the Oaderis males vane/wale balaCeetelSed Co the LIP diedaid or Miceli payrem made by the muer and asstertes Itet seam imideposen oil be hidden one mat from the statement dae or vita =may AoathIcY aid COnloutd phi ae not wanted • Amu not held ley WS financial Sava Conan anal are not held Ydiefim ad not wrhn the Inns possession or anent Them. assets at coptaftd co your statorera for Woman: ma wpm...sonar Portion ass tams presenad ere pnyvikd by to initiation IRS Fria-seta Simenn a not reponsble tor this afornain and doesn't guarrilte Es aCcuay That assns tenet prowled by SVC ate Fero supplemental SaC coverage • revenue sharing and addkkanalmetwereatlan - n addirei lo ouninissom on saki an 11b.1 lees ✓eared n conneaco with the dotstuton of routur finch to our dints we a'nf or eel Striae rear.* (Male navy pa/luau from darbutors and or 'orison of the mutual funs that we sell These amounts at bred on two different comporents 0 the amount of saksby PBS of a parculr mutual hand ferny to err darns. an Id the woe vete ot a papally mama fan fangs shares Mid a the lion - Vie and the *are alas receue retamkng aid centusprocesung lees n okronetron for wailer agent sakes tut we proud to to virtual funds Thew fees marl, re pad am imenor arm n the nwtual ItnO and ae a treed doll? ana.ri based on the warner of =anis at tie hotter-dear hotting mutual Itrds of that fun lanik - In arse ion to comonscos reared n ornection wen the sale or tharbuton of rotarymoo= ad wit s t.•aa tom units to our dents we artie our all Wane Nese nem* *tang OreptinSatico Iron maryof The Ii Sera commie. imclemmireg Te rwurty annals nansol the Moan,. cornea-Wm • SpOnSOIS a tie UM fivafftant INAS he 061rtute - Ott 06 MS also meretrading commbacos otter compensation from moms hens an (Imam townies whOst moats wodistbuto - We recast an anal tee fawn 4.13S8alk USA ad UBS AG Stanford Braid' al up to 12S per ascount snoring to the bats auk, the MS Bat Sweep Program Attalla Infonnatian overdo', cormisMers ad other charges ironed n cconitton with the newton of wales ndudisp op bon tranactons has been ocerled co ccolonions provernly lunched to you. and skit bemon:RP to you peony* on rearea Sheen Selling It you a• engaged in tort sehg a warily. you may ens a chase clue to anal bccrowitho cost Rental pa each *orgy Open eaten Re9rdina Open m "gooditileancelled • 00.rethat were net emosted by the raiment doter open buy an sell stop ceders se mixed by the amount of de/Mudsa rights co • oudiridenchor eanglas date unless marled otherwise by you You ae reporoble for orders thal re executed doe to your Nine to canal exoun open ceders Tax witheldim en ekerbutions from UK Cinemas' Semites IRAs Feder Inns enures 1.4$ rarcial Services to withhold mane to from six Sayable KA crankier:en. W t you may dal oat What. unease lay witarelf or instead. you may den a haw tar waheld a arm a n a lewd amen as you choose Mrs Moon era terrain n effictunt resoled by you You may revoke your election a nth,* by main anew Maim If you dl not hate eon*. ', cometar warmers from yOUT dattulliOnS. you maybe womb* tot the payrnor of mined tax. You may nor peons d the moults witiwil and se estireed la payments at not equal TO art tar Olipatioi Privacy To obtain a copy of *rarer Clem Perry Naito pare contact yas Fon:elk:MOT or visitors we al mow urosmonovonotry UBS Cita-total Sovizes 6 not a bark The kVA. &rams Sauces Aaount BSA aid IRMA me beckerape aaTuntS Men provde access to bani. ng sauces an prodvas though anawaments with affriatel brats aid other Ted party basks and provilos 30:015 so Oman and mut), pro:MIS 6160 by until dated thed {tarty Munn" cantons through OLISICe agency subslas woof utS automat Iterate. aidamuyproducts tot IDC Mured • No bank 9.13531110.• May lose vain PRAA ReSardeRAnymni Ann,. BuSonS Serw:T5 Aelcont BSA. IPMA and ntemabona ReSOkrOe Mthaseirrent CONFIDENTIAL Amour at registered service mats a SIBS Frantial Semites Inc Yea Smarm is a ink:bend smite mark ol Visa Imernarnal LEG Vida Sonata* me* cards and Len Yin debts cards ere issued by IRS Baia USA *oh permission from v ea u S A noteporated UBS Financial ServiOes Inc Rev 201407 SDNY_GM_00020600 EFTA_00 131220 EFTA01273427 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 UBS Strategic Advisor September 2014 CNP70065525930914 X1201 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: Indiv Account number:. SS Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phc•ne Questions a bout your statement? Call yOur Find n:a AdviSOi Or the Value of your account RMA ResourceLine at 800-RMA-1000, account 029723568 on August 29 (3) on September 30(S) Your assets 1,664,680.58 I ,637,970.72 %Ask our websIte: muw.ubscomilinancialservices Your liabilities 0.00 0.00 Value of your account 11,664,680.58 11,637,970.72 Tracking the value of your account S Thousands 1,664.7 • Aug2014 Sources of your account growth derive 3014 Value of your account at year end 2013 1000 Net deposits and 1,630.0 withdratcals 51,521,524.68 • Your OWS011011t return Dbidend and interest income 131,10303 Chalge in market value 485339 01 Value of year account on Sep 30. 3014 $1437.970.72 SeP 2014 SDNY GM 00020601 Member SIPC CNP70003006552593 NP7000$0300 00002 0910 03057S004 .73568550 I I COCO Page 9 of 100 CONFIDENTIAL EFTA_00131221 EFTA01273428 SUBS UBS Strategic Advisor September 2014 Your account balance sheet Summary of your assets Value on September 301t) Percentage of your account A Cash and money balances 5,16833 0.32% B Cash alternatives 0.00 0.00% C Equities 1,632,802.19 99.68% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities a oo 000% G Other 0.00 000% Total assets Value of your account S1,637,970.72 51.637.970.72 100.00% Account name: Friendly account name: Account number: Your current asset allocation Eye on the markets Index Your Kendal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Sumfofd Branch deposit account balances and money market mutual fund sweep balances See the lmponant inforrnat•an about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2014 3-month Treasury bills: 0 One-month LIBOR: 0.16% Percentage change September 2014 Year to date -1.40% 834% -2.08% 6.95% -3.81% -0.99% -0.68% 4.10% CNP70003006552594 N1'70032%1100 00C02 0914 030575004 VI23568550i taltiyGht 000%/Goo of Ion CONFIDENTIAL EFTA_00131222 EFTA01273429 UBS UBS Strategic Advisor September 2014 Change in the value of your account September 2014 (I) Year to date (1) Opening account value $1,664,680.58 $0.00 Deposits, including investments transferred in 0.00 1,994,881.82 Withdrawals and fees, including investments transferred cut -710.87 -473,357.14 Dividend and interest income 5,879.40 31,107.03 Change in market value -31,878.39 85,339.01 Closing account value $1,637,970.72 51,637,970.72 Account name: GHISLA1NE , i. Friendly account name: Account number: Dividend and interest income earned For purposes of Irts slaternenl, taiati:ity of 'nines] an1dwden0 income has been determined ffiril a US lax reporting perspective, eased upon the residence of the account holder, account type, or prolud twat, scene interest andor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) income tares The taent mom* statement is not intended to be used and orrice tie raked upon for tar purpases. Clients should refer to the amlictie tae reporting loom they recent. tram 182 smugly, such as the fOrMS 1099 and the Penns 4130. for lac reporting information n IS the make of U85 to Irk tht appliCaUe lac reporting forma with the US InternN Revenue SendIt and PR Tmeeury DePallment and in sue h forms accurately Ossify dwdenct area interest as las exempt or tat/a* income. Ple&e consult your includikal tax PreParet September 2014 (S) Year to date (I) Taxable dividends 5,879.40 31,102.52 Taxable interest 0 00 4.51 Total current year $5,879.40 $31,107.03 Total dividend & interest $5,879A0 $31,107.03 Summary of gains and losses values reported below exclude products for which gam cudlosses are not classified Realized gains and losses Unrealized September 2014 (1) Year to date (1) gains and loves (1) Short term 0.00 -7,125.69 5,465.92 Long term 0.00 57,725.77 259,364.20 Total $0.00 $50,600.08 $264,830.12 Your Financial Advisor: scour STACK MAN' LYLE CASRIEL Cash activity summary See Account activity the month tot dela Is. Balances In your Sweep One WS are indudedin the cpenng and closing balances value. SDK insurance *cries only to deposits a U86 Bank USA, not to deposits at UBS AG, Stamford Branch or bank &pants rood hroush the UBS Interneciorui Deposit Account program SiPC protection applies to money market sweep hold holdings but nal bank deposits Steimportant ineormarion about your statement ch the last two pages al this document Tor CORK September 2014 (5) Year to date (S) Opening balances $0.00 $0.00 Add R"ion Deposits and other funds credited 000 48,841 01 0wdend and interest income 5,879.40 31,107.03 Proceeds from investment transactions 0.00 398,577.63 Total additions $5,879.40 $478,525.67 Subtractions Professional management fees and related services 000 -2,979.10 Other funds debrted -710 87 -470,378.04 Total subtractions -$710.87 -$473,357.14 Net cash flow $5,168.53 $5,168.53 Closing balances $5,168.53 $5,168.53 SDNY GM 00020603 CHP7C007006$52595 NP7003203800 00032 0914 0305790041.23568550 I10000 Pigs 11 of 100 CONFIDENTIAL EFT.A_00131223 EFTA01273430 cat UBS UBS Strategic Advisor September 2014 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about your statement at the end of this document Account name: Your financial Advisor. Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number: 212-821.7000/800-308.3140 Your eate' objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consdevatton - None selected Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is RFO, First In, First Out CNP7C009006SS2596NP70C0i98800 CO= 09I4 030575004 YI23568S50 1 1941,wGitoctleets12 Of 100 CONFIDENTIAL EFTA_00131224 EFTA01273431 *UBS UBS Strategic Advisor September 2014 Your assets Account name: GH1SLAINE MAXWELL Friendly account name:Ind Account number. • Some Ones, income and current va ues Shona may be approxinale. Asa intl. Om dntllosses may nol be Eccuralely reflecled. Set ~octant intemeaon stout your statement a the end 01 ths document 10r more inforneaon. Cash Cash and money balances Cast, and mosey balances mai include avalaie cash balances, UBS Bant USA deposit account balances. UBS AG Stariord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by Irk válhn applicable limits, but are not protected by 9PC 7185 AG Stanford Branchdeposit senora balances are not )(mien ty FDIC and re not protected by SIFC Money market dweep balances are protected by SVC but zee not insured by the FDIC. See the Important information about your statement g the ended this document for detain about those balances. Hddng Openng biog. on Sep I (5) Cloung tdaxe on Sep 30 (8 Pace per share on Sep 30(1) Average rate Onidencl Interest Days in plied period Ctp (growl (S) UBS BANK USA CEP ACCT Equities Common stock Hddng 0.00 Trade date lumber of shares 5,168.53 Purchase pricer Average prke per share (1) Cost basis (1) PnCe per share on Sep 30 (5) Value on Sep 30(1) 250.000.00 Unrealized Hddng gain or loss (1) Period ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAI: $2.591 Current yield' 2.99% Nov16, It 13.003 37 316 485 12 49..193 643 37 158.25 LT Nov 17, I I 13.000 35.393 460.12 49.493 643.37 183.25 LT Nov 18, 11 35.000 35.502 1,242 58 49.490 1,732.15 489.57 LT Nov21. I1 18.003 34 37 I 618 68 49.490 890 82 272.14 LT Nov22, II 15.000 33338 500.07 49.490 742.35 242.28 LT Nov23, 11 22.000 32.655 718.43 49.493 1,088.78 370.35 LT Nov25, II 7.000 32.460 227.22 49.490 346.43 119.21 LT Now 28, 11 30.000 32.951 968.55 49.490 1.484 70 496.15 LT Nov29, II 18.003 33.472 602.51 49.493 890 82 288.31 LT Nov29, II 5.000 33.622 168.11 49.490 247.45 79.34 LT Apr 24,12 30.000 37.567 1,127.01 49.490 1,484 70 357.69 LT Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL continued next page SDNY GM 00020605 CIIP7000g0055S2S97NP7003288800 00032 0914 030575004 Y123558550 11COCO Page 13 of 100 CONFIDENTIAL EFT/LI/0131225 EFTA01273432 UBS U BS Strategic Advisor September 2014 Your assets . Equities . common stock (cQantas) LWdng Trade date Kerber of that's Putthase price/ Average price per share (I) Cost basis (S) Prke per shire on Sep 30 (3) value on Sep 30 (S) unrealized gain a loss ($) Malang period Jan 23,13 1,056.000 43209 45,628.81 49.490 52261.44 6,632.63 LT Apr 22. 13 489.000 42.447 20,756 68 49.490 24200 61 3,443.93 LT Security total 1,751.000 41.990 73,523.89 86,656.99 13,133.10 AUTOMATIC DATA PROCESSNG INC Symbol' ADP Exchange' OTC (Al: 42,442 Current yield: 2.31% Aug 4,11 146.000 48.469 7,076.53 83.080 12,129 68 5053.15 LT Aug 12, 11 4.000 46.890 187.52 83.080 332.32 144.80 LT Jan 23, 13 767.000 59890 45,936.09 83.080 63,722 36 17,786.27 LT Apr 22, 13 355.000 65.098 23,110.04 83.080 29,493.40 6,383.36 LT Security total 1272.000 59.992 75,310.18 105,677.76 29,367.58 BAXTER IN TL INC Symbol: BAX Exchange: NYSE (Al: 43,236 Current yield: 2.90% Jun 20, 12 30.000 51.594 1,547.84 71.770 2,153.10 605.26 LT Jun 20, 12 17.000 51.522 875.89 71.770 1,220.09 344.20 LT Jun21,12 29.000 52.077 1,510.25 71.770 2,081.33 571.08 LT Jun21,12 7.000 51.500 360.50 71.770 502.39 141.89 LT Jun21.12 5.000 52.216 261.08 71.770 358.85 97.77 LT iun 22,12 61.000 51.890 3,165.29 71.770 4,377.97 1,212.68 LT Jan 23,13 769.000 66.658 51,193.80 71.770 55,119.36 3,925.56 LT Apr 22, 13 355.000 69.318 24,60a00 71.770 25,478.35 870.35 LT Sep 19, 13 74.000 72.165 5,340.28 71.770 5,310.48 -29.30 LT Sep 19. 13 6.000 71.875 431.25 71.770 430.62 .0.63 LT Sep 19, 13 3.000 71.880 215.64 71.770 215.31 -0.33 LT Sep 20, 13 47.000 71.987 3,383.41 71.770 3,373.19 •10.22 LT Oct 3, 13 154.000 64.600 9,948.49 71.770 11,052.58 1,104.03 ST Security total 1,556.000 66.094 102,841.72 111,674.12 8,832.40 8LACKRCCK INC Symbol: BLK Exchange: NYSE (Al: 32,872 Current yield: 2.35% Oct 5, 12 7.000 189.932 1,329.53 328.320 2,298.24 968.71 LT Oct 5,12 3.000 187.820 563.46 328.320 984.96 421.50 LT Oct 5, 12 2.000 186670 373.34 328.320 656.64 283.30 LT Oct 8, 12 8.000 189/83 1,510.27 328.320 2,626.56 1,11529 LT Oct 9, 12 15.000 189186 2,837.79 328.320 4,924.80 2.087.01 LT Account name: GM'S/AWE MAXWELL Friendly account name: Account number. Your 14nendal Advisor: SCOTT STACK MAHLYLE CASRIEL continued next page CNP700/490065525913NP700029380000002 0914 03057930s 023568550 I I igo5i yGm00012.50614 of 100 CONFIDENTIAL EFTA_0013 1226 EFTA01273433 URS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your PI nandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date taunter or shares Purchase nerd Average price Plitt per share vdue on unrealized Hddng per share (S) Cost basis (S) on Sep 30 (it srp 30 (It gain or loss (t) period Oct 9, 12 2.000 189.010 378.02 328.320 656.64 278.62 LT Oct 10, 12 3000 187.720 563.16 328.320 984.96 421.80 LT Oct 10, 12 2.000 187.670 375.34 328.320 656.64 281.30 It Oct 10.12 2.000 187.995 37599 328.320 656.64 280.65 LT Jan 23,13 224.000 236966 53,080.41 328.320 73,543.68 20,463.27 LT Apr 22.13 104.000 251.093 26,113.69 328.320 34,145.28 8,031.59 LT Security total 372.000 235.218 87,501.00 122,135.04 34,634.04 CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 13,108 Current yield: 2.83% An 19,13 72.000 84.718 6,099.75 99.030 7,130.16 1,030.41 LT lun 20. 13 121.000 83.14i 10,060.15 99.030 11,98263 1,92Z 48 LT Jun 20, 13 78.000 83.030 6,476.39 99.030 7,724.34 1,247.95 LT Jun 21,13 204.000 82.904 16,912.44 99.030 20,202.12 3289.68 LT tun 24. 13 111.000 81.517 9,048.46 99.030 10,992.33 1,943.87 LT Jul 25, 13 73.000 82354 6,011.86 99.030 7,229.19 1,217.33 LT 1'2)26.13 69.000 82.259 5,675.90 99.030 6,833.07 1,157.17 LT An 27, 13 141.000 82.951 11,696.12 99.030 13,963.23 2,267.11 LT Jun 27.13 7.000 82.925 580.48 99.030 693.21 112.73 LT Jun 28, 13 169.000 82.774 13,98892 99.030 16,736.07 2,747.15 LT Jul 1, 13 65.000 82.781 5,380.78 99.030 6,436.95 1,056.17 LT Security total 1,110.000 821321 91,931 25 109,923.30 17,992.05 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: $2,172 Current yield: 2.21% Aug 4,11 174.000 41.632 7244.05 65.220 11348.28 4,104.23 LT Aug 12, 11 4.000 42.450 169.80 66220 260.88 91.08 LT Jan 23,13 910.000 54/40 49,358.63 65.220 59,350.20 9,991.57 LT Apr 22.13 420.000 59.788 25,111 32 65.220 27392.40 2281.08 LT Security total 1,508.000 54300 81,883.80 98,351.76 16,467.96 GENL MILLS INC Symbol GIS Exchange: NYSE EAI: 43,086 Current yield: 3.25% Aug 4, 11 191 .030 36265 6,926.77 50.450 9,635 95 2,709.18 LT Aug 12, 11 5.000 35.754 178.77 50.450 252 25 73.48 LT continued next page SONY GM 00020607 CNP70003005552599NP70CO293800 00002 0914 03057500r Y12355855011000) Page IS of 100 CONFIDENTIAL EFTA_001 31227 EFTA01273434 *U BS UBS Strategic Advisor September 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your fq mends, Advisor, SCOTT STACK MAMLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Madder of therm Patches. peke Average price per than (I) Cott basis (S) Price per shoe on Sep 30 (3) Vela. on Sep 30 (S) Unteelzed gain of let (1) Hddng pound Jan 23,13 1.001.000 41387 41,42889 50.450 50,500.45 9,071.56 LT Apr 22.13 464.000 50.287 23,333.21 50.450 23,408.80 75.59 LT Jun 17, 13 148.003 49.739 7,361.45 50.450 7,466.60 105.15 LT Jun 18.13 73.003 49836 3,638.07 50.450 3,682.85 44.78 LT Security total 1,882.000 44031 82,857.16 94,946.90 12,079.74 JOHNSON & JOHNSON COM Symbol:1Ni Exchange: NYSE (Al: 12,985 Current yield: 2.63% Aug 4,11 123.000 62,377 7,672.38 106.590 13,110.57 5,436.19 LT Aug 12, 11 3.000 63.730 191.19 106.590 319.77 128.58 LT Jan 23,13 642.030 72.736 46,696.71 106.590 68.430.78 21,734.07 LT Apr 22, 13 298.000 84.721 25247.10 106.590 31,76182 6,516.72 LT Security total 1,066.000 74.866 79,807.38 113,624.94 33,817.56 MCCONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,461 Current yield: 3.59% Aug 4, 11 95.000 84.969 8,072.06 94.810 9,006.95 934.89 LT Aug 12, 11 3.000 85.910 257.73 94.810 284.43 2630 LT Nov29, 12 8.000 86.456 691.65 94.810 758.48 6683 LT Jan 23,13 555.000 93.053 51,644.75 94.810 52,619.55 974.80 LT Apr 22, 13 255.000 99318 25326.32 94.810 24,176 55 -1,149.77 LT Sep 19, 13 78.000 97.879 7,634.63 94.810 7395.18 -239.45 LT Sep 19, 13 22.003 97.425 2,143.36 94.810 2,085.82 -57.54 LT Sep 19. 13 2.000 97.830 195.66 94.810 189.62 -604 LT Security total 1,018.000 94.269 95,966.16 96,516.58 550.42 MDCTERA ENERGY laC COM Symbol: NEE Exchange NYSE EAI: 53,370 Current yield: 3.09% Aug 4,11 134.000 52.960 7,096.75 93.880 12,579.92 5,483.17 LT Aug 12, 11 3.000 52.530 157.59 93.880 281.64 124.05 LT Jan 23, 13 700.003 71.610 50,127.21 93.880 65,716 00 15,588.79 LT Apr 22. 13 325.000 79.757 25,921 06 93.880 30,511.00 4,589.94 LT Security total 1,162.000 71689 83,30261 109,088.56 25,785.95 OCCIDENTAL PETROLEUM CRP Symbol: 0)<Y Exchange: NYSE EAI: $2,791 Current yield:3.00% Feb 12. 14 148.000 92.171 13,641.35 96.150 14,230.20 588.85 ST continued next page CNP70309003552600NP7000293800 00002 0914 030575004 V12356855011tlayGhtmoteggs16 of 100 CONFIDENTIAL EFTA 00131228 EFTA01273435 SUBS UBS Strategic Advisor September 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK KLAN LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng dye Number of shares Pm/chase P1W average price per shale (S) Cost basis (I) PK, pershere on Sep 30 (5) Vdue on Sep 30 (I) uniedized Hddrq gain or loss (I) Period Feb 12, 14 117.033 92203 10,787.77 96.150 I 1,249 55 461.78 ST Feb 72. 14 32.003 92.215 2,950 91 96.150 3,076.80 125.89 ST Feb 12, 14 7.000 92 065 644.46 96.150 673.05 28.59 57 Feb 13, 14 110.000 92.095 10,13045 96.150 10,576 50 446.05 ST Feb 13, 14 68.003 91 911 6,25000 56.150 6,53820 288.20 sr Feb 13. 14 33.000 91.560 3,021.49 96.150 3,17295 151.46 ST Feb 73.14 6.000 91 615 549 69 96.150 576.90 27.21 ST Feb I& 14 334.000 95 389 31,850 13 96.150 32,114.10 253.97 ST Feb 18, 14 114000 96 023 10,946 72 96.150 10,961 10 14.38 ST Security total 969.003 93 687 90,782 97 93,169 35 2,386.38 PEPSICO INC Symbol: PEP Exchange. NYSE EA', $3.023 Current yield: 2.81% Aug 4,11 115.030 63.979 7357.65 93.090 10,705.35 3347.70 LT Aug 12, 11 3.000 63 023 189.07 93.090 279.27 90.20 LT May 16, 12 6.000 68.535 411.21 93.090 558.54 147.33 LT Oct 24, 12 1.000 68.690 68 69 93.090 93 09 2440 LT Oct 25, 12 2.000 68.810 137.62 93.090 186.18 4856 LT Oct 26, 12 1.000 68.890 68 89 93.090 93.09 24.20 LT Oct 31. 12 1.000 69.370 69.37 93.090 93.09 23.72 LT Nov6, 12 1.000 69370 69.37 93.090 93.09 23.72 LT Nov 7, 12 1.000 69.150 69.15 93.090 93 09 23.94 LT Nov8, 12 2.000 69.090 138.18 93.090 186.18 48.00 LT Jan 23, 13 699000 72.166 50,4114 31 93.090 65,069.91 14,625.60 LT Apr 22, 13 322.000 82 251 26,484.85 93.090 29,974 98 3490.13 LT Security 10[S 1,154.003 74.097 85,508.36 107,425.86 21,917.50 PROCTER &GAMBLE CO Symbol. PG Exchange' NYSE EAI: 12,919 Current yield. 3.07% Aug 4,11 118.003 60.103 7,092.22 83.740 9,881.32 2.789.10 LT Aug 12, 11 3.000 60.896 182 69 83.740 251 22 68.53 LT Jan 23,13 619.003 69.94í 43,293.73 83.740 51,835 06 8,541 33 LT Apr 22. 13 286.000 81332 23261.18 83.740 23,949.64 688.46 LT Apr 24, 13 108.000 77 762 8,398.32 83.740 9.043 92 645.60 LT eye pogo SDNY otiffideltit Crle700OFOC6552601 N77003293800 COCO? 0914 030579004 Y12356855011000 Pogo 17 of 100 CONFIDENTIAL EFT/k_00131229 EFTA01273436 *U BS UBS Strategic Advisor September 2014 Account name: i.3.(1≤( AIME 1<1A0N ELL Your lqoundal Advisor: Friendly account name:'- SCOTT STACK MANY LYLE CASRIEL Account number: Your assets Equities . Common stock (continued) Pace HcicIng date taarber of share: Purchase pace Average price pee mare (I) Con basis (S) PlICt per share on Sep 30(5) Yaue on Sep 30 (1) Uneeenzed Hddng gin or loss (I) period Security total 1,134.000 72.512 82,228 14 92,961 16 12,733.02 TRAVELERS COS NOME Symbol. TRV Exchange NYSE EAI: 42,534 Current yield: 2.34% Apr 24, 12 20.000 63.432 1268.64 93.940 1,878.80 610.16 LT Apr 24, 12 4.000 63350 253.40 93.940 375.76 122.36 LT Apr 24, 12 1.000 63 560 63.56 93.940 93.94 30.38 LT Apr 25, 12 10.003 63.520 635.20 93.940 939.40 304.20 LT Apr 25. 12 10.000 63 617 636 17 93.940 939 40 303.23 LT Apr 25, 12 10.000 63.659 636.59 93.940 939.40 302.81 LT Apr 25. 12 2.000 63 545 12709 93.940 187.88 60.79 LT Apr 25, 12 2.000 63.645 127 29 93.940 187.88 60.59 LT Apr 25. 12 2.000 63.745 127.49 93.940 187.88 60.39 LT Apr 26, 12 5.000 63928 31964 93.940 469 70 150.06 LT Apr 26, 12 2.000 63.920 127.84 93.940 187.88 60.04 LT Apr 26.12 2.000 63.930 127.86 93.940 187.88 60.02 LT Apr 26, 12 1.000 63.720 63 72 93.940 93.94 30.22 LT May 1, 12 15.003 64.637 969.56 93.940 1,409.10 439.54 LT May 1, 12 6.000 64 715 388 29 93.940 563.64 175.35 LT May 1, 12 6.000 64.975 389.85 93.940 563.64 173.79 LT May 1, 12 2.000 64.850 129 70 93.940 187.88 58.18 LT May 1, 17 1.000 64 820 64 87 93.940 93.94 29.12 LT May 2, 12 7.000 64 374 450.62 93.940 657.58 206.96 LT May 2, 12 4.000 64 410 257 64 93.940 375.76 118.12 LT May 2, 12 2.000 64.320 128.64 93.940 187.88 59.24 LT May 3. 12 4.000 64.960 259.84 93.940 375.76 115.92 LT May 3, 12 2.000 64 675 129 35 93.940 187.88 58.53 LT May 3, 12 2.000 64.910 129.82 93.940 187.88 58.06 LT lan 23, 13 629.000 77.560 48,785.62 93.940 59,088.26 10,302.64 LT Apr 22, 13 290.003 84.719 24,568 68 93.940 27,242.60 2,673.92 LT May 22, 13 111.000 83 807 9,302.58 93.940 10,427.34 1.124.76 LT Security total 1,152.003 78.533 90,469 50 108,218.88 17,749.38 continued next page CNMC00)306552602 2 Nn00O298800 C0002 0914 030575004.23568550 111t#I1w_GM_000§15.4(018 Of I CO CONFIDENTIAL EFTA_00131230 EFTA01273437 *UBS UBS Strategic Advisor September 2014 Your assets r Equities . Common stock (commued) Hddng Tende date tawlDet of shares Perchas< Oc., Average prke pet shae (11 ence pet sets< Con basIs(1) on Sep 30(11 velue on Sep 30 (5) Unteenzed Holdng en or loss (I) Pened IJ'IITED PARCEL SERVICE WC CL B SymtoI: UPS Exchange NYSE LAI: 12.843 Curent yield: 2 73% Sep 19. 13 82.000 91 779 7,52590 98.290 8,059.78 533.88 LT Sep 19, 13 19.000 91.625 1,740.88 98.290 1,867.51 126.63 LT Sep 20,13 107.003 91.805 9,823.18 98.290 10,517.03 693.85 LT Sep 20, 13 26.000 91 835 2,387 71 98.290 2,555 54 167.83 LT Sep 23, 13 93.003 91.049 8,467.59 98.290 9,140.97 673.38 LT Sep 24, 13 93.000 91 612 8,520.00 98.290 9,140.97 620.97 LT Sep 24, 13 41.000 91.663 3,75820 98.290 4,029.89 271.69 LT Sep 25.13 62.000 91.138 5,650.56 98.290 6,093.98 443.42 LT Sop 25, 13 11.003 91090 I .00I 99 98.290 1,081 19 79.20 LT Sep 26, 13 64.000 91.489 5,855.30 98.290 6,290.56 435.26 LT Sep 27. 13 54.003 91 117 4,920 33 98.290 5,307 66 387.33 LT Sep 30, 13 46.000 91 475 4,207.86 98.290 4,521.34 313.48 ST Oct I, 13 46.003 91.668 4,216.73 98.290 6,521.34 304.61 ST Oct 1,13 6.000 91.650 54990 98.290 589 74 39.84 ST Oct 2, 13 61.003 91.128 5,558.84 98.290 5,995.69 436.85 ST Oct 2, 13 19.0® 91 067 1,73029 98.290 1,857.51 137.22 ST Oct 3, I3 55.003 90.337 4,958 58 98.290 5,405.95 437.37 ST Oct 4, 13 55.000 90.653 4,985.96 98.290 5,405.95 419.99 ST Jan 17, Id 121 000 99 231 12,037 00 98.290 11,893 09 .113.91 ST Security total 1,061.000 92250 97,876.80 104,285.69 6,408.89 X1LINX INC Symbol XLNX &change, OTC EAI: 12,086 Curent yield 2 74% Sep 7, 12 25.000 34 770 86927 42.350 1,058 75 189.48 LT Sep 7, 12 5.000 34.846 174.23 42.350 211.75 37.52 LT Sep 10, 12 37.003 34 845 1,28929 42.350 1,56695 277.66 LT Sep 10. 12 3.000 34.660 103.98 42.350 127.05 23.07 LT Sep 11, 12 20.000 34.853 697 06 42.350 847.00 149.94 LT Sep 12, 12 18.003 35.006 630 11 42.350 762.30 132.19 LT Sep 13. 12 2t.003 34.886 732.61 42.350 889.35 156.74 LT Sep 14, 12 19.000 35 536 675 19 42.350 804.65 129.46 LT SDNY GA/ M .6111°4page C HP7000;006552603 NP7003793800 00072 0914 030975004 Y173568S50 110000 Page 19 of 100 Account name: GHISLAINE MAXWELL friendly account nome: Account number. Your II Bandai Advisor: SCOTT STACKMAHLYLE CASRIEL CONFIDENTIAL EFTA_00 131231 EFTA01273438 cat UBS UBS Strategic Advisor September 2014 Account name: GHISLA1NE MAXWELL Friendly account name: Account number: Your linandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Trade ieddng date %urea of shares Purchase peal Average price per tea (I) Cost bads (S) Price per sear on Sep 30(3) Value on Sep 30 (S) Unrealized Hoick* gain or loss (S) period Sep 17, 12 7.000 35.151 246.06 42.350 296.45 50.39 LT Oct 24, 12 3.000 32.523 97.57 42.350 127.05 29.48 LT Oct 25, 12 5.000 32.522 162.61 42.350 211.75 49.14 LT Oct 26. 12 3.000 32.776 98.33 42.350 127.05 28.72 LT Oct 31. 12 1.000 32.770 32.77 42.350 42.35 9.58 LT Nov 1,12 2.000 33360 66.72 42.350 84.70 17.98 LT Nov 1, 12 1.000 33.520 33.52 42.350 42.35 &83 LT Nov 14 12 1.000 33.530 33.53 42.350 42.35 E1.82 LT Nov2, 12 1.000 33.550 33.55 42.350 42.35 8.80 LT Nov 5,12 1.000 33.190 33.19 42.350 42.35 9.16 LT Nov6, 12 3.000 33886 101.66 42.350 127.05 2539 LT Nov7,12 2.000 34.025 68.05 42.350 84.70 16.65 LT Nov7,12 1.000 33.910 33.91 42.350 42.35 &44 LT Nov 8, 12 4.000 34.032 136.13 42.350 169.40 33.27 LT Nov8, 12 1.000 33260 33.86 42.350 42.35 &49 LT Nov28, 12 4.000 34312 137.25 42.350 169.40 32.15 LT Nov 28, 12 3.000 34.410 103.23 42.350 127.05 23.82 LT Nov29, 12 15.000 34.583 518.75 42.350 635.25 116.50 LT Nov29.12 3.000 34.493 103.48 42.350 127.05 23.57 LT ran 23.13 1,087.000 36.805 40,00801 42.350 46,034.45 6,026.44 LT Apr 22, 13 502.000 35.691 17,917.23 42.350 21259.70 3,342.47 LT 1,798.000 36246 65,171.15 76,145.30 10,974.15 Totd 31367,972.07 41,632,802.19 $264,890.12 Total estimated annual income: 545,519 Your total assets Percentage of Cost eimated Unrealized value on Set, 30 (5) YOur account basis (S) annual income (S) (inor loss (5) Cash Cash and money balances 5,161.53 0.32% 5,16453 Equities Common stock 14632,802.19 99.68% 1367,972.07 45,S19.00 264,830.12 Total $1,637,970.72 100.00% $1,373,140.60 $45,519.00 $264,830.12 CNP70009006562604 NP7000293800 00002 0914133057%04 2356855011904y Gtkoocapsit220 of 100 CONFIDENTIAL EFTA_00131232 EFTA01273439 *ITS UBS Strategic Advisor September 2014 Account activity this month Account name: GHISLA1NE MAXWELL Friendly account mime: Ind r Account number. Your Finandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Oak Activity Description Amami (S) Dividend and intewstincome Taxable dividends Sep 3 Cividend UNITED PARCEL SERVICE INC CL 8 PAID ON 1061 71087 Sep 9 Cividend JOHNSON & JOHNSON COM PAC) ON 1066 746.20 Sep 15 Cividend Sep 16 Cividend MCDONALDS CORP PAD ON 1018 824.58 Sep 17 Cividend ANALOG DEVICES INC PAID ON Sep 22 Cividend BLACKROCK INC PAID ON Sep 29 Cividend PEPSICO INC PAD ON 1154 755.87 Sep 29 Cwidend TRAVELERS COS INC THE PAID ON Total taxable dividends Total dividend and interest income NEXTE RA ENERGY INC COM PAID ON 1162 842.45 1751 647.87 372 717.96 1152 633.60 Other funds debited Money balance activities Ogle Mtn.Iy Ciesraption Sep 4 Transfer TO 23575 0100 Total other funds debited 471087 $527940 85,137980 AITIOLOt (S) -710.87 Date Activity Aug 29 Balance forward $0.00 Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 710.87 Sep 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0904114 -710.87 Sep 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 746.20 Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 842.45 Sep I? Deposit U8S BANK USA DEPOSIT ACCOUNT 824.58 Sep 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 647.87 Sep 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96 Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,389.47 Sep 30 Closing UBS Bank USA Deposit Account $5,168.53 The UBS Bank USA Ceperat Account is your plenary sweep roan Descrpbco AMOunt IS) SONY GM 00020613 0070003005552605 NP700021,3B00 00002 0914 030575004'023568550110000 Pegs 21 of 100 CONFIDENTIAL EFIA_00131233 EFTA01273440 *UBS Yournotes clemanme xmaziewoonr End elstaternentbaccoun CONFIDENTIAL . c,,,, 0,,,,.., a . EFT,00B12,1 EFTA01273441 Important information about your statement 1185 Farr., Wain Inc (8w rim rein Firwrocial Seritan). IS a member of al pciarmal security. arormety aid gams ermages asst ince' *aces and MBank USA ay Sired subtilizedof 185 AG and Orman of ulltS Sermitis U.0 ReefersMaur sweet it mate won fewest the henis executed of re a U3S Ryan* WV WS In 1200 Haber Bohan Menne en NI 07086 this rune* reprewes me coly Oral rend of socUBS Fmanaal Senses account Other non. rapt Oraltor documents. forming contang data should not be toed upon if you been there 6 an act 0•16001. Oro ntoct n sernsliacely n wrings thelarch Mmapir of the Orosifting you amount Athccgh al f9.0s nem are intended a be ;CAMP. ST airaint daa Todd rot be used for tat parposes Fee* sonny on ye rend la Iona Ge.. Focal 1099. 5498. 10415. on) nen pepsin )our to num leaf rye isfearied by In to repots to the RS al tamb le Ones& nepnale non Web* dvdens and lane man tamed en sec:antes Mansur account net proceeds on sale tranuctrms, aid cost bassoon coin wren %flaw; Cematmiallont with the Firm • Nose ixv.416.m ayr oral VermAlCator6 fa Aritir9t0 further mead your narts actors yes rotes one the karma Wan Protecnon Act (SPA) • el ihe Own* instrniOn on the top Sell of the Irene of thrs Ian* is not be:KRUM:W544Na.. MS Femoral Sennacanes yar afar* asdewing broke by asaidemenl with the DMA* matron ne Intoned you of *s franklo Mm you rein **intone In this fate pm hods and Wok es re looted a 185 karma Sawn aid not the rtroclum9 berms ad you must mans a rpm of sly mot or °mann to teeth in All amount sowers shall be deemed complete and acar ate 8 net objected to n wars wean 60 drts • Please direct curare( emplanes* ikon to Ow (this Client Reran, Otinernelt X 201-3521699 or tont* a 1930-34-9,03. 8 00AM too CO PM ET Mcoday %nap Mdse. a In Manger uBSilinasal Sena. VIC. Clint Relation, Dopatervnt PO Box 766 Unon City NI 07037 • to cast of enwsa CrorCIOnS abrut al noon< arms transfer (t11 bid panne ce lls Vnat &Oh cad trassarmook call 806762.1000 or nice to lAS Frlanf Services lie, 1000 Harbor Ead PM Iba. Wekhzolum. N) O7086. Aso fin/9m sermon Cat feyness corm as sunart d youth a yro Stave nitor refer 6 worg only(*) need more irennatico Mold atranfer co the sow** or react The Fon cern Muir OS cup lone) mug hear ern psi erg Lac 014/11 60 Was alter the film Sett you the fist sown* on Mush tie race or problem 49w* - Santa sow nine ad acre* weber 0 rod - Describe the MO. Or the ranter you ay trent arr. rifleman as deity A youon shy you Wed 4 is al err or ray sou need two nIcrtnxion - Prone the dollar nuns W the sweated wa The FimorCrd tssuer wit navigate you Onplant ad Mari cortect any nor ineptly Slone rote al checks paytto to the krnor the Inn* Airmen ndaltd on ex front ol this Mane* h oat cm to cedar noon feet nOrta may be Marl to mammon fees charge:Ice tae payee* for socurte purchan and Oren for u-pad nults n era armsnes Accounts ma are rranicral 10 craw ostaatons mar be nisei to a unler tee UN Sweep Options U85 Offen Optall for sweeps? ace barns. barns to bat &posts se Meat USA and utS AG Sumba tone. (Bork Sweep hosing none/ market Mita fonds Nan Cods) arid the banana Drat Minot C0Alfor warners wan ai menaional kesoace Management Awant llucv9h iht Bat Swell, FrOilanif. rah barmoes re swept a 1.65 Oat USA up a al marled law and trot to 165 AG Seward Bran, a a *ray hard Deposes at LOS Bak USA are WC visored n accordance with FlYr... ruin For mat itemaion pane nut mew Idic got Deposes a 16:5 AG arra:I Bunch aid thares et h on finds we visited by the (DC. Through the OA evadable to art, Warns are seen to depose: accounts a 185 AG Newark Brans aid IIBSIG Caplan Branch fine deposits ire ria nwed by the FDIC Ilalences MU a me MS AG Crown Burch re termowily moos* TO TN. SOwarrin rid of theCanal maids and there is ro wine fr other °barb, of 16546 as May thebins wham the u15 Cants &arms boas Deposes al URS Bale USA rd eachUE:5 AG Brach nes own* by SIC Money fund hats ere protected by WC See '18S faster Wynn Amount Frotenion" below. Onto fair rfra./02, baarkes b tie Salt Sweep Programs or DA may be witectarm ad net of a Mom WM maybe hourclaym red thepared: returned to rue/yaw waitron attain Furth& mIconagn tout horn sheep opera. enAng avert merest uses and sleds. 6 aatebe wan sincerrlsweepyins Iron your irenfa l brtvirror a by fag 806762-1000 Rilanciol Swiss mots protraction The Finn 9 a rreirbet of the avulses Many Protection Coporaca PACT non pre teas monks norm of es none* to to 1500000 lording 1250.000 for dams tor on The SK ear ;mesa, tows apithr lo all mann s tha su hod n a polka" ban* The fret together moth own II elates. ha also puxhaw.1 uppsomcnea: rosearon rmernacinum anoint payable to all eigta dent. conteolf under this protecion 6 5500 maw as of Dioirretrer tO. 2013 Wins to the poky arditioro and antrum ens at the eon funhEr protected for up II 9 milko n the aw- egae to all your accosnis hell re a patina friary A full moy of CO poky **dog 6 NaLibleupon rVaaat The SIC protection ad the supplemental ;roam both do not SPIY to • C eon Maar tens controlled *On Inufed n ram moon van) but held way from uill$Finalizial Wen Ce final (*Cat LIBS Bark (e)cath actU35 AG Stamford btand1 mutate roans. *king noble true es ad tan Thins of mutual kart th e term re mg tiered *vary di. flan. Oi the annul hone on thebooks and morn of die oatcake On or timer agar*), • Cenan rnersznom contrary or norm% irtarry6 Co 9. Imbed parowshms and prvaeplawents) than are not ogled* corm the Moines Ar of 1933. and • Cormadhes armors Co 9 . Mop tad ar90 and pr.:kWmetal unarm/. ended tunes owns eV omfroMY Whel *Warm The SLY protection ad to omplommen protectors do not apay to these assets men if they *hawse assaymar swenton The WC protean and the 'apnoea proacton do rot groin thins Mande, n the matt van of in anementslathether as a nun ci Mani morrent. ran brawn or thimmhe) More M mmons aria le nets request You may Obtan amore mammon about WC. eduOrid the OK BrOftwe by comnrg Sec at 20297143300r by mite*** Mk webmt areaway= cet? Crmikni pkweemmtProgram OFIP) the yen refined der adage Mae you mar oran the actual pyze from your Tiro** Adroor Only risk awes are preased tale.' OAP. partialshays moil to son and me fah wit be Orman n str armours therm:Send renwswert pro tippled by the issuer may defer non the Matt Fria it Mich thepaha tors re sold fasteblisu Only Whole unit may be held in sus accomt I you are mend to 'pahmint as a remit of ark/Wind F.:frail or otherwise, tie Firm wit ether get partialness make peke or afar an avow dreemred by a registered retry then. ant cede on account lansinsted *bleak* the MeV:Mena Wraith ard Mt Profile are speck to eras aCCCvnl aid nay vary bestir. Freare not the Ion prompt, n wrung of any tarkant Manpe in your franca stuatar er none* Orrin" for eada amours hell you choose one of the a loving retsina* Wanks • Preducie Cu met. xon* herrytments stekina the rural kin of ikome only • draw Cadardparsmon tweenantmeding grovh 0 prof pal ratty than:rya ginalatOn 01 MT? • ImarceCOrneeinon of Income soclCh74.4APPeolem in.astnwitt seeing both ono derwrion of Mono ad gown a PrnaPal OversInek profiles • Concern Seeks to nomad Of ia planet wits low risk ad rota lity to the account omit even d ma mewls the =countriesnot generate Ostrom 'IKON* Of ratans ad evincekeep par with inl LOCO • Ailoorerav %WIN to =opt some rrh to Packsal and tolerate sorra wiz lity ao seals hither retain • A.99rnae Wring to meet hgh nsk to vrtopal ad hgh many to meth."' rams ow erne katenterhouselseling* We rnanonsoldate al rand afoul, Stan** with the sane mums re the trimming. ACootortsrnay De mantel Ice this prose boon they On owner oho afn naive* pont mount riltionshrm rah stun dents at the sane address the pence 6 known as •householdnd • I you seder to man indirdual none*, nun n spray CONFIDENTIAL roebuck —sou may define Iscuseholls6 by ding your From.* Advisor Friona, ICOUnt nest. **hien* aurora none:v(1ns Ofamnia that so morel on Se Frms wine Parses webs.. It 6a custoinizable *costume chose, by you a anr you meth year reardtemig n ha no kga effect on sur noun You Can Mak:jar/Le kerma/ axes* names. *Youth Orme Senses of bye:moon; in instal knot Mount overview • Vane of pat attounstpwricho NW OS assets and liadlnp • Asia Incbtki sealkle call Whines wind lot massy ne wan* ) rid Global lane Dermas unrealized market and anal antsnet held byte Fen Does not mckdeunprackd sendtelassets a the en1 the and wren toter** peon a severe peons awned sloth colons and eocCit.lb stor °peons • banes Wades Ott barna. commend mris loan. atrm Int shed accoum barns • CasArrnonori bi.vcra Toes of inancesiod call bianon. Mrs 16$ Bat USA Open Innen U95 AG Started Branch demist balances and male, matte mutual Its* sweep Wines a the dose of the Stal(Yraiet prod Nen.ommod Ey An ormit bans h ant art not theses segreded from other batons a* re Emma use any 0 ds n ihe ordiwy course of as twins These fon at pa/tibiaJ.9,n atur demand Dv tolal 6 incloard in no wore wad dosig value lending irderrentirs Fa detain olcnnawn on the rn's Senn)palips and diciocuret Mato toes Clem Rcraliavto Adman* or ACCOult Arraml rod the General Tres ad Crichton; URS Stamen of Cade knees heatable n Agateefeth aid 0rklevires a 32:0:egh Your asses YO-r statement *emus seethes another assesheld n the aCWint a the end of est statement perkd You may rift for deirey of Julypad mantes ar ay term You may nen seamen used a bet collate* ater pared an b im ran we on them Nay trarrtiened a the dreg die summers period ate lined a sweet when* the erd of the statement pried • Cost bait n derrohng the on basis a the seastes induded n this stawnent SW'? named %Whit* number U9Shruncial Sereceshas read on inhumation Obened from sources *ha than 165 f Mosul Sevres. ordng narration Iran amen km 01 that you may Me prorylvl lo your firianCOI ArIvar The Firm Cots not iwitiorndeniar mayor guarantee the nay a vary of my Woman provided by sources °tartan Minna Senna it addrien ShoodhLOS Normal Wren genes* updates Os dormant as t 6 record the rem does not monk my aormas ea she *Irma* neer 'Cost bare and "Unrolited gaidass" is sera* a of tan dee of this IMMO As such. please do not rely co this Marnaion to rnakecurdlase a Me Oozes. far tar purposes a swam Arcunn *zany* to the fern may reflect girl loss nformaith only for the pern of time they ay held a the Pim Morehinonol olorrnation cm be added by fats Einar.* AcIASOr • Unmarred gains/ban inhee dla a enable formed tan cal Tel soli:an asfat an err SONY GM 00020615 EFTA 001±1235 EFTA01273442 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal lots maya ma, not aka ccmnksafts, drages ads stamyreorgencatia tens De/and al odes remnant lots and notornalk plat ae kit are oath ombned toaster ourattrased lhe • trade dz.' calm piesents the «Naar balsam bakdare • CANN searisies Bonds and parted sod that the tsulrcalb for ealy wileriphon nil beselected emalialir by lot tom "mg al sauna of that issa held in oul name a re dame n atte ler Our dents Calfears Maul tre is Manedfrom tea pates aid as xara-f rs not guranted OT« call I eatas may eat meal acid aria Mkt ~ate mama en ind bey/aided upcn alfel • ~as of deposit KIN) CDs die MC mad ups, $293,0:0 n alistial ad aqua tarot us Monitor and p. cluarlay nslitslicso h atardarea with SDK alas • niaivalue Pnces &bibs/ fa whines ad other produces mar be high', a byte thal t e ase TM you mute asually ream in the make Pres are °Maned from mews Sid payscam eta. webeletytlote rabble but we do not gamma ea away - We gorieraly um To doingma whim *rabble cr lM mean or Pe b4 aid ask aces fa laced %area and *pesos or on kid peas or OTC stoats - Las avast trad sauna maybe gad tung a 'mbar. motel a Tams Wen nit* we ootaiied aid may nol reeled an ada maaa pasror tan - C Oman poslions may £pea /Mart a put and mil show z 'price was not addable' if we re wale to Obtain a age for a stony - Deposes a Names damns& n agtedes oat ihmUS Cahn as reelected a the odhlnao 'Se ds of the Panne data - For cam sorties adog non-wit:4min deramnattni. ace and quaky (Nee vale) may Lae bom Nosed» looleraler trope.' volszun To obtain dam estrizals arm wattle mesas yo.t Foams,' edema • Mena Ininestmfms and settrautiml protivaa lima amass auras Cnalang Orel pa irpaion prawn aid real estate rasa it DWI SECUTRAISYKI Slruclued praluaS faraway hghly laud (etav matted prams Ma me Dom reggaet wt. the Waifs and enicrldt Cannissisn a underand Stare Seaga" ad We photo eamaed tam la Sainte natmera sambas arid strata profits, ear atomal malputioan only Aciaracyd rot guff an~ - lhlRArvaUt5 nytin« stbsurnally from pas n try a there agora mestmen secure), a structured mac nuybe tour a sad aid do not normally represent the ma you may raser upon 'galloon - bad pay esimaes of via an as 01 a ran das aid a ~lied lo LISS friawd boars °flared/Ur bald by an napendent vallian ban ,suer, Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general pains ex ardor and may be °babied based en defiant itormation from Tat used by tend pates to dare Thor estinad yam - au ca ablate addada itarnaun regang the rrehadolcgy used to determine the amnia of vase rid the dace of the Monnamn thi ls the base far Tr Marta by aniashg your Woad Shaer - lad parry eilanared vibe; may be reflected as 'Not p1Ø' n metal Maas ten an 'otlepenant valuation Ism PAS not Applied c< d unaVe to assign a value Mena beans axe amanitas/ tart ha warredthat Illy ti la ereausly reposed vale Ø dotal& a ~date acid be highly meditate duo to To rums> of the many - Mhen neither an Eva gmal paw a sponsor ectinats1 vale not a ih rdpany es inlad aues is braided. the vareol Te awry al Dada's's* tan no Naha pia - 'Carbutions to die' no/ inch* nnrn of cal swam a both • 00342J ISY sies' raearntsTe diRAIOII(Ung pole raw mix a-.5 may not rdlea yder cos bark • Itissolaed Marestis Reacted saunas ;mealy as not amoteyagble fa park sal IRS Maid Seats uses the maw precool tie esinesuittod s1Ø of the 'ant Muir a as Mauled sake for the rearesed sea Pr purposes of Thisswercerdosy To the total tul reacted sodales are algae lot sale Me afar teemed may be anuntialy less Than the inpart vila ~WI • In. Nainitted) Meant. conmatyitilds and rapt An estirum of alma nano is based on anent deten aid Man ram awing at isarities MI be bid for one year from maternal date a ease mituney This estimate is my a gudidne accuracy aid antmed Mae se not garaseed - EstMated anus mom aid daunt all la airlan Ciao, session muld akae amen of schegia or caul ganS n Midi Ca the Mt .care (MO dotal saki) would be mania - Serrated anus tarne aid euteni Mal aid the aqua Moire and yield night be loweror hgher than the alma moans - An es indoor rinnalged mama <diadem/ andor forest) dialed by the camera mac vabarerae bald-teamed Co tre last Mafia or clam parent made by the ma and manes the sera ardour's war to Nelda one yes ban the statement dale or ata ~say Aosala calmed aid ae not guaarReed • Aetna< held Isif UK financial Service Corun Mae all not hell byte Um ad not widin Ae Fornys cassaba, or antra rhea assets re dopladd an yam Vantlited for inloierwronal pupasoaf Roams ad also bearded re acisad byte Moog fan UCS ~ea boas t not Trouble Sod this dloanaiin al does net gannet as ataxy these ads tenet prowled by Salg or tre arms suppliant', SaC away • Revenue Temg and addkbnalcompeasation. ullnittont en saki aid 12bt fees r ream with the data:ohm of instal • !Jab.* aid a Our aiiae Nara ahe ur_ian3 ratans from wubuters and« son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 the mount el satsby LOS 01 a parrødt nasal had fairy to oar:ans rod Id the aim vareol a primly mesa' lund lank% twos Nila IN Inn - We and ocr allare as recta remand aid ormtosproasung lets n corsaimon for tails agent SOROS that we proalt to the arum funds 'Wawa; ~gab ao pad Iran Manor Zinn in the re vyl lad sid se a tad dolly amtsl basal on Me runt. of ~Is at the erotic-dealer holdingmutual lads el Tat had Isnik - in Øl ion to commard Waked rt cornedion wen the sabot' distrbuttin of antay combats rd Inis imestaire tea units to cur deans we aroma altdiale hate rasa Siang COrMenallarl from mania be roans> cabanas mammy tie asenty arrow's Orbits ol The nntanof corroalffs aØ506 a Teat ~en trusts we Waist - Ott enlists also re:el/eluding commescosalif otte ~Won funs melwc nab, aid nurnoos ORTAlin Riau? pronxts %only:bolo - We recta al anus tee earn LCS 8a* USA ad USS AU Stanford Birch el up to RS pet aount sweeprig to tie banks ad« the tines* Sweep Programs ~Nei Morns:an tegltog corraisMam ordnets Arse tossed annechon eel the ereodio safes escbions opben lramactans has been ncLifled oftilinmetons premix* I...tidied to you. aid Ail he stoiiided to you tummy on awed Short selling If you re engaged in tort sehg a 'cavity ycu may mora chase Cie to renal barowing am Seta paloila 'softy Open sedan Regaling (*Mt( '9000tilaSOMIOS• orders that are not erected by the Staerneni date Open buy ad fell stop ceders at eased by the amain' of Medea, ar rgens ea • eediaindsor tenches dale unless ran/Oa Maria by you YOu s e resarrablelor orders thal at ~Wed Cue CO pm Nitre so canal exittg open orders Tax withirlditg en fatirbeitions born UK financial Services IRAs Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ income tai from yur usable IRA diasbul Urn, tul you my clear not Iona., ramout ♦helsehor. osteal, you nay elect to haw lac ~Mc I a arne or n a Ised anoint as you Mega Yea Soon al Nolan nellectuntAresolred by you You myna. Rail *Malkin a a-g Ono by morag a now oaten If you do ml ha crotch nametar atrial ban 'Our dartulinit sou maybe Nicola* Ica the cayman of maenad tat You may nar pea Ma d To marts wawa] and r' estirard la« parents aerot MuS m ydel lac oblignim Privacy To Ø4n a copy of us Gnat Caws Pura Nsioy please contact you Ental maser or rifa ow ?Anne at rm..,fas onnen4rf eof 1.13S fin axial avian is not a bark The RIVA. &mum Stiuge ACCOS4 BSA ad MN as bra age aortas Ma secede axes to bang ~5 aid prodias tØ anagrams with alad bats and °tad TM partybalks and partes mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" convenes teem", nviatce agency astisefa es or utS Fnandid Seences et InAs~t. mace. and annuls brodas NM HNC basted • No bat* 9AM~ May loft vain NM ?ascot. Ma,agorwm aomuit Business bans Acaum SSA ifMA and ncemabonal bears ~arum CONFIDENTIAL daunt as regislead servoe mats of LISS Freandal Serval tic Pm Square is a repaired sacra mark of Visa larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd debit eat ire issued by U13$ Bare USA Mee bonenton from Yea U S A Tarparad FulanCial StrviOeSinC Rev 201407 SDNY_GM_00020616 EFTA 00131236 EFTA01273443 *UBS UBS Financial Services 299 Park Avenue 25th Floor New York 1W 10171.0002 CNV70057479871014 0 Account name: GHISLAINE MAXWELL Friendly account name: Indio Account number. Your financial AdvisorSCOTT STACKMANLYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the RMA ReSourCeLine at 800-RMA-1000, account 029023568 UBS Strategic Advisor October 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW Yard( NY 10065.7007 Value of your account on September 30 (3) on October 31(S) Your assets 1,637,97a 72 I ,687,906.48 VisItour websIte: Your liabilities aoo o.00 www.ubstomilinancialservices Value of your account 11,637,970.72 31,687,906.48 Tracking the value of your account S the Lr,311CS ',338 3 • 1,687.9 • Sep 2014 COI 2014 Sources of your account growth during 2014 Value of your account at yer end 2013 Net deposits and Wthdracrais Your nws0ment return Diwlend and interest income Change in market value Value of your account on Oct 31.2014 $1,697.906.48 40.00 31,519,460 39 433.224 53 4135221 SG SDNY GM 00020617 Member SIPC CNP70003005747907 NP7000103796 C0032 1014 030575004 Y123568550000= Page 9 of 98 CONFIDENTIAL EFTA_00 131237 EFTA01273444 *UBS UBS Strategic Advisor October 2014 Your account balance sheet Summary of your assets Value on October 31 (1) Percentage of your account A Cash and money balances 5,221.74 031% B Cash alternatives ace 000% C Equities 1,682,684.74 99 69% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F C orrmodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $1,687,906.48 $1,687,906.48 100.00% Account name: Friendly account name: Account number: Your current asset allocation Eye on the markets Index Percentage change October 2014 Year to date S&P 500 2.44% 1099% Russell 3000 2.75% 9.90% MSC I - Europe, Australia & Far East -1.45% -2.42% Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12% Your Bimodal Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. kJEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% CNPA:00005747988NP70C0183196 00032 1014 030579004 Y1235685500NMYGM00020t88 10 of 98 CONFIDENTIAL EFTA_00131238 EFTA01273445 SUBS UBS Strategic Advisor October 2014 Change in the value of your account October 2014 (3) Year to date IS) Opening account value $1,637,970.72 $0.00 Deposits, including investments transferred in 0.00 1,994,881.82 Withdrawals and fees, including investments transferred cut -2,064.29 -475,421.43 Dividend and interest income 2,117.50 33,224.53 Change in market value 49,882.55 135,221.56 Closing account value $1,687,906.48 $1,687,906.48 Account name: CHISLAINE MAXWELL Friendly account name Account number. Dividend and interest income earned For papaws of ins statement, ta.ab ay of interest .,no canden0 income has been determined fran a US tax repotting perspective, eaed upon the residence of the account kidder, account type, or product twit, some interest ardor dvidend payments may not be subject to United States (UA ardor Puerto Rico (PR) Income tares. The (lent monthky statement is not intended to be used and Carina Lae Need upOn for *as purposes. Clients should refer to the amlictle tar reporting forms they recent. Iran 185 annualy, such as the forms 1099 and the Forts 480, for tax rePollin intormabon is the make Of U85 to Ilk the aSchcatle tea reporting forms with the US intend Revenue Senate and PR TreaSury DeParantlrtt and in such forms accurately ossify city:knee Bract Interest as tar eeenot or tacabk income. Plea.e consult your includual tax prepare( October 2014 (5) Year to date (I) Taxable dividends 7,117 36 33,219 88 Taxable interest 0.14 4.65 Total current year $2,117.50 $33,224.53 Total dividend & interest $2,117.50 $33,224.53 Summary of gains and losses Values reported telcw exclude products for which gam and losses are not classified Realized gains and losses Unrealized October 2014 (3) Year to date (1) gains and novas (3) Short term 0.00 -7,125.69 -3,922.69 Long term 0.00 57,725.77 318,635.36 Total $0.00 $50,600.08 $314,712.67 Your II nandal Advisor: SCOTT STACKMANLYLE CASRIEL Cash activity summary See Account activity the month for dela Is. Balances in your Sweep Options are induded in the eyeing and closing Mantes value. FDIC insurance applies only to deposits a u8S Bank USA, rot to deposits at LrEts AG. starrioict Branch or bank deposits placed through the UBS Intonation* Deposit Account program 9PC protection applies to main market sweep fund holdings but rot bare deposits. Saa important innarmarion about your statement on the last tvo Cars Ci this document for coals 2014 (3) Year to date (1) Opening balances Additions Deposits and other funds credited $5,168.53 0.00 $0.00 48,841 01 Divdend and interest income 2,117.50 33,224.53 Proceeds from investment transactions 0.00 398,577.63 Total additions Subtractions Professional management fees and related services 52,117.50 -2,C64 29 5480,643.17 -5,04339 Other funds debrted 000 -470,378.04 Total subtractions -$2,084.29 -$475,421.43 Net cash flow Closing balances $53.21 $5,221.74 $5,221.74 $5,221.74 SDNY GM 00020619 CelP7C007005747939NP70031E0796 000O2 1014 030575004 )1123568550000000 Page 11 of se CONFIDENTIAL EFTA_00131239 EFTA01273446 UBS UBS Strategic Advisor October 2014 UBS Bank USA Deposit Account APY Interestpet-to/Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0 .00 Closing UBS Bank USA Deposit balance Oct 6 $6,588.35 Number of days in interest period 29 Average daily balance $3,224.69 Interest earned $0 .14 Annual percentage yield earned 0.05% Account name: Your linundel Advisor. Friendly account name: SCOTT STAaMAIILYLE CASRIEL Account number: Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive investment elle ibility consdera non None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out. CNP7C0M05747990 NP70C0I88796 C0032 1014030579304 Y12356455003regfitifGM00026,” 12 of 98 CONFIDENTIAL EFTA 00131240 EFTA01273447 UBS Strategic Advisor T October 2014 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Some pnces, income and (orient vaues Shorrn may be EppiOximble. AS a teat galas dnolosses May nOl be accuralely reflecled. Set Apaeant intostaaeon Stour your gatemen, a the end of the documeM for more information. Cash Cash and money balances Cash and money balances mai include avalaole cash balances, UBS Bant USA depout account balances, UBS AG Startord Branch ctpout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MC vAlten appleSok limits, but are not protected by 9PC utliS AG Stanford Branchdeposit scouts baantes are not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by 9PC but are not insured by the FDIC. See the Important information about your statement * the end of this docwnent for details about those blames. Hddng UBS BANK USA CEP ACCT 5,16853 Openng balance Cloung btlaxe Pnce per that Average on On I (1) on Od 31 (1) on Oct 31 (1) rate Duldenct Interest period Your Pi amide! Advisor: SCOTT STACK MANILYLE CASRIEL Days in period Cap /mourn (S) Equities Common stock Hddng Trade date Mother of shares Purchase pricer Average price en« per share Value on Uneettized Hddng per share (S) Cost basis (S) on Oct 31 (S) Oct 31 (1) gain or loss (1) period ANALOG DEVICES QC Symbol: ADI Exchange: OTC EAI: $2,591 Current yield' 2.98% Nov 16, 11 13.000 37 316 485 12 49.620 645 06 159.94 LT Nov 17, 11 13.000 35 393 460. 12 49.620 645.06 184.94 LT Nov 18, 11 35.000 35.502 1242 58 49.620 1,736 70 494.12 LT Nov21, 11 18.003 34 371 618 68 49.620 893 16 274.48 LT Nov 22, 11 15.000 33338 500.07 49.620 744.30 244.23 LT Nov23, 11 22.003 32.655 718.43 49.620 1,091 64 373.21 LT Nov25, 11 7.000 32.460 227.22 49.620 347.34 120.12 LT Nov28, 11 30.003 32.951 988.55 49.620 1.488.60 500.05 LT Nov29, II 18.003 33.472 602.51 49.620 893 16 290.65 LT Nov29, 11 5.000 33.622 168.11 49.620 248.10 79.99 LT Apr 24,12 30.000 37 567 1,127.01 49.620 1483 60 361.59 LT continued neat page SONY GM 00020621 CHP7C003305747931 NP70031£8796 001102 1014 030575004 Y123568550000000 Page 13 of 9.8 5,221.74 250.000 00 CONFIDENTIAL EFTA 0013I241 EFTA01273448 SUBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Kandla Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Muter of shares Purchase price Average price per than (I) Price per share Cost bask (1) on Oct 31 (1) vase on Oct 31 (5) MuteIzed gain or loss (I) Hddng period Jan 23,13 1,056.000 43209 45,62881 49.620 52398.72 6,769.91 LT Apr 22, 13 489.000 42.447 20,756 68 49.620 24264.18 3407.50 LT Security total 1,751.000 41.990 73,523.89 86,88442 13360.73 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 42,442 Current yield: 2.35% Aug 4, 11 146.000 42.440 6,196 31 81.780 11,93988 5,743.57 LT Aug 12, 11 4.000 47.050 164.20 81.780 327.12 162.92 LT Jan 23,13 767.000 52.441 40,222.30 81.780 62,725.26 22,502.96 LT Apr 22, 13 355.000 57.001 20,235 48 81.780 29,031.90 8,7%42 LT Security total 1,272.000 52.530 66.81829 104,024.16 37205.87 BAXTER INTL INC Symbol. BAX Exchange NYSE (Al: 13,236 Current yield: 2.97% Jun 20, 12 30.003 51.594 1,547.84 70.140 2,104.20 556.36 LT Jun 20.12 17.000 51.522 875.89 70.140 1,192.38 316.49 LT Jim 21, 12 29.000 52.077 1,510.25 70.140 2,034.06 523.81 LT Jura 21.12 7.000 51.500 360.50 70.140 490.98 130.48 LT Jun21.12 5.000 52.216 261.08 70.140 350.70 89.62 LT Jun 22,12 61.000 51.890 3,165.29 70.140 4,278.54 1,113.25 LT Jan 23,13 768.000 66.658 51,193.80 70.140 53,867.52 2,673.72 LT Apr 22, 13 355.000 69.318 24,60800 70.140 24,899.70 291.70 LT Sep 19. 13 74.000 72,165 5,340.28 70.140 5,190.36 -149.92 LT Sep 19. 13 6.000 71.875 431 25 70.140 420.84 -10.41 LT Sep 19. 13 3.000 71.880 215.64 70.140 210.42 -5.22 LT Sep 20, 13 47.000 71.987 338341 70.140 3,296.58 43613 LT Oct 3, 13 154.000 64.600 9,948.49 70.140 10,801.56 853.07 LT Security total 1,556.003 66.094 102,841.72 109,137.84 6,2%.12 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Ogren( yield: 2.26% Oct 5, 12 7.000 189.932 1,329.53 341.110 2,387.77 1,058.24 LT Oct 5, 12 3.000 187.820 563.46 341.110 1,023.33 459.87 LT Oct 5, 12 2.000 186.670 373.34 341.110 682.22 308.88 LT at S, 12 8.000 188.783 1,510.27 341,110 2,728.88 121841 LT Oct 9,12 15.000 189.186 2,837.79 341.110 5.116.65 2278.% LT continued next page CHP70009305747992 NP70001139796 00002 1014 (130575004 V1235685500306MyGht 0002ke2 14 of 98 CONFIDENTIAL EFTA 00131242 EFTA01273449 UBS Strategic Advisor sUBS October 2014 Account name: GHIStAINE MAXWELL Friendly account name: Account number. Your N sandal Advisor: SCOTT STACKMANLYLE CA5RIEL Your assets Equities . Common stock (continued) Purchase OW Trade taunter Average pdce PMe per share Value On Unredlted Hddng Hddng date of shares per share ($) Cod bads (SI on Oct 31 ($) OC131 ($) gain a lose 11) period 0419,12 2.000 189.010 378.02 341.110 682.22 304.20 LT Oct 10, 12 3.000 187.720 563.16 341.110 1,023.33 460.17 LT Oct 10, 12 2.000 187.670 375.34 341.110 682.22 306.88 LT Oct 10. 12 2.000 187.995 375.99 341.110 682.22 306.23 LT Ian 23.13 224.000 236966 53,080 41 341.110 76,408 64 23,328.23 LT Apr 22, 13 104.000 251.093 26,113.69 341.110 35,475.44 9,361.75 LT Security total 372.000 235218 87,501.00 126,892.92 39391.92 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 13,108 Current yield: 2.76% Jim 19,13 72.000 84.718 6,099.75 101.410 7,301.52 1,201.77 LT Jun 20. 13 121.000 83.141 (0,060ts 101.410 12270.61 2210.46 LT Jim 20, 13 78.000 83.030 6,476.39 101.410 7,909.98 1,433.59 LT Jun 21.13 204.000 82.904 16,912.44 101.410 20,687.64 3,775.20 LT Jim 24.13 III.0O3 81.517 9,048.46 101.410 11,256.51 2,208.05 LT .140 25, 13 73.000 82354 6,011.86 101.410 7,402.93 1391.07 LT Jun 26, 13 69.000 82259 5,675.90 101.410 6,997.29 1,321.39 LT Jun 27, 13 141.000 82.951 11,696.12 101.410 14,298.81 2,602.69 LT Jun27.13 7.000 82.925 580.48 101.410 709.87 129.39 LT Jun 28.13 169.000 82.774 13,98882 101.410 17,138.29 3,149.37 LT Jul I, 13 65.000 82.781 5,380.78 101.410 6,591.65 1,210.87 LT Security total 1,110.000 82221 91,931.25 112,565.10 20,633.85 CDK GLOBAL INC COM Symbol: CDK Exchange: OTC Aug 4,11 48.667 18.086 880.22 33.600 1,635.20 754.98 LT Aug 12, 11 1.333 17.490 23.32 33.600 44.80 21.48 LT Jan 23,13 255.667 22348 5,713.79 33.600 8,590.40 2,876.61 LT Apr 22. 13 118333 24292 2,874.56 33.600 3,976.00 1,101.44 LT Security total 424.000 22387 9,491.89 14,246.40 4,754.51 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 32,172 Current yield 72_15% Aug 4,11 174.000 41.632 7,244.05 66.880 11,637_12 4,393.07 LT Aug 12, 11 4.000 42.450 169.80 66.880 267.52 97.72 LT Jan 23,13 910.000 54.240 49358.63 66.880 60,860.80 11,502.17 LT continued next page SONY GM 00020623 CNP70003005747993NP70C0183796 00002 1014 0305750047123568550000300 Page 1S of 98 CONFIDENTIAL EFTA_00131243 EFTA01273450 *UBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. YourNmencid Advisor: SCOTT STACK MANY LYLE CASIVEL Your assets Equities . Common stock (conbnued) Trade Hefting date Winter of shares Mucha:. peicei Awing' price Price per share per lessee (I) Cost basis (I) on Oct 31 (I) Vdue on Oct 31 (1) Untealized gain or loss (1) Hddng caned Apr 22, 13 420.000 59.788 25.11132 66.880 28,08960 2,978.28 LT Security Iota 1.508.000 54300 81,883 80 100,855.04 18,971.24 GELAL MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,086 Current yield: 3.16% Aug 4,11 191.000 36265 6,926.77 51.960 9,924.36 2,997.59 LT Aug 12, 11 5.000 35.754 17877 51.960 259.80 81.03 LT Jan 23,13 1,001.000 41387 41,428.89 51.960 52,011.96 10,583.07 LT Apr 22, 13 464.000 50 287 23,333 21 51.960 24,109.44 776.23 LT Jun17,13 l48.000 49.739 7,361 45 51.960 7,690.08 328.63 LT Jim 18.13 73.000 49836 3,638 07 51.960 3.793.08 155.01 LT Security total 1,882.000 44 031 82,867 16 97,788 72 14,921.56 JOHNSON & JOHNSON COM Symbol: 'NJ Exchange: NYSE (Al: 12,985 Current yield. 2.60% Aug 4,11 123.000 62377 7,672.38 107.780 1325694 5,584.56 LT Aug 12, 11 3.000 63.730 191.19 107.780 32334 132.15 LT Jan 23.13 642.000 72.736 46,696.71 107.780 69,194.76 22,498.05 LT Apr 22, 13 298.000 84.72I 25,247.10 107.780 32.118 44 6,871.34 LT Security total 1,066.000 74.866 79,807.38 114,893.48 35,086.10 tvCCONALDS CORP Symbol: MCD Exchange: NYSE EAI: 13,461 Current yield:3.63°4 Aug 4,11 95.000 84.969 8,072.06 93.730 8,904.35 832.29 LT Aug 12, 11 3.000 85.910 257.73 93.730 281.19 23.46 LT Nov29, 12 8.000 86.456 691.65 93.730 749.84 5819 LT Jan 23,13 555.000 93.053 51,644.75 93.730 52,020.15 375.40 LT Apr 22, 13 255.000 99318 25326.32 93.730 23,901 IS -1,425.17 LT Sep 19, 13 78.000 97.879 7,634.63 93.730 7,310.94 -323.69 LT Sep 19.13 22.000 97.425 2,143.36 93.730 2,062.06 -81.30 LT Sep 19, 13 2.000 971330 195.66 93.730 187.46 -820 LT Security total 1,018.000 94269 95,966.16 95,417.14 -549.02 NEXTERA EfERGY INC COM Symbol: NEE Exchange: NYSE EAI: 13,370 Current yield: 2.89% Aug 4, II 134.000 52.960 7,096.75 100.220 13,429.48 6,332.73 LT Aug 12, 11 3.000 52.530 157.59 100.220 300.66 143.07 LT continued next page Olf7C003305747934 NP7000189796 00002 1014 030575004 VI 2356855000~yw0002tes 16 of 98 CONFIDENTIAL EFTA_00131244 EFTA01273451 UBS Strategic Advisor UBS October 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT ST ACK1,1144 LY LE CASRIEL Your assets Equities . Common stock (continued) Trade Wiring date taufter of shares Purchase price Average peke per shape (I) Price pet share Con basis (0 on Oct 31 (1) Vdue on Ocl 31 (1) Urrealzed HolcIng on or loss (1) Period Jan 23,13 700.000 71.610 50,127.21 100.220 70,154.00 20,026.79 LT Apr 22, 13 325.000 79.757 25,921.06 100.220 32,571 50 6,650.44 LT Security total 1,162.000 7 I 689 83,302 61 1)6,455.64 33,153.03 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 52,791 Current yield: 3.24°4 Feb 11 14 148.000 92.171 13,641.35 88930 13,161.64 -479.71 ST Feb 11 14 117.000 92203 10,787.77 88930 10,404.81 -382.96 ST Feb 12, 14 32.000 92215 2,950.91 88.930 2,845.76 -105.15 ST Feb 12, 14 7.000 92.065 644.46 88.930 622.51 -21.95 ST Feb I/ 14 110.000 92.095 10,130.45 88930 9,782.30 -348.15 ST Feb 13. 14 68.000 91911 6,250.00 88.930 6,047.24 -202.76 ST Feb 13, 14 33.000 91.560 3,021.49 133930 2,934.69 -86.80 ST Feb 13, 14 6.000 91.615 549.69 88.930 533.58 •16.11 ST Feb 14, 14 334.000 95.389 31,860.13 88.930 29,702.62 -2,157.51 ST Feb 18, 14 114.000 96.023 10,94672 88.930 10,138.02 -808.70 ST Security total 969.000 93.687 90,782.97 86,173 17 -4,609.80 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 43,023 Current yield: 2.72% Aug 4, 11 115.000 63.979 7357.65 96.170 11,059.55 3,701.90 LT Aug 12, 11 3.000 63.023 189.07 96.170 288.51 99.44 LT May 16, 12 6.000 68.535 411.21 95.170 577.02 165.81 LT Oct 24. 12 1.000 68.690 68.69 95.170 96.17 27.48 LT Oct 25, 12 2.000 68.810 137.62 96.170 192.34 54.72 LT Oct 26. 12 1.000 68890 68.89 96.170 96.17 27.28 LT Oct 31. 12 1.000 69370 69/7 96.170 96.17 26.80 LT Nov 6, 12 1.000 69370 69.37 96.170 96.17 26.80 LT Nov7, 12 1.000 69.150 69.15 96 )70 96.17 27.02 LT Nov8, 12 2.000 69.090 138.18 96.170 192.34 54.16 LT Jan 23,13 699.000 72.166 50,444.31 96170 67222.83 16,778.52 LT Apr 22. 13 322.000 8225) 26,484.85 96.170 30,966.74 4,481.89 LT Security total 1,154.000 74.097 85,508.36 110,980.18 25,471.82 Continued next page SONY GM 00020625 CNP70009005747995 NP70:0193796 C0002 1011 030575004 VI 23568550 000000 Page 17 of 98 CONFIDENTIAL EFTA_00131245 EFTA01273452 SUBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL friendly account name:Ind Account number. Your llounciel Advisor: SCOTT STACK MANLYLE CASRIEL YOLK assets Equities . Common stock (continued) Trade Hating date Norte of thares Purchase pacer Average price per thaw (3) Cott bait (1) Price per state on 0(131 (5) Value** Ocl 31 (1) time/zed gin or Ion (5) Hold** period PROCTER &GAM8LE CO Symbol: PG £change: NYSE EAI: 12,919 Current yield: 2.95% Aug 4,11 118.000 60.103 7,092 22 87.270 10,297.86 3,205.64 LT Aug 12, 11 3.000 60.896 182.69 87.270 261.81 79.12 LT Jan 23,13 619.000 69.941 43,293.73 87.270 54,020.13 10,726.40 LT Apr 22.13 286.000 81332 23,261.18 87.270 24,959 22 1,698.04 LT Apr 24,13 108.000 77.762 8,398.32 87.270 9,425.16 1,02684 LT Security total 1,134.000 72.512 82228 1 4 98,964.18 16,736.04 TRAVELERS COS NC/THE Symbol: TRY Exchange NYSE EAI: 42534 Current yield: 2.18% Apr 24.12 20.000 63432 1,268.64 100.830 2,016.00 747.36 LT Apr 24,12 4.000 63350 253.40 100.800 403.20 149.80 LT Apr 24,12 1.000 63.560 63.56 100.800 100.80 37.24 LT Apr 25,12 10.000 63.520 635.20 100.800 1.008.00 372.80 LT Apr 25, 12 10.000 63.617 636.17 100.800 1,008.00 371.83 LT Apr 25.12 10.000 63.659 63659 100.830 1,008.00 371.41 LT Apr 25,12 2.000 63.545 127.09 100.800 201.60 74.51 LT Apr25, 12 2.000 63.645 127.29 100.830 201.60 74.31 LT Apr 25,12 2.000 63.745 127.49 100.800 201.60 74.11 LT Apr 26, 12 5.000 63.928 319.64 100.800 504.00 184.36 LT Apr 26.12 2.000 63.920 127.84 100.800 201.60 73.76 LT Apr 26.12 2.000 63.930 127.86 100.800 201.60 73.74 LT Apr 26, 12 1.000 63.720 6172 100.800 100.80 37.08 LT May 1, 12 15.000 64.637 969.56 100.800 1.512.00 542.44 LT May 1, 12 6.000 64.715 388.29 100.800 604.80 216.51 LT May 1, 12 6.000 64.975 389.85 100.800 604.80 214.95 a May 1, 12 2.000 64.850 129.70 100.800 201.60 71,90 LT May 1, 12 1.000 64.820 64.82 100.800 100.80 35.98 LT May 2, 12 7.000 64_374 450.62 100.800 705.60 254.98 LT May 2, 12 4.000 64.410 257.64 100.800 403.20 145.56 LT May2, 12 2.000 64320 128.64 100.900 201.60 72.96 LT May 3. 12 4.000 64960 25984 100.800 403.20 143.36 LT continued next page 06.70003005747936NP7000189796 00002 1014 D30575004 V123568550C096ffitcom000211Me lg of 98 CONFIDENTIAL EFTA_00131246 EFTA01273453 UBS Strategic Advisor UBS October 2014 Your assets . Equities . common stock Iconhnuecil NdcInc neat date Number or shares PIOChaft Ord Average pdce Plitt per share value on lin per share (1) Cott basis (5) on Oct 31 (4) Oc13i (5) gano:Toted Piped, ng od May 3, 12 2.000 64.675 129.35 100.800 201.60 72.25 LT May 3, 12 2.000 64.910 129.82 100.800 201.60 71.78 LT Jan 23,13 629.000 77.560 48,785.62 101800 63,403.20 14,617.58 LT Apr 22.13 290.000 84.719 24,568.68 100.800 29232.00 4.66332 LT May 22, 13 II 1 .003 83.807 9,302.58 100.800 11,188.80 1,88622 LT Security total 1,152.000 78.533 90,469.50 116,121.60 25,652.10 UNITED PARCEL SERVICE NC Cl B Symbol: UPS Exchange NYSE (Al: 42,843 Current yield: 2.55% Sep 19, 13 82.000 91.779 7,525.90 104.910 8,602.62 1,076.72 LT Sep 19, 13 19.000 91.625 1,740.88 104.910 1,993.29 252.41 LT Sep 20.13 107.000 91.805 9,823.18 104.910 11225.37 1,402.19 LT Sep 20, 13 26.000 91.835 2,387.71 104.910 2,727.66 339.95 LT Sep 23,13 93.000 91.049 8,467.59 104.910 9,756.63 1,289.04 LT Sep 24, 13 93.000 91.612 8,520.00 104.910 9,756.63 1,23663 LT Sep 24, 13 41.000 91.663 3,75820 104.910 4,301.31 543.11 LT Sep 25, 13 62.000 91.138 5,650.56 104.910 6,504.42 853.86 LT Sep 25, 13 11.000 91.090 1,001.99 104.910 1,154.01 152.02 LT Sep 26, 13 64.000 91.489 5,855.30 104.910 6,714.24 858.94 LT Sep 27, 13 54.000 91.117 4,920.33 104.910 5,665.14 744.81 LT Sep 30, 13 46.000 91.475 4,207.86 104.910 4,825.86 618.00 LT Oct 1, 13 46.000 91.668 4,216.73 104.910 4,825.86 609.13 LT Oct 1, 13 6.000 91.650 549.90 104.910 629.46 79.56 LT Oct 2,13 61.000 91.128 5,558.84 104.910 6,399.51 840.67 LT Oct 2,13 19.000 91.067 1,730.29 104.910 1,993.29 263.00 LT 0[13, 13 55.000 90337 4,968.58 104.910 5,770.05 801.47 LT Oct rt, 13 55.000 90.653 4,985.96 104.910 5,770.05 784.09 LT Jan 17,14 121.000 99231 12,007.00 104.910 12,694.11 687.11 ST seccrity iota 1,061.000 92.250 97,876.80 111,309.51 13,432.71 XILINX INC Symbol. XLNX Exchange:OTC (Al: 12,086 Current yield:2.61% Sep 7, 12 25.000 34.770 869.27 44.480 1,112.00 242.73 LT Sep 7, 12 5.000 34.846 174.23 44.480 222.40 48.17 LT SDNY okredIgliSetir P°91 CNP70001005747997 NP7000183795 C0002 1014 030575001 YI23568550000000 Page 19 of 98 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL CONFIDENTIAL EFTA_00131247 EFTA01273454 *UBS UBS Strategic Advisor octoi-er 2014 Your assets •EEquities . Common stock (continued) Hcldng trade date tawrber of sharer Purchase piw Average once pet there (S) Cott omit (1) Pore per share on Oct 31(5) Vaue on Oct 31 (1) Unrealized On or Ion (1) Helelng C•110:1 Sep 10.12 37.000 34.845 1289.29 44.480 1.645.76 356.47 LT Sep 10. 12 3.000 34 660 103 98 44.480 133 44 29.46 IT Sep 11, 12 20.003 34 853 697.06 44.480 889.60 192.54 LT Sep 12, 12 18.003 35036 63011 44.480 800.64 170.53 LT Sep 13, 12 21.000 34 886 732 61 44.480 934 08 201.47 LT Sep 14, 12 19.000 35.536 675.19 44.480 845.12 169.93 LT Sep 17, 12 7.000 35.151 246 06 44.480 311 36 65.30 LT Oct 24, 12 3.000 32.523 97.57 44.480 133.44 35.87 LT Oct 25. 12 5.000 32.522 162.61 44.480 222.40 59.79 LT Oct 26. 12 3.000 32.776 96 33 44.480 133 44 35.11 LT Oct 31. 12 1.000 32.770 32.77 44.480 44_48 11.71 LT Nov1,12 2.000 33 360 66 72 44.480 83 96 22.24 LT Nov 1,12 1.000 33.520 33.52 44.480 44.48 10.96 LT Nov 1,12 1.000 33.530 33.53 44.480 44.48 10.95 LT Nov2.12 1.000 33.550 33.55 44.480 44 48 10.93 LT Nov5,12 1.000 33.190 33.19 44.480 44.48 11.29 LT Nov 6.12 3.000 33 886 101 66 44.480 133 44 31.78 LT Nov7,12 2.000 34 025 68.05 44.480 8896 20.91 LT Nov7,12 1.000 33.910 33.91 44.480 44.48 10.57 LT Nov8,12 4.000 34 032 136.13 44480 177 92 41.79 LT Nov8,12 1.000 33.860 33.86 44,480 44.48 10.62 LT Nov28, 12 4.000 34 312 137.25 44.480 177.92 40.67 LT Nov28, 12 3.000 34.410 103.23 44.480 133.44 30.21 LT Nov29. 12 15.003 34.583 518.75 44.480 667.20 148.45 LT Nov29, 12 3.000 34.493 103.48 44.480 133 44 29.96 LT lan 23,13 1.087000 36.805 40,00801 44.480 48,349.76 8,341.75 LT Apr 22. 13 502000 35 691 17,917 23 44.480 22,328 96 4,411.73 LT Secisity total 1,798.000 36 246 65,171.15 79,975 04 14,803.89 Total $1,367,972.07 $1482,684.74 $314,712.67 Total estimated annual income: $45.519 Account name: GH1StAINE 'MAXWELL Friendly account name: Account number: Your ilmincid Advisor: SCOTT STACK MAI4 LYLE CASRIEL CH1'71;0(9305747998 Ne70C0I88796 CO= 1014 03057%04 " 2356855000QOPIYGM00021elte 28 0f 98 CONFIDENTIAL EFTA_00131248 EFTA01273455 UBS Strategic Advisor sUBS October 2014 Your aSSetS(contrited) Your total assets Cash Equities Total Account noose: GHISLAINE MAXWELL Friendly account norne: Ind Account number. Your Pi medal Advisor: SCOTT STACKMANILYLE CASRIEL wise on Oct 31 (9 PeKentaged your account Cost bass (9 Estmed aanutr man (Si Unedited gMn or loss (I) Cash and money balances 5,221.74 031% 5,231.74 Common stock 1982,684.74 99.69% 1,367,972.07 45,519.00 314,712.67 $1,687,906.48 100.00% $1,373,193.81 $45,519.00 $314,712.67 Account activity this month Dividend aad interest income Taxable dividends Taxable interest Fees Date Acthity Description Armin (I) Oct 1 Dividend AUTOMATIC DATA PROCESSNG INC 038911000003333333334PAID ON 1272 610.56 Oct 1 Dividend BAXTER Imt MC PAID ON 1556 809.12 Oct 15 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 697.68 Total taxable dividends $2,117.36 Oct 7 Interest U8$ BANK USA DEPOSIT ACCOUNT AS OF 1CrCe14 0.14 Total taxable interest Total dividend and 'introit income Date Adnity Desorption $0.14 $2,117.50 Amomt (S) Oct 24 Fee Charged QUARTERLY FEE -2.C64.29 Total professional management fees 42.064.29 Investment transactions For mare inforrnaion about the once/value shown for restricted securities, see important intopmmion abort your statement al the endof INS document. Ode Activity Oct 1 Spin Off Desorption CDK GLOBAL INC COM SYMBOL CDK FROM AUTOMATIC DATA PROCESSNG INC SYMBOL ADP RATE 03333333334 Proceeds from Funds investment vrithdrawn for Accrued (homily Yaw CO Price (S) transactions (F) investments bought (9 interest (0 424.000 Total SDNY GM 00020629 CNP7C003005747999 NP7000183796 00002 1014 030575004 Y123568$500003C0 Pegs 21 of 98 CONFIDENTIAL EFTA_00131249 EFTA01273456 *UBS 11B5 Strategic Advisor October 2014 Account activity this month centnuedl Date *tinny Descrobco Amount (S) Money balance activities Sep 30 Balance forward 15.161153 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,419.68 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 100914 0.14 Oct 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Oct 27 withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1024114 -2,064.29 Oct 31 Closing UBS Bank USA Deposit Account 15221.74 Account name: ONISLAINE MAXWELL Friendly account name:Ind Account number: Your Amends, Advisor: SCOTT STACK MAMLYLE CASRIEL The VBS Bank USA Oepo9t Account Is your primary sweep cpbon CNP70309005748000NP70001een6 00002 1014 030575004 Y123568550 CONFAliy_ DM0002Nse 22 of 98 End of statement for account number El IM CONFIDENTIAL EFTA_00131250 EFTA01273457 Important information about your statement (BS FleeceSmiths Inc Ma Wm or Un Finms ISerekest. is an al piredpal security. cannodity aid mums enharges BBSifwice15evmei and utSBenIMS. ate Siva subtiliseof OBS AG and Maims of ten Smoke LC Me Fess Mancini Peat it ?eatable uoon realest The fern's theorme Oliva re at U3S Central Mew tic 1200 Haber Sweat thleehank at N107086 This =tenon recreate oily otIcialreand of meld% financial Senices wont Other nerds. except ofloal sae documents. co mime conliang tau shouldnot be toed upon If you believe there 6 an nee a *MOW. ewe mom T serrithliate6 n wring to thellimich Madpir of the officewing you amount Athccgh al f9st: how are intended to be Marta aieNint drattOuld rot be used for tat puposes ley soker on ye aend to lam 0e.. Fan 1099. WO. 10425. OR) dam pepsin Tow to norm the/ et is retheed by Ian TO rethon tote PS al mob le diedends. neponale non ladble Wreath and iamb% mew eared on securities held n your account net proceeds on sae (connote:no, lt d cost bausencotan awned %flaw; Omar/dorm with the Firm • Neale reconfirm ay oral 0:tiveole.ator6 nwrnngt0 furrier peeled your nthts notably sou rotes under the *antes beery Protect= Act (SPA) • if The felinnal instrliriOn on the top left of the Irene of this lath-we is not lei FitinCulSo•Vva IBS instal Seek% with Mt era asclearing CORK by ameigemeni with the adicard noon We Wormed sou cia thisrearm Mn you opened this account in this Cate Se gds and wok% re looted a CBS Fimmal Sews aid not the wrodurrig hrober. Aid you oast mare a repro of thy error or onossiun W bath in All annum stateroom shall be deemed complete and acar ate d not °bp:redTO n mend swim 60 clad • Please direct ousierner Geplante. Spire to the fern: Client Retelers Olprintt X 2014S/16990r lobate a 806354-9103.8 00Am to 6 03 P old ET eilimAae them* any. a h wring to UBSFortancul Sondes he. Clan, leWin,Depnrrent PO Box 766 Unon their NI 07067 • ti case of errors a Q.vellOnS *tut al elthoonc tees ranee (t11 bid renew ce ll s nee debit cad tranadioni, Call 806762.1000 K nrce to IBS FManCal Wm% hc. WOO Harbor 8W .6t I bat Weertike. N) caolk Ann iMMSSA Sauce: Cal ct woes/ son as yo can. d %blink rad stawnem or recent 6 ihrOrg a rf you need mere ithnnation *out athrolee cei the starred of recept The Fon reeked Issuer (aS an) hole) must hear tom 50u nO Latif tr14/11 60 nice alter the Cm, fart you the fist statement on ethrh the era or proemmaw% - hoe. you nine and acted, meter any) - Describe the PTO. Or the water sou ae mime atom aubmitan as <key On fey pis Wed 4 is al era or My pie need three nlammiun - Prthide the doter nuns of the unpaged mix The fim or Cad Mumma Wedge* icrs abet ad will %ea wieder promptly Pimento al docks psytto to the krnor to finer' nest Sated Cat he front ol this slafernent h akt to reguk• accouit km. wow% may he kbpl to manomanee Moe charge: Ice tae payrent to wurter. 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Through the On meek to arh Adrian are %motto depose aCCOuniS a 1.8S AG triewYork BranCh aid I8SAG Caplan Brant the* depOSIS re MC rowed by the MC Bareshell ate IBS AG Carlin Bret ere terpowily opined TO The 50.4091 risk of theCamas lards and there is iv guarantee( other oh letnn of IBS AG to repay the thews wok m the 185 Cannit's Brath's boots Deposits a URS Bat USA el each UPS AG Brach semi pracoed by SIC MO,/ fund shies are proceaed by WC See 'CBS Mama Sewn Accent Frotedion- below. Upon sou rowed. balrces n to Bat Sweep Program or OA mate villtrafin ad stwes of fl aredFund maybe liquidated, and the ;emceed' returned to rut/you , Winton attnhl Furter nfenthign Lout estate cheep *wore. ireudng avert muter rats .ltd reds. O mat** at www stscerrismentes Porn your Corea, &tenor a by caring 8067624000 UBf felareciel Sendai meta peottaien The Finn is a reenter of the Searches Theme Protecnon Coteau(' (Una MO prows sewn% wows of es myrtles ses to 1500003 (mcbding 1250.000 for dams Mr call) the 5510 am cram into aper le all accouthl dirruhold n articulate:tasty The Frm ogre wth onan II dates. ha also puchand wapiemuncai rembon the rannun anoint payable to all eget dem. cob/creel/unite this protothon millon as of De0Entoe W. 2013 Sttend to the pokya:edition, and Irreertyni can at to Fern ifunher protected for up to $I Omen n tit afleg.te or all you a:Cowlshen n a peicula capack A fannyof the poky onadng 6 atalable upon roan The SIC pretence rid der supolenental pridecion both do not Serte • Cenardnexial (ems controlled by (a% hcbsed n ackeit yak% but heel away from LO$Finalizial Service, Oct anal (kat alLIBS Bark (Jca;h at 185 AG Stamford tranth. On Mutat Mans. nehong Triable amidles. al of mutual luta acre Sun maws seem awed deer ly in the nano ot the annul hailer on themes ad records of the ;pliable raw or titer awe • (*nem rnotereni coats or flora ntowits tog. 'mod pato aid prvaeplawents) tat are nor %girded colds the *Vibes Act of 1933. and • Comte% anent Co 9. farm temp and prelims metal contact oxides, taxes commis an, com mode Wen Contracts The SF< potedicn red the oepplerrintal protector* do not app/ to these assetseve if they Ottenyde appears:we stawnents The SIC prowen and et sweat prate:th do rot groneol fl ans* chan-den n the three< vain. (dyer inierinintS eithether al a result c• mated rithernint noun ballnaptCY‘T 011." 490 More Wormsonsaa/abletecn Maven Yo.t may obtan ante ,. moon about SIC. hcludrig the SP( BrOdure by tallowy SPC at 202-37M3300 et by %/mg the SP( mbar aired Svc MI Dividend Re Modument Program Offe) the tam Wkided et Mirage pnce You may obtan the latfligaze ?ran your Fiturthr Adeoor Only Whole that are prthadd under CAP. partial tams veil be soil and the cash veil becks's:66M it sots amour* The drown reeneslner6 price aupplied by the issuer non Otte from the meta price it Mich the cabal tees in sold Caalmbilieu Cell/ Mole ones nu, be hold in your now I you are entitle to era wit as a end oink/Wend pared or otherwise, tie Firm MI ether azil partial Mos anmethic peke a accept an row daffellred by a regieleed (hang agency. andcede your account levenwedeblealves The men:nein obActoes and Mr prof *are sock to out imam al my vary tetweel Pare alecie the inn pommy n wring of any usecant dirge h your fnanoa Mate or Western Mectim for eedi account held. you choose one of the fo loving westmed object.% • Reduce Comet :Nome nernenents wenn; the generation of home only • Adine CapsWODplan.)00n twellnvnts5e*ing Torah of prnCpal rah. than:h., gennatOri 01 MT? • pectheceCordearan of Income and ChrtaAPPecchen ammo wing both to meat of mew and groinch of Twine Overall risk profile • Consomme Sets to time bra/Midget eh low risk rid vol. lily to he amour owe mien d ma means the mount does not 9inerate *dant WON* Of reams sid myna keep pace wth idimm • Ailoolern %WIN to accept omen* tO andpal end tolerate weds fay., sot higher rettrill • Ainre$9., wing to =WI hgh rrsk tOVIlopal ad hgh vOlatlitylo *ditch relems thee tithe Steanehousehokling" vie rnayainSoldate al rented decOvit State0161IS MTh the sant alms n the erne envelope Acaumwrity be rotted fa this ;mot Mama they had omen Ito aen mantain evil mount ritatonshOs *Rh ems clew at the same address Ths pence 6 known as 'hoesseholdng • it you vele le receive indisitts$ ;Munn, inand n age CONFIDENTIAL erliekpet —)OU naySKIMP heusehollag by ding your Frerical Advisor Friona/ KOMI nam TT* Frieder este none tikes infarction tea you entered on the Fenn orbit senses ?Mae It 6a customizable indsrumm them, by you to ais you such You readitigng n by no Ma effect on )W arum YOJ on Mtge you* Frendry atailt naives. through Ont. Sias of by common; you &taxa Sabot Amman ewer • vatted Ktot 4ttounfpxteco, kW Of assess ad habitues • Asia Incucki adaliole(d9r bola el vAses lot m ented 'may tea) lt d Global Terse Deporits unrefizod ats to market and certaffl assets not held byte Arm Does not ncbdrunence writteassets a tie end ol the pine and meat strenim pooch a aware Were% united sloth col its and eo•Cit.lb le Moth options • Oandles exbdes CAT balaaa5. °Ando) mrgn bars. creel Lot short account bates • Cab/irony b Saco Toes of win/tiled avant:deco*. broncos. per. WS Bat USA deposit balance 15$ AG Slatted Brach depose balances and male, manic mutual Ind sweep baffles a the dose of the Staternint penal wtmommeity Ame omit barges ii yaw am art not segregaed from eyeoth betroth and the Emmet use any of these hers ro h diwy course of rts bares These funds re paythie upon pa dolnend This total 6 incleded in to mew. mind dosi-9 value Lending irderreinien Fa detect eilennant on the rm.s leer) yews and dicioctsres mkt to )ott Clem RPM beitp AgreWhini or Account Arnow: aid the Genera Tows ad Condemns U-65 Statement Of (mit Plaices alatab* n Agnomens end Orawres a Xp:g g recreates Tor statement itemizes serene aidother asseshe% n the accoum a the cod of the statement weed You may Mt for deem of ley pad aim ar any tme You may recede seam% used a ban collates ater Dreg at balance cue on teen My steadies patterned b the im thing the sUternen period an line a nurse mem of the end of the statement peed • Cost basic it dflimniteg the cot; basis of the marines inducted n the statement. Were flitted wit. the number ' UT* Finarnal Servceshae rend on info-oration Waned from sources other tht LEO f Mama SeneCeS. roludng nfonnation Iran wee fit or tat you may hate pleaded to youe Fireaked Myer The Finn dots not independently Tray Or guantre the roaracy a Midair of any Marne% prodded by sans °tett Units -Inca, WM% it adthion Stough0$ Financial Sankt: enmity updates this °mart a51 6 weed The P.m does roc vet* any atxtalots d's the lit ammo, under Cost base ald'Unmlited gaikass" is at rat a of the dee of this Cant At Suet, please do not rey on this it d email:to torn*, purchase a sae Mimes la tar purposes a 011ere/6t ACCatilt tr/libnol to the fen may rem glass Moran only for tra pered of tine they at hold a the aim Morithiconol nlarnanon en be added by you /nand Adnsa • Uneenfrod gainelbstes 1.%hrn data e makable were weal:cc mew nisei a2 cadiatel tce SDNY GM 00020631 EFTA_00 I 3 125 1 EFTA01273458 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal lots maya ma, not aka ccmnksafts, drages ads stamyreorgencatia tens De/and al odes remnant lots and notornalk plat ae kit are oath ombned toaster ourattrased lhe • trade dz.' calm piesents the «Naar balsam bakdare • CANN searisies Bonds and parted sod that the tsulrcalb for ealy wileriphon nil beselected emalialir by lot tom "mg al sauna of that issa held in oul name a re dame n atte ler Our dents Calfears Maul tre is Manedfrom tea pates aid as xara-f rs not guranted OT« call I eatas may eat meal acid aria Mkt ~ate mama en ind bey/aided upcn alfel • ~as of deposit KIN) CDs die MC mad ups, $293,0:0 n alistial ad aqua tarot us Monitor and p. cluarlay nslitslicso h atardarea with SDK alas • niaivalue Pnces &bibs/ fa whines ad other produces mar be high', a byte thal t e ase TM you mute asually ream in the make Pres are °Maned from mews Sid payscam eta. webeletytlote rabble but we do not gamma ea away - We gorieraly um To doingma whim *rabble cr lM mean or Pe b4 aid ask aces fa laced %area and *pesos or on kid peas or OTC stoats - Las avast trad sauna maybe gad tung a 'mbar. motel a Tams Wen nit* we ootaiied aid may nol reeled an ada maaa pasror tan - C Oman poslions may £pea /Mart a put and mil show z 'price was not addable' if we re wale to Obtain a age for a stony - Deposes a Names damns& n agtedes oat ihmUS Cahn as reelected a the odhlnao 'Se ds of the Panne data - For cam sorties adog non-wit:4min deramnattni. ace and quaky (Nee vale) may Lae bom Nosed» looleraler trope.' volszun To obtain dam estrizals arm wattle mesas yo.t Foams,' edema • Mena Ininestmfms and settrautiml protivaa lima amass auras Cnalang Orel pa irpaion prawn aid real estate rasa it DWI SECUTRAISYKI Slruclued praluaS faraway hghly laud (etav matted prams Ma me Dom reggaet wt. the Waifs and enicrldt Cannissisn a underand Stare Seaga" ad We photo eamaed tam la Sainte natmera sambas arid strata profits, ear atomal malputioan only Aciaracyd rot guff an~ - lhlRArvaUt5 nytin« stbsurnally from pas n try a there agora mestmen secure), a structured mac nuybe tour a sad aid do not normally represent the ma you may raser upon 'galloon - bad pay esimaes of via an as 01 a ran das aid a ~lied lo LISS friawd boars °flared/Ur bald by an napendent vallian ban ,suer, Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general pains ex ardor and may be °babied based en defiant itormation from Tat used by tend pates to dare Thor estinad yam - au ca ablate addada itarnaun regang the rrehadolcgy used to determine the amnia of vase rid the dace of the Monnamn thi ls the base far Tr Marta by aniashg your Woad Shaer - lad parry eilanared vibe; may be reflected as 'Not p1Ø' n metal Maas ten an 'otlepenant valuation Ism PAS not Applied c< d unaVe to assign a value Mena beans axe amanitas/ tart ha warredthat Illy ti la ereausly reposed vale Ø dotal& a ~date acid be highly meditate duo to To rums> of the many - Mhen neither an Eva gmal paw a sponsor ectinats1 vale not a ih rdpany es inlad aues is braided. the vareol Te awry al Dada's's* tan no Naha pia - 'Carbutions to die' no/ inch* nnrn of cal swam a both • 00342J ISY sies' raearntsTe diRAIOII(Ung pole raw mix a-.5 may not rdlea yder cos bark • Itissolaed Marestis Reacted saunas ;mealy as not amoteyagble fa park sal IRS Maid Seats uses the maw precool tie esinesuittod s1Ø of the 'ant Muir a as Mauled sake for the rearesed sea Pr purposes of Thisswercerdosy To the total tul reacted sodales are algae lot sale Me afar teemed may be anuntialy less Than the inpart vila ~WI • In. Nainitted) Meant. conmatyitilds and rapt An estirum of alma nano is based on anent deten aid Man ram awing at isarities MI be bid for one year from maternal date a ease mituney This estimate is my a gudidne accuracy aid antmed Mae se not garaseed - EstMated anus mom aid daunt all la airlan Ciao, session muld akae amen of schegia or caul ganS n Midi Ca the Mt .care (MO dotal saki) would be mania - Serrated anus tarne aid euteni Mal aid the aqua Moire and yield night be loweror hgher than the alma moans - An es indoor rinnalged mama <diadem/ andor forest) dialed by the camera mac vabarerae bald-teamed Co tre last Mafia or clam parent made by the ma and manes the sera ardour's war to Nelda one yes ban the statement dale or ata ~say Aosala calmed aid ae not guaarReed • Aetna< held Isif UK financial Service Corun Mae all not hell byte Um ad not widin Ae Fornys cassaba, or antra rhea assets re dopladd an yam Vantlited for inloierwronal pupasoaf Roams ad also bearded re acisad byte Moog fan UCS ~ea boas t not Trouble Sod this dloanaiin al does net gannet as ataxy these ads tenet prowled by Salg or tre arms suppliant', SaC away • Revenue Temg and addkbnalcompeasation. ullnittont en saki aid 12bt fees r ream with the data:ohm of instal • !Jab.* aid a Our aiiae Nara ahe ur_ian3 ratans from wubuters and« son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 the mount el satsby LOS 01 a parrødt nasal had fairy to oar:ans rod Id the aim vareol a primly mesa' lund lank% twos Nila IN Inn - We and ocr allare as recta remand aid ormtosproasung lets n corsaimon for tails agent SOROS that we proalt to the arum funds 'Wawa; ~gab ao pad Iran Manor Zinn in the re vyl lad sid se a tad dolly amtsl basal on Me runt. of ~Is at the erotic-dealer holdingmutual lads el Tat had Isnik - in Øl ion to commard Waked rt cornedion wen the sabot' distrbuttin of antay combats rd Inis imestaire tea units to cur deans we aroma altdiale hate rasa Siang COrMenallarl from mania be roans> cabanas mammy tie asenty arrow's Orbits ol The nntanof corroalffs aØ506 a Teat ~en trusts we Waist - Ott enlists also re:el/eluding commescosalif otte ~Won funs melwc nab, aid nurnoos ORTAlin Riau? pronxts %only:bolo - We recta al anus tee earn LCS 8a* USA ad USS AU Stanford Birch el up to RS pet aount sweeprig to tie banks ad« the tines* Sweep Programs ~Nei Morns:an tegltog corraisMam ordnets Arse tossed annechon eel the ereodio safes escbions opben lramactans has been ncLifled oftilinmetons premix* I...tidied to you. aid Ail he stoiiided to you tummy on awed Short selling If you re engaged in tort sehg a 'cavity ycu may mora chase Cie to renal barowing am Seta paloila 'softy Open sedan Regaling (*Mt( '9000tilaSOMIOS• orders that are not erected by the Staerneni date Open buy ad fell stop ceders at eased by the amain' of Medea, ar rgens ea • eediaindsor tenches dale unless ran/Oa Maria by you YOu s e resarrablelor orders thal at ~Wed Cue CO pm Nitre so canal exittg open orders Tax withirlditg en fatirbeitions born UK financial Services IRAs Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ income tai from yur usable IRA diasbul Urn, tul you my clear not Iona., ramout ♦helsehor. osteal, you nay elect to haw lac ~Mc I a arne or n a Ised anoint as you Mega Yea Soon al Nolan nellectuntAresolred by you You myna. Rail *Malkin a a-g Ono by morag a now oaten If you do ml ha crotch nametar atrial ban 'Our dartulinit sou maybe Nicola* Ica the cayman of maenad tat You may nar pea Ma d To marts wawa] and r' estirard la« parents aerot MuS m ydel lac oblignim Privacy To Ø4n a copy of us Gnat Caws Pura Nsioy please contact you Ental maser or rifa ow ?Anne at rm..,fas onnen4rf eof 1.13S fin axial avian is not a bark The RIVA. &mum Stiuge ACCOS4 BSA ad MN as bra age aortas Ma secede axes to bang ~5 aid prodias tØ anagrams with alad bats and °tad TM partybalks and partes mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" convenes teem", nviatce agency astisefa es or utS Fnandid Seences et InAs~t. mace. and annuls brodas NM HNC basted • No bat* 9AM~ May loft vain NM ?ascot. Ma,agorwm aomuit Business bans Acaum SSA ifMA and ncemabonal bears ~arum CONFIDENTIAL daunt as regislead servoe mats of LISS Freandal Serval tic Pm Square is a repaired sacra mark of Visa larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd debit eat ire issued by U13$ Bare USA Mee bonenton from Yea U S A Tarparad FulanCial StrviOeSinC Rev 201407 SDNY_GM_00020632 EFTA_00 131252 EFTA01273459 UBS MSS Fesancial Services tic 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70056752451114n• 0 Account name: GHISLAINE MAXWELL Friendly account name: Indry Account number: Your Financial Advisor SCOTT STACKIAANNYLE CASFIEL Pho, e UBS Strategic Advisor November 2014 GHISLASNE MAXWELL Questions about your statement? Call Value of your account yOar Finan:rg AchaSOI Or the FAA ReSOlaCebne at 800-RMA- 1000, account 029323568 Visltour websIte: www.ubstomIlinancialservices on October 31 (1) on November 28 (1) Your assets 1,687,906 48 I ,734,358.85 Your liabilities 0.00 0.00 Value of your account 11.6137,906.48 51,734,358.85 Tracking the value of your account 1 Thousands 1487.0 1,734.4 • Oct pia Nov 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and withdrawals 11512,194.00 Your rvestmeot return MCP:idand interest income 136,567.60 Chance in market value 5186597 25 Value of your accotrit on Nov 24, 2014 41,734,354.55 1000 SDNY GM 00020633 Member SIPC CNP7000S005675245Nel0C0191999 00002 ille 030575004 Y123568550 010050 Pegs 9 of 96 CONFIDENTIAL EFTA_00131253 EFTA01273460 *DUBS UBS Strategic Advisor November 2014 Your account balance sheet Summary of your assets value on November 28 (11 Percentage of your account A Cash and money balances 1,298.42 007% B Cash alternatives 0.00 000% C Equities 1,733,060.43 9993% D Fixed income ace 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% Account name: Friendly account name: Account number: Total assets Value of your account $1,734,358.85 $1,734,358.85 100.00°0 Your current asset allocation C Eye on the markets Index Your R nuncio, Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balance5.IJEIS Bank USA deposit account balances, UPS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yoor statement on the last two pages of this statement for details about those balances 58P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% Percentage change November 2014 Year to date 2.69% I 3 98% 2.42% 12.56% 1.37% -1.08% 0.70% 5.86% CNP7C0C600S675246NP70C0191999 er0C02 1114 030575004 K123568SS0 01 lefifteGitocoAltalt 10 of 96 CONFIDENTIAL EFTA_00B1254 EFTA01273461 UBS UBS Strategic Advisor November 2014 Change in the value of your account November 2014 (Si Year to date (1) Opening account value $1,687,906.48 $0.00 Deposits, including investments transferred in 0.00 1,994,881.82 Withdrawals and fees, including investments transferred cut -7,266.39 -482,687.82 Dividend and interest income 3,343.07 36,567.60 Change in market value 50,375.69 185,597.25 Closing account value $1,734,358.85 $1,734,358.85 Account name: GHISLAINE MAXWELL Friendly account name: Accountnumber. Dividend and interest income earned for colt:tows of Its statement, tasab:ay of 'nieces] afxl cltatiena twome has been cleterninecl Cron a US Ia. reporting perspective. Bald upon the residence of the account hokkr, account type, or product two. scene interest ands dvidend payments may not be tut:it-et to United States (US) ardor Puerto Rico (PR) Income tarts. The C4ent month'/ StateMent is not Intended 10 be used and omen be (Ned wine for ink purposes. Clients should refer to the apdcaole sac reporting forms they recent. Iran 165 annualy, such as the forms 1099 and me PCIMS 480, fa lea reP3MN) information II Is the practice a 1185 to file the tea:Pestle tar reporting forms with the US internd Revenue Service and PR Treasury Department and in such forms accurately Ossify dnckna arctic. Interest as tax exempt or tacit* income. Pleat consult ycul includual tax preparer November 2014 (I) Year to date IS) Taxable dividends 3,342 76 36,562 64 Taxable interest 0 31 4,96 Total current year $3,343.07 $36,567.60 Total dividend & interest $3,343.07 $36,567.60 Summary of gains and losses Values reported below exclude products for which gam andlosses are not classified Realized gains and losses Unrealized November 2014 (1) Year to date (5) gains and losses (I) Short term 0.00 -7,125.69 -12,192.52 Long term 0.00 57,725.77 377,280.88 Total $0.00 $50,600.08 $365,088.36 Your N sandal Advisor SCOTT STACKMANLYLE CASRIEL Cash activity summary See Account activity the month to detals. &lances In your Sweep Options are indudedin the q:enng and closing Mantes race. PDC insurance spies only to deposits at UBS Bank USA, rot to deposits at WS AG. Stardord Ranch or bank deposits parrot hrousli the UBSInternaiond Depose Account program SiPC protection applies to money market sweep fiord holdings but not bar* deposits Seeimportent CM:violation *Jut your fraternal* cn the last two cages cr this document for <Wats November 2014 (5) Year to date (1) Opening balances Additions Deposits and other funds credited $5,221.74 000 $0.00 48,841 01 0ivdend and interest income 3,343.07 36,567.60 Proceeds from investment transactions 0.00 398,577.63 Total additions Subtractions Professional management fees and related services $3,343.07 000 5483,986.24 -5,043.39 Other funds debned -7,266.39 -477,644.43 Total subtractions -57,266.39 -$3,923.32 51,298.42 -$482,687.62 Net cash flow Closing balances $1,298.42 $1,298.42 SDNY GM 00020635 CNP7C009305675247 NV7003191999 00002 1114 030579004 Y123568S500I 0000 Page 11 of 95 CONFIDENTIAL EFTA_0013 1255 EFTA01273462 *UBS UBS Strategic Advisor November 2014 UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nor 6 Opening UBS Bank USA Deposit balance Oct 7 56,588 35 Closing UBS Bank USA Deposit balance Nov 6 $5,993.67 Number of days in interest period 31 Average daily balance 56,225 89 Interest earned $0 .31 Annual percentage yield earner.: 006% Account name: Your lq vandal Advisor. Friendly account name: SCOTT STACK MANLYLE CASFUEL Account number: Your investment objectives: You have identified the following investment objectives fa this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your retire objective: Current income &capital appreciation Your risk profile: Primary Aggressive investment eligibility consderation None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. CNPTC0C0305675248NPTOCOI9I999 C0M t 114 03025004 Y123568550 0l leigitiyGro0002etile 12 of 96 CONFIDENTIAL EFTA_00131256 EFTA01273463 *UBS UBS Strategic Advisor November 2014 Your assets Account name: CHISLAINE MAXWELL Friendly account name:Ind Account number. Some pnces, income and Current values shorn may be apprOxinlate. M a 'Nut gains and tOSSeS may not be accurately reflected. Set wporunt infollnabon about your gatemen, a the end of the document fOr wore informs:ion. Cash Cash and money balances Cast, and money balances may include avaldole cash balances, UBS Bant USA &pout account balances, UBS AG Stanford Branch Cepout account balances and money martin mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl h n applicable limits, but are not protected by SiPC U8S AG Stanford Brant h deposit account balances an not insured by FDIC and are not protected by SIFC Money market sweep balances are protected by StPC bin age not insured by the FDIC. See the Important information about your statement at the end of this document for de ai/s about those Sanas. Goering Want Cloung balaxe enre per share Average Hddng on Nov 1 (1.) on Nov 28 (1) on Nov 28 (1) rate UBS BANK USA CEP ACCT 5.221 74 129842 250.00000 Prudence tmerest period Your N sandal Advisor: SCOTT STACKMANLYLE CASRIEL Drys in period Cap &haunt (1) Equities Common stock Hddng Trade date Mather of shares Purchase pricer Average price per share (1) Cost basis (S) Pnte per share on Nov 28 (V value on Nov 28(1) unrealized gain or loss (1) Holdng Period ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAli $2,591 Current yield:2.71°4 Nov16, 11 13.000 37 316 485 12 54.640 710.32 225.20 LT Nov 17, 11 13.000 35393 460.12 54.640 710.32 250.20 LT Nov 18, 11 35.000 35.502 1242.58 54.640 1,912.40 669.82 LT Nov21, 11 18.003 34 371 618 68 54.640 983.52 364.84 LT Nov22, 11 15.003 33338 500.07 54.640 819.60 319.53 LT Nov23, 11 22.000 32.655 718.43 54.640 1202.08 483.65 LT Nov25, 11 7.000 32.460 227.22 54.640 382.48 155.26 LT Nov28, 11 30.000 32.951 988.55 54.640 1.63920 650.65 LT Nov29, II 18.003 33.472 602.51 54.640 983.52 381.01 LT Nov29, 11 5.000 33.622 168.11 54.640 273.20 105.09 LT Apr 24, 12 30.000 37.567 1,127.01 54.640 1,63920 512.19 LT continued next page SDNY GM 00020637 CelP70303305675249NP7003I9I999 000O2 1114 03057900( Y123568SSOOI 0000 ►age 13 of c6 CONFIDENTIAL EFTA_00 131257 EFTA01273464 4tUBS UBS Strategic Advisor November 2014 Your assets . Equities . Common stock (continued) Hcicing Trade date Weber of duces Purchase pacer Average peke Pike per share Vdueon Unrearlied Holdng per thaw (S) Cost bads (S) on Ntw 28(1) Nov 28(S) gain or loss (S) pedal Jan 23,13 1,056.000 43209 45,628.81 54.640 57,699.84 12,071.03 LT Apr 22, 13 489.000 42.447 20,756 68 54.640 26,71896 5,962.28 LT Security total 1,751.000 41.990 73,523.89 95,674.64 22,150.75 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange OTC EAI: 42493 Cured yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.640 12,503.44 6,321.36 LT Aug 12, 11 4.000 40.955 163.82 85.640 342.56 178.74 LT Jan 23, 13 767.000 52_320 40,129.93 85.640 65,68588 25,555.95 LT Apr 22, 13 355.000 56.870 20,18901 85.640 30,402.20 10213.19 LT Security total 1272.000 52.409 66,66484 108.934.08 42269.24 BAXTER INR INC Symbol: BAX Exchange: NYSE EAt 43,236 Current yield: 2.85% Jun 20, 12 30.000 51.594 1,547.84 73.000 2,190.00 642.16 LT Jun 20.12 17.000 51.522 875.89 73.000 1,241 00 365.11 LT Jun21,12 29.000 52.077 1,510.25 73.000 2,117.00 606.75 LT Jun21.12 7.000 51.500 360.50 73.000 511.00 150.50 LT Jun21.12 5.000 52.216 261.08 73.000 365.00 103.92 LT Jun22,12 61.000 51.890 3,165.29 73.000 4,453.00 1,287.71 LT Jan 23,13 768.000 66.658 51,193.80 73.000 56,064.00 4,870.20 LT Apr 22, 13 355.000 69.318 24,60800 73.000 25,915.00 1307.00 LT Sep 19.13 74.000 72.165 5,340.28 73.000 5,402.00 61.72 LT Sap 19.13 6.000 71.875 431.25 73.000 438.00 675 LT Sep 19, 13 3.000 71.880 215.64 73.000 219.00 3.36 LT Sep 20.13 47.000 71.987 3,383.41 73.000 3,431.00 47.59 LT Oct 3, 13 154.000 64.600 9,94849 73.000 11242.00 1,293.51 LT Security total 1,556.000 66.094 102,841.72 113,588.00 10,746.2$ BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 2.15% Oct 5, 12 7.000 189.932 1,329.53 359.080 2,513.56 1,184.03 LT Oct 5,12 3.000 187.820 563.46 359.080 1,077.24 513.78 LT Oct 5, 12 2.000 186.670 373.34 359.080 718.16 344.82 LT Oct 8, 12 8.000 183.783 1,510.27 359.080 2,872 64 1,362.37 LT Oct 9, 12 15.000 189.186 2,837.79 359.080 538620 2,548.41 LT continued next page CNP7000:030.5675250NP7000191999 00002 1114 030575004 23568SSOORMcGm_00026iss 14 of 96 Account name: GHISLAINE MAXWEU. friendly account name: Account number. Your Knandai Advisor, SCOTT STACK MAN LYLE CASRIEL CONFIDENTIAL EFTA 00131258 EFTA01273465 UBS UBS Strategic Advisor November 2014 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Financial Advisor SCOTT STACK MAN? LY LE CAMEL Your assets Equities . Common stock (continued) Trade Ncldng elate Number of sham Purchase price Average price Pike per share vdue on unrealized Pinking per shall (I) Con basis ($) on lbw 280) Nov 28 (S) gain or loss (I) period 009,12 2.000 189.010 378.02 359.080 718.16 340.14 LT Oct 10, 12 3.000 187.720 563.16 359.080 1,077.24 514.08 LT Oct 10, 12 2.000 187.670 375.34 359.080 718.16 342.82 LT Oct 10. 12 2.000 187.995 375.99 359.080 715.)6 342.17 LT Jan 23,13 224.000 236966 53,060.41 359.080 80,433.92 27,35151 LT Apr 22,13 104.000 251.093 26,113.69 359.080 37,344.32 11,230,63 LT Security total 372.000 235.218 87,501.00 133,577.76 46,076.76 CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 13,108 arrent yield: 2.78°/0 rim 19,13 72.000 84.718 6,099.75 100.600 7,243.20 1,143.45 LT Jun 20.13 121.003 83.141 10,060.15 100.600 12,172 60 2,112.45 LT Jun 20, 13 78.000 83.030 6,476.39 100.600 7,846.80 1,370.41 LT Jun21.13 204.000 82.904 16,912.44 100.600 20,522.40 3,609.96 LT Jun 24,13 111.003 81.517 9,048.46 100.600 11,166.60 2,118.14 LT Jul 25, 13 73.000 82354 6,011.86 100.600 7.343.80 1,331.94 LT Jun 26.13 69.000 82.259 5,675.90 100.600 6,941 40 1,265.50 LT Jun 27,13 141.000 82.951 11,696.12 100.600 14,184.60 2,48848 IT Jun27.13 7.000 82.925 580.48 100.600 704.20 123.72 LT Jun 28.13 169.000 82.774 13,98892 100.600 17,001.40 3,012.48 LT Jul 1, 13 65.000 82.781 5,380.78 100.600 6,539.00 1,15812 LT Secisity total 1,110.003 82132 I 91,93125 111,666.00 19,734.75 CDK GLOBAL INC COM Symbol: COK Exchange: OTC EAI: 4204 Current yield 1.26% Aug 4,11 48.667 18379 894.45 38070 1,852.74 958.29 LT Aug 12, 11 1.333 17.775 23.70 38.070 50.76 27.06 LT Jan 23,13 255.667 22.709 5,806.16 38.070 9,733.23 3,927.07 LT Apr 22. 13 118.333 24.684 2,921.03 38.070 4.504.95 1,583.92 LT Stagily total 424.000 22.748 9,645.34 16,141.68 6,496,34 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: $2,172 aerent yield: 2.07% Aug 4,11 174.000 4) 632 7,244.05 69.590 12,10866 4,864.61 LT Aug 12, 11 4.000 42.450 169.80 69.590 27836 108.56 LT continued next page SDNY GM 00020639 CNP70001005675251 NP7000191999 C0002 1111 030575004 Y123568550010000 ►age 1S of 96 CONFIDENTIAL EFIA_00131259 EFTA01273466 4tUBS UBS Strategic Advisor November 2014 Your assets . Equities . Common stock (continued) Hsiang Trade date lunar of shares Purchase OW Average pact per sham (S) COI& bask (S) Mee pet shire on Mat 28(S) Valueon Nov 28(S) Urredized gain of loss ($) Hddng period Jan 23,13 910.000 54 240 49,35863 69.590 63326.90 13,96827 LT Apr 22, 13 420.000 59 788 25,111 32 69.590 29,227.80 4,116.48 LT Security total 1,508.000 54.300 81,883.80 104,941.72 23,057.92 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Current yield: 3.11% Aug 4,11 191.000 36265 6,926.77 52.750 10,075.25 3,14848 LT Aug 12, 11 5.000 35.754 178.77 52.750 263.75 84.98 LT Jan 23, 13 1,001.000 41387 41,42889 52.750 52,802.75 11373.85 LT Apr 22, 13 464.000 50287 23,333.21 52.750 24,476.00 1,142.79 LT Jun 17, 13 148.000 49.739 7,361.45 52.750 7,807.00 445.55 LT Jim 18, 13 73.000 49.836 3,638.07 52.750 3,850.75 212.68 LT Security total 1,882.000 44.031 82,867.16 99,275.50 16,408.34 JOHNSON & JOHNSON COM Symbol: JNJ Exchange: NYSE EAI: 32,985 arrant yield: 2.59% Aug 4,11 123.000 62377 7,672.38 108.250 13314.75 5,642.37 LT Aug 12, 11 3.000 63.730 191.19 108.250 324.75 133.56 LT Jan 23,13 642.000 72.736 46,696.71 108.250 69,496.50 22,799.79 LT Apr 22, 13 298.000 84.721 25,247.10 108.250 32,258.50 7,011.40 LT Sootily total 1,066.000 74.866 79,807.38 115394.50 35,587.12 MCDONALDS CORP Symbol. MCD Exchange: NYSE EAI: 33,461 Current yield: 3.51% Aug 4,11 95.000 84.969 8,072.06 96.810 9,196.95 1,124.89 LT Aug 12, 11 3.000 85.910 257.73 96.810 290.43 32.70 LT Noy 29, 12 8.000 86.456 691.65 96.810 774.48 82.83 LT Jan 23,13 555.030 93.053 51,644.75 96.810 53,729.55 2,084.80 IT Apr 22, 13 255.000 99318 25,326.32 96.810 24,686.55 .639.77 LT Sep 19.13 78.000 97.879 7,634.63 96.810 7,551,18 -83.45 LT Sep 19.13 22.000 97.425 2,143 36 96.810 2,129.82 -13.54 LT Sep 19, 13 2.000 97830 195.66 96.810 193.62 -2.04 LT Security total 1,018.000 94.269 95,966.16 98,552.58 2,586.42 NEXTERA ENERGY INC COM Symbol; NEE Exchange. NYSE EAI: 33,370 Current yield: 2.78% Aug 4,11 134.000 52.960 7,096.75 104.390 13,988.26 6,891.51 LT Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Ignandai Advisor, SCOTT STACK MANLYLE CASRIEL continued next page CNP7C0C000.5676252 NP7000191999 00002 1114 030575004 Y12356/35500INgibyGht 0002 19 16 of 96 CONFIDENTIAL EFTA_00131260 EFTA01273467 SUBS U BS Strategic Advisor November 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Mounded! Advisor: SCOTT STACKMANMYLE CASRIEL Your assets Equities . Common stock (continued) Purchtne IX1(8 Dade hurter average price Pnce per street Vdue on undesired Holdng Hddng date of snares per share (S) Con basis (SI on *0v 28(A Nov 28 (5) gain or loss (t) Period Aug 12, 11 3.000 52.530 157.59 104.390 313.17 155.58 LT Jan 23, 13 700.003 71.610 50,127.21 104.390 73,073.00 22,945.79 LT Apr 22, 13 325.003 79.757 25,921.06 104.390 33,926 75 8,005.69 LT Smutty total 1,162.03 71.689 83302.61 121.301.18 37,998.57 CCCIDENTA1. PETROLEUM CRP Symbol. OXY Exchange: NYSE EAl. $2,791 Current yield. 3.61% Feb 12. 14 148.033 92.171 13,641.35 79.770 11,805.96 -1,835.39 ST Feb 12, 14 117.030 92.203 10,787 77 79.770 9333.09 -1,454.68 ST Feb 11 14 32.000 92.215 2,950.91 79.770 2,552.64 -398.27 ST Feb 12, 14 7.000 92065 644.46 79.770 55839 -86.07 ST Feb 13, 14 110.000 92.095 10,130 45 79.770 8,774 70 -1,355.75 ST Feb 13, 14 68.003 91.911 6,250.00 79.770 5,424.36 -825.64 ST Feb 13. 14 33.000 91.560 3,021 49 79.770 2,632.41 -389.08 ST Feb 13, 14 6.000 91.615 549.69 79.770 478.62 -71.07 ST Feb I4, 14 334.003 95389 31,86013 79.770 26,643.18 -5.216.95 ST fob 18, 14 114000 96023 10,946 72 79.770 9,093 78 .1,852 94 ST Security total 969.000 93.687 90,782.97 77297.13 .13,485.84 PEPSILO INC Symbol. PEP Exchange' NYSE EAI: 13,023 anent yield: 2.62% Aug 4, I 1 115.003 63.979 7357.65 100.100 11,511 50 4,153.85 LT Aug 12, 11 3.000 63 023 189.07 100.100 300.30 111.23 LT May 16, 12 6.000 68 535 411 21 103.100 600 60 189.39 LT Oct 24, 12 1.000 68 690 68.69 100.100 100.10 31.41 LT Oct 25. 12 2.000 68.810 137.62 100.100 200.20 62.58 LT Oct 26, 12 1.000 68.890 68 89 103.100 100.10 31.21 LT Oct 31. 12 1.000 69370 69.37 100.100 100.10 30.73 LT Nov 6.12 1.000 69 370 69 37 103.100 100 10 30.73 LT Nov 7, 12 1.000 69.150 69.15 100.100 100.10 30.95 LT Nov8, 12 2.000 69 090 138 18 100.100 200.20 6102 LT Ian 23, 13 699.003 72 166 50,444 31 103.100 69,969 90 19,525.59 LT Apr 22. 13 322.000 82251 26,484 85 100.100 32232.20 5,747.35 LT Security total 1,154.000 74 097 85,508 36 115,515 40 30,007 04 SDNY oliregbliger Page C NP7C003005675253 NV7003191999 000O2 1114 030575004 YI23 568550 01C000 Pap 17 of 96 CONFIDENTIAL EFTA 0013I261 EFTA01273468 4tUBS UBS Strategic Advisor November 2014 Your assets . Equities . Common stock (continued) Hddng Trade date Marta of shares Purchase pace/ Average Oct per Man (S) Con bask (S) PfiCtper share on me 28($) Valueon nor 2a (S) Unseelzed gain or loss (1) Hcidlrea period PROCTER &GAMBLE CO Symbol: PG £change: NYSE (Al: 42,919 anent yield: 2.85% Aug 4,11 118.000 60.103 7,092.22 90./30 10,670.74 3,57832 LT Aug 12, 11 3.000 60.896 182.69 90.430 271.29 8860 LT Jan 23,13 619.000 69.941 43,293.73 90.430 55,976.17 12,682.44 LT Apr 22, 13 286.000 81.332 23,261.18 90.430 25,862.98 2,601.80 LT Apr 24, 13 108.000 77.762 839832 90.430 9,766.44 1368.12 LT Security total 1,134.000 72.512 82,228 1 1 102,547.62 20,319.48 TRAVELERS COS PIC/THE Symbol: TRV Exchange NYSE EAI: 12,534 Curent yield: 2.11% Apr 24, 12 20.000 63.432 1,268.64 104.450 2,089.00 820.36 LT Apr 24, 12 4.000 63350 253.40 104.450 417.80 164.40 LT Apr 24, 12 1.000 63.560 63.56 104.450 104.45 40.89 LT Apr 25, 12 10.000 63.520 635.20 104.450 1,044.50 409.30 LT Apr 25, 12 10.000 63.617 636.17 104.450 1,044.50 408.33 LT Apr 25.12 10.000 63.659 63659 104.450 1,044.50 407.91 LT Apr 25, 12 2.000 63.545 127.09 104.450 208.90 81.81 LT Apr 25,12 2.000 63.645 127.29 104.450 208.90 81.61 LT Apr 25, 12 2.000 63.745 127.49 104.450 208.90 81.41 LT Apr 26, 12 5.000 63.928 319.64 104.450 522.25 202.61 LT Apr 26.12 2.000 63.920 127.84 104.450 208.90 81.06 LT Apr 26, 12 2.000 63.930 127.86 104.450 208.90 81.041 LT Apr 26, 12 1.000 63.720 63.72 104.450 104.45 40.73 LT May 1, 12 15.000 64.637 969.56 104.450 1,566.75 597.19 LT May 1, 12 6.000 64.715 388.29 104.450 626.70 238.41 LT May 1, 12 6.000 64.975 389.85 104.450 626.70 236.85 LT May 1, 12 2.000 64.850 129.70 104.450 208.90 7920 LT May 1, 12 1.000 64.820 64.82 104.450 104.45 39.63 LT May 2, 12 7.000 64_374 450.62 104.450 731.15 280.53 LT May 2, 12 4.000 64.410 257.64 104.450 417.80 160.16 LT May 2, 12 2.000 64.320 128.64 104.450 208.90 80.26 LT May3, 12 4.000 64960 25984 104.450 417.80 157.96 LT Account name: GHISLAINE MAXWELL Friendly account name: Account number Your Mounds' Advisor: SCOTT STACK MANLYLE CASRIEL c-ontkwed next page CNP70009005675254 NP7000191999 00002 1114 C00575004 Y12356855001WEAWGhtnenten 18 of 96 CONFIDENTIAL EFTA 00131262 EFTA01273469 (SUBS UBS Strategic Advisor November 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MAN LY LE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Number of shares PMIChaSt Pt/C41 Average price per share ($)) Peke per share Cosi basis (S) on Nav 28(1a Vdue on Nov 83 ($)) bnfl gain or loss HolIng period May3, 12 2.000 64.675 129.35 104.450 208.90 79.55 LT May 3, 12 2.000 64.910 129.82 104.450 208.90 79.08 LT Jan 23,13 629.000 77.560 48,785.62 104.450 65,699.05 16,913.43 LT Apr 22. 13 290.000 84.719 24,568.68 104.450 30,290.50 5,721.82 LT May 22, 13 111000 83.807 9,302.58 104.450 11,593.95 2291.37 LT Security total 1,152.000 78.533 90,469.50 120,32&40 29,856.90 UNITED PARCEL SERVICE INC Cl B Symbol: UPS Exchange. NYSE EAI: 52,843 Current yield: 2.44% Sep 19, 13 82.000 91.779 7,525.90 109.920 9,013.44 1,487.54 LT Sep 19, 13 19.000 91.625 1,740.88 109.920 2,0138.48 347.60 LT Sep 20, 13 107.000 91.805 9,823.18 109.920 11,761.4t1 1,938.26 LT Sep 20, 13 26.000 91.835 2,387.71 109.920 2,857.92 470.21 LT Sep 23, 13 93.000 91.049 8,467.59 109.920 10222.56 1,754,97 LT Sep 24, 13 93.000 91.612 8,520.00 109.920 10,222.56 1,702.56 LT Sep 24, 13 41.000 91.663 3,75820 109.920 4,505.72 748.52 LT Sep 25, 13 62.000 91.138 5,650.56 109.920 6,815.04 1,164,48 LT Sep 25, 13 11.000 91.090 1,001.99 109.920 1,209.12 207.13 LT Sep 26, 13 64.000 91.489 5,855.30 109.920 7,034.88 1,179.58 LT Sep 27, 13 54.000 91.117 4,920.33 109.920 5,935.68 1,015.35 LT Sep 30, 13 46.000 91.475 4,207.86 109.920 5,056.32 848.46 LT Oct 1, 13 46.000 91.668 4,216.73 109.920 5,056.32 839.59 LT Oct 1, 13 6.000 91.650 549.90 109.920 659.52 109.62 LT Oct 2, 13 61.000 91.128 5,55884 109.920 6,705.12 1,146.28 LT Oct 2, 13 19.000 91.067 1,730.29 109.920 2,08848 358.19 LT Oct 3, 13 55.000 90337 4,968.58 109.920 6,045.60 1,077.02 LT Oct 4, 13 55.000 90.653 4,985.96 109.920 6,045.60 1,059.64 LT Jan 17,14 121.000 99231 12,007.00 109.920 13,30032 1,293.32 ST Sootily total 1,061.000 92.250 97,876.80 116,625.12 18,748.32 XIIJNX INC Symbol: XLNX Exchange:OTC EAI: 12,086 Current yield: 2.55% Sep 7, 12 25.000 34.770 869.27 45.440 1,136.00 266.73 LT Sep 7, 12 5.000 34346 174.23 45.440 227.20 52.97 LT SDNY oteederge4P89° CNP700C6005675255 Nt7000191999 C0002 1114 030575004 VI 23568550010000 Page 19 of 96 CONFIDENTIAL EFT/U/0131263 EFTA01273470 UBS UBS Strategic Advisor November 2014 Account name: GHIStArNE MAXWELL Friendly account name: Account number: Your Nonacid Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Equities . Common stock (continued) back icing date litarber of sharet Purchase pate( Average price per thaw (S) Price per shav Cost 0.5%6(5) on 10v 28(5) Value on Nov 29(5) Uneedized gain or loll (t) Making 15• 050 Sep 10.12 37.000 34 845 1289.29 45.440 1,661 28 391.99 LT Sep 10, 12 3.000 34 660 103 98 45.440 136 32 32.34 LT Sep 11. 12 20.000 34 853 69706 45.440 908.80 211.74 LT Sep 12, 12 18.003 35006 63011 45.440 817.92 187.81 LT Sep 13, 12 21.0OZ) 34 £66 732 61 45.440 954 24 221.63 LT Sep 14, 12 19.003 35.536 675.19 45.440 863.36 188.17 LT Sep 17, 12 7.000 35.151 246 06 45.440 318 08 72.02 LT Oct 24, 12 3.000 32.523 97.57 45.440 136.32 38.75 LT Oct 25. 12 5.000 32.522 162.61 46440 227.20 64.59 LT Oct 26, 12 3.000 32.776 98 33 45.440 136.32 37.99 LT Oct 31. 12 1.000 32.770 32.77 45,440 4544 12.67 LT Nov 1, 12 2.000 33 360 66 72 45.440 90 88 24.16 LT Nov 1, 12 1.000 33.520 33.52 45.440 45.44 11.92 LT Nov 1, 12 1.000 33.530 33.53 45.440 4544 11.91 LT Nov 2, 12 1.000 33.550 33.55 45.440 45 44 11.89 LT Nov 5, 12 1.000 33.190 33.19 45.440 45.44 12.25 LT Nov6, 12 3.000 33 886 101 66 45,440 136 32 34.66 IT Nov7, 12 2.000 34 025 68.05 45.440 90.88 22.83 LT Nov 7, 12 1.000 33.910 33.91 45.440 45.44 11.53 LT Nov8,12 4.000 34 032 136.13 45.440 181 76 45.63 LT Nov8, 12 1.000 33.860 33.86 45.440 45.44 11.58 LT Nov28, 12 4.000 34 312 137.25 45.4140 181 76 44.51 LT Nov28, 12 3.000 34.410 103.23 45.440 136.32 33.09 LT Nov29, 12 15.000 34.583 518.75 45.440 681.60 162.85 LT Nov29, 12 3.000 34.493 103 48 45440 136.32 32.84 LT Jan 23,13 1,087003 36805 40,008.01 45.440 49,393.28 9,38527 LT Apr 22. 13 502.000 35 691 17,917.23 45.440 22,810 88 4,893.65 LT Sect.* ity total 1,798.000 36 246 65,171.15 81,701.12 16,529.97 Total $1,367,972.07 $1,733,060A3 $365,088.36 Total estimated annual income: 545,774 CNP7C0C0305675256 NV7000191999 03032 1114 030575004 V123503550 01«#,wGmas 20 of 96 CONFIDENTIAL EFTA_00131264 EFTA01273471 UBS Strategic Advisor UBS November 2014 Your daSetS(contnued) Your total assets Cash Equities Total Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Your Financial Advisor SCOTT ST nCe Mete LYLE CASRIEL value ...: PerCentar Or your accord cost Oast (8 Bimate0 annul incant (Si unredzed on or loss (0 Cash and money balances 1,298.42 0.07% 1,298.42 Common stock 1,733,060.43 99.93% 1,367,972.07 45,774.00 365.08136 $1,734,358.85 100.00% $1,369,270.49 $45,774.00 $365,088.36 Account activity this month ON. Actbily Desciiption Anoint (t) Dividend aid interest laconic Taxable dividends Taxable interest Nov 3 Dividend GENL MILLS INC PAID ON 1882 771.62 Nov 14 Dividend COLGATE PALMOUVE CO PAID ON 1508 542.88 Nov 17 Dividend PROCTER & GAMBLE CO PAID ON 1134 729.84 Nov20 Dividend Nov 26 Dividend X1UNX INC PAID ON 1798 521.42 Total taxable dividends $3342.76 Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1 1(0E/14 CATERPILLARINC PAD ON 1110 777.00 0.31 Total taxable interest Total dividend and interest income $0.31 63343.07 Dale Actloy Oescoption *mom' (I) Other funds debited Nov 19 Transfer TO 235750100 -7,266.39 Total other fonds debited 47266.39 Date nowise Description ancunt 11) Money balance activities Oct31 8alanceforwerd 95221.74 NOv 4 Deposit Nov 7 Deposit Nov 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 542.88 Nov 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 729.84 Nov20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11119/14 -7266.39 Nov 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 771.62 UBS BANK USA DEPOSIT ACCOUNT AS OF 11/06/14 0.31 UBS BANK USA DEPOSIT ACCOUNT 777.00 continued next page SONY GM 00020645 CNC00030056752S7NP7000191999 00007 1114 030575004 VI 23568550010000 CONFIDENTIAL Pogo 21 of 96 EFTA_OOI 31265 EFTA01273472 T UBS Strategic Advisor November 2014 Account activity this month (Coetritiedl Date Money balance activities (continued) Nov 28 Actmty Deposit UBS BANK USA DEPOSIT ACCOUNT Account name: GHISLAINE MAXWELL. Friendly account name: Account number: Your Ilisandal Advisor: SCOTT STACK MAMLYLE CASRIEL Descrotion amount II) 521.42 Nov 21! Closing UBS lank USA Deposit Account The UBS Bank USA C*p09t Account Is your Oman/ sweep cot.on St295A2 CNPAXIC0305675258 NP700(1191 999 00002 1114 030575004 Y123568S5001Mlicom3,0021,ss 22 of 96 End of statement for account numbs,. CONFIDENTIAL EFTA_00131266 EFTA01273473 Important information about your statement (BS Frond., Santa hc (the FM a tA13 Fawn* Sericeg. is a mentor of al preswal toothy. canooddy aid gams ocharges UBSFersaxill Stevan and MBank USA ay indica firibufirirs of uB5 AG and affiliates of ul15 Smokes TIC the f on' s fnaicial wows it tattle upon recut! TM bur's etecutearofirces are a U35 Portal twos Ix 1200 Hater &thread Want* en le 07086 1116 AdtiMeni reprelfaSthe °Meal reared of the UPS Fmaroal knees account Other records. except °Heal Lae downtrod. conuhng antan9 data should not be abed upon rl you baste thew an a a 09161.01. please moo n arnithaely n swing to thel3rach Fdaopir of the off cesmogyour tosum Atheugh al spans roan are emended 10 be X0.010. Fathom daa Todd rot be used for tar puposes Fterk sokly on yearend to lank be.. Farm 1099. 5498. 10115. ex) then peeping your to tam the/ kit is requivd by Ian to repon to the RS al taro) le dirdends. nipontile non lath dvilends ad hay* metal tamed on securities Many:Air mart, net proceeds on sale tranucteas, aid cost bonencoon awed %flaw; Conmuniations withthe Firm • prose re.c.criforrn airy oral OrermAlCater6 nwnengto further proton your othts nclahno yokeoyes under the Washes hien Proton:co Act (WA) • rf The Mona instriehon on the top kft ce the Nem of that slate tent is not MS FitIn0AISavari. urn Femoral Stokescaries ries:am as Owing broke by atheigement van the nelicatod narteion We Intoned you col thnretetionthen Men you opened Ins axon in this caw, sou hods ant' two ies re located XL% Frunoal Sawn and not th? rzrodumg broker. ad you must mare a rennet of ty Ma oath:ski to Intl In All snarl StaWrenCS chil be deemed COMOItte led torte d ryas °bp:teato n kotrig tithe 60 days • Please direct calmer complains a inures to the Imrs Cherd Rations Doorman a 2014521699*r taint. al 000-3544103. 8 00AM to 6 00 PM FT Monday theoup hider. a in wring to uBSIMancol Sental he. Clem kittens Deparront PO Box 766 Unon City NI 07(07 • in case of thence pinions atcut n demonic lands trade (W11 bib Dhow, ce U35 Una Mr can tranacoot, call 800-762.1000 or nee to LOS Menai Smits hc. lOTO tabor BW . 60 I lac Wedwith. N) O7086. Ann WA1B5A Savo,: Cal a sweet soon as tu cart d you th nk your stawnem or recew 6 wrong or el you need more of <maim Lout attract on the swerves of recent The Fen ce Card Mow fa aplOble) must her tan yea roe t3tEr thrth 60 O rd alter the fret scot you the fist summit on vat eye era or probity49*mA - Croak you nine ad accoint number (II ay) - Dear& the eT01 or the wader you ay ware abaft axle:star ascleady WU an My you Woo 4 is m era a ray you now cruet nlanoisn - Fronde to dollar anion of to sanded mix It., km or C id Muer wit maniple you CCAVtint red Mll COrteC any error protTpuy Plot:rare al thecks payatto to the Furor re Mail nulacin odcated on to roes of tha slatement h ake to agar, arant tees. athunn mai be %bpi to manunance teas charges kr we parent for seams purchase; adchars for apad nut m cash axotots Amotra$ ma we Unita* to other ostrutcos may be :Win to a banner fee UN Sweep Optim U85 otters °Woos for strewn9 cat betimes. bathos so bank ,posts si U858ak u5A NAM AG Surreord Oat (Bark Sweep nesrathl math market maul fads (Money Funds) arid the haysakoa Demst Account (0Allor customers with a mental a kesotroe IAInagernent Account lhicugh Iht Bat SweepFM/ISM Cat, bastes are swept so tea (lare USA W or a esti:rated LW and then to ICS AG Stairked Brant, a a Money Fund Deposes at WS flat USA are FOC enured n accordaxe with fps; rules For nay Viconaion p lone .,,it www Idtc gaw Deposits a tin AG Sea deed Dan t and dares carter, kits arena enured by the FDC. Through the DA. Nibble to Waffle:es are wont to deposer accounts a WS AG New York Brach and IBSAG Carman Dant these Otosrls atria routed by to FOC 'Masao held If the vB5 AG Chow Brach are tentoraily (biased to the ;amigo rid of theCarnal hands and there n ni guar./meet( other oho Ionia of LIOS A6 b repay the trats1C95.6h 1* On the uth Carrots eraCh'S books Dwain a UBS Bat USA rd each UPS AG Brach rerun praecied by WC Maned Fund shies are pros eel by SPC See 'WS Finthoal Sevres Account Frotediont below Upon you reg./92, baterces n tie Bat Sweep Programs or OA maitre witittara aid shares of a Way Fund maybe liquidated, and themeted' returned to you a you mune% =cull Father on Contra tout tattle sown opium. ndudng cumin went, rats AM nett. 6 • it** at www stscordsmopyitas Pon your ;natal advisor a by calm 800.762-1000 UO5 teamster! Services mown probation The Fern icarnerrter of the keens them Protedion Cotorabco (WO. With protects seontla roans of es marten tes lo 1500000 Mcbto 1250000 for darnsfor will the 5PC we pixecom tons *Ph lo all accounts that you had n a panned, twat, the Ferri together wth omen, Janata ha also purchased steps:mar at thenotai the minor/on mount payable to all NOW dent. coleschnokundothr; protocion 6 550) mutton as of Nowt& IO. 2013 Steam tote poky ardaiorn aid finta(cos ark at he Fern isUtheptceeCted fte to 10 SI 9 milko n tbe anegate for all you axotans heifer a para. cepa:Ay A full opyol the poky Mang 6 Nal..lole upon ,99.ro2 l'ho SIC rre0 WWI and the sewlenental promen both do no1SI>lY 10 • (triArrInatal acts controlled by OM Odused n)vor account vibe) but held away f tom tal$ final Sermon anan (kat PUBS Bark Wca;ti at U3S AG Stamford bay h. Id) mutate mitt. oaring tooth) amnia ad 04 inns of mutual lids aicre soh shares re registered teak n the tone of the aOthrt Naha co thebodes and records of die addable Ora Or trader agent). • Conan ethrmeni contra" or norm% manse (99. Imbed pat:welts aid prvaeplawerrts) that ate non aginered coda the Shames Act of 1933. and • Corms:dna mynas k 9. forwth exchanger and ream theta contact lidding taxes commas an, con'thOY Wall coronas The SFC protection ad tiv pipplarorra proteonn do not tpay to these assetseven A they Othenthe apneacora fitment The SFC protean, and the saphowit proteacn do not tithed again tames lithe main vat* cd yes thestments ennetter as a result of mane) inownint. rfSuel batr.sptCY a 011.tr".90 More Wormxon a mit ki tem request Ow may obun now inorthanth tout WC. Odudn9 'MSS< Dacha by canting SPC at 202.37163004 by voitng tie SRC •firtdne at rmW trrerc (WV Diyideni Its thresunent Program OFIP) the Fay raleCed tar ataaje pna yW may °bon the actual price *an your Fthansi Adios Only Mole shies are pathased valf•Car. pare ewes wit to cold arid me cat wit be doposeid n thee account Met/Ord rethestnert pro awned by the issuer mill defy from the matte ate at whth the panne Owes re sold Cask-blew (flit 1410 le unit inn be held in you axoint f you are entente) to 'pair me as emit of ,*Mend psdnent or otherwise, the firm wit ether set panelists at market rice a accept an nal deuenred by aregistered Wang agency and rata you account lavorment °bleaker, The MerStrilertobraves and Fit prof In are SptCliC to eat accarm Md naywry beaten nem aro the Inn compel m wring of any orlon, Otte is your fnansa stuatith or neesterem obraive; For path xcours held. you choose one of the fo lOtang thestmend (loathes • Pedigo Covent Moine F•roltmentiwelunj the 910(calber of icome only • Athere Capearipplonon kwednonts *siring growth pmcpal rah. than that ginfiaton of name • Reduce Cornmenin of income soclCapOIAPPeolocm ammo° soot ing both the gerwaion of upon aid growth ore prociPal Douala* profit's • Conserve/re Seeks to martin heiaprropat Mb low risk at totality to the account omit nth n That mom the tooth does not generneigndom incomeor Mumsnd mynce keep pace will inl Loon • Aterrern lerfilerg to =op: some n'A to Fencrpal ad tolerate sane soda My so seek higher retina • Annan, Wring to amid hgh np 10 ;r11Cpal .34 hgh Vanity10 seel.hhgh Win over lint Statetnent thouseheklino" We ray consolidate al ceded twat statements will the sane address n the smear...lope Aoarres may be rented for this panne boama they hate amen eko cop maimin tont mount Moon/hex nth other chintz at the sure athfress TM peace a known as thousetadng • it you pale le realer Minks tlittnittinnuled n apse* CONFIDENTIAL reweave; — you may Skint househollrg by atm your Fnaici Adwor Friondly mount nano DerFrienth account name ref kas Warman that you mead on the knitscrane sthrces webs.. It 6a customizable •nderumor thown by you Yr aix you will Yar riKteckterg n hZ no 491 effect co yotr arum You on mange your FrenlOy >teal naves.. °Youth holm Somas a totatacum ays Force( Aetna. Accounthweryiew • vane of sour Taountrpallot ha of assets and Ii aloe • AZets InClucki &Wok cell barrel whin lor rose iced vaunt, (ea 1 rid Gkbalthme Deposit unrealized marks to market and artan Zath Mt held by the Frm Dot not ochdeunprod skurittilassots at dietriad the pia andteat summit pewit a Moo Marion withered sloth cols 6 aid wenn* 451o4. %them • Oablees hail ckt bairica. ouistandra thaw loan. oath Inn sheet accoum balances • CathArronty bison Tots of a rt somata. cat biennia. ski LBS Bat USA depart taxon U115 AG Surriced Branch depose bathis and scow thaw( maul Ind sweep basket etas the dose of the statement pared Non.corrincdly free aeon batman. n yea amount arena segregate from other bare?, and tee Emmy tne an of these !Ards n the ordiwy course of ds hathess these funds at fatty. upon pa demand no total 6 inthdkrd in nee arm• lona dose-9 value landing information rot detsM olennanar on die F > gonna p • athis and didocum rate to youclern Re+.31bertp Agrennwn or Accoat Armin: and the General kiln ad (mittens USS StIonent of Ceede Oaten fl ab* n Agneates entacrotres al tour .rbr rmy.refor.rorairreyr.” Your assets Yea StAtifiltell COMPS SeCtritnrS Yid Other assets held n the .KCOterl a to end of the Stinemtnt period You may at for de try of Julypad watt" ar art tine You may neon. senate; used a hat collaWa aser pang balance cue on them My wanton trarrtier red to them dung the sunnier: penal an listed at valet a 01 the erd of the statement pried • Cot bast et detethOng the act basis of the secuthes added n this statement wren tatted veth Ore nutter '1. ' (IBS krona Servcesha nekd on inkonation Witted from sources other than LBS Fink- n l Senthes. oCudng nictitation ken areas IT or that you may AAe preretkrd lo your Frnar10.0 Aihroce The Firm dots not ilattodenlif way Or guarantee the annoy a vaidny of any irdarnaon provided by seam other than LBS F natalSeedOs in addion Staab UOS Fewscial Sake: gamily updates th is donnas:el as e A nomad ate Pita don rot amide any asstethas (a the (*minion soder 'Cost bail' ad tlaredited pardon" is rose* a of to dae of this 92401011 As 9.47h please do not liken this .tamton to make curthase a We Mixes la tar purposes a critetro ACCc•int tr/ISIMed to the frrn ma/reelect glass nformaith QM for he reread time theyarehad at the Lim thorehinorcal Hamann Cat be added by you Firtina4 Attar • Unedited palm/boa When ass is VAS* *firmed unreal zed nem: roc 3'2 can ates it' SDNY GM 00020647 EFTA 001;1267 EFTA01273474 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal lots maya ma, not aka ccmnksafts, drages ads stamyreorgencatia tens De/and al odes remnant lots and notornalk plat ae kit are oath ombned toaster ourattrased lhe • trade dz.' calm piesents the «Naar balsam bakdare • CANN searisies Bonds and parted sod that the tsuarcalb for ealy wileriphon nil beselected emalialir by lot tom "mg al sauna of that issa held in oul name a re dame n atte ler Our dents Calfears Maul tre is Manedfrom tea pates aid as xara-f rs not guranted OT« call I eatas may eat meal could aria Mkt ~ate mama en ind bey/aided upcn alfel • ~as of deposit KIN) CDs die MC mad ups, $293,0:0 n alistial ad aqua tarot us Monitor and p. cluarlay nslitslicso h atardarea with SDK alas • niaivalue Pnces &bibs/ fa whines ad other produces mar be high', a byte thal t e ase TM you mute asually ream in the make Pres are °Maned from mews Sid payscam eta. webeletytlote rabble but we do not gamma ea away - We gorieraly um To doingma whim *rabble cr lM mean or Pe b4 aid ask aces fa laced %area and *pesos or on kid peas or OTC stoats - Las avast trad sauna maybe gad tung a 'mbar. motel a Tams Wen nit* we ootaiied aid may nol reeled an ada maaa pasror tan - C Oman poslions may £pea /Mart a put and mil show z 'price was not addable' if we re wale to Obtain a age for a stony - Deposes a Names damns& n agtedes oat ihmUS Cahn as reelected a the odhlnao 'Se ds of the Panne data - For cam sorties adog non-wit:4min deramnattni. ace and quaky (Nee vale) may Lae bom Nosed» looleraler trope.' volszun To obtain dam estrizals arm wattle mesas yo.t Foams,' edema • Mena Ininestmfms and settrautiml protivaa lima are auras Cnalang Orel pa irpaion prawn aid real estate rasa it DWI SECUTRAISYKI Slruclued praluaS faraway hghly laud (etav matted prams Ma me Dom reggaet wt. the Waifs and enicrldt Cannissisn a underand Stare Seaga" ad We photo eamaed tam la Sainte natmera sambas arid strata profits, ear Marra malputioan only Aciaracyd rot guff an~ - lhlRArvaUt5 nytin« stbsurnally from pas n try a there agora mestmen secure), a structured mac nuybe tour a sad aid do not normally represent the ma you may raser upon 'galloon - bad pay esimaes of via an as 01 a ran das aid a ~lied lo LISS friawd boars °flared/Ur bald by an napendent vallian ban fluat. Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general pains ex ardor and may be °babied based en defiant itormation from Tat used by tend pales to dare Thor estinad yam - au ca ablate addada itarnaun regang the rrehadolcgy used to determine the amnia of vase rid the dace of the Monnamn thi ls the base far Tr Marta by aniashg your Woad Shaer - lad parry eilanared vibe; may be reflected as 'Not p1Ø' n metal Maas ten an 'otlepenant valuation Ism PAS not Applied c< d unaVe to assign a value Mena beans axe amanitas/ tart ha warredthat Illy ti la ereausly reposed vale Ø dotal& a ~date acid be highly meditate duo to To rums> of the many - Mhen neither an Eva gmal paw a sponsor ectinats1 vale not a ih rdpany es Mad aues is braided. the vareol Te awry al Dada's's* tan no Naha pia - 'Carbutions to die' no/ inch* nnrn of cal swam a both • 00342J ISY sies' raearntsTe diRAIOII(Ung pole raw mix a-.5 may not rdlea yder cos bark • Itissolaed Marestis Reacted saunas ;mealy as not amoteyagble fa park sal IRS Maid Seats uses the maw precool tie esinesuittod s1Ø of the 'ant Muir a as Mauled sake for the rearesed sea Pr purposes of Thisswercerdosy To the total tul reacted sodales are algae lot sale Me afar teemed may be anuntialy less Than the Mora vila ~WI • In. Nainitted) Meant. conmatyitilds and rapt An estirum of alma nano is based on anent deten aid Man ram awing at isarities MI be bid for one year from maternal date a ease mituney This estimate d my a gudidne accuracy aid antmed Mae se not garaseed - EstMated anus mom aid daunt all la airlan Ciao, session muld akae amen of schegia or caul ganS n Midi Ca the Mt nire (MO dotal saki) would be mania - Serrated anus tarne aid euteni Mal aid the aqua Moire and yield night be awes hgher than the alma moans - An es indoor rinnalged mama <diadem/ andor forest) dialed by the camera mac vabarerae bald-teamed Co tre last Mafia or clam parent made by the ma and manes the sera ardour's war to Nelda one yes ban the statement dale or ata ~say Aosala calmed aid ae not guaarReed • Aetna< held Isif UK financial Service Conan Mae all not hell byte Um ad not widin Ae Fornys cassaba, or antra rhea assets re dopladd an yam Vantlited for inloierwronal pupasoaf Roams ad also bearded re acisad byte Moog fan UCS ~ea boas t not Trouble Sod this dloanaiin al does net gannet as ataxy these ads tenet prowled by Salg or tre arms suppliant', SaC away • Revenue Temg and addkbnalcompeasation. ullnittont en saki aid 12bt fees r ream with the data:ohm of instal • !Jab.* aid a Our aiiae Nara ahe ur_ian3 ratans from wubuters and« son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 the mount el satsby LOS 01 a parrødt nasal had fairy to oar:ans rod Id the aim vareol a primly mesa' lund lank% twos Nila IN Inn - We and ocr allare as recta remand aid ormtosproasung lets n corsaimon for tails agent SOROS that we proalt to the arum funds 'Wawa; ~gab ao pad Iran Manor Zinn in the re vyl lad sid se a tad dolly amtsl basal on Me roast. of ~Is at the erotic-dealer holdingmutual lads el Tat had Isnik - in Øl an to commard Waked rt cornedion wen the sabot' distrbuttin of antay combats rd Inis imestaire tea units to cur deans we aroma altdiale hate rasa Siang COrMenallarl from mania be roans> cabanas mammy tie asenty arrow's Orbits ol The nntanof corroalffs aØ506 a Teat ~en trusts we Waist - Ott enlists also re:el/eluding commescosalif otte ~Won funs Melia nab, aid nurnoos ORTAlin Riau? pronxts %only:bolo - We recta al anus tee earn LCS 8a* USA ad USS AU Stanford Birch el up to RS pet aount sweeprig to tie banks ad« the tines* Sweep Programs ~Nei Morns:an tegltog corraisMam ordnets Arse tossed annechon eel the ereodio safes escbions opben lramactans has been ncLifled oftilinmetons premix* I...tidied to you. aid Ail he stoiiided to you tummy on awed Short selling If you re engaged in tort sehg a 'cavity ycu may mora chase Cie to renal barowing am Seta paloila 'softy Open sedan Regaling (*Mt( '9000tilaSOMIOS• orders that are not erected by the Staerneni date Open buy ad fell stop ceders at eased by the amain' of Medea, ar rgens ea • eediaindsor tenches dale unless ran/Oa Maria by you YOu s e resarrablelor orders thal at ~Wed Cue CO pm Nitre so canal exittg open orders Tax withirlditg en fatirbeitions born UK financial Services IRAs Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ income tai from yur usable IRA diasbul Urn, tul you my clear not Iona., ramout ♦helsehor. insal, you nay elect to haw lac ~Mc I a arne or n a Ised anoint as you Mega Yea Soon al Nolan nellectuntAresolred by you You myna. Rail *Malkin a a-g Ono by morag a now oaten If you do ml ha crotch nametar atrial ban 'Our dartulinit sou maybe Nicola* Ica the cayman of maenad tat You may noai pea Ma d To marts wawa] and r' estirard la« parents aerot MuS m ydel lac oblignim Privacy To obtan a copy of us Gnat Caws Pura Nsioy please 'niar you Fnaici& Arlynof or rifa ow webs% a: ymnv fas ccmcon4cf eof 1.13S fin axial avian is not a bark The RIVA. &mum SegvaS ØØ BSA ad MN as bra age aortas Ma secede axes to bang ~5 aid prodias tØ anagrams with armled bats and °tad TM partybalks and prates mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" convenes teem", nviatce agency astisefa es or utS Fnandid Seences et InAs~t. mace. and annuls brodas NM HNC basted • No bat* 9AM~ May loft vain NM ?ascot. Ma,agorwm aomuit Business bans Acaum SSA ifMA and ncemabonal bears ~arum CONFIDENTIAL daunt as regislead servoe mats of LISS Freandal Serval tic Pm Square is a repaired sacra mark of Visa larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd debit eat ire issued by U13$ Bare USA Mee bonenton from Yea U S A Tarparad FulanCial StrviOeSinC Rev 201407 SDNY_GM_00020648 EFTA 00131268 EFTA01273475 SUBS U85 Feurncial Services tic 299 Park Avenue 25th Roor New York NY 10171.0002 UBS Strategic Advisor December 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLAINE MAXWELL Friendly account name: Inds, Account number: Your Financial Advisor: SCOTT STACKLIAN/ LYLE CASRIEL Phone Questions about your statement? call )Out Finansiar Advisor or the Value of your account RMA ReS0urCeLine at 800-11MA-1000, account 029723568 on November 2811/ on December 31(S) Your assets 1,734,358.85 1,721,172.36 1AsIt our websIte: senrw.ubscomIlinancialsetvices Your liabilities 0.00 0.00 Value of your account $1,734,358.85 $1,721,172.38 Tracking the value of your account 1 Thousands 1.734 4 1,721 .2 • N0v 2014 ON 2014 Sources of your account growth derive 2014 Value of your account at yea.end 2013 Net deposits and erithdraaals 31512,194.00 Your nvestment return. Diadendard interest income 141,7192.85 Chance in market value 1167.195 51 Value of year arcane on Dec 31, 2014 St 721.17236 1000 SDNY GM 00020649 PA•mber SIPC CNP20010008072415NP1000305739 00002 1214 030575004'02356855010100) Pag• 9 of 104 CONFIDENTIAL EFTA_00131269 EFTA01273476 SUBS UBS Strategic Advisor December 2014 Your account balance sheet Summary of your assets Value on December 31 (14 Percentage of your account A Cash and money balances 6,517.57 0.38% B Cash alternatives 0.00 0.00% C Equities 1,714,654.79 99.62% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,721,172.36 $1,721,172.36 100.00% Account name: GRIS.AINE kiA,1A ELL Friendly account name: Account number. Your current asset allocation Eye on the markets Index Percentage change December 2014 Year to date S&P 500 -0.25% 13.69% Russell 3000 -0.00% 12.56% MSC I - Europe, Australia & Far East -3.44% -448% Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97% Your iq Randal Advisor. SCOTT STACK MAN LYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Imponant inforrnaitn about your statement on the last two pages of this statement for details about those balances Interest rates on December 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.17% CHP700100080124I6NP7003305739001302 1214 0305750Gt V123568550 lOgOeGfrioodstesolo of 104 CONFIDENTIAL EFTA_00131270 EFTA01273477 *UBS UBS Strategic Advisor December 2014 Change in the value of your account December 2014 (Si Year to date (I) Opening account value $1,734,358.85 50.00 Deposits, including investments transferred in 0.00 1,994,881.82 Withdrawals and fees, including investments transferred cut 0.00 -482,687.82 Dividend and interest income 5,215.25 41,782.85 Change in market value -18,401.74 167,195.51 Closing account value 51,721,172.36 51,721,172.36 Account name: II Your PI nada! Advisor: Friendly account name: SCOTT STACK1AANLYLE CASRIEL Account number. Dividend and interest income earned For papos" of iteS statement, ta.ab:ity of 'fetes] anj dioden0 income Nffi been determined If= a US tax reporting perspeditt eased upon the residence of the account holder, account type, or product bye, some interest ardor 071Flend payments mat not be subject to United St*es (UA ardor Puerto Rico (PR) income ins The atilt month/ statement is not intended to be used and cannot tie reled upon for lac purposes. Clients should refer to the amlicaale tar reporting Iona they recent Iran 165 annualy, such as the forms 1099 and the FenTtS 480. for lac reporting information It IS the Pradke of U85 to file tht axitcaut lac reporting forms WO the US Internd Revenue Service and PR Treasury Oesssrtment and in such forms accutatery chanty cledenct analot interest as lac exempt or tat/4k income. neat. consult yeti' Indudual tax prepare( December 2014 (1) Year to date (S) Taxable dividends 5,215.13 41,777.77 Taxable interest 0.12 5.08 Total current year $5215.25 $41,782.85 Total dividend & interest 35215.25 $41,782.85 Summary of gains and losses yaws reported below exclude products for which gans andlosses are not classified. Realized gains and losses Unrealized December 2014 ($) Year to date (S) gains and losses (S) Short term -O.92 -7,126.61 -9,090.12 Long term 0.00 57,725.77 355,777 66 Total -$0.92 $50,599.16 5346,687.54 Cash activity summary See Account activity this month tot dela Is. Balances in your Sweep Dull ons are indudedin the opening and closing balances wit*. FDIC insurance apples only to deposits a U8S Bank USA, not to deposits at UBS AG. Slanted march or bank deposits placed through the UBS Interneliond Deposit Account program SIPC protection *Vies to money market sweep find holdings but nal bank deposits. See important inSormarion about your surcemenr cn the last hno pages ci this document for coals December 2014 (1) Year to date (S) Opening balances $1,298.42 $0.00 Additions Deposits and other funds credited 000 48,841 01 Dividend and interest income 5,215.25 41,782.85 Proceeds from investment transactions 3.90 398,581.53 Total additions $5,219.15 5489,205.39 Subtrathons Professional management fees and related services 0.00 -5,043.39 Other funds debned 0.00 -477,644.43 Total subtractions $0.00 -5482,687.82 Net cash flow 55,219.15 56,517.57 Closing balances $6,517.57 56,517.57 SDNY GM 00020651 CelP7031000307241 7 NP700330S739 000O2 1214 030575004 7122568SSO 101000 Page 11 of 104 CONFIDENTIAL EFTA_00131271 EFTA01273478 *UBS UBS Strategic Advisor mt.? r 2414 UBS Bank USA Deposit Account APY interestperiodNov 7 - Dec d Opening U65 Bank USA Deposit balance Nov 7 $5,993.67 Closing UBS Bank USA Deposit balance Dec 4 $2,013.31 Number of days in interest period 28 Average daily balance $3,178.22 Interest earned $0 .12 Annual percentage yield earned 0.05% Account name: ril-114 A INE 1OO n 11. Et 1 friendly account name: Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Francial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibibty consideration • None selected Your account instructions • You' account cost base default closing method is FIFO, First In, First Out. Your linandel Advisor: SCOTT STACK MAN LYLE CASRIEL CNP700100080724I 8NP7000305739000021214030575004 Y123568550 lOgfjpiyGit000lletS212 Of 104 CONFIDENTIAL EFTA 00131272 EFTA01273479 *UBS UBS Strategic Advisor December 2014 Your assets Account name: GHISLAINE MAXWELL Friendly account norne:Ind Account number. Some pnces, inconle and Current vanes Shama may be 4DM/dabble. AS a iKUR, gins aidlOSSes nol be acuralely renecled. See finportanf infonnaaon about your gatemen, a the end of the docurnem for more inforroaon. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bant USA deem/ account balances, UBS AG Stanford Branch Cepout account balances and money market mutual fund sweep imbrues UBS Bank USA deposit account balances are insured by the CDC valhn applicable limits, but are not insetted by SIPC UBS AG Stanford Branch deposit accoum balances are not insured br FDIC and ate not protected by SIPC Money market sweep batances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this document for details about those blames. siddng U65 8ANK USA CEP ACCT 1,29842 Goering beience coungbelence on Dec 1 (I) on Dec 31 (I) Nice per share Average on Dec 31 (b rate Dividend Interest period Your PI nodal Advisor: SCOTT STACK MANYLYLE CASRIEL 041 III period Cepanounl(1) Equities Common stock Wring Trade date raneber of shares Purchase pricer Average price per share (1) Pate per share Cost basis (S) on Dec 31 (5) Value on Dec 31 (1) unrealized gain or loss (I) Heldng period ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAI: $2,591 Current yield: 2.67% Nov 16, 11 13.003 37 316 485 12 55.520 721 76 236.64 LT Nov 17, I 1 13.003 35 393 460.12 55.520 721.76 261.64 LT Nov IS, 11 35.000 35.502 1242 58 55.520 1,943.20 700.62 LT Nov21. I1 18.003 34 371 61868 55.520 999.36 380.68 LT Nov 22, 1 1 15.003 33338 500.07 55.520 832.80 332.73 LT Nov 23, 11 22.003 32.655 718.43 55520 1221 44 503.01 LT Nov25, 11 7.000 32.460 227.22 55.520 38864 161.42 LT Nov28, 11 30.000 32.951 968.55 55.520 1,665.60 677.05 LT Nov29, II 18.003 33.472 602.51 55.520 999.36 396.85 LT Nov29, I 1 5.000 33.622 168.11 55.520 277.60 109.49 LT Apr 24, 12 30.000 37 567 1,127 01 55.520 1,66560 538.59 LT continued next page SDNY GM 00020653 CNP703103030774I 9 NP7003305739 00022 1214 03057%04 Y123568SSO 101003 Page 13 of 104 6,517.57 250,000.00 CONFIDENTIAL EFTA 00131273 EFTA01273480 *U BS UBS Strategic Advisor December 2014 Account name: GHISLAINE MAXWEU. friendly account name: Account number. Your 15 modal Advisor, SCOTT STACK MAMLYLE CASR1EL YOLK assets Equities . Common stock (continued) Track Hddng cute learber of than Putmase price Average pike per than (I) Con bads (1) Price per sake on Dec 31 (3) Vdueon Dec 31 (1) Unrealized grin or Ion (1) Hddng period Jan 23,13 1,056.000 43209 45,62681 55520 58,629.12 13,00031 LT Apr 22, 13 489.000 42.442 20,756.68 55.520 27,149.28 6,392.60 LT Security total 1,751.000 41.990 73,523.89 97215.52 23,691.63 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange OTC EAI: $2,493 Current yield: 2.35% Aug 4,11 146.000 42.343 6,182.08 83.370 12,172.02 5,989.94 LT Aug 12, 11 4.000 40.955 163.82 83.370 333.48 169.66 LT Jan 23,13 767.000 52_320 40,129.93 83.370 63,944.79 23,814.86 LT Apr 22, 13 355.000 56.870 20,189.01 83.370 29,596.35 9,407.34 LT Security total 1272.000 52.409 66,664.84 106,046.64 39,381.80 BAXTER INTL INC Symbol. BAX Exchange NYSE (Al: $3,236 Current yield: 2.84% Jun 20, 12 30.000 51.594 1,547.84 73.290 2,198.70 650.86 LT Jun 20.12 17.000 51.522 875.89 73.290 1,24593 370.04 LT Jun21, 12 29.000 52.077 1,510.25 73.290 2,125.41 615.16 LT Jun21,12 7.000 51.500 360.50 73.290 513.03 152.53 LT Jun21,12 5.000 52.216 261.08 73.290 366.45 105.37 LT Jun 22, 12 61.000 51.890 3,165.29 73.290 4,470.69 1,305.40 LT Jan 23,13 768.000 66.658 51,193.80 73.290 56,286.72 5,092.92 LT Apr 22, 13 355.000 69.318 24,608.00 73.290 26,017.95 1,409.95 LT Sep 19, 13 74.000 72.165 5,340.28 73.290 5,423.46 83.18 LT Sep 19. 13 6.000 71.875 431.25 73.290 439.74 &49 LT Sep 19, 13 3.000 71.880 215.64 73.290 219.87 4.23 LT Sep 20, 13 47.000 71.987 3,383.41 73.290 3,444.63 61.22 LT Oct 3, 13 154.000 64.600 9,94849 73.290 11,286.66 1,33817 LT Security total 1,556003 66.094 102,841.72 114,039.24 11,197.52 BLACKROCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 2.16% Oct 5, 12 7.000 189.932 1,329.53 357.560 2,502.92 1,173.39 LT Oct 5, 12 3.000 187.820 563.46 357.560 1,072.68 509.22 LT Oct 5,12 2.000 186.670 373.34 357.560 715.12 341.78 LT Oct 8, 12 8.000 188783 1,510.27 357.560 2,860.48 1,350.21 LT Oct 9, 12 15.000 1891es 2,837.79 357.560 5,363.40 2,525.61 LT continued next page CNP70010003072420NP700030573900002 1214 030575004 Y12356855010 gbjuy_sm_00012.99414 1 of 104 CONFIDENTIAL EFTA_00131274 EFTA01273481 $UBS UBS Strategic Advisor December 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MAW LYLE CASRIEL Your assets Equities . common stock (continued) Trade Hddng Me Humber of shares PVIChalt prlcd Avtalge pace per same (St nice pet snare cost basis 01 on Dec 31(1) value on Dec 31($) Unstated Holdng gain a loss (t) Pelted Oct 9, 12 2.000 189.010 378.02 357.560 715.12 337.10 LT Oct 10, 12 3.000 187.720 563.16 357.560 1,072.68 509.52 LT Oct 10, 12 2.000 187.670 375.34 357.560 715.12 339.78 LT Oct 10, 12 2.000 187.995 375.99 357.560 715.12 339.13 LT Jan 23,13 224.003 236966 53,08041 357.560 80,093 44 27,013.03 LT Apr 22, 13 104.000 251.093 26,113.69 357.560 37,186.24 11,072.55 LT Security total 372.000 235.218 87,501.00 133,012.32 45,511.32 CAUFORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE Feb 12, 14 59.200 8.030 475.39 5.510 326.19 •149.20 ST Feb 12, 14 46.800 8.033 375.95 5.510 257.87 -118.06 ST Feb 12, 14 12.200 8.034 98.02 5.510 67.22 -3080 ST Feb 12, 14 2.800 8.021 22.46 5.510 15.43 -7.03 ST Feb 13, 14 44.000 8.023 353.04 5.510 242.44 -110.60 ST Feb 13, 14 27.200 8.007 217.81 5.510 149.87 -67.94 ST Feb 13, 14 13.203 7.977 105.30 5.510 72.73 -32.57 ST Feb 13, 14 2.400 7.983 19.16 5.510 13.22 -5.94 ST Feb 14, 14 133.600 8310 1,110.31 5.510 736.14 -374.17 ST Feb 18, 14 45.600 8-366 381.49 5.510 251.26 •130.23 ST Security total 387.000 8.163 3,158.93 2,132.37 -1,026.56 CATERPILLAR INC Symbol: CAT Exchange: NYSE EA1: 43,108 Current yield: 3.06% Jun 19, 13 72000 84.718 6,099.75 91.530 6,590.16 490.41 LT 14120, 13 121.000 83.141 10,060.15 91.530 11,075.13 1,014.98 LT Jun20.13 78.000 83.030 6,47639 91.530 7,139.34 662.95 LT Jun21,13 204.000 82.904 16,912.44 91.530 18,672.12 1,759.68 LT P4124,13 111.030 81.517 9,048.46 91.530 10,159.83 1,111.37 LT Jun25,13 73.000 82354 6,011.86 91.530 6,681.69 669.83 LT Jun 26,13 69.000 82259 5,675.90 91.530 6315.57 639.67 LT Jun27, 13 141.000 82.951 11,69612 91.530 12,905.73 1209.61 LT lib 27, 13 7.000 82.925 580.48 91.530 640.71 60.23 LT Jun 28, 13 169.033 82.774 13,988.92 91.530 15,468.57 1,479.65 LT continued next page SONY GM 00020655 CNP70018008077421NP700030573900202 1214 030575004 Y123568550 101000 Page IS of 104 CONFIDENTIAL EFTA_00131275 EFTA01273482 SUBS UBS Strategic Advisor December 2014 Account name: GelISLAINE MAXWELL Priendly account name: Account number: You r Knandd Advisor, SCOTT STACK MAM LYLE CASRIEL YOUP assets Equities . Common stock (continued) Putchase pncs Trede Wireber Afliegt pekt Price per share Wiet on Unrealized Hddng HcIdng Ø of duurt per care (S) Con basis (s) on Dec 31(1) Dec 31(1) gein or lon (1) period Jul 1, 13 65.000 82.781 5,380 78 91.530 5,949.45 568.67 LT Security total 1,110.000 82.821 91,931 25 101,598 30 9,667.05 COK GLOBAL INC COM Symbol: COK E:Change: OTC EAI: 1204 Current yield 1.18% Aug 4,11 48.667 18379 894.45 40.760 1,983.65 1,089.20 LT Aug 12, 11 1.333 17.775 23.70 40.760 54.35 30.65 LT Jan 23,13 255.667 22.709 5,80616 40.760 10,420.97 4,614.81 LT Apr 22, 13 118.333 24.6841 2,921.03 40.760 4,823.27 1,902.24 LT Security total 424.000 22.748 9,645.34 17,282.24 7,63690 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: $2.172 Cwrent yield: 2.08% Aug 4, 11 174.000 41.632 7,244.05 69.190 12,039 06 4,795.01 LT Aug 12, 11 4.000 42.450 169.80 69.190 276.76 106.96 LT Jan 23,13 910.000 54 240 49,358 63 69.190 62,962.90 13,604.27 LT Apr 22, 13 420.000 59.788 25,111.32 69.190 29,059.80 3,94&48 LT Security total 1,508.003 54.300 81,883,80 104,338.52 22,454.72 GELAL MILLS INC Symbol. GIS Exchange. NYSE CAI: 13,086 Current yield: 3.07% Aug 4,11 191.000 36265 6,92677 53.330 10,186.03 3259.26 LT Aug 12, 11 5.000 35.754 178.77 53.330 266.65 87.88 LT Jan 23,13 LOOI .000 41387 41,428.89 53.330 53,383.33 11,954.44 LT Apr 22, 13 464.000 50287 23,333.21 53.330 24,745.12 1,411.91 LT Jul 17, 13 148.000 49.739 7.36145 53.330 7892.84 531.39 LT Jul 18, 13 73.000 49.836 3,638.07 53.330 3,893.09 255.02 LT Secuity total 1.882.000 44031 82.857 16 100,367 06 17,499.90 JOHNSON & JOHNSON COM Symbol..INJ Exchange: NYSE $2,985 Curent yield: 2.68% Aug 4,11 123.000 62377 7,672.38 104.570 12,862.11 5,189.73 LT Aug 12, 11 3.000 63.730 191.19 104.570 313.71 122.52 LT Jan 23,13 642.000 72.736 46,696.71 104.570 67,133.94 20,437.23 IT Apr 22, 13 298.000 84.721 25247.10 104.570 31,161.86 5,914.76 LT Security total 1,066000 74.866 79,807.38 111,471.62 31,664.24 conhnued ned page CNP703I0008072422NP700030573900002 1214 030575004 v123568S5010~yChcooditin616 Of 104 CONFIDENTIAL EFTA_00 31276 EFTA01273483 *UBS UBS Strategic Advisor December 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your Financial Advisor SCOTT STACK 1,I,474 LYLE CASFUEL Your assets Equities . Common stock (continued) Trade Hddng date Number of shares riacrune rir(er Average pike Price per share Ydue on Unreinzed liddng per skate ($) Cost 6405(9 011 Dec 31 (I) Dec 31 ($) gain a loss ti) period MCDONALDS CORP Symbol: MCD Exchange: NYSE (Al: 43,461 Current yield: 3.63% Aug 4,11 95.000 84.969 8,072.06 93.700 8901.50 829.44 LT Aug 12, 11 3.000 85.910 257.73 93.700 281.10 23.37 LT Nov29, 12 8.000 86.456 691.65 93.700 749.60 57.95 LT han 23,13 555.000 93.053 51,644.75 93.700 52,003.50 358.75 LT Apr 22, 13 255.000 99318 25,326.32 93.700 23,893.50 -1,432.82 LT Sep 19, 13 78.000 97.879 7,634.63 93.700 7,308.60 -326.03 LT Sep 19, 13 22.000 97.425 2,143.36 93.700 2,061.40 -81.96 LT Sep 19, 13 2.000 97.830 195.66 93.700 187.40 -816 LT Security total 1.018.003 94269 95,96616 95,386.60 -579.56 FE>CTERA EFERGY IIC COM Symbol: NEE Exchange_ NYSE Eat $3,370 Current yield: 2.73% Aug 4,11 134.003 52.960 7.096.75 106.290 14242.86 7,14611 LT Aug 12, 11 3.000 52.530 157.59 106.290 318.87 161.28 LT Jan 23,13 700.003 71.610 50,127.21 106.290 74,403.00 24,275.79 LT Apr 22, 13 325.000 79.757 25,921.06 106.290 34.544.25 8,623.19 LT Security total 1,162.000 71.689 83,302.61 123,508.98 40,206.37 OCCIDENTAL PETROLEUM CRP Symbol: OXY brhange: NYSE EAI: 42,791 Oared yield: 3.57% Feb 12, 14 148.000 88 959 13,165.96 80.610 11,930.28 •1,235.65 ST Feb 12. 14 117.000 88.989 10,411.82 80.610 9,431.37 -980.45 ST Feb 12. 14 32.000 89002 2,848.07 80.610 2.579.52 -268.55 ST Feb 12, 14 7.000 88.857 622.00 80.610 564.27 -57.73 ST Feb 13. 14 110.033 88685 9,777.41 80.610 8,867.10 -910.31 ST Feb 13, 14 68000 88.708 6.032.19 80.610 5.481.48 -550.71 ST Feb 13, 14 33.000 88369 2,916.19 80.610 2,660.13 -256.06 ST Feb 13. 14 6.000 88.421 530.53 80.610 483.66 -46.87 ST Feb Id, 14 334.000 92.065 30,749.82 80.610 26,923.74 -3,826.08 ST Feb 18. 14 114.000 92.677 10,565.23 80.610 9,189.54 -1,375.69 ST Security total 969.003 90.422 87,619.22 78,111.09 -9,508.13 continued neat page SONY GM 00020657 CNP70310008072423NP7000305739 00002 1214 030575004 Y123568550101000 Peg* 17 of 104 CONFIDENTIAL EFTA 00131277 EFTA01273484 SUBS UBS Strategic Advisor December 2014 Account name: GNISLAINE MAXWELL friendly account name:Ind r Account number. Your llouncii Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities Ficldng Common stod( (Continued) Trade date Nagar of than Purchase price Average pact Price per sheet Vela. on urs*slted Holding per 1113M (I) Goa basis (S) on Der 31 (1) Dec 31 (1) gain ot loss (1) period PEPSKO INC Symbol: PEP Exchange: NYSE CAI: 13,023 Current yield: 2.77% Aug 4,11 115.000 63979 7,357.65 94.560 10,874.40 3,516.75 LT Aug 12, 11 3.000 63.023 189.07 94.560 283.68 94.61 LT May 16, 12 6.000 68.535 411.21 94.560 567.36 156.15 LT Oct 24, 12 1.000 68.690 68.69 94.560 94.56 25.87 LT Oct 25, 12 2.000 68.810 137.62 94.560 189.12 51.50 LT Oct 26, 12 1.000 68.890 68.89 94.560 94.56 25.67 LT Oct 31, 12 1.000 69370 69.37 94.560 94.56 25.19 LT Nov6, 12 1.000 69370 69.37 94.560 94.56 25.19 LT Nov7, 12 1.000 69.150 69.15 94.560 94.56 25.41 LT Nov8, 12 2.000 69.090 138.18 94.560 189.12 50.94 LT Jan 23,13 699.000 72.166 50,444.31 94.560 66,097.44 15,653.13 LT Apr 22, 13 321.000 82151 26,484.85 94560 30,448.32 3,963,47 LT security total 1,154.000 74.097 85,50836 109,122.24 23,613.135 FROC1FR & GAMBLE CO Symbol. PG Exchange: NYSE EAI: 12,919 Current yield: 2.83% Aug 4,11 118.000 60.103 7,092.22 91.090 10,748.62 3,656.40 LT Aug 12, 11 3.000 60.896 182.69 91.090 273.27 90.58 LT lan 23,13 619.000 69.941 43,293.73 91.090 56,384.71 13,090.98 LT Apr 22, 13 286.000 81.332 23,261.18 91.090 26,051.74 2,790.56 LT Apr 24, 13 108.003 77.762 8,398 32 91.090 9,837.72 1,439.40 LT Security toti 1,134.000 72.512 82,228.14 103,296.06 21,067.92 TRAVELERS COS NC/THE Symbol: TRV Exchange, NYSE EAI: 12,534 Current yield: 2.08% Apr 24, 12 20.000 63.432 1268.64 105.850 2,117.00 848.36 LT Apr 24, 12 4.000 63350 253.40 105.850 423.40 170.00 LT Apr 24, 12 1.000 63.560 63.56 105.850 105.85 42.29 LT Apr 25, 12 10.000 63.520 635.20 105.850 1,058.50 423.30 LT Apr 25, 12 10.000 63.617 636.17 105.850 1,05850 422.33 LT Apr 25, 12 10.000 63.659 636.59 105.850 1,058.50 421.91 LT Apr25, 12 2.000 63.545 127.09 105.850 211.70 84.61 LT Apr 25.12 2.000 63.645 127.29 105.850 211.70 84.41 LT continued next page CNP70010008072424 NP7000305739 00002 1214 030575004 Y123568550 10 ONyGmixxiltss818 Of 104 CONFIDENTIAL EFTA 00131278 EFTA01273485 SUBS UBS Strategic Advisor December 2014 Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number. Your Financial Advisor SCOTT STACK MAP/ LYLE CASRIEL Your assets Equities . common stock (continued) Trade date taunter of shares Percher* pace Average price Pike per share Valueon UnretAzed Ndclng per share IQ Cost basis (I) on Dec 31(1) Dec 31(5) gain a loss (0 Period Apr 25, 12 2.000 63.745 127.49 105.850 211.70 84.21 LT Apr 26,12 5.000 63.928 31964 105.850 529.25 209.61 LT Apr 26, 12 2.000 63.920 127.84 105.850 211.70 83.86 LT Apr 26.12 2.000 63930 127.86 105.850 21110 83.84 LT Apr 26, 12 1.000 63.720 63.72 105.850 105.85 42.13 LT May 1, 12 15.000 64.637 969.56 105.850 1,587.75 618.19 LT May 1, 12 6.000 64.715 388.29 105.850 635.10 246.81 LT May 1, 12 6.000 64.975 389.85 105.850 635.10 245.25 LT May 1. 12 2.000 64250 129.70 105.850 211.70 82.00 LT May 1. 12 1.000 64.820 64.82 105.850 10585 41.03 LT May 2, 12 7.000 64374 450.62 105.850 740.95 290.33 LT May2, 12 4.000 64.410 257.64 105.850 423.40 165.76 LT May 2, 12 2.000 64320 128.64 105.850 211.70 83.06 LT May 3.12 4.000 64.960 259.84 105.850 423.40 163.56 LT May 3. 12 2.000 64.675 129.35 105.850 211.70 82.35 LT Maya, 12 2.000 64.910 129.82 105.850 211.70 81.88 LT Jan 23,13 629.000 77.560 48,785.62 105.850 66,579.65 17,794.03 LT Apr 22, 13 290.000 84.719 24,568.68 105.850 30,696.50 6,127.82 LT May 22, 13 111.000 83.807 9,302.58 105.850 11,749.35 2,446.77 LT Sectrity total 1.152.000 78.533 90,46950 121,93920 31,46970 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange: NYSE EAI: 42,843 Curent yield: 2.41% Sep 19, 13 82.000 91.779 7,525.90 111.170 9,115.94 1,590.04 13' Sep 19,13 19.000 91.625 1,740.88 111.170 2,112.23 371.35 LT Sep 20,13 107.000 91.805 9,823.18 111.170 11,895.19 2,072.01 LT Sep 20,13 26.000 91235 2,387.71 111.170 2,890.42 502.71 LT Sep 23, 13 93.000 91.049 8,467.59 111.170 10,338.81 1,871.22 LT Sep 24.13 93.000 91.612 8,520.00 111.170 10,338.81 1,818.81 LT Sep 24, 13 41.000 91.663 3,758.20 111.170 4,557.97 799.77 LT Sep 25, 13 62.000 91.138 5,650.56 111.170 6,892.54 1,241.98 LT Sep 25.13 11.000 91.090 1,001.99 111.170 1,222 87 220.88 LT connnuecinext page SDNY GM 00020659 CNP70010008072425NP7000305739 00002 1714 030575004 Y123558550101000 Pogo 19 of 104 CONFIDENTIAL EFTA 00131279 EFTA01273486 UBS UBS Strategic Advisor Pnre—rher ?pl il Account name: GHISLAINE MAXWELL Friendly account naine: Account number: Your Knancial Advisor: SCOTT STACKMAKYLVLE CASRIEL Your assets Equities . Common stock (continved) Vurchase percer !rack Inerte( Average ;vice l'irae per strate vagie on Vivealized Hcang HcIdng date of tharet per shore (S) Cou basa. (S) on Dec 31(S) De< 31 (5) gain or Ion (S) Pefivci Sep 26.13 64.000 91.489 5,85530 1 11,170 7,114.88 1.259.58 LT Sep 27, 13 54.000 91 117 4,920 33 111.170 6,003 18 1,082.85 D' Sep 30. 13 46.003 91.475 4,207 86 1 11.170 5,113.82 905.96 LT Oct 1, 13 46.003 91 668 4,21673 111.170 5,113.82 897.09 LT Oct I, 13 6.000 91 650 54990 111.170 667.02 117.12 LT Oct 2, 13 61.003 91.128 5,55884 1 11.170 6,781.37 1,222.53 LT Oct 2,13 19.003 91067 1,73029 111.170 2,112.23 381.94 LT Oct 3,13 55.003 90.337 4,96858 1 11.170 6,114.35 1,145.77 LT Oct 4,13 55.000 90.653 4.985.96 111.170 6,114 35 1,128.39 LT Jan 17,14 121 003 99 231 12,007 00 111.170 13,451 57 1,444.57 ST Security total 1,061.000 92250 97,876 80 117,951.37 20,074.57 XILINX INC Symbol. XLNX Exchange: OTC EAL 12,086 Curent yield: 268% Sep 7, 12 25.000 34.770 869.27 43.290 1,08225 212.98 LT Sep 7, 12 5.000 34.846 174.23 43.290 216.45 42.22 LT Sep 10, 12 37.003 34.845 ¶ 289 29 43.250 1,601 73 31244 LT Sep 10, 12 3.000 34.660 103.98 43.293 129.87 25.89 LT Sep 11, 12 20.000 3d 853 697 06 43.290 855 80 168.74 LT Sep 12, 12 18.003 35006 630.11 43.290 779.22 149.11 LT Sep 13, 12 21.01;0 34.896 732.61 43.290 90909 176.48 LT Sep 14, 12 19.000 35.536 675 19 43.290 822 51 147.32 LT Sep 17.12 7.000 35.151 246.06 43.290 303.03 56.97 LT Oct 24.12 3.000 32.523 97.57 43.290 129.87 32.30 LT Oct 25, 12 5.000 32.522 162.61 43.290 216.45 53.84 LT Oct 26, 12 3.000 32.776 98.33 43.293 129.87 31.54 LT Oct 31, 12 1.000 32 770 32 77 43.290 43,29 10.52 LT Nov 1,12 2.000 33_360 66.72 43.290 86.58 19.86 LT Nov 1,12 1.000 33.520 33.52 43.290 43.29 9.77 LT Nov 1,12 1.000 33.530 33.53 43.290 43.29 9.76 LT Nov2, 12 1.000 33.550 33.55 43.290 43.29 9.74 LT Nov 5,12 1.000 33 190 33.19 43,290 43.29 10.10 LT Nov6, 12 3.000 33.886 101.66 43.290 129.87 28.21 LT cent oncled next page U*70310008072426 NP7000305739 C0002 1214 030515004 v12356855010 .tyejyGr,i00012eRs020 of 104 CONFIDENTIAL EFTA_00131280 EFTA01273487 *UBS UBS Strategic Advisor DeCember 2014 Account nome: GHISLAINE MAXWELL Frie nd ly account nome: Ind Account number. Your Fi nauden Advisor: SCOTT ST ACK MANI LYLE CASRIEL YOW assets Equities . tommen stod( (continued) Porchase eika Trade munter *venge pace Pnce per snare Vdue on Unte/tiend Fiddng Hddng date of stores per skeie (f) Con basts (f) on Dec 31(5) Ote 31 (5) rin ot loss (i) Pericd Nov7, 12 2.000 34.025 66.05 43.290 86.58 1853 LT Nov7, 12 1.000 33.910 33.91 43.290 43.29 9.38 LT Nov8, 12 4.000 34032 136.13 43.290 173.16 37.03 LT Nov8.12 1.000 33 860 33.86 43.290 43.29 9.43 LT Nov 28, 12 4.000 34 312 137.25 43.290 173.16 35.91 LT Nov28, 12 3.000 34.410 103.23 43,290 129.87 26.64 LT Nov29, 12 15.000 34.583 518.75 43.290 649.35 130.60 LT Nov29, 12 3.000 34.493 103.48 43.290 129.87 26.39 LT lan 23,13 1,087.003 36.805 40,008.01 43.293 47,056 23 7,048.22 LT Apr 22, 13 502.000 35.691 17,917.23 43.290 21,731 58 3,814.35 LT Security toti 1,798.000 36246 65,171.15 77,835.42 12,664.27 Total $1,367,967.25 51.714,65439 5346.687.54 Totel estimattid innval intime: 645,774 Your total assets Percentage al Cost Esimated lintealized Velue on Dec 31 (l) your accounl basa (1) annud Inceme (Si win Of KM ($) Cash Cash and money balances 6,517.57 038% 6,517.57 Equides Commou stoet 1,714,654.79 99.62% 1,367,967.25 45.774.00 3461437.54 Total 51,721,172.36 100.00% $1,374,484.82 645,774.00 $346,687.54 Account activity this month Oie Actinly Owcription Amoult Dividend aad ineerestiacome Taxable dMdends Dec 3 Dvidend UNITED PARCEL SERVICE INC CL 8 PAID ON 1061 710.87 Dec 9 Dividend JOHNSON & YOHNSON COM PA1D ON 1066 746.20 Dec 15 Dividend MCDONALDS CORP PAID ON 1018 865.30 Dec IS Dividend NEXTERA ENERGY INC COM P410 ON 1162 842.45 Dec 16 Dividend ANALOG DEVICES INC PAID ON 1751 647.87 Dec 23 Dvidend BLACKROCK INC PAID ON 372 717.96 confincaki next pega SDNY GM 00020661 CNP203100013072427NP7000305739 00002 1214 0305750041'123568550101000 Page 21 of 104 CONFIDENTIAL EFTA_00131281 EFTA01273488 UBS UBS Strategic Advisor December 2014 Account activity this month (contnvedl Dividend and interestincome (continued) Taxable dividends (continued) Taxable rattiest Account name: GHISLAP/E MAXWELL Friendly account name: Ind Account number: Your Ilaandal Advisor: SCOTT STACKMANLYLE CASRIEL Date Activity Descrotion Amount (I) Le< 29 Dvdend CDC GLOBAL INC COM PAID ON 424 50.88 Cie< 30 Dvidend TRAVELERS CO5 INC1THE PAID ON 1 152 633.60 Total taxable dividends $5.215.13 Dec 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 004(14 0.12 Total taxable interest Total dividend and interest income $0.12 $5.21525 Investment transactions F0( Mit I nbrination about the (We/value Shown /Or ref:M(1Pd secuntles, See tmportarat intormatkra about you/ statement at the end of Inn document. Die ACtunty Proceeds Iron investment Descapton Quantity Vaut (S) Prate (I) transactions (s) FundS withdrawn lcr Accrued pnwsvnents bout it (S) interest (I) Dec 1 Cash In Lieu CALFORNIA RESOURCES CORP SYMBOL CRC 3.93 CASH4N-UEU RATE 6493 Dec 1 Spin Off CALFORNIA RESOURCES CORP SYMBOL: CRC 387.000 FROM OCCIDENTAL PETROLEUM CRP SYMBOL OXY RATE: 0.40 Total $3.90 Date Activity DeSaiption Amount (S) Money balance activities Nov 28 Oalance forward $1,298.42 Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 3.90 Dec 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 710.87 Dec 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/14 0.12 Dec 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 746.20 Dec 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,707.75 Dec 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 647.87 Dec 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96 Dec 30 Deposit VBS BANK VSA DEPOSIT ACCOUNT 50.88 Dec 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 633.60 Dec 31 Closing UPS flank USA Deposit Account $6,517.57 The UBS eanl USA Depost Account Is your primary sweep colon Cele7C0 10003072428 Ne7000305739 00032 1214 0305753047123568550 lOgappe_Gm3,0pliest222 of 104 CONFIDENTIAL EFTA_00131282 EFTA01273489 4UBS UBS Strategic Advisor December 2014 Realized gains and losses Account name: GHIN.AINE MAXVVELL Friendly account oar*: Account number. The estimated realized giros and losStS sloven below are not fa tat purposes. Please rate that can or r0ss recognized co the sae or reckm-plion of cenan Structured Products, IkeCooling-ill Debt Securities, may be oratory. and not cooed, gain or loss. Reese check witi your tor echoes To calcite*, gem and Ones. ice liquidate the eldest secwlty lot first Ihs Is kronn as the first" n first-out or F WO accounting method Use use this method unless you specified whic h to lot to <lose wr5en yen placedyaw order. This is known as anus purchases or VSP order See Important in forneatan about youe statement a the end of this document fa more Short-term capital gains and losses Setunty (*Motion Melh0d CALIFORNIA RESOURCES CORP FIFO 0.600 Fob 12, 14 Doc 01, 14 Quantity or Purchase Sit fate vdte date date Your N nandal Advisor: SCOTT STACK MANLYLE CASRIEL Inf0rma0n We May not at' ust Bans and losses la al total changes. we aucmaticaly adjust cost basis( of lareereirpt and AMT coupon municial sec unties for estimatedamortization of bond prern urns aid for awned 0rD for se( mires issued at ad:count N you requested trot U85 aclusl cat tan for the batd premiummonist:onon tootle debt WC unl it% then COO Pau, reflected for these securities has been adjusted etirnites in the Undaisiker union can nab anti' ied as short Iona 01 longterm bet axe information is miteng or the product is one in which the psi Moss akulaimer is nor provided Sig Cost are0lint (I) bass 01 WW1 sale cost basis alithlmerWa las (V Gain (SI 3.90 4.82 .0 92 SDNY GM 00020663 aile703100C8072429Nt7003305739 00002 1214 030575004 Y123568550101000 Page 23 of 104 CONFIDENTIAL EFTA_00131283 EFTA01273490 *UBS Your notes CNP700100.3072430NP2000305739 00002 12. D30575004 YI 23 568550 100k yotkoodlegg,s24 of 104 End of statement for account number. = S5 CONFIDENTIAL EFTA_001 31284 EFTA01273491 Important information about your statement TARS kande, Smite Inc ON rim or unFirwrocialSereken. IS a member el al perepal security. ananodety and mows achieves MP taxa *was and ut5Bentahei ay Siert vitalizes of UBS AG and Meares of LEIS Swear U.0 thee nit's franca swat it awafte upon awed The tan's exect.fte ol Ices at a U3S RinandaiSavos Ix 1200 Hata litcolwat thrheink en N107086 This anonem represent the coy otIont rear of satin Emma Senores arrant Other records. except (Moat tae documents. conub-mg conliong data should not be abed open if you Weft them is an ever a ori6001. pier. aro n evradiazety ri wring to theBraich Weyer of the alio seeing you amount Alaloaah al f9ft; town are intended b be a<0.010. Slaw. daa Toad rot be used for to puposes Rey sokey on yeaend to farm fie., econ 1099. 5498. 10415. owl tem peeping lour to rum Ihet re is agar by lad no tern to the CIS al lamb le redoes. Atonal. non Made dvdends ant orate men tamed en securities held n your account net proceeds on saki tranuctons, and cost baconcrab weed Want., Communiallone with Um Firm • Male reconfirm ana oral OaterolCatorts al Antli9 to furrier pawed yaw rant robing yearotes dew the karma Weft Protection Act (SPAT • el the ennual instrlaiOn on the top Sell of the (not of the, suiernmi is not IBS Fitin0aSt•V•an IBS Fonda ante cams Mr accuse a dearit Crokeby aftigement with the afar return ne Intoned you cd to remora. Mm you opened ft xenon In the case air hods and stoat es re looted a ISS Menai Sawn and not the reroduang bake and you must mane a report of thy error or onussbn to both in All =out, stateroom shall be deemed complete end acar ate d not oblate:Ito n wart wain 60 clays • Pleasedirect o.stnw complantsinehillVt to the tins 0601 Relearn Derroleit X 2014521699ot torte. a 1300-34-9,03. 8 00AM to 6 03 pr e ET Mcoday troop Wiry. a n wrong to uBS financial Serval. he. Clenl Relation, Copatrront PO Box 766 Upon Cry NI 07(67 • en case of errors a WHOM LCUt n ekcoonc toes transit.' (711 bid passion alas vet deft cad tranadiook call 600-762.1000 or eft to 16S FranCal Sawn ht. 10(0 Harbor 854 .6a" I bas We€havMI N) 070436. Ann ervwf7sA swoon Cat aweless can asps cart d youth nic eao stawnem or Nicer 6 wort only(*) need more Wenner Lout athrofe cei the starred or react The Fon (serer stow hot atploble) must hew torn yes ne L3te. Val 60 Ors alter the fon Sent you the hat smarten on Muth the race or probiernapear - Croak now nine ard account enter (II alp - Dendrite the MO. Or the warier pu at tray abaft. ltd main as dearly a )Wan why you bathe 4 is it era or why au nee may olarnenon - Preside the date moan of The stowed •fro, The Fen cc C ad Muer valrevestigateyotramptint ad sill meat any nor praYpely Plea* mat a' checks paytto to the Fernier the lanai Mann ndaltd on ex front on this slavenent h aide in To tegaw earnest, fie. account met be abwil to manunfte hoes charge Ice usepyre...eft seams puncheon and domes fa u-pad "Milts n ere wrants Accounts ma ntrndeead 10 oft Mentor roar be head to a rosier lee RIBS Swoop Optbns UBS Often opals for sweep*? ad, bans. b‘aces to bare deposits at Meat USA maven AG Stanford holm (Bwk Sweep Nara nal.), Makin rnolual hods Vont Cues) and the hk•rruttreal Demst Accoint (0Alfor warners with an imemahonai Amotrce telanagernent Amount luCv9r. Int Bat Sweep atOpann. COI Intros are Swept so LOS Oat USA up in n orbited law and thee to 15$ AG Seward Brunei a a hftey Furd Deposes at LOS Bat USA are WC muted n aomidaxe with MI: rule. For oat itemaion p toe nut wow telte got Depose a 1185 AG Pal-deed Brant ad *aren a /1day finds nor shred by the FOC. Though the On area to W Winos at swept to rposet accounts a leS AG Newank (Waxen and U8S Caplan Brandi ThesedeposesJena mixed by the (DK Salinas heel a me WS AG Cannon Brach ft tentraily ..posed TO TN. savoin rid of the Canaan ands and there is nor warn< a oft ob Icahn of IBS AG b repay the Dims nankin the u35 Cannon's Brans boas. Deposits a URS Bat USA ad each ORS AG Beach ft xi praected by 9PC Money fund Ohm Me proceaed by WC See TUBS Finned Severn Acecunt Rotation" below Upon you regales, bataes a Ile Oa Swap Programs or DA may be vetaften aid Owes of a Morel hoe maybe haefted, and the proceeds returned to rue/yaw toasitot errant Father nfamagn tout aralnie sweep optore. enduing anent enema men and yields. 6 wren* a www ntscerelsweepyirs Iron your f flaw, Atoisor re by callep 8067624000 UBf Foloncial Straka. mots probation The Fen ft ranter of The Securrhes tateaCe Protection Cotorancel (WO. %NO pro was seosnio acorn of enefetwr to to 1500000 Mcbdep 1250.000 foe dams tor oft the 5PC aset pextereco tows *Ph to all Known thaw/ fl oe n a panCtft Camay The fret tog.the wth anal II dates. ha also puxhaw.1 sivapsencetai priftwon The rraoanuin anount payable to all HOW art. coRxteolyunder this broaden 6 550) mitten as of North& W. 2013 Sara to the pokya:edition, and Inencot eft at the Pen 6Utheprotected fa up on S19 milko n tie aflegane for all your examsheld n a patina, capaay A full may DI the poky *pang 6 waNble upon wen TM SIC protection ltd the supplenvotal accauto both do not SPY to • Cenarnancial *Ms controlled try (and and n rut accent value) but held way from uill$Finalizial Sefton (kg anal (kat LIBSBark, 0rCarh MUSS AG Stanford boor. shornsufaxe Maas. naming voila.? arable and 04 of Inaba final awe such thanes ft widowed *wily 0) dye flat oi The aria! holier on thebooks and records of die ail ore ether or trader agent), • Certain weesernon contra" or norm% ntowit (e g. Meted pal:welts aid prvaepirments) that are nor ferried node the Mentes Act of 1933. and • cormvalhecarynat *9. tong+ *wham)( and pre:kwmetal arancts). lidding tutees antra, an, cenToMY Wan coronas The SITC protection and the wpplamoni protecton do not *Of to these assets then if they catenese appear:kr sunenten The SIX protean and the 9.ppftwit proterson do not protect flans* dungen n the riven vat+ of yds reasnents fiacher as a result ci mater nowansot. run tennepta or RlimRATRT Mote reornhoon s wait a Lem request Yo.t may obtan more inorrrobn about SIC, Odudrip the MK BrOftwe by comairg Sec at 202-37143300 et by wimp tie SP( keret anew Arcot DNidend pMewlwmarogram Ole) the ace rehear 6 a ewer pm, eOu may °bean the actual ace from your insane Adroor Only whole awes are pannased ante OAP. partial shays wit to son and the out wit bedeposised n you Jaya Ter/deft reeftswea pro naked by the issue( may defer from the Matt ;Sat a mail thepatio, then ft sold Casleindieu Only Mole unit may be held in pa noun I you are intend to apatalunt an a 'mita a dedend thwart or otherwise, the Firm MI ether aal partialness malsee rice or accept an avow dearmand by aregistered draft epoxy. atecede yes account lavormentoftahre. The mesonem Wyche ft nee Prof tat are 'pectic to eath acoxim and nay vary bower seem aft* the Ion promptIs n wrong of any Orkin ranpe in your franca Waft or harmer observes For ear aorta hell you choose one of the fo loweng westment (etches • Reduce Cu ipmt :Nome Ineoltnients wain; tlx generation of I-comeonly • Ache* Cethablapeohnon Remnants kieeing growth prexpal rah. than tre gretatoo of nacre • crockceCentbmyton of income r<lCePWAPPeolOon mantowits sootily both the generator. of Mono aid wth a ornroal Owen risk profiles • Constant., Seeks to roman beim pieta( wth low risk ad rolalily to the account that. even d ma means the arum does not generft *grant ilatt*Of ;Sans owl myna keep pat Mil led LOCO • Ailooftetia %WIN to =opt some red to aroftil end tolerate sorrethola eity in seek tither teem • Aart•Sa.e wing to sow hgh rrsk tocr.wpal ant hgh vanity lo weleir ream gm ant Statementftesehoklima vie rnay mos.:Mate al fettled ZCO/Lnt State0161IS with the sane mums in the same envelope nconotts may be rebate! Ice this pare ream they hue °wroth who sip reftrain pill mount relawnshr rah ate dents at the Satre address the prods is known al •ftesseholdrip • I you pew to make indenter oserrento nuke n abaft CONFIDENTIAL ervelopes —you maySkint herr Wog by atop your Franca Advisor Friona/ KOWA WOO TM Peery amount none ref Ras Of arterial that au enter on the firm's urine vexes webs.. It 6a customizable *no!~ rem by you a aza Sou wth yea racedeemit n ha no Sta effect on au nee YOJ on mange you.Ready axant navies. °Yogi Moe Seems a byeetacting wis franca Aar. r . Monet erreiew • Vane of sour eaountepwelna ta.‘ of asses and thanes • Asia InCtaki adaliole on. Mcrae efts la m resented rowan ) rid Global arm Deposits unrealized ats to market aril Ceram alias not held by the en Does not ocbdeunpoced sauentelassets a die er of the poor andcuret staterrft month a Pada ftercas. urenned sod colons aid erasable Sob pitons • Nabetes hada OAR baron. oaandre mans loan. cern Int sheet accoum bates • Cah/many balances Toes of ininfonod await,* cat bine. Mt 165 Bat USA deposit Bala-on SAS AG Strew' Branch deposit bataxes and mcoey mace mutual I text sweep Defeaa a the dose of the aatelaint pea/ lanoommodity Aft are ballisCO h yam amount at nor segregae0 from NMI-batmen at tf* Femme use any of these hods n the ordtay course of cs banns These furs ▪ payatao 'soon aoLf demand The Iola hafted in no crow owed dosi-g value Lending information Rs detaad oh: maw on the f roa thee; p • aClafted cliciMurn Mee TO pit Clem aPalbeitp Apromion or noccurn Arunumt aid the Genera hews and Ca-Onions V% Stamen of Cant Practices wafer? o Agreements aid Crawres a 32:p:ggy Your auras YO-r statement mates stenos and other assesheld n the .PCCOult a the cod of the statement period YCv may at for dray of fry pad wakes ar any tow You may reeky sea:ea used a loan collateri air paying ao balance ale on them Any 'aunties trandemid to the rim dung the summit period ate lined a sweet eab• as ol the erd of the starry pried • Colt basic ti dettenneg the cost basis of the sautes unaided n the statement. SW'? Mimed vat the number UBS firma Streceshe recd on inhenation Maned free sources other Than 165 rancid Senaces. naang Monnaion Iran news fin 01 not you may hate pro/el:WI lo yew Manta whoa The Finn dots not Oftitodenny way Or guaranteeft nay a Miry of ay Mannar" provided by sources other than LISP natal SeNCes it oaken *tough LOS Fivrcial Sake genftly updates a"6 demean as t 6 Newel the rem does rot prod& ay muftis that the of ameba ender 'Cost basis' and "Unrealited gainasn" is ararao a of Be dab of this Rainier As suctk. please do not Myr this idamapn to rate curdles' a sae Oos es. fir la purposes a otherfte Acceont nano( to thee Ern may Mho gallop olormaine one for the perft of time they ax held a the Pan Morehinorof Harman con be added by your Fireball AcIASOr • Urmalittel yeireibstos Hhm fl at watt., gemmed areal ad ite4 Rises a2 Casiater toe SONY GM 00020665 EFTA_00 I 3 1285 EFTA01273492 Important information about your statement (OW tallied) Wirickalleatity lots The tatagen data kr hirecbal lot mayor ma, not ref tea conmissank chages ardor karma reorgincaion ewes DItIfend and one renveurnetu lots and *somatic padre lots at eat combined to distatione awapd lot lhe • bade dal' colter piestnts the *Oral trawl* trakdate • Callable steles Whits and permed trod that to ismer calt for ealy rederwron wit be *kW wort* by lot tom among 8A skunk-sof that isme had n our name a n nomnte nave for our dents Cat lean 'tonal* is otearnad from thrd palm and it waxy is net guthalkeed Othe call leases wry east With could affect yell complete inlormat Ion we be worded Lixti ', Cunt • Cremates of deposit (CON CDs ate FIX nused opt $293.000 n pampa and Saud wawa pa demount and per crepoway rwitaion. it accord-ma with ;DC nibs • pricehelue Wets &piked fa warns aria Otte produces that by hror a tower that Yep prce that you WOO I2 a3ually reCeve in the troika PrCeS are awned from vanxn tried party wakes Mich webelow to be relate but we do not amino toe xouracy - Wo gorwraly use to dosng pr.:anneal sealable or the Mal W the bid and ask Aces Ice Iasi] SeCtiftrtS and opums Or ark IA promfor OTC sowing - Let acireeli traded warners maybe reed tang a calstn model a Mount (Mini pia wok obtaeed andmaynot reflea an Plug maker emcee or Pan - Cnaln positions may £pea walCutIpra and sill she-wafer.= vas rat mailable' if we are tumble to obtain a prce for a warty - Deposes a Scones denotnated n wages other tan u S doltrs are ref IMO a the annoy/at as of the slatommt date - For artati 'entities vadeg n non-can:4min deromnatnns. pce and quality dace vabeinla/ hae been Mg-Medea frigate peopwvauscn To obtain Cumin: Warm" Wan salable. mama yoke Frontal Acids • Mena Intestwonla tend atuaurod products. irate **stews seam* Cncladng ditto patkpaion pagan and kWestate onamem tan skinned and Waived product ire dOMaly hghle MPG d Chan inbound promos haw nor born rettiored wan the Walks and &Oxide Carynesion a under any state *antes Om We prow* estmaed vales la private Meant/45020MS and stoats produds for rrfoons cnalpumom only Amnaye rot 9onoleol - Shea vatses maydrffir sthstontally from plaS, day at neith notate mostrnert swum a structured woke: my be toupt a sold aid do not neast.aily rewesent the valo pu mey Pow uPin Igukdaten - Thrd ply ',TIMMS of calk are sot a anan Oae aid steplord b ISS Wrote Wow wartyUr bast by an mann:fent natation lam royal PaY•er Ce wawa' Sowed yaps if my. ate stapled to Vie Frm by ere mum general paw( emprator and may beOW.3W based en Ober* Wormanon from that used by thrd pales to dark thee estimated vakm - You cal obtain al:Inala int ormaton regaling the rrateholology used to determine the estrum of yaw and the dace of the Monn.von that is the ban for the *limn hyaena:Mg pia Fordo' Adritor - Thad party estinated vibes may be reflected as 'Not pice4 n septa scuatcen whin an Plepenfern valuation IT Ices not %poled cc 6 untie ea assign a value when we become awn that a mama &err ha occaredtha may calla previous's reported mire Coo ClUeSIOn. a when a Yak* "mad nghy specutame duo to the maw of the sorry - Mhen witlw an Muer rent wow a manor eginated 'Likened 3tirdpalyesl aloud oh* is priwded the wawa me matey wA bediliatni ton As piths•• pna - 'Dittrbaiorn to Aso' mar Pardo WWI of GAAS. mane a both • Coral unt sae' rexesents Me Weal olleng prce per wit a-.5 may not rated pa cost bath • hMaed SeOlritin Restricted seorrees gemming at not away eajible for p..014 late IRS Inaxia Stream uses the matte pries of to innotidof hod( of IM lane ow s as mowed Yak* Lathe reneged thar br purposes of and safes. tit ohif TO the ode* that testi 'red *Wrath it eligtilo for sale. Me valatemelod may be substantiate Ins man the imputed yaw thoen • Ea leairnated) fl aw. cianntyielas and rms. An atinate Col alma home is based on wow woknd and rowel rap waning 4w waities will be held lot one yea from staement date or vita initurity This estimate is ong a guodene. accuracy aid 0xitnued name se not hi...toed - Ed Waled awl name and anent vital fa Conan VeSOI *cokes mutt etude a reit* of winciga or Gehl OM Ankh Calethe eSt Mane (aid Oaten yeld)would !powwowed - Stunted anal name aid Grew Weal aid fan artua matte ald need mght be awes hgher thm the tokwated amuses - An tritinate ol stroked nrorne (olvidwd ander neat) dolled by The Cunere male et yakl nap b3131CeelaSed COTE Ida duwiend or merest payroln nude byte nstnr aid manes me wont imidtposes aril be held for one yea Mon the statement Meteor rota murky Wawa" ad continued pod ae not guaareeml • Asti mat hold by UPS financial Semite Conan asset, le riot WUbytekm ad not *dm the Inns possession or anvol none assets at ceptked on your statemern for informational pommel ong Positions so vow presented re econkled by the issuing lien MS enancia Sratas n not reponsble kr this nib:maim and does not yuaritee as waxy these assets Se net protected by SVC or the Ferro supplement, Sat coverage • Revenue Sating and stational conmeasatlem - m additia to wraissom on sales aid I 2b.1 hos mowed n connecum with the detawlon of maga finds toms dents we mice our *Mae reunite Meru* Marna papunu from doubutors ardor 'orison of the wawa funds that we soli These anoints rebated on two difkrent arrporonts 0 the allOunt 01 saksby IBS of a paricuLa 'ntuit fund fay to otr dons. ad(d0,eamet vabe of a prod, maul 1tnd fanyr "wet Nal a the Ism - We aid as *are *xi image retworkng rid onmemprocessnd leas n acmdetaton for transfer agent takes that we proud* to to nitual funds These few gent" at pad Man runnier wets ig the mutual lard SKI se a tied delft Snarl bawl on the wither of wants at the trotter-clear hefting mutual lads el Mat find laniy - In Pinion to combssonS teemed n cornedion wen the sale or darbuton of away wort ad unit wo bb•1.o Mut unit to al dents, we alder our aff kW Nome rarefy? Mang Orrpietatern mrry of me romance aren't: indemnity the reuity oceans ar'daecol tiva amain'"? corneal* or sponse.% 04 the tifit lloniffbell WOOS We agaute - Ott al dates also mean trading come/loons and other cooponution from mina had, aid amerce Conalits *taw points we dist buoy - Wematean mina tee awn LEIS Bank USA a* UBS AG Samford Brands ol up to 12$ per =cur swaiming to to hanks andw tee IBS Para Sweep Program ASA, kdoonalian coated rosurdng catmint" aitd other charges annetton em the emotion ot yaks. cockdog option tramactons has been dulled on conlamaons preannt fondled to you. sod withe pairded to you hymn* on Amon Short Sling B you re engaged a Ton st4hp a warily you may nova chage due to colon hoccoveng cost for that palooLv 920aty Open cordon RO9rdibyte '90)dtibearialled • orders that were not e staerwern date. open buy aid sell StOp ceders We mixed by the amount of dm/lendsa rght on • ckdkidinchor maples date unless wended whew* by you You re rept/ruble for orders ter are executed doe to put tante tO Canal ex6Irg Open orders Tax vritholditg on ambitions town UK Pinola,' Seances IRAs itarsal tax tarr reputes I$5 Nokia Servaas to withord income tar from pa tackle KA dlalbwam tut you may dm not to haw Kano to wet td or. instead. you nay act to hat tar weekild a brae a nal sod anoint as you choose Yes Heston wi mourn in el fact until Noted by you You may neck. yaw election a ay I Me by maxis anew action If you do noi haw roomer nowt tar wrttn44.1IrCen your diflutiOnS. youmaybe repumble la the payment of ntnnaed lac YOu may Oaf palate. d fie moats withheld rod rod estimated law payments at not eQual to your la( Oblipriel Privacy To Wean a copy Olaf arum Ow Prery Nuke pkat contact yokr F nate, Adosor or rife Oa wtosne Y. mow use cememmeofec 1.8S Financial Sinerzes eat a bait The IMM. Fusnms SmacesAamnt BSA arra AMA Se Weedy a0XuntS oath peewit aims to baling services and prodvas through anagerronts with affiliated bilks rod other mid party balks. ad proodos mom to Woman aid al-Italy Media, iszed by teat doted tad party *rate ainkaws Haugh eiwISICe agency :WOW es of uleS Wanda Sevias InreStrnalt. MulanCe, and amuly products Not IDC haired • No bank gnawer* Mae Ion vain a to ReS0LICeMnoroni Account. Business Wow <COM* BSA. Ilteta and escemabona Resorsce Mmagarent CONFIDENTIAL ACCOult WO re2illead SOniCe mats a US'S Fnaxial Services kx VG S•paturo it a rook...rod Write mak ol visa Inximmaial LEK Wa Signature OM* cads and IBS Wa debt cads so issued byMSBat USA wth warishon from v ea u S A roorporatod UK Financial Strvaes Inc Iffy 201407 SDNY_GM00020666 EFT* 00 I; 1286 EFTA01273493 UBS U6S Financial Senices 299 Park Avenue 25th Floor New York IV 10171.0002 04P70057346850115XIII 0 UBS Strategic Advisor January 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIS1AINE MAXWELL Friendly account name: Indw Account number:. SS Your Financial AdvisorSCOTT STACKIA AN/ LYLE CASE PI Phone Questions about your statement? call your Financig AdviSOt Or the Value of your account RMA ResourCeline at 800-BMA-1000, account 029023568 on December 31 (1) on kanuay 30 (S) Your assets 1,721,1 72.36 I ,651,84410 Ifisit our website: www.ubscomainancialservices Your liabilities 0.00 0.00 Value of your account $1,721,172.36 $1,651,844.10 Tracking the value of your account S thousands 1.7212 Sources of your acco eat growth duriag 2015 Value of your account at year end 2014 51,721,172.36 Net deposits and 1,651.8 y4thcbatialt 42,121.99 • Your iwestrnant return NW:lendaryl interest income 52,886.18 Change in market value 470O9245 Value of your actettlt *elan 30.2015 St 651.54410 Dec 2014 Jan 2015 SDNY GM 00020667 Member Ilk O-01000300573468SNP70c016942S 00002 0115 030575004 Y123568550100000 CONFIDENTIAL Pogo 1 of 14 EFTA 00131287 EFTA01273494 SUBS UBS Strategic Advisor January 2015 Your account balance sheet Summary of your assets Value on January 30111 Percentage of your account A Cash and rrxmey balances 7,281.76 044% B Cash alternatives 0.00 0 00% C Equities 1,644,562.34 99.56% D Fixed income O.CO 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,651,844.10 $1,651,844.10 100.00% Account name: Ghirt AkkE ' 1 '1A ELI Friendly account name: Account number: Your current asset allocation C Eye on the markets Index Percentage change January 2015 Year to date S&P 500 -3.00% -3.03% Russell 3000 -2.78% -2.78% MSC I - Europe, Australia & Far East 0.50% 0.50% Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10% Your Ilasocial Advisor. SCOTT STACK MAMA/LE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% O47000300$734596NP70C0169t2500C02 0I Is 030575004.23568550 I 0glipteGm00020Ese 2 of 14 CONFIDENTIAL EFTA_00131288 EFTA01273495 *NIS UBS Strategic Advisor Change in the value of your account January 2015111 Year to date (S) Opening account value $1,721,172.36 $1,721,172.36 Withcfrawals and fees, including investments transferred cut -2,121.99 -2,121.99 Dividend aid interest income 2,886.18 2,886.18 Change in market value -70,092.45 -70,092.45 Closing account value $1,651,844.10 $1,651,844.10 Account name: Your Finandd Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Dividend and interest income earned for purposes of this statement, tastlIty of Inkiest and dredend Income has been detemined from a US tag reporting perspective. Bawd upon the residence of the account hokkr, account type, or product swot some interest enact dvidend payments may not be subject to United stater (US) arcor Nem, Rico (PR) Income tares rne (tent month); statemem is not intended to be used am cannot be reked upon for tat purposes. Clients should refer to the applkide lax reporting forms they receive from U85 annuity, such as the forms 1099 and the Forms 4130, for lax reporting information It is tht woke of UBS to file the roc:karst is repotting forms with the US Internal Revenue SeMce and PR Treasury Department and in such town accurately dally clndends andia Interest as lax exerrpt or taxable income. Please consult your Induduel tax propane. January 2015 (I) Year to date IS) Taxable dividends 2,885.95 2,885.95 Taxable interest 0.07 0.07 Total current year $2,886.02 $2,886.02 Prior year adjustment 0.16 0.16 Total dividend & interest $2,886.18 $2,886.18 Summary of gains and losses Values reported telow exclude products for which gam and losses are not classified Realized gains and losses Unrealized January 2015 (1) Year to date (1) gains and losses CS/ Short term 0.00 0.00 -11,276.72 Long terrn 0.00 0.00 287,871.88 Total $0.00 $0.00 $276,595.16 Cash activity summary See Account actnaty the month tot deials.Biances in your Sweep Options are indudedin the cpenng and closing balances value. FDIC insurance *piles only to deposits MUDS Bank USA, not to deposits at UBS AG. Stamford Barth or bank deposits paced through the UBS International Depose Account program. 91)C protection applies to money market sweep fund holdings but not bank deposits. Steimportant innormation abOut your statement on the last two pages ci this document for (*tits January 2015 IS/ Year to date (5) Opening balances Addkions Dividend a-id interest income $6,517.57 2,88618 $6,517.57 2,886.18 Total additions $2,886.18 $2,886.18 Subtractions Professional management fees and related services -2,121.99 -2,121.99 Total subtractions -$2,121.99 42,121.99 Net cash flow $764.19 $764.19 Closing balances $7,281.76 $7,281.76 SDNY GM 00020669 CelP7C003005774687NP7003169475 00037 0115 030579004 Y173568SSO MOOG° Pegs 3 a 10 CONFIDENTIAL EFTA_00131289 EFTA01273496 UBS UBS Strategic Advisor January 2015 UBS Bank USA Deposit Account APY interest period Dec 5 - fan 7 Opening UBS Bank USA Deposit balance Dec 5 $2,013.31 Closing UBS Bank USA Deposit balance Jan 7 $7,950.20 Number of days in interest period 34 Average daily babnce $4,829.95 Interest earned $0 .23 Annual percentage yield earned 0.05% Account name: GHISLAINE MAXWELL Friendly account name: Account number Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sraremenr a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive investment eligibility consideration None seSected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out Your Ilanndal Advisor: SCOTT STACK MANLYLE CASRIEL CNP7C0C0305734688 W000189425 C0002 0115 030575004 M23568550 I 0NNWGM00020title 4 4 CONFIDENTIAL EFTA_0013 1290 EFTA01273497 *UBS UBS Strategic Advisor January 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Some OnCes, income and current vaues Shear' may ter! pploxImate. AS a 'nut. OM aid losses may nol be excutalely refkcled. See smportant intommaon about your statement a the endol Ins documeM for more information. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vAl h n aro< ebk limits, but are not permuted by StPC UBS AG Stanford Bran( h deposit account batantes an not inbreed by FDIC and ate not protected by StiC Money market sweep balances are protected by SEC but ace not insured by the FDIC. See the important information about your statement at the end of this document for details about those Sanas. Goering bdance Cloung lotlaxe en et per Mate Average Hddng on Jan I (S) on Jan 30 (S) on tan 30 (t) tate U658ANK USA CEP ACCT 6,517 57 7281.76 250.00000 Deridence Interest period Your PI nodal Advisor: SCOTT STACK MANLYLE CASRIEL Days in period Cap amount ft) Equities Common stock Hddng Trade date Weber of shares Purchase pricer Average puce Price per shut Value on Unteenzed Hddng per share (1) Cost basis (St on IS, 30 (S) Jan 30 (1) gain or loss (t) Period ANALOG DEVICES INC Symbol: ADI Exchange. OTC EAI: $2,591 Current yield: 2.84% Nov16, 11 13.000 37 316 485 12 52.105 677 36 192.24 LT Nov 17, II 13.000 35 393 460 12 52.105 677.36 217.24 LT Nov 18, 11 35.000 35.502 1242.58 52.105 1.823.67 581.09 LT Nov21, 11 18.000 34 371 618 68 52.105 937 89 319.21 LT Nov22, II 15.003 33338 500.07 52.105 781.57 281.50 LT Nov23, 11 22.000 32.655 718.43 52.105 1,14631 427.88 LT Nov25, 11 7.000 32.460 227.22 52.105 364.73 137.51 LT Nov28, 11 30.000 32.951 988.55 52.105 1,563.15 574.60 LT Nov29, II 18.003 33.472 602.51 52.105 937 89 335.38 LT Nov29, 11 5.000 33.622 168.11 52.105 260.52 92.41 LT Apr 24,12 30.000 37 567 1,127.01 52.105 1,563.15 436.14 LT continued next page SDNY GM 00020671 CIIP7C00700573466.9NP700310:3425 000O2 0115 03057%04 Y123568550100000 Pog• s of 14 CONFIDENTIAL EFTA _00131291 EFTA01273498 SUBS UBS Strategic Advisor January 2015 Account name: GHIStAINE MAXWELL Friendly account name: Account number: Your IIsandal Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets Equities . common stock (convoyed) Trade Melting date Mariam of tames Putchase peke/ Average pike per share (I) Cod basis (S) Prke get shat on Jan 30(7) Vdueon San 30(0 Unrealized gain or loss (S) Hddng period Jan 23,13 1,056.000 43/09 45,62881 5/105 55,02/88 9,394.07 LT Apr 22, 13 489.000 42.447 20,756 68 52.105 25,479.34 4,722.66 LT Security total 1,751.000 41.990 73,523.89 91,235.85 17,711.93 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange OTC EAI: 12.493 Current yield: 2.37% Aug 4, 11 146.000 42343 6,182.08 82.530 I 2,049 38 5,867.30 LT Aug 12, 11 4.000 40.955 163.82 82.530 330.12 166.30 LT Jan 23,13 767.000 52320 40,129.93 82.530 63300 51 23,170.58 LT Apr 22, 13 355.000 56.870 20,189 01 82.530 29,298.15 9,109.14 LT Security total 1,272.000 52.409 66,664 84 104,978.16 38,313.32 BAXTER INTL INC Symbol: BAX Exchange NYSE EAI: $3,236 Current yield: 2.96% Jun 20, 12 30.000 51.594 1,547.84 70.310 2,109.30 561.46 LT Jun 20, 12 17.000 51.522 875.89 70.310 1,195.27 319.38 LT fun 21,12 29.000 52.077 1,510.25 70.310 2,038.99 528.74 LT Jun 21,12 7.000 51.500 360.50 70.310 492.17 131.67 LT lun 21,12 5.000 52.216 261.08 70.310 351.55 90.47 LT lun 22, 12 61.000 51.890 3,165.29 70.310 4,288.91 1,123.62 LT Jan 23,13 768.000 66.658 51,193.80 70.310 53,998.08 2,804.28 LT Apr 22, 13 35S.000 69318 240800 70.310 24,960.05 352.05 LT Sep 19, 13 74.000 72.165 5,340.28 70.310 5,20214 -13734 LT Sep 19. 13 6.000 71.875 431.25 70.310 421.86 .9.39 LT Sep 19, 13 3.000 71.880 215.64 70.310 210.93 -4.71 LT Sep 20, 13 47.000 71.987 3383.41 70.310 3304.57 .7884 LT Oct 3, 13 154.000 64.600 9,948.49 70.310 10,827.74 879.25 LT Security total 1,556.'203 66.094 102,841.72 109,402.36 6,560.64 BLACKROCK INC Symbol: BLK Exchange: NYSE EAI: $3,244 Current yield: 2.56% Oct 5, 12 7.000 189.932 1,329.53 340.510 2383.57 1,054.04 LT Oct 5, 12 3.000 187.820 563.46 340.510 1,021.53 45807 LT Oct 5,12 2.000 186.670 373.34 340.510 681.02 307.68 LT Oct 8, 12 8.000 laa7ea 1,510.27 340.510 2,724.08 1,213.81 LT Oct 9, 12 15.000 189.186 2,837.79 340.510 5,107.65 2269.86 LT continued next pogo CNP70003005734690NP70001 Er9425 00002 01 IS 030575004.23568550 10481LYGM00020Vple 6 of 14 CONFIDENTIAL EFTA 00131292 EFTA01273499 UBS Strategic Advisor sUBS January 2015 Your assets . Equities . Common stock (continued) Hddng Trade date Number of sham horns* price Average price Price per sale Ydue on Owe/aged Hddng per snare (S) con basis (S) on ian 30(1) Ian 30 ft/ gain or loss ft) period Oct 9, 12 2.000 189.010 378.02 340.510 681.02 303.00 LT Oct 10, 12 3.000 187.720 563.16 340.510 1,021.53 458.37 LT Oct 10, 12 2.000 187.670 375.34 340.510 681.02 305.68 LT Oct 10. 12 2.000 187.995 375.99 340.510 681.02 305.03 LT Jan 23.13 224.000 236966 53060.41 340.510 76274.24 23,193.83 LT Apr 22, 13 104.000 251.093 26,113.69 340.510 35,413.04 9,299.35 LT Security total 372.000 235.218 87,501.00 126,669.72 39,168.72 CAUFORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE Feb 12, 14 59.200 8.030 47539 5.120 303.10 •172.29 ST Feb 12, 14 46.800 8033 375.95 5.120 239.62 -136.3.3 ST Feb 12, 14 12.200 8.034 98.02 5.120 62.46 -35.56 ST Feb 12, 14 2.800 8.021 22.46 5.120 14.34 -8.12 ST Feb 13, 14 44.000 8.023 35304 5.120 225.28 -127.76 ST Feb 13, 14 27.200 8.007 217.81 5.120 139.26 -7&55 ST Feb 13. 14 13.200 7.977 105.30 5.120 67.58 -37.72 ST Feb 13, 14 2.400 7983 19.16 5.120 12.29 -6.87 ST Feb 14, 14 133.600 8310 1,110.31 5.120 684.03 -426.28 ST Feb 18, 14 45.600 8.366 381.49 5.120 233.47 •148.02 ST Security total 387.000 8.163 3,158.93 1,981.44 -1,177.50 CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 43,108 Current yield:3.50% Jun 19, 13 72.000 84.718 6,099.75 79.970 5,75714 -341.91 LT Jul 20, 13 121.000 83.141 10,060.15 79.970 9,676.37 -383.78 LT Jun 20, 13 78.000 83.030 6.476 39 79.970 6237.66 -238.73 LT Jun 21, 13 204.000 82.904 16,912.44 79.970 16,313.88 -598.56 LT lun 24, 13 111.000 81.517 9.048.46 79.970 8,876.67 -171,79 LT Jun 25, 13 73.000 82354 6,011.86 79570 5,837.81 • 174.05 LT Jun 26,13 69.000 82259 5,675.90 79.970 5,517.93 -157.97 LT lun 27, 13 141.000 82.951 11,696 12 79970 11275.77 -420.35 LT Jun 27, 13 7.000 82.925 580.48 79.970 559.79 -20.69 LT lin 28, 13 169.000 82174 13,988.92 79.970 13,514.93 -47399 LT continued next page SDNY GM 00020673 CNP7C003005734691 NP7000189475 C0002 0115 030575004 2 3 68 S 0 IOCOCO Page 7 of 14 Account name: GHIRAINE MAXWELL Friendly account name: Account number. Your II nandal Advisor: SCOTT STACK MANYLYLE CASRIEL CONFIDENTIAL EFTA_00131293 EFTA01273500 SUBS UBS Strategic Advisor JanuarY 2015 Account name: GHISLAINE MAXWELL Priendly account name: Account number: Your K nuncid Advisor, SCOTT STACKMAMLYLE CASRIEL YOW assets e Equities Common stock (0:Abnute PutChaSe Oct/ lijdt Kirrem Avecage plot Pnce Fe. pure Vduton Unedind Holding Fkldng da of thares per thaie (1) Coil bat (I) on Ian 30(I) Jan 30(I) goin ot Ion (5) petiod JU 1, 13 65.000 82.781 5,38078 79.970 5,198.05 -182.73 LT Security total 1,110.000 82.821 91,931 25 88,766.70 -3,164.55 CDK GLOBAL INC COM SyM1XA: COK Eichange: OTC EAI: 1204 Current yield 1.07% Aug 4,11 48.667 18379 894.45 45.160 2,197.79 1303.34 LT Aug 12, 11 1.333 17.775 23.70 4&160 60.21 36.51 LT Jan 23,13 255.667 22.709 5,806.16 45.160 11,545.91 5,739.75 LT Apr 22, 13 118.333 24.684 2,921 03 45.160 5343.93 2,422.90 LT Security total 424.000 22.748 9,645 34 19,147.84 9,502.50 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: 12.172 Cisrent yield: 2.13% Aug 4,11 174.000 41.632 7,244.05 67.520 11,748 48 4.504.43 LT Aug 12, 11 4.000 42.450 169.80 67.520 270.08 100.28 LT Jan 23,13 910.003 54240 49,358 63 67.520 61,443.20 12,084.57 LT Apr 22, 13 420.000 59.788 25,111.32 67.520 28,358.40 3,247.08 LT Security total 1.508.000 54.300 81,833.80 101,820.16 19,936.36 GEM. MILLS INC Symbol. GIS Exchange: NYSE EAI: 13,086 Ciarent yield: 3.12% Aug 4,11 191.000 36265 6,92677 52.480 10,023.68 3,09691 LT Aug 12, 11 5.000 35.754 178.77 52.480 262.40 83.63 LT Jan 23,13 1,001.000 41387 41,428.89 52.480 52,532.48 11,103.59 LT Apr 22, 13 464.000 50287 23333.21 52.480 24,350.72 1,017.51 LT Jun 17, 13 148.000 49.739 7,361.45 52.480 7,767.04 403.93 LT Jun 18 13 73.000 49.836 3,638.07 52.480 3,831.04 192.97 LT Secuity total 1.882.000 44.031 82.867 16 98,767.36 15,900.20 JOHNSON & JOHNSON COM Symbol. 1N1 Exchange. NYSE EAI: 32,985 Orent yield: 2.80% Aug 4,11 123.000 62377 7,672.38 100.140 12,317.22 4,644.84 LT Aug 12, 11 3.000 63.730 191.19 100.140 300.42 109.23 LT Jan 23,13 642.000 72.736 46,69671 100.140 64,289.88 17,593.17 LT Abi' 22, 13 298.000 84.721 25247.10 100.140 29841 72 4,594.62 LT Security total 1,066.000 74.866 79,807.38 106,749 24 26,941.86 oantmuednext page CNP7C009005734692 NP7000199125 00002 0115 030575004 • 23568550 109fflyGpit oeuere 8 of 14 CONFIDENTIAL EFTA _00131294 EFTA01273501 UBS UBS Strategic Advisor January 2015 Your assets . Equities . common stock kontmoeco Hddng Trade date Nuntoce of them ',ware.< OW Average price per sham fb Cog basis (0 Price per share on Ian 30 (I) vane on tan 30 (t) Uneetated Hddng gain or loss (t) Period MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 13,461 Current yield: 3.68% Aug 4,11 95.000 84.969 8,072.06 92.440 8,781.80 709.74 LT Aug 12, 11 3.000 85.910 257.73 92.440 277.32 19.59 LT Noy 29, 12 8.000 86.456 691.65 92.440 739.52 47.87 LT Nn 23,13 555.000 93.053 51,644.75 92.440 51,304.20 -340.55 LT Apr 22, 13 255.000 99318 25.32632 92.440 23,572.20 -1,754.12 LT Sep 19, 13 78.000 97.879 7,634.63 9/440 7,210.32 -424.31 LT Sep 19, 13 22.000 97.425 2,143.36 92.440 2,033.68 -109.68 LT Sep 19,13 2.000 97.830 195.66 92.440 184.88 -10.78 LT Security total 1.018.000 94269 95,96616 94,103.92 -1,862.24 IEXTERA ENERGY INC COM Symbol: NEE Exchange: NYSE EAI: 13,370 Current yield: 2.65% Aug 4,11 134.000 52.960 7,09875 109.240 14,638.16 7,541.41 LT Aug 12, 11 3.000 52.530 157.59 109240 327.72 170.13 LT Jan 23,13 700.000 71.610 50,127.21 109.240 76,468.00 26,340.79 LT Apr 22.13 325.000 79.757 25,921.06 109.240 35.503.00 9,581.94 LT Security total 1,162.000 71.689 83,302.61 126,936.88 43,634.27 OCCIDENTAL PETROLEUM CRP Symbol: OXY &change: NYSE EAI: 42,791 Current yield: 3.60% Feb 12, 14 148.000 88.959 13,165.96 80.000 11,840.00 •1,325.96 ST Feb 12, 14 117.000 88.989 10,411.82 80.000 9,360.00 -1,051.82 ST Feb 12, 14 32.000 89.002 2,848.07 80.000 2,560.00 -288.07 ST Feb 12, 14 7.000 88.857 622.00 80.000 560.00 -62.00 ST Feb 13, 14 110.000 88.885 9,777.41 80.000 8800.00 -977.41 ST Feb 13. 14 68.000 88.708 6,032.19 80.000 5,440.00 -592.19 ST Feb 13, 14 33.000 88369 2,916.19 80.000 2,640.00 -276.19 ST Feb 13. 14 6.000 88.421 53053 80.000 480.00 -50.53 ST Feb 14, 14 334.000 92.065 30,749.82 80.000 26,720.00 -4,029.82 ST Feb 18. 14 114.000 92.677 10,565.23 80.000 9,120.00 -1,445.23 ST Security total 969.000 90.422 87,619.22 77,520.00 •10,099.22 continued next page Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Pi sandal Advisor: SCOTT STACKMAN/LYLE CASNEL SDNY GM 00020675 CNP70003005734693Ne70C016947560002 0115 030575004 II23568S50 100000 Pag• 9 of 14 CONFIDENTIAL EFTA_00 I 31295 EFTA01273502 *U BS U BS Strategic Advisor January 2015 Account nano: GHISLAINE MAXWELL Friendly account name: ird Account number Your financial Advisor: SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock (continued) Trade date laarber of sham Purchase paicel Average pace pat sham (S) Cott basis (S) Prke per site on Ian 30(7) Vdue on on 30 (S) Unrealized gain or loss (S) Nosing period PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 43,023 Current yield: 2.79% Aug 4,11 115.000 63979 7,357.65 93.780 10,784.70 3,427.05 LT Aug 12, 11 3.000 63.023 189.07 93.780 281.34 92.27 LT May 16, 12 6.000 68.535 411.21 93.780 562.68 151.47 LT Oct 24, 12 1.000 68.690 68.69 93.780 93.78 25.09 LT Oct 25. 12 2.000 68.810 137.62 93.780 187.56 49.94 LT Oct 26, 12 1.000 68890 68.89 93.780 93.78 24.89 LT Oct 31, 12 1.000 69.370 69.37 93.780 93.78 24.41 LT Nov6, 12 1.000 69370 69.37 93.780 93.78 24.41 LT Nov7, 12 1.000 69.150 69.15 93.780 93.78 24.63 LT Nov8, 12 2.000 69.090 138.18 93.780 187.56 49.38 LT Jan 23,13 699.000 72.166 50,444.31 93.780 65,552.22 15,107.91 LT Apr 22, 13 322.003 82251 26,484.85 93.780 30,197.16 3,712.31 LT Security total 1,154.000 74.097 85,508.36 108222.12 22,713.76 PROCTER & GAMBLE CO Symbol. PG Exchange: NYSE EAI: $2,919 Current yield: 3.05% Aug 4,11 118.000 60.103 7,092.22 84.290 9,946.22 2,854.00 LT Aug 12, 11 3.000 60.896 182.69 84.290 252.87 70.18 LT Jan 23,13 619.000 69.941 43,293.73 84.290 52,175.51 8,881.78 IT Apr 22.13 286.000 81332 23,261.18 84.290 24,106.94 845.76 LT Apr 24, 13 108.000 77.762 8,398 32 84.290 9,103.32 705.00 LT Security total 1,134.000 72.512 82,228.14 95,584.86 13,356.72 TRAVELERS COS NONE Symbol: TRY Exchange NYSE EAI: 42,534 Current yield: 2.14% Apr 24, 12 20.000 63.432 1268.64 102.820 2,056.40 787.76 LT Apr 24, 12 4.000 63350 253.40 102.820 411.28 157.88 LT Apr 24, 12 1.000 63.560 63.56 102.820 102.82 39.26 LT Apr 25, 12 10.000 63.520 635.20 102.820 1,028.20 393.00 LT Apr 25, 12 10.000 63.617 636.17 102.820 1,028.20 392.03 LT Apr 25, 12 10.000 63.659 636.59 102.820 1,028.20 391.61 LT Apr 25, 12 2.000 63.545 127.09 102.820 205.64 78,55 LT Apr 25.12 2.000 63.645 127.29 102.820 205.64 78.35 LT continued next page CNP70X0005734694NP7000113342500002 0115 030575004 VI 2356855010960paiGht 00021501 10 of 14 CONFIDENTIAL EFTA_00131296 EFTA01273503 UBS Strategic Advisor SUBS January 2015 Account name: GHISLAINE MAXWELL friendly account name: d r Account number. Your Fl nandal Advisor: SCOTT STACKMAULYLE CASRIEL Your assets Equities . Common stock (continued) Trade Urbino dare lasn-bes of shares Purchase cow average pike per shale 0/ Cost bans (SI Price per Pure on Ian 300/ Wfue on Jan 30 (1) unreenzed gain or loss (1) Had ng period Apr 25, 12 2.000 63.745 127.49 102.820 205.64 7815 LT Apr 26, 12 5.000 63.928 31964 102.820 514.10 194.46 LT Apr 26, 12 2.000 63.920 127.84 102.820 205.64 77.80 LT Apr 26. 12 2.000 63.930 127.86 102820 205.64 77.78 LT Apr 26, 12 1.000 63 720 63 72 102.820 102.82 39.10 LT May 1, 12 15.000 64.637 969.56 102.820 1,542.30 572.74 LT May 1, 12 6.000 64.715 388.29 102.820 616.92 228.63 LT May 1, 12 6.000 64.975 389 85 102.820 616.92 227.07 LT May 1, 12 2.000 64.850 129 70 102.820 205.64 75.94 LT May 1, 12 1.000 64 820 64 82 102.820 102.82 38.00 LT May 2, 12 7.000 64.374 450.62 102.820 719.74 269.12 LT May 2, 12 4.000 64.410 257.64 102.820 411 28 153.64 LT May 2, 12 2.000 64 320 128 64 102.820 205.64 77.00 LT May 3, 12 4.000 64 960 259.84 102.820 411 28 151.44 LT May 3, 12 2.000 64 675 129 35 102.820 205 64 76.29 LT May 3, 12 2.000 64.910 129.82 102.820 205.64 75.82 LT Jan 23, 13 629.000 77 560 48,785 62 102.820 64,673 78 15,888.16 LT Apr 22, 13 290.003 84.719 24,568.68 102.820 29,817 80 5249.12 LT May 22, 13 II I .000 83.807 9,302 58 102.820 11,413 02 2,110.44 LT Sec.-city total 1,152.030 78 533 90,469 50 118,44864 27,979 14 UNITED PARCEL SERVICE WC CL B Symbol: UPS Exchange. NYSE EAI: 42,843 arreot yield: 2.71% Sep 19, 13 82.003 91 779 7,525 90 98.840 8,104.88 578.98 LT Sep 19, 13 19.003 91 625 1,740.88 98.840 1,877.96 137.08 LT Sep 20, 13 107.000 91.835 9,823.18 98.840 10,575.88 752.70 LT Sep 20, 13 26.003 91 835 2,387 fl 98.840 2,569 84 182.13 LT Sep 23.13 93.003 91.049 8,467.59 98.840 9,192.12 724.53 LT Sep 24, 13 93.003 91.612 8,520.00 98.840 9.192.12 672.12 LT Sep 24.13 41.003 91.663 3,758.20 96.840 4,052.44 294.24 LT Sep 25, 13 62.003 91.138 5,650.56 98.840 6,128.08 47732 LT Sep 25. 13 11.000 91.090 1,001.99 98.840 1,087 24 85.25 LT continued next pege SONY GM 00020677 CIIP7C00;00573469SNP7003169425 00(:02 011S 030579004 123568550 100000 Peg* 11 of 14 CONFIDENTIAL EFTA 00131297 EFTA01273504 UBS UBS Strategic Advisor tan r:^; )r115 Account nome: GHISLAINE MAXWELL Friendly account name: Account number. Your Koancid Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . con mon stock (continuel) Putchase puce/ lia& hume Average ;vice Puce per sets, Value on Unteahzed Heeng Hddng cote of :haret pet claie (S) Cou bâtit (1) on Inn 30 (11 lei 30 (1) gSn or Ion (1) period Sep 26.13 64.000 91 489 5,85530 98.840 6,325 76 470.46 LT Sep 27, 13 54.003 91 117 4,920 33 98.840 5,337 36 417.03 LT Sep 30. 13 46.003 91 475 420786 98.840 4,546 64 338.78 LT Oct 1, 13 46.003 91.668 4,216 73 98840 4,546 64 329.91 LT Oct 1, 13 6.000 91 650 54990 98.840 593 04 43.14 Li OU 2, 13 61.003 91.128 5,558 84 98.840 6,029.24 470.40 LT Oct 2,13 19.003 91 067 1,730 29 98.840 1,877 96 147.67 LT Oct 3, 13 55.000 90.337 4,958 58 98.840 5,436 20 467.62 LT Oct 4, 13 55003 90.653 4.985.96 98.840 5.436.20 450.24 LT Jan 17,14 121 CCO 99 231 12,007 00 98.840 1 1,959 64 .47.36 LT Security total 1,061.000 92250 97,876 80 104,869 24 6,992.44 30LINX INC Symbole XLNX Exchange: OTC EAI: 12,086 Curent yield: 301% Sep 7, 12 25.000 34.770 869.27 38.575 964.38 95.11 LT Sep 7, 12 5.000 34.846 174.23 38.575 192.88 1865 LT Sep 10, 12 37.003 34.845 I 289 29 18575 1,427.28 137.99 LT Sep 10.12 3.000 34.660 103.98 38.575 115.73 11.75 LT Sep 11, 12 20.003 34 853 697 06 38.575 771.50 74.44 LT Sep 12, 12 18.003 35.006 630 I 1 38.575 694.35 64.24 LT Sep 13. 12 2t.003 34.836 732.61 38.575 810.08 77.47 LT Sep 14, 12 19.003 35.536 675 19 38.575 73293 57.74 Li Sep 17, 12 7.000 35.151 246.06 38.575 270.03 23.97 LT Oct 24, 12 3.000 32.523 97.57 38.575 115.73 18.16 LT Oct 25, 12 5.000 32.522 162.61 38.575 192.88 30.27 LT Oct 26. 12 3.000 32.776 98.33 38.575 115.73 17.40 LT Oct 31.12 1.000 32 770 32 77 38.575 38.58 5.81 LT Nov 1,12 2.000 33360 66.72 38.575 77.15 10.43 LT Nov 1,12 1.000 33.520 33.52 38.575 38.58 5.06 LT Nov I, 12 1.000 33.530 33.53 38.575 38.58 5.05 LT Nov2.12 1.000 33.550 33.55 38.575 38.58 5.03 LT Nov 5,12 1.000 33 190 33.19 38.575 38 58 5.39 Li Nov6, 12 3.000 33.886 101.66 38.575 115.73 14.07 LT contenue(' next page CH1'70303005734696 Nn000189425 »32 0115 030575004.23568550 IffligyGro00021kei 12 of 14 CONFIDENTIAL EFTA_00131298 EFTA01273505 UBS Strategic Advisor *UBS January 2015 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. • Your Pi nandal Advisor: SCOTT STACK MANtLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pat« Trade Number Average pdce Price per share value on unreelzed tioldng Hddng date of Mares per share (9 Cost bags (SI on ran 30(1) Jan 30 ($) gain ot loss (t) period Nov7, 12 2.000 34.025 68.05 38.575 77.15 9.10 LT Nov 7, 12 1.000 33.910 33.91 38.575 38.58 4.67 LT Nov 8, 12 4.000 34.032 136.13 38.575 154.30 18.17 LT Nov8, 12 1.000 31860 33.86 38.575 38.58 4.72 LT Nov 28, 12 4.000 34.312 137.25 38.575 154.30 17.05 LT Nov28, 12 3.000 34.410 103.23 38.575 115.73 12.50 LT Nov29, 12 15.000 34.583 518.75 38.575 578.63 59.88 LT Nov29, 12 3.000 34.493 103.48 38.575 115.73 12.25 LT Jan 23,13 1,087408 38805 40,008.01 38.575 41,931.03 1,923.02 LT Apr 22, 13 502.000 35.691 17,917.23 38.575 19,364.65 1,447.42 LT Security total 1,798.000 36246 65,171.15 69,357.85 4,18681 Total $1,367,96725 61,644,56234 3276.595.16 Total estimated annual income: $46,146 Your total assets Percentage d Cost Eamated Unrealized value on Jan 30(5) your account bays (51 ~rid incen. (S) gain or 1051(0 Cash Cash and money balances 7,281.76 0.44% 7281.76 Equities Common stock 1,644,562.34 99.56% 1,367,967.25 46.146.00 276.595.16 Total $1,651,844.10 100.00% $1,375,249.01 $46,146.00 $276,595.16 Account activity this month Crate Actitily Dexription Amount If) Dividend and interest income Tnable tderds Jan 2 Cwidend AUTOMATIC DATA PROCESSNG INC PAID ON 1272AS OF 01101/15 623.28 Jan 2 Dividend BAXTER IEL INC PAID ON 1556 809.12 Jan 7 Dvdend PEPSICO INC PAD ON 1154 755.87 Jan 15 Cividend OCCIDENTAL PETROLEUM CRP PAD ON 969 697.68 Total taxable dividends 32245.95 SDNY GM 00020679 CNP70007005734697 NP7000109425 00002 0115 0305750011:n6es% mow° Page 13 of 14 CONFIDENTIAL EFTA_00 I 31299 EFTA01273506 *UBS UBS Strategic Advisor January 2015 Account activity this month «Ontinvedi Date Activity Desorption Dividend end interestiacome (continued) Taxable interest Account name: GHISt ANE MMAzv,ELL Your Amends' Advisor: Friendly account name:Ind SCOTT STACK MANYLYLE CASRIEL Account number: abuse (s) wascellaneous Jan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01107115 0.07 Total taxable interest 30.07 Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12131114 Total miscellaneous 30.16 Total dividend and interest income 3.2.886.113 0.16 Oat ACligy Jan 23 Fee Charged QUARTERLY FEE .2,121.99 Total professional management fees 42,121.99 Description Amount IS) Fees date Activity Description Amount IS) Money balance activities Dee 31 Balance fotward $6.517.57 Jan 2 Deposit WS BANK USA DEPOSIT ACCOUNT AS OF 12/31114 0.16 Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,43140 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/15 0.07 tan 8 Deposit OBS BANK USA DEPOSIT ACCOUNT 755.87 tan 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Jan 26 Withdraws)! 1.1B5 BANK USA DEPOSIT ACCOUNT As or 01/23115 -2,121.99 Jan 30 Closing UBS Bank USA Deposit Account 67,281.76 Unsettled transaction activity Tro ir-n:-,(; • r,:nta ttrnr, ror 'Mt , rn)O7 Trade Settlement dale date Adiely The UBS Bent USA Depnat Account is your primary sweep option De:co:alien Ovanbty Neer Value (S) Amount (S) Jan 28. 15 Feb 02, 15 Bought ECG RESOURCES INC 500.000 90 411440 •4520532 Jan 28, 15 Feb 02, 15 Bought FORT1NET INC 500000 31 942727 .15971 36 Jan 28, IS Feb 02, 15 Bought AECOM 500000 26.619900 -13,309.95 Jan 28, IS Feb 02, 15 Sold UNITED PARCEL SERVICE INC CL B -1,061000 100.765287 106,909.61 Jan 30. IS Feb 04, 15 Bought FORTINET INC 250000 29 431000 -7,357.75 Jan 30. IS Feb 04, IS Bought AECOM 100 000 25.532400 -2,553.24 Total pending investments purchased Total pending investments sold -$843911.02 6106,909.61 0070009005734690 NP700018942500032 0115 030575004.23566S50106McGm_0002l5pr 14 of 14 End of statement for account number .= CONFIDENTIAL EFTA 00131300 EFTA01273507 Important information about your statement Fnancial Sakes Inc ~rem or WS Fahrecial Sea". IS a menher of al papal secunty. aterrndk aid opals edurges OBSf had Nwas and UK Bank Ilk en had attar" of 18S AG and Milian of WS Saudis LLC lbef teas Chad ~age it ?We upon read the amts heake of fish at at U3S Pandal Naas hc 1200 Harbor Be/Aka %%NAP" NJ 07086 his sutsnem apneas.* «Not [Dimmed of purldS fmanar Se was airmail Other records. %opt °Heal tai dommenn. conuhng ØBØ dau shouldnot be id% upon d you bane hon 6 an actor Nikon plea • on it ~daily n wring» helkam ~apt of the Wm:nuking your storm Although al form tan ant %Inc% b be stone. Pairoint data Todd roe be used for tar puposes key solely on pasts lx lams. . Form 1099. Sat 10425. delft% unpaid your tar return heath is rapedby 14.4 10 reton totre RS al than le dirdals. 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Cie% holden, Depart" PO Box 766 ikon City NI 07(07 • Th cat of errorsa batons about an ekcoond 41103 trant« (tin bill Postmen on WS tea dad cad irmsadsont call æO762.1900 a once to WSEnamel Wean hc. IOW Hake BW .6h lbs. Weekalwi. N) 07086. Ann ahstasA sates CM Ovate./ don as you cart d put% wet stammtor recept 6 wort (also need are dun" aØ strafe( on the statement of red" The kin ce c xd Mow (as ap kale) must her tom you no Later tan 60 days alter the fri sent you the kst Hama on hihish the once or probkmaperd - Pekin/ you nine ad noes f number (il ay - Describe the error or he wafer you se wive abaft alihmotan as clearly æ you can why you Nike e b al error a why you need mete Mandion - erode the dot% ~urn et he %peed wee The km orC rd Ma% ~rig% yotr or:~ al sill orred any ecor pronhtly hose mar al dyed, peytto to the Fenor tc I nail %laden ndead on te front of the Paean, 11addl.:en LO regtsW aravit fees. asounb may be objets to mammary fa Main lor depayee,* fer sank: Durham; aidchair Ice srpad fl ints n tzei acents Accounts hat Pee Unkind to oat nit tutens mar be %pa to a bailer lee. NIBS Sweep Options Utt5 Okra 0~11 for ~Cat bakdes. Nags to bad &pods at Willa uk an! utS AG Stanford ban (Bark Set" nosy"): aney market mutual Ihnds Monty fiats) arid the harrutionalDepost Accra% alfor customers with al enemabonad amuse Managernent Account laugh Oak" Sweep frograins can bates re swept no WS Bat USA up no a eslabIted kyle and ken to 185 14 Stamford Bran" a a Macy Fad Deposes at WS Bat USA are WC enured n acoodap wen HAS niks For ex" iloemaion plate nut am Mx 9,v OPpOnt5 41,5 AG Halted Branch ad hams d Maner funds and usu ed by the FIX tØ the Din addable to can balm% as crap? to «pod accounts a liBS AG ~TN Branch and WS AG Caplan Ban?, Thera Sash are rice need by teeFDIC Bannon NU If the te$ AG Chan Bran are Nyman& (NO% to the stratirr* of the C syna dap and here h en qua:mace other do Stand C4 USS AG to May the Nan onde on the WS Caymans Brach's boces Deposits a IC Bat USA and each WS AG Branch and primed% by SPC MontyFund hats are waled by WC See 'WS Neat Seats Account Rotedon' Now Upon you rP4a.2. bataes ute Bank Saw Programs or OA may be whose^ ad Shaes of a Went( Fuld maybe spatted and the psocceM Nand to you a you socuitos atoni fustier edema% tout »slate keep dank exbdng gam mums ram and pens. 6 ....little x wow ubsoorrisweepyidls Intn your f nasal Ør a by calling 806762-1000 UBf FeeeratiolSordas meta prebaten The Fern 6 a amber of the Secure% »bena Protection COpOran (WO. Wish protects seosnies xcocens of es meads tan to 1500000 ("bag 1250.000 for dams for Fasil he la an Fotsne, tinx‘ Øylo all %ants ~punt's'' , apanafahhatty The firm together wth cenan aktester. ha aho pet:bawd nesdantat gronaun inenurenum anoint payable to all Nigble deal, colks-thdrunder potetion o 550) mike, as of Words It 2013 Sdal tote pokey arditiorn aid ~no cat at he fem Skrus protected fd up its SI 9 nileies. n *be aggregte toe all put axoterishieN n a pa wls "path A-Toll copy ol te poky want 6 kaki% Won ~ 2 Te SIC prowl% and he supplemental promotion both do not aPni to • Cenardnad tans controlled by (and %AA% nay newt van) but held asw romieS Satin (eg. «wan (0øn a LIBSBard (a/fah MU% AG Stamford ban". OD %teat Tench= act kg Taukt arrakk ad IMhaas of ritual lads rare sun shags re reg pored ~in tr nare d ne aeon% hob« on the bodes and records of the aplable Nis or trader aged). • Conan nveninern conna-tt or nakent inane k 9. laid ~then and prvae ~ens) that ate na register" yanda the aurnes Act of 1933. and • Correndh% contras W g . fornp aohao ad Kean meal contract %Wed futures commas and 0/fHT0dAT Whalcontraes The %X protection and the apil~alprotrabn do not welt these assets am d hey otenitse »pea a t e swamis The WC prot%ron and the swpWrwit pritteCISM do not Foal pans* dunges n the rakes vatn d yov "era", hat« z argon d matel %dank rzutif hanaPtO or "Pea) Moen Womixon e ratable...pm nquest Yat may ',bun more erformakin anol WC. necludng the WC Brodum by anizing SEC at 202-37I 4300 ix by kited M SPC webs% ~swell Dkieleni Re kreesment Program IMP) the pay !skled 6 an artaje pia TOu Ma) °bean the &tulip-ate9n" your /Puma Aboor Why whole nes are pad% knife OR P. panel shoes wil be sob and me as, nil beans/ad n you amours lhe OWN% Nina.% prize tippled by the nnuer nog Offer from the main Øre dun the podia than am sold CasIshilipe Only whole unit flay be its to pur await t you re entitled to moat Ltd mamma dad...Said wrist or odwene, to ymt wit ether 3?-1 pathal was at madet price a accost an arm% dame% by a registered Wag agency. and cede you account havettndertetolealvite The ~wens obrives audit prof Ware tat< to each &Øm and ink vary tettest Stem adrehe the inn knob, in hang of any ;gram, arge h your Mancha dual% cc hamankre cbadm For "doan:Dud held. you choose one of herolow% tasted% objects • Pedigo fumy,' :Nome imesentnts sending tie Banal" d lameON • Maid CdPtalrIPPAPJOOn klingrrallt *Eking growth e ("Chi rant than ;Id generation of Mine • twat Condwan of income and Cynt.dx0~IfIf enesats seeing both he geint« of tame ad Town cI pencial Oventll risk profiles • Consated Seeks tomimen htir pinata( wth kid risk ad "la lik to tie aka herd. eon rl that means the aocouni does not gee te spencer income« (Sant atel myna keep pace nth in114no • Aitttketia Vining so amp! soma reh to Laden' end tolerate virradaty» seek Ph:paeans • Aflame Wdng to axed hgh rid dadoPal and hgh voladtpo )telnign returns/an tont Statement ineueebekling' We nay consolidate el edited tenut swamis Mt the selt ar}itr.S Mille Sane er,~ Accounts may be retned for his MP% bØ they he. "run who adi maiman lent account rdaionshus nth otte dents ei the salen adass The prate 6 known as 'howelnoldng I you peels to regne indirdual flaterttenbintikd n ~at* CONFIDENTIAL ormolopm — you may air* ficuseholleig by wan; your Frasal Advsor Friendly «aunt INTIM Waken:9r aØ nane %has mfarreticn that you emend on fit Henn online sates websee It 6a custoinInble •ndrume• man by you yo azh you wth your ~hying it nt no %a effect en pour ~UM You Ca mange pv trendy akin navies. hroup OnIne Sands or blomuling »NS &tarot, AO•bc< Meant sankes • Vala of war accourogoakto la of ashes and Nukes • ntaett Inch*" hatable can bolach Nalco resumed wank/(m) nd Gkbat TaltDeposits, unrealized marks to maket and artar abets not held by he Fan Does not nciadeunsmad sinantelassets a henna of the mer and meat Illtentent pant a fondle ~ankh unrested it" colors ad arcistb sØ deem • Oakes hcbdes Øl braes. outstanding mar loan. credit leie. short account Naas • casstrody bean Tots of vansiod %tablt cash blanch. ph; WS Bank USA deposit balanan OBS AG Surd% Branch depose balances and money max anal lied sweep bata n. a tedose of the state" P40:4 Nondoirencdik Mee nedi) Nam n yeti, amount ~not • tel from oat-balaxes the Fe/nerdy uce any of these furds n ihe ordinay course of its tvsnass Died funds apapa dun you av' This idyl incbded in he arks pax, doseg value lending information For detand stoma:in on dye/ rni> lend% piano% ~muros Mer to youChem R4aliteititp Agrana or Account Arta", asa the General Tat and Cade" WS Stamen of Cale hakes table h 49nemer4" erdeeckaires xps HP., /dawn- mat/ wit Yew ate Yof Yak-Mini mares Såp ins and other assets the account a he cad et the Niemen Ned You may Mt for %limn ol !Lay paid .4turits, a 4,y tme You may rake senenien used a ban collate" ate pavery ay band we on hem Any dunks ten% ts a> he dieing he s ang period are lited s sweet Tan of the erd of the harem period • Con bash ti dentmeing the coP basis cf the dashes sodded n the suited" Were %Wed wth he number 15$ Sandal Smashes yea on intuit" ion "lad from sources oter tan 185 finsda Serves. rdtudng nlarnation Iran attr. few or ha you may hate plOidtd 10 your Nast Mew the firm does not independents vedy or gonna to away er vXidny of any /Wyman fronded by sources oter than IBS f nasal Seats addtion ahough VBS FiNycial Nam gamily upWes his Manual as c 6 Nested the ken does not (*hide any ~ands IN tie nonnesavn under 'Cost bates' ad "anti% ganniss' is ante a of he die of thisswami Ac such please do rutt rely cn this in1 «mat Ian lo makepurchase or sae derides. laid( purpods cr knew acccunn naked to thee en ma/ reflect gabs, nformaik oily forte period of time theyadheld a the Fim korehinorhal "ant" Cat be added by pv hrunsal AØ • t/nteelbed halm/bat %tun data c hake% emmaced areal% ',via ism ay cute% tn. SDNY_GM00020681 EFTA_00 1 3 1 30 I EFTA01273508 Important information about your statement (Continued) thivithalicosity kits lhe tamation data for hies al lot mayor may non NW COOMISSWed damages ardor SO:linty reorsuricalon awns Daifend and other rerrerreard kits and systematic purchase ten at each combined to distgar one arrathd lot the • trade dice' cobra, poesents the ordinal taxation baledate • Callable thearkies Bonds and pirfaced stook thai the issuer mit for ealy raleraaron %al beselected marl* by lot tom amen) a WasiteS of that call lip in out nate a n nom te on for as deem Cat leave N.:mutat, is Waned Wom thrd path" aid 'cora" rot gutalYed Other Call Ieattns may cost Nisch could ailed ytelt complete Mama kin ma bethoulded op n reara . Canircatas of deposit (CDs) CDs afe WK cued opt $293.000 n prinopat ail &crud natal pa dtpoytor aid pa drywhio-y rotate is accord-ma with • Nowak* Faces &Oath fa S4CUnlies an1004e produces may be tither a hive, thrt the price that you Weeld aduallit receive in the make Prces are °Maned from vaam mid pitySC.0M Mull webele/et° be relablr. but we do not garnet tee xouracy - Worn:relying to dosng pm* wham aeatable cr the moon or the bd aid ask aces Ice Isted *ones and opthos M oink bd pea. for OTC motet - Let aayely prim senates maybe rad thew a vat :on moth, a the most Mani a la we obtained andownot reflect an adua main price or vate - Certainpostions may thew, MI MA Apo:ears:I well show z 'ma was not mailable' if we are salable to obtain a ace for a cowry - Deposes a sear les denominated n orrenoes other tan u S dollars are eel Wet a the ochtrge seas of the daterrent date - For Oartatiseariaes trading n n011-CCthallni19 dernmracco. ace aid quality dace vale) mat hae beat wpged to laoltale prop.' yabe.on To obtain Damn; quareald wren ada121e. WOO yet Norma Waco( • Prima Manna and seructured products. Neat. -mammy motes radioing diroci pathdpation pagan and realamte thestfnent trUct seountes) aid Medved pathos ire genera, hghly then/ (elan muctaed preata a Kan nor hem readered owm the secants and elaride Commann a under any state statutes Lam We Now* estmaed mates for ornate emstmott warms ad seniors prodat ter alma analpupoon only Acanacye not 9onnletd - Theo vatses maydiffer sthstantalt from plCeS, Ray at whth notate imestrnere seourty a structured maim maybe tour a foe aid do not necoaaily nice46401 the wax you may Wen* upon Ithadaton - cord poly etmaes of vat* are as of a ran dale sot re lambed to !SS Naval Savors on aregdr bays by an nOtperthent yalation fern l“ber. Senn Pflug evirnied reran if My. all stgpled to to Wm by the over general patina alpaca and maybe0VMM based en Other* iteration from that usedbytend panes to donee ther eStkoatcd van, - You cal obtain adddenal Norman, regaling the nitehodology used to determine the el mate of vi re and the date of the Moirnacon that is the boa fa the manse hyaena:Mg your Nandi Adam - 11,k0 parry esternated vibesmaw be Si? WO as 'NM paced' n sevral southern when an 'nlepenani valuation firm Anent tippled co es matte to awn a value when we become awa* that a rnienil now hat wooed that may ell a cream,/ reported valiant ClUeiten. a whin akin* muki be bghly speoitattie duo to the 'Wm> of the seanty - then thither an Eva rent panne a sponsor rammed id/nano' a gaiSpaiy et mated wadi is prooded to Nue ol Me warty wit be <Motu ton its pichst pm* - 'Coilrbaiorrs to dale' may Cita/gnu", of canga mane a both 'Cigna ate eve' dreams the mai olleng pew per oat red may not WIN your cow bath • Itintricted stories ReAnctedsenirces gmemly aoe not andlyeigble for pdalc late IRS Inatxiti Stera.1 Was the mart* precool the amtstridef mock of the tam our a as mimed Yak* foe the rewitsed star dor dimposes of mosznexentomy To the cetera that fest cted mite swell/dela salt tie kaldereceled nay be sutrouritity Ins man the invutte yaw town • EEL Nitinsted) ncatE curronyielft and raw An tstlnate Weimar nom* is based on week dreamd and slam ears. nutmeg the securities will b• held fOr one yea, from sirement date cc awl maturity This estimate is ony a guthene. axing aid OXItelued name se not thrummed - Et Mated area income and arm WV lor cerlan NW:GI caries could Mute anitro of yrinota or gave galls n whkh eau the eSt 00:Me Calddarrent yeld)would be immured - thanated annual mane awl anent Mil aid the actud novo and wed mght be lower or heti," thri the esthate1 anoint - An el Mate of smaltred income Ovithid nee' rawest) darted brine owerc make vas rtalwath balance a lased on the lag dierand or maw pattern made byte over and assaries tie wort indoors wit be held fa ones,. from the statement dater trod murky Montt ald coMened wad ae not guaariteed • Athettoot held by UPS Binomial Unica Cavil assns ere not WUbyteWm ad not *dm the fits possession or anvol Then asset re coplaykd m your gamma foe irdonnatronal poposes ony NON, acid raker, preSenled pro moiled by tie Camp lion MSS manna Winn C not reponsble for this nfoanabn and doesrot guarantee isacorry Mese assets tenet protected by WC a the Fern's supplimoma SaC coverage • Itavanua dialing and addkionalawyperimain. - n adiliten to mromissom on sales and Mil fees mowed es conneam with the dotada on of mina finds to our dentswe anda our at riae rem.* Meru* Marna papunufromdeubutorsandor »don of tee tour funds that we sell new amortts are based an two dinar.", arrporents U* amount 01 'ashy ulaS a a partcuLY mutual had fang to or thews. ad Id the alma rate of a namely wawa toed fang. sham NM a the Inn - We and or al** also melee ratawkag aid ontbdspeocesung lass in condefron for trailer agent stekos thY We prow* to rho rntual funds Thew fees yew*, re pad km inner sat iti the mutual lkod and at ati4d dOltt null basel on the mamba of accounts at the trobindear hotting mutual lads of ma tux; laniV - m akil On to 03m1W640$ Reeked ti Ortlealon wan the Salo or darbuten of arnury arm= ad unit west air tom unit to Olt dent we amour affiliate mew wave tang Carprotaboo from many of me romance companies indemmirg the away catadds Odom ol The henna commas ci sponsors a to url rows nee INKS wP 061ltute - Ott aliases also realm troth" COMMISWIS and Other Compontation frommutual lends nd notaxe Oartcalies whow products we disrbute - We remise an &tug fee from UfS Sank USA .inf US$ AG Scanlon/ thatch of up 12$ pa account seaming to the bats isKler the CBS Bra Sweep Programs Mail* InformaTian napardng corrni6cen NA Mlle charges inasral n annecton wit the bead ot tithes. nckong cpbon Vavadons has been melded co cordentrons rammed/IwoMel io you. and wit be diteded to you rpm* On fE0i011 Stott selling If you aengaged in short seilhp a warily. you may cos a (hate duel° cenan knowing costs NOM palcula 9i0Xrty Opri orden Regarding Open Cr '900dailarKelled • orders that cope not ethaated by the lawmen, date. open buy ail sell stop orders re iodated by the amount of dredends or (On on • mdkidendsor exingits date unlit rammed otherwise by you You a -e revoroble for orders the are executed roe to your faitse to cancel existing open order Tax withheld:wan orabutiona ban LOS Pinola,' %Mon IRAs Fedora lac taw coquets ILIECS hnithcial Serve:este withhold move to from yds stable IRA dlitrIbat cns W t you may AM not Whew morels( withhell or instead you may elect to have lee witheld a acre or elated anoint at you choose tor ninon vu reran in el fact until rooted by you You may testae your election s a-ry I Me by m.*.n9 anew Otani If you do not haw mouth ', come tar wtheield IWO your datitutiOnS. you maybe wthombie fa the pawner of eretWid la. You may nor pea ate d the anoints NNW and your estimated law pa/mints se not educe toSit txcokgaion Privacy To obtain a Copy ot0Lr Oarent OWN Peary Nam pare contact your F natal Advisor °widow wthorea rm.. comenownway 1.65 Financial Savezes 6 riot a bat The WA. Fumed SencesAaorit BSA and MLA Ye bran age a0XurrtS Man provide access to baling seers ant peodads trough ma-rants Nth Owed backs rd other MS. party balks aid thorny; vont to bunko aid amity poxidds isted by uriall dated tad party inmate carpal*, through nvisice agency Lathed-yesof utS Nandi Satan Ix t orepromt. own. and amuly root IOC hind • no bank thannwee May lose vain MIA ReSOLIOnAnyn'ent 30:04.01. Business Sams Woorm SSA inda and nteMabOrial Refoisce ktrayertot CONFIDENTIAL Woven at registered fence mats of UBS Naxial Strikes Ino Yea S•pature it a mit:Weed Write mart. el visa lownetaial 1.85 Signathre creed cads and LEG Wa dad cads at issued byMSBat USA web thymispon from v ea u S A rooporatod UBS Financial Servioes Int Rev 204207 SDNY_GM_00020682 EFTA_00 131302 EFTA01273509 UBS U65 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNe70058103150215 IN 0 Account name: GHISLANE MAXWELL Friendly account name: lndiv Account number: 55 Your financial Advisor: UBS Strategic Advisor February 2015 CHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions a bout your statement? Value of your account call your Financial Advisor Or the RMA nesotacetine at 800-RMA- 1000, on January 30(S) on February 27 (1) account 029323568 Your assets 1,651,844.10 I ,721,543.43 Visit our websIte: Your liabilities 0.00 0.00 www.ubscomainancialseNices Value of your account $1,651544.10 31,721$43.43 Tracking the value of your account S Thousands 1,721.2 • 1,6518 • 1,721.5 Dec 2014 Ian 2015 Feb2015 Sources of your account growth during 2015 Value of your account at year end 2014 41)21,172.36 Net deposits and withdraNals -42,121.99 VP, eiveStrnent return: MO:lendand interest income 56,22934 Chance in market value 41735.28 Value of year amen on Fab 27, 2015 $1,721,543.43 SDNY GM 00020683 Promisor SIPC 0010009305En03i SW00070608800007 0215 030575001N/1235685500000W Page I of 16 CONFIDENTIAL EFTA_00B1303 EFTA01273510 UBS UBS Strategic Advisor February 2015 Your account balance sheet Summary of your assets Value on February 27111 Percentage of your account A Cash and money balances 33,136.51 1.92% B Cash alternatives 0.00 000% C Equities 1,688,406.92 98 08% D Fixed income 0.00 0 00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account 51,721,543.43 $1,721,543.43 100.00% Account name: Your fq asocial Advisor. Friendly account name:Ir I SCOTT STACK MANLYI.E CASRIEL Account number: Your current asset allocation Eye on the markets Index • Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% Percentage change February 2015 Year to date 5.75% 2.57% 5.79% 2.85% 5.99% 6.52% -0.94% 1.14% CNP 7C00000581031 6 NP700O205088 C•3032 0215030579004 Y123568SSOCOMpitGitocoAtie 2 of 16 CONFIDENTIAL EFTA_00131304 EFTA01273511 UBS Strategic Advisor SUBS February 2015 Change in the value of your account February 2015 (11 Year to date (1) Opening account value $1,651,844.10 $1,721,172.36 Withckawals and fees, including investments transferred cut 0.00 -2,121.99 Dividend aid interest income 3,343.16 6,229.34 Change in market value 66,356.17 -3,736.28 Closing account value $1,721,543.43 $1,721,543.43 Account name: Your Financial Advisor: Friendly account name:~ . i. SCOTT STACK 1,1Ael LYLE CASRIEL Account number. Dividend and interest income earned For purposes of His statement, total:arty of inkiest and dividend Income has been determined Iran a US tax reporting perspective. Based upon the residence of the account hokkr, account type, or product type, some Interest ardor dvidend payments may not be subject to United States WSJ ardor Puerto Rif.) (PR) Income tares The (tent month)), statement is not Intended to be used and cannot be reled upon for tat purposes. Clients should refer to the applkide lac reporting forms they receive from LISS annuity, such as the fomnS 1099 and the FOrrnt 487. fee tar keening information It is the Prartke of U85 to file the epplicaUe tar reporting forms vAth the US Mterni Revenue Semce and PR Treasury Department and in such forrrn accurately class fy cimdends ardor Interest as tar exempt or taxable income. Pleat consult you I Inciudual tar propane. February 2015 ($) Year to date (f) Taxable dividends 3,342.76 6,228.71 Taxable interest 0.40 0.47 Total current year $3,343.16 $6,229.18 Prior year adjustment 0.00 0.16 Total dividend & interest $3,343.16 $6,229.34 Summary of gains and losses Varies reported telow exclude products for which gam andlosses are not densificd Realized gains and losses Unrealized February 2015(1) Year to date (1) gains and Ass (I) Short term 0.00 0.00 3,705 48 long term 9,032.81 9,032.81 330,212.97 Total $9,032.81 $9,032.81 $333,918.45 Cash activity summary See Account achwty the month for dela la Balances In your Sweep OpliCCIS are includedIn the cpenng and closing balances vat*. FDIC insurance appries only to deposits e u8S Bank USA, not to deposits at LOS AG. Stardord Branch or bank deposits placed through the UBSInternaioni Depose Account program. SIPC protection applies to money market sweep fund hddings but not bank deposits. Seeimportanr inearmation about your statement on the Lastly.° pages al this document for detail February 2015(1) Year to date (S) Opening balances $7,281.76 $6,517.57 Add bons Dividend and interest Income 3,343 16 6,229.34 Proceeds from investment transactions 106,909.61 106,909.61 Total additions $110,252.77 $113,138.95 Subtractions Professional management fees and related services 0.00 -2,121.99 Funds withdrawn for investments bought -84,398.02 -84,398 02 Total subtractions -$84,398.02 486,520.01 Net cash flow $25,854.75 $26,618.94 Closing balances $33,136.51 $33,136.51 SDNY GM 00020685 CtIP7COCS305C0031 7 NP70037050.88 COCCO 021S 03057%04 Y123568SSOOOCOCO Page 3 of 16 CONFIDENTIAL EFTA_0013 1305 EFTA01273512 UBS UBS Strategic Advisor February 2015 UBS Bank USA Deposit Account APY Interest Period Ian 8 - Feb 5 Opening UBS Bank USA Deposit balance Jan 8 $7,950.20 Closing UBS Bank USA Deposit balance Feb 5 $30,565.37 Number of days in interest period 29 Average daily balance $10,937.24 Interest earned $0 40 Annual percentage yield earned 005% Account name: C11-119. NE i1A EtL Friendly account name: Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fruncial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income B capital appreciation Your risk profile: Primary Aggressive investment eligibility cOnSideraban None sefected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. Your Ignandal Advisor: SCOTT STACK MAMLYLE CASRIEL CNP700O0305E003i SW7000206088 C0032 0215 030575004 Y123583550 0ZIEMYGM00020tne 4 of 6 CONFIDENTIAL EFTA_00 1 3 1306 EFTA01273513 UBS Strategic Advisor *UBS February 2015 Your assets Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Some pnCes, income and current vanes ShPan May be apt:Oani:fie. ASS itnt. gam dnd lOsses may not be accurately refkaed. See rmporiant infosmabon about your statement a the end of tivs Itecument for more ink:tension. Cash Cash and money balances Casts anti money balances may include avatar& cash balances, UBS Bant USA deposit account balances, UBS AG Stardord Branch it bout account balances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the WC eat h n applicable limits, but are not protected by S1PC UBS AG Stanford Bran( h deposit ace oum balances an not insured by FDIC and are not protected by SIFC Money market sweep balances are protected by Stec but are not insured by the FDIC. See the Important information about your statement a the end of this document for details about those Sauces. Coning Want. Clovng Price per sham Average Hddng on Feb l(1) on Feb 27 (5) on fib 27(1) rate WS BANK USA UP ACCT 7,281 76 Dnicknd IMerest period Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Days period Cep /mount (I) Equities Common stock Hddng Trade date totter of shares Purchase pricer Average price per share (1) COS( basis (S) PnCt per share on Feb 27(51 vane on Feb 27 (1) Unrealized gan or loss (1) Hddng Period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500.030 26.619 13,309.95 30.060 15,030.00 1,720.05 ST Jan 30, 15 100 .000 25.532 2,553 24 30.060 3,036 00 452.76 ST Security IOW 600.000 26 439 15,863.19 I 8,036 00 2,172.81 ANALOG DEVICES RC Symbol: ADI Exchange OTC EAL 42,802 Cisrent yield. 2.73% Nov 16, 11 13.000 37316 485.12 58.540 761.02 275.90 LT Nov 17, 11 13.000 35.393 460.12 58.540 761.02 300.90 LT Nov 18 II 35.000 35.502 1,24258 58.540 2,04890 806.32 LT Nov21, II 18.000 34371 618.68 58.540 1,053.72 435.04 LT Nov22, 11 15.000 33 338 500 07 58.540 878 10 378.03 LT Nov23, 11 22.003 32.655 71843 58.540 1,287.88 569.45 LT Nov25, II 7.000 32.460 227.22 58.540 409.78 182.56 LT 33,136.51 250.000.00 comnoed next page SDNY GM 00020687 CelP7C003305810319NP7003205088 000O2 COI5 030579004 Y123568S50000000 Page S of 16 CONFIDENTIAL EFTA_00 3 1307 EFTA01273514 *UBS UBS Strategic Advisor February 2015 Account name: GTIS/AINE MAXWELL Friendly account name: Account number. Your linandd Advisor: SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock kononuecil Trade Hddng dab Writer of than Purchase paw Average price Price per snare Vdue on Unrealized Hddng per share (5) Cost basis (S) on Feb 27(5) lab 27(5) gain cc Ion (5) period Nov28, 11 30.000 32.951 988.55 58.540 1,756.20 767.65 LT Nov29, 11 18.000 33472 60251 58.540 1,053.72 451.21 LT Nov29, 11 5.000 33.622 168.11 58.540 292.70 124.59 LT Apr 24, 12 30.000 37.567 1,127.01 58.540 1,756.20 629.19 LT Jan 23,13 1,056.000 43 209 45,62811 58.540 61.81124 16,189.43 LT Apr 22, 13 489.000 42.447 20,756.68 58.540 28,626.06 7,869.38 LT Security total 1,751.000 41.990 73,523.89 102,50334 28,979.65 AUTOMATIC DATA PROCESSNG INC Symbol ADP Exchange OTC EAI: 42,493 Cu'rent yield: 2.21% Aug 4, 11 146.000 42343 6,182.08 88.840 12,970.64 6,788.56 LT Aug 12, 11 4.000 40.955 163.82 88.840 355.36 191.54 LT Jan 23,13 767.000 52.320 40,129.93 88.840 68,140.28 28,010.35 LT Apr22, 13 355.000 56.870 20,189.01 88.840 31,538 20 11,349.19 LT Scarily total 1,272.000 52.409 66,664.84 113,004.48 46,339.64 BAXTER INTL INC Symbol. BAX Exchange. NYSE EAI: 43,236 arrant yield: 3.01% Jun 20,12 30.000 51.594 1,547.84 69.150 2,074.50 526.66 LT Jun 20, 12 17.000 51.522 875.89 69.150 1,175.55 299.66 LT Jun21, 12 29.000 52.077 1,510.25 69.150 2,005.35 495.10 LT Jun21,12 7.000 51.500 360.50 69.150 484.05 123.55 LT An 21, 12 5.000 52.216 261.08 69.150 345.75 84.67 LT Jun22.12 61.000 51.890 3,165.29 69.150 4,218 IS 1,052.86 LT Jan 23,13 768.000 66.658 51,19180 69.150 53,107.20 1,913.40 LT Apr22, 13 355.000 69318 24,608 00 69.150 24,548.25 -59.75 LT Sep 19, 13 74.000 72.165 5,340.28 69.150 5,117.10 -223.18 LT Sep 19, 13 6.000 71.875 431.25 69.150 414.90 -1635 LT Sep 19, 13 3.000 71.680 215.64 69.150 207.45 -8.19 LT Sep 20, 13 47.000 71.987 3,383.41 69.150 3,250.05 -133.36 LT Oct 3, 13 154.000 64.600 9,948.49 69.150 10,649.10 700.61 LT Security total 1,566.000 66.094 102,841.72 107,597.40 4,755.68 8tACKROCK INC Symbol: BLK Exchange: NYSE EAI: 43.244 Clanient yield: 2.35% Oct 5, 12 7.000 189.932 1,329.53 371.420 2,599.94 1,270.41 LT continued neat page CNP70008005810320NP70CO206088 00002 0215 030575004 v123568550C004My_Gm_00020%te 6 of 16 CONFIDENTIAL EFTA_00131308 EFTA01273515 UBS Strategic Advisor sUBS February 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your alnand/I Advisor: SCOTT STACKMAN1LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Number of shares Purchase paw Away price per setae ($) Cost basis ($) Price per share on Feb 27 (1) Vdue on Feb 27(S) lime/axed gain of lose ($) HdcIng period Oct 5, 12 3.000 187.820 563.46 371.420 1,114.26 550.80 LT Oct 5, 12 2.000 186.670 373.34 371.420 742.84 369.50 LT Oct 8, 12 8.000 188.783 1,510.27 371.420 2,971.36 1,061.09 LT Oct 9, 12 15.000 189.185 2,837.79 371.420 5,571.30 2.733.51 LT Oct 9, 12 2.000 189010 378.02 371.420 742.84 364.82 LT Oct 10, 12 3.000 187.720 563.16 371.420 1,114.26 551.10 LT Oct 10, 12 2.000 187.670 375.34 371.420 742.84 367.50 LT Oct 10, 12 2.000 187.995 37599 371.420 742.84 366.85 LT lan 23,13 224.000 236.966 53,080.41 371.420 83,198.08 30,117.67 LT Apr 22. 13 104.000 251.093 26.11369 371.420 38,627.68 12,513.99 LT Security total 372.000 235216 87,501.00 138,168.24 50,667.24 CALfORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE EAI: 44 Current yield: 0.14% Feb 12, 14 59.200 8030 475.39 7.160 423.87 -51.52 LT Feb 12. 14 46.800 8.033 375.95 7.160 335.09 -40.86 LT Feb 12. 14 12.200 8.034 98.02 7.160 87.35 -10.67 LT Feb 12, 14 2.800 8.021 22.46 7.160 20.05 -2.41 LT Feb 13, 14 44.000 8.023 353.04 7.160 315.04 -38.00 LT Feb 13, 14 27.200 8.007 217.81 7.160 194.75 -23.06 LT Feb 13. 14 13.200 7.977 105.30 7.160 94.51 -10.79 LT Feb 13, 14 2.400 7.983 19.16 7.160 17.18 •1.98 LT Feb 14, 14 133.600 8.310 1,110.31 7.160 956.58 -153.73 LT Feb 18, 14 45.600 8.366 381.49 7.160 326.50 -54.99 LT Security total 387.000 8.163 3,158.93 2,770.92 -388.01 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: $3.108 Current yield: 3.38% tun 19.13 72.000 84.718 6,099.75 82.900 5,968.80 -130.95 LT An 20, 13 121.000 83.141 10,060.15 82.900 10,030.90 -29.25 LT 1Lel 20, 13 78.000 83.030 6,476.39 82.900 6,466.20 -10.19 LT lun 21. 13 204.000 82.904 16,912.44 82.900 16,911.60 -0.84 LT Jun 24, 13 111.000 81.517 9,048.46 82.900 9,201.90 153.44 LT Jun 25.13 73.000 82.354 6,011.86 82.900 6,051.70 39.84 LT G°661916gar GK t Pa" CNP70006005810321 N1700020608800002 C015030575004 Y123503550000000 Page 7 of 16 CONFIDENTIAL EFTA_00131309 EFTA01273516 *U BS UBS Strategic Advisor February 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ilnandal Advisor, SCOTT STACK MANLYLE CASR1EL Your assets Equities . Common stock (continued) Trade Melting date Kerber of shares Purchase pace Average price per than (5) Cott bark (5) Price per share on Feb 27 (3) Velue on Feb 27 (5) Unrealized gun or loss (5) Hddrq period Jun 26, 13 69.000 82259 5,675.90 82.900 5,720.10 44.20 LT Jun27.13 141.000 82951 11,69612 82.900 11,68890 -7.22 LT lin 27, 13 7.000 82.925 580.48 82.900 580.30 -0.18 LT An 28.13 169.000 82.774 13,988.92 82.900 14,010.10 21.18 LT Jul 1, 13 65.000 82.781 5,380.78 82.900 5,388.50 7.72 LT Security total 1,110.000 82.821 91,931.25 92,019.00 87.75 OK GLOBAL INC COM Symbol: COK Exhange: OTC (Al: 4204 Current yield 1.03% Aug 4, I 1 48.667 18.379 894.45 46.830 2,279.06 1,384.61 LT Aug 12, 11 1.333 17.775 23.70 46.830 62.44 38.74 LT Jan 23, 13 255.667 22.709 5,806 16 46.830 11,972.87 6,166.71 LT Apr 22. 13 118.333 24.684 2,921.03 46.830 5,541.55 2,620.52 IT Security loud 424 000 22.748 9,645.34 19,855 92 10,210.58 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 42,292 Current yield: 2.15% Aug 4,11 174.000 41.632 7,244.05 70.820 12,322.613 5,078.63 LT Aug 12, 11 4.000 42.450 169.80 70.820 283.28 113.48 LT ian 23,13 910.000 54.240 49,358.63 70.820 64,446.20 15,087.57 LT Apr 22, 13 420.000 59.788 25,111.32 70.820 29,744.40 4,633.08 LT Security total 1,508.000 54200 81,883.80 106,796.56 24,912.76 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 4335 Current yield 0.75% Ian 28, I5 500.000 90.411 45,205.72 89.720 44,860.00 -345.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28, I 500.000 31.942 15,971.36 33.610 16,805.00 833.64 ST Jan 30, IS 250.000 29 431 7,357.75 33.610 8,402.50 1,044.75 ST Security total 750.000 31.105 23,329.11 25,207.50 1,87&39 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Current yield: 3.05% Aug 4, I1 191.000 36.265 6,926.77 53.790 10273.89 3,347.12 LT Aug 12, 11 5.000 35.754 178.77 53.790 268.95 90.18 LT Jan 23,13 1,001.000 41.387 41,428 89 53.790 53,843 79 12,414.90 LT Apr 22, 13 464.000 50287 23,333.21 53,790 24,958.56 1,625.35 LT continued next page CNP7000700058I0322 NP7OOO2O6O88OOOO2O2 IS 030575064 VI 23568550 00Mgy_Gm_00020Iyale I of 16 CONFIDENTIAL EFTA_00 I 3 13 10 EFTA01273517 UBS Strategic Advisor *UBS February 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your "Imandril Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Humber of shares Purchase lake Average price per share ($) Price pee share Cog basis ($) on Feb 27 (I) Vain on Feb 27 ($) Unedited gain or loss (S) Hddng period 1Le. 17, 13 148.000 49.739 7,361.45 53.790 7,960.92 599.47 LT Jun 18, 13 73.000 49.836 3,638.07 53.790 3,926.67 288.60 LT Salty total 1,882.00) 44 031 82,867.16 101,232.78 18,365.62 JOHISON & JOHNSON COM Symbol: intl Exchange: NYSE EAI: 42,985 Currant yield:2.73% Aug 4,11 123.000 62377 7,672.38 102.510 12,608.73 4,936.35 LT Aug 12, 11 3.000 63.730 191.19 102.510 30733 116.34 LT Jan 23,13 642.000 72.736 46,696.71 102.510 65,811.42 19,114.71 LT Apr 22, 13 298.000 84.721 25247.10 102.510 30,547.98 5,300.88 LT Security total 1,066.000 74.866 79,807.38 109,275.66 29,468.28 MCDONALDS CORP Symbol MCD Exchange: NYSE EAI: $3,461 Current yield: 3.44% Aug 4,11 95.000 84.969 8,072.06 98.900 9,395.50 1,323.44 LT Aug 12, 11 3.000 85.910 257.73 98.900 296.70 3897 LT Nov29, 12 8.000 86.456 691.65 98.900 791.20 99.55 LT Jan 23,13 555.000 93.053 51,644.75 98.900 54,889.50 3244.75 LT Apr22. 13 255.000 99318 25,326 32 98.900 25219 50 -106.82 LT Sep 19, 13 78.000 97.879 7,634.63 98.900 7,714.20 7957 LT Sep 19, 13 22.003 97.425 2,143 36 98.900 2,175.80 32.44 LT Sep 19.13 2.000 97.830 195.66 98.900 197.80 2.14 LT Security total 1,018.000 94269 95,966.16 100,680.20 4,714.04 PEOERA ENERGY RC COM Symbol: NEE Exchange NYSE EAI: $3,579 Current yield: 2.98% Aug 4,11 134.000 52.960 7,096.75 103.460 13,863.64 6,76689 LT Aug 12, 11 3.000 52.530 157.59 103.460 310.38 152.79 LT Jan 23,13 700.000 71.610 50,127.21 103.460 72,422.00 22,294.79 LT Apr22, 13 325.000 79.757 25,921.06 103.460 33,624.50 7,703.44 LT Security total 1,162.000 71.689 83,302.61 120220.52 36,917.91 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 42,791 Current yield: 3.70% Feb 12,14 148.000 88.959 13,165.96 77.880 11,526.24 .1,639.72 LT Feb 12, 14 117.000 88.989 10,411.82 77.880 9,111.96 .1,299.86 LT continued neat page SONY GM 00020691 CW0006005810323 NP7000206088 00002 0715 030575001Ni2356855000000D Pogo 9 of 16 CONFIDENTIAL EFTA_0013131 I EFTA01273518 *UBS UBS Strategic Advisor February 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number: You rig nanciol Advisor, SCOTT STACK MAI4LYLE CANCEL Your assets Equities . Common stock (continued) Flack unifing date Weber of shams Purchase prices Average price per share (S) Carl basis (S) Pnce per shut on Feb 27(S) \UN!' on Fab 27(S) Unframed on or loss (S) Molting Puled Sectrity total Feb 12, 14 Feb 12, 14 Feb 13, 14 Feb 13, 14 Feb 13, 14 Feb 13, 14 Feb 14, 14 Feb 18, 14 32.003 7.000 110.000 68.000 33.000 6.000 334.000 114.003 969.000 89.002 88 857 88 885 88.708 88 369 88.421 92 065 92.677 90 422 2,848.07 622 00 9,777.41 6,03219 2,916 19 530.53 30,74982 10,565 23 87,619.22 77.880 77.880 77.880 77.880 77.880 77.880 77.880 77.880 2,492.16 545.16 8,566 80 5295.84 2,570.04 46728 26.011 92 8,878 32 75,465 72 -355.91 -76.84 -1,210.61 •736.35 •346.15 -63.25 4,737.90 -1,686.91 -12,153.50 LT LT LT LT LT LT LT LT PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 43.023 Current yield: 2.65% Security Wt.& Aug 4,11 Aug 12, 11 May 16, 12 Oct 24. 12 Oct 25, 12 Oct 26. 12 Oct 31.12 Nov6,12 Nov 7, 12 Nov8,12 Jan 23,13 Apr 22, 13 115.003 3.000 6.000 1.000 2.000 1.000 1.000 1.000 1.000 2.000 699.003 322.000 1,154.000 63.979 63 023 68 535 68.690 68810 68.890 69 370 69370 69 150 69090 72 166 82 251 74.097 7,357.65 418191.2071 68.69 737.62 68.89 69.37 69.37 69.15 138 18 50,444.31 26,484 85 85,508 36 98.980 98.980 98.980 98.980 98.980 98.980 98.980 98.980 98.980 98.980 98.980 98.980 11,382.70 296 94 593.88 98 98 197 96 9898 98 98 98.98 98.98 LT 197 96 69,187.02 31,871 56 114,222.92 4,025.05 107.87 182.67 30.29 60.34 30.09 29.61 29.83 29.61 59.78 18,742.71 5386.71 28,714.56 LT IT LT LT LT LT LT LT LT LT LT PROCTER &GAMBLE CO Symbol: PG Fichange• NYSE EAI: 42,919 anent yield. 3 02% Security total Aug 4, 1 1 Aug 12, 11 Jan 23, 13 Apr 22, 13 Apr 24, 13 118.003 3.000 619.000 286.003 108003 1,134 COO 60.103 7,092 22 60.896 182.69 69941 43,293 73 81.332 23,261.18 77.762 8,398.32 72 512 82,228 14 85.130 85.130 85.130 85.130 85.130 10,045 34 255.39 52,695 47 24,347.18 9,194.04 96,537.42 2,953.12 IT 72.70 LT 9,401.74 LT 1,086.00 LT 795.72 LT 14,309.28 continued next page CNP7C008005810324 N1'700020608800032 0215030575004 Yi2356855000MYGM0002tien 10 of 16 CONFIDENTIAL EFTA 0(1131312 EFTA01273519 UBS Strategic Advisor SUBS February 2015 Account name: Friendly account name: IPJ Account number. Your Financial Advisor: SCOTT STACK MAP/LYLE CASRIEL Your assets Equities . common stock (continued) Trace Hddng date Horne of snares Purchase pow Average price Price per share Value on uneedized Hddng per shale (0 Cost basis (S) on Feb 27(11 Feb 27 (1) gain or loss (1) Period TRAVELERS COS noire Symbol: TRV Exchange NYSE EAT 12,534 Current yield: 2.05% Apr 24, 12 20.000 63 432 1,26864 107.440 2,148.80 880.16 LT Apr 24, 12 4.000 63 350 253.40 107.440 42976 176.36 LT Apr 24,12 1.000 63560 63.56 107.440 107.44 43.88 LT Apr 25, 12 10.003 63 520 635 20 107.440 1,074 40 439.20 LT Apr 25, 12 10.000 63.617 636.17 107.440 1,074.40 438.23 LT Apr 25, 12 10.000 63.659 636 59 107.440 1,07440 437.81 LT Apr 25, 12 2.000 63.545 127.09 107.440 214.88 87.79 LT Apr 25, 12 2.000 63.645 127.29 107.440 214.88 87.59 LT Apr 25, 12 2.000 63 745 127 49 107.440 21488 87.39 LT Apr 26, 12 5.000 63.928 319.64 107,440 537.20 217.56 LT Apr 26, 12 2.000 63.920 127.84 107.440 214.88 87.04 LT Apr 26, 12 2.000 63.930 127.86 107.440 214.88 87.02 LT Apr 26, 12 1.000 63.720 6332 107.440 107.44 43,72 LT May 1, 12 15000 64.637 %9.56 107.440 1,611 60 642.04 LT May 1, 12 6.000 64.715 38629 107.440 644.64 256.35 LT May 1, 12 6.000 64 975 389 85 107.440 644.64 254.79 LT May 1, 12 2.000 64.850 129.70 107.440 214.88 85.18 LT May 1, 12 1.000 64.820 64.82 107.440 107.44 42.62 LT May 2, 12 7.000 64 374 450.62 107.440 752.08 301.46 LT May 2, 12 4.000 64.410 257.64 107.440 429.76 172.12 LT May 2, 12 2.000 64.320 128 64 107.440 214.88 86.24 LT May 3, 12 4.000 64.960 259.84 107.440 429.76 169.92 LT May 3, 12 2.000 64.675 129.35 107.440 214.88 85.53 LT May 3, 12 2.000 64 910 129 82 107.440 214.88 85.06 LT Jan 23,13 629.000 77.560 48,785.62 107.410 67,579.76 18,794.14 LT Apr 22, 13 290.000 84.719 24,568 68 107.440 31,157.60 6,588.92 LT May 22, 13 111.000 83.807 9,302.58 107.440 11,925.84 2,623.26 LT Security total 1,152.003 78.533 90,469.50 123,770.88 33,301.38 continued next page SONY GM 00020693 CHP700030051310325NP7003205088 00032 0215 03057%04 Y123568%000:000 Pegs 11 of 16 CONFIDENTIAL EFTA_001313B EFTA01273520 *UBS UBS Strategic Advisor r4--r:qr, 2r), s Your assets .EEquities . Common stock (continvec) bicldng MeV date Nimber of :haret Purrnaw pic« average pore per claie (S) Cou batit (S) Pnce per Ogre on Feb 27 (5) Velue on Feb 27 (1) Un:et/del Heidng gain or Ion (1) pend XXINX1NC Symbol: XLNX Exchange: OTC EAI: $2,086 Curent yield: 2.74% Sep 7, 12 25 003 34 770 869.27 42.370 1,059 25 189.98 LT Sep 7, 12 5.000 34846 174.23 41370 21185 37.62 LT Sep 10. 12 37.000 34.845 1289.29 42.370 1,567.69 278.40 LT Sep 10, 12 3.000 34 660 103 98 42370 127.11 23.13 LT Sep 11, 12 20.003 34.853 69706 42.370 847.40 150.34 LT Sep 12. 12 18.003 35 006 630 1 1 42.370 762.66 132.55 LT Sep 13, 12 21.0O3 34.886 732.61 42.370 889.77 157.16 LT Sep 14, 12 19.003 35 536 675 19 42.370 805.03 129.84 LT Sep 17, 12 7.000 35 151 246 06 42.370 296.59 50.53 LT Oct 24, 12 3.000 32.523 97.57 42.370 127.11 29.54 LT Oct 25, 12 5.000 32.522 162 61 42.370 211 85 49.24 LT Oct 26, 12 3.000 32.776 98.33 42.370 127.11 28.78 LT Oct 31. 12 1.000 32.770 32.77 42.370 42.37 9.60 LT Nov 1, 12 2.000 33.360 66.72 42.370 84.74 18.02 LT Nov 1, 12 1.000 33.520 33.52 42.370 42.37 8.85 LT Nov 1, 12 1.000 33.530 33.53 42.370 42 37 8.8.4 LT Nov 2, 12 1.000 33.550 33.55 42.370 42.37 a82 LT Nov 5,12 1.000 33.190 33.19 42.370 42.37 9.18 LT Nov6, 12 3.000 33.886 101.66 42.370 127 11 25.45 LT Nov 7, 12 2.000 34.025 68.05 41370 84.74 16.69 LT Nov 7, 12 1.000 33.910 33.91 42.370 42 37 8.46 LT Nov8, 12 4.000 34.032 136.13 42.370 169.48 33.35 LT Nov8, 12 1.000 33.860 33.86 42.370 42.37 881 LT Nov28, 12 4.000 34 312 137.25 42.370 169.48 32.23 LT f4ov28, 12 3.000 34.410 103.23 42.370 127.11 23.88 LT Nov29, 12 15.003 34.583 518.75 42.370 635.55 116.80 LT Nov29, 12 3.000 34.493 103.48 42.370 127.11 23.63 LT Jan 23,13 1087.000 36.805 40.00801 42.370 46,056.19 6.048.18 LT Apr 22, 13 502.000 35.691 17,917 23 42.370 21269.74 3,352.51 LT Secunty total 1,798.003 36.246 65,171.15 76,181.26 11,010.11 contrnuednext page Account nome: GHISLAINE MAXWELL Friendly account name: Account nu rober: Your K eendal Advisor: SCOTT STACK MAIILYLE CASR1EL CNP7DOCEO0S810326NP70CO205088 00032 0215030575004 Y123593S500)fflyGro0002ben 12 Of 16 CONFIDENTIAL EFTA_00 1 3 13 14 EFTA01273521 UBS Strategic Advisor sUBS February 2015 Your assets Equities . Common stock (continued) Account name: GHISLAINE MAXWELL Frit ndly account name:Ind Account number. l'orth.r.ef.A1W Weber Average price Price per share Yen on of shares per share ($) Cost basis CO on Feb27(1) Feb 27 (1) Your Finandal Advisor: SCOTT STACK MANILYLE CASRIEL Unrealized tiding gain or loss ft) period Total $1.354,4$8.47 31,688,406.92 $333,918.45 Total estimated annual income: $44,182 Your total assets Cash Equities Total Cash aid money balances Common stook Account activity this month Date Act Sty Value on Feb 27 (1) PoFrontage of your account Cost bask (1) evimated annual locum/III unrerazed can or less (t) 33,136.51 1.92% 33,136.51 1,688.406.92 98.08% 1.354,488.47 44,18200 333.918A5 $1,721,543.43 100.00% $1,387,624.98 $44,182.00 $333,918.45 Descrption Armoire (1) Dividend and intmestmcome Taxable dnaclends Taxable interest Feb 2 Dvidend GENL MILLS INC PAID ON 1882 771.62 Feb17 Cwidend COLGATE PALMC/UVE CO PAID ON 1508AS OF 02116115 542.88 Feb17 Cividend PROCTER & GAMBLE CO PAID ON 1134 729.84 Feb 20 Covidend Feb 25 Cividend Total taxable dividends Feb6 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF 0210915 0.40 Total taxable interest $040 Total dividend and ieterest income $3,343.16 CATERPILLAR INC PAO ON 1110 XIUNX INC PAID ON 1798 777.00 $21.42 $3342.76 Invesbnent transactions FOI mare information abate the price value shown for restricted sic Wires, see Important Wormatlee about your statement at the end of this doewent out Actiety Feb 2 Bought ECG RESOURCES INC Feb 2 Bought FORTINET INC Feb 2 Bought AECOM Desciption Quantity value (S) 500.000 Price ft) Proceeds Iran Funds irnestment withdrawn 1Ct Accrued transact/cos ($) inVtStrntnIS bC4190t (1) IlleftS1 (0 90.411440 -45.205.72 500.000 31.942727 •15,971.36 500.000 26.619900 -13,309.95 continued next page SONY GM 00020695 CNP700C6005810327 NP7000206088 00002 0215 030575004 Y123568550000000 Page 13 of 16 CONFIDENTIAL EFTA_OOI 3 13 15 EFTA01273522 *DT BS UBS Strategic Advisor Februa 2015 Account activity this month (C0ntrivedl Investment transactions (continued) Account name: GHISL.AINE h1.10AN ELL Friendly account name: Account number: Gore actimte Descepteon Quantity Feb 2 Sold UNITED PARCEL SERVICE INC CL B -1,061.000 Feb 4 Bought FORTINET INC 293030 Feb 4 Bought AECOM 103.003 Total Date ACtMty De-Sorption amount IS) Money balance activities Jan 30 Balance fonvard $7281.76 Feb3 Deposit UBS BANK USA DEPOSIT ACCOUNT 33.194.20 Feb 4 Withdrawi UBS BANK USA DEPOSIT ACCOUNT -9910.99 Fob 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/05/15 0.40 Feb IS Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72 Feb23 Deposit UBS BANK USA DEPOSIT ACCOUNT 777.00 Feb26 Deposit UBS BANK USA DEPOSIT ACCOUNT 521.42 feb 27 Closing UBS Bank USA Deposit Account $33,136.51 value CS) Proceeds fran investment Price (S) transactions (S) Your 15sandal Advisor: SCOTT STACK MANLYLE CASRIEL Funds viithdrawn la ineeslments bogy (S) Accrued interest (S) 100 765287 106,909.61 29.431030 -7,357.75 25 532400 -2,553 74 $106,909.61 .$84,398.02 The UBS Ban% USA Deocat Account is your primary sweep coition Realized gains and losses The estimated realzed gariS and losses sloven below are not for tar purposes. Please rote that win or loss recognized en the sae or rectin-ption of ce man Structured Products. ke Contingent Ott( Securities. may to got nary and net capita, gain or loss. Please cheek with your tat aChtS01 TO Cal( time gains and losses. sne liquidate the eldest security lot first. This is known as the lirstin first-out or FIFO accounting melhO3 We use U.S metrytd unless you specified which tae lot to close when you placedyea ceder. This is known as a seisus purchases of VSP order. See larpottent information about your statement * the end of this document fa more Long-term capital gains and losses Security descrption UNITED PARCEL SEFACL INC CL B FIFO RFO RFO FIFO Quantity or Purchase Sale face vane dare date 82.000 Sep 19, 13 Jan 28, 15 19.000 Sep 19, 13 Jan 28, 15 107.000 Sep 20, 13 Jan 28, 15 26.000 Sep 20, 13 Jan 28, 15 informemon We mai not adult gans and losses fa al carral changes We aucrnaticaty adjust ton basis for tac.eyerrot and AMT coupon munirga securities for estimated anon talon of taidprecreutns aid for accreted0SO fat secunties issued at adsCount a you requestedttyt yes0051<CM 0a% for the bend premium amortization on taiaue debt sec unties then cost bats reflected for these secunties has been adusied Bundles in the Undassil*d section can not Declassified as short term or long Dim Decant infounalson is mssing of the product is one in which the ga Moss calculation is not provided Sle Cost amount (S) bans (5) 8,262.57 1,914.90 10,781.65 2,619.84 7,525.90 1,740.88 9,823.18 2,387.71 Wash sale cost basis adunmem(1) Loss (5) Gain (S) 736.67 173.62 958.47 232.13 continued neat page CNP7C0C0301610328NP70CO205088 00002 0215 030579304 Y123993$5003MyGht0002ase 14 of 16 CONFIDENTIAL EFTA_00131316 EFTA01273523 SUBS UBS Strategic Advisor :0- t Realized gains and losses (continued) Long-term capital gains and losses (continued) wash sale OuaNty or PurChaSe Sale 5de COSI COSI basis Method Iae value dose date amour (I) basis 0) adjustment(S) Las 0) Gain CD FIFO 93.000 Sep 23,13 Jan 28, 15 9370.96 8,467.59 903.37 FiF0 41.000 Sep 24,13 Jan 28, IS 4,131.29 3,758.20 373.09 FiFO 93.000 Sep 24,13 Jan 28, 15 9370.96 8,520.00 850.96 FF10 62.000 Sep 25,13 Jan 28, IS 6,247.31 5,650.56 596.75 FIFO 11.000 Sep 25,13 Jan 28, IS 1,loat* 1,001.99 106.41 FIFO 64.000 Sep 26,13 ken 28. IS 6,448.83 5,855,30 593.53 FIFO 54.000 Sep 27,13 Jan 28, IS 5,441.21 4,920.33 520.88 RFO 46.000 Sep 30,13 Jan 28, IS 4,635.10 4,207.86 427.24 FIFO 46.000 Oct 01, 13 Jan 28, IS 4,635.10 4,216.73 418,37 1110 6.000 Oct 01, 13 Jan 28, IS 604.58 549.90 54.68 1110 61.000 Oct 02, 13 Jan 28, 15 6,146.54 sssas4 587.70 FIFO 19.000 Oct 02, 13 Jan 28, IS 1,914.50 1,730.29 18.4.21 1110 55.000 Oct 03, 13 Jan 28, IS 5,541.97 4,968.58 57339 i'FO 55.000 Oct 04, 13 Jan 28, IS 5,541.97 4,985.96 556.01 121.000 Jan 17,14 Jan 28, IS 12,192.33 12,007.00 185.33 Total 5106.009.61 597.876.80 59.032.81 Net long-term capital gains or losses 59.032.81 Net capital gains/losses: 59.032.81 Account name: G1-115LAINE MAXWELL Friendly account name: ir r Account number. Your Financial Advisor: SCOTT STACK MA:ILYLE CASRIEL SDNY GM 00020697 CNP700C0305810329 NP700O205088 C0002 0215 030575004 Y123568550 0003C0 Pap 15 of 16 CONFIDENTIAL EFTA_00 13 13 17 EFTA01273524 Your notes CNP70009005810330 N1'700O205088 00002 0215030575004 Y1235643550 COigiNyy_Ght0002tel 16 of 16 End of statement for account number- SS CONFIDENTIAL EFTA_0013 13 I 8 EFTA01273525 Important information about your statement Fnancial Webs Inc ~rem ixWSFawnI Smith/. IS a menher of al prinkalsecunty. camodk and epsans echirges OBSF Mtn% Nvces and Uth Bank lint en Mina iikmliras of 18S AG and kiln% of WS Secorais LLC thee em's entail ~mere it astable won remitt the knits emotes ahem at a U3S Peron Sevhs he 1200 Harbor Boolean ihihNink en NJ 07086 his suumem repreins the cribrofIchrected of >cm IIBS Financial Sauces account Other records. %apt olloal tar doomenz. conuhng ØBØ dau should not be teled upon if you berme doom 6 an make Nook pen • ot it ~hack n wring» helkanch ~ape of he Wm:emoting your moon %scup al fans awn ant ironed b be mono. swiroint Nand] rot be used for tar bubo% 48 solely on yea.% la lams. . Forn 1099. 5498. 1042$. etc) ohm pinning your la return term is mph% by 14.4 10 reton tott RS al than le dirdends. mporittlenenladblp dvdsmdi ad tackle men tamed en spumes kV n your teen rin proceeds on sak tranuctons, aid ma bacon ense coed scorn Cemmunicedont wit Vs Firm • please re ccal.mi airy oral onennwons nwrmn9to furrier peeled your rajas %Wing you* rglos under the karkes %en Protection Act (SPA) • 6 /no fink munition onto top Wt cd the km of to danni 6 not MS ~oaf ~vs. UBS Fruncir Set-item:n*6m yote acoxrit as death; broke by arapementeath the INNS mfl on We Wormed you ot tens rebtiontlip then you owed tit snaua In tri cap thy NM aril WiffkiPs re heated a WS Ftunzal ~sand not the etrodukg broker. aid you must ~tampon of my shoeOran% to both In All Nowt stateroom shrine deemed camp» end acar ate 6 roe objected Co n ~try whin 60 days • itemu direct custernen aterplants irguret to the tres On Rebhan Worm% at 2014S/1699ot talk% al $00-354-9,03. 8 00A NI to 6 CO PM ET ~Ay thsup fedy. a in stinga uBS 'ank' Senks Clem Nikons Depattrrent PO Box 766 Union City NI 07(07 • to case of enema mesons about so ekcoons lufg, trend« (lin bill Penn; or WS TOY do's cad trashions, call æO762.1000 a eime to WSWaned Wm% hc. 1050 nabor BW .6th I bat We€teske,, N) 07086. Ann IMM8SA servos CM «notes Ption as you cart tipsiness:a statement or recept 6 vlOrh9 only% need mot demon, about strain on the slam% et magi The kin ce c xd mew (as SP katile)must year onn you no ker kw 60 days alter the frisere you the kst suwern on yindi hegra or probkm maw% - hoider you nine ad mant vetoer (il and - Describe IN error or te wader yen se knee Lou ad than as clearly æ youcan doe you belme a is al error «holy you need mete Manion - ire ide tie dots nun, el the summed wee The km orC ad hum mil ~agate yote conplant ad will cortea any eicor promptly hose man al d-iecks payable to the Fenor to hatta nuluin, ndested on cio front of to slaement haddliT to tin anotail fees. azounn may be objet to mamma« las hags lor um payrera far matte: pundtro.; aid chinas Ice aped arens i ths abcosnts Accounts hat are ankh.] to Wm nittutems may be %pa to a under fee. NIBS Sweep Options UBS Oka OplaiS for ~Cat bantwes. Names to bad deposits al Wallah oar, in! WS AG karriord brim (Bark Swom AN") : %heymarket mutual lindiniocy Evils) arid the ThwyntionalWoost Accoint alfor customers won al mentioned Amoy% hanagernent Account hicugh the% Sweep Programs. can batirxes re swept so WS Bad USA ug ki n egabkhed ren and Mai to WS AG Stair-lord Banco, a a Many Fura Deposes at WS Balt WA are 'OK enured n acootathe with FOK Ns For non dannacin one nut way( klic 9,v OPpOnt5 41,5 AG Halted Brant ad tomcat:hey Funds rend ensued by the FCC nvough the OA whin to can banens am crap? to «WM accounts a WS AG ~York Branch and WS AG Caplan Braa1,. These deposits are net need by thmeDIC Balances NU If the WS AG Corm Bran re empowily hissed to he swamp ri-S of the C aims, hands, and Mere h is dunked - other oho Stank of USS AG to repay he oath% Ms de on the WS Caymans Brach's boda. Deposits a IC Bat USA and tab WS AG Branch any n01 proem% by SPC Money Fund sham are mocha% by Sec See 'WS brisket Sens Accost Protection' Now Upon you rP4a.2. NM.% n tie frank Sweep Program or OA may Is yank^ ad Shaes of a Pant( Fond maybe spitted, and the morph returned to you a yos %onto% tonne fisher nlanicn tout skittle nep options. exbdng cart intent, ram ard pens. 6 ....little x www ubsotelsweepoitels Mom your f nenna Øra hy calling 806762-1000 %JOS Feteretbl Shakes nets ppetinsam The Fern name-Met of the Secure:es ryes« Proteaion CObOrahn (WO. Beim protects seosnies xcocens of es makes sts to 1500000 Welkin; 1250000 for dams for <Nil SaC sae ;o en«, tres Øhlo all Kamm ~yaks% n aorta/la-Ca:Mk The Firm 'opt win tiomn folies. ha aho pet:bawd stplannatat gronaon inenuranuen anoint payable to all NIP% {Bonn. colkchrokunder *Ps potetion o 550) mike, as of Wants It/ 2013 skyt tote pokkarditiorn eid~fit can at he cem Nun ØP0Ø fa up ks SI 9 milk n *be aggregate toe SI pur axotnisheS n a sancta capack A copy ol he poky timOng o sookblesiPon rrTma The WC month and he supplemental gnaw both do not SPIT to • Count ran taxes controlled by (and %kited n your moan yak) but held asw rom te5 fina,cii Sermon (eg Chan (8øN a LIBSBark, «XX?' ail% AG Stamford Wink nsuramehochat ixkiong Taub» whir% ad Minims of mini lynch vite sun shags re registered decay ei te nrne d the Novi hob« on he hicks and records of the aciliatki an or Haider agent • Conan me:antra conna-tt or rums% %rem kr 9. Inn% panships and prvae ~ens) that ate nix registered Vad« the Smurnes Act of 1933. and • Correrodhs %numb W 9. Prop ~is aid meatus meal antacid, extyclep lutures commas and OterandnY %No cornea The SIC protection and the apil~alprotrabn do not speck Msse assetshen A hey ottimse »pea-ate staximms The WC pronr:h and the swpWrwit pritteCISM do not holed pans* du gets n the market våbed yov inrestrimuserketer z armul d matel inommint. rzus branaPKY of otherwise) Moen Womixon e ratable...pm naiad Yat may ',bun more information and WC. Pidudn9 the WC Brodin by canting SEC at 202-37 W300 ix by mittig the SPC webyte at Dkieleni Re kreesment Program IMP) the pup relleeed is a arnje knee TOu Ma) °hen the &tulip-ate9n" your fawn //boor Wry nnole nes are piano% knife OR P. paneltam kil te son and me ash nil be deposnel n you amours lhedvhend Nina.% prize spplitd by the issuer nog cafe from the mint ix% re dodo the pain tees ad sold Caste-blip Only tok unit flay be hol in pur azoint a you re ontind to soma we sank of a rinciend ~non or ~h. the Finn wll ether 3?-1 perial kris a orket price a accept an atom, denymend by aregistered Wang agercy. and cede you account Investment «Healy« he nazism obrives and fit prof in are specic to each acoxim and may vary between Stem ahem the enn month, in soreng of any mnicanc dampe h your Nunn station or enestirkkg cbschm For eado accoure held you choose one of Me fo lowng mestment objects • Pedigo fumy,: :Nome olamens singing tly• gnat en d harm only • Min Cbatali1PPAPSOn klingrrallt *Eking growth e pieXpall halm hands generate» of name • Reduce Conilmatoon of income and CyX.dx0flonfIf hantrins %L ing both he gnat« of room ad goaded prncpat Overall risk profiles • Con /Anne Seeks to frank Mir pØ( van km risk and plank to the roan nth. wen 4 Na means the %Pam does net ginerne *picot income« rena ntatel may rice keep pace nth nØ • Aitttketia Vining so amps syne reh to pØ end sine virre mix eity » so* higher means • Agawam %Ong to axed eign risk teihrlaPal ad hgh wrathy» %thigh returns am time Statement locketheitlinr We rimyconsolidate el netted hook, statements with the selt ar}itr.S Mille Sane er,~ Accounts may be reload for Nis Ian% hake they he. wan eho a% nankin lent amours rehionshps nth otwe. dents ei he salen ahem, Ru brake a knonn as "nometioldng • I you peels to make indirdual flaterttenbintikd n ~at* CONFIDENTIAL threlcom — you may Oak* focusithollng by ding your Framal Advbor Monday mount name ThftimdN aØ nane reflects mfarroticn that you therefor, the Hors wine senses %see It 6 a cutoinInho 'mason mob« by you so azh you wth your ~mph] it hin no %a effect on your ~UM You can Make pv Fremdy aØ navies. hroup GNP Sens of ble:ntalinj »NS &tarot, AO•bc< Anziont %endow • Vabe of war acouraposkno NB &asses and • AyeblmeldnYaldDlerd9hbalåCMvlkbtlp resumed apirndooheey(m)ndGkbalTrrlt Depositn unreal.% marks to maket anl eertain %eh not held by he Ern Does rot ncihnunionsd sonifitedassets a he en1 ol tlx mix and men Illtentent pent a Mir% hanalems, unrested stork col ens and eretistb stods plans • Oakes %Wes Øt balances. outstandingmks loan. ask teie shed account Nines • cassonsity eaterces Tots of unezed hobbit-cat blanks. DV; WS Bank VSA Min balancr. OBS AG Surd% Branch depose balances sod matey makte Nadi NO sweep banm a the dose of the statement P40:4 Noniamencdiry Mat nede balances n yeti, aaOunl ~not segregaed from at% balaxes ~the konrrosy uce any ol these hads n the ordny course of its hashes, Rome funds ase nabs kon pia demand Ins 1St 6 Indkod in he arrant pm% doseg value Lend hg information For detakd Mammon on he/ rat lend% panne% clodoon Sato puehpn R4aliteititp Arden% or Account batsman, aid the General Tin and Conditions WS khan of °Me Practices make h 49nemer4" erdeeckaires YØ hhM r work- "rib...ex:inn Your mats Yof statement nines seositns and other assets7641 n the noun a he ed et the Manioc peri:d You may dt for trimvy ol !Lay paid .4turits, zany Ins You may recent swirls used a ban tolkeiona aber PhmStim blame at on tern Any panties Panned b U4 Fm dviog lee summer: pa% are lided a awns Tama of the end of the Nan% period • Con bash r, detemeing the coX basis cf the stashes naked n this suierrient SW? Mks% phi he number 15$ Win' Stivashas ivied on %anion Obtained trim sources other ha 1135 Fawn Senf [es. netudng nlarnation Iran woks fen or ha you may hate plOidtd 10 your Nan Myatt The Finn Met not independently evt y or guranhe to anracy er eXidey of any stamson presided by sours on to USSFramal Stotts. In Phan Stough WS Fbandal With. genehly updates his isform ew as c 6 Atchred. he NA does roc (*hide any ~ads ha he neonmon vider 'Cost bah' ad -lweaireil phross" is Øm a of he die of this tamtone As SM please do rutt rely ca this id «mat is to make ;honk' er sae %inns. laid( omens« New% ~in Pained to the earn ma/reflect grirons nformakt oily for the period of lure theyreheld a the Pen, herehinormil Months Cat be added by pa Ewan% And • Onset-zed galnabzem Nem data h sabb •,setv4.J krrealzo lett It;YS a2 omits Ice SDNY_GM_00020699 EFFA_00 1 3 1 3 1 9 EFTA01273526 Important information about your statement (Continued) intreidultareity lots the Inman data fa lots maya may not reflect cemnksans, dragesape seamy magnesia, Tau Dulled end Mier ronorman lots and »Pail* pfd ae bh are men manned to dtigiaf one weragml lhe • traded.' cobra presents the «gnat balsut Kra Valedate • CANN narltiat Bonds and parted SIOP IAA the issua cat fa ea relongeon mil bestream! mania*y by lot tom rag al seurnes of Mat eswe held in our nane pi in ~mew n are ler CAI dents Callean Nana an is otaanod from TN prim and Os xcura-f is not guramed On« call I eatints nay rota Nall could ilea yell complete mlormakin sate prodded AKA warn • ~Was of deposit KO» CDs ate RaC mixed ups, 5250.000 n antatal and road infest ma depositor aid pa canary trunnion n aoradance web itta: rules • ~MMus aces ~UN/ fa reanes ard other products maybehigher a byre thai the pris Mal you year 17 actuary motet in the make, PrCeS are °Maned from arias Mid pattyarm ends webeb!Mlo te ratable bet we do not gumbo eel' a:cracy - We "astray me To clangpia when sealable cr lhe mean or IN b4 and ask pres fa laced PairteS and *pans or on y trd preen or OTC sense an - Lot adore,/ traded seamen maybe priced tung aalatan niocla a the nap wean pia we °Waited admanot refreflect an anus mant prr or rain - (wain positrons may aura alma ay.:wand roll show z 'price was not writable' if we re ante to obi* a age for a saucy - Deposes a Wanes denannyed n ~es OPP thi U S dollars se ref keled a the err) Ego rSe as of the Parma! data - for certan seerlam mica mnomantirmig denomnatros. ace and quality das vane) mart hae been attuned» lapPale Kopp vAupAn To obtain clam antrum Wien wattage «Nan yor Primal eatecor • Prima lewmanuma and structured undo« Itinute Inestriore taunts Crictidng Ana prapation progran aid real Mate rwstment rain SedulitS) Structured goo-AIM aerated., hghly NW./ (elan surctued prams hare nod been rettiored with the ~Pet and &Male Canaan a underand sure secures UM We prorate estmaed saws la agate magmas saran arm senate., prodas tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydiger %Diurnally tram Nam day a inch wire niestrnere sectary« structured Nana my be Lair a sokl aid do not necessaily represent the eatr you my rearoo upon Igridson - Tied pay enmans of vim are as of a anen due aid ae utplied so ISS Nadal Sams on a regi It bass by an nano:Sent YAWN., Inn Isav, ROIRIRIP~C(CPRISOr ecrimzed vain rf any. are stapled to te Form by Me mug general partner or sponsor and maybe 0W~ based an afferent Narration from that used by thrd part is to donee it...estimated valor; - You cal ratan addnana ntarnalan legator the methodology used to determine the mutate of vase ad the date of the Nonnaton Ty Is the bin for Tr mange hyaena:an your Amaral maser - 'MN party estimated yams may be reflected as nat p105 rr sewer auwars ten an ',reptant valuation firm NS AA Applied or d made so assign a yaw wan we beano await that arnwora Tort had ocarred that trey alfa ~wry ironed vat. R03 <mean a Minna» marl be fugl,/ maytatree duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vadenot attrdpalyeslthiled vaneis prOwled. the Nut of Me mama al badgered tan nt prch/a pia - 'CliSrbutiorn to dare' may istao awn of cal, name a both • Off9gg and sae* 'exeunt, Pm MAP ollpAg price per relit m5 may not reflect sow cos bask • Ititsolatd Warn« Restricted Truces generaty are not as my ewe* for maolc sale IRS financial Sena uset the Trtat prior of To esurniktod stock of To say mute a an reputed raw fa the retuned neat tt purposes of Thisstmexemony To the omen Tx restated startle at enable for sale. Me mat remind may be manumit, less Than IN imaged Wive shone • In. (.nustod) nØ arrattyields and rap An engine of anal mein. is based on ward canker and nuep mot awning dm acuities till be held for One year from siaterned date or ate enigma This estimate is oq a guanine. accuracy and Øvered Mane se not g,ur meted - Est annual ammo and anent NM for agar Nino, Storing mutdiscluie a return of anaa or cagy( gas er Matti case the est name lait grant NM) would be werand - Estimated arena' name ard euteni yield aid the actua nowt and yeld night be lowers hgher than the maraud among - An mainatool amalged name <dotard andor manta dulled by coma matte, valrearewat balance is lased as the lag diaand or Nan parfait, niale by Me muer and Nunes Tit seam indents rill be Midge one year ban the states-rat rigor ate ~prey Acosant aid Palmed Tied ae not goaanteed • Aetna held try UPS Mandel Soaker Conan agora are int UN bytte Prm .3-4 not Minn the Fint's posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Roans end raps presented ao prosaed byte sung lien tills fi nancra Snag n not reiponsble for this Mann» and does net grantee to awry Moe assets ate not prowled by Sara or IN Ffin-C supplemental SaC coverage • manus Sating and additional conmensadow - ti additar to ammissom on saks aid 12bil fees noted in enflame wits the &Paula of tradva fads to our dents we atla op starlap rente rensue it)wirr; pa/maul rorn tutu bungs and« advisors of the name funds Tat we telt Thew amounts are based on eto different arroonints tre amount ol saksby let of a pancuW metal lad Irma to outTerns ed (d Ow arm ware of a parboil, mate fund Landis ShIrOt Nil X IN IRA - We aid at altgat and rage renwang and ormtosproasong lees in consideration lot tuder agent spikes dat we proud. to the ntrual funds These lets gaff" at pad loco imtnor sner, in the mutual lad sid se a trod delft amaum trawl on the minter of ~Is at tie tragic-dean holding mutual I irds of e.4 find 'ma - m nation to commstam matted n annection win tor sabot dare:imam of anery common ad Inis imsi .mc Itnni units P cur deml. we alder our Praline remeeriterue I,lag Orelingalla from rnmyol The ratans> corrpsuro indemnity Pe artily =owls "Imes ol The iwyranor corn-La-4s ix sponsors a near inv4SPIell SUSS we *Saute - Ott agnates also recent trading commispas air arm compensation kom mina rinds ad ipmcw..p OPRPARIS vtios.proaxts we disorbute - We receive as anal tee fern t658alk USA ad USS AG Stanford Br arch of up io 125 per =cum around to tie tars any Ihe Mates* Sweep Programs Paley Information regardng format" ad ogre charges roared it anedon awn the meodion ol valet ricadeig option tatactons has been ncalled cordenutons anorak fanned to you. aid wail be umiirad to you pommy on revren Short selling if you n engaged et Mort sang a parity ycu may nos a Tare due to wan laworang costs lanai parlour ranee Ow <San Regaling 4666 a 'ACKICIPI.CAllaad • orders that were not ereaited by the stenm (Net open buy al sell top orders re rented by the amount of dwdends er (gas on • oydadndsor mamas dato unless nomad airmen. by you You ae remorolote I or orders aha are citated doe to put fare to canal existing open orders Tax wiThaditg en ~ens futon UK financial Stains IRAs ledara tact taw requres 1.85 Nadal Sevres to wentrold income tat from its unable IRA &WHAM AAR but you may eke not lobate ~UN will P01 impart you nay Peet to hare lie ~Mc I a era, or maned row as you choose VP: Soon RA warn n effect IAN reRolcd by you You may mock. your acclIon a ay lino by ~mg a now onain a sou do rot haw weigh nonm a wanted Ironi 'Our d'actulialf. A/6 maybe remora* la the paymera of ettand tat you may oar pares d vie moats rennet] and your estimated lr parminis reret eta CO van toobligation Svacy To obtain amen:Oar omen One Proxy taltic. please gonad you F natal mater cruise ow ?Aisne at ymrov wax ccrnenrrworry Let natal Savisse not a bark the WA. Suwon Sevres Accont BSA and AMA ate Wattage aoocurrts Wadi proide access to bating seams aid pats,' ttrough anagenntt with affiliated bras awl other MS. partybalks and prcvdtes access to away ad znuIy promas ittud by until dated med warty nurampe carman*, Heugn fivISICe agency Lobar es ol tilli Nadal Soria ere ~ I. mace. ad arouly products POI 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni await Banns taus Atarnt Sta, illar and neemmonal Baotou ~arrant CONFIDENTIAL Attoun ae ragitlered since mats or lØ5 ~al Brakes vat Squaw is a regrind S•ry1(OmYkol visa anermarnal 1.85 V6a Signature Cede Cads ad UPS Vila dotal cars ae issued by MS Barr USA rah marnimon from 'Janata Tarp:era LUIS Ananall Servieee 'PC PP 201407 SDNY_GM_00020700 EFTA_00 131320 EFTA01273527 (Pit UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP-AX)55764230315xl el 0 Account name: GHISLANE MAXWELL Friendly account name: In& Account number SS Your Financial Advisor. SCOTT STACKMANLYLE CASRIEL Phone: UBS Strategic Advisor March 2015 GH1SLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statemett? Call your Financial Advisor or the RMA ReSourCeUne at 800-RMA- 1000, account 029023568 Value of your account on February 27 (V on March 31(5) Your assets 1,721,543.43 1,715,724.23 Visit our websIte: Your liabilities 0.00 0.00 swew.ubscomainancialseNices Value of your account $1,721,543.43 $1,715,724.23 Sources of your account growth Tracking the value of your account S Thott,arld$ during 2015 Value of your account at year end 2014 51,721,17236 Net deposits and • ,721 7 1.721 5 1,715.7 vdthdratials -52,121.99 • Your nvestment return Dividend and interest income 511,684.25 Change in market vAue .415014 39 Value of your account on Mar 31, 2015 51,715.72423 DEC 2014 :et 2015 Mar 2015 SDNY GM 00020701 PA•mbor SIPC CNP70003006576423Nr7007304051 CO002 0315 030575004 Y123568550100000 Page I of Id CONFIDENTIAL EFTA_00I3 1321 EFTA01273528 *UBS UBS Strategic Advisor March 2015 Your account balance sheet Summary of your assets value on March 31 (1) Percentage of your account A Cash and money balances 38,595.42 2.25% B Cash alternatives 0.00 0.00% C Equities 1,677,128.81 97.75% D Fixed income 0.00 000% E Non-traditional 0.00 0.00% F Commodit ies 0.00 000% G Other 0.00 0.00% Total assets Value of your account 11,715,724.23 51,715,724.23 100.00% Account name: GHIS1 AINE , 111, Ell Friendly account name: Account number. Your current asset allocation Eye on the markets Index Your liRandal Advisor SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances, LAS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the Important inforrneNn about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia 8, Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% Percentage change March 2015 Year to date -1.58% 0.95% -1.02% 1.80% -1.43% 5.00% 0.46% 1.61% CNP70X0006576424NP7003304051 00C02 0315 030579304.2356855010My_Gm_0002cOme 2 of 14 CONFIDENTIAL EFTA_00131322 EFTA01273529 ;It UBS UBS Strategic Advisor March 2015 Change in the value of your account March 2015 (3) Year to date (I) Opening account value $1,721,543.43 $1,721,172.36 Withcfrawals and fees, including investments transferred cut 000 -2,121.99 Dividend and interest income 5,458.91 11,688.25 Change in market value -11,278.11 -15,014.39 Closing account value $1,715,724.23 $1,715,724.23 Account mine: Friendly account name: Account number: Dividend and interest income earned For purposes of His statement, taatilty of inkiest and dividend income ha been determined from a US tar reporting perspective. Based upon the residence of the account holder, account type, or product some interest ardor dviCend payments may not be subject to brined States (US) ardor Puerto Rico (FR) income taxes The dent monthly stattmeM is not intended to be used and cannot be Med upon for tat purposes. Clients should refer to the applied:le lac reporting form they receive from UBS annuity, such as the fOrmS 1039 and the Feral:, 480. for lax reporting information II iS the prance Of UBS to file the =arse tar reporting forms vAth the US Mterni Revenue Senice and PR Treasury Department and in suchfonns accurately classify dwdends arida interest as la exempt or taabSe inccme. Pleat consult you I Indsidual la propane. March 2015 (S) Year to date IS) Taxable dividends 5,457.95 11,686.66 Taxable interest 0.96 1.43 Total current year $5,458.91 $11,688.09 Prior year adjustment 0.00 0.16 Total dividend & interest $5,458.91 $11,688.25 Summary of gains and losses Wilms reported telon exclude products for which gain and losses are not classified. Realized gains and losses Unrealized March 2015(1) Year to date (5) gains and losses(4) Short term 0.00 0.00 6,151.48 Long term 0.00 9,032.81 316,488.86 Total $0.00 $9,032.81 $322,640.34 Your Financial Advisor SCOTT STACK MAN' LYLE CASRiEL Cash activity summary See Account ecavrty the month for deta Is. Balances In your Sweep Options are included in the cpenng and dosing balances ref ue. FDIC insurance applies only to deposits MUSS Bank USA. not to deposits at UBS AG. Smirked Branch or bank deposits paced through the UBS Intonation:I Deposit Account program SIPC protection applies to money manes sweep had holdings but not bare deposits Sae important inaarmarion abet", your statement on the last two pages o( this document for atals Mardi 2015 IS) Year to date IS) Opening balances $33,136.51 $6,517.57 Addkions Dividend and interest Income 5,458.91 11,688.25 Proceeds from Investment transactions 0.00 106,909.61 Total additions $5,458.91 $118,597.86 Subtractions Professional management fees and related services 0.00 -2,121.99 Funds withdrawn for investments bought 0.00 -84,398.02 Total subtractions $0.00 -$86,520.01 Net cash flow 25,458.91 $32,077.85 Closing balances $38,595.42 $38,595.42 SDNY GM 00020703 CelP70303006576425NP7003304051 000O2 031S 030579004 Y123568550 100000 Pegs 3 of 10 CONFIDENTIAL EFTA_00131323 EFTA01273530 UBS UBS Strategic Advisor March 2015 UBS Bank USA Deposit Account APY interest period Feb 6 - Mar 5 Opening UBS Bank USA Deposit balance Feb 6 830,565 3/ Closing UBS Bank USA Deposit balance Mar 5 $33,137.47 Number of days in interest period 28 Average daily balance 831,746.87 Interest earned 80 .96 Annual percentage yield earned 0.04% Account name: •I • Your Anandal Advisor. Friendly account name: SCOTT STACK MAKI LYLE CASRIEL Account number: Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibiSty consideration • none selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP70003006576426 NMI:0304051 00002 0315 030575004.235E8S50 l0iklillyGht0002(Mie 4 of 14 CONFIDENTIAL EFIA_00131324 EFTA01273531 SUBS UBS Strategic Advisor March 2015 Your assets Account name: GHIELAINE MAXWELL Friendly account name: Account number. Some prices, income and curtain vaues shorn re* be 4g:ovary:de. As a 'tat gdlnf aidlosses may riot be &ornately reflecled. See Aporunt inkmabon about your gatemen, a the end of Ins dxumern fOt more infornalon. Cash Cash and money balances Cash and money batances may include avalasiecah balances, UBS Bant USA &post account balances, UBS AG Stareord Branch &boat account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC nil ern applicable limits, but are not poleded by StFC UBS AG Stanford Brans h deposit account balances an not insured by FDIC and are not protected by SIPC Money market sweep batances are protected by SEC but a* not insured by the roic. See the Important information about your statement at the end of this docunent for details about those tdaroes. Opertng balance Hddng on Ms I (f) WS BANK USA CEP ACCT 33,13651 38,595.42 250,000.00 Closing Wince Price per share on Mar 31 II) on Mar 31 (1) Average rate Dnidenclhaerest period Your Financial Advisor SCOTT STACK MAT/LYLE CAMEL Days period Cep atonal (f) Equities Common stock ticking Trade date Kuoter of shares Purchase pricer Average price per share (1) Cost basis (S) Pate per share cis Mar 31 (1) value on Mar 31 (S) Unrealized gain or loss (1) ficadvig Period AECOM Symbol: ACM Exchange: NYSE Jan 28,15 500.000 26.619 13,309.95 30.820 15,410.00 2,100.05 ST Jan 30,15 l C0.000 25.532 2,553 24 30.820 3,082 00 528.76 ST Security total 600.000 26.439 15,863.19 18,492 00 2,628.81 ANALOG DEVICES PC Symbol: ADI Exchange OTC EAL 42,802 Osrent yield. 254% Nov 16, 11 13.000 37316 485.12 63.000 819.00 333.88 LT Nov17, 11 13.000 35 393 460.12 63.003 819.00 358.88 LT Nov 18, 11 35.000 35.502 1,24258 63.000 2,205 00 962.42 LT Nov21, 11 18.003 34371 618.68 63.000 1,134.00 515.32 LT Nov22, 11 15.000 33 338 500 07 63.000 94500 444.93 LT Nov23, 11 22.003 32.655 718.43 63.000 1,386.00 667.57 LT Nov25, 11 7.000 32,460 227.22 63.000 441.00 213.78 LT contnued next page SDNY GM 00020705 CHP7C007005576427NP70033040S1 OCCO2 031S 03057S004 SMIS5010c0c0 Page S of 14 CONFIDENTIAL EFTA_00131325 EFTA01273532 *U BS UBS Strategic Advisor March 2015 Account name: GelISLAINE MAXWELL Friendly account name: Account number. Your ARandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Equities Common stock (continued) Trade Hddng date lute of thorn Purchase OW Avenge price Pike pet share VdueOn Unrelated Hddng per share (1) COI( bads (S) cri Mat 31 (1) Mal 31 (I) gain or loss (S) period Nov28, 11 30.000 32.951 988.55 63.000 1,890.00 901.45 LT Nov29, 11 18.000 33.472 602.51 63.000 1,134.00 531.49 LT Nov29, I1 5.000 33.622 168.11 63.000 315.00 146.89 LT Apr 24, 12 30.000 37.567 1,127.01 63.000 1,890.00 762.99 LT lan 23.13 1,056.000 43 209 45,628.81 63.000 66,528.00 20,899.19 LT Apr 22, 13 489.000 42.447 20,756.68 63.000 30,807.00 10,050.32 LT Security total 1,751.000 41 990 73,523.89 110,313.00 36,789.11 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: $2,493 Current yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.640 12,503.44 6321.36 LT Aug 12, 11 4.000 40955 163.82 85.640 342.56 178.74 LT Jan 23,13 767.000 52320 40,129.93 85.640 65,68588 25,55595 LT Apr 22, 13 355.000 56.870 20,189.01 85.640 30,402.20 10,213.19 LT Security total 1272.000 52.409 6646484 108,934.08 42269.24 BAXTER INTL INC Symbol: BAX Exchange NYSE EAI: 13.236 Current yield: 3.04% Jun 20.12 30.000 51.594 1,547.84 68.500 205300 507.16 LT Jun 20, 12 17.000 51.522 875.89 68.500 1,164.50 288.61 LT lun 21,12 29.000 52.077 1,510.25 68.500 1,986.50 476.25 IT Jun21,12 7.000 51.500 360.50 68500 479.50 119.00 LT 1,4)21.12 5.000 52216 261.08 68.500 342.50 81.42 LT Jun 22.12 61.000 51.890 3,165.29 68.500 4.178 50 1,013.21 LT Jan 23,13 768.000 66.658 51,19180 68300 52,608.00 1,414.20 LT Apr 22, 13 355.000 69318 24,608 00 68.500 24,317.50 •290.50 LT Sep 19, 13 74.000 72.165 5,340.28 68.500 5,069.00 -271.28 LT Sep 19, 13 6.000 71.875 431.25 68.500 411.00 -20.25 LT Sap 19, 13 3.000 71880 215.64 68.500 205.50 •1814 LT Sep 20, 13 47.000 71.987 3,383.41 68300 3,219.50 -163.91 LT Oct 3, 13 154.0'00 64.600 9,948.49 68.500 10,549.00 600.51 LT Security total 1,556.000 66.094 102,841.72 106,586.00 3,744.28 BLACKROCK INC Symbol: BLK Exchange: NYSE [Al: $3,244 Current yield: 2.38% Oct 5.12 7.000 189.932 1,329.53 365.840 2,560.88 1,231.35 LT continued neat page CNP70003006576428NP70C0304051 00002 0315 030575004 2356855010%M yGp,t0002cpw 6 of 14 CONFIDENTIAL EFTA_0013 1326 EFTA01273533 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your /9 nandal Advisor: SCOTT STACK MAULYLE CASRIEL Your assets Equities . Common stock (continued) trade Hddng clete Number or shares Purchase peter Average price per thew 91 Cost basis (1) Pace per share an Liar 31 (1) Wine on Mai 31 (I) Unreented ganot loss (t) HolcIng Period Oct 5, 12 3.000 187.820 563.46 365.840 1,097.52 534.05 LT Oct 5, 12 2.000 186.670 373.34 365.840 731.68 358.34 LT Oct& 12 8.000 188.783 1,510.27 365.840 2,926.72 1,416.45 LT Oct 9, 12 15.000 189.185 2,837.79 365.840 5,487.60 2649.81 LT Oct 9, 12 2.000 189.010 378.02 365.840 731.68 353.66 LT Oct 10. 12 3.000 187.720 563.16 365.840 1,097.52 534.36 LT Oct 10, 12 2.000 187.670 375.34 365.840 731.68 356.34 LT Oct 10, 12 2.000 187.995 375.99 365.840 731.68 355.69 LT Jan 23,13 224.000 236.966 53,080.41 365.840 81,948.16 28,867.75 LT Apr 22, 13 104.000 251.093 26,113.69 365.840 38,047.36 11,933.67 LT Security total 372.000 235218 87,501.00 136,092.48 48,591.48 CALfORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE EAI: 34 Current yield: 0.14% Feb 12, 14 59.200 8.030 475.39 7.610 450.51 .24.88 LT Feb 12 14 46.800 8.033 375.95 7.610 356.15 •19.80 LT Feb 12. 14 12.200 8034 98.02 7.610 92.84 .5.18 LT Feb 12, 14 2.800 8.021 22.46 7.610 21.31 -1.15 LT Feb 13, 14 44.000 8.023 353.04 7.610 334.84 -18.20 LT Feb 13, 14 27.200 8.007 217.81 7.610 206.99 -tau LT Feb 13, 14 13.200 7.977 105.30 7.610 100.45 -4.85 LT Feb 13, 14 2.400 7.983 19.16 7.610 18.26 -0.93 LT Feb 14, 14 133.600 8.310 1,110.31 7.610 1,016.70 -93.61 LT Feb 18, 14 45.600 8366 381.49 7.610 347.02 .34.47 LT Security total 387.000 8.163 3,158.93 2,945.07 -213.86 CATERPILLAR INC Symbol CAT Exchange: NYSE EAI: 43,108 Current yield: 3.50% Jul 19.13 riti20,13 72.000 121.000 84.718 83.141 6,099.75 10,060.15 8a030 80.030 5,762.16 LT 9,683.63 -337.59 3762 LT tun 20.13 78,000 83.030 6,476.39 80.030 6242.34 -234.05 LT lun 21. 13 Jun 24, 13 80.030 tun 25.13 204.000 111.000 73.000 82.904 81.517 82 354 16,912.44 9,048.46 6,01186 80.030 80.030 16,326.12 86183.33 5,842.19 .-S1686513123 -16967 LT LT LT SONY Glit9189OrtP°9° celP70003006576429 NP70c0304051 CO002 0315 0305750d 235685501003W CONFIDENTIAL Page 7 of 14 EFTA_00131327 EFTA01273534 UBS UBS Strategic Advisor March 2015 Your assets . Equities . Common stock (continued) wiring Trade date WM:etc of shares Purchase pace( Average price per snare (5) Con basis (5) Pae per share cm Mat 31 (I) Value on Mar 31 (5) unrealized gain or Ices ($) Halving penal Jun26.13 69.000 82259 5,675.90 80.030 5,522.07 -153.83 LT Jun27.13 141.000 82.951 11,696.12 80.030 11,284.23 -411.89 LT Jun 27, 13 7.000 82.925 580.48 80.030 560.21 -20.27 LT Jim 28. 13 169.000 82.774 13,988 92 80.030 13,525.07 -463.85 LT Jul 1, 13 65.000 82.781 5,380.78 80.030 5201.95 •178.83 LT Security Mal 1,110.000 82.821 91,931.25 88,833.30 -3,097.95 CØ GLOBAL INC COM Symbol: COK Exchange: OTC EAI: $204 Current yield 1.03% Aug 4, 11 48.667 18379 894.45 46.760 2,275.65 1,381.20 LT Aug 12, 11 1.333 17.775 23.70 46.760 62.35 38.65 LT Jan 23, 13 255.667 22.709 5,806 16 46.760 11,954.97 6,148,81 LT Apr22. 13 118.333 24.684 2,921.03 46.760 5,533.27 2,612.24 LT Security total 424.000 22.748 9,645.34 19,826 24 10,180.90 COLGATE PALMOUVE CO Symbol. Cl Exchange: NYSE EAI: $2,292 Current yield: 2.19% Aug 4,11 174.000 tl.632 7,244.05 69.340 12,065.16 4,821.11 LT Aug 12, 11 4.000 12.450 169.80 69.340 277.36 107.56 LT ian 23,13 910.000 54240 49,35863 69.340 63,099.40 13,740.77 LT Apr22, 13 420.003 59.788 25,111.32 69.340 29,122.80 4,011.48 LT Security total 1,508.000 54300 81,883.80 104,564.72 22480.92 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: $335 Current yield 0.73% Jan 28,15 500.000 90411 45,205 72 91.690 45,845 00 639.28 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 34.950 17,475.00 1,503.64 ST Jan 30,15 250.000 29.431 7,357.75 34.950 8,737.50 1,379.75 ST Security total 750.000 31.105 23,329.11 26,212.50 2483.39 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,312 Current yield: 3.11% Aug 4,11 191.000 36265 6,926.77 56.600 10,810.60 3,883.83 LT Aug 12, 11 5.000 35.754 178.77 56.600 283.00 104.23 LT Jan 23.13 1,001.030 41.387 41,428 89 56.600 56,656.60 15227.71 LT Apr 22, 13 464.000 50287 23,333.21 56.600 26,262.40 2,929.19 LT Account name: GrISLAINE MAXWEU. Friendly account name: Account number. Yourignu:1dd Advisor, SCOTT STACK MANY LYLE CASFUEL corffinued next page CNP7030300$576430NP7000304051 00002 0315 030575004023568550 10~yGht0002cpese 8 of 14 CONFIDENTIAL EFTA_00 131328 EFTA01273535 UBS Strategic Advisor UBS March 2015 Your assets Equities . Common stock (continued) Wiring Security total JOHNSON & JOHNSON COM Symbol: /NJ Exchange: NYSE EAI: 42,985 Current yield:2.78% Aug 4, 11 Aug 12, 11 Jan 23,13 Apr 22, 13 Security total MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,461 Current yield. 3.49% Aug 4,11 Aug 12, 11 Nov29, 12 Jan 23,13 Apr 22.13 Sep 19, 13 Sep 19, 13 Sep 19, 13 Security total INEXTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 43,579 Current yield:2.96% Aug 4,11 Aug 12, 11 Jan 23.13 Apr 22, 13 Security total OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 42,791 Current yield: 3.95% Feb 12, 14 Feb 12, 14 Trade date Jun 17, 13 Jun 18, 13 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MAN/LYLE CASRIEL taunter or shares Purchase (AO Average price per share ($) Price per share Cost basis CO on Mat 31 (I) vane on Mal 31 (I) Urredlted Halting gain or loss (t) period 148.000 49.739 7,361.45 56.600 8,376.80 1,015.35 LT 73.000 49.836 3,638.07 56.600 4,131 80 493.73 LT 1,882.000 44 031 82,867.16 106,521.20 23,654.04 123.000 62377 7,672.38 100.600 12,37380 4,701.42 LT 3.000 63.730 191.19 100.600 301.80 110.61 LT 642.000 72.736 46,696.71 100.600 64,585.20 17,888.49 LT 298.000 84.721 25,247.10 100.600 29,978.80 4,731.70 LT 1,066.000 74.866 79,807.38 107,239.60 27,432.22 95.000 84.969 8,072.06 97.440 9256.80 1,184.74 LT 3.000 85.910 257.73 97.440 292.32 34.59 LT 8.000 86.456 691.65 97.440 779.52 87.87 LT 555000 93.053 51,644.75 97.440 54,079.20 2,434.45 LT 255.000 99318 25,326 32 97.440 24,847.20 -479.12 LT 78.000 97.879 7,634.63 97.440 7,600.32 -34.31 LT 22.000 97.425 2,143.36 97.440 2,143.68 0.32 LT 2.000 97.830 195.66 97.440 194.88 .0.78 LT 1,018.000 94_269 95,966.16 99,193.92 3,227.76 134.000 52.960 7,096.75 104.050 13,942.70 6,845.95 LT 3.000 52.530 157.59 104.050 312.15 154.56 LT 700.000 71.610 50,127.21 104.050 72,835.00 22,707.79 LT 325.000 79.757 25,921.06 104.050 33,816.25 7,895.19 LT 1.162.000 7t.689 83,302.61 120.906.10 37,603.49 148.000 88.959 13,165.96 73.000 10,804.00 -2,361.96 LT 117.000 88.989 10,411 82 73.000 8,541 00 •1&70.82 LT continued neat page SDNY GM 00020709 clonoc0o05576431 Ne70o0304osi 00002 0314 030475001 Y123568450 100000 Page 9 of Id CONFIDENTIAL EFTA_00131329 EFTA01273536 * UBS UBS Strategic Advisor March 2015 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your linandd Advisor, SCOTT STACK NIANLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date hurter of Omen Purchase nice/ Average price per than (S) Price per shoe Con bath (S) on Mat 31 (a) Vdue on Mat 31 (5) Unedited gain or loss (F) Hddrq period Feb 12, 14 32.000 89.002 2,848.07 73.000 2336.00 -512.07 LT Feb 12, 14 7.000 88857 62200 73.000 511.00 -111.00 LT Feb 13, 14 110.000 88685 9,777.41 73.000 8,030.00 •1,747.41 LT Feb 13, 14 68.000 88.708 6,032.19 73.000 4,964.00 -1,068.19 LT Feb 13, 14 33.000 88369 2,916.19 73.000 2,409.00 -507.19 LT Feb 13, 14 6.000 88.421 530.53 73.000 438.00 -92.53 LT Feb 14. 14 334.000 92.C65 30,74982 73.000 24,382 00 4,367.82 LT Feb 18, 14 114.000 92.677 10,55523 73.000 5,322.00 -2,243.23 LT Security total 969.030 90.422 87.61922 70,737.00 -16,882.22 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 13,023 Current yield: 2.74% Aug 4,11 115.000 63.979 7357.65 95.620 10,996.30 3,638.65 LT Aug 12, 11 3.000 63.023 189.07 95.620 286.86 97.79 LT May 16, 12 6.000 68.535 411.21 95.620 573.72 162.51 LT Oct 24. 12 1.000 68.690 68.69 95.620 95.62 2693 LT Oct 25, 12 2.000 68,810 137.62 95.620 191.24 53.62 LT Oct 26, 12 1.000 68.890 68.89 95.620 95.62 26.73 LT Oct 31.12 1.000 69.370 69.37 95.620 95.62 26.25 LT Nov6, 12 1.000 69.370 69.37 95.620 95.62 2625 LT Nov7,12 1.000 69.150 69.15 95.620 95.62 26.47 LT Nov8, 12 2.000 69.090 138.18 95.620 191.24 53.06 LT Jan 23,13 699.000 72.166 50,444.31 95.620 66,838.38 16,394.07 LT Apr 22, 13 322.000 82.251 26,484.85 95.620 30,789.64 4,304.79 LT Security total 1,154.000 74.097 85,508.36 110345.48 24,837.12 PROCTER & GAMBLE CO Symbol: PG Exchange: NYSE EAI: 42,919 Current yield: 3.14% Aug 4, 11 118.003 60.103 7,092.22 81.940 9,668.92 2,576.70 LT Aug 12, 11 3.000 60.896 182.69 81.940 245.82 63.13 LT Jan 23,13 619.000 69.941 43,293.73 81.940 50,720.86 7,427.13 LT Apr 22, 13 286.000 81332 23,261.18 81.940 23,434.84 173.66 LT Apr 24, 13 108.000 77.762 8,398.32 81.940 8,849.52 451.20 LT Security total 1,134.000 72.512 82,228 14 92,91996 10,691.82 continued next page CNP700030C6576432NP7000304051 00002 0315 030575004 Y123568550 logaireGm00026eyge 10 of 14 CONFIDENTIAL EFTA_00131330 EFTA01273537 *UBS UBS Strategic Advisor March 2015 Account name: GHISLAINE MAXWELL Friendly account name Account number. • Your PI sandal Advisor: SCOTT STACK MANLYLE CASRJEL Your assets Equities . common stock (continued) Trade Hddng date lamtbet of shares cn Purchase icor, Average price per shale (41 Price per share cainuorntelossiszedro cost bads (5) mat 31 (51 Verue on Nat 31(1) ripeddricci ng TRAVELERS COS NCI THE Symbol: TRV Exchange NYSE EAl: 42,534 Current yield: 2.03% Apr 2d, 12 20.000 63 432 1,26864 108.130 2,162 60 893.96 LT Apr 24, 12 4.000 63 350 253.40 108.130 432.52 179.12 LT Apr 24, 12 1.000 63.560 63.56 108.130 108.13 44.57 LT Apr 25, 12 10.000 63 520 635 20 108.130 1,081 30 446.10 LT Apr 25, 12 10.000 63.617 63617 108.130 1,081.30 445.13 LT Apr 25, 12 10.003 63.659 63659 108.130 1,081 30 444.71 LT Apr 25, 12 2.000 63.545 127.09 108.130 216.26 89.17 LT Apr 25.12 2.000 63.645 127.29 108.130 216.26 LT Apr 25.12 2.000 63 745 127 49 108.130 216 26 LT Apr 26, 12 5.000 63.928 319.64 108.130 540.65 221.01 888879; LT Apr 26, 12 2.000 63.920 127 8d 108.130 216.26 88.42 LT Apr 26, 12 2.000 63.930 127.86 108.130 216.26 8840 LT Apr 26, 12 1.000 63.720 63.72 108.130 10 3 44.41 LT May 1, 12 15 003 64 637 S6956 108.130 281. 91 1.6 5 652 39 LT May 1, 12 6.000 64.715 388.29 108.130 648.78 260.49 LT May 1, 12 6.000 64 975 389 85 108.130 642168 258.93 LT May 1, 12 2.000 64 850 129.70 108.130 1268 86.56 LT May 1. 12 1.000 64.820 64.82 108.130 108.13 43.31 LT May 2, 12 7.000 64 374 450 62 108.130 756.91 306.29 LT May 2, 12 4.000 64.410 257.64 108.130 432.52 174.88 LT May 2, 12 2.000 64 320 128 64 108.130 216 26 87.62 LT May 3. 12 4.000 64.960 259.84 108.130 432.52 172.68 LT May 3, 12 2.000 64.675 12935 108.130 216.26 LT Maya, 12 2.000 64910 129 82 108.130 216.26 LT Jan 23,13 629.003 77.560 48,785.62 108.130 68,013.77 19,228.15 8866..4941 LT Apr 22, 13 290.000 84.719 24,568 68 108.130 31,357.70 6 ,789.02 LT May 22, 13 111.000 9,302.58 108.130 1200243 2,699.85 LT Security total 1,152.003 83°7 78.533 90,469.50 124,565.76 34,096.26 continued next page SONY GM 00020711 CHe7C00;005576433NP70:0304051 00032 0315 030579004 .23568S50 100000 Page 11 of 14 CONFIDENTIAL EFTA_001 3 133 1 EFTA01273538 4UB UBS Strategic Advisor March 2015 Account name: GHISLAINE MAXWELL Friendly accotait naine: Account numbe r: Your Knsndr &riser: SCOTT STACK MAIILYLE CASRIEL Your assets Equities . com mon stock (continue) tract NcicIng date IAIRber of :haret Furcnase pote Average pnce reg thee (SI Cou bath ($1 FnceI:e, thee an Ma; 31 (II Vaut. on mal 3i (S) unteenzed Hoicing gain or Ion (t) Pned XILINXINC Symbol: XINX Exchange: OTC EAl, $2,230 Ciment yiaid: 2.93% Sep 7, 12 25 000 34 770 869.27 42.300 1,057 .50 188.23 LT Sep 7, 12 5.000 34.846 174.23 42.300 211.50 37.27 LT Sep 10, 12 37.003 34.845 1289 29 42.300 1,565.10 275.81 LT Sep 10, 12 3.000 34 660 103 98 42.303 126.90 22.92 LT Sep 11, 12 20.000 34.853 697.06 42.300 846.00 148.94 LT Sep 12. 12 18.000 35006 63011 42.300 761 40 131.29 LT Sep 13, 12 21.000 34.886 732.61 42.303 888.30 155.69 LT Sep 14, 12 19.000 35 536 675 19 42.300 803.70 128.51 LT Sep 17, 12 7.000 35 151 24606 42.300 296.10 50.04 LT Oct 24. 12 3.000 32.523 97.57 42.300 126.90 29.33 LT Oct 25, 12 5.000 32.522 162 61 42.300 211.50 48.89 LT Oct 26, 12 3.000 32.776 98.33 42.300 126.90 28.57 LT Oct 31, 12 1.000 32.770 32.77 42.303 42.30 9.53 LT Nov 1,12 2.000 33.360 66.72 42.300 84.60 17.88 LT Nov 1,12 1.000 33520 3352 42.300 42.30 8.78 LT Nov 1,12 1.000 33.530 33.53 42.300 42 30 8.77 LT Nov2, 12 1.000 33.550 33.55 42.300 42.30 8.75 LT Nov 5,12 1.000 33.190 33.19 42.303 42.30 9.11 LT Nov6, 12 3.000 33.886 101.66 42.300 126 90 25.24 LT Nov 7, 12 2.000 34.025 68.05 42.300 84.60 16.55 LT Nov7, 12 1.000 33.910 33.91 42.300 42.30 8.39 LT Nov8, 12 4.000 34.032 136.13 42.300 169.20 33.07 LT Nov8,12 1.000 33.860 33.86 42.300 42.30 8.44 LT Nov28, 12 4.000 34 312 137.25 42.303 169.20 31.95 LT Nov28, 12 3.000 34.410 103.23 42.300 126.90 23.67 LT Nov29, 12 15.000 34.583 518.75 42.300 634.50 115.75 LT Nov29, 12 3.000 34.493 103.48 42.300 12690 23.42 LT Jan 23,13 1,087.000 36.805 40,00801 42.300 45,98010 5,972.09 LT Apr 22, 13 502.000 35691 17,917.23 42.300 21,234.60 3,317.37 LI" Security total 1,798.003 36_246 65,171.15 76,055 40 10,884.25 continue(' next page CNP7C009006576434 N1'700030405100002 0315 030575004.23548550 Iffligy_Gm_000215992 12 of 14 CONFIDENTIAL EFTA_00 131332 EFTA01273539 UBS Strategic Advisor *UBS March 2015 Your assets Equities . common stock (continued) Total Total estimated annual income: Your total assets Cash Equities Total Account name: GHIELAINE MAXWELL Friendly account name: Ir r Account number. Your Flnandal Advisor: SCOTT STACK MANHYLE CASRIEL Trade dtte o,Irricte Pica Number Average price of shares per share (1) Cosa basisCS) Price per share an mar 31 (I) Vdue on Mar 31 (I) unreenzed Hoicing gain or loss (5) period 544.552 Value on Mar 31 (5) 31,354,408.47 Percentage of your account Cost basis EP $1,677,128.81 annual inccerre (II $322,640.34 unroain4 gain or loss (S) Cash and money balances 38,595.42 2.25% 38,595.42 Common stock 1.677,125.81 97.75% 1.354.488 47 44,552.00 322,640.34 $1,715,724.23 100.00% $1,393,083.89 $44,552.00 $322,640.34 Account activity this month Cate Actitely Desolation Amout (I) Dividend and interestincome Taxable dividends Taxable interest Mar 10 Dvidend ANALOG DEVICES INC PAID ON 1751 700.40 Mar 10 Dvidend JOHNSON & JOHNSON COM PAD ON 1066 746.20 Mar 16 Cividend MCDONALDS CORP PAO ON 1018 865.30 Mar 16 Dvidend NWERA ENERGY INC COM PAID ON 1162 Mar 24 Dvidend BLACK ROCK INC PAID ON 372 Mar 27 Dvidend CDC GLOBAL INC COMPND ON 424 894.74 810.96 50.88 Mar 30 Dvidend PEPSICO INC PAD ON 1154 755.87 Mar 30 Cividend TRAVELERS COS INCITHE PAID ON 1152 633.60 Total taxable dividends 35/57.95 Mar 6 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF 0310915 0.96 Total taxable interest $0.96 Total dividend and interest income 35.458.91 SONY GM 00020713 CNP70003006$76435NP7000304051 00007 CO IS 030575001•73568550100000 Page 13 of 14 CONFIDENTIAL EFT.A_00131333 EFTA01273540 SUBS UBS Strategic Advisor March 2015 Account activity this month COntinued) Cate Activity DescoptIon Amount FS) Money balance *divides Feb 27 Balance Forward 533.13631 Mar 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03105115 0.96 Mar II Deposit UBS BANK USA DEPOSIT ACCOUNT I,446.60 Mar 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,760.04 Mar 25 Deposit 1)85 BANK USA DEPOSIT ACCOUNT 810.96 Mar 30 Deposit 1)85 BANK USA DEPOSIT ACCOUNT 50.88 Mar 3I Deposit UBS BANK USA DEPOSIT ACCOUNT 1,389.47 Mar 31 Closing UBS Bank USA Deposit Account $38$9542 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your ABendel Advisor: SCOTT STACK MANLYLE CASRIEL The UBS Bane USA Deposit Account Is your primary sweep scion CNP70009006576436 NP7000304051 00002 0315 030575004 d 23568S50 iNftliy_Gm00020990 14 of 14 End of statement for account number. CONFIDENTIAL EFTA_00131334 EFTA01273541 Important information about your statement MS Shand., Servos Ion (the rim or Un FirwrocialSericeg. IS a minter of al ornspal security. ammo, an corns echarges awces and lKBad.USAXe VOW outdid irin o1185 AG and theism of ten Stoskin U.0 lllefrnasfna,Ciil swat it wattle won reborn the toffs expand of Mops an a U35 keeled Swirl tic 1200 Haber Borlsrad Wentok en In 07086 Misstate/nem represses Theo, ofIciareard of swain Nonni Senices account OW words. except Waaltar documents. co manng conlictn3 dam goadnot be coed upon If you Wow tot n an act (0.1600.1. pane moor it stradiatelp n wrung° theBorch Mthapir of the ono sming you amount AISIO.1915 al f• /0. tow art inureckd b be 0.:0.0714. star sign rtaa Todd rot be used for tat Nooses Rey sok, on yerood to tarn( G4.. FOrm 1099. 5498. 104.19 tic) 611•0 peeping sourtu now Tefen is requied by Ian to repo tone 55 al trob dbctends. reponale non Webb dvdsinds ad trade E'en toned on securnes held n your account. net prowls on salt tranuctiths, aid cost 6z/soncomb cooed %flaw; Cemmwdollons with Um Firm • Pith. 0.0.cofwm any oral CurreolCatons nwnung to furrier owed your rints nark, you* rotas undo the *an Mega Protecnon Act (WA) • el /no feunor instrktiOn on the top tell of the from of thrs suierneni is not IBS Fi0.1011540.50.5. IBS Fair anemones your amours a dearkg broke by thaigemod rah the adicated mituton We Wooed sou a thereabout' then you avoid Ws axon in this can soar heds and SOW in are looted a 1115 Finnoal Woes an not tie rtrodurg brae/ aid you must mat a report of au woe or ontssisn W both in All account stateroom shall be deemed emblem tared acar ate it not objectedto n vamp trim 60 On • Pleasedirer cusluno complantsce inthrot bthe I m0. Client Ralkons Depitmelt X 201452.1699 or latrine a 1030-354-9,03. 8 00AM to 6 03 Pad ET Monday %soup Mdse. a n rertng to uBS Fonawal Senor tic. Clem Relation' Dwatrrent PO Box 766 Unon Cite NI 07087 • Si case of errorsa WHOM *Cut an eltoonc toots Panda (711 bit paimmt or U35 Per dna cad tracarroms, call 806762.1000 or no to LOS Fnancal Wow hc. 1000 Harbor 8W .6th I bos Weetodoo. N) cdolk Ann INW13SA Servon Ca otters sem aspa cat d you Os nic sor 'Lawmen or recent 6 nor, twiny need more Minnation Lout atranth on the onnnint or rapt The Fen reflect stow (aS cup tole) must hear tom )0.1 0.5 530.1" tr0.1 60 days alter the fern KR you the fist nowt on sithets the use or protases aportd - Frotht sow nine and aootnt number (il try - Dela& 0901.0). Or th9 tarter you re tow *or and entan as dealy a you on Any you Oboe 4 is al err or he, sou nod ewe nlanution - Proride the dale amount of the stepored The km or Cad War wit rontigatt you Conker ad will cotter any error promptly Plowmak al tiers payakto to the Rotor the Moscial nutocn waxed at the front 0l this staiernent h ant or to regukr as nt kn. area may be mbar to ammo km charges Ice Isepayment for storms 'ochry; andchair umad grants I oh wants Accounts ma are trthsf erred to other tosttutons may be wont to a woke fee UN Sweep Optios UBS Often Othan fa sweep*? con batrcek bars-nest. bat deposes at MOW USA endued AG Stanford beano (Bark Swop hernia woo market mutual linds Norm Funs) and the emotional Depose Accosen (ON/or customers with er monabonal kesoace Management ACWW4 1510.19111ht Bat SW0.550.031.1•11, CM. betimes re swept to UM gat USA cop ban estabithed Imo and them to LES AG Starriced Branch, a a Oney hard Depots at Lek SW USA are FOC muted n accordance with FO: rules For tot incemaion p Mee nut swot Na gm Deposes a LOS AG Bamford Branch ad *Lami:010-ify Funs ream nested by the FDC. Through the On wadable to earn Winos am ono to deposit accounts a 15$ AG Newyork Bosch and IIBSIG Caplan Brands These deposits ire not need by the ODIC Samos heal a the 15$ AG Carlin Branch ace enormity oposed to the saw, risk of theCanna' Maids and there it ro t arners other ob loath, of IBS AG to Way the D Salm Mite on the 185 Camas's eras boas Deposits a URS Bat USA an each UPS AG Branch an rot finotoed by 9PC Most Fund Tares dreproceastby SPC See -155FInsmal Wthots Account Itotection- below. Von 901,19.00.2. baba ei tie Bat Sow Programs or DA may be vanctann. an Sires Oaf/Wm ken maybe wad and theproceeds returned to rut:rya/ ta0.1ilet Furter Monsen Lout saktle mop *biota. nrsing newt nowt rats and glens, o aitilost yam ubscarlsonpyieUs Porn your F local //40501 re by CAN 806762-1000 Uaf Irearcial Services mots reunion The Fern kat...enter 01 the Secure :es Mena Protection COthorato (WO. Win protects swanks wows of es myrtles to to 1500000 (ncbar, 1250.000 for dams Mr ode The 5PC asset maw tenet sordr le al accounts tha sou hind n a paned, Carry The fern together oth oven Wean. ha aiso puchan1 appioncntai othicion The rraxinuin anount payable to all VOW Mann. colbetwbundo this prottenn 6 550) melon as of DiCerthe tO. 2013 Wow tone poky a:edition" and Witattni can at ere Fon Junket protected for up so II 9 milkn n the aggt9a - for al pour axon held n a solidity capaay A full Oopyol CO poky traWdilg 6 /arable upon EWA, The SIC prowls:4i aid tie supplenental protector both do not Spilt° • C man tab, ten controlled MOM Mined n no mown mkt) but heel way from 15$ Pineal Won (eg. anal (kat PUBS Bark Wcaha 165 AG Stamford brands. In rotate Mans naming salable smelts. an Mews of mutual finch acre suh shares are ug noel rfrealy es the name of the athart WSW on thehocks and records of the aplobb COW a trainer ago*. • (erten romonent contrxr; or noormerit ntowit (o 0. Imed parowshos and preaeptamtents) nal are na ogisthed odor the Smarties Act of 1933. and • Coates anion to 9.froth inschango and precious metal rotor). eicidngtsaresontreas and comfrodAY option contacts The SIK protection rd the P.colierontal protecton do not my, to these assets enn if they Wenn* mow err stannous The WC protemth and the appbnxmd P0.10.00.111 9, not ;roan mann clunns lithe noise vase a pox reeszinents entether as a resat a maim ann. esuei bannsorYot otlifTwitet Mort Wortmon t salt b tern request you may obtan rocs Wessel:to Mut SIC. hdudrisi the 55< Broths* by cormwrg SIC at 202.37T8300a by reimg tie SP( webyte aormw sec MI Divideoi at Mountin Program WW1 Dams mitered ban Wean ono you may Won the actual are from sour Nona Adeoor Only dole noes are orchard rear OW. partial shares coil to ton and the cash ml be depostad n sow scours lhe dvder4 rsithesthers pro wooled by the issuer may OW Pon the 11,14t ;0.x it WM the patrol does at sold CasItitliou Only Mole unit may be held in 'Our noint ape are entittil to apstnitht as arm/ of oviirnd psfertelt or otherwite. **Finn copether partialors, ma sal once eg ceptan nun doomincl by a092HW &try ageeCy. anti:reran your account lenetiment anions the MVS4110.11 Wroth and na prof it are 1p2CIC to esh account aid no wry towel from abet Ow Inn annoy n wring of any othecant dyne. I your fnanad seventh or Mestirme arrive; For each wart held. nu choose one of theblow, eraser s/4 object.., • Paola Ceara Mom Imoltments stelrinj the 91/Weal 011 of homeonly • A.CAC00 CJ/0,1914001004000 Vivelln9011500(ing Torah 0/ prnCpal rah. than tre genital:in o1 nccme • ArcatceConstomoon of income thc/CeptaAPPeoloon anon teeing both ono gierwaion of racer aid "own prnoPat Oweall risk prelims • Convnes, Seeks to ennuis Orr pupa( wth low risk aid raxlity to the root own. eon d ma means the =dont does not generdesirdont womeOf 0.0.11n53,0110./nce keep pea MI5 iAlgm • A115440.2 0.11105 10 YEW some Mr to ardor an tars, virre Ms My so soak higher resins • knows, Wang to at hgh nge toTempi ad hgh sanity to *eta."' own met one Scent -houselsokliag" We rnay consolidate al rented report sown% whh the sane awns in the sweet/Mope ACODutrIltybC•rell0.0 101 this ;arrow beano they hew wren eh* also mantain pont mount relaionshOs rah Ow clots at the same address This ponce d known al 'households', • I you Dale to realer ind(itsal Prevents noted is sprat CONFIDENTIAL eneekom — sou nay dorm houstrokli, by ding your Trona Adrthr Friondly mount mem The Priem, worn name Warts earrutim tint you awed on the Hrns online seraces webste It 6a custoinizable indsrunt own by you to au you will You reareemr, it he no MO effect cm sour a:tour you on Mannino* Freon, axon naives. group Onlne Servos a Mothoon; yw &twat Meat Mount wtheime • vabe of pot accoonSterflon Na Ot assets and Modem • A5Z4t5 InaJtki matte can balarcel reakanlor rmooed washyOr ) an Gkbar Tine Deposits unwired mats to market aril ratan altos not held by the km Does rot nciadrunowd oruittelassets at dseenrol tae pion and sumo sitter/ern peon. a Woo noonsons troved sod cot km and a trcistly stod. options • Othkees Whales dent brawn. °Astride, mrgn noncredit sew short aceoum bathos • COSNITOn0./ barn Toes of Lnarrone0 3./31.11,460lb bathos. Os 1.85 Bat USA depose balants 155 AG Starfod Branchdepose balances and mantamato mutual I .'d sweep Waxes. a the close of the 51•110.0.10.1 scrod Non ommolity We oven batman ir yea am an not segregaed from onobatmen ad tee F Maly use Sty these krds n the ordiwy course of as torso Mese kinds nf trepayabk non pLe demand Thei total 6 1ncbdeill in ne arum with rosi, value Lacing iriforintion Foe detakd nIcnnewn on the F rnY knfwg p • act ors and clubsurs Mee to puclesn ROM beitp Agivenswe or Accoutt saw: an the General Tows an Condoons UBS Staff/WM of Cade Israelites ratabg n Agnemerds ardOecbsufes a yeshiraggaegagias= Yaw wets Yon state nem roman swelters and other assesheld n the JaCOulnat the cod of the swat with you ma/ dt for &rimy of keypad writes ar am um You may resew vans used a loan collator aker die P559.ininr balance on non Any nontses trandored w the dung the sowers peered am hood a motel ulna of the en/ of the 'Oat pond • Con basic el dislenting the cos: Nasalise seatibes inroad n the stawnent. Woe Melted nth the number -1: 15$ Firundal Strweshas rebid on information Othaised from sources other than 155 Firocal Se ag. waxing nformaion Ion axes IT or tat you may fate pre0.10.110 y0.11 krona Mew The Finn dots no inwenden, Wty Of guarthwene away er tad, of thy Monson proaded by sources Wotan USSF nrcial SenneS it adder.' Shouth OBS Fiona, Sankt: glossily updates the rf (maw as t 6 woad The inn does ono prod& any aware that the of amain, ode' Cost and 'Unrolited gonna is ac rot a of the dee of this tilatM At AKA please do not rays) this Cuba i0n to nuke widths' a kneeing,. la to purposes a weft* aim Pawl to the fern may reflect Wass nlormaiso or, kr one pond time they re had a the Pim Morthisonot Moan" cat be added by ear Finataa AcIASOr • Unrealised saint/bytes Wm} Mai mites rammed wealth' lath 3o char ate" for SDNY GM 00020715 EFTA 00131335 EFTA01273542 Important information about your statement (continued) kofeeknalsowaity lots the tatiortion data fa ideideal Ø maya may not r« tea comoksam drages as ce 'enemy reorsainitaim neon Dheifend aid ome remeornoto lots and frtOrlittiC puectutA lots are oat CiMbned todalers, one aparasod hat lhe • Wade dz.' murm peasants the «goal banal on baledate • CANN norkies Bonds and pWitied stod that To Maw salt for ealyreelempoonwil beselected mate* by lot tom among al seamers of that 6% had re sut name a n ~nix* n ate ler cur dents < al loan racermand is °Wanedfrom Mad pates aid as xoraa rs no, goralleed OT« call teatime nay ego ankh mud Mat yell compete Norma kin sid beprovided tØ recuoll • Cortateataa of doped-Clan/ CDs ate PK roured ups, $293.090 n akeopi and mated nitres' pa dspaittot and pen clopoilosy insinalisn. n =Wawa with rDi: redes • ~Naito Dices &plowed fa wanes airs ode produces Tat be higher a brie the the owe tal you tea kJ alunl/ receive in the make, PrCeS are °blared from varid had pane sources enich we bales!?to be elide but we do not gumbo ecrfr aaasacy - Wo "way lise the doingprise when Whitay a the moon oe Patel aid ask il ces fa Ned *foreleg and *puns or oink tad pees or OTC soon ito - Lot acre,/ traded war Ws maybe gad tung nuren niodel a Memo Went tila we °Waned and may al reflect an actua malao enror wax. - Cenanpusatons may £9ea wIhNit Ipra and roll show z 'price was not wadable' if we are arable to obtain a do* ler a worry - Deposes a teanes denCennand n ~es Other Tat U S aortas are reflected a the eel h Ewa., 'Se ds of the nano! dot, - For cenan searibes mind n non-carsormlie densmnatgeo.«ce aid quality dace value/map hae been maned» lartle.ale Froptetvatztzo To obtain atom cerstion9 Wien araiLle. meow you Savona Ada« • Peen Invonnoma and otructurod products. Wale -mustiness saute*, (nslidng dirscl tozWpation pagan aid real etrate reeofent Ut.tal Mantel/at] druclued pnoskias straw., hghiy add d faun souchted prodrot ha» no bum regxored wen the Seatmts and EnthaNth Canners:a a underand state *WW1 lam We prow» estmaed ekes la pinte naumera scants ad stinted produn Bor Marna cnalpuwoun only Aswasyd rot gemseed - She» vaueS maydifter stbsuretally from mars t any a which a «orate romance sectary« structured piettia nulue tour a sad aid do not necessnly wow' the waist you rnayrtansouNch l*Wilascr, - shed arty esimaes of via art as of a ran daft aid we stuplud lo l85 Masai Strums on a regru bald by an Winn:Sent saltation Inn gOrtWalltarnw«SWISCor Smaled varen if ty. are sxpled to te Fm by the bWer, general partner ix spews and may be °la-elated Axed en dalret htomation from that used by thtd pates to done thee .stimod Yates - You cal ratan addnena Mammon regaling the ~logy used to determine the minute of via and the dace of the hfonnaon my is he base for Mr estruse by Ødeilt pur Findal Addles - 'MN parryestimated vales may be reflected as 'Not wed- n sutural stoats Won an 'n:lepenant valuation lam An rtnt Applied a d wade io assagn a volt» when no beano area* thai a moorol <tort ha wart«) tha may ell a ~mg crooned valet-CO ClUeSIOn. a whin a vitae retdd be ligny ipeeulatare duo to to rut" of the seamy - %Shen nPlher an Ewa resat patio a porser named wiener atsrdpaly en inlied eau is prowled. tee sake ot he afasey tea bedte ret tom ns pasha* ono - 'DiSrbutiorn to Nee' may inch* niwn of cal. move a both - • Oftnr an sae* repeseume nittalollms pow wink a-.5 may not Sloe >etc cos bask • Iteasolaod «oxides Resinaed seduces greneraty ae not creek eaable for panic ale t/BS Frontal Semis uses the ~et precool the esersoktod suode of the sane ester a an mowed Yak* tor the retread sued ;be purposes of This storscemorsy To the owe Ma ash toted mantes are elegise lot sale. tauter atoned may be whet/mite less Than th• endued raw shown • In. Nainuted) 2IØ atennyitilds and rms. An estimate of maul name is based on moue clanked aid nuet ears. awning de acuities will be held Bor one year from maternal' date a tres mourn/ This estimate is onB a guidiline. accuracy and antnued name se not g,trameed - Psi :rated anus income and writ yield I« *flan tereol secs has °yid rids* aren of enepal or cal pans in Mud, Ole the eat name LTC autom saki) wooed be °armed - Estimated anus sworne nd eutoni yield aid the actua noire and yield night be None« hgher that the esiimated moans - An ntrute of ~Iced name Needed seder so east) dulled byesaril make vale realte balane a Wed on the la2 dinSand or mien payrem made by he ewe and manes tee seam irsdepotas eel be held'« one woe Won the stablen doe or wok mourey Amen:at °allotted rid ae not guaanteed • *masers hold layUKfinandal Savior. Conan aners ate urt Mk byte Pix .34 notated-en the fits possession or amvol rho% asset are 46pla,od en yam stamrem for inlanwonal ptnfoses °nap Poulian and tutus dreamed ae recniled byte isseng lion UBS ~dB SWIMS d not retponsble for this nfornaiin and does net gt.sataille es deacacy ntese assets aen01 ;Wooled by SVC or ten win supplonemal SaC donor • Iterantaa Soling and addklonalcomponsatkot - et additim to aminissom en sars red 12b-1 lees nosed in connect«, with the detrtolon of nalres fiends toots duds we aula ow starale reanse renrue ~in; aapenu from asubutors and« Ninon of the mutual ends fiat we soh these ruses are based an two different oteroorents ed end 4nØ el saksby IRS ot a piartCuW mattal laid laxity to ow' dun's. and Id me sar sate of a printly (rum' fond lanais StVflit 11641 a TIM Ice - We and at Skate and recent renweng aid ormtusprocesong km n coreadefaton for tune« agent sakes mat we proud* to rhentrual funds Shoat km genefalir as pad *cm imenor mots is die rrutual lund and ae a tied doll:a-nun testa on the ~her of ~is at tie tragic-dear holdingmama lirds of teat had lane - m aka ion tommenenes mocked ei corrorsion wen the tabor darbution of arrury contra= ad use Iwen~ m5 Itnni units to cur doms. we aul ce our andane ram* ream* Mang COrratanatan from Taira( The nattance °repaid: Ind/wrung eue awry escrow's aWilsos ol The hatanor corrcw. es «sponsors a tie tint nest:rem INS'S we *White - Ott ae! lyn also recelle Waling commbwis an1 Owe ~anon frommina fends and *minx* 0:ttrQJtift vittro? procixts wedistbale - We «wee l annal tee from keel 8ask USA anf USS AG tranlom &std of up to RS pet savur snoring to the barts wide the tints* Soars Pnagrans ASA, blandlian nrsordng corn-arse:en aid other Marrs ironed el aneten win the creation et valet nckiarg urban na-~nsha5 been nØ omernitons predovig handed ier you. red ail be peo-iUN to you anmpik on mum Short selling you ae engaged en short st4hgawarity you may not a digede to avian tenor" costs Renal sealants aunty Open «den Regaling (pen Of OrderS Thai rare not teauted by the fl amer', dote open boy ad sell lop odes re mixed by the amount of dwdends or rgNi on an oediedindsor candles dale unless mooned clime.* by you You ae reatonste for orders aha are resisted doe to put lane to anal oxford open «den Tax teritiladditg en ~ono foam UK financial Salvias IRAs ~al Lac WI requteS 1.85 frsadal Seniors to wohlsok/ income tar from you sayable as&Mintloss tut you few doe oat lobar, ~ix Malta or. instead, you may Bea ZO have la ~Mc I a arne or et a Nod roman as you TOOSe Yes ~on val amain n effect unit reeled byyen You may wete pair el4a-lian a ay Ono by rnasng a now Oaten le you do Whoa erotrsh nose tar wafters urom 'Cur datituliOnS. )0u maybe repotisb* fa the paymoo of estenxtd tat you may nae pen aim den notnas yedit34/1 and you estimated la parnems rerat Nall CO IOU to oblipatim Pdivicy To Ø4n a copy ot«l one Clem Proxy Norse shoe contact you F natal Adosor et rite out websne at emu ors comeoneacadar UB$ Pert-eat Steven is not a bark The RIVA. &mss Saftids ACCOVI BSA and AMA a» beck «age accarrts end mode access to bat no seeces rel wisdom though anagenem with armed brats aid oven Ted patty basks and provides wens to horn red rutty poreas iskad by wolf ilated thed {tarty etveana anyone, Hough andseceNency subsea-aesof utS Nandi' Sevias tic Irsestmea. react andannutearoducts Hot MC haired • No bat* gratnier May bee vain aatA RSOLICeMx,agoreni Amens Badness Wears Acaum Bak ifIVA ntemabonal Redoes« latmagenvot CONFIDENTIAL decant regislered since mats ot tars Frontial Snakes Inc tea Sgratueo is a agitated sowicomakol visa Imanimmal 1.85 W a agnakre Oa* Cards aid LÆS Vdd Men cads ae awed by U(3$ Bare USA yak stamemon from Yea USA hoorporaal UBS Financial ServiOes Inc boy 201407 SDNY_GM_00020716 EFTA 00131336 EFTA01273543 *UBS 1.435 Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CNP70057742730415 ■ 0 Account name: GfreStANE MAXWELL Friendly account name: In& Account number SS Your Nnancial AdvisorSCOTT STACK MAN1LYLE CASRIEL Mono UBS Strategic Advisor April 2015 GHISLANE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your Call itatemeiY7 Value of your account your Financial Advisor or the RMA Resourceline at 800-11MA-1000, on March 31 (1) on April30 (4) account 029023568 Your assets 1,715,724.23 1,712,820.67 Visitour website: Your liabilities 0.00 0.00 www.ubstomainancialservices Value of your account $1,715,724.23 Si ,712,820.67 Tracking the value of your account 75( 5/i31151$ ' 721 7 • 1,715 7 1,712.0 • Der 2014 Ma 2015 ala 2015 Soarers of your account growth during 2015 Value of your account at year end 2014 41,721,172.36 Net deposits and virithdratials -54260.77 Weir aiveStrnen t return. DiOdend and interest income 413,986.86 Chance in market value -417,997.78 Value of year account on Apr 30. 2015 61,712,620.67 SDNY GM 00020717 Mamba SIPC CNP70003005 774 2 73NP70 0 0 1 91 48nn00Gdoa1503057500evi 23568550 0003C0 Pogo t of 14 CONFIDENTIAL EFTA_00 131337 EFTA01273544 UBS UBS Strategic Advisor April 2015 Your account balance sheet Summary of your assets Value on April 30 ($) Account name: Chin_AINI; \h al Friendly account name: Account number. Percentage of your account A Cash and money balances 38,675.25 2.26% B Cash alternatives 0.00 000% C Equities 1,674,145.42 97 74% E Non-traditional a co 000% F Commodities 0.80 000% G Other 0.00 000% Total assets Value of your account $1,712,820.67 $1,712,820.67 100.00% Your current asset allocation Eye on the markets Your ig Bendel Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pageS of this statement for details about those balances Index Percentage change April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.36% 1.24% 0,40000005274274 NP70C0191488 03032 0415 030579004 r123568SS00dalyyGm0002dpite 2 of 14 CONFIDENTIAL EFTA_00131338 EFTA01273545 SUBS U BS Strategic Advisor April 2015 Change in the value of your account April 2015 41 Year to date (I) Opening account value $1,715,724.23 $1,721,172.36 Withdrawals and fees, including investments transferred out -2,138.78 -4,260.77 Dividend and interest income 2,218.61 13,906.86 Change in market value -2,983.39 -17,997.78 Closing account value $1,712,820.67 $1,712,820.67 Account name: GHISLAINE Friendly account narne:ind Account number. Dividend and interest income earned For outposts of this statement, tacablty of interest and &Aden° income has been determined Iron a US tax reputing Peraective. Based upon the residence of the account holder. account tnoe, or product t)pe. some interest andor Ovidend payments ma not be subject to United States (US) anciet Parte RiCo (PR) Income faces. The dent monthly statement is not Intended to be used and camol be need upon for tar purposes. Clients should refer to the applicale tar repotting farms they wake ban MS annual% such as the Forms 1099 and the Fcrms 480. lot tax reporting enrormabort n Is the practice ol u85 to lilt the applicable ten reporting foam with the US Mime' Revenue Service and PR Treasury Depattrent. and in such forms accurately dairy dividend, denim Interest a tax exempt or tea income. Plea, consult your Inthiclual tax prepare,. April 2015 (S) Year to date (S) Taxable dividends 2,217.70 13,904.36 Taxable interest 0.91 2.34 Total current year $2,218.61 $13,906.70 Prior year adjustment 0.00 0.16 Total dividend & interest $2,218.61 $13,906.86 Summary of gains and losses values reported below exclude products for which gam and losses are not classified. Realized gains and losses Unrealized April 2015(5) Year to date ($) gains and losses (S) Short term 0.00 0.00 12,317.98 Long term 0.00 9,032.81 307,338.97 Total $0.00 $9,032.81 $319,656.95 Your II nandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary See Account &Witty tha month for deals. Banes in your Sweepopt ore are induded In the cpenrg and closing Mantes race. FDIC insurance acne, only to deposits at UK Bank USA, not to deposits at LOS AG, Starriest(' Branch or bank deposits pared !Mooch the U8S Internet:and Deposit ACI04/M pogrom SIPC protection applies to money market sweep had holdings but not bent deposits. SeaImportant int:prams:On abovt your statement o the list two pages cic this documem forApdetrials20. 15(5) Year TO date IS) Opening balances $38,595.42 $6,517.57 Addkions Dividend and interest income 2,218.61 13,906.86 Proceeds from investment transactions 0.00 106,909.61 Total additions $2,218.61 $120,816.47 Subtractions Professional management fees and related services -2,138.78 -4,260.77 Funds withdrawn for investments bought 0.00 -84,398.02 Total subtractions 42,138.78 -$88,658.79 Net cash flow $79.83 $32,157.68 Closing balances $38,675.25 $38,675.25 SONY GM 00020719 CriP7000Xi05774275NP700319I 488 00032 0415 030575004 YI23568S50000000 CONFIDENTIAL Page 3 of 10 EFTA_00131339 EFTA01273546 *UBS UBS Strategic Advisor April 2015 UBS Bank USA Deposit Account APY Account name: • Your Ilnandal Advisor. Friendly account name: SCOTT STACKMANLYLE CASR1EL Account number: Interest period Mar 6 - Apr 7 Opening UBS Bank USA Deposit balance Mar 6 $33,137.47 Closing UBS Bank USA Deposit balance Apr 7 $40,028.73 Number of days in interest period 33 Average daily balance $36,493.45 Interest earned $0 .91 Annual percentage yield earned 0.03% Your investment objectives: You have identified the Following investment objectives for this accowit If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a dui description of the altemabve investment objectives in important information about )0(11* statementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Psimary - Aggressive investment Nig bifity consideration • None selected Your account instructions • Your account coy bass data II' E. bsing method is FIFO, First In, First Out CNP70003005774276 NP7000i91488 00002 04I 5 030575004 Y1235685500019Mymtp002fflikee 0 4 of 14 CONFIDENTIAL EF1'A_00131340 EFTA01273547 SUBS UBS Strategic Advisor April 2015 Your assets Account name: Your Financial Advisor friendly account name:~ . i. SCOTT STACK MAN LYLE CASNEL Account number. Some pmts, income and cvnent values shown may be appiOxIirvMe. Asa its ult. gins dndlosses ma/ nal be &wieldy reflected. See smpornmt intontabon about your statement a the end of this document to, mote Informalon. Cash Cash and money balances Cash ani money balances ma/ include avalailecah balances, UBS Bant USA cbrout account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep batanees UBS Bank USA deposit account balances are insured by the FM vAlhn nate* limits, but are not protected by SIPC UBS AG Stanford Branch deposit account balances are not insured by FDIC and we not protected by SIPC Money rnatket sweep balances are protected by PPC but and not enured by the FDIC. See the Important information about your statement at the end of this doconent for dean; about I kn. biancm. Hddng UBS BANK USA CEP ACCT 38595 42 38,675.25 250.01:0.00 Opereng Wale. Cloung basset Price per sheet Average on Apr 1 (12 on Apt 20 (1) on Apr 30 (1) rate Grit:fendWe:est period Drys en period Caps ourn ft/ Equities Common stock Robing Trade date Winter of shares Purchase piled Average prke per share (1) Cost basis (S) Price per shut on Apt 30(1) value On Apr 30(S) unteeeized gin or loss (1) Hddng Period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,30995 31.560 15,780.00 2,470.05 ST Ian 30,15 1110.003 25 532 2,55324 31.560 3,15600 602.76 ST Security total 600.000 26 439 15,863.19 18,936 00 3.072.81 ANALOG DEVICES INC Symbol: ADI Exchange OTC EAL 42,802 Current yield. 2.59% Nov 16, I I 13.000 37316 485.12 61.840 803.92 318.80 LT Nov 17, 1 1 13.003 35393 460.12 61.840 803.92 343.80 LT Nov 18, II 35.000 35.502 1,24258 61.840 2,164 40 921.82 LT Nov21, I I 18.000 34.371 618.68 61.840 1,113.12 494.44 LT Nov22, 11 15.000 33 338 500 07 61.8,10 927 60 427.53 LT Nov 23, I I 22.000 32.655 718.43 61.840 1,360.48 642.05 LT Nov 25, I I 7.000 32.460 227.22 61.840 432.88 205.66 LT continued next page SDNY GM 00020721 CH117000305774277 MI003191488 03CO2 0415 030575004.735685500000W Pages of 14 CONFIDENTIAL EFTA_00131341 EFTA01273548 (Pit UBS UBS Strategic Advisor April 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Ignandd Advisor SCOTT STACK MAIILYLE CASIBEL Your assets b Equities Common stock (continued) Trade Heldng date Monad of awes Purchase pow Average price par thaw (3) Cost Gås (I) Pike per skate on Apr 300> Vdue on PO 30(S) unrealized gain or lon (I) Hauling period Nov28, II 30.000 32.951 988.55 61.840 1,855.20 866.65 LT Nov29, 11 18.000 33472 602.51 61.840 1,113.12 510.61 LT Nov29, 11 5.000 33.622 16811 61.840 309.20 141.09 LT Apr 24.12 30.000 37.567 1,127.01 61.840 1.855.20 728.19 LT Jan 23,13 1,056.000 43.209 45.628.81 61.840 65.303.04 19,674.23 LT Apr 22, 13 489.000 42.447 20,756.68 61.840 30,239.76 9,483.08 LT Security total 1,751.000 41.990 73,523.89 108281.84 34,757.95 AUTOMATIC DATA PROCESSNG INC Symbc4. ADP Exchange: OTC EAI: 42.493 Current yield: 2.32% Aug 4,11 146.000 42343 6,182.08 84.540 12342.84 6,160.76 LT Aug 12, 11 4.000 40955 163.82 84.540 338.(6 174.34 LT Jan 23,13 767.000 52320 40,129.93 84.540 64,842.18 24,712.25 LT Apr 22, 13 355.000 56.870 20,189.01 84.540 30,011.70 9,822.69 LT Security total 1,272.000 52.409 66)564.80 107,534.88 40,870.04 BAXTER INTL INC Symbol: BAX Exchange NYSE EAI: 43.236 arrant yield: 3.03% Jim 20.12 30.000 51.594 1,547.84 68.740 2,062.20 514.36 LT An 20,12 17.000 51.522 875.89 68.740 1,168.58 292.69 LT Jun21,12 29.000 52.077 1,510.25 68.740 1,993.46 483.21 LT Jun21,12 7.000 51.500 360.50 68740 481.18 120.68 LT Jim 21,12 5.000 52/16 261.08 68.740 343.70 82.62 LT Jun 22.12 61.000 51.890 3,165.29 68.740 4,193.14 1,027.85 LT Jan 23,13 768.000 66.658 51,193.80 68.740 52,792.32 1.59832 LT Apr 22, 13 355.000 69318 24.608 00 68740 24,402.70 -205.30 LT Sep 19, 13 74.000 72.165 5,340.28 68.740 5,086.76 -253.52 LT Sep 19.13 6.000 71.875 431.25 68.740 412.44 -18.81 LT Sap 19.13 3.000 71~ 215.64 68.740 206.22 -9.42 LT Sep 20, 13 47.000 71.987 3,383.41 68740 3,230.78 -152.63 LT Oct 3, 13 154.000 64.600 9,948.49 68.740 10,585.96 637.47 LT Security total 1,556.003 66.094 102,841.72 106,959.44 4,117.72 BLACKACCK INC Symbol: BLK Exchange: NYSE EAI: 43.244 Current yield: 2.40% Oct 5,12 7.000 189.932 1,329.53 363.940 2.547 58 1218.05 LT continued next page CNP70009005774278 NP700019I 480 00002 On 5 0305750dt YI 23 568550 CetetlikWGM0002C@Ine 6 07 I4 CONFIDENTIAL EFTA_00 I 31342 EFTA01273549 UBS Strategic Advisor Your assets . Equities . common stock (continued) Hddng trade date Number of stores Purchase OW Avertge mkt per Mae ($) Nice pet share con basis (S) on Apr 300/ Valueon Apr 30(S) Urrealzed on or loss (4) aidcIng period OCt 5, 12 3.000 187.820 56346 363.940 1,091.82 528.36 LT Oct 5, 12 2.000 186.670 373.34 363.940 727.88 354.54 LT Oct El, 12 8.000 188.783 1,510.27 363.940 2,911.52 1,401.25 LT Oct 9, 12 15.000 189.186 2,837.79 363.940 5.459.10 2,621.31 LT Oct 9, 12 2.000 189.010 378.02 363.940 727.88 349.86 LT Oct 10, 12 3.000 187.720 563.16 363.940 1,091.82 528.66 LT Oct 10, 12 2.000 187.670 375.34 363.940 727.88 352.54 LT Oct 10, 12 2.000 187.995 375.99 363.940 727.88 351.89 LT Jan 23,13 224.000 236.966 53,C60.41 363.940 81,522.56 28,442.15 LT Apr 22. 13 104.000 251.093 26,113.69 363.940 37,849.76 11,736.07 LT Security total 372.000 235218 87,501.00 135,38668 47,884.68 CALfORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE EAI: 44 Current yield: 0.11% Feb 12. 14 59.200 8.030 475.39 9.300 550.56 75.17 LT Feb 12. 14 46.800 8.033 375.95 9.300 435.24 59.29 LT Fab 12. 14 12.200 8.034 98.02 9.300 113.46 15.44 LT Feb 12. 14 2.800 8.021 22.46 9.300 26.04 3.58 LT Feb 13, 14 44.000 8023 353.04 9.300 409.20 5616 LT Feb 13, 14 27.200 8.007 217.81 9.300 25Z96 35.15 LT Feb 13. 14 13.200 7.977 105.30 9.300 122.76 17.46 LT Feb 13, 14 2.400 7.983 19.16 9.300 22.32 3.16 LT Feb 14, 14 133.600 8310 1,110.31 9.300 1,242.48 132.17 LT Feb 18, 14 45.600 8366 381.49 9.300 424.08 42.59 LT Security total 387.000 8.163 3,158.93 3,599.10 440.17 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 43.108 Current yield: 3.22°4 Jun 19.13 72.000 84.718 6,099.75 86.880 625536 155.61 LT hm 20, 13 121.000 83.141 10,060.15 86.880 10,512.48 452.33 LT Jc8120. 13 78.003 83.030 6,47639 86.880 6,776.64 300.25 LT Jun21.13 204.000 82.904 16,912.44 86.820 17,723.52 811.06 LT Jun24, 13 111.000 81.517 9,048.46 86.880 9,643.68 595.22 LT Jun 25.13 73.000 82.354 6,011.86 86.880 6342.24 330.33 LT SONY creedbleir P°9° CNP70003005774279 Ne7000191488 00002 0115 030575004 VI 23568550000000 Pag• 7 of 14 Account name: GERMAINE MAXWELL Friendly account name: Account number. Your Illnandal Advisor: SCOTT STACK MAAYLYLE CASRIEL CONFIDENTIAL EFTA_00131343 EFTA01273550 SUBS UBS Strategic Advisor April 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. You rIlooncid Advisor, SCOTT STACK MAMLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Harter of (hares Purchase price( Average price par snara (1) Cott Øs (S) Price per Owe on apr 30(1) Vdue on API 30(/) Unrelated gain or lost (I) Holdrg defied Jun 26, 13 69.000 82259 5,675.90 86.883 5,994.72 318.82 LT Jun 27,13 141.000 82.951 11,69812 86.880 12,250 08 553.96 LT Jun 27, 13 7.000 82.925 580.48 86.880 608.16 27.68 LT An 28. 13 169.000 82.774 13,988.92 86.880 14,68172 693.80 LT JS 1, 13 65.000 82.78! 5,380.78 86.880 5,647.20 266.42 LT Security Mal 1,110.000 82.821 91,931.25 96,436.80 4,505.55 CDK GLOBAL INC COM Symbol: CDC &change: OTC EAI: 1204 Current yield 1.00% Aug 4, 11 48.667 18379 894.45 47.920 2,332.11 1,437.66 LT Aug 12, 11 1.333 17.775 23.70 47.920 63.89 40.19 LT Jan 23, 13 255.667 22.709 5,806 16 47.920 12,251.55 6,445.39 LT Apr 22. 13 118.333 24.684 2,921.03 47.920 5,670.53 2,749.50 LT Security total 424 003 22.748 9,645 34 20,318 08 10.672.74 COLGATE PALMOUVE CO Symbol. Cl &change: NYSE EAI: $2,292 Current yield: 2.26% Aug 4,11 174.003 41.632 7,244.05 67.280 11,706.72 4.462.67 LT Aug 12, 11 4.000 42 450 169.80 67.280 269.12 99.32 LT Jan 23, 13 910.000 54.240 49,35863 67.280 61,224.80 11,866.17 LT Apr 22, 13 420.003 59.788 25,111.32 67.280 28,257.60 3,146.28 LT Security total 1,508.000 54300 81,883.80 101,458.24 19,574.44 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: $335 Current yield 068% lan 28, I5 500.000 90.41) 45,205 72 98.950 49,475 00 4,269.28 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 37.740 18,870.00 2,898.64 ST Ian 30, 15 250.000 29.431 7,357.75 37.740 9,435.00 2,077.25 ST Security toti 750.000 31.105 23,329.11 28,305.00 4,975.89 GEM- MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,312 Current yield: 3.18% Aug 4, II 1 91 .003 36265 6,926 77 55.340 10,569.94 3,643.17 LT Aug 12, 11 5.000 35.754 178.77 55.3.40 276.70 97.93 LT Ian 23,13 1,001.000 41.387 41,42889 55.340 55395 34 13,966.45 LT Apr 22, 13 464.000 50287 23,333.21 55.340 25,677.76 2344.55 LT cortnnued next page CNP70009005774280NP70D0191488 00002 0415 030575004 Y12356855003~Ght0002ffine If of 14 CONFIDENTIAL EFTA_00131344 EFTA01273551 UBS Strategic Advisor *UBS April 2015 Your assets Equities . common stock (continued) wiring Security total JOIt4SON & JOHNSON COM Symbol: )1,11 Exchange: NYSE EAI: 43,198 Current yield: 3.02% Aug 4,11 Aug 12, 11 Jan 23,13 Apr 22, 13 Security total MCDONALDS CORP Symbol. MCD Exchange: NYSE EAI: 53,461 Current yield: 3.52% Trade date Jun 17, 13 run 18, 13 Security total MXEERA ENERGY INC COM Symbol: NEE Exchange NYSE (Al: $3,579 Current yield: 3.05% Aug 4, 11 Aug 12, 11 ran 23,13 Apr 22, 13 Security total OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield: 3.60% Feb 12, 14 Feb 12, 14 Aug 4, 11 Aug 12, 11 Nov29, 12 Jan 23,13 Apr 22. 13 Sep 19, 13 Sep 19, 13 Sep 19, 13 Account name: GH1SLAINE MAXWELL friendly account name: Account number. Your Melinda Advisor: SCOTT STACK MANf LYLE CASRIEL Number of shares PurChist pricer Average price Price per share per share 01 Coo basis (0 on Apr 300/ Ydue on urrealzed Hoicing Apr 30(5) gain ol Ions (t) mud 148.000 49.739 7,361.45 55.340 8,190.32 828.87 LT 73.000 49.836 3,638.07 55.340 4,039.82 401.75 LT 1,882.007 44.031 82,867.16 104,149.88 21252.72 123.000 62.377 7,672.38 99.200 12,201.60 4,529.22 LT 3.000 63.730 191.19 99.200 297.60 106.41 LT 642.000 72.736 46,696.71 99.200 63,686.40 16,989.69 LT 298.000 84.721 25,247.10 99.200 29,561.60 4,314.50 LT 1,066.000 74.866 79,807.38 105,747.20 25,939.82 95.000 84.969 8,072.06 96.550 9,172.25 1,100.19 LT 3.000 88910 257.23 96.550 289.65 31.92 LT 8.000 86.456 691.65 96.550 772.40 80.75 LT 555.000 93.053 51,644.75 96.550 53,585.25 1,940. 90 LT 255.000 99318 25,326 32 96.550 24,620.25 -706.07 LT 78.000 97.879 7,634.63 96.550 7,530.90 -103.73 LT 22.003 97.425 2,143.36 96.550 2,124.10 -19.26 LT 2.000 97.830 195.66 96.550 193.10 -2.56 ET 1,018.000 94269 95,966.16 98,287.90 2,321.74 134.000 52.960 7,096.75 100.930 13,524.62 6,427.87 LT 3.000 52.530 157.59 100.930 302.79 145.20 LT 700.000 71.610 50,127.21 100.930 70,651.00 20,523.79 LT 325.000 79.757 25,921.06 100.930 32,802.25 6,881.19 LT 1,162.0® 71.689 83,302.61 117,280.66 33,978.05 148.000 88.959 13,16596 80.100 11,854.80 .1,311.16 LT 117.000 88.989 10,411.82 8a 100 9,371 70 .1,040.12 LT continued neat page SDNY GM 00020725 0070o03005774201 NP7000191488 00002 0415 030575004 Y123568550000000 Page 9 of 14 CONFIDENTIAL EFTA_OOI 31345 EFTA01273552 SUBS UBS Strategic Advisor April 2015 Your assets . Equities . Common stodc (continued) Hddng Trade date Weber or sheen Purchase dicer Average No per Mare (t) Price per share Cott bads (S) on Apr 3001 Vdue on API 30(S) Unrealized grin or loss (S) Hddng period Feb 12, 14 32.000 89.002 2,848.07 80.100 2,563.20 -284.87 LT Feb 12, 14 7.000 89857 622.00 80.100 560.70 -61.30 LT Feb 13, 14 110.000 88.885 9,777.41 80.100 8,811.00 -966.41 LT Feb 13. 14 68.000 88.708 6,032.19 80.100 5,446.80 •585.39 LT Feb 13. 14 33.000 88369 2,916.19 80.100 2,643.30 -272.89 LT Feb 13, 14 6.000 88.421 530.53 80.100 480.60 -49.93 LT Feb Id, 14 334.000 92065 30,74982 80.100 26,753.40 -3,996.42 LT Feb 18, 14 114.000 92.677 10,565.23 80.100 9,131.40 -1,433.83 LT Security total 969.000 90.422 87.61922 77.616.90 -10,002.32 PEPSICO INC Symbol: PEP Exchange. NYSE EAI: 33,023 Current yield: 2.75% Aug 4,11 115.000 63.979 7,357.65 95.120 10,938.80 3,581.15 LT Aug 12, 11 3.000 63.023 189.07 95.120 285.36 9629 LT May 16, 12 6.000 68.535 411.21 95.120 570.72 159.51 LT Oct 24. 12 1.000 68.690 68.69 95.120 95.12 2643 LT Oct 26 12 2.000 68.810 137.62 95.120 190.24 52.62 LT Oct 26. 12 1.000 68.890 68.89 95.120 95.12 26.23 LT Oct 31, 12 1.000 69.370 69.37 95.120 95.12 25.75 LT NOV6, 12 1.000 69.370 69.37 95.120 95.12 25.75 LT Nov7,12 1.000 69.150 69.15 95.120 95.12 25.97 LT Nov8, 12 2.000 69.090 138 18 95.120 190.24 52.06 LT Jan 23,13 699.000 72.166 50,444.31 95.120 66,488.88 16,044.57 LT Apr 22, 13 322.000 82.251 26,484.85 95.120 30,628.64 4,143,79 LT Security total 1,154.003 74.097 85,508.36 109,768.48 24260.12 PROCTER & GAlveLE CO Symbol: PG Exchange: NYSE EAI: 53.007 Current yield: 3.34% Aug 4, 11 118.000 60.103 7,092.22 79.510 9382.18 2,289.96 LT Aug 12, 11 3.000 60.896 182.69 79.510 238.53 55.84 LT Jan 23,13 619.000 69941 43,293.73 79.510 49,216 69 5,922.96 LT Apr 22, 13 286.000 81332 23261.18 79.510 22,739.86 -521.32 LT Apr 24, 13 108.000 77.762 8,398.32 79.510 8,587.08 188.76 LT Security total 1,134 003 72.512 82,228 14 90,164.34 7,936.20 continued next page CHP7000:90043774282NP7000191488 00002 0415 030575004 Y123568550 000ilakyGptt000teris 10 of 14 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your A sandal Advisor, SCOTT STACK MAN LYLE CASRIEL CONFIDENTIAL EFTA_0013 1346 EFTA01273553 UBS Strategic Advisor UBS April 2015 Your assets Equities . Common stock (continued) Hddng Trade date Hunter of sham PJ10.1.4 111(ci Average price nice per share Value on time/tired Hddng per share (9 Cost basis (t) on Apr 30(1) Apr30(9 gain or loss (t) period TRAVELERS COS NCJTHE Symbol: TRV Exchange NYSE EAl: 42,811 arrent yield: 2.41% Apr 24,12 20.000 63.432 1,26864 101.110 2,022.20 753.56 LT Apr 24, 12 4.000 63350 253.40 101.110 404.44 151.04 LT Apr 24, 12 1.000 63.560 63.56 101.110 101.11 37.55 LT Apr 25, 12 10.000 63.520 635.20 101.110 1,011.10 375.90 LT Apr25.12 10.000 63.617 636.17 101.110 1,011.10 374.93 LT Apr 25, 12 10.000 63.659 636.59 101.110 1,011.10 374.51 LT Apr 25, 12 2.000 63.545 127.09 101.110 202.22 75.13 LT Apr25, 12 2.000 63.645 127.29 101.110 202.22 74.93 LT Apr 25.12 2.000 63.745 127.49 101.110 202.22 74.73 LT Apr 26, 12 5.000 63.928 319.64 101.110 505.55 185.91 LT Apr 26, 12 2.000 63.920 127.84 101.110 202.22 74.38 LT Apr 26, 12 2.000 63.930 127.86 101.110 202.22 74.36 LT Apr 26, 12 1.000 63.720 63.72 101.110 101.11 37.39 LT May 1, 12 15.000 64.637 969.56 101.110 1,51665 547.09 LT May 1, 12 6.000 64.715 388.29 101.110 606.66 218.37 LT May 1, 12 6.000 64.975 389.85 101.110 606.66 216.81 LT May 1, 12 2.000 64.850 129.70 101.110 202.22 72.52 1.7 May 1, 12 1.000 64.820 64.82 101.110 101.11 36.29 LT May2. 12 7.000 64374 450.62 101.110 707.77 257.15 LT May 2, 12 4.000 64.410 257.64 101.110 404.44 146.83 LT May 2, 12 2.000 64320 12864 101.110 202.22 73.58 LT May 3, 12 4.000 64.960 259.84 101.110 404.44 144.60 LT May 3, 12 2.000 64.675 129.35 101.110 202.22 72.87 LT Maya, 12 2.000 64.910 12982 101.110 202 22 72.40 LT Jan 23,13 629.000 77.560 48,785.62 101.110 63,598.19 14,812.57 LT Apr 22.13 290.000 84.719 24,568.68 101.110 29,321.90 4,753.22 LT May 22, 13 111.000 83.807 9,302.58 101.110 11,223.21 1,920.63 LT Sectrity total 1,152.000 78.533 90,469.50 116,478.72 26,009.22 continued next page SDNY GM 00020727 CHP70003005774203 Ne7000191488 C0002 0415 030575004 Y123568550000000 Page 'PI of 14 Account name: GHISLAINE MAXWELL Friendly account narne:Ind Account number. Your financial Advisor: SCOTT STACK MATT LYLE CASRiEL CONFIDENTIAL EFTA_00BB47 EFTA01273554 SUBS UBS Strategic Advisor April 2015 Your assets . Equities . Common stock (commue iddng Trace date tairrbee o1 shares Purcha'e puce Average price per the, (S) Cou bâtit (S) M'Ife per share on Apr 30(S) Vaue on 4:430(1) uruednzed Hddng gain or lost Pretl XIUNX INC Symbol: XLNX Exchange:OTC EA1: 42,230 Curent yiekt 286% Sep 7, 12 25.000 34 770 869.27 43.360 1,084 00 214.73 LT Sep 7, 12 5000 34846 174.23 43.360 216.80 42.57 LT Sep 10, 12 37000 34.845 1,28929 43.360 1,604.32 315.03 LT Sep 10, 12 3.000 34 660 103 98 43.360 130.08 26.10 LT Sep 11.12 20.000 34.853 697.06 43.360 857.20 170.14 LT Sep 12. 12 18.000 35.006 630 1 1 43.360 780.48 150.37 LT Sep 13, 12 27.000 34.886 732.61 43.360 91056 177.95 LT Sep 14, 12 19.003 35 536 675 19 43360 823.84 148.65 LT Sep 17, 12 7.000 35 151 246 06 43.360 303.52 57.46 LT Oct 24. 12 3.000 32.523 97.57 43.360 130.08 32.51 LT Oct 25, 12 5.000 32.522 162 61 43.360 216.80 54.19 LT Oct 26, 12 3.000 32.776 98.33 43.360 13008 31.75 LT Oct 31. 12 1.000 32.770 32.77 43.360 43.36 1059 LT Nov 1, 12 2.000 33.360 66.72 43.360 86.72 20.00 LT Nov 1,12 1.000 33.520 33.52 43.360 43.36 9.84 LT Nov 1,12 1.000 33.530 33.53 43.360 43.36 9.83 LT Nov 2, 12 1.000 33.550 33.55 43.360 43.36 9.81 LT Nov 5, 12 1.000 33.190 33.19 43.360 43.36 10.17 LT Nov6, 12 3.000 33.886 101.66 43.360 13008 28.42 LT Nov 7, 12 2.000 34.025 68.05 43.360 86.12 18.67 LT Nov 7, 12 1.000 33.910 33.91 43.360 43.36 9.45 LT Nové, 12 4.000 34.032 136.13 43.360 173.44 37.31 LT Nov8, 12 1.000 33.860 33.86 43.360 43.36 9.50 LT Nov28, 12 4.000 34 312 137.25 43.360 173 44 36.19 LT Nov28, 12 3.000 34.410 103.23 43.360 130.08 26.85 LT Nov29, 12 15.003 34.583 518.75 43.360 650.40 131.65 LT Nov29, 12 3.000 34.493 103.48 43.360 13008 26.60 LT Jan 23,13 1,087.000 36.805 40,008.01 43.360 47.132.32 7.124.31 LT Apr 22, 13 502.000 35691 17,917 23 43.360 21,766.72 3,849.49 LT Security total 1.798.003 36.246 65,171.15 77,961.28 12,790.13 continue(' next page Account name: GHI44.AINE 1\141'.<WELL Fuie ndly account naine: Incl Account nu tuber: Your K nancid Advisor, SCOTT STACKMAIILYLE CASRIEL CNP7C009305774284 NP7000191488 00032 0415 0305750041023568S500)fflyGio0002ben 12 of 14 CONFIDENTIAL EFTA_00131348 EFTA01273555 UBS Strategic Advisor *U BS April 2015 Your assets Equities . Common stock (continued) Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number. Nict,a 1.0(O reumber Average price Pnce per share of shares per share (1) con basis (11 on Apr 30(1) Vdue on Apr 30 (5) Your Pi nandal Advisor: SCOTT STACK MANILYLE CASRIEL unrerezed tiolcIng can or loss (5) period Total Total estimated annual income: $45.130 Your total assets Cash Equities Common stock Total Cash and money balances Account activity this month Date Activity 31..354,468A? $1,674,145A2 $319.6%.95 value on ileo ?0 Percentage d your ac count Cost bash (11 &Amsted annual incur* III Unverified On or lay. (1) 38,675.25 1,674,145.42 $1,712,820.67 2.26% 38,675.25 97.74% 1.354,488.47 45,130.00 319,656.95 100.00% $1,393,163.72 $45.130.00 $319,656.95 Description Amara (1) Dividend and interest 'ammo Taxable dividends Apr I Dvidend Taxable interest AUTOMATIC DATA PROCESSNG INC PAID ON 1272 623.28 Apr I Dvidend BAXTER INTL INC PAID ON 1556 809.12 Apr IS Dvidend OCCIDENTAL PETROLEUM CRP PAC:PON Apr I S Dvidend CAUFORNIA RESOURCES CORP PAO ON 387 3.87 Apr 29 Dvidend EOG RESOURCES INC PAID ON 500 83.75 Total taxable dividends Apr 8 Interest VBS BANK VSA DEPOSIT ACCOUNT AS OF 04/07/15 Total taxable interest Total dividend and interest income 969 697.68 $2.217.70 0.91 $0.91 62.218.61 Date Activity Desolation Apr 23 Fee Charged QUARTERLY FEE Total professional management fees Arnown (1) Pees -2,138 78 -32.138.78 SDNY GM 00020729 007000;00577428S Ne70c0i9i asSa 00007 0415 030575004 VI 2356855000o0c0 CONFIDENTIAL Page 13 of rd EFTA_00BB49 EFTA01273556 SUBS UBS Strategic Advisor April 2015 Account activity this month (Contrived Pate Actmty Descrpbcn Amount (S) Moan balance activities Mar 31 Mances forward $38.59542 Apr 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,432.40 Apr 8 Deposit U85 BANK USA DEPOSIT ACCOUNT ASOF 04/07/15 0.91 Apr 16 Deposit LIDS BANK USA DEPOSIT ACCOUNT 701.55 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 04/23/15 -2,138.78 Apr 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75 Apr 30 Closing MIS bank USA Depot:It Account S38,675.25 Account name: GHIStAiNE MAXWELL Friendly account name:Ind Account number: • Your Pinanául Advisor: SCOTT STACK MAMLYLE CASRIEL The UBS Bank USA Gepost Account IS your primary sweep OpbOn CNF7C00900S774286NP7003191488C00320415030575004Y123568S5000~y_Gm00025ne 14 of 14 End of statement for account number.-, CONFIDENTIAL EFTA_0013 1350 EFTA01273557 Important information about your statement ues FhancialSents Inc Me Pim or UnFirwrocialSorices). is a mentecol al permipal security. menoodity aid tows edurges inascia *vas and IA* Itlanis.thk ire rdioq frubtalizial of U35 AG and Ofiliwn of LOS Scoritirs u.0 The F nws Instill neat 4 wattle won *west the lend theathe ofImes te a U35 Foaled Savo; to 1200 Hater Elculga0 Weehankert NJ 07086 1h6 =Wilda represeas the onlyorIcial record of your UPS Fmanaal %NIG, account Mar feC0fdS, except arealme downema. conuhng molteng dau should not be rebel upon if you Wave tae's an ender OinGtaCal plow mon n rernaliteg n wrings theeranch Mawr of to once sting your mosium Althcegh al f9.res treat are 'mended to be Xtheate. tawniest data Toad rot be used for tae outposts Key soleg on 'mend Ix Ina 0e.. Feral 1099. 5498. 1042$. tic) alto peeping your to room Shot rt isrequited by Ian to recon to the RS al mob le diedends. repent:Ile nenbauble dvdends ad tam* neon tamed on secumes heU n your accourt, nel proceeds on sale tranuctens, aid cost bapson rerun cowed securtto Communications with Um Firm • please reculfern any oral Ofennasalons nwrnngto furter posed your nirlf, eklading you* rods uncle the *who mega Protection Act (SPA) • /1 the !nodal instninon on the top kft oe the from of this lasemml is not ten Finned Stnnfra U8S instal %tykescaries rex acccur as dearkg broker by wrigement oath the odicated mutton We intoned you iT Mb rcwbnlhp Men you tapered Ws ~an in this Cana tow heds an/ souk es re bated a 185 Renal Sown and not thy mroduan9 baker. aid you must mat a report of my not orontebn to both Wm. All e000ure StaWrencS Shall be deferred COM*e and acar ate 6 a% oblestel to n Aoto9 Mho 60 days • Please direct customer earrplants a Iquitos to the owns atm Relalkons Doorman x 2014521699*r tolitoe a 800354-9103.8 00 A ki to 6 CO P ht ET Wifely then* liklay. a 4 wrong to uBSIhrunceg SentaiS Clan' ReUriont Department. PO Box 766 linen Cite NI O7(57 • n cast of errorscc WHOM abed al electron< runt rake 1Y511 hit gamma cc U3SVGY data cad translators, call 800-762.1900 or nese to LOS FnanCal SienCeS ht. tow Kerber BW .6th I bat WW14/w~ ell O7006. Ann INW85.4 Sava.: Cal a recess soon as sou cart d you nk your stawnem or mow 6 Aron; villa) need rrore of cimaimn about strand* on the swerrent co reap! The Fen Cc Card Mug (as xp I, le) mum her torn you no has Thai 60 d4,5 alter the inn scot you the frst ~men on Moth the era or probion towed - Pottle you nine rd want number (II ant - Describe the MO. Or the ranter you ate ware god aid molar asclearly a you on Wirt you Were n is al error a My you need age nIdnlXiOn - Precede tie dollar num of the mewed mix The Fiona Cad law ail investigate yar complain td will carom any eeor promptly. Plow make al thecae pastio to the ~or to final' nstitincen Muted cote from of this tannin, ha)es1w to regal at Olen hes. ale-Conn may be tbye0 to ~antra ten charges la lie pyrite (Cr usurtes purchases and OiWgeS a trpad "Witt n oath =cults Amounts ma Ye traVexed 10 011ie nsteutons mar be :Mita to a Pinner fee UN Sweep Optird U85 oilers °plan for sweepirwcach batsman biases to bank deposes at ulitS Batt LISA aniUtS AG %Infant braid 03a-k and enney market mutual Mdse./one; Awls) and the P.M/rational Dews* Ault COAtor customers wed ri montional Aesthete litinigetnent Awful lucv9h the8a Sweep YrOgralif. can I/gannet. are Swept so 185 Bat USA p b al egad-tied MO and then to ICS AG Starriord Bran, a a liitey Fund Deposes at tES SW USA are FOC enured n accordaxe with FDI.: rugs For ow itonason oboe mit www ldu for Deposits a1185 AG twdood Bunt ad *ayes et ?Amer finds re not Inured by the FOC. Through 1tr Onc nigh to at, balances ar• Swept to <409: aCONSIS a 15$ AG `tweak Brwch aid IBS AG Carman Brant Thesedeposes zee MC nasal by tet PDC Banco heal If the WS AG Carer Bran are torooraily oposet to the sooner ri-A of the Caput Wands and there b rn ouarastee a other oblcatkn 01 IRS AG to reef thebalms %bacon the u15 Camel's s'ache't boas Deposits at UBS Bat USA ai d each URS AG Brash apron pritecked by SP( Mow Fund shies are proceaed by SPC See 1.05Finalcal Semmes Acute Protection' below Upon you repass princes n tie Bat Sweep Program or OA may Oe villx/ten and Owes of a WrierFend maybe Nude's, and thepouted' owned to pia wee foositet xcnhl Fut& natintgo tout sadnie um" optore. exlAng wrens need rises .aid yields. 6 wit** x www ubSOffelnWepyilaff. Yom your inaifdl Mvilor a by callno 806762-1000 UK financialSendai emus peetectien The Fern ica crafter of the Seances Fence Protection Cot/often (SRO. MISS protects swathes rooms of its nwrOws to m1500000 (noban; 1250.000 for dams for cat) The SPC assn crixesco tore *Pei to all accoom thanteholdn opaline:twit/1y the Ferri togedes wth cenan aerates. ha also put:hand Apploncetal Frottann Themount/en =oust payable to all NOW ~a. colimbroliunda this protection 4 5503 mato as of DaCerntrif IO. 2013 Shwa tote poky arditime aid Wartem eat at the Fen 4 Cunha protected for up so SI 9 makes n to agyega for Alper n a pandit, capacey A-ffat wife ol the poky 044d4 9 ava5Alleuifon dff5-102 l'ho SIC peOlKlat and tie supplemental prawn both do not Spy to • C wen Irani aeis controlled by existed n rut accent value/but heal away from te$Finalizial Services (.9 anal (kat aUBS Bark CU cash at U3S AG Stanford brands. II) migrate pociects. ~wriest* amok Jo ad 04 Owes of mutual finds 'Mac sut, shaves re red awed drolly n the ninth:4 th. a0Atel hailer on the boob ad records of the tolicabb Wier or vatic agent). • Conan eneenrreni comers or merriest 'stare= nt 9. lensed parowshos aid prvaeplaxnents) tat are na seginered soda the Spumes Act of 1933. and • Controdhesconextt to 9. forme *wham* aid team metal contracts/ EWAN limns comma and COnyndAY 'VW contacts The SIC protection rid the wpplorrentt protectimi do not apply to these assets~ d they Otreferee appea• art swenents The SIC protean, and the appVywit protedon do not ;voted agent* than?, is the floats value of yes atestmentsentither as a resun a mato =mount. raw batnipt0Y or li b l reviP0 Mote Wonnxon a rain 4 Lem request Vat may ',bun eve ntOrmalOn about SIC. hcludn9 the SPC troche. by unizte9 SIC at 202.3718300a by vaiwg the SP( Attune al raw 410c all Derided Re invasonent Program IDP/P) the cede reseed Can awear wite you may obean the actual goo, Iron your Firuncul Adroor Only Mole than • pothased tatter OR P. partial ties 'Alto toll and die cash me be deposeed n you amour* lied/Wend retnestrore puce tippled by the issuer may dee from the Mahn prole Mutt the partial than in sold Cabe balm Only stole ens my be held in you nowt a you at entitled to atonal tot as a wilt d advkmd pornen or otherwise, tie Firm wlt ether pl partial...Ms, make wife a accept an trawl demenred by a registered (Stang agermy. and cede row account lavostment oblealves the meg:vent obraves and nt prof tb are specie to end aCOTant ai d any vary Centel neat Oise the is /comma in erinnoi of any Kalman, Wanpe in your Wawa seuatir a deretrein ttioctivel For each, accoure hell you choose one of the io loving otiestment otoectkes • italuo, fungi,: axone Imelentras wain; es• glottal kin of emome only • Ache* Capsx'bloplanocon vivellnXXIS **in; Torah • pnxpal rah. than the gionatesin of name • Rowe Co abaktnan of exam and CePWAPPeOna, menorents tea iy9 bath the generate of Mono aid • wth d Isenalaal Overall risk profiles • Conant,* Seeks to enamels Mid/ iedpal. MA km rite and rola liry to to account Pea. eon rt that means the =gam does not generate igndant incomeor returns old mince keep pea rah inll.010 • Mboltua %WIN to =opt some nth to Priarml and thine sonesodaMyth seek hipher rehrni • A4grostaie Wang to aosept hgh Ink tO senopal ad hgh volatility so seek hilt reams woe tine Statement lloosellokling" We may consoldate al ratited amour Statifiltillf with the vent rms in the sane enfelOpo ACoDultsrnly be relined for this snow beam they he. ownto eh* aim maitin wit account mitonshos rah OW clams al tie same address the peaceknom as' howelsoldn9 • t you aehr to wane India...II tlaternenlf rnbikd in scp.mw CONFIDENTIAL comecipes —you may decthe househollmg by ding your Entail Meteor Friontly account neap Tr* Frit:mei morn neonates nfarrogon that yw were/ an the Paws online meats wtbste It ea custoinlzable •nosunw• dawn by you to ads you vnh our reccedompeg It hit no b9I died on ase annum You Can Mawr you Frendry axon nano Oath* Woe Semmes of by manacles; wis Force , Awn° r . Awriumentylow • Valued Sour wountipserthba Nee of 3S:elided IldD • awe Include sealiale babcces vaketolor rani-fed %malty Cut 1 rid Gkbal 1-rne Deposits unrealized milts to mrhet and Mien a:Getsnot held byte Fun Does not naideunpnad samitelassets at the tor ol the pro and wean starrom perodt a poise Unitsvidtb:4, COI i:e6 and weicitabb 504 atom • Oa. creel exlides t balms. outstandna mats loan. credit Inp short accourn Dames • Cafh/Monty balfran Tots of unrwesiod salable cads btanco. rat U3-5 Bank USA dimwit balawn UO5 aG Surd ced Bra c85 balances and nxne, mrkx maul find sweep bastet a thedose of the statement pared Non.orrencd Ey free ~it baboon is yos noun' dense segregated from othiebalaxes and the Fanny/ use at of these lards n the ordiwy course of as busies, Mese funds yepa/Atte upon demand Tha total Incbdtd the arrentp444 dos•9 value Land ng information Foe det4M nlonn on onthe rm. > fenfag prams and do:locum, Sato yowClxn R/444eit p Ageowon or Account Agworml and the General taws ad Conditom US5 Stamen% of Cade Fractits &tab* n Agnomen:5 eane..clau ins. onvinr- trust Your awes YOS statement waxes monks and other assetsheld n the wows at the end of the summon pie 1:4 You Wei dt for dttinor of fury pad Darn*" ar ry line You may recew sictssin used a ban collated afar PaP19.ali balance the on teen Any gnentin transioned to the an thing the flattened period an lined a hunts mimes of the end of the statment period • Cost basis el deletheing the con basis of the tortes Metaled n this statement. SWt eldLited valh ete flitter '1. ' UOS finarche Streceshat rend on inhonal ion °biased iron sources other than IS Firstcal %ewes. nCtidng nlanation Iran a otva fit or tat you may An pro/el:WI so you''mantel Mesa Thefirth clots not toktrunderdly way Or guaranteeto enrary a vtidety of any Manton worded by sources other to Min -Inca, SeriMeS m adolticin *tooth LOS FiondalSoietogenoialy updates this it cannon as e I wetted tie rim does ow area& any se dans tat she of crmatico alder 'Cost bale and 'Unrefined gaivbst k atasee• a of Ott die of this Slthinothl AS 9.4\ plea,. do not (*Ion this infarct kin to make curdles' or We Oozes. fa la purposes a 011etwor Atmurm Valtelol to the fern may wiled ribs, Mormako oily for Ire penal tiny they re had x theLim Marehiaormal Hematite, Cal be added by you Fialnag Arkar • Unmerited galristbms tithe data L vatic. ecelrad -treat WI let0 I:WS 3'2 C.14.17.ilei foe SDNY_GM_00020731 EFTA_00131351 EFTA01273558 Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera Ø maya may not elk« comotans disges ace seamy reorsaindatim emu Delbil and ode« renwomem lots and »Moak.* pfd ae lots are eat Otanbned to Taiddy one autra;od b1 lhe • Wade doe' murm pesents the copnal train« asn baladate • CANN warltiat Bonds and pWritied SiOdi that the Maw calt to easy weapon nil besolaced rota-Oath by lot tom among al seaman of that 6% hod n out name a n Newts n re ler our dents ( al loan *Soma«, is °tsarinafrom Mad panes and as xora-f rs no, gstaaweed OT« call I eattres may eta whet coed ilep mkt ~eta 'Norma ken Yid te provided uiwn rowel • Cortireataa °fagot -MD.) CDs are PK routed ups, $293.090 in pampa aid sated nttrest pre dspasttor and per dot:outcry mindien. n =Wawa with SDK niles • ~Nakao Mots &placed fa wefts ant otte produces may be a brie thai the prise mal you MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te rabble, but we do not gumbo ecrfr aaasacy - We "way coo ten doingprise who's arabbk• sr ow mean or me tol aid ask paces fa laced ledmel nd *porn or on k tad peesfor OTC satsten - Let «enwatt traded Øfles maybe gad tung «barn moo« a tht nno Mani Ma we °Waned a-4~r« :elect an adore males PM°. Or Wax - (enanposlions may appea min« a pet and tall show z 'price was not wilable if we wistful° to Obtin a orde for a scurry - Deposal a Wailes denarinatd n ~des Other inn U 5 dollars se refacts a the eel h Ewa., 'Se ds of the Paw-Font datt - For cenan senates nag n non-conforming deromnatans.«ce aid quality dace «abe) may hat bean «speedm loole.ale oropetvåbzon To obtain one: caritz•ms wren tailanle maw yoso Frnancial Ada« • Peen Inenesmima and seruauriad products. Wale -winners:aunt Crtchdrig diral prISUpaion pagan aid feat~ rwament UUSI SenanneS) and Structured peeidaas straw., hghiy 414u d Certain touched prochas hat nos born regnoted woh ~ cots and Etill~ Common:a a underand state SeeurtteS lad We vow» estmatd takes for «inte nwomere wanes are stmneett paten eor Marina cnalpuwoan only Acwacyn rot duzawd - T iseviues maydifter seminally from picas a air a etch acetate rewistmere warty« structured pinata mathe Lair a sold aid do not newsiaily regnml the sal. you may rtanto upon Planslantn - shed pray esimaes of vane are as of a ran dae aid are stsplud lo l65 Masai knouts on a regib box by an Winn:Sent saltation Urn Isuer, 90no4P~Oo‘reASOrSowed yahn if am. are stcpted to te Fm by the °Stier, general partner ia *war and may be °Waled Axed en diefaet ntomation from that uxd by thtd paths to do/WeTor estinawd yam - You can obtain addnena eternal«, raga-ding the ~logy used to determine the emote of vale and de dace of the Moirnaton thy is the base foe ea tine by antadiig your Pnaidal Adrisor - and parryestimated vales may be reflected as 'Not pincer n metalstoats ten an 'axlepantni valuation lam Anoint Applied a d matte to assign a salt» when no beam wa» thai arnworol tort ha *coned tha may ell a pownosly tenoned iota if° CaleSIOn. a when a sal» raitAd be highly ipeehlatare duo to the rut" of the sway - Then nitther an Clues rent parte« a parnor named «knot atudpalyesl Maud volut is prow led. the taut of to warty war beddleent tom Ps pitchout pia - 'DiSibutiows to dae' may inch* rgivn of cal. mane a both - • Cwria uld sue' rgresmathe nealonnrg pace perm a-.5 may not reflod yaw cos bark • hedand maid« Reenaed 'aromas ;manly in not armor engine for patio sale URS inane« *was ow' the mark« precool to esintoktod s1Ø of the 'ant tuna reputed Yak* tor the rearMed suka Bor purpose of toszNexemona To the omen Ma eta teed wanes are «gbh lot sale. teeter resieued may be wtnuntiay less Than the impaled yaw shown • In. Nairwatad) exam arNotyitalds and ratg. An natas of annual name is based oft anent derstend and Mete raw awning de 'acuities will be hit for one year from siaternont date a and mammy This alienate is oq a gudene. accuracy and Otntnued Name se not giuraweed - Est:rated arnual mane and writ Weed for Wan tpesol securints muld ticket action of «beta or gave gam in Muds Cate the ant tame LTCawns mkt) would be °wetted - footnoted arnual immix nd euteni yield aid the actua edoire ale yield night be loweror hgher tha the teemed amain' - An ntrute of ~Iced name (dieted seder «eat) titled byt eoat« malt« vat/Pan> balaxe a ured en the la2 draSand or curet parent made by the nuar and avant tit wart indonoses ell be hild'« one woe Wan the staterent dae or woe mxurty Acarathand connoted wed ae nO1 guaanteld • Aetna held lay UBS Pinandal Swaim Conan Met at int MU bytefim ad notated-en the fits Canso's«, or ant« Theo assets re 46plawd en yam stammen for inlonnahanal ~sonar Potion and «tes presented ae provned byte tong fen UBS ~fig SWIMS ° nol rwponsblei for this atonal» and does net gantlet es deacxy these assets tenet ;Wetted by SVC or end Fame supplemmul SP( average • Ilannua dating and addkbnalcampeasatiow - ti «Whet to aminissom en saes and 12t1 fen noted en onneace with the datraulon of meta finds toots deeds we aura ow allae redeye renote ~in; aapenu from asubutors and« maison of the mete lath fiat we soh two amounts are bawd on two different andeorents fJ Ilk maul, ol savby ken ot a partCuW nual had lanai to ow' dierns. and Id the aiset Yam of a pattailr (rum' fund lanais ShirOt Nil X II. I Ito - We and ar *Are and recehe retteeng aid ormthsprocesseng lets n consideration for tune« agent sakes mat we proud. to asen rual funds These lets genitiaN at pad lam imitator mots is the etbal hand ad ae a tied done-nu« bawl on the ~be of nou,ls at tee ironer-dear holding inutoa lads of to Arid lane - m skit ion tomminens etcehed m arntaion wen the sat or «debate:en of aviary coreaco ad wit Itnni units toal dieml. wit and co our at races* ream* tang thatitenaten Iron Taira( The manna, °Town Ind/wrung to a-ruity =awls addax oil The hatanorcewres «sponsors a taunt envesment trUSIS we *White - Ott allilyeS also receMe Waling commbwisaMomet rp.nsaon from annual ilids nd *minx, 0:0"“ 1in wØ procixts we di,. huh? - We renewal anus tee from LBSBalle USA are WS AG Stanford Brude of up to RS pet axount we to to hanks wale the tangs* Sweep Pageant ASA, mannaen rowning corn-veer., aid otheo Marto mound annechon with the ertention ol wades nobadrad option transactons has been maeled on the w:tons prevourar Inasiat no you. aid ail he wodokel to you womanly on Nan« Short stilling n you ae engaged en tort sehgaaearity you may nos a tag.** to caftan New" costs ken« pandela 'snony Open «den Regaling OPOo « '9000.tilarK001• OrderS Thai wore not ecauted by the stamen, dae. open boy ad sell Sap «des re waxed by me amain of dui...lendscrept, on an eededindsor tomes dale unless enticed theeis by you You ae rented* 1 or orders that are restated due to put lease to carol «tog open «den Tax witherlditg en ~ant fawn WS financial Static« IRAs ~al Lac WI reqUte51.85 into« Servias to watleold income tar from yeas tattle as&Mint raw tut you my doe oat lo haw ~ix rolltet01 or. instead. you nay Nets ZO haw la ~Mc I a arne a ct a lied anoint as you TOOSe Yei elocon yea amain n effect until emoted by you You mayCwt. par oloction a ay Ono by ~au ants oilcan If you do What. (mop name tar matted Ban 'Our dartuliOrif. youmaybe retsina,* to the paranoia of ettanaed tax you may nøs pent« d the reams wane« and your Minded to parrnems at not Moe CO you. lacobliyation Privacy To Ø4n a copy of ono «awn Otero Proxy Nei« pax* contact me FnatelAdonor amino« manna at yen«ullx<cmen,aneotry WSfinancial Sevens snot a bark The RIVA. Business Silede Accost BSA and ANA it bect «age accounts tiilt made access to bat no sehces and produas drough annoys/welts with affeueed bats aid other Tad patty basks and provides awls to Men aid «ruly prooknts isked by wolf elated thrd {arty even, ConWnef tirOug1 rivande Nancy sonata es of utS Marla Smears tic teegnen. nstaraniw. and annuity produce Hot MC haired • No bat* 9.,3f301~ May Bos vale FOAA RSOLICeMx,agoreni now" Business Wine 4:coant BSA. iffna and ntemaienal Redoes« ~geared CONFIDENTIAL Account ate matted teav mats ot 1165 Madal Services VG S•watuiv is a regiehrod smite mark of visa mornat inal 1.85 W a Stgnabare OW Cards did UEd Vdd detail cat ae owed by UPS Bare USA yeah whiten from YeaUSA haarparatal UltS Financial SernOes Inc boy 201407 SDNY_GM_00020732 EFTA_00 131352 EFTA01273559 UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor New York 17Y 10171.0002 Cree70056715850515 o UBS Strategic Advisor May 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLAINE MAXWELL Friendly account name: Incbv Account number:. SS Your Financial Advisor: SCOTT STACKIAANLYLE CASRIEL Phone Questions about your statement? Call your FinanCrar Advisor or the Value of your account RMA aesourcetine at 800-RMA- 1000, account 029323568 On Apr430 (3) on May 29 (3) Your assets 1,712,82a67 I ,731,044.46 Mt our websIte: iwnyubscomilinanciabervices Your liabilities 0.00 0.00 Value of your account $1,712.820.67 $1,731,044.46 Tracking the value of your account Sources of your account growth duriag 2015 Value of your account 1 Thousands at year end 2014 41,721,172.36 Net deposits and 1,771.2 1,7128 1,731 0 withdrawals -34260.77 Your 888580884 return Dindend and interest income 516,837.29 Change in market value -32,704.42 Value of your account Dec 2014 Art 2015 May 2015 on May 29, 2015 $1731,04446 SDNY GM 00020733 Member SIPC C8870001005671585 NP7080191539 00002 CS15 030575004 Y123568550000080 Page 1 of 14 CONFIDENTIAL EFTA_00131353 EFTA01273560 SUBS UBS Strategic Advisor May 2015 Your account balance sheet Summary of your assets Value on May 29 ($) Account name: Friendly account name: Account number: Percentage of your account A Cash and money balances 41,605.68 240% B Cash alternatives 0.00 000% C Equities 1,689,438.78 97 60% E Non-traditional ace 000% F Commodities 0. CO 000% G Other 0.00 000% Total assets Value of your account 11,731,044.46 $1,731,044.46 100.00% Your current asset allocation Eye on the markets Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. VEIS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances Index Percentage change May 2015 year to date S&P 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East -0.40% 893% Barclays Capital U.S. Aggregate Bond Index Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% -0.24% 1.00% CNP 70009005671 586 NP70C0191 539 C0M 0515 030579004 K123568550 0301PitGitoomdliase 2 of 14 CONFIDENTIAL EFTA_00131354 EFTA01273561 UBS Strategic Advisor 4t UBS May 2015 Change in the value of your account May2015(3) Year to date (I) Opening account value $1,712,820.67 $1,721,172.36 With&awals and fees, including investments transferred cut 0 00 -4,260.77 Dividend aid interest income 2,930.43 16,837.29 Change in market value 15,293.36 -2,704.42 Closing account value $1,731,044.46 $1,731,044.46 Account name: Your Financial Advisor: Friendly account name: SCOTT STACK MAN LYLE CASRIEL Account number. Dividend and interest income earned For purposes of tlis statement, teedloilty of interest and dniclend Income has been determined from a US tag repoding penpeclive. Based upon the residence of the account holder, =count type, or product type, some interest ender dvidend payments may not be subject to United states (US) arch Puerto Rico (PR) Income faces The dent months; statement is not intended to Be used and (alma be reled upon for tar purposes. Clients should refer to the applkide tax reporting forms they receive Iran LABS annuity, such as the Forms 1099 and the RarrtS 487, fa tat reporting information II iS the precut of UBS to file the appkatle lex reporting forms with the US Mterni Revenue SeM(e and PR Treasury Department, and in such fonns accurately classify dndends ands Interest attic exerrpt or taxable income. Please consult your indudual tax property May 2015(3) Year to date (3) Taxable dividends 2,929.85 16,834.21 Taxable interest 0.58 2.92 Total current year $2,930.43 $16,837.13 Prior year adjustment 0.00 0.16 Total dividend & interest $2,930.43 $16,837.29 Summary of gains and losses Values reported below exclude products for which gans and losses are not classified. Realized gains and losses Unrealized May 2015 ($) Year to date (I) gains and losses (4) Short term 0.00 0.00 9,809 98 Long tens 0.00 9,032.81 325,140.33 Total $0.00 $9,032.81 $334,950.31 Cash activity summary See Account activity the month tot detals. Balances in your Sweep Options are induded in the cpenng and closing balances value. FDIC insurance *pies only to deposits MUDS bank USA, rot to deposits at UM AG. Starriord french or bank deposits paced through the UBS unteindiond Deposal Account program. SIPC protection applies to money market sweep hold holdings but not bank deposits. Seeimportant intennerion about your stelement on the last tv,o pages a this document for atals May 201511) year to date CS) Opening balances $38,675.25 $6,517.57 Addkiorrs Dividend aid interest income 2,930 43 16,837 29 Proceeds from investment transactions 0.00 106,909.61 Total addrtoons $2,930.43 $123,746.90 Subtractions Professional management fees and related services 0.00 -4,260.77 Funds withdrawn for investments bought 0.00 -84,398.02 Total subtractions $0.00 -$88,658.79 Net cash flow $2,930.43 $35,088.11 Closing balances $41,605.68 $41,605.68 SDNY GM 00020735 CelP7C0O9305671S97NP7003I91539 00072 0S1S 030575004 Y123S68S5000C000 Page 3 of 14 CONFIDENTIAL EFTA_00131355 EFTA01273562 UBS UBS Strategic Advisor May 2015 UBS Bank USA Deposit Account APY Interest period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 $40,028.73 Closing UBS Bank USA Deposit balance May 6 $39,503.91 Number of days in interest period 29 Average daily balance $39,610.11 Interest earned $0 .58 Annual percentage veld earned 0.02% Account name: n • Your linandul Advisor. Friendly account name: SCOTT STACK MAIILYIE CASRIEL Account number: Your investment objectives: You have identified the following iroestment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive In vestment elogibibty consideration . None selected Your account instructions • You account cost bass clefs iP closing method is FIFO, First In, First Out CNP70500305671588 NF70C0I9I 539 C0M 0515030575004 Y12356.3550 COMyGro000201jair 4 of 14 CONFIDENTIAL EFTA_00131356 EFTA01273563 UBS Strategic Advisor T May 2015 Your assets Account name: CHISLAINE MAXWELL Friendly account name: Account number. Some pnces, income andCurrent vaues ShOnn may be approximate. AS 8 its O. OM and losses Ma/ not be eCcurately reflected. See important inioseieeen et/our your statement a the end of Ins dxumeM for more Inform on. Cash Cash and money balances Casts and money balances mat InCli.de avaLkie cash balances, UBS Bant USA depO9t account balances, UBS AG StareSord Branch deport account bdances and money market mutual lured sweep balances. UBS Bank USA deposit account balances are insured by the WC valhn sciatic** limits, but are not protected by SIPC UBS AG Stanford Brant h deposit SC0unl barites an not intufed by FDIC and are not protected by SiFC Money market sweep balances are protected by SEC but age not insured by the FDIC. See the important information about your statement at the end of this doctrnent for details about those balances. Hddng UBS BANK USA UP ACCT Goering tglan« on May I (S) 38,675 25 !anther of shares 41,605.68 Purchase price/ Average price pet Shalt (5) Cost basis (S) Pnce per sheet on May 29 (0 Vdue on May 29 (11 250.000.00 Unredged Hddng gain or loss (1) period 500.00C) 26619 13,309.95 33.030 16,515_00 3,205.05 ST 100 003 25 532 2,553 24 33.030 3,303 00 749.76 ST 600.000 26 439 15,863.19 19,818 00 3,954.81 13.003 37316 485.12 67.960 88348 398.36 LT 13.003 35 393 460.12 67.960 883_48 423.36 LT 35.000 35.502 1,24258 67.960 2,378 60 1,136.02 LT 18.003 34371 618.68 67.960 1,223.28 604.60 LT 15.000 33 338 500 07 67.960 1,019.40 519.33 LT 22.003 32.655 718.43 67.960 1,495.12 776.69 LT 7.000 32.460 227.22 67.960 475.72 248.50 LT Clovng Wilma Price per that Average on Mai 29 (I) on May 29(0 rate DeddencliMerest period Your Pi nandel Advisor: SCOTT STACK MANLYLE CASRIEL Daft in period capmount (S) Equities Common stock Trade Hddng date AECOM Symbol: ACM Exchange: NYSE fan 28, 15 Jan 30, 15 Security total ANALOG DEVICES INC Symbol: ADI Exchange OTC EAL $2,802 Current yield. 2.35% Nov 16, 11 Nov 17, 11 Nov la 11 Nov21, 1 1 Nov22, 11 Nov 23, 11 Nov 25, 11 continued next page SDNY GM 00020737 CHP70303005671939NP7003191539C0CO2 0515 03057%04 Y123568SSOOX000 Page S of 14 CONFIDENTIAL EFTA_(() 131357 EFTA01273564 UBS UBS Strategic Advisor May 2015 Account name: GHISLAINE MAXWELL Priendly accota nt name: Account number: Voue Marini.' Advison SCOTT STACK MAMLYLE CASRIEL VOUE assets Equities Common stock (continuel) Trage Hddng dite hember of dures Payeuse OUI Average pdce per dan (S) Cod bais (S) Price per Mue on May 29 (li Velue on May 29 (S) UnreMzed gaina lois ($) Hddng petiot' Nov28, Il 30.000 32.951 988.55 67.960 2,038.80 1,050.25 LT Nov29, 11 18.000 33.472 602.51 67.960 1,223.28 620.77 LT Nov29, Il 5.000 33.622 168.11 67.960 339.80 171.69 LT Apr 24, 12 30.000 37.567 1,127.01 67.960 2,038.80 911.79 LT kan 23,13 1,056.000 43 209 45,628.81 67,960 71,765.76 26,136.95 LT Apr 22, 13 489.000 42.447 20,756.68 67.960 33,232.44 12,475.76 LT Semait/ loti 1,751.000 41.990 73,523.89 118,997.96 45,474.07 AUTOMATIC DATA PROCESSNG INC Symtd: AD? Exchange,. OTC (Al: 52.493 Cirent yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.510 11484.46 6,302.38 LT Aug 12, 11 4.000 40 955 163.82 85.510 342.04 178.22 LT Jan 23,13 767.000 52320 40,129.93 85.510 65,586.17 25,456.24 LT Apr22, 13 355.000 56.870 20,189.01 85.510 30356.05 10,167.04 LT Security total 1,272.003 52.409 66,664.84 108,768.72 42,103.88 BAXTER INTL INC Symbol: BAX Exchange. NYSE EAI: 13,236 Garent yield: 3.12% lun 20.12 30.000 51.594 1,547.84 66.610 1,998.30 450.46 LT Jun 20,12 17.000 51.522 875.89 66.610 1,132.37 256.48 LT Jun 21,12 29.000 52.077 1,510.25 66.610 1,931.69 421.44 LT Jun 21,12 7.000 51.500 360.50 66.610 466.27 105.77 LT Jun21,12 5.000 52216 261.08 66.610 333.05 71.97 LT lie 22.12 61.000 51.890 3,165.29 66.610 4,063.21 897.92 LT Jan 23,13 768.000 66.658 51,19180 66.610 51,156.48 -37.32 LT Apr22, 13 355.000 69.318 24,608 00 66610 23,646.55 -961.45 LT Sep 19, 13 74.000 72.165 5,340.28 66.610 4,929.14 -411.14 LT Sep 19, 13 6.000 71.875 431.25 66.610 399.66 -31.59 LT Sep 19, 13 3.000 71E80 215.64 66.610 199.83 •15.81 LT Sep 20, 13 47.000 71.987 3,383.41 66.610 3,130.67 -252.74 LT Oct 3, 13 154.000 64.600 9,948.49 66.610 10,257.94 309.45 LT Security total 1,556.000 66.094 102,841.72 103,645.16 803.44 BEACKROCK INC Symbol: BLK Exchange: NYSE EAI: 43.244 Cirent yield: 2.38% Oct 5,12 7.000 189.932 1.329 53 365.780 2.560.46 1230.93 LT continue(' next page CNP70005305671590NP7000191539 00002 0515 030579304 VI 23568550 CeelielYGAil0002leine 6 41 14 CONFIDENTIAL EFTA_00 131358 EFTA01273565 (SUBS UBS Strategic Advisor May 2015 Your assets . Equities . common stock (continued) Purchase nice Trade Mambo Average pace Price per share value on Unrealized Plddng HdOng date of snares per share (I) Cost bans (S) on May 2901 May 29 (1) gain or loss (0 period Oct 5, 12 3.000 187.820 563.46 365.780 1,097.34 533.88 LT Oct 5, 12 2.000 186670 373.34 365.780 731 56 358.22 LT Oct 8, 12 8.000 188 783 1,51027 365.780 2,926.24 1,415.97 LT Oct 9, 12 15.003 189.186 2,837.79 365.780 5.486.70 2.648.91 LT Oct 9, 12 2.000 189010 378 02 365.780 731.56 35334 LT Oct 10. 12 3.000 187.720 563.16 365.780 1,097.34 534.18 LT Oct 10.12 2.000 187 670 375 34 365.780 731.56 356.22 LT Oct 10, 12 2.000 187.995 375 99 365.780 731 56 355.57 LT Jan 23,13 224.030 236966 53,080 41 365.780 81,934 72 28,854.31 LT Apr 22, 13 I04.003 251093 26,113 69 365.780 38,041 12 11,927.43 LT Sectsity total 372.000 235.218 87,501.00 136,070 16 48,569.16 CALIFORNIA RESOURCES CORP Symbol- CRC Exchange: NYSE EAI: 98 Current yield. 0.26% Feb 12, 14 59200 8030 475.39 7.850 464.72 -1067 LT Feb 12. 14 46.803 8.033 375.95 7.850 367.38 -&57 LT Feb 12. 14 12.200 8034 58 02 7.850 95.77 .2.25 LT Feb 12, 14 2.800 8.021 22.46 7.850 21.98 -0.48 LT Feb 13. 14 44.003 8023 35304 7.850 345.40 -7.64 LT Feb 13, 14 27.200 8.007 217.81 7.850 213.52 -4.29 LT Feb 13, 14 13.203 7.977 105.30 7.850 103.62 -1.68 LT Feb 13. 14 2.400 7 983 19.16 7.850 18 84 •0.32 LT Feb 14, 14 133.600 8_310 1,110.31 7.850 1,048.76 -61.55 LT Feb 18.14 45.600 8 366 381 49 7.850 357 96 •23.53 LT Security total 387.000 8.163 3,158 93 3,037.95 •120.98 CATERPILLAR INC Symbol. CAT Exchange. NYSE EAI: 13,108 CLorent yield- 3.28% Jun 19.13 72.003 84 718 6,099 75 85.320 6,143 04 43.29 LT An 20, 13 121.000 83.141 10,060.15 85.320 10,323.72 263.57 LT .1‘41 20, 13 78.003 83030 6,47639 85.320 6,654.96 178.57 LT Jun 21.13 204.000 82.504 16,91244 85.320 17,405 28 492.84 LT Jun 24, 13 111.000 81.517 9,04846 85.320 9,470.52 422.06 LT Jun 25.13 73.000 82 154 6,01186 85.320 6.228.36 216.50 LT SONY Ga°6661ffitdPeg* C NP7C003305671591 NP7003191539 wow 0515 030575004 Y123 568550 000000 Pag• 7 of 14 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00131359 EFTA01273566 *U BS UBS Strategic Advisor May 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 14mincial Advisor, SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Haring date Mater of shares Purchase pow Average PIkt per dime (S) Cost basis (I) Price per share on May 29(S) Value on May 29 (S) unrealized gain at loss ($) racing peered Jun 26.13 69.000 82259 5,675.90 85.320 5,887.08 211.18 LT Jun 27, 13 141.000 82.951 11,696.12 85.320 12,030.12 334.00 LT Jun 27, 13 7.000 82.925 580.48 85.320 597.24 16.76 LT An 28.13 169.000 82.774 13,988.92 85.320 14,419.08 430.16 LT lui 1, 13 65.000 82.781 5,380.78 85.320 5,545.80 165.02 LT Security total 1,110.000 82/321 91,931.25 94,705.20 2,773.95 COK GLOBAL INC COM Symbol: COK Eichange: OTC EAI: 4204 Current yield asins Aug 4,11 48.667 18379 894.45 53.290 2,593.45 1,699.00 LT Aug 12, 11 1.333 17.775 23.70 53.290 71.05 47.35 LT Jan 23,13 255.667 22.709 5,806 16 53.250 13,624.48 7,81832 LT Apr 22. 13 118333 24.684 2,921.03 53.290 6,305.98 3,384.95 LT Security total 424 000 22.748 9,645.34 22,594.96 12,949.62 COLGATE PALMOLIVE CO Symbol. Cl Exchange: NYSE EAI: 32,292 Current yield: 2.28% Aug 4,11 17480r/ 41.632 7,244.05 66.790 11,621.46 4,377.41 LT Aug 12, 11 4.000 42.450 169.80 66.790 267.16 97.36 LT Jan 23,13 910.000 54.240 49,358.63 66.790 60,778.90 11,420.27 LT Apr 22, 13 420.000 59.788 25,111.32 66.790 28,051.80 2,940.48 IT Security total 1,508.000 54300 81,883.80 100,719.32 18,835.52 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 4335 Current yield 0.76% Ian 28,15 500.000 90.411 45,205 72 88.690 44,345 00 -860.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28, 500.000 31.942 15,971.36 40.060 20,030.00 0%64 ST Jan 30,15 250.000 29 431 7,357.75 40.060 10,015.00 2,657.25 ST Security total 750.000 31.105 23,329.11 30,045.00 6,715.89 GEM- MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,312 Current yield: 3.13% Aug 4,11 191.000 36265 6,926.77 56.150 10,724.65 3,797.88 LT Aug 12, 11 5.000 35.754 178.77 56.150 280.75 101.98 LT Jan 23,13 1,001.000 41.387 41,428 89 56.150 56206 I 5 14,777.26 LT Apr 22, 13 464.000 50287 23,333.21 56.150 26,053.60 2,720.39 LT continued next page CNP7001:0005671692 NP7000191539 00002 OSIS 030575004 VI 23568SSOONOW_Ght0002Arne 8 of 14 CONFIDENTIAL EFTA_00131360 EFTA01273567 UBS Strategic Advisor sUBS May 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Finandal Advisor: SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) TIJO Irddng dal., Write. of sham Purchase price Average price per shame (S) Plitt per share Cost bads ($) on May29(11 value on May NW Unrealized gain or loss (S) HOking period JIM 17, 13 148.000 49739 7,361.45 56.150 8,310.20 948.75 LT lun 18, 13 73.000 49.836 3,638.07 56.150 4,098.95 460.88 LT Security total 1,882.000 44.031 82,867.16 105,674.30 22,807.14 JOHNSON & JOHNSON COM Symbol: JN.1 Exchange: NYSE EAl: 43,198 Current yield: 3.0CP/0 Aug 4,11 123.000 62377 7,672.38 100.140 12,317.22 4,644.84 LT Aug 12, 11 3.000 63.730 191.19 100.140 300.42 109.23 LT lan 23,13 642.000 72.736 46,696.71 100.140 64,289.88 17,593.17 LT Apr 22, 13 298.000 84.721 25247.10 100.140 29,841.72 4,594.62 LT Security total 1,066.000 74.866 79,807.38 106,749.24 26,941.86 MCDONALDS CORP Symbol MCD Exchange: NYSE EAI: $3,461 Current yield. 3.54% Aug 4, I 1 95.000 84.969 8,072.06 95.930 9,113.35 1,041.29 LT Aug 12, 11 3.000 85.910 257.73 95.930 287.79 30.06 LT Nov29, 12 8.000 86.456 691.65 95.930 767.44 75.79 LT Jan 23,13 555.000 93.053 51,644.75 95.930 93,241. I 5 1,596.40 LT Apr 22. 13 255.000 99318 25,326 32 95.930 24.46215 -864.17 LT Sep 19, 13 78.000 97.879 7,634.63 95.930 7,482.54 -152.09 LT Sep 19, 13 22.003 97.425 2,143.36 95.930 2,110.46 -32.90 LT Sep 19, 13 2.000 97.830 195.66 95.930 191.86 -3.80 LT Security total 1,018.000 94269 95,966.16 97,656.74 1,690.58 NEXTERA ENERGY RC COM Symbol: NEE Exchange NYSE EAI: $3,579 Current yield:3.01% Aug 4,11 134.000 52.960 7,096.75 102.340 13,713.56 6,616.81 LT Aug 12, 11 3.000 52.530 157.59 102.340 307.02 149.43 LT Ian 23,13 700.000 71.610 50,127.21 102.340 71,638.00 21,510.79 LT Apr 22.13 325.000 79.757 25,921.06 102.340 33,260.50 7,339.44 LT Security total 1.162.000 71.689 83,302.61 118,919.08 35,616.47 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,907 Current yield: 3.84% Feb 12, 14 148.000 88.959 13,16596 78.190 11,572.12 -1,593.84 LT Feb 12, 14 117.000 88.989 10,411.82 78.190 9,148.23 •1.263.59 LT continued neat page SONY GM 00020741 CNP70003005671593NP7000191539 00002 (615 0305750041'123568550000000 Pogo 9 of id CONFIDENTIAL EFTA_00131361 EFTA01273568 SUBS UBS Strategic Advisor May 2015 YOLK assets b Equities . Common stock (Continued) Hdring Trade date Molter of charm Purchase pace Average Oa per share (5) Price per share Value on Cost basis (S) on May 29(1) May 29 (1) Uniealized gain or loss (S) Hddng period Feb 12, 14 32.000 89.002 2,848.07 78190 2,502.08 -345.99 LT Feb 12, 14 7.000 88857 62200 78.190 547.33 -74.67 LT Feb 13, 14 110.000 88885 9,777.41 78.190 8,600.90 • 1,176.51 LT Feb 13. 14 68.000 88.708 6,032.19 78.190 5316.92 -715.27 LT Feb 13, 14 33.000 88369 2,916.19 78.190 2,580.27 .335.92 LT Feb 13, 14 6.000 88.421 530.53 78.190 469.14 -61.39 LT Feb 14, 14 334.000 92.C65 30,74982 78.190 26,115.46 -4,634.36 LT Feb IS, 14 114.000 92.677 10,555.23 78.190 5,913.66 -1,651.57 LT Security total 969.000 90422 87.619.22 75266.11 -11,853.11 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 33.243 Current yield:2.91% Aug 4,11 115.000 63.979 7,357.65 96.430 11,089.45 3,731.80 LT Aug 12, 11 3.000 63.023 189.07 95.430 289.29 100.22 LT May 16, 12 6.000 68.535 411.21 96.430 578.58 167.37 LT Oct 24, 12 1.000 68.690 68.69 96.430 96.43 27.74 LT Oct 25. 12 2.000 68810 137.62 96.430 192.86 55.24 LT Oct 26. 12 1.000 68.890 68.89 96.430 96.43 27.54 LT Oct 31. 12 1.000 69.370 69.37 96.430 96.43 27.06 LT Nov6, 12 1.000 69.370 69.37 96.430 96.43 27.06 LT Nov7,12 1.000 69.150 69.15 96.430 96.43 27.28 LT Nov8, 12 2.000 69.090 138 18 96.430 192.86 54.68 LT Jan 23,13 699.000 72.166 50,444.31 96430 67,404.57 16,960.26 LT Apr 22, 13 322.000 82.251 26,484.85 96.430 31,050.46 4,565.61 LT Security total 1,154.000 74.097 85,50836 111,280.22 25,771.86 PROCTER &GAM3LE CO Symbol: PG Exhange: NYSE EAI: 13.007 Current yield: 3.38% Aug 4, 11 118.000 60.103 7,092.22 78.393 9,250.02 2,157.80 LT Aug 12, 11 3.000 60.896 182.69 78390 235.17 52.48 LT Jan 23,13 619.000 69941 43,293.73 78.393 48,523 41 5229.68 LT Apr 22, 13 286.000 81332 23,261.18 78.390 22,419.54 -841.64 LT Apr 24, 13 108.000 77.762 8,39832 78.390 8,466.12 67.80 LT Security total 1,134 000 72.512 82,228 14 88,894.26 6,66612 continued next page CNP70003005671 594 NP7000191539 00002 0615 030575004 VI 2356855003~yGitgootam 10 of 14 Account name: GHISLAINE MAXWELL friendly account name: Account number. Your Kaancid Advisor: SCOTT STACK MANYLYLE CASRIEL CONFIDENTIAL EFTA 00131362 EFTA01273569 *UBS UBS Strategic Advisor May 2015 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: Your Financial Advisor: SCOTT STACK MANI LY LE CASRIEL Your assets Equities . Common stock (continued) Hci Ong Fainter of shares Purchase price Average price Price per share Whir on Unedited HolcIng per sham (S) Con basis (SI on May 290) KW 29(1) On or loss (t) period TRAVELERS COS NOTHE Symbol: TRV Exchange: NYSE EAI: 42,811 °Arent yield: 2.41% Apr 24,12 20.000 63.432 1,26864 101.120 2,022.40 753.76 LT Apr 24,12 4.000 63350 253.40 101.120 404.48 151.03 LT Apr 24,12 1.000 63.560 63.56 101.120 101.12 37.56 LT Apr 25,12 10.000 63.520 635.20 101.120 1,011.20 376.00 LT Apr25.12 10.000 63.617 636.17 101.120 1,011.20 375.03 LT Apr 25, 12 10.000 63.659 636.59 101.120 1,011.20 374.61 LT Apr 25, 12 2.000 63.545 127.09 101.120 202.24 75.15 LT Apr25, 12 2.000 63.645 127.29 101.120 202.24 74.95 LT Apr 25.12 2.000 63.745 127.49 101.120 202.24 71.75 LT Apr 26,12 5.000 63.928 319.64 101.120 505.60 185.96 LT Apr 26,12 2.000 63.920 127.8d 101.120 202.24 74,40 LT Apr 26,12 2.000 63.930 127.86 101.120 202.24 74.38 LT Apr 26, 12 1.000 63120 63.72 101.120 101.12 37.40 LT May 1, 12 15.000 64.637 969.56 101,120 1,516.80 547.24 LT May 1, 12 6.000 64.715 388.29 101.120 606.72 218.43 LT May 1, 12 6.000 64.975 389.85 101.120 606.72 216.87 LT May 1, 12 2.000 64.850 129.70 101.120 202.24 72.54 LT May 1, 12 1.000 64.820 64.82 101.120 101.12 36.30 LT May2, 12 7.000 64.374 450.62 101.120 707.84 257.22 LT May 2, 12 4.000 64.410 257.64 101.120 404.48 146.84 LT May 2, 12 2.000 64.320 128.64 101.120 202.24 73.60 LT May 3, 12 4.000 64.960 259.84 101.120 404.48 144.64 LT May 3, 12 2.000 64.675 129.35 101.120 202.24 72.89 LT Maya, 12 2.000 64910 129.82 101,120 202.24 72.42 LT Jan 23,13 629.000 77.560 48,785.62 101.120 63,604.48 14,818.86 LT Apr 22.13 290.000 84.719 24,568.68 101.120 29,324.80 4,756.12 LT May 22, 13 111.000 83.807 9,302.58 101.120 11,224.32 1,921.74 LT Sectrily total 1,152.000 78.533 90,469.50 116,490.24 26,020.74 continued next page SONY GM 00020743 0.1170001005671595 NP7000191539 00002 C515 030575004 Y123568550000000 ►age 11 of 14 CONFIDENTIAL EFTA_GD131363 EFTA01273570 S UBS UBS Strategic Advisor May 201R, Account name: GHISLAINE MAXWELL Fuie nclly account nane:Ind Account number Your FinendS Advisor, SCOTT STACK MAN LYLE CASRIEL Your assets Equities rotons, Common stock (continuel) date matte of shares Purcnme pneu Average pnce N. the., (SI Pnce per 'nue Cou bath (SI cri May 29(S) VAN on May 29 (1) uruedned HchIng gin or lost (S) priori »LINXINC Symbol: XLNX Exchange:OTC GAI: 12,230 Curent yield: 2.62% Sep 7, 12 25.000 34 770 869.27 47.420 7,185 50 316.23 LT Sep 7, 12 5.000 34.846 174.23 47.420 237.10 62.87 LT Sep 10, 12 37.000 34.845 1 289 29 47.420 1,754.54 465.25 LT Sep 10, 12 3.000 34 660 103 98 47.420 142.26 38.28 LT Sep 11, 12 20.000 34.853 697.06 47.420 948.40 251.34 LT Sep 12. 12 18.003 35.006 630 I l 47 420 853 56 223.45 LT Sep 13, 12 21.003 34.886 732.61 47.420 995.82 263.21 LT Sep 14, 12 19.003 35 536 675 19 47.420 900.98 225.79 LT Sep 17, 12 7.000 35 151 246 06 47.420 331 94 85.88 LT Oct 24. 12 3.000 32.523 97.57 47.420 142.26 44.69 LT Oct 25, 12 5.000 32.522 162 61 47.420 237.10 74.49 LT Oct 26, 12 3.000 32.776 98.33 47.420 142.26 43.93 LT Oct 31. 12 1.000 32.770 32.77 47.420 47.42 14.65 LT Nov 1, 12 2.000 33.360 66.72 47.420 94.84 28.12 LT Nov 1,12 1.000 33.520 33.52 47.420 47.42 13.90 LT Nov 1, 12 1.000 33.530 33.53 47.420 47.42 13.89 LT Nov2, 72 1.000 33.550 33.55 47.420 47.42 13.87 LT Nov 5,12 1.000 33.190 33.19 47.420 47.42 14.23 LT Nov6,12 3.000 33.886 101 66 47.420 142 26 40.60 LT Nov 7, 12 2.000 34.025 68.05 47.420 94.84 26.79 LT Nov7, 12 1.000 33.910 33.91 47.420 47.42 13.51 LT Nov8,12 4.000 34.032 136.13 47.420 189.68 53.55 LT Nov8,12 1.000 33.860 33.86 47.420 47.42 13.56 LT Nov28. 12 4.000 34 312 137.25 47.420 189.68 52.43 LT Nov28, 12 3.000 34.410 103.23 47.420 142.26 39.03 LT Nov29, 12 15.003 34.583 518.75 47.420 711.30 192.55 LT Nov29, 12 3.000 34.493 103.48 47.420 142.26 38.78 LT Jan 23,13 1,087.000 36.805 40,008.01 47.420 51.545.54 11,537.53 LT Apr 22.13 502.000 35691 17,917.23 47.420 23,804.84 5,887.61 Ur Secttity lote 1,798.003 36.246 65,171.15 85261.16 20,090.01 contoued Oext page CHP7ODC0305671596 NP7000191 539 1:0092 0515 030575004 V123568550 ODIEMyGm000215tmig 12 of 14 CONFIDENTIAL EFTA_00131364 EFTA01273571 $UBS UBS Strategic Advisor May 2015 Account name: GHISLAINE MAXWELL Friendly account name:Ind r Account number. Your PI nandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Total Total estimated annual income: Your total assets Common stock Contmu?di rglthate PriCd Hunter Average pace of shares per snare (I) Coo basis ($1 Price per share cn May 29 (1) Vdue on may 29 (1) unrealzed tiokIng on a loss (S) period $45,470 Value on May 29 (S) $1354,48847 Portents). d your account Cost bass $1,689,438.78 evirnated annual intone (11 8334,95031 untosized clamor loss (0 Cash Cash and money balances 41,605.6$ 240% 41,605.68 Equities Common stock 1,689,438.78 97.60% 1354.488.47 45,470.00 334,950.31 Total $1,737,044.46 100.00% $1,396,094.15 845.470.00 $334,950.31 Account activity this month Date Actitsty Descry:Mon Amami (1) Dividend and interest iecome Taxable dividends Taxable intefe:,:z Money balance activities May I Dividend GENL MILLS INC PAID ON 1882 828.08 May IS Dividend COLGATE PALMOUVE CO PAID ON 1508 573.04 May 15 Dividend PROCTER & GAMBLE CO PAID ON 1134 751.73 May 20 Dividend CATERPILLAR INC PAO ON 1110 777.00 Total taxable dividends 02.929.85 May 7 Interest L/B5 BANK USA DEPOSIT ACCOUNT AS OF 090915 0.58 Total taxable interest Total dividend and interest income Date Activity DeSCripben 50.58 $2.93043 Amount (S) Apr 30 Balance forward S38.675.25 May 4 Deposit LIBS BANK USA DEPOSIT ACCOUNT 82808 May 7 DepOSit 1.1B5 BANK USA DEPOSIT ACCOUNT AS OF 05106115 0.58 May 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 1324.77 May 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 777.00 May 29 Closing UBS Bank USA Deposit Account $41,605.68 The UBS Bank USA Cepout Account is your primary sweep colon SDNY GM 00020745 CNP70309305671597 NP7000191539 C0002 0515 030575004123568550 000300 Page 13 of 14 CONFIDENTIAL EFTA_00131365 EFTA01273572 $UBS Your notes CONFIDENTIAL EFTA_00131366 EFTA01273573 Important information about your statement UBS HumidWet« Inc (re rim a UBS WerraI grimes). is a ment« of al pircparearity. carrnocIty aid coons e4sanges UBSfnaICNlSavicesandlB5Ban1.USAae Nina tiubtairas of IBS AG and affiliates of LEIS Smite% LC ref revs filarial sooner« it ~Obi upon «west the hints exectew «Ices ae at LBS Fouled Swiss he 1200 Harbor Bra nod ~hank en NI 07086 This statement reprearcsthe lay Octal recta of pm UBS Fnalla Saves acosunt Other regards. except on oat re document. conuhng caret-mg data should no< be «bed up«, tf you Won? town» enact oeushon. please noon ri ~direly n ming to reltrasch Mattair of the once sermanour amount Altcogh al App, teem are 'melded b be aino. gagmen daa grid rot be uSed for tar papers tet solely on yeaiend it Ian Pe 90441 1099. 5498. 10425. oho) dem peeping tour tunorm term is reaper by Ian to upon tore RS al orb le Orden& «tonal. non Isuble dvdors ad iamb« mew earned en secuntes held n par acct." net proceeds on salt tranuctems, rd cost baronemail crewed »awes Cammunicitions WIIhUw Firm • please toxaemia-ix oral oinnixatens in wrung to furrier protect your niits nobding you* rights under tie X•arres ewe'« Pnitanin Act (Spri) • f Tefnmoiinstntbon oath. top Mt ri the Irma of not Ilierrwril it not MS Franca~ UBS Ferret Sentencing you acoxert air:Wren teeter by ~geometer> the Mated murton We Wormed sou of this reotionshp Non you opened this account in this care ma heels ans teurin re bated a les ~oaf Sinews aid not the atroducar broker ar you must ~antral of my ma or omasbn to beta nom All aCCOurc sure errs shall be deemed complete ad acetate d Iii objectedto n ~Or tarn 60 dos • rear dired amen« au-relates a "urn to the Irrni Client deldom Norman ae 201.352.1699 or tokbo • 000-3544103. 8 00AM to 6 03 Pad ET ~day through ardor. a in going to uBS mama 5449.:4111C. Clem Riettions Copatrnant PO Box 766 Urn Cry NI 07037 • n case ol errors« 9...910345 about an ekcoomc &MS trend« arg Rip paymmt «Unitas debit card 11439.92KoS, Call 600762.1000 a sura( to Le3SFriancel Semas eta IOW Harbor exid 6th I ba. ~Mr. N) O7006. Ann IMAISSA Demon Cal a miter soon as putan do:vernier:or Fawner Or recept 6 surort a if you need more Mutstab n root atrarofee cn the statement of reap( The Fern ce cid stow (as atplOble) mun hetbom yam 90 yeller 60 days alter the erns sent you the kst summer on Moth the «ra or problemmowed - terwide sow nine ad .1C0x311 meter (8 iii - Derrite the mor or the taster you se «owe raft rd rota» as dearly a you can nhy you We« A is as mor a ery you need mete nIcernatim - Fronde te dollar anion of tire tweeted ma The Fiwn or Cad 69ktr wise iwestigate you-coreibire ad willco:Tea any «rot pronptly. Pleas make al reeks pasta to To Foror to finsicif miaow ndoaed cn the front of this slannent hart en to rogukt account fees. axoung may be tuba« to mailroom fees charges l« too potent for serum« purchases aidcharges frurad anoints is car, azoints Accounts rat are tralsferred 10 other reStArtens may be edlig to a basler lee. UN Sweep Options UBS oners °peals ler sweeping car barren toaMiCeS 10 bank depots as tesen LISA and UtS AG Stanford limit (Bark Swop hogramt «way market may fund, (Monet furs) adze horrettinal Depose Aim C0Alkor outwits win at nonrated Akio^ Management Amount Tocugh rear* Sweep «vans can baldus are 5~053 WS Bat USA up b r estabIlhed lent ad thee te U3S AG Starker Barndi a a Wary Furd Deposes at tss Bat USA ace WC enured n aCCOrdaXe with few: rules For Mal Henn:~ please ned now ISM 9>w Deposits a tas AG kallad ranch and ram d Miry Furs Gena nited by the CDC. Trough the OA Addable to can bastes at serape to depose accounts a LOS AG Neweek Brar.dialt1 IBSAG (Oman Bona> Ther deposrls are no< nued by the FIX Balances heU a the IISAG Comm Brash are Unsporaily erpoud to the moraagn riea of theCapri Idandt and rere å rn guarare a other Os Nairn of t85 A6 >a way thebalms whie on the LIES Comas's Brach's boas Deposits a UBS Bar USA ar each UBS AG Brach new pitleand by SIC Money Fund Shies arepearledby WC See 'WS Tinrcul Servers Account Fitter:Pon' below. Upon pur agar,, baton:es ute Bat Swap Programs or DA mar be wthatrin aid Owes of a Wary fund maybe Aquidree, rd the proceed: neoned to you <4 yes ~Wes wow fume Mono. rout »slate sweep optuns. twang urrom nowt rates aa sickly 6 »mitt* a was W>serrinwepyieels Iron your inuti ~or a De (tang 8003624000 UK Financial Swabs deans protmeien The Fern is anisette( el the Searches Dina Protection Cetera«, (SPCT tench pretty-user-mks roams of es mentors tes to 1500000 (nAbdo; 1250.000 for dams tor oar) The SSC are ;oxen«, tenet apish to 414Ca944$ thayou Mid n apalcula~ The Firm together wth «non alliki« has eh> purchased :topknot:0 reinecien The ~mum anoint payable to all NOW ckno. conferral/unfree; pratdon o 5503 mion as of Norte tO. 2013 Wood tote poky «edition and ~If oar at re Fornråfurther protected fa up to II 9 mean n the ane9ate ta all you axonts held n a pantry capaay A full espy of re poky waning 6 /MUM, ki440 Thp SIC protector aid te supple~ai toga-ten both do not Sthr to • Cement nand tarts controlled by (and hduded fly« no" value) but held away rom LEIS f Servion g man <Poach aUBSBak 0) car MU% AG Stanford brans. OD oscine ferricts nicking wore rruhour ar WY twos of mutual 1"h waxen sat, shares re registered dreary n the ornerier amine hob« ce the books and records of the rplabke era or urger agent/ • Conan nenantm contexts or ~rem nemesis (9 g . Inland paraships and «vat plaiments) tut ere ner registered Urdy the SedarbeSAcl of 1933. aid • Conn:411"conirxil W 9. foray and age al predcus neat antocig. nadir futures amnia and comworMY pled eontraCts The SF< protection arid the ooplerrontal ~en do not mpg to these assets eon A rep otesnme appeacnarxr steamer% The SFC proterm and the appWrwit protecon do rot treed *pent changes in the market valed yov reestnents ~Ow as a result d norm nosernint. mu« bagnancY of otheeww) More iXonnaon s ratable...en request Yak may ',bun more 'stoma:en about WC. hdudng the SFC Brodie. by «nixing WC at 202-M4300« by eaten tie SP( ont0544 0~9044V Dieidend Itekreeiment Program ORTP) recite renter 6 al attar Once YOU may °Man the actual Pete horn your brodi Abr.« Only %trek shies are preased want OA P. partial shares wie be soil and die cash ml be decreed et me amours redo:lend ronegitere prose »poled by the issuer may lifer from the milt ;So at whet the pstg. Tan in sold ~beau Coifmere ones may be held in was noun r you re enter to atonal~ 33 asearl: of a (Svidend wren or otherwise, te firm wit ether »4 partial tries al market rice a accept an wow detentred by a reorsored clearer epoxy. ant ate« you aariunt Investment °bleak« The mermen, obscures air nt prof rare specific to ear account arid may wry women Rem free the inn pommy in meng of any Korean, «grope h your fnanca storton a treestiroM ~yes For ear aceoure held. you choose one of te fe loweg ~Omen obartes • Arab« Dame "come mmenents swain; the generalkm of :room. only • Athirst alsoDUPplinacion ewennents seeking groyah oe plexpal MI« thane gennaen 01 MUM • ~See Co rntonafion of Income and Can& APPennotn inesenarts teen breh To generalel of race aid 9"owth 94 Fencer 0~3 risk pitfalls • Consenter, Seeks to manor bra pilpil web low risk ald vela lily to the axon merit Pen d ma means the roam does not gnieralesaandant incomeor Mumsaid may nce keep pace wit bd Ivaco • Acetone Wiling to acam son» rig to 011494 ad rime ~nodality» Fr hirer ratans • Ames!~ Nang to acepl hgh ngt ter Prwal ad hgh Watley» sect NO tegument< time Sestanentreruseborier We fry o>nsoklate al related acorn, statements whh the an* films nie sane envelope acommesrruy Demisted Ice this p/TOSe Drawee they haw owner:mho in manor pal mote rgaionshos wash errs dents at the sale add's.» Th6 plaice 6 known as "hogneteldng 'Nat, pax to mane imdkifuai surarents mailed n rare CONFIDENTIAL onnecom — sou may dicifne harehokleg by ding your FrtnoaelAdvSol Friendly ~um name lle•fnerrig account none reflects rifternien dot you entered on the Hrn's online Sevues retinae It 6a customizable rnokrumer chosen by you » auM you nib your nrorterp•-g n P.m no kid effect on your nowt YCke On 019194 pit Frrttury xcan flaws. through Otter Stews a bai ~awl >4.919nancelA0.944 Amount weiviow • realm of Seal Keountrporack Net 01 assets and ledtes • Asia marks nark COT batman natant« reamed »why Unt aid Groin, Tine Deposits, unrealized marks to Mate,. and Retail asas rat held byre km Does not nobdeutonced sioultelasseits a re er of the prow and wee« tiatenerm tends. a Perri kweseneme wowed itch col tea and ~ChMle stod opium • CidOrkteS riClideS Oat D313126. CulStaiding ~get loans. credit We. shat accoum bates • patrimony Pawn Toes of minions ~lab» cat bioetts, plus LOS Brit USA deposit balron beS AG Stadsed Branchdepose balances and mart make wowed Imo sweep biro« a the dose of the statement pMbd Honour/no:Hy bee Credit bounces h your rani at not segregate re orfm erabalm« rite Emma,/ use aga these hots ie ordiwy course of its Wines, 'Rose funds .tepaydbie i.pon demand The 101146 incladed in MO corm Need dinar value Lending information Ike dask] eicematon on 910 r4.5 1e4449 pis" as and diaoart M« to sovC hem Rteaii, det Agretern or Acorn Agenvent aid the General Tenn ad Carron USS Station% of (retie Nero, marble n agnexca'S ern' 0cacouree Jiro nix etnyanc»,9491,9mi Yee rtints Yes staketioil emcees Seosrtes and other »Sets held n the amount a the end el the gatemen peek( You mar at fee mime d luesrparl worst a ate tr99 You may r«eike seareies used a loan collared ate PeOrgialinn batancedoe on rent Any mono« tana tered e> the dung the summit pelod ate line t aria Maas of the sud of the statement penal • CMbask n dettenhng the cog basis of the stortheS ti ded n the statement. Sh e? flitted wits he numb« -I.' UBS Firunrl Sevashas wiled on 'Minna, ion oblaird frail sources other !Dars las finandel Weeks. nettling nraernakin Ism arrant: IT 0, tat you may hie provided to rut hrmCa /Ova« The Finn does not ~pendently way or guar-net* nay a Wiryof any arm: son proncird. by sources or« tan USSFewicral Sentes an adorn«, Stour UBS Shand., Sankt: gernrally update d6 ef ormahm as e 6 reCeutd tie inn does sol (*hide any ~roes rat tie nf «maims sexier Cost bah' aid gaisbn" is annex a of re die Of This 9240ifoll Ac Sudi please do net rely en tå informal:olio make «ochre er We degrees 9:4 Ise purposes a olsensice ~rib Cantered to thee ern mayrelied guiribss nioorms, orly for the panda time They are held a the Firm Morehihortrif rilarnaral CM be added by youFaunal' Ade6Or • Unwanted gairerlowea rhre dta t watt. 49retrea Jr-raised ear.al .SK ere (.143:4141 fee SDNY_GM_00020747 EFTA_00131367 EFTA01273574 Important information about your statement (Cantered) MaraMooney Ins The taxation data fa kelioral lot mayor may not ref att anmissons chages motor seamy reorswocation errs (friend ael odor remoras** lots and sorra* purr' let at eat ambnid to dare one ayeased et the • lr ad. axe' corm presents the Pivot Orates, Valero • coral. narties Bonds and porta stock ma me issue: tall for ea mammon wol berated erpriate by lot Men amcog al terms of that 69-re Iran out nano a n txmoto n ere for o.s Mots Cat Mare 'orra is oared from that palm aid Os rural rs not granted Otte call Mares Fryer reh could rat yea complete olormalnal begirded *pen reared • Cracow et deposit (CDs) (Cs are lir mod opt 12SOO:0 n pampa' aft gourd nitre/ pa depositor rd per depoway rliNlr. n a06 dais with iDu: ndes • pricsavalue Fees &rod fa $40reaef aid Otte Produds mat be hror ce bowtics to ace that you Yererl It a2ualle reCteve in the mart PrCeS are Waned Iron vanxn red party %Wen Medi we bolster. to be relate but we do not gases leek a:cracy - Wo ripely motor dosng pronto, aealthf? a ten axon or the bid and ask Aces Ice laced SeantieS and optunorcnybd SKS lor OTC wart vs - Lot nine traded warts maybe priced uing a rata on model a tom, ream pia we Maned a-amanot rel lea an rug makes price or math - Cenanpostkns may £pea wiliCut a pale and sill shoo/arose was not mailable Awe are salable to obtan a gene for a security - Oran a Searles darns& n anenoes other tan u S dolts are al WO a the co d urge rat as of the earrunt date - For oenan 'errs vadem mmrkafolmng deremnattos. ace and quarry dace valet) may hae been Spaeth° ladle:no proper-swarm To obtain saint ant.valt "AM ratable. coax you Franca roof • Meals Intinammla and Muddiedproducta entalt ineitmert secures Cnclidng direct priedpaion progran aid rya' estate n*Innem nun saunas) and structured peoluas >Marry hghly Sea d (elan neuctied prods! s hart nor barn roaelorod wet it. Seandes and &mange Cann sten a under any state ?MIMS WO We role esimaed vases fa wire me/mat scrum ad stutter prodsms for arms maroon only Acassfe not 9Unn1. 44 - ihe*V2i1X5 mayddier Sthetantally kern Mai, if any al With average mostenert away a SlruCtured police marls tcoVit a tad aid do not necesnly spleen, the wale yea May Mast upon ICuldaoo - Med pry eamaes of via are as of a aeon ere aid at implied 10 UleS Mara Savers on a recur boo by an naperent volition Imo truer. royal PaTer Ce wafer rowed rat d any. awe stapled to te rem by to mum general paver a 'pros and may be Calaraled based on defer Nervation from that used by tend wit to dry thee estimated vans - You can obtain ad/kb:nal mama in regaling the reetrology used to determine the erre of via and Medico of the hfonnovon that is Me ban fir the entre by ainaang tour Wolfed maser - Thrd par esanated era may be reflected as 'Not anted' n sera smarm when an alepentent valuabio Iry Anson %pored snood:It ba afar a vaS0 when we boar areare Thal a rniOnit wort hat cecaredtha nay calla trevitusly reported voila No (SOUS Cr wtten a oak* noire hgttly fpecutawe duo to the nave of the essay - Mhen nada an Ova general prow a sponsor Pirated vibe not 3tirdpalyeslased rue is prOvded terra me tray we bearer tan as girding. pro - -Coarbutiorn to date' may nava rat of ralat mane a both - • On'inahne sr' crescent lie Meal olleting price per wit anSmay not reeled you cost bath • ItinteiCted Satin Restntted trades retry at not anyntey SOS fa stalc Salo IRS indexed Stress uses the matte price of the semetriar sod( a the sane osua a at muted vale toe the reared arc Pe purposes of Ms ukase pi on* To the oar that reflected settle it eligble for sae. tie calateSeleed may be subourotity lets Than the impaled add. show+ • Est. 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An tstinate Wilma name is based on corm indeed and trod rats. awing to acuities will be held for one yea from rement date or ate inSirely The estirate d mkt a guideline. aCCuraCy rid Witriued Mame se not yds acted - Ellindad arnui same and em It yield for anal Veto' worm mold name a fern of reintna or C41114 Scant in Meth 014. tart en acne (aid current yell would be matured - Erred artnal name aid anent Veld aid The arra Poor and pad mgM be Mawr-hgherthal the manned anoint - An onfinal• ol menolged interne Ovid's! actor Neter Marl by Thearea mare valor /watt b3131Ce 6 Weed CO the LW deo-16nd or mean parem made byte none and aowm tie tear* ir dart nil be ',Odia one nee *cm the statement date or witd moray Aomori rid carped yea at not wadi:reed • Aram* held by UK financial S enoicat Corr assets ae rot MUbyteBr ad not atm the &lief pink* US or envoi rhea asset re 46pla,Ed al Sur ranted for inlonnatrat purse or Postas ad rates poised re parr byte inking hies RS lnancia yards a not entomb'? toe this Morro and doesnot giarailte tf array theseSKIS re net protected by Sr re m• Frm's Supplinisnia SaC coverage • Revenue doming and additional componserm - et solidi lo camnissom on take and 12b1 lees roar on over with the dotrtuton of meteor fonds to ow dents we aria ow *Mae rear rerebe Mann; pa/luau rom detrbuters actor 'orison clew stem, funds maw sell Thew rants are bated an woo difront armorer 0 the allOufil 01 ialeSby OBS 01a partcuLt mutual and fang to ott dons. ad Id Ole are urea a prowl, mutual trod fray's sham Mid a the Inn - We afdcur alire age made mentang rod onvansprocesung lees n coradvration for trailer agent sakes that wo proud to rho new, (wide These feel generate at. pad tome inamor stets in the mutual lad and re ached done gaunt bawl on the runts of axtents at for tracendear hookingmutual lords of Ma fad unit' - m Non ion to commtwof served ei ornery wen the sale or Warburton of arnury rare ad unit coo k.or tool unit to We dents, we and is our attire ricer were tang COreptoSanco Iran Marfa( to name. carpals indemnity to avuty tenant atilarsol the Prance torremes or sponsors a the UST MOSTMell INAS lee &Astute - Olt dictate also oar vat erg tomonsvcos ale other comprotion ken mina finds and mare Contras tow pearls we Mature - We receive an rug fee Pan t1303aGo USA aolUBS AG Starer Brand of up to RS pet axount tweing to the bares Ira the UBS Bs* Sweep Frogram Parr Infornaten regardng cormisrant rod other Margot incterof annemon NM the aerial ot wades. refry option tredrons has been nclded co ccolehrons wen* Kindled ico you. sod wit be prated to you ar a my on Amur Smalling It you ayengaged in tan sang a warily. ycu may and a tagedumo anon barring costs fatal paleur Panty Open Orden RO9Ndio2 open Cc reeddilariCelled • orders seams nOt Sedated by the Parent re. opal bvy axl sell r ceders re Freed by the amount of donors a (Of on • adlidontor 'eight date urn minor attar by you You ae rumoroble for orders OW ore refuted due to your fare to camel exarg open ceders Tax witholditg on fenrbutione futon UK financial Senors IRAs Federal tad Law terms US$ Natal Servos to worold More tar from yr" unable PA clarifier*, tut you may ilea not When ramplay welle011 or. instead you sly act to have la werkold a arse woofer ram as you choose Vat Mann wit remain on effect una revolod by you You may neck* sur Section a aril lino by m.*.ty anew Mann If you do not haw moult ', tome tar wettn44.11r011 'Our drectutiOnd you maybe remota* ice the prat of etimrdir You may nod Norm of ten anoints *thol] and yes <Simard law parininis Beret Mud CO void lad obliption Privacy To Ntan a Copy of Sr asset OW Prier lona pro.* mnuctyotr icor:armor arduous ware mow um tremor:oat U3S C areal Swot 6 not a bar the WA. Emma SOVCSAaOctit BSA ara IWA mebet:lenge le:Curet MO peewit axes to baang semis are produces droop enzyme...nes wen affelatol bat red °thee third partybalks. and prove*: as* to none* and nifty prod:4S ifteed by Until illated tad {arty Moan" corers Hough OLISICe agency rubflar Sof tits korai Seaket etc ✓irepmer. rea r. aid amity products 'cot WC Sired • no bank guarantees May lose vain RecOurar ertsaordni Actor. Business Senor Arent SSA, ifMA and estemabonal Resoute lavarreen CONFIDENTIAL Anion a e regillOrid revue motto:flan Froaxial Senkes Inc Yea Synahno it a regiorred tricemaaol visa Inwrival 1.3S 'Ma Signature Ord tads and MG 'Ma der cads at owed by USS Bane USA wth mymoron from v co u S A rotepterd Ull Financial rants Int Rev 201407 SDNY_GM_0O020748 EFTA 00131368 EFTA01273575 SUBS U85 Fnancial Senecas Inc 299 Park Avenue 25th Floor New York NY 10171.0002 Cm-7006565309061 5>c12356 El o Account name: GHISLAINE MAXWELL Friendly account name: Indre Account number:. SS Your Financial Advisor: SCO11 STACKMANWLE CASRIEL Phone UBS Strategic Advisor June 2015 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Call Value of your account your Finarch3 Advisor or the RMA Resourceline at 800-RMA- 1000, On May 29 (5) On lune 30 (5) account 029323568 Your assets 1,731,04446 I ,694,388.11 4sIt our websIte: Your liabilities 0.00 0.00 snrew.ub5comilinancialservices Value of your account $1,731,044.46 $1,694,368.11 Tracking the value of your account S Thousands 1.771 2 • • 1:731,0 1694.4 • Dec 2014 May 2015 bin 2015 Sources of your account growth duriag 2015 Value of your account at year end 2014 41,721,172.36 Net deposits and withdravals 44260.77 Your nvestmcnt return. Dividend and interest income 423,033.44 Chance in market vain -145,553.92 Value of your moan on 31n 30, 2015 $1,694.300.11 SDNY GM 00020749 PA•mbar SIPC 0070003006556309 m7000304216 00002 C615 030575004 Y123568550111011 Page 1 of 14 CONFIDENTIAL EFTA_00I31369 EFTA01273576 SUBS UBS Strategic Advisor June 2015 Your account balance sheet Summary of your assets Value on June 30181 Percentage of your account A Cash and money balances 47,798.83 2.82% B Cash alternatives 0.00 0.00% C Equities 1,646,589.28 97.18% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets Value of your account $1,694,388.11 $1,694,388.11 100.00% Account name: Friendly account name: Account number: ILL Your current asset allocation Eye on the markets Index YourAminciul Advisor: SCOTT STACK MANLYLE CASREL • Cash and money balances may include available cash balances. UBS Bank USA deposit account balances. UBS AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the imponant information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East BarclaysCapital U.S. Aggregate Bond Index Interest rates on June 30, 2015 3-month Treasury bills: 0.02% One-month LIBOR: 0.19% Percentage change lune 2015 Year to date -1.94% 1.23% -1.67% 1.94% -2.80% 5.88% -1.09% -G10% O1P700C9006566310 NP7003304218 C0M 0615 030579:16t VI 23568550 IlgrAyGm0002dmeti 2 of 14 CONFIDENTIAL EFTA_00131370 EFTA01273577 UBS Strategic Advisor SUBS June 2015 Change in the value of your account June 2015(S) Year to date (I) Opening account value $1,731,044.46 $1,721,172.36 Withdrawals and fees, including investments transferred out 0 00 4,260.77 Dividend and interest income 6,193 15 23,030.44 Change in market value -42,849.50 -45,553.92 Closing account value $1,694,388.11 $1,594,388.11 Account name: Friendly account name: '1 Or Account number. Dividend and interest income earned For outposts of this statement, terabity of Inkiest and cleldtnd Income has been determined ficen a US ter rereading PersPrctive. Based upon the residence of the mown' hoklet account type, or product tape, some intereSt ander dvldend OaYmeMs may not be sublet to United States (US) ardor Puerto RICO (PR) Income tares. The dent monthly placement is not Intended to be used and tamot be reied upon for tar purposes. Clients should tete; to the wattle tar reporting kerns they remise from UBS annuals,. sub as the Fermi 1099 and the Fan 480, fOr tar reporting Woolson n is the practice Of U85 to file the applicatie tee 'tending fours with the U5 Werra' Revenue Service and PR Treasury Deoanment and in such forms accurately classify Unclench ardor Interest aster tempt or tenable Imam. Please consult your Induiclual to prepare,. June 201 5(1) rear to date (S) Taxable dividends 6,192.57 23,026.78 Taxable interest 0.58 3.50 Total current year $6,193.15 $23,030.28 Prior year adjustment 0.00 0.16 Total dividend & interest $6,193.15 $23,030.44 Summary of gains and losses vanes reported below exclude products for which wens and losses are not classified. Realized gains and losses Unrealized June 2015 (1) Year to date ($) gains and losses (S) Short term 0.00 0.00 70,222.48 Long term 0.00 9,032.81 281,878.30 Total $0.00 $9,032.81 $292,100.78 Your Maandal Advisor: SCOTT STACK MArlivii CASRIEL Cash activity summary See Account activity this month to, deta Is. Seances in your Sweep OPtl Cm are included in the nutmeg and closing balances wise. FDIC Insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford French or bank deposits placed through the UBS Interne/one Depizsit Account peogram SIPC protection applies to money market sweep fund holdings but not bane deposits. St* important iniormaobn about your statement on the last two pages cly this document for decals. June 2015111 Year to date IS) Opening balances $41,605.68 $6,517.57 Additions Dividend and interest income 6,193.15 23,030.44 Proceeds from investment transactions 0.00 106,909.61 Total additions $6,193.15 $129,940.05 Subtractions Professional management fees and related services 0.00 -4,260.77 Funds withdrawn for investments bought 0.00 -84,398.02 Total subtractions $0.00 -$88,658.79 Net cash flow $6,193.15 $41,281.26 Closing balances $47,798.83 $47,798.83 SONY GM 00020751 C eiP703093055663I 1 NP7003304218 COCO? 0615 030575004 Y123568550 11 1011 CONFIDENTIAL Page 3 of Id EFTA_00131371 EFTA01273578 *UBS UBS Strategic Advisor lure 2015 UBS Bank USA Deposit Account APY Interest Period May 7 - Jun 4 Opening UBS Bank USA Deposit balance May 7 $39,503.91 Closing UBS Bank USA Deposit balance tun 4 $42,163.64 Number of days in interest period 29 Average daily balance $40,747.30 Interest earned $0 .58 Annual percentage yield earned 002% Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your investment objectives: You have identified the following investment objectives fa this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in impogant information about your sratemenrat the end of this document Your return objective: Current intone £capital appreciation Your risk profile: Primary Aggressive investment eligibility consideration Flute selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. Your Mounds! Advisor: SCOTT STACK MAMLVLE CASRIEL O470309006566312 N1,7060304218 00602 6615 030575004 Y123568550 I I 151,,jy_Gpo_000201)sr 4 of 14 CONFIDENTIAL EFTA 00131372 EFTA01273579 UBS Strategic Advisor T June 2015 Your assets Account name: Your Financial Advisor: Friendly account name:mii :ME SCOTT STACK LIAN LY LE CAMEL Account number. Sane prices, income and current values Sheen) May teapprOxiirVile. AS a HS tell. darts did lOsses may nol be accurately reflected. Set Hiportant infantabOn atiout your statement a the end of the document fOr more information. Cash Cash and money balances Cash and money balances may include. avatar& cash balances, UBS Bank. USA r: post account balances, UBS AG Stamford Branch ctpout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vat h n applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account balances an not ensured by FDIC and re not protected by 9PC Money market sweep balances are protected by SSC but re not insured by the FDIC. See the important information about MO statement at the end of this document for details about those balances. Hddng IRS BANK USA CEP ACCT 41,605.68 Goering bdance Closing Warta on fun 1 (14 co tun 30 (1) Price per share /Hetage on Jun 30 (1) rate Dindencl Interest ponied Dais en period C/p urrounl (1) Equities Common stock Purchase piste/ Track lkinter Average price Price per share Value on uniettlied Hold%) Hddng date of shares per share (11 Cost basis (1) an tun 30(11 Ain 30(1) On or loss (1) period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,309.95 33.080 16,540.00 3230.05 51 Jan 30, 15 100 .000 25.532 2,553 24 33.080 3,30800 754.76 ST Security total 600.000 26439 15,863.19 19,848 00 3,984.81 ANALOG DEVICES RC Symbol: AD1 Exchange OTC EAL 42,802 Osrent yield. 2.49% Nov 16. 1 1 13.000 37316 485.12 64.185 834.40 349.28 LT Nov 17, I I 13.000 35 393 460.12 64.185 838 40 374.28 LT Nov I8, 11 35.000 35.502 1,242 58 64.185 2,24647 1,003.89 LT Nov21, II 18.000 34271 618.68 6,1.185 1,155.33 536.65 LT Nov22, 11 15.000 33 338 500 07 64.185 96277 462.70 LT Nov 23, I I 22.003 32.655 718.43 64.185 1,41207 693.64 LT Nov25, I I 7.000 32460 227.22 64.185 449.29 222.07 LT continued next page SDNY GM 00020753 CHP703070065663I 3 NP70033042I 8 00002 C615 030575004 V173568550111011 Pigs S of 14 47,7%.83 250.00000 CONFIDENTIAL EFTA _D0131373 EFTA01273580 T UBS Strategic Advisor lune 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your K modal Advisor: SCOTT STACK MAMLYLE CASRIEL YOUf assets Equities . Common stock (continued) Trade HchIng date Wring of sheen Purchase paw Average price per share (I) Price per share Cott Gds (1) co fun 30(0 VsNeon fun 30($) drireatized gain of loss (0 licking period Nov28, It 30.000 32.951 988.55 64.185 1,925.55 937.00 LT Nov29, 11 18.000 33472 602.51 64.185 1,15833 552.82 LT Nov29, 11 5.000 33.622 16811 64.185 320.92 152.81 LT Apr 24, 12 30.000 37.567 1,127.01 64.185 1,925.55 798.54 LT lan 23,13 1,056.000 43209 45,628.81 64.185 67,77936 22,150.55 LT Apr 22, 13 489.000 42.447 20,756.68 64.185 31,386.46 10,629.78 LT Security total 1,751.000 41.990 73,523.89 112,387.93 38,864.01 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 42,493 Current yield: 2.44% Aug 4,11 146.000 42343 6,182.08 80.230 11,713.58 5531.50 LT Aug 12, 11 4.000 40 955 163.82 80.230 320.92 157.10 LT Jan 23,13 767.000 52320 40,129.93 80.230 61,536.41 21,406.48 LT Apr 22, 13 355.000 56.870 20,189.01 80.230 28,481.65 8,292.64 LT Security total 1,272.000 52.409 66,664.84 102,052.56 35,387.72 BAXTER INTL INC Symbol. BAX Exchange: NYSE EAI: 43,236 Current yield: 2.97% lun 20, 12 30.000 51.594 1,547.84 69.930 2,097.90 550.06 LT Jun 20, 12 17.000 51.522 875.89 69.930 1,189.81 312.92 LT Jun 21,12 29.000 52.077 1,510.25 69.930 2,027.97 517.72 LT Jun21,12 7.000 51.500 360.50 69.930 489.51 129.01 LT Jun21,12 5.000 52216 261.08 69.930 349.65 8887 LT Jun 22.12 61.000 51.890 3,165.29 69.930 4,265.73 1,100.44 LT Jan 23,13 768.000 66.658 51,19180 69.930 53,706.24 2,512.44 LT Apr 22, 13 355.000 69.318 24,608.00 69.930 24,825.15 217.15 LT Sep 19, 13 74.000 72.165 5,340.28 69.930 5,174.82 •165.46 LT Sep 19, 13 6.000 71.875 431.25 69.930 419.58 -11.67 LT Sep 19, 13 3.000 71880 215.64 69.930 20979 -5.85 LT Sep 20, 13 47.000 71.987 3,383.41 69.930 3,286.71 -9670 LT Oct 3, 13 154.000 64.600 9,948.49 69.930 10,769.22 820.73 LT Security total 1,556.000 66.094 102,841.72 108,811.08 5,969.36 BtACKROCK INC Symbol: BLK Exchange: NYSE EAI: 43244 Current yield: 252% Oct 5, 12 7.000 189932 1,329.53 345.980 2,421.86 1,092.33 LT continued tied page CNP7000300656631 4 NP7003304210 00002 0615 030575004 Y1 23 568550 1 1i, pe Gptt000rtejje 6 of 14 CONFIDENTIAL EFTA_00 I 31374 EFTA01273581 UBS Strategic Advisor sUBS June 201 5 Your assets . Equities . Common stock (continued) Purchase pried Trade taunter Average Oct Pnce per share Ydue on Unrealized Hddng Hddng date of stores per share ($) Cog basis (0 an Pun 30 (5) tun 30(4) gain or loss 0) Period OCt 5, 12 3.000 187.820 563.46 345.980 1,037.94 474.48 LT Oct 5,12 2.000 186.670 373.34 345.980 691.96 318.62 LT Oct 8, 12 8.000 188.783 1,510.27 345.980 2,767.84 1,257.57 LT 0ct 9, 12 15.000 189.185 2,837.79 345.980 5.189.70 2351.91 LT Oct 9, 12 2.000 189.010 378.02 345.980 691.96 313.94 LT Oct 10. 12 3.000 187.720 563.16 345.980 1,037.94 474.78 LT Oct 10, 12 2.000 187.670 375.34 345.980 691.96 316.62 LT Oct 10, 12 2.000 187.995 375.99 345.960 691.96 315.97 LT Jan 23,13 224.000 236.966 53,080.41 345.980 77.499.52 24,419.11 LT Apr 22, 13 104.000 251.093 26.113.69 345.980 35,981.92 9,868.23 LT Security total 372.000 235218 87,501.00 128,704.56 41,203,56 CALfORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE EAI: 315 Current yield: 0.64% Feb 12. 14 59.200 8030 475.39 6.040 357.57 • 1 17.82 LT Feb 12. 14 46.800 8.033 375.95 6.040 282.67 .93.28 LT Feb 12. 14 12.200 8.034 98.02 6.040 73.69 -24.33 LT Feb 12, 14 2.800 8.021 22.46 6.040 16.91 -555 LT Feb 13. 14 44.000 8.023 353.04 6.040 265.76 -87.28 LT Feb 13. 14 27.200 8.007 217.81 6.040 164.29 -53.52 LT Feb 13. 14 13.200 7.977 105.30 6.040 79.73 -25.57 LT Feb 13, 14 2.400 7.983 19.16 6.040 14.50 -4.66 LT Feb 14, 14 133.600 8.310 1,110.31 &040 806.94 -303.37 LT Feb 18, 14 45.600 8.366 381.49 6.040 275.42 •106.07 LT Security total 387.000 8.163 3,158.93 2,337.48 .821.45 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 53.4'9 Current yield: 3.63% Jun 19.13 72.000 84.718 6,099.75 84.820 6,107.04 7.29 LT lic, 20, 13 121.000 83.141 10,060.15 84.820 10,263.22 203.07 1395 LT 1‘.120, 13 78.000 83.030 6,476.39 84.820 6,615.96 LT lun 21.13 204.000 82.904 16,912.44 84.820 17,303.28 390.84 LT Jun 24, 13 111.000 81.517 9,048.46 84.820 9,415.02 366.56 LT lun 25.13 73.000 82 354 6,011.86 84.820 6,191.86 180.00 LT SDNY GliV92615r tPage CNP70003006566315NP7000304718 00002 0515 030575004 Y123568550111011 Page 7 of 14 Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Your PI nand," Advisor: SCOTT STACK MANILYLE CASRIEL CONFIDENTIAL EFTA 00131375 EFTA01273582 UBS UBS Strategic Advisor June 201 5 Your assets b Equities . Common stock (continued) Hddng Trade Wee Weber of awes Purchase pricer Average price per sham (S) Pace per shire Cott beds (S) ca Jun 30(S) Velue on run 30(S) Unredlied gain at it.% (i) Holding period Jun 26, 13 69.000 82259 5,675.90 84.820 5,852.58 176.68 LT Jun 27.13 141.000 82.951 11,696.12 84.820 11,959.62 263.50 LT Jun 27, 13 7.000 82.925 580.48 84.820 593.74 13.26 LT lian 28. 13 169.000 82.774 13,988 92 84.820 14,334.58 345.66 LT Jul I, 13 65.000 82.781 5,380.78 84.820 5,513.30 132.52 LT Security total 1,110.000 82.821 91,931.25 94,150.20 2,21895 CØ GLOBAL INC COM Symbol: COK Exchange: OTC EAI: $204 Current yield 0.89% Aug 4, I 1 48.667 18379 894.45 53.980 2,627.03 1,732.58 LT Aug 12, 11 1.333 17.775 23.70 53.980 71.97 48.27 LT Jan 23, 13 255.667 22.709 5,806.16 53.980 13,800.89 7,994.73 LT Apr 22. 13 118.333 24.684 2,921.03 53.983 6,387.63 3,466.60 LT Security total 424.000 22.748 9,645.34 22,887.52 13,242.18 COLGATE PALMOLIVE CO Symbol. Cl Exchange: NYSE EAI: $2,292 Current yield: 2.32% Aug 4, I 1 174.003 41.632 7,244.05 65.410 11,381.34 4,137.29 LT Aug 12, 11 4.000 42.450 169.80 65.410 261.64 91.84 LT (an 23,13 910.000 54240 49,35843 65.410 59,523.10 10,164.47 LT Apr 22, 13 420.000 59.788 25,111.32 65.410 27,472.20 2,360.88 LT Security total 1,508.000 54300 81,883.80 98,638.28 16,754.48 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: $335 Current yield 0.77% Jan 28,15 500.000 90.411 45,205 72 87.550 43,775 00 -1,430.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28, I5 500.000 31.942 15,971.36 41.330 20,665.00 4493.64 ST Jan 30,15 250.000 29.431 7,357.75 41.330 10,332.50 2974.75 ST Security total 750.000 31.105 23,329.11 30,997.50 7,66839 GEM- MILLS INC Symbol: GIS Exchange: NYSE (Al: 13,312 °rent yield: 3.16% Aug 4,11 191.003 36.265 6,926.77 55.720 10,642.52 3,715.75 LT Aug 12, 11 5.000 35.754 178.77 55.720 278.60 99.83 LT Jan 23,13 1,001.000 41.387 41,428 89 55.720 55,775.72 14,346.83 LT Apr 22, 13 464.000 50.287 23,333.21 55.720 25,854.08 2,520.87 LT cont,nued next page CNP700030C65663I 6 NP7000304218 00002 0615 030575004 V123568550 I I ffi siyGhttiowdsie is of 14 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 15nuncid Advisor, SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00131376 EFTA01273583 UBS UBS Strategic Advisor Jure 2015 Your assets . Equities Common stock (continued) Trade Hddng date Jun 17, 13 Jun 18, 13 Security total JOHNSON & JOHNSON COM Symbol: P4.1 Exchange: NYSE EAI: 53,198 Current yield: 3.08% Aug 4,11 Aug 12, 11 Jan 23,13 Apr 22, 13 Sectrity total MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: $3,461 Current yield. 3.58% Aug 4,11 Aug 12, 11 Nov29, 12 Jan 23,13 Apr 22.13 Sep 19, 13 Sep 19, 13 Sep 19, 13 Sectrity total IsOCIERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: $3,579 Current yield: 3.14% Aug 4,11 Aug 12, 11 Jan 23,13 Apr 22, 13 Security total OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 42,907 arrant yield: 3.86% Feb 12, 14 Feb 12, 14 Account name: GHISLAINE MAXWELL friendly account name: Account number: Your PInand/I Advisor: SCOTT STACKMANf LYLE CASRIEL mated of shares Reediest coca Average pdce per shape ft) rite per share Cost basis 01 cee kin 30(8 'Niue on IUD 30(S) unrealzed HolcIng gain or IOSS (t) period 148.000 49.739 7,361.45 5&720 8246.56 885.11 LT 73.000 49.836 3,63607 55.720 4,067.56 429.49 LT 1,882.000 44031 82,867.16 104,865.04 21,997.88 123.000 62377 7,672.38 97.460 11,987.58 4,315.20 LT 3.000 63.730 191.19 97.460 292.38 101.19 LT 642.000 72.736 46,696.71 97.460 62,569.32 15,872.61 LT 298.000 84.721 25,247.10 97.460 29,043.08 3,795.98 LT 1,066.000 74.866 79,807.38 103,892.36 24,084.98 95.000 84.969 8,072.06 95.070 9,031.65 959.59 LT 3.000 85.910 257.73 95.070 285.21 27.48 LT 8.000 86.456 691.65 95.070 760.56 61191 LT 555.000 93.053 51,644.75 95.070 52,763.85 1,119.10 LT 255.000 99318 25326 32 95.070 24242 85 -1,083.47 LT 78.000 97.879 7,634.63 95.070 7,415.46 -219.17 LT 22.000 97.425 2,143 36 95.070 2,091.54 -51.82 LT 2.000 97.830 195.66 95.070 190.14 -5.52 LT 1,018.000 94269 95,966.16 96,781.26 815.10 134.000 52.960 7,096.75 98030 13,136.02 6,039.27 LT 3.000 52.530 157.59 96030 294.09 136.50 LT 700.000 71.610 50,127.21 98.030 68,621.00 18,493.79 LT 325.000 79.757 25,921.06 96030 31,859.75 5,93888 LT 1,162.000 71.689 83,302.61 113,910.86 30,608.25 148.000 88.959 13,165.96 77.770 1150996 -1,656.00 LT 117.000 88.989 10,411.82 77.770 9,099 09 .1,312.73 LT continued neat page SDNY GM 00020757 CNP70003006$56317 NP7000304218 00002 C615 030575004 Y1 23 568550 11 1011 Pag• 9 of 14 CONFIDENTIAL EFTA_00131377 EFTA01273584 SUBS UBS Strategic Advisor lure 2015 Your assets . Equities . Common stock (Continued) reclang Trade date Mater of truces Purchase pricer Average prke per share (5) Price per share Cott basis (5) en Jun 30(5) YeNeon Jun 30($) garnered gain or Ion (5) Racing period Feb 12, 14 32.000 89.002 2,848.07 77.770 2,488.64 -359.43 LT Feb 12, 14 7.000 86857 622.00 77.770 544.39 -77.61 LT Feb 13, 14 110.000 88.885 9,777.41 77.770 8,554.70 •1,222.71 LT Feb 13. 14 68.000 88.708 6,032.19 77.770 5,288.36 .743.83 LT Feb 13. 14 33.000 88369 2,916.19 77.770 2,566.41 -349.78 LT Feb 13, 14 6.000 88.421 530.53 77.770 466.62 -63.91 LT Feb 14. 14 334.000 92.065 30,74982 77.770 25,975.18 -4,774.64 LT Feb 15, 14 114.003 92.677 10,555.23 77.770 5,865.75 -1,699.45 LT Security total 969.000 90.422 87,619.22 75,359.13 -12,260.09 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 33.243 Current yield: 3.01% Aug 4, 11 115.000 63.979 7,357.65 93.340 10,734.10 3,376.45 LT Aug 12, 11 3.000 63 023 189.07 93.340 280.02 90.95 LT May 16, 12 6.000 68.535 411.21 93.340 560.04 148.83 LT Oct 24, 12 1.000 68.690 68.69 93.340 93.34 24.65 LT Oct 25, 12 2.000 68.810 137.62 93.340 186.68 49.06 LT ON 26, 12 1.000 68.890 68.89 93.340 93.34 24.45 LT Oct 31, 12 1.000 69.370 69.37 93.340 93.34 23.97 LT NOV 6. 12 1.000 69.370 69.37 93.340 93.34 23.97 LT Nov7,12 1.000 69.150 69.15 93.340 93.34 24.19 LT Nov8.12 2.000 69.090 138 18 93.340 186.68 48.50 LT Jan 23,13 699.000 72.166 50,444.31 93.340 65,244.66 14,800.35 LT Apr 22, 13 322.000 82.251 26,484.85 93.340 30,055.48 3,570.63 LT Security total 1,154.003 74.097 85,508.36 107,714.36 22,206.00 PROCTER & GAMBLE CO Symbol: PG Exchange: NYSE EAI: 13,007 Current yield: 3.39% Aug 4.11 118.000 60.103 7,092.22 78.240 9,232.32 2,140.10 LT Aug 12, 11 3.000 60.896 182.69 78.240 234.72 52.03 LT Jan 23,13 619.000 69.941 43,293.73 78.240 48,430.56 5,13683 LT Apr 22, 13 286.000 81332 23,261.18 78.240 22,376.64 -884.54 LT Apr 24, 13 108.000 77.762 8,398.32 78.240 8,449.92 51.60 LT Security total 1,134.000 72.512 82,228 14 88,724 16 6,49602 ~nixed next page CNP700030C6566318NP70:0304218 00002 0615 030575004 YI23568550 I I MjsiyGht0002ene 10 of 14 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 15minciel Advisor: SCOTT STACK MANYLYLE CASRIEL CONFIDENTIAL EFTA_00 I31378 EFTA01273585 ~jTns UBS Strategic Advisor Account name: CHISLAINE MAXWELL blandly account name:Ind Account number • Your Pi nandd Advisor: SCOTT STACKMANILYLE CASRIEL Your assets Equities . common stock (continued) TIJO Sid Ong dah, iarreber of shares Purchase Ford Average price per share (1) Con basis (1) Price per share en Jun 30 (SI vatic on run 30(1) unrealized Holder; gain or loss (1) Period TRAVELERS COS INC/11-1E Symbol: TRV Exchange NYSE (Al: 12,811 Current yield: 2.52% Apr 2d, 12 20.003 63 432 1,26864 96.660 1933.20 664.56 LT Apr 24, 12 4.000 63 350 253.40 96.660 386.64 133.24 LT Apr 24, 12 1.000 63.560 63.56 96.660 96.66 33.10 LT Apr 25, 12 10.003 63 520 635 20 96.660 96660 331.40 LT Apr 25, 12 10.003 63.617 63617 96.660 966.60 330.43 LT Apr 25, 12 10.000 63.659 636 59 96.660 966.60 330.01 LT Apr 25, 12 2.000 63.545 127.09 96.660 193.32 66.23 LT Apr 25.12 2.000 63.645 127.29 96.660 193.32 66.03 LT Apr 25, 12 2.000 63 745 127 49 96.660 193.32 65.83 LT Apr 26, 12 5.000 63.928 319.64 96.660 483.30 163.66 LT Apr 26, 12 2.000 63.920 127.84 96.660 193.32 65.48 LT Apr 26, 12 2.000 63.930 127.86 96.660 193.32 65.46 LT Apr 26, 12 1.000 63.720 63,72 96.660 96.66 32.94 LT May 1, 12 15.000 64.637 969 56 96.660 1,44990 480.34 LT May 1, 12 6.000 64.715 388.29 96.660 579.96 191.67 LT May 1, 12 6.000 64.975 389 85 96.660 57996 190.11 LT May 1, 12 2.000 64.850 129.70 96.660 193.32 63.62 LT May 1, 12 1.000 64.820 6482 96.660 96.66 31.84 LT May 2, 12 7.000 64 374 450.62 96.660 676.62 226.00 LT May 2, 12 4.000 64.410 257.64 96.660 386.64 129.00 LT May 2, 12 2.000 64 320 128 64 96.660 193.32 64.68 LT May 3, 12 4.000 64.960 259.84 96.660 386.64 126.80 LT May 3, 12 2.000 64.675 129,35 96.660 193.32 63.97 LT May 3, 12 2.000 64 910 129 82 96.660 193 32 63.50 LT lan 23,13 629.000 77.560 48,785.62 96.660 60,799.14 12,013.52 LT Apr 22, 13 290.003 84.719 24,568 68 96.660 28,031 40 3,462.72 LT May 22, 13 111.003 83.807 9,302 58 96.660 10,729.26 1,426.68 LT Security total 1,152.000 78.533 90,469.50 111,352.32 20,882.82 continued next page SDNY GM 00020759 Crle7C00930556631 9 NP7003304219 000O2 C61S 030575004 Y123568550111011 Page 11 of 14 CONFIDENTIAL EFTA 00131379 EFTA01273586 SUBS U BS Strategic Advisor ire 7015 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number . Your Amends( Advisor, SCOTT STACK MAMLYLE CASRIEL 212-821.7000(800-308.3140 Your assets Equities . Common stock (Continued) r race 144(dm) date lumber of share: Purchase pricer average ante per snare (5) Con bans (S) Preepeshme co Jun 30(S) Vdue on Jun 30(S) Unreenzed HricIng gin or loss (5) period X1UNX INC Symbol: XLNX Exchange:OTC EAI: 42,230 Curent yield: 2.81% Sep 7, 12 25.000 34 770 869 27 44.160 1,104 00 234.73 LT Sep 7, 12 5.000 34.846 174.23 44.160 220.80 46.57 LT Sep 10. 12 37.000 34.845 1289 29 44.160 1,633.92 344.63 LT Sep 10, 12 3.000 34 660 103 98 44.160 132.48 28.50 LT Sep 11, 12 20.000 34.853 697.06 44.160 883.20 186.14 LT Sep 12. 12 18.000 35006 630 11 44.160 794.88 164.77 LT Sep 13, 12 2 t .000 34 8% 732.61 44.160 927.36 194.75 LT Sep 14, 12 19.000 35 536 675 19 44.160 839.04 163.85 LT Sep 17, 12 7.000 35 151 24606 44.160 309.12 63.06 LT Oct 24. 12 3.000 32.523 97.57 44.160 132.48 34.91 LT Oct 25, 12 5.000 32.522 162 61 44.160 220 80 58.19 LT Oct 26, 12 3.000 32.776 98.33 44.160 132.48 34.15 LT Oct 31. 12 1.000 32.770 32.77 44.160 44.16 11.39 LT Nov 1,12 2.000 33.360 66.72 44.160 88.32 21.60 LT Nov 1,12 1.000 33.520 33.52 44.160 44.16 10.64 LT Nov 1,12 1.000 33.530 33.53 44.160 44.16 10.63 LT Nov2,12 1.000 33.550 33.% 44.160 44.16 10.61 LT Nov 5,12 1.000 33.190 33.19 44.160 44.16 10.97 LT Nov6,12 3.000 33 826 101 66 44.160 132 48 30.82 LT Nov 7,12 2.000 34.025 68.05 44.160 88.32 20.27 LT Nov7,12 1.000 33.910 33 91 44.160 44 16 10.25 LT Nov8,12 4.000 34.032 136.13 44.160 176.64 40.51 LT Nov8,12 1.000 33.860 33.86 44.160 44.16 10.30 LT Nov28, 12 4.000 34 312 137 25 44.160 176.64 39.39 LT Nov28, 12 3.000 34.410 103.23 44.160 132.48 29.25 LT Nov29, 12 15.000 34.583 518.75 44.160 662.40 143.65 LT Nov29, 12 3.000 34.493 103.48 44.160 132.48 29.00 LT lan 23,13 1,087.000 36 805 40008.01 44.160 48.00192 7,993.91 LT Apr 22.13 502.003 35691 17,917 23 44.160 22,168.32 4,251.09 LT Security total 1,798.000 36.246 65,171.15 79,39968 14,22833 contoued next page CW7800)306566320 7 NP70803042 18 00802 PSIS 030575004 Y123568550 I i b14yGfritc,002lyyse 12 of 14 CONFIDENTIAL EFEN_0013B80 EFTA01273587 4tUBS UBS Strategic Advisor Your assets Equities . Common stock (continued ii Id n9 Total Total estimated annual income: Your total assets Cash Equities Total Account name: GHISLAINE MAXWELL Friendly account narne:Ind r Account number. Your Elsandal Advisor: SCOTT STACK MANILYLE CASRIEL Ira°, (13le FJRNI.A. pits/ hurrber Average price of shares per share (1) Cosa bads (0 Pnce per share co fun 30 (11 Vdue on AM 30(1) Unrezdzed Hoicing gain or loss (1) period $45,788 value on lun 3010 $1,354,488.47 POPCOOL19z of your account Cost basis (0 $1,646,589.2$ EsSalted annual incr.? (II $292,100.78 Unrealized can or loss (1) Cash and money balances 47,798.83 222% 47,798.83 Common stock 1,646,589.28 97.18% 1,354.488.47 45,788.00 292,100.78 $1,694,388.11 100.00% $1,402,287.30 $45,788.00 $292,100.78 Account activity this month Dale Actiaty Descraion Amount (1) Dividend and interest income Taxable dividends Taxable interest Jun 3 Dvidend XIUNX INC PAO ON 1798 557.38 Jun 9 Dvidend ANALOG DEVICES INC PAID ON 1751 700.40 Jun 9 Cividend JOHNSON & JOHNSON COM PAD ON 1066 799.50 Jun 15 Dvidend MCDONALDS CORP PAID ON 1018 865.30 Jun IS Cividend NECIERA ENERGY INC COM PAID ON 1162 894.74 Jun 23 Dvidend BLACKROCK INC PAID ON 372 810.96 Jun 29 Cividend Jun 29 Cividend CCK GLOBAL INC COM PAID ON 424 5G88 PEPSICO INC PAID ON 1154 810.69 Jun 29 Dvidend TRAVELERS COS1NCJTHE PAID ON 1152 702.72 Total taxable dividends 86.192.57 Jun 5 Into • UBS BANK USA DEPOSIT ACCOUNT AS OF 0804115 0.58 Total taxable interest $0.58 Total dividend and interest income $6,193.15 SDNY GM 00020781 CHP70003006556321NP70C0304218000CQ 0615 030575004 Y123568550111011 Pap 13 of 14 CONFIDENTIAL EFTA_00 13 138 I EFTA01273588 T UBS Strategic Advisor lune 2015 Account activity this month (Contrived Date Activity De:cm:dim Amount 6) Money balance activities May 29 Balance forward $41,605.68 Jun 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 557.38 Jun 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0904115 0.58 Jun 10 Deposit U115 BANK USA DEPOSIT ACCOUNT 1.499.90 Jun IS Deposit 085 BANK USA DEPOSIT ACCOUNT 1,760.04 Jun 24 Deposit 085 BANK USA DEPOSIT ACCOUNT 810.96 Jun 30 Deposit 085 BANK USA DEPOSIT ACCOUNT 1,564.29 kin 30 Closing UBS Bank USA Depot Account $47,799.83 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your lq asocial Advisor SCOTT STACK MANLYLE CASRIEL The UBS Bank USA Depost Account is your primary sweep <pion CNP700023006566322NP70003042113 00002 OM 5 030575004 VI 23568550 11 gbisicom000215912 14 of I4 End of statement for account number — CONFIDENTIAL EFTA_00131382 EFTA01273589 Important information about your statement WS Fancier Sakes Inc ON rem or WS Fawecial Skikda IS a menter el al prinpalsecunty. ourraddy and tows %/urges OBSF naadal nrwas and UK Bank II» en rand kola:lira of 18S AG and Milian of WS Warta U.0 lbe ken's fnstal ~eke it wade won readl the fens weak* olliceS an at U3S Panel Swiss he 1200 Harbor Baleen rhlaNink cm N107086 'Ras sutunem Norwegian car oftchlread of >he IIBS Finanda Wines xØ Oter records. 4% 9t °Heal tar doomema. ænuhng ØBØ dau should not be kind up» if you barn end 6 an mas cancurni plea • pr n ~dank n wring to telkante ~spit of the Weakening your stoma Athol, al Sara tow ocean-Hied b be aconite surstunt data Todd rot be used for tar (deposes 49 solely on yediencl bk Iamb Ge.. 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Wit protects seosnies xcocens of es morays as to 1500000 Wading 1250000 for damsfor wail We WC and «sat«, tamp Øylo all awes taninholein apanicadhanty We Firm 'owl» wit arum sl atm. ha ampe :bawd sapienuntat stones.» We manure anoint payable to all Nigble clan. corkteekundertis pottedon o 550) mikes as of ~Wu ID 2013 stavled tote potty orddon an ~a ern ate rem estate praected f«.p Er SI 9 milen n *be aggregate< al pur axocreishieb n a panda- capack tfoll copy ol te poky *sang es amnion uPon midre2 The SP( prowls» and se supplemental pranks, both do not SPIT to • Count nand ants ninegl/ brand Ian% nun, aØ van) but held asw rom te5 Wain (eg Cenan fb øt a LIBSBark, (Heat MU% AG Stamford &and+. 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War ~et aid prenus meal commas/. %Wen luares commas and OrnwetaT WIPPlecontraCts The SIC protection and the apil~alprotrabn do not tpado these assets enn d helot!~ »pea cnictr stannems The WC prated% rod the swpWrwit aneøen do not paned flans* dunges n the market vas yov %errata natter z armed d matel %%mint. ant temanaPKT of otherwise) Moen Womixon e ratable...pm daunt Yat may ',bun more nformation and WC. redudng the WC Brodie,. by waxing SPC at 202-37 W300 ix by poitng the SPC wasie ~swell Dkieleni Re kreesment Program IDF4P) the sna ratan Can arBaje Mee TOu Ma) °ken the &tulip-ate9n" your /Puma reboot Wry Wide Owes aneprest/ knife OR P. panial shoes wil be son and me ash nil be depostel n you amours te Ova% Nina.% prize tippled by the ester mayday from the meet Far ye Midi the partial tan en sold Casio-M % Only ank unit flay be tad in pv =oat s you re estiatid to 'patios we man-AM death% phrretnt or ~wire. te Finn wil ether 3?-1 partial hasa madet price a accept an aroma denimorked by a registered Wang agercy. and sede you account hivettentert Skala% We ~wens obrives »Ind prof ire are spar< to eat account and may vary between Steam ahem the yen portpik in enrug of any ;Natant dunge h your Cana station a idestirkre ~An For eat accourr helt you choose one of at ?oboe% mead% objects • Pedigo fumy,: :Nome Motmens seeking tin genet nn d tonne only • Aden CaahlrIPPahnOn ktinfirrallt *Eking growth e /annual rang than tine geneiaon of name • Reduce Conebrunon of income and CyX.dx0flonfIf ha teram nor in boa to drown« of name ad Town d prncpat Gaselier* profiles • ronsairow Seeks to freeman Mealding./ win km risk an sola la tote åaØ herd. eon 4 that means the =idiom does not ginerne Upfront income« (Samsal/ myna keep pace wit i6Ø • »Stu. Vining so ampt syne reh to pØ end wind some ada » sod higher rams • Andhra %Ong to axed hgh risk oppmops aid hgh Wanly» wangle returns am tern Statement loputradding' We nay consoklate el rand scoot, statements wit the sne adirros Mille Sane er,~ Acaints ray De relined for this Whale Down they haw math eho a% nankin lent amount raionshus tern otw dents ei the salen antes, 1% prate 6 known as "nowneldng I you peels to mate indrehuia flaterttenbintikd n ~at* CONFIDENTIAL eneekorn— you may Sake focuseholdrig by ding your Fnanal Adwor Men*, «aunt name llarfnendf aØ nane ref Hots marruticn that you etan on the Fenn online nears waste It 6a custanablo -ndrrome• tam by you a auk you wth your mordeepng It ha no kgl Merl we your ~UM You On mange pv Freak acute navies. trout Galen Sands or ble:ntalinj »NS &tarot, AO•bc< Mown wench% • Va.% dinar acoseraparkdo raet or assets ard bathes • ntaett Inch*" suable on. bala-cm venal« remand wand/(m) nid GkbasTrne Deposit unrealized marks to market and nitan dads not held by he Ern Does not nciaeunionud sowitelassets a teal ol the put andane. Ilden tent pant a kale ~Was unrested skids Wens and methane stink »Wm • Cindees %Wes Ø1 banns. outstandingmaw loan. sedd Woe Part account bands • casMroney bedew Tal of intresiod nabs. cash blames. eke; WS Bank USA deposit baubr. OBS AG Surriced Branch depose balances sod money maka natal lean sweep batch a the dose of tte galeesse nil P40:4 Nonarennity Dee sede balances n Mar amount ~not seyegaed from okra barter an the Fronnon useany of these furds n the ordetry course of MI:vans Deese funt de awake upon pet dean ard The Iona Incbded in the arras pan doseg value Lindug information rot anal Mama.» on doff rin rendag pad ten and /isdoenes Mato youcleot R4aliteititp rignememi or Account apeman, aid the General Tan and Condom VØ Samurt of One Practices watie n 49nemer4" erdeeckaires aØhia ri veiry any omun Yew wets Yof Yak-Mini temaet scantes and other assets reekl me anoint a the al et the salaam pain You may at for money ol !Lay paid .4turits, zany ame You may tenet sentries used a han cotter-Jana PhmStim band die on tern Any Nantes trånaned b te Fm dtriog lee runners period art listed a swim Tatar of the add the suntan period • Con bah r• denweing the oda Dais cf the wanes paned n the staierrient. dore flitted vilt the number 15$ Woad »mashes nek/ on 'Mannion Obtained from some:moth« tar WS ungnosa Sevres. intudng nlarnation Iran ~Ws few or tat you may An prexikd lo you, Sassari Attar the Finn does not independents, vedy or guano» to sparacy en eXidey of any stamson derided by sources Wow to USSFranal SeNCes addrion *tough WS Sandal Seriker. genally updates his Mona'» as c 6 acorn he fern does red (*hide any ~ands Ma she dermal% under 'Cost bans' and 'tweaked gabs," is ranee a of the die of this azemfm As such please do nee My &I this informalen to make Cunha' er sae dazes. laid( popos« cr warn ~in taunted to the fm madellent godson nformakr oily forte period of lb% they ad held a the Pen, Worehitormal nlormanal cm be added by pv hrundal AØ • Unedited geld, knees Yard daa L arable edentived »added ttretticittt fce SDNY_GM_00020763 EFTA 00131383 EFTA01273590 Important information about your statement (Cantered) MaraMooney Ins The taxation data fa kelioral lot mayor may not ref att anmissons chages motor seamy reorswocation errs (friend ael odor remoras** lots and sorra* purr' let at eat ambnid to dare one ayeased et the • lr ad. axe' corm presents the Pivot Orates, Valero • coral. narties Bonds and porta stock ma me issue: tall for ea mammon wol berated erpriate by lot Men amcog al terms of that 69-re Iran out nano a n txmoto n ere for o.s Mots Cat Mare 'orra is oared from that palm aid Os rural rs not granted Otte call Mares Fryer reh could rat yea complete olormalnal begirded *pen reared • Cracow et deposit (CDs) (Cs are lir mod opt 12SOO:0 n pampa' aft gourd nitre/ pa depositor rd per depoway rliNlr. n a06 dais with iDu: ndes • pricsavalue Fees &rod fa $40reaef aid Otte Products mat be hror ce bowtics to ace that you Yererl It a2ualle reCteve in the mart PrCeS are Waned Iron vanxn red party %Wen Medi we bolster. to be relate but we do not gases leek a:cracy - Wo ripely motor dosng pronto, aealthf? a ten mean or the bid and ask Aces Ice laced SeantieS and optunorcnybd SKS lor OTC wart vs - Lot nine traded warts maybe priced uing a rata on model a tom, ream pia we Maned a-amanot rel lea an rug makes price or math - Cenanpostans may £pea wiliCut a pale and sill shoo/arose was not mailable Awe are salable to obtan a gene for a security - Oran a Searles darns& n anenoes other tan u S dolts are al WO a the co d urge rat as of the earrunt date - For oenan 'errs vadem mmrkafolmng deremnattos. ace and quarry dace valet) may hae been Spaeth° ladle:no proper-swarm To obtain saint ant.valt "AM ratable. coax you Franca roof • Meals Intinammla and Muddiedproducta entalt ineitmert secures Cnclidng direct priedpaion progran aid rya' estate n*Innem nun saunas) and structured peoluas >Marry hghly Sea d (elan neuctied prods! s hart nor barn roaelorod wet it. Seandes and &mange Cann sten a under any state ?MIMS WO We role esimaed vases fa wire me/mat scrum ad stutter prodsms for arms maroon only Acassfe not 9Unn1. 44 - ihe*V2i1X5 mayddier Sthetantally kern Mai, if any al With average mostenert away a SlruCtured police marls tcoVit a tad aid do not necesnly spleen, the wale yea May Mast upon ICuldaoo - Med pry eamaes of via are as of a aeon ere aid at implied 10 UleS Mara Savers on a recur boo by an naperent volition Imo truer. royal PaTer Ce wafer rowed rat d any. awe stapled to te rem by to mum general paver a 'pros and may be Calaraled based on defer Nervation from that used by tend wit to dry thee estimated vans - You can obtain ad/kb:nal mama in regaling the reetrology used to determine the erre of via and Medico of the hfonnovon that is Me ban fir the entre by ainaang tour Wolfed maser - Thrd par esanated era may be reflected as 'Not anted' n sera smarm when an alepentent valuabio Iry Anson %pored snood:It ba afar a vaS0 when we boar areare Thal a rniOnit wort hat cecaredtha nay calla trevitusly reported voila No (SOUS Cr wtten a oak* noire hgttly fpecutawe duo to the nave of the essay - Mhen nada an Ova general prow a sponsor Pirated vibe not 3tirdpalyeslased rue is prOvded terra me tray we bearer tan as girding. pro - -Coarbutiorn to date' may nava rat of ralat mane a both - • On'inahne sr' crescent lie Meal olleting price per wit anSmay not reeled you cost bath • ItinteiCted Satin Restntted trades retry at not anyntey SOS fa stalc Salo IRS indexed Stress uses the matte price of the semetriar sod( a the sane osua a at muted vale toe the reared arc Pe purposes of Ms ukase pi on* To the oar that reflected settle it eligble for sae. tie calateSeleed may be subourotity lets Than the impaled add. show+ • Est. Marated) name. anon yields and meta. An tstinate Wilma name is based on corm indeed and trod rats. awing to acuities will be held for one yea from rement date or ate main The estirate d mkt a guideline. aCCuraCy rid Witriued Mame se not yds acted - Ellindad arnui same and emelt yield for cerian Veto' worm mold name a fern of reintna or C41114 Scant in Meth 014. tart en acne (aid current yell would be matured - Erred artnal name aid anent y41 aid The arra Poor and pad mgM be Mawr-hgherthal the manned anoint - An onfinal• ol menolged interne Ovid's! actor Neter Marl by Thearea mare valor /watt b3131Ce 6 Weed CO the LW deo-16nd or mean parem made byte none and aowm tie tear* ir dart nil be ',Odia one nee *cm the statement date or witd moray Aomori rid carped yea at not wadi:reed • Aram* held by UK financial S enoicat Corr assets ae rot MUbyteBr ad not atm the &lief pink* US or envoi rhea asset re 46pla,Ed al your ranted for inlonnatrat purse or Postas ad rates poised re parr byte inking hies RS lnancia yards a not entomb'? toe this Morro and doesnot giarailte tf array theseSKIS re net protected by Sr re m• Frm's Supplinisnia SaC coverage • Revenue doming and additional componserm - et solidi lo camnissom on take and 12b1 lees roar on over with the dotrtuton of meteor fonds to ow dents we aria as *Mae rear rerebe Mann; pa/luau from detrbuters actor 'orison clew stem, funds maw sell Thew rants are bated an woo difront armorer 0 the notion 01 ialeSby OBS 01a partcuLt mutual and fang to old dons. ad Id Ott are ore of a prowl, mutual trod fray's sham Mid a the Inn - We afdcur alire age made mentang rod onvansprocesung lees n coradvration for trailer agent sakes that wo proud to rho new, (wide These feel generate at. pad tome inamor stets in the mutual lad and re ached done gaunt bawl on the runts of axtents at for tracendear hookingmutual lords of Ma fad unit' - m Non ion to commtwof served ei ornery wen the sale or Warburton of arnury rare ad unit coo k.or tool unit to We dents, we and is our attire ricer were tang COreptoSanco Iran Marfa( to name. carpals indemnity to avuty tenant atilarsol the Prance torremes or sponsors a the UST MOSTMell INAS lee &Astute - Olt dictate also oar vat erg tomonsvcos ale other comprotion ken mina finds and mare Contras tow pearls we Mature - We receive an rug fee Pan t1303aGo USA aolUBS AG Starer Brand of up to RS pet axount tweing to the bares Ira the UBS Bs* Sweep Frogram Parr Infornaten regardng cormisrant rod other Margot incterof annemon NM the aerial ot wades. refry option tredrons has been nclded co ccolehrons wen* Kindled ico you. sod wit be prated to you ar a my on Amur Smalling It you ayengaged in tan sang a warily. ycu may ass a tagedumo cenan barring costs fatal paleur Panty Open Orden RO9Ndio2 open Cc reeddilariCelled • orders seams nOt Sedated by the Parent re. opal bvy axl sell r ceders re Freed by the amount of donors a (Of on • adlidontor 'eight date urn minor attar by you You ae rumoroble for orders OW ore refuted due to your fare to camel exarg open ceders Tax witholditg on fenrbutione futon UK financial Senors IRAs Federal tad Law terms US$ Natal Servos to worold More tar from yr" unable PA clarifier*, tut you may ilea not When ramplay welle011 or. instead you sly act to have la werkold a arse woofer ram as you choose Vat Mann wit remain on effect una revolod by you You may neck* sur Section a aril lino by m.*.ty anew Mann If you do not haw moult ', tome tar wettn44.11r011 'Our drectutiOnd you maybe remota* ice the prat of etimrdir you may nod Norm of ten anoints *thol] and yes <Simard law parininis Beret Mud CO void lad obliption Privacy To Ntan a Copy of Sr asset OW Prier lona pro.* mnuctyotr icor:armor arduous ware mow um tremor:oat U3S C areal Swot 6 not a bar the WA. Emma SOVCSAaOctit BSA ara IWA mebet:lenge le:Curet MO peewit axes to baang semis are produces droop enzyme...nes wen affelatol bat red °thee third partybalks. and prove*: as* to none* and nifty prod:4S ifteed by Until illated tad {arty Moan" corers Hough OLISICe agency rubflar Sof tits korai Seaket etc ✓irepmer. rea r. aid amity products 'cot WC Sired • no bank guarantees May lose vain RecOurar ertsaordni Actor. Business Senor Arent SSA, ifMA and estemabonal Resoute lavarreen CONFIDENTIAL Anion a e regillOrid severe motto:flan Froaxial Senkes Inc Yea Synahno it a regiorred tricemaaol visa Inwrival 1.3S 'Ma Signature Ord tads and MG 'Ma der cads at owed by USS Bane USA wth mymoron from v co u S A rotepterd Ull Financial rants Int Rev 201407 SDNY_GM_00020764 EFTA 0[)131384 EFTA01273591 *UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 CW70058410610715 IN 0 Account name: GHISLANE MAXWELL Friendly account name: Ind& Account number SS Your financial AdvisorSCOTT STACK LIANLYLE CASRIEL Phone UBS Strategic Advisor July 201 5 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement Value of your account Call your Financial Advisor or the RMA ReSourOeUne at 80041MA-1000, on June 30 (3) on July 31 (3) account 029023568 Your assets 1,694,388.11 I ,652,375.66 VIsItour websIte: Your liabilities 0.00 aoo www.ubscomainancialsewices Value of your account 11,494,388.11 51,652,375.66 Tracking the value of your account S Thou,andS Sources of your account growth during 2015 Value of your account at year end 2014 31,721,172.36 Net deposits and • , 721 7 1.6,A a k652.4 v4thdraNats -S54,15891 • • Your iwestmsnt return: Dec 2014 sun 2015 Al 2015 Disidend and interest income 525278.01 Chance in market vaiug .13991590 Value of your account on Jul 31.2015 $1.6n.375.66 SDNY GM 00020165 PA•mber SIPC CNP70003005641051NP7000195794 C0002 0715 030575004 Y123568550 000000 Page 1 of 16 CONFIDENTIAL EFTA_00131385 EFTA01273592 SUBS UBS Strategic Advisor July 2015 Your account balance sheet Summary of your assets Value on July 31 (1,) Percentage of you account A Cash and money balances 148.36 001% B Cash alternatives 0.00 000% C Equities 1,652,227.30 99 99% D Fixed income 0.00 0 00% E Non-traditional 0.C0 000% F Commodities 0.C0 000% Account name: Friendly account name: Account number: Total assets Value of your account $1,652,37566 $1,652,375.66 100.00% 1 klAkVaEU.. Your current asset allocation Eye on the markets Your Bimodal AdvisorSCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank LISA deposit account balances, VBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Index Percentage change July 201 5 Year to date S&P 500 2.10% 3.35% Russell 3000 1.67% 3.65% MSC I - Europe, Australia & Far East 2.08% 8.08% Barclays Capital U.S. Aggregate Bond Index Interest rates on July 31, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% 0.70% 0.59% O11.70004005841(162 Ne70C0195794 CCM 0715030575004 ri 23568550 COMjyyGitocoaBte 2 of 16 CONFIDENTIAL EFTA_0013 1386 EFTA01273593 SUBS UBS Strategic Advisor July 2015 Change in the value of your account July 2015 (S) Year to date (1) Opening account value $1,694,388.11 $1,721,172.36 Deposits, including investments transferred in 2,200.00 2,200.00 Withdrawals and fees, including investments transferred cut -52,098.04 -56,358.81 Dividend and interest income 2,247.57 25,278.01 Change in market value 5,638.02 -39,915.90 Closing account value $1,652,375.66 $1,652,375.66 Account name: Account number. • your Pi sandal Advisor: Friendly account name: 'I Dividend and interest income earned For corposes of Ins statement, taidb 'ay of interest and dn.:Jena income ',as been determined ban a US tar reporting perspective. Based upon the residence of the account holder, account type, or product twit. some interest ander dvidend payments mat not be subject to United St*es (UA ardor Puerto Rico (PR) Income tares. The tient monthti statement K not Intended to be used and cannot be reled uP3n for I& purposes. Clients should refer to the applictie tar reporting Ionia They recent. from 165 smugly, such as the Forms 1099 and ine ROMS 480, for tat reporting intormatiOn Il IS the make or U85 to ale the asplicaUe tat reporting forms with the US Intern.V Revenue Sense< aid PR Treasury Department and in such forms accurately usury ducknct ardor interest as tat exempt or tail*. (mm. Plea* consult your Indvdual tax prepare( July 201 S(4) Year to date (t) Taxable dividends 2,246.77 25,273 55 Taxable interest 0.80 4.30 Total current year $2247.57 $25,277.85 Prior year adjustment 000 0.16 Total dividend & interest $2,247.57 $25,278.01 Summary of gains and losses VtlueS reported terow exclude products for which gains and losses ate not classified Realized gains and losses Unrealized July 2015 (1) Year to date 114 gains and kisses (4) Short term 0.00 0.00 8,499 98 Long term 0.00 9,032.81 289,238.86 Total $0.00 $9,032.81 $297,738.84 SCOTT STACK MANLYLE CASRIEL Cash activity summary See Account DODO the month tot decals. &lances in your Sweep Options are includedin the openng and closing balances yelue. FDIC insurance ar:pries only to deposits a u85 Bank uSik, rot to deposits at WS AG, Starriord Band) or bank depaslts peacedthrouch the UBS Internaiond Deposit Account program. SIPC protection applies to money market sweep fund holdings but net bank deposits. Steimportant information about your statement on the last two pages a this 00(ument for at4ls July 201514) Year to date CS) Opening balances 447,798.83 $6,517.57 Additions Deposits and other funds credited 2,200 00 2,200 00 oivdend and interest income 2,247.57 25,278.01 Proceeds from investment transactions 0.00 106,909.61 Total additions $4,447.57 $134,387.62 Subtractions Professional management fees and related services -2,135.39 -6,396.16 Other funds debned -49,962.65 -49,962.65 Rinds withdrawn for investments bought 0.00 -84,398.02 Total subtractions -$52,0913.04 -$140,756.83 Net cash flow -$47,650.47 -$6,369.21 Closing balances $148.36 $148.36 SONY GM 00020767 Ceie7000a3Osaat 063 NP70:0195794 00032 0715 030575004 Y123568550000030 Page 3 or 16 CONFIDENTIAL EFTA_00131387 EFTA01273594 *UBS UBS Strategic Advisor July 2015 UBS Bank USA Deposit Account APY Interest Period Jun 5 - Jul 7 Opening UBS Bank USA Deposit balance Jun 5 $42,163.64 Closing UBS Bank USA Deposit balance Jul 7 149,232.03 Number of days in interest period 33 Average daily balance 845,593.34 Interest earned 80 .80 Annual percentage yield earned 0.02% Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectiws, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Curren: income £capital appreciation Your risk profile: Primary Aggressive investment efigibdaty consideration None selected Your account instructions • Voir account cost basil default closing method is FIFO, First In, First Out. Your rinandd Advisor: SCOTT STACK MAMLYLE CASRIEL CNP70009005$41064 NPVC0195794 C®32 0715 030575004 Y I 23503SSOCOWSNYGM00020/Ble 4 of IS CONFIDENTIAL EFTA_001131388 EFTA01273595 SUBS UBS Strategic Advisor July 2015 Your assets Account name: GHlaAINE MAXWELL Friendly account name: Account number. Some prices, income and current vaues shown may Ix approximate. Asa real. gam dntllosses may not be accurately refkcled. Set Aporunt infomaeon about your statement a the end of the documeM for more infonsion. Cash Cash and money balances Cash and money balances mat include. avalade cash balances, UBS Bank USA depost account balances, UBS AG Stanford Branch ckpovt account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the FOC wllhn applicable limits, but are not protected by OPC 085 AG Stanford Branchdeposit Sedam balances ate not insured by FDIC and are not protected by SirC Money market sweep bounces are protected by SSC but ah• not insured by the FDIC. See the important information about your statement at the end of this docunent for dear); about those balance. Openly) basic. Cloung Wrote ince per share Average Hddng on tut 1 (t.) on Aar 31 (I) on Jul 31 (1) rate WS BANK USA CEP ACCT Ord.:knee Interest period Your Finandd Advisor: SCOTT STACK MANYLYLE CASRIEL Oat's n pniod Cap amount (S) Equities Common stock Hddng Trade date !anther of shares Purchase price Average price per share (S) Cod basis (S) Pnce per share on Jur 31 (1) Value on lu131 (S) Unrealized gain or loss (I) Hddng Period AECOM Symbol. ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,309.95 30.830 15,415.00 2,105.05 ST Jan 30, 15 100.000 25.532 2,553 24 30.830 3,083 00 529.76 ST Security total 600.000 26.439 15,863.19 18,49800 2,634.81 ANALOG DEVICES INC Symbol: AD1 Exchange OTC EX $2,802 Current yield. 2.74% Nov 16, I I 13.000 37316 485.12 58.330 758.29 273.17 LT Nov 17, 11 13.003 35393 460.12 58.330 758.29 298.17 LT Nov 18, 11 35.000 35.502 1,24258 58.330 2,041 SS 798.97 LT Nov21, II 18.000 34371 618.68 58.330 1,049.94 431.26 LT Nov 22, 11 15.000 33 338 500 07 58.330 874.95 374.88 LT Nov23, I I 22.000 32.655 718.43 58.330 1,283.26 564.83 LT Nov25, 11 7.000 32.460 227.22 58.330 408.31 181.09 LT 47,79883 148.36 250,000 00 continued next page SDNY GM 00020769 C HP7030700580 C6S NP7003195794 COCCI7 07IS 030575004 Y123668SSO 000000 Pegs S of 16 CONFIDENTIAL EFTA_D0131389 EFTA01273596 *U BS UBS Strategic Advisor July 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your IS modal Advisor, SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng Ste limber of shires Purchase peicel Average pike per dim (S) Cost basis (S) Price per stare oniu131(1) Value on ruI31(S) Unrealized gene loss (S) Hddng period Nov28, It 30.000 32951 988.55 58.330 1,749.90 761.35 LT Nov 29, 11 18.000 33.472 60251 58.330 1,049.94 447.43 LT Nov29, II 5.000 33.622 168.11 58.330 291.65 123.54 LT Apr 24, 12 30.000 37.567 1,127.01 58.330 1,749.90 622.89 LT Jan 23,13 1,056.000 43 209 45,628.81 58.330 61,596.48 15,967.67 LT Apr 22, 13 489.000 42.447 20,756.68 58.330 28,523.37 7,766.69 LT Security iota 1,751.000 41 990 73,523.89 102,135 83 28,611.94 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange,. OTC 42.493 Current yield: 2.46% Aug 4,11 146.000 42343 6,182.08 79.770 11,646.42 5,464.34 LT Aug 12, 11 4.000 40 955 163.82 79.770 319.08 155.26 LT Jan 23,13 767.000 52320 40,129.93 79.770 61,183.59 21,053.66 LT Apr 22, 13 355.000 56.870 20,189.01 79.770 28,31835 8,129.34 LT Security total 1,272.000 52.409 66,664.84 101,467.44 34,802.60 BAXALTA INC Symbol: BAT Exchange: NYSE EAI: SA36 Current yield 0.85% tan 20,12 30.000 23.098 692.96 32.830 984.90 291.94 LT Jim 20,12 17.000 23.067 392.14 32.830 558.11 165.97 LT Jun21,12 29.000 23_314 67613 32.830 952.07 275.94 LT Jun21,12 7.000 23.055 161.39 32.830 229.81 68.42 LT It:121,12 5.000 23378 116.89 32.830 164.15 47.26 LT Jun 22.12 61.000 23.231 1,417.10 32.830 2,002.63 585.53 LT Jan 23,13 768.000 29.842 22,919.33 32.830 25213.44 2,294.11 LT Apr 22, 13 355.000 31.033 11,01695 32.830 11,654.65 637.70 LT Sep 19, 13 74.000 32308 2.390.83 32.830 2,429.42 38.59 LT Sep 19, 13 6.000 32.178 193.07 32.830 196.98 3.91 LT Sep 19, 13 3.000 32.180 96.54 32.830 98.49 1.95 LT Sep 20, 13 47.000 32228 1,514.74 32.830 1,543.01 28.27 LT Oct 3, 13 154.000 28921 4,453.92 32.830 5,055.82 601.90 LT Security total 1,556.000 29.590 46,041.99 51,083.48 5,041.49 COWER INTL INC Symbol: BAX Exchange: NYSE EAI: 4716 Current yield 1.15% Jim 20. 12 30.000 28.496 854.88 40.080 1202.40 347.52 LT continued next page CNP70003005841C66NP7000195794 00002 0715 030575004 V12356855000Ww_Gm_0002eplee 6 of 16 CONFIDENTIAL EFTA_00 1 3 1390 EFTA01273597 UBS Strategic Advisor *UBS July 2015 Account name: GIIISLAINE MAXWELL Friendly account nanse:Ind r Account number. Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (continued) Track recIdng date raarbee of shares PurchlrA pint Average price per share (II Cost basis CO Nice per share on rut 31 01 Vdue on Jul 31 (1) Unmarred gain or loss (1) Holcleg period Jun 20, 12 17.003 28.455 483.75 40.080 681.36 197.61 LT Pm 21.12 29.000 28 762 834.12 40.080 1,162.32 328.20 LT Jun21,12 7.000 28.444 199.11 40.080 280.56 81.45 LT km 21.12 5.000 28838 144.19 40.080 200.40 56.21 LT Jun 22, 12 61.003 28 658 1,748 19 40.080 2,444 88 696.69 LT Jan 23,13 768.000 36.815 28,274.47 40.080 30,781 44 2.506.97 LT Apr 22. 13 355.000 38 284 13,591.05 40.080 14,228.40 637.35 LT Sep 19, 13 74.003 39 857 21949 45 40.080 2,965 92 16.47 LT Sep 19. 13 6.000 39696 238 18 40.080 240.48 2.30 LT Sep 19, 13 3 000 39 700 119 10 40.080 120 24 1,14 LT Sep 20, 13 47.003 39.758 1868 67 40.080 1,883.76 15.09 LT Oct 3, 13 154 000 35 679 5,494 57 40.080 6,172 32 677.75 LT Security total 1,556000 36.504 56,799 73 62,364 48 5,564.75 OLACKROCK INC Symbol, 81K Exchange: NYSE (Al: 13,244 arrant yield. 2 59% Oct 5, 12 7.000 189932 1,32953 336.320 21:0335:5524 1,044254..7501 LT Oct 5, 12 Oct 5, 12 3000 2.000 187820 186670 563.46 373 34 336.320 336.320 67264 LT LT Oct 8, 12 8.000 188783 1,510.27 336.320 2,650.56 1,180.29 29930 LT Oct 9, 12 15.003 189.186 2,837.79 336.320 5,04480 2,207.01 LT Oct 9, 12 2.000 189010 378 02 336.320 672 64 LT Oct 10, 12 3.000 187.720 563.16 336.320 I,C0886 249445180 62 LT Oct 10, 12 2.000 187 670 375.34 336.320 672 64 297.30 LT Oct 10, 12 2.000 187.995 375.99 336.320 672 64 296.65 LT Jan 23, 13 224.000 236.966 53,080.41 336.320 75,335.68 22,255.27 LT Apr 22, 13 104.000 251 093 26,113 69 336.320 34,977 28 8,863.59 LT Security tote/ 372.000 235218 87,501.00 125,111.04 37,610.04 CALFORNIA RESOURCES CORP Symbol. CRC Exchange: NYSE (Al; 415 Current yield: 0.92% Feb 12, 14 59.200 8.030 475 39 4.230 250.42 .224.97 LT Feb 12, 14 46.800 8.033 375.95 4.230 197.96 -177.99 LT Feb 12, 14 12 200 8.034 98 02 4.230 51 61 -4641 LT SDNY GPledaiSfr Peg* CelP7C007005041057NP7003195794C0CO2 0715 030575004 Y123568S50000000 CONFIDENTIAL Page 7 of 16 EFTA_00131391 EFTA01273598 UBS UBS Strategic Advisor July 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. You riquancial Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hotting date Member of tharn Purchase pried Average peke per than (I) Cod Gilt (S) Price per that oniu131 (I) Value on 1'431 (5) Unrealized gain or lost (4) Hoary, period Feb 12, 14 2.800 8.021 22.46 4.230 11.84 -10.62 LT Feb 13, 14 44.000 8.023 353.04 4.230 186.12 -166.92 LT Feb 13, 14 27.200 8.007 217.81 4.230 115.06 •102.75 LT Feb 13, 14 13.200 7.977 105.30 4.230 55.84 -49.46 LT Feb 13. 14 2.400 7.983 19.16 4.230 10.15 -9.01 LT Feb 14, 14 133.600 8.310 1,110.31 4.230 565.13 -545.18 LT Feb 18, 14 45.600 8366 381.49 4.230 192.89 -188.60 LT Security total 387003 8.163 3,158 93 1,637.01 -1,521.91 CATERPILLAR INC Symbol. CAT Exchange NYSE EAI: 43,419 Current yield: 3.92% kr, 19, 13 72.000 84.718 6,099.75 78.630 5,661.36 -438.39 LT llti 20.13 121.000 83.141 10,060.15 78.630 9,514.23 -545.92 LT Jun 20.13 78.000 83.030 6,476.39 78.630 6,133.14 -343.25 LT Jun21,13 204.003 82.904 16,912.44 78.630 16,040.52 -871.92 LT Jun 24, 13 111.000 81.517 9,048.46 78.630 8,727.93 -320.53 LT Jun25.13 73.000 82354 6,011.86 78.630 5,739.99 -271.87 LT Jun 26,13 69.000 82259 5,675.90 78.630 5,425.47 -250.43 LT Jun27,13 141.000 82.951 11,69612 78.630 1108683 -609.29 LT Jun 27, 13 7.000 82.925 580.48 78.630 550.41 -30,07 LT Jun 28.13 169.000 82.774 13,988.92 78.630 13288.47 -700.45 LT Jul 1, 13 65.000 82.781 5,380.78 78.630 5,110.95 -269.83 LT Security total 1,110.000 82.821 91,931.25 87,279.30 -4,651.95 CDK GLOBAL INC COM Symbol: CDK Echange: OTC EAI: $204 Current yield 0.93% Aug 4,11 48.667 18379 894.45 51.640 2,513.15 1,61830 LT Aug 12, 11 1.333 17.775 23.70 51.640 68.85 45.15 LT Jan 23,13 255.667 22.709 5,806.16 51.640 13202.63 7,3%.47 LT Apr 22, 13 118.333 24.684 2,921.03 51.640 6,110.73 3,189.70 LT Security total 424.003 22.748 9,645 34 21,895 36 12,250.02 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 32,292 Current yield: 2.23% Aug 4, I 1 174.040 41.632 7,244.05 68020 11,835.48 4,591.43 LT Aug 12, 11 4.000 42.450 169.80 68.020 272.08 102.28 LT continued next page CNP70003005841C68 NP7000195794 00002 0715 030575004 VI 2356845003WhiGhteggapine 8 of 16 CONFIDENTIAL EFTA 00131392 EFTA01273599 $i UBS Strategic Advisor Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your el nandal Advisor: SCOTT STACK MANILYLE CASRiEL Your assets Equities . common stock (continued) Purchase Niro Trade Hunter Average price Nice per share Wlue on Urreetized Hddng 144141ng date of shares per snare (I) Coe basis (S) wont /0 Jul 31 (5) gain or loss (4) period lan 23,13 910.000 54240 49,358.63 68.020 61,898.20 12,539.57 LT Apr22, 13 420.000 59.788 25,111.32 68.020 28,568.40 3,457.08 LT Secuity total 1,508.000 54300 81,883 80 102,574.16 20,690.36 ECG RESOURCES INC Symbol: EOG Exchange: NYSE (Al: 4335 Current yield 087% Jan 28, 15 500.000 90 411 45,205 72 77.190 38,595 00 -6,610.72 ST FORTINET INC Symbol: FTNT Exchange: OTC lan 28, 15 500.03 31.942 15,971.36 47.740 23,870.00 7,89&64 ST lan 30,15 250.003 29.431 7,357.75 47.740 11,93500 4,577.25 ST Security totd 750.000 31.105 23,329.11 35,805.00 12,475.89 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 93,312 Current yield: 3.02% Aug 4, 11 191.000 36.265 6,926.77 58.210 11,118.11 4,191.34 LT Aug 12, 11 5.000 35.754 178.77 58.210 291.05 112.28 LT Ian 23,13 1001.000 41.387 41,42889 58.210 58,268 21 16,839 32 LT Apr 22, 13 464.000 50.287 23,333.21 58.210 27,009.44 3,67623 LT lin 17,13 148.000 49.739 7,361.45 58.210 8,615.08 1,253.63 LT Jun 18, 13 73.000 49.836 3,638 07 58.210 4,249.33 611.26 LT Secisity total 1,882.000 44.031 82,867.16 109,551.22 26,684.06 JOHNSON & JOHNSON COM Symbol: IN) Exchange: NYSE (Al: 43,198 Current yield: 2.99% Aug 4,11 123.000 62-377 7,672.38 100.210 12,325.83 4,653.45 LT Aug 12, 11 3.000 63.730 191.19 100.210 300.63 109.44 LT lan 23,13 642.000 72.736 46,696 71 100.210 64,334 82 17,638.11 LT Apr22, 13 298.000 84.721 25247.10 100.210 29,862.58 4,615.48 LT Security total 1.066.000 74 866 79,807 38 106,823 86 27,016.48 MCCONALDS CORP Symbol: MCD Exchange: NYSE EAI: 43,461 Current yield: 3.40% Aug 4,11 95.000 84.959 8,072.06 99.860 9,486.70 1,414.64 LT Aug 12, 11 3.000 85.910 257.73 99.860 299.58 41.85 LT Nov29, 12 8.000 86.456 691.65 99.860 798.88 107.23 LT lan 23.13 555.000 93.053 51,644.75 99.860 55,422 30 3,777.55 LT continued next page SDNY GM 00020773 CNP70009005841059 NP7000195794 00002 0715 030575004 Y123568550000000 Page 9 of 16 CONFIDENTIAL EFTA_00131393 EFTA01273600 *UBS UBS Strategic Advisor July 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your rinandd Advisor, SCOTT STACK MAMLYLE CASIVEL Your assets Equities Hddng Common stock (Continued) Track date heartier of riven Purchase guru Average peke per than (S) Cost bads(t) Price per strafe on 1d31 (I) ValueOn Jul 31 (S) Unrealized grin at loss (5) Hddng period Apr 22, 13 255.000 99318 25,32632 99.860 25,464.30 137.98 LT Sep 19, 13 78.000 97.879 7,634.63 99.860 7,789.08 154.45 LT Sep 19, 13 22.000 97.425 2,143.36 99.860 2,196.92 53.56 LT Sep 19. 13 2.000 97.830 195.66 99.860 199.72 4.06 LT Security total 1,018.000 94.269 95,966.16 101,657.48 5,691.32 hEXTERA ENERGY INC COM Symbol: NEE Exchange: NYSE EAI: 13,579 Current yield: 2.93% Aug 4, 11 134.000 52.960 7,096 75 105.200 14,096 80 7,000.05 LT Aug 12, 11 3.000 52.530 157.59 105.200 315.60 158.01 LT lan 23.13 700.000 71.610 50,127.21 105.200 73,640.00 23,512.79 LT Apr 22, 13 325.000 79.757 25,921.06 105.200 34,190 00 8,26894 LT Security total 1,162.000 71.689 83,302.61 122,242.40 38,939.79 OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAI: 32,907 Current yield: 4.27% Feb 12. 14 148.000 88.959 13,165.96 70.200 10,389.60 -2,776.36 LT Feb 12, 14 117.000 88.989 10,411.82 70.200 8,213.40 -2,198.42 LT Feb 12, 14 32.000 89.002 2,848.07 70.200 2,246.40 -601.67 LT Feb 12, 14 7.000 88.857 622.00 70.200 491.40 -130.60 LT Feb 13, 14 110.000 88.885 9,777.41 70.200 7,722.00 -2,055.41 LT Feb 13, 14 68.000 88.708 6,032.19 70.200 4,773.60 -1,258.59 LT Feb 13, 14 33.000 88369 2,916.19 70.200 2,316.60 -599.59 LT Feb 13, 14 6.000 88.421 530.53 70.200 421.20 •109.33 LT Feb 14. 14 334.000 92.065 30,749.82 70.200 23,44680 -7303.02 LT Feb 18, 14 114.000 92.677 10,565.23 70.200 8,002.80 -2,562.43 LT Suavity total 969.000 90.422 87,619.22 68,023.80 •19,595.42 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: $3,243 Current yield: 2.92% Aug 4,11 115.000 63.979 7,357.65 96.350 11,080,25 3,722.60 LT Aug 12, 11 3.000 63.023 189.07 96.350 289.05 99.98 LT May 16, 12 6.000 68.535 411.21 96.350 578.10 166.89 LT Oct 24, 12 1.000 68.690 68.69 96.350 96.35 27.66 LT Oct 25, 12 2.000 68810 137.62 96.350 192.70 55.08 LT Oct 26. 12 1.000 68690 68.89 96.350 96.35 27.46 LT continued next page CNP70003005841070NP7000195794 come 0715 030575001Y123568550000MyGht0002eign 10 of 16 CONFIDENTIAL EFTA_00131394 EFTA01273601 UBS Strategic Advisor UBS July 2015 Account name: GHISLAINE MAXWELL Friendly account name: ir d r Account number. Your Pi nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Trade Hddng date Humber of Owes Purchase prka Average pdce per shale (I) Cog bails (11 Nice pet share oniuni (t) Value On Jul 31 (I) dare/fired gain or loss (t) Holdng Period 00 31, 12 1.000 69370 69.37 96.350 96.35 26.98 LT Nov6,12 1.000 69370 69.37 96.350 96.35 2898 LT Nov7,12 1.000 69.150 69.15 96.350 96.35 27.20 LT Nov8, 12 2.000 69.090 13818 96.350 192.70 54.52 LT Jan 23,13 699.000 72.166 50,444.31 96.350 67,348.65 16,904.34 LT Apr 22, 13 322.000 82251 26,484.85 96.350 31,024.70 4,539.85 LT Sootily total 1,154.000 74.097 85,508.36 111,187.90 25,679.54 PROCTER &GAAMLE CO Symbol. PG Eichange: NYSE EAI: 43,007 CLarent yield:3.46% Aug 4,11 118.000 60.103 7,092.22 76.700 9,050.60 1,95838 LT Aug 12, 11 3.000 60896 182 69 76.700 230.10 47.41 LT Jan 23,13 619.000 69.941 43,293.73 7&700 47,477.30 4,183.57 LT Apr 22, 13 286.000 81332 23,261.18 76.700 21,936 20 -1,3241.98 LT Apr 24, 13 108.003 77.762 8,39&32 76.700 8,283.60 •114.72 LT Security total 1,134.000 72.512 82,22814 86,977.80 4,749.66 TRAVELERS COS e4C/THE Symbol: TRY Exchange NYSE EAI: 12,811 Curent yield:2.30% Apr 24, 12 20.000 63.432 1,268.64 106.120 2,122.40 853.76 LT Apr 24, 12 4.000 63350 253.40 106.120 424.48 171.08 LT Apr 24, 12 1.000 63.560 63.56 106.120 106.12 42.56 LT Apr 25, 12 10.000 63.520 635.20 106.120 1,061.20 426.00 LT Apr 25.12 10.000 63.617 636.17 106.120 1,061.20 425.03 LT Apr 25, 12 10.000 63.659 636.59 106.120 1,061.20 424.61 LT Apr 25, 12 2.000 63.545 127.09 106.120 212.24 85.15 IT Apr 25, 12 2.000 63.645 127.29 106.120 212.24 84.95 LT Apr 25.12 2.000 63.745 127.49 106.120 212.24 84.75 LT Apr 26.12 8000 63.928 319.64 106.120 530.60 210.96 LT Apr 26, 12 2.000 63.920 127.84 106.120 212.24 84.40 LT Apr 26, 12 2.000 63.930 127.86 106.120 212.24 84.38 LT Apr 26.12 1.000 63.720 63.72 106.120 106.12 42.40 LT May 1, 12 15.000 64.637 969.56 106.120 1,591.80 622.24 LT May 1, 12 6.000 64.715 388.29 106.120 636.72 248.43 LT SDNY oiredbliPir P°9° 0Nr70005005941071Ne700019579100002 0715 030575001 Y123368530003000 Pegs 11 of 16 CONFIDENTIAL EFTA_OO131395 EFTA01273602 SUBS UBS Strategic Advisor lul)/ 2015 Your assets h Equities . Common stock (contmoet]) Hddng Trade date INnter of leret Necrose peke Averege price per share (5) Pekt ge share Con Get (1) oniunt (t) Vdueon Juut 01 Unredized gin or ion co Hddng period May 1, 12 6.000 64.975 389.85 106.120 636.72 246.87 LT May 1, 12 2.000 64.850 129.70 106.120 212.24 82.54 LT May 1, 12 1.000 64.820 64.82 106.120 106.12 41.30 LT May 2. 12 7.000 64374 450.62 106.120 742.84 292.22 LT May 2, 12 4.000 64.410 257.64 106.120 424.48 166.84 LT May 2, 12 2.000 64.320 ussis 106.120 212.24 83.60 LT May 3, 12 4.000 64.960 259.84 106,120 424.48 164.64 LT May 3, 12 2.000 64.675 129.35 106.120 212.24 82.89 LT May 3. 12 2.000 64.910 129.82 106.120 212.24 82.42 LT lan 23,13 629.000 77.560 48,785.62 106.120 66,749.48 17,963.86 LT Apr 22, 13 290.000 84.719 24,56868 106.120 30,774.80 6,206.12 LT May 22, 13 111.000 83 807 9,302.58 106.120 11,779.32 2,476.74 LT Security total 1,152.000 78.533 90,469.50 122,250.24 31,780.74 >31.INX INC Symbol: XINX Exchange: OTC EAI: 12,230 Current yield: 2.97% Sep 7, 12 25.000 34.770 869.27 41.750 1,043.75 174.48 LT Sep 7, 12 5.000 34.846 174.23 41.750 208.75 34.52 LT Sep 10,12 37.000 34.845 1,289.29 41.750 1,544.75 255.46 LT Sep 10,12 3.000 34.660 103.98 41.750 125.25 21.27 LT Sep 11.12 20.000 34853 697.06 41.750 835.00 137.94 LT Sep 12, 12 18.000 35.006 630.11 41.750 751.50 121.39 LT Sep 13,12 21.000 34286 732.61 41.750 876.75 144.14 LT Sep 14, 12 19.000 35.536 675.19 41.750 793.25 118.06 LT Sep 17, 12 7.000 35.151 246.06 41.750 292.25 46.19 LT Oct 24. 12 3.000 32.523 97.57 41.750 125.25 27.68 LT Oct 25, 12 5.000 32.522 162.61 41.750 208.75 46.14 LT Oct 26, 12 3.000 32.776 98.33 41.750 125.25 26.92 LT Oct 31, 12 1.000 32.770 32.77 41.750 41.75 698 LT Nov 1, 12 2.000 33.360 66.72 41.750 83.50 16.78 LT Nov 1, 12 1.000 33.520 33.52 41.750 41.75 8.23 LT Nov1,12 1.000 33.530 33.53 41.750 41.75 822 LT Nov2, 12 1.000 33.550 33.55 41.750 41.75 8.20 LT continued next page CNP70309005841072NP7000195794 00002 0715 030575001 V1235685.5003~Gik000kra 12 of 16 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your linandel Advisor: SCOTT STACK MANY LYLE CASRIEL CONFIDENTIAL EFTA_00 131396 EFTA01273603 UBS Strategic Advisor *UBS ltily 2015 Account name: GHISLAINE MAXWELL Friendly account narne:Ind Account number. Your Pi sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (conbnued) Trade Hddng date Number of shares PerChEat Oka Average price per shale (S) Con bails (SI Pace per share oniuni iti Value on lul3t (5) Unrealized On or loss (t) Fiddng Defied Nov 5,12 1.000 33.190 33.19 41.750 41.75 855 LT Nov6, 12 3.000 33.886 101.66 41.750 125.25 23.59 LT Nov7,12 2.000 34.025 68.05 41.750 83.50 1545 LT Nov7,12 1.000 33.910 33.91 41.750 41.75 7.84 LT Nov8, 12 4.000 34.032 136.13 41.750 167.00 30.87 LT Nov8, 12 1.000 33.860 33.86 41.750 41.75 7.89 LT Nov28, 12 4.000 34.312 137.25 41.750 167.00 29.75 LT Nov28, 12 3.000 34.410 103.23 41.750 125.25 22.02 LT Nov29, 12 15.000 34.583 518.75 41.750 626.25 107.50 LT Nov29, 12 3.000 34.493 103.48 41.750 125.25 21.77 LT Jan 23,13 1,057.000 36.805 40,008.01 41.750 45,382.25 5,374.24 LT Apr 22, 13 502.000 35.691 17,917.23 41.750 20,958 50 3041.27 LT Security total 1,798.000 36246 65,171 IS 75,066 50 9,895.35 Total 31354,48447 $1,652,227.30 $297,738.84 Total estimated annual income: 543.704 Your total assets Percentage of Coil Estimated Unreal:0a Value on hi 31 (0 your account boric (I) annual maven ft gin or Ion CO Cash Cash and money balances 14836 0.01% 14836 Equities Common stock 1552,227.30 99.99% 1354AI:4.47 43,704.00 297.738,64 Total $1,652,375.66 100.00% $1,354,636.83 $43,704.00 8297,738.84 Account activity this month Date Actiity Dexription Amount (5) Deposits and other funds credited Jul 27 Transfer FM 235750100 2200.00 Total deposits and other funds credited $2200.00 Ode Adlaly Oeurotion Amount IS/ Dividend and interest locoing Taxable dividends Jul I Dvidend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 623.28 continued next page SDNY GM 00020777 CNP70003005842 073 NP7000 I 95791 00002 071 S 030575004 Yi 23 568550 000000 Page 13 of 16 CONFIDENTIAL EFTA 00131397 EFTA01273604 4tUBS UBS Strategic Advisor my 2015 Account activity this month cameos) Date astbity Dividend and interestiscorne (continued) Taxable dividends (continued) Jul 1 Cividend Descoption Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: Your II Bendel Advisor: SCOTT STACK MefeLYLE CASRIEL Arrowit (S) Taxable interest BAXTER INTL INC 06437800001000000000OPAI0 ON 1556 OCCIDENTAL PETROLEUM CRP PAD ON 969 CALIFORNIA RESOURCES CORP PAD ON 387 809.12 Jul 15 Dividend Jul 15 Dividend 726.75 3.87 Jul 30 Dividend Total taxable dividends Jul 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 07107/15 EOG RESOURCES INC PAID ON 500 83.75 $2.246.77 0.80 Total taxable interest Total dividend and interest income Oate At-linty Jul 24 Fee Charged QUARTERLY FEE Total professional management fees Degnation $0.80 $2.247.57 Amount (S) -2,135.39 42.13539 Pees Date ktiity Oescepbon Other funds debited Jul 20 Transfer JOURNAL TO 23575 GIISLAINE MAXWELL armed (S) 49,962.65 Total other funds debited Investment transatdons For molt Information anent the pine/value shown for restricted secuelles, see important mformabon about you' statement at the end of the; doe unto( Date actnely DescItabon Jul 1 Spin Off Quantity VA it (SI race CS) Proceeds fron investment ttareactionS -$49,962.65 funds vathdrawn to mresvnents bought (5) Accrued Interest (S) BAXALTA INC SYMBOL BXLT FROM BAXTER INfL It< SYMBOL BAX RATE: 1.00 1,556.000 Total D. Attivity Pan 31) Balance forward Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT Jul 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07115 Jul 16 Deposit UBS BANK USA DEPOSIT ACCOUNT Jul 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/20f 15 Jul 28 Deposit UBS BANK USA DEPOSIT ACCOUNT oesowson Amount (I) Money balance activities $47,79833 1.432.40 0.80 730.62 -49,962.65 64.61 continued next page C NP7C009005841 074 N1'7000195794 00002 OM 030575004 Y12356655000%011teGEL000215,91 14 of 16 CONFIDENTIAL EFTA_00131398 EFTA01273605 UBS Strategic Advisor T July 2015 Account activity this month (con:rued) Date Money balance activities (continued) Jul 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75 ACtnty Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Your Financial Advisor: SCOTT ST ACE MANLYLE CASF0 EL Description Amount (I) NI 31 Closing UBS Bonk USA Deposit Account The V85 Bank. USA DepOgt ACC0unt is your primary Sweep tpl•nn $14836 SDNY GM 00020779 CNP70003005&107SNPl00019579t 00002 07IS 030575004 YI 23 568550 000000 Page 15 of 16 CONFIDENTIAL EFTA_00B1399 EFTA01273606 *UBS Your notes CNP70303005841076 NP7003195794 00002 0715 030575004 Y123568550 coMyGm0002159ge 16 of 16 End of statement for account number- SS CONFIDENTIAL EFTA_001 31400 EFTA01273607 Important information about your statement (BS Frond., Santa hc FM a tA13 Fared* Sericeg. is a mentor of al preswalsennty. canooddy aid gams otharges UBSFersaxill Servo" and MBank USA ay inked trubullyin of uB5 AG and affiliates of W5 Smokes TIC the f on' s fnaicial fl owers it Pattie won recut! The bur's etectimrofirces are at U35 Portal team Ix 1200 Hater Boyhood Want* en NJ 07086 Th6 AdtiMent reprelfaS the ally °Metal reared of sue UPS Fmaroal knees account Other records. except olloal tad doormen. conuhng centan9 data should not be ;then upon rl you bate there an ern:tor 09161.01 please moo it arnithaely n swing to thel3rach Fdaopir of the off cesmogyour tosum Atheugh at it s roan are emended 10 be X0.010. Fathom daa Toad rot be used for tar puposes (thy sok,/ on yeast to lank be.. Farm 1099. 5498. 10115. ex) then peeping your to mum the/em is requivd by Ian to repon to the RS al taro) le dirdends. repent!e non lath dvilends ad hay* metal tamed on securities Man your mart, net proceeds on sale tranuctons, aid cost bonencoon awed %edam Cammeadations with the Firm • please re.c.criforrn any oral OrermAlCater6 el *Meg tO further proton your nthts ncbdnj yokeoyes under the Washes hien Proteaco Act (WA) • rf the Mona instriehon on the top left ce the lam of thd susentmi is not MS FiUnOailSavart. urn Femoral Woke, caries your toxin asOaring broker by atheigement *nth the nelicared narteion We Intoned you of thnretetionthp Mn Ira opened ens win in this caw, thser hods ant scour ies re located XL% Frunoal Sauces and not th? arodumg broker. and you must mat a report of sly ace or °mann to bah Ma All arOCOunc StaWrenCS chit be deemed COrrolete led aurae d rri °bp:redto n kotrig tithe 60 days • Pleasedirect calmer complains a iron-ate the Imrs Chen Rations Doorman a 2014521699*r toldree al 000-3544103. 8 00AM to 6 00 PM FT Monday through kids,. a in wring to uBSIMancol Sental he. Clem Relations Deparnint PO Box 766 Unon City NI 07(67 • in case of ernes a pinions Lout n demonic lands transfer (W11 bib Dhow, or U35 Una Mr can tranacoth, call 800-762.1000 or none to LOS Manta Smits hc. lOTO tabor 840.6th I lac threcenvoth. N) O7086. Ann WA1B5A Savo,: Cal armless soon as you cart d you nk yaa stawnem or recept 6 worg or el you need won of <maim Lout atrarofw on the nine em of recent The Fen ce Card Mow fa aplOble) must her tom yea rat t3tEr thrth 60 Card alter the fret scot you the test summit on Mt eye era or probity49*mA - Croak yon nine ad sawn number (II and - Donde the emu or the wader you ay wart abaft axle:star as *Fay WU On My you Woo 4 is m error a ray you need acre nlanoisn - Pre ede the dollar anthem of to sanded mix Do Fin a C ad Muer wit maniple your COrptint red Mll COrteC any ester promtly Plot:rare al erects payatto to the Furor re Mail nulacin ndoated on to frees of tha slatement h akora to agar accant fees. acounn ma/ be %bpi to manunance teas charges for we parent for seances purchase; adchars for apad nut a cash axotots Amounts ma are Unita* to other nitrate's may be plan to a banner fee UN Sweep Optim U85 otters °Woos for strewn9 cat batistes bathos so bat &posts si U858a t u5A NAM AG Dartford Oat (Bark Sweep noirms). math market mutual fads teener Funds) arid the ha/naked Demst Account (0Allor customers with a mental a kesotroe lAlnagernent Account thicugh the Bat SweepFM.31SM Cat, bastes are swept so tea (lath USA W or a esti:rated LW and then to 185 14 Stairked Brant. a a Matey Fund Divests at WS flat USA are FOC enured n accordaxe with rules For new Viconaion p lease .,,it wave Idtc got Deposits a tin AG aavioni Dant and Tares carter, kits arena enured by the FDC. Through the DA. wadable to Waffle:es are wont to deposer accounts a WS AG New York Brach and 18514 Carman Daytr these Otosrls zie MC routed by the FOC Patriots hekl If the WS AG Chow Brach are tentoraily tomcat To the ;amigo rin of the C slat hands and there n ni quaratteece other °nation of LISS A6 10 repay the trats1C95.6h 1* On the uth Carrots eraCh'S books Camas a UBS Bat USA rd each UPS AG Brach a'rerr91 protected by WC Maned Fund shies are procoaed by SPC See 'WS Finthoal Sevres Account Ftetediont below Upon you reg./92, baterces n to Bat Sweep Programs or OA may be witittara aid shares of a Way Fund maybe liquidated, and themeted' returned to you a yaw mune% =cunt Father on antral tout tattle sheep opium. naAng cumin went, rats ad yens. 6 • it** at www stscordtheepyitas non year ;natal advisor a by calm 800.762-1000 1185 financial Seances scow* peratention The Fern ica /WPM of the Securras mote Proteaion Coporaun (WO. With protects soontla twins of es marten So lo 1500000 Mcbto 1250.000 for darnsfor will the 5PC we aixecom tows *Ph lo all accounts tha you had n a panned, cocoon the Fern together wth anti Antes. ha also surtax", appsoncerat Frovichai th e roman mount payable to all NOW dent coleschalrundathr; protecion 6 550) mutton as of Nowt& IO. 2013 Wand tote poky ardakeo aid fintatoos eat at he Fern CUTS' prObeCted tte to 10 $I 9 milko n the anegate for all your axotans heifer a para. capaay A full oppyol the poky Mang 6 Nal..lole upon ,99.ro2 l'ho SIC pro WWI ad the supplentotal promen both do no1SelrlY to • (01.011nANC41 anis controlled by OM Odused Ur/Jr account vibe) but held away f tom tal$ f insane, Sermon anan (0 cat PUSS Bark )ca;ti at U3S AG Stamford bay h. Id) mutate Drocicts. oaring %web* amnia and (Minns of mutual finch Mee sash shares re registered teak n the tone of the aOthrt Naha on thebodes and records of die aplable Gera er traPer agent). • Caton warrant contra" or norm% Mew= (99. Imbed pat:welts aid prvaeplawerrts) that ate nor aginered under the Shames Act of 1933. and • Corms:dna mynas k 9 . forwth enchanfir and preaus theta comma lidding taxes commas an, con'thOY WW1 coronas The SF< protection and the pipplarwrii proterann do rut tpay to these assetseven d they Ottenthe apnea cora fitment The SFC protean, and the saptritht proteCtun do not tithed again tames lithe torte vat* of ythr thestmentsennether as a resat of mate! mourn act. Mu er batr.sptCY a 016.4V(90 More Wormxon a mit ki tem request You may obun near inorthanth tout WC. Odudn9 'MSS< Dacha by canting WC at 202-37I 43300 et by voitng tie SIC webYte at rmW Or9 Diyideni Its thresunent Program OFIP) the Fay reelected tar ataaje Ma You May °bon the actual price ?ran your Fthanza Adios Only Mole shies are hithased valf•Car, pare lyres coil to cold arid me cat sol be depokid n thee accourt Met/Ord rethestnert pro sacked by the issuer ma/ defy iron the matte ate at whth the panne Owes re sold Cask-blew (flit Mick unit wry be rad in 'Our axoint w you are entente) to spatialme as arena °fat/dad psdnent or otherwise, the firm wit ether set partial...Its at maker rice a accept an null deuenred by a registered Wang agency and rata you account hivorment Skala. The MrSthient Macao and Fit prof In are ipecac to eat accon aid they wry beaten nem aro the Inn prompil m wring of any ureter, Otte is your fnansa stuatith or Mesmeric obraive; For path xcours held. you choose one of the fo Sewing thestmend (loathers • Pedigo Covent Moine F•ronnuntilalrinj the rural on of I-comeonly • none* Capdarippatton kwednontsienring growth pmcpal Libra than fix ginfiaton of name • Reduce Contherthin of income soclCapOIAPPeolocm thinenorts seeking both the pronto of noon[ aid growth ore prithaal Douala* profiles • Consrve/re Seeks to mantan heiapredpat Mb law risk at totality to the account heft nth n that mom the =ant does not generne Python income or Mum, SKI mynce keep pace will inl Loon • Aterrern lerIlleg to accept tome n'A to Frocrpal ad tolerate sorrithela My so seek higher roans • Antoine Wring to amid hgh tips to creeps! aid hgh Vanity 10 Seel. NO teen, over lint Statement thcesehoklino" We wayconsolidate al ceded toast statements will the sane address n the smear...lope Aoarres may be rented for this panne lawn they haw amen Moan maimin tont mount Moon/hex trot other chintz at the sure athfress TM padre a known as thassetadny • It you miff le realer iMirikti /IStrtittInnuled n apse* CONFIDENTIAL equates — you may thane househollrg by ding your Fronoal Adynor Friendly mount nano 11.Frienth recurs name ref kas Warman that you mead on the knits onthe sarces webs.. It 6a customizable *minima drawn by you Yr au you wth Yxt riKteckterg It hZ no P9a effect co me arum You on mange your FrenlOy %Matt naves. throuth holm Semen a totatacum ays Forcer tither Account *vendor • value of your zaountrpadtha ha of assets art • AZets InClucki &Wok cell barrel whin to. rose iced vitrifyMt 1 rid Gkball-mr. Deposit unrealized marks to market and acts' Zath Mt held byte Frm Dot not ochdeunprod sawittilassets at dietriad the pia andteat summit ;moods. a Mane nostmenn noosed sloth col i:e6 aid twist k shit colom • Oablees tWholesOAR banal. ouistandra thaw testae:Ill Ine. sheet accoum balances • CathAronty bison Tots of inlruer.1od somata. cat biomes. fly; U35 Bat USA depart taxon U115 AG Surriced Branch direst balaxes and scot, matte maul Ind sweep basket etas the dose of the stifle( period Non.corrincdIty thy pedal balances n aCCount arena searethae6 from other bare?, and tee Emmy tne of these !Ards n the ordiwy course of ds hathess these funds .Ye paytk upon pa demand no total 6 InclArd in nee arms priori dose-9 value Lending information rot detsM edam Ion on the rn'>*Ne9 padissam didocum ants to youCle i RPM Unto Agmersin or Accoat Armin: and the General TOWS ad (mittens USS StIonent of Cade Fractos fl ab* n Agretners ardtcctwres Altar .rlu cruryme orunranchu .91 Your assets Yes Statelltell COMPS Sleeves Yid Other assets held n the secant ate end of the saleminl period You Mae dt for denary of fury pad watt" ar art one You may rectee senate; used as ha °Arad aser pastry' balance cue on them My wanton trarderied to the im dung the sunnier: penal an listed at fillintl van* a 01 the end of the statement period • Cost back et detethOng theca?; basis of the secuthes oduded n this gatanent. atho tatted veth Inc nutter '1. ' UOS Frunal Servcesha recd on inkonation alaised from sources other than lea Fink- al Satan. oCudng nictitation ken myths IT or that you may hare prurtIld lo your FrrialCUIAterce the Firm dots no. ilOgrundenly way Or guarantee the annoy a vaidny of any inirrnaon pronded by auras other than LBS F natal Seer Ces in addrion Staab UOS Fe-axial Sake: generally updates th is denote:es as e 6 nomad the Pita don rot prod& any asstethas that the (*minion seder 'Cost bail' and tlarealized garisiss" is rose* a of the dae of this 92401011 As 9.4). please do not liken this rdorma bn to make ;gifts' a We Mixes la to purposes a critetree ACCatilb tritilated to the frrn may reflect glass nformaith QM forme pared time theyarehad at the Lim thorehinorcal Hermann ca be added by you Filer aft Attar • Unwanted palm/boa Win, ass L mite eTrn.74.<1 Jrnal:en aU Gir3iales ft" SDNY_GM00020781 EFTA_00 1 3 140 1 EFTA01273608 Important information about your statement (Continued) intreidultareity lots the Inman data fa lots maya may not reflect cemnksans, dragesape seamy magnesia, Tau Dulled ad Mier ronorman lots and »Pail* pfd ae bh are men manned to dtigiaf one weragml lhe • traded.' cobra presents the «gnat balsut Kra Valedate • CANN narltiat Bonds and parted SIOP IAA the issua cat fa ea relongeon mil bestream! mania*? by lot tom rag al seurnes of Mat eswe held in our nane pi in ~mew n are ler CAI dents Callean Nana an is otaanod from TN prim and Os xcura-f is not guramed On« call I eatints nay rota Nall could ilea yell complete mlormakin sate prodded AKA warn • ~Was of deposit KO» CDs ate RaC mixed ups, 1293,CCO n antatal and road infest ma depositor aid pa canary trunnion n aoradance web itta: rules • ~MMus aces ~UN/ fa reanes ard other products maybehigher a byre thai the pris Mal you year 17 actuary motet in the make, PrCeS are °Maned from arias Mid pattyarm ends webeb!Mlo te ratable bet we do not gumbo eel' a:cracy - We "astray me To clangpia when sealable cr lhe mean or IN b4 and ask ilces fa laced PairteS and *pans or on y trd preen or OTC sense an - Lot adore,/ traded seamen maybe priced tung aalatan niocla a the nap wean pia we Malted admanot refreflect an actua mant prr or rain - (wain positrons may aura alma ay.:wand roll show z 'price was not writable' if we re ante to obi* a age for a saucy - Deposes a Wanes denallitnd n ~es OPP thi U S dollars se ref keled a the err) Ego rSe as of the Parma! data - for certan seanhes mica mnomantirmig denomnatros. ace and quality das vane) mart hae been attuned» lapPale Kopp vAupAn To obtain clam antrum Wien wattage «Nan yor Primal eatecor • mern lewmanuma and structured undo« Mate Inestriore taunts Crictidng Ana prapation progran aid real Mate rwstment rain *and Structured goo-AIM aerated., hghly NW./ (elan surctued prams hare nod been rettiored with the ~Pet and &Male Canaan a underand sure secures UM We prow» estmaed saws la agate magmas saran arm senate., prodas tor Mann.* cnalpupoen only Acatacyo rot gonnifCl - 111(RAIWNP maydiger %Diurnally tram Nam day a inch wire niestrnere sectary« structured Nana my be Lair a sokl aid do not necessaily represent the eatr you my rearoo upon Igridson - med pay enmans of vim are as of a anen due aid ae utplied so ISS Nadal Sams on a regi It bass by an nano:Sent YAWN., Inn Isav, ROIRIRIP~C(CPRISOr ecrimzed vain rf any. are stapled to te Form by Me mug general partner or sponsor and maybe 0W~ Axed an afferent Narration from that used by thrd part is to donee it...estimated valor; - You cal ratan addnana ntarnalan legator the methodology used to determine the mutate of vase ad the date of the Nonnaton Ty Is the bin for and mange hyaena:an your Amaral maser - 'MN party estimated v*Iec may be reflected as nat p105 rr sewer auwars seeral an ',reptant valuation firm NS AA Applied or d made so assign a yaw wan we beano await that arnwora Tort had ocarred that trey alfa ~wry reponed vat. R03 <mean a Minna» marl be fugl,/ maytatree duo to the rut" of the seamy - ?Men Mill*, an isve( general panne( a 6Ør eginatal vadenot attrdpalyeslthiled vaneis prOwled. the Nut of Me mama al badgered tan nt prch/a pia - 'CliSrbutiorn to dare' may nicludt awn of cal, name a both • Off9gg and sae* 'exeunt, Pm MAP ollpAg price per relit m5 may not reflect sow cos bask • Ititsolatd Warn« Restricted Truces generaty are not as my ewe* for maolc sale IRS financial Sena uset the Trtat prior of To esurniktod stock of To say mute a an reputed raw fa the retuned neat tt purposes of Thisstmexemony To the omen Tx restated startle at enable for sale. Me mat remind nay be manumit, less Than IN imaged Wive shone • In. (.natod) yØ arrattyields and rap An engine of anal mein. is based on ward canker and nuep mot awning dm acuities till be held for One year from siaterned date or ate enigma This estimate is oq a guanine. accuracy and Øvered Mane se not g,ur meted - Est annual ammo and anent NM for agar Nino, Storing mutdiscluie a return of anaa or cagy( gas er wadi case the est name lait grant NM) would be werand - Estimated arena' name ard euteni yield aid the actua nowt and yeld night be lowers hgher than the maraud among - An mainatool amalged name <dotard andor want) dulled brim coma matte, valrearewat balance is lased as the lag disand or Nan parfait, niale by Me muer and Nunes Tit seam indents rill be Midge one year ban the states-rat rigor ate ~prey Acosant aid Palmed Tied ae not goaanteed • Aetna held try UPS Mandel Soaker Conan agora are rot UN bytte Prm .3-4 not Minn the Fint's posseSPfi or anted Thee Puts Pe 46pta,ed at yam statement for inlormannal ~one, Roans end raps presented ao prosaed byte sung lien UBS fi nancra Snag n not reiponsble for this Mann» and does net grantee to awry Moe assets ate not prowled by Sara or IN Ffin-C supplemental SaC coverage • ferns Sating and additional conmensadow - ti additar to ammissom on saks aid 12bil fees noted in enflame wits the &Paula of tradva fads to our dents we atla op starlap rente rensue it)wirr; pa/maul rorn tutu bungs and« advisors of the name funds Tat we telt Thew amounts are based on eto different arroonints tre amount ol saksby let of a pancuW metal lad Irma to outTerns erd Id Ow arm varelv a parboil, mate fund Landis ShIrOt Nil X IN IRA - We aid at Stare and rage renwang and ormtosproasong lees in consideration lot tuder agent spikes dat we proud. to the ntrual funds These lets gaff" at pad loco imtnor sner, in the mutual lad sid se a trod delft amaum trawl on the minter of ~Is at tie tragic-dean holding mutual I irds of Tai fird 'ma - m nation to commstam matted n annection win tor sabot dare:imam of anery common ad Inis imsi .mc Itnni units P cur deml. we alder our Praline remeeriterue I,lag Orelingalla from rnmyol The ratans> corrpsuro indemnity Pe artily =owls "Imes ol The iwyranor corn-La-4s ix sponsors a near inv4SPIell SUSS we *Saute - Ott agnates also recent trading commispas air arm compensation kom mina rinds aid ipmcw..p OPRPARIS vtios.proaxts we disorbute - We receive as anal tee fern t658alk USA ad USS AG Stanford Br arch of up io 125 per =cum around to tie tars any Ihe Mates* Sweep Programs Paley Information regardng corninkaa ad ogre charges roared it anedon awn the meodion ol valet ricadeig option tatactons has been ncalled cordenutons anorak fanned to you. aid wail be umiirad to you pommy on revren Short selling if you n engaged et Mort sang a parity ycu may nos a Tare due to wan laworang costs lanai palaula ranee Ow <San Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not ereaited by the stenm (Net open buy al sell top orders re rented by the amount of dwdends er (gas on • oydadndsor mamas dato unless nomad airmen. by you You ae remorolote I or orders aha are ericuted doe to put fare to canal existing open orders Tax wiThaditg en ~ens futon UK financial Stains IRAs ledara tact taw requres 1.85 Nadal Sevres to wentrold income tat from its unable IRA &WHAM AAR but you may eke not lobate ~UN will P01 impart you nay Peet to hare lie ~Mc I a era, or maned row as you choose VP: Soon RA warn n effect IAN reRolcd by you You may mock. your acclIon a ay lino by ~mg a now onain a sou do rot haw weigh nonm a wanted Ironi 'Our d'actulialf. A/6 maybe remora* la the paymera of ettand tat you may oar pares d vie moats rennet] and your estimated Ir parrninis reret eta CO van tar obligation Macy To obtain amen:Oar omen One Proxy tam c. please gonad you F natal mater cruise ow ?Aisne at ymrov wax ccrnenrrworry Let natal Saran is not a bark the WA. Suwon Sevres Accont BSA and AMA ate Wattage aoocurrts vadi proide access to bating seams aid pats,' ttrough an ti with affiliated bras awl other MS. partybalks and prcvdtes access to away ad znuIy promas ittud by until dated med warty nurampe carman*, Heugn fivISICe agency Lobar es ol tilli Nadal Soria ere ~ I. mace. ad annuity products POI 'DC heated • No bank p.Anni«R May tow vain MAA Resonate Ma,agrnuni await Banns taus Atarnt Sta, illar and neemmonal Baotou ~arrant CONFIDENTIAL Attoun ae ragitlered since mats or lØ5 ~al Brakes vat Squaw is a regrind S•ry1(OmYkol visa anermarnal 1.85 V6a Signature Cede Cads ad UPS Vila dotal cars ae issued by MS Barr USA rah marnimon from 'Janata Tarp:era LUIS Ananall Servieee 'PC PP 201407 SDNY_GM_00020782 EFTA 00131402 EFTA01273609 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York 1W 10171.0002 UBS Strategic Advisor August 2015 04P7005764693081 0 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065-71W Account name: GHISLAINE MAXWELL Friendly account name: loth Account number:. SS Your Financial Advisor: SCOTT STACKIAAWLYLE CASRIEL Phone Questions about your statement? Call your Finan.:a. Advisor or Value of your account RMA Resourceii Ile at 800-RMA- 1000, account 025023568 on July 31 (3) on August 31 (3) Your assets 1,652,375.66 1,576,386.61 Visit our webs1te: www.ubs.comainanciatservices Your liabilities 0.00 0.00 Value of your account 51,652,375.66 $1,576,386.61 Tracking the value of your account Sources of your account growth duriag 2015 Value of your account Thousands at year end 2014 31,721,17236 Net deposits and 1721.7 • 1.652.4 1,976.4 vnthchanalS -$56,460.38 8 Your awstrnen 4 return. Diedend and interest income 328,243.30 Change in market value -S117,16867 Value of your acc•xmt Dec 2014 gat 2015 Aug 2015 on Aug 31. 2015 $1,576.3116.61 SDNY GM 00020783 Member SIPC CuM0o09303764693 NP7003193698 00002 0815 030575004 7123568$50 000300 Page 1 of 16 CONFIDENTIAL EFTA_00131403 EFTA01273610 SUBS UBS Strategic Advisor August 2015 Your account balance sheet Summary of your assets Value on August 31 ($) Percentage of your account A Cash and money balances 132,854.76 8 43% B Cash alternatives 0.00 000% C Equities 1,443,531.85 91 57% D Fixed income 0.00 0 00% E Non-traditional aco 000% F Commodities 0.00 000% Account name: Friendly account name: Account number: Total assets Value of your account $1,576,386.61 $1,576,386.61 100.00% Your current asset allocation C Eye on the markets Index Percentage change August 201 5 Year to date S&P 500 -6.03% -2138% Russell 3000 -6.04% -2.61% MSC I - Europe, Australia & Far East -7.35% 0.14% Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45% Your R nuncio! Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances, VEIS Bank USA deposit account balances, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances Interest rates on August 31, 2015 3-month Treasury bills: 0.04% One-month LIBOR: 0.20% CNenC003005764694NPT0C0199698COC02 0BI5 030575004 v123568SS0C0Mpi yGm0002coime 2 of 16 CONFIDENTIAL EFTA_00131404 EFTA01273611 UBS Strategic Advisor SUBS August 2015 Change in the value of your account August 2015 (1 Year to date (I) Opening account value $1,652,375.66 $1,721,172.36 Deposits, including investments transferred in 0.00 2,200.00 Withdrawals and fees, including investments transferred out -2,301.57 -58,660.38 Dividend and interest income 3,565.29 28,84130 Change in market value -77,252.77 -117,168.67 Closing account value $1,576,386.61 $1,576,386.61 Account name: Account number. • Your financial Advisor: Friendly account name: 'I Dividend and interest income earned FOI ['Moses of Ills 5laternenl, taiabAy Of interest arcs chiciencl income has been determined (Km a US tar repeating pergairdire. Bard upon the residence of the account holder, account type, or product type, some interest ands dvidend payments mat not be subject to United Stales (US) ardor Puerto Rico (n) Income tares. The (lent monthly statement is not Intended 10 be used and carrot be reked tarn (Or tar purposes. Clients should refer to the *TIES:le tar reporting lams they recent. frcm 165 annualy, such as the Pomp 1099 and the cams 480. for lac reporting intormatiOn It IS the mace 01 U85 to file the apidicatie tat reporting forms with the US internal Revenue service and PR Treasury Department. and sue h forms accurately dstify dwoknct ardor interest as tar exerrpt or tactte income. Pleat consult yew indsedual tax prepare( August 2015(4) Year to date Taxable dividends 3,564 93 28,838 48 Taxable interest 0.36 466 Total current year $3,565.29 $28,843.14 Prior year adjustment 000 0.16 Total dividend & interest $3,565.29 $28,843.30 Summary of gains and losses Varies reported plow exclude products for which gain andlosses are not classified. Realized gains and losses Unrealized August 2015 (1) Year to date gains and bsses (4) Short term 0.00 0.00 3,621.89 Long term 12,605 70 21,638.51 204,258 47 Total 512,605.70 521,638.51 5207,880.36 SCOTT STACK MAN KYLE CASNEL Cash activity summary See Account *away rho month to detals. Balances in your Sweep Options are indueedin the cpenng and closing balances value. FDIC insurance 4:pries only to deposits a u8S Bank USA, not to deposits at UBS AG, Starreced Branch or bank deposits placed through the URSInternaiorui Deposit Account program, SIPC protection applies to money market sweep fold holdings but not bar* deposits. Seeimportant information about your statement at the laSt two pages a INS document for cletals August 2015 It) year to date (S) Opening balances $148.36 $6,517.57 Additions Deposits and other funds credited 0 CO 2,200.00 Dividend and interest income 3,565.29 28,843.30 Proceeds from investment transactions 131,442.68 238,352.29 Total additions $135,007.97 $269,395.59 Subtractions Professional management fees and related services GOO .6,396.16 Other funds debited -2,301.57 -52,264.22 Rinds withdrawn for investments bought 000 -84,398.02 Total subtractions -$2,301.57 -$143,058.40 Net cash flow $132,706.40 $126,337.19 Closing balances $132,854.76 $132,854.76 SONY GM 00020785 Ch/P70009305764695NP70C0198698 00007 OBIS 030575004 Y123568550000303 CONFIDENTIAL Page 3 of 16 EFTA_00131405 EFTA01273612 UBS UBS Strategic Advisor August 201 UBS Bank USA Deposit Account APY Interest Period 1u18 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $49,232.03 Closing UBS Bank USA Deposit balance Aug 6 $976.80 Number of days in interest period 30 Average daily balance $19,914.11 Interest earned 80 .36 Annual percentage yield earned 002% Account name: HI A - MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eltgbdtty consideration NC() e selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out Your lq vandal Advisor: SCOTT STACK MANLYLE CASRIEL CHM00800S764696 NP70C0I99698 00032 OBIS 030575004 Y1235643$300NMYGM00020fte 4 0 CONFIDENTIAL 6 EFTA_00 I 31406 EFTA01273613 UBS Strategic Advisor UBS August 2015 Your assets Account name: GHlaAINE MAXWELL Friendly account name: Account number. Some Falco, income and current raves Sheen.' May be EpprOxinlate. ASS dial. darn aid IOSSeS May not be accurately refieded. See vapor:we infopeabon about your statement a the end of this cbcumem for more inform on. Cash Cash and money balances Cash and money batances may include avalade cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch Cepoot account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC v4Ihn aceticalae limits, but are not protected by SiPC Len AG Stanford Branchdeposit account balances are not insured by FDIC and se not protected by Slit Money market sweep batances are protected by SEC but are not insured by the FDIC. See the Important information about MO statement ale the end of this docunent for details about those Sanas. Hddng Goering balance on Aug 1 (1) Cloong balance ince per share Average DnIcknel Interest Own on Aug 31 (5) on Aug 31 (I) rate period period Cep areaunl Cash 0.00 73,193.95 1/35 BANK NSA DEP ACCT 148 36 59.660 81 250.000 00 Total $14836 $132,854.76 Your Pt nodal Advisor: SCOTT STACK MANLYLE CASRIEL Equities Common stock Hddng Trade date Painter of shares Purchase 'dice/ Average price per shale (S) Cott bads (S) Price per share 01 Aug31 (0 Witte on Aug31 (5) uniedized win or loss (I) Hddng caned AECOM Symbol ACM Exchange: NYSE Jan 28. 15 500000 26.619 13,30995 27.500 13,750 00 440,05 ST Jan 30, 15 100.000 25.532 2,553 24 27.500 2,750 00 196 76 ST Security total 600.000 26.439 15,85319 16,500 00 636.81 ANALOG DEVICES INC Symbol: ADI Exchange OTC EAI: 42,802 arrant yield: 2.861‘ Nov 16, 11 13.000 37 316 485.12 55.860 726.18 241.06 LT Nov 17, 11 13.003 35393 460.12 55.860 726.18 266.06 LT Nov 18, 11 35.000 35.502 1,24258 55.860 1,955 10 712.52 LT Nov 21, 11 18.003 34371 618.68 55.860 1,035.48 386.80 LT Nov22, 11 15.003 33.338 50007 55.860 837.90 337.83 LT continued next page SDNY GM 00020787 CHP7C0033057646B7NP7003150698 COCO? OBI S 030575004 Y123568SSO 000000 Page S of 16 CONFIDENTIAL EFTA_00B1407 EFTA01273614 *UBS UBS Strategic Advisor August 2015 Account name: GHISLAINE lvtAXWEU. Friendly account name: Account number. Your Knandal Advisor: SCOTT STACK MAMLYLE CASRIEL YOLK assets Equities . Common stock (conbnved) Trade Halting date ranee. of :harm Purchase Mai Average price per than (S) Cod bads (S) Price per stele on Aug31 (I) Value on Aug3I (S) Unrealized gain or Ion (I) Hddrq period Nov23, 11 22.000 32.655 718.43 55.860 1228.92 510.49 LT Nov25, 11 7.000 32.460 227.22 55.860 391.02 163.80 LT Nov28, 11 30.000 32.951 988.55 55.860 1,675.80 687.25 LT Nov29, 11 18.000 33.472 602.51 55.860 1,005.48 402.97 LT Nov29, 11 5.000 33.622 168.11 55.860 27930 111.19 LT Apr 24, 12 30.000 37.567 1,127.01 55860 1,675.80 548.79 LT lan 23,13 1,056.000 43209 45,62881 55.860 58,988 16 13,359.35 LT Apr 22, 13 4139.003 42.447 20,756.68 55.860 27,315.54 6,558.86 LT Secteity total 1,751 .000 41.990 73,523.89 97,810.86 24286.97 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 32,493 Current yield: 2.53% Aug 4,11 146.000 42343 6,182.08 77.320 11,288.72 5,106.64 LT Aug 12, 11 4.000 40.955 16182 77.320 309.28 145.46 LT Jan 23, 13 767.000 52320 40,129 93 77.320 59,304.44 19,174.51 LT Apr 22, 13 355.000 56.870 20,189.01 77.320 27,448.60 7259.59 LT Security total 1,272.000 52.409 66,664.84 98351.04 31,686.20 BAXTER INTL INC Symbol: BAX Exchange: NYSE CAI: $716 Current yield 1.20% Jun 20, 12 30.000 28496 854.88 38.450 1,153.50 298.62 LT Jun 20, 12 17.000 28.455 483.75 38.450 653.65 169.93 LT Jun 21.12 29.000 28.762 834.12 38.450 1,115.05 280.93 LT Jun 21.12 7.000 28.444 199.11 38.450 269.15 70.04 IT lu)21.12 5.000 28.838 144.19 38.450 192.25 48.06 LT Jun 22.12 61.000 28.658 1,74819 38.450 2,345.45 597.26 LT Ian 23,13 768.000 36.815 28,274.47 38.450 29,529.60 1,255.13 LT Apr 22, 13 355.CCK) 38284 13,591.05 38.450 13,649.75 58.70 LT Sep 19, 13 74.000 39857 2,949.45 38.450 2,845.30 -104.15 LT Sep 19, 13 6.000 39.696 238.18 38.450 230.70 -7.48 LT Sep 19, 13 3.000 39.700 119.10 38.450 115.35 -3.75 LT Sep 20, 13 47.000 39.758 1,868.67 38.450 1,807.15 -61.52 LT Oct 3, 13 154.000 35.679 5,494.57 38.450 5,921.30 426.73 LT Security total 1,556.000 36.504 56,799 73 59,828 20 3028.47 continued next page CNP70003005764698NP7003199938000M OBIS 030575004 VI 23568550000aky_Ghtp002~ 6 of 16 CONFIDENTIAL EFTA_00131408 EFTA01273615 UBS Strategic Advisor Account name: GHISLAINE MAXWELL friendly account name: Account number. Your t5 Randal Advisor: SCOTT STACK MANNYLE CASRIEL Your assets Equities . Common stock (continued) TWO Hddng date Hunter of shares rurtho:e UMW Average puce per share 91 Cosi basis CO Prke per share en Aug 31 (I) Ydue on Aug 31 (I) unredized gain a loss (A) fiddng period BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 43,244 Current yield: 288% Oct 5, 12 7.000 189.932 1329.53 302.470 2,117.29 787.76 LT Oct 5, 12 3.000 187220 563.46 302.470 907.41 343.95 LT Oct 5, 12 2.000 186.670 373.34 302.470 604.94 231.60 LT Oct 8, 12 8.000 188.783 1,510.27 302.470 2,419.76 909.49 LT Oct 9, 12 15.000 189.186 2,837.79 302.470 4,537.05 1,699.26 LT Oct 9, 12 2.000 189.010 378.02 302.470 604.94 226.92 LT Oct 10, 12 3.000 187.720 563.16 302.470 907.41 344.25 LT Oct 10, 12 2.000 187.670 375.34 302.470 604.94 229.60 LT Oct 10, 12 2.000 187.995 375.99 302.470 604.94 228.95 LT Jan 23,13 224.000 236.966 53,080.41 302.470 67,753.28 14,672.87 LT Apr 22, 13 104.000 251.093 26,113.69 302.470 31,456.88 5343.19 LT Security total 372.000 235.218 87,501.00 112,51284 25,017.84 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 13.419 Current yield: 4.03% Jun 19.13 72.000 84.718 6,09975 76.440 5,503.68 -596.07 LT Jun 20, 13 121.000 83.141 10,060.15 76,440 9,249.24 -810.91 LT Jun 20, 13 78.000 83.030 6,476.39 76.440 5,962.32 -514.07 LT Jun21,13 204.000 82.904 16,912.44 76.440 15,593.76 -1,31828 LT Jun 24, 13 111.000 81.517 9,048.46 76.440 8,484.84 -563.62 LT Jun 25.13 73.000 82.354 6.011.86 76.4140 5.580.12 -431.74 LT Jug 26, 13 69.000 82259 5,67590 76.440 5,27436 -401.54 LT Jug 27,13 141.003 82.951 11,696.12 76.440 10,778,04 -918.08 LT Jun 27, 13 7.000 82.925 580.48 76.440 535.08 -45.40 LT Jun 28, 13 169.000 82.774 13,988.92 76.440 12,918.36 -1,070.56 LT Jul 1, 13 65.000 82.781 5,380.78 76.440 4,968.60 -412.18 LT Security total 1,110.000 82.821 91,931.25 84,848.40 -7,082.85 CDK GLOBAL INC COM Symbol CDK (change: OTC (Al: 5204 Current yield 0.97% Aug 4,11 48.667 18379 894.45 49.540 2,410.95 1,516.50 LT Aug 12, 11 1.333 17.775 23.70 49.540 66.05 42.35 LT continued next page SDNY GM 00020789 CNP700C4005764699 W00019%98 00002 OBIS 030575004 Y123558550000000 Page 7 of 16 CONFIDENTIAL EFTA_00131409 EFTA01273616 SUBS UBS Strategic Advisor August 201 5 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 15noncid Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets . Equities IWdng Common stock (continued) Trade Ø Wrrber of share Purchase peed Average price per sham (S) Con Øs(1) Pnce per store al Aug 31 (I) Value on Aug 31 (S) Unadlted 11(..(dng On at Ion (I) period Jan 23,13 255.667 22.709 5,806.16 49.540 12,665.73 6,859.57 LT Apr 22, 13 118.333 24 684 2,921 03 49.540 5,862.23 2,941.20 LT Security total 424.000 22.748 9,645.34 21,004.96 11,359.62 COLGATE PALMOUVE CO Symbol: CI. Exchange: NYSE EAI: 12,292 Current yield: 2.42% Aug 4,11 174.000 41.632 7,244.05 62.810 I 0,928 94 3,684.89 LT Aug 12, 11 4.000 42.450 169.80 62.810 251.24 81.44 LT Jan 23,13 910.000 54.240 49,35863 62.810 57,157.10 7,798.47 LT Apr 22, 13 420.000 59.788 25,111.32 62.810 26380.20 1268.88 LT Security total 1,508.000 54300 81,883.80 94,717.48 12,833.68 ECG RESOURCES INC Symbol. EOG Exchange: NYSE (Al: 4335 Current yield 0.86% Jan 28, 15 500.000 90.411 45,205.72 78.310 39,155.00 4,050.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28.15 500.000 31.942 15,971.36 42.140 21,070.00 5,098.64 ST Jan 30,15 250.000 29.431 7,357.75 42.140 10,535.00 3,177.25 ST Security total 750.000 31.105 23329.11 31,605.00 8275.89 GEM. MILLS INC Symbc4: GIS Exchange: NYSE EAL 13,312 Current yield: 3.10% Aug 4, 11 191.00X) 36265 6,926.77 56.760 10,841.16 3,914.39 LT Aug 12, 11 5.000 35.754 178.77 56.760 283.80 105.03 LT Jan 23,13 1,001.000 41.387 41428.89 56.760 56,816.76 15,387.87 IT Apr 22, 13 464.000 50287 23,333.21 56.760 26,336.64 3,003.43 LT Jul 17.13 148.000 49.739 7,361.45 56.760 8,400.48 1,039.03 LT Jun 18, 13 73.000 49.836 3,638.07 56.760 4,143.48 505.41 LT Security total 1,882.003 44 031 82,867.16 106,822 32 23.955.16 10144SON & JOHNSON COM Symtol:11.1) Exchange: NYSE EAI: 13,198 Current yield: 3.19% Aug 4, 11 123.000 62377 7.672.38 93.980 11,559.54 3,887.16 IT Aug 12, 11 3.000 63.730 191.19 93.980 281.94 90.75 LT Jan 23,13 642.000 72.736 46,696.71 93.980 60335.16 13,638.45 LT Apr 22. 13 298.000 84.721 25,247.10 93.980 28.006 04 2,758.94 LT Security total 1,066.000 74.866 79,807.38 100,182.68 20,375.30 cortnnued next page CNP70009005764700NP7000199898 00002 0815 0305750047173568S5003~ymt 0002ffiler 8 of 16 CONFIDENTIAL EFTA_00 I 3 14 10 EFTA01273617 UBS Strategic Advisor * UBS August 201 5 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Trade 14ddng date Number of shares Purchase OW Average pdce Price per Ode Ydue on Unrealized liddng per shale (S) Cost basis 01 01 Aug 31 (S) Au931(S) galn or loss ti) period MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: $3,461 Current yield: 358% Aug 4,11 95.000 84.969 8072 06 95.020 9.026.90 954.84 LT Aug 12, 11 3.000 85.910 257.73 95.020 285.06 27.33 LT Noy 29, 12 8.000 86.456 691.65 95.020 760.16 6831 LT han 23,13 555.000 93.053 51,644.75 95.020 52,736.10 1,091.35 LT Apr 22, 13 255.000 99318 2532632 95.020 24,230.10 -1,096.22 LT Sep 19, 13 78.000 97.879 7,634.63 95.020 7,411.56 -223.07 LT Sep 19, 13 22.000 97.425 2,143.36 95.020 2,090.44 -52.92 LT Sep 19, 13 2.000 97.830 195.66 95.020 190.04 -5.62 LT Security total 1,018.000 94.269 95,966 16 96,730 36 764.20 PEXTERA ENERGY INC COM Symbol: NEE Exchange. NYSE EAI: $3,579 Current yield: 3.13% Aug 4,11 134.007/ 52.960 7.09625 98.410 13,186.94 6,090.19 LT Aug 12, 11 3.000 52.530 157.59 98.410 295.23 137.64 LT Jan 23,13 700.000 71.610 50,127.21 98.410 68,887.00 18,759.79 LT Apr 22.13 325.000 79.757 25,921.06 98.410 31,983.25 6,062.19 LT Sectrity total 1,162.020 71.689 83,302.61 114,352.42 31,049.81 OCCIDENTAL PETROLEUM CRP Symbol: OXY Drhange: NYSE EAI: 12,907 Current yield: 4.11% Feb 12, 14 148.000 88.959 13,165.96 73.010 10,805.48 -2,360.48 LT Feb 12, 14 117.000 88.989 10,411.82 73.010 8,542.17 -1,869.65 LT Feb 12. 14 32.000 89.002 2,848.07 73.010 2,336.32 -511.75 LT Feb 12, 14 7.000 88.857 622.00 73.010 511.07 -110.93 LT Feb 13. 14 110.093 88685 9,777.41 73.010 8,031.10 -1,746.31 LT Feb 13, 14 68.000 88.708 6,032.19 73.010 4,964.68 •1,067.51 LT Feb 13, 14 33.000 88369 2,916.19 73.010 2,409.33 -506.86 LT Feb 13. 14 6.000 82.421 53053 73.010 438.06 -92.47 LT Feb 14, 14 334.000 92.065 30,749.82 73.010 24,385.34 0,364.48 LT Feb 18. 14 114.000 92.677 10,565.23 73.010 8323.14 -2,242.09 LT Security total 969.003 90.422 87,619.22 70,746.69 •16,872.53 continued next page SDNY GM 00020791 CNP70009305764701 NP7000193698 00002 09l 5 030575004 Y123568550000000 Page 9 of 16 CONFIDENTIAL EFTA_0013 141 1 EFTA01273618 SUBS U BS Strategic Advisor August 2015 Your assets . Equities . Common stock (continued) Haling Trade date Hunter of slum Neches. peicel Average pike per task (I) Price per shire Cog beat (S) at Aug 31 ($) Vdue on Aug 31 (I) ureedited Hddrq gain or Ion (1) perkd PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 13,243 Current yield: 3.02% Aug 4,11 115.000 63979 7,357.65 92.930 10,686.95 3829.30 LT Aug 12, 11 3.000 63023 189.07 92.930 278.79 89.72 LT May 16, 12 6.000 68.535 411.21 92.930 557.58 146.37 LT Oct 24, 12 1.000 68.690 68.69 92.930 92.93 24.24 LT Oct 25, 12 2.000 68.810 137.62 92.930 185.86 4824 LT Oct 26, 12 1.000 68.890 68.89 92.930 92.93 24.04 LT Oct 31, 12 1.000 69.370 69.37 92.930 92.93 23.56 LT Nov6, 12 1.000 69370 69.37 92.930 92.93 23.56 LT Nov7,12 1.000 69.150 69.15 92.930 92.93 23.78 LT Nov8, 12 2.000 69.090 138.18 92.930 185.86 47.68 LT lan 23,13 699.003 72.166 50,444.31 92.930 64,958.07 14,513.76 LT Apr 22, 13 322.003 82151 26,484.85 92.930 29,923.46 3,43841 LT Suavity toti 1,154.000 74.097 85,508.36 107241.22 21,732.86 PROCTER &GANIBLE CO Symbol. PG Exhange. NYSE EAI: 43.007 Current yield: 3.75% Aug 4,11 118.000 60.103 7,092.22 70.670 8,339.06 1,246.84 LT Aug 12, 11 3.000 60.896 182.69 70.670 212.01 29.32 LT lan 23,13 619.000 69.941 43,293.73 70.670 43,744.73 451.00 LT Apr 22.13 286.000 81.332 23,261.18 70.670 20,211.62 -3,049.56 LT Apr 24, 13 108.000 77.762 8,398 32 70.670 7,632.36 -76586 LT Security toti 1,134.000 72.512 82,228.14 80,139.78 -2,088.36 TRAVELERS COS NOTHE Symbol: TRV Exchange- NYSE EAI: 12,811 Current yield:2.45% Apr 24, 12 20.000 63.432 1268.64 99.550 1,991.00 722.36 LT Apr 24.12 4.000 63350 253.40 99.550 39820 144.80 LT Apr 24. 12 1.000 63.560 63.56 99.550 99,55 35.99 LT Apr25, 12 10.000 63.520 635.20 98550 995.50 360.30 LT Apr 25, 12 10.000 63.617 636.17 99.550 995.50 359.33 LT Apr 25, 12 10.000 63.659 636.59 99.550 995.50 358.91 LT Apr25, 12 2.000 63.545 127.09 99.550 199.10 72.01 LT Apr 25.12 2.000 63.645 127.29 99.550 199.10 71.81 LT continued next page CNP700C0305764702 NP7000199638 00002 0815 030575004 Y123568550 0~yGp,,t000269.2 10 of 16 Account name: GHISLAINE MAXWELL friendly accou et name:Ind Account number Your Ilaiincid Advisor: SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA ({1131412 EFTA01273619 *UBS UBS Strategic Advisor August 2015 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Your Finandd Advisor: SCOTT STACK MANLYLE CASRiEL Your assets Equities . Common stock (continued) Trade taunter Hddng date of shares Purchase pace Average price per skate (S) Cog basis (S) Price per share cn Aug 31 (5) Value on Aug 3)(i) Unreenzed gain or loss (t) NoIcing period Apr 25, 12 2.000 63.745 127.49 99.550 199.10 71.61 LT Apr 26, 12 5.000 63.928 31964 99.550 497.75 178.11 LT Apr 26, 12 2.000 63.920 127.84 99.550 199.10 71.26 LT Apr 26. 12 2.000 63930 127.86 99550 199.10 71.24 LT Apr 26, 12 1.000 63.720 63.72 99.550 99.55 35.83 LT May 1, 12 15.000 64.637 969.56 99.550 1,493.25 523.69 LT May 1, 12 6.000 64.715 388.29 99.550 597.30 209.01 LT May 1, 12 6.000 64.975 389.85 99.550 597.30 207.45 LT May 1, 12 2.000 64.850 129.70 99.550 199.10 6940 LT May 1, 12 1.000 64.820 64.82 99.550 99.55 34.73 LT May 2, 12 7.000 64374 450.62 99.550 696.65 246.23 IT May2, 12 4.000 64.410 257.64 99.550 398.20 140.56 LT May 2, 12 2.000 64320 128.64 99.550 199.10 70.46 LT May 3.12 4.000 64.960 259.84 99.550 398.20 138.36 LT May 3, 12 2.000 64.675 129.35 99.550 199.10 69.75 LT Maya, 12 2.000 64.910 129.82 99.550 19910 69.28 LT lan 23,13 629.000 77.560 48,785.62 99.550 62,616.95 13,831.33 LT Apr 22, 13 290.000 84.719 24,568.68 99.550 28,86950 4,300.82 LT May 22, 13 111.000 83.807 9,302.58 99.550 11,05005 1,747.47 LT 1,152.000 78.533 90,46950 114,681.60 24212.10 Total $1,240,116.40 $1,447,236.85 9207.120AS Total estimated annual income: 541,023 Short options Trade Writer Sale price Sale Price per contract Contract value on Unrealized Hddng Hddng date of centrals per conuact (3) Proceeds (S) on AUg 3) (5) pWrilLIM(i) Aug31 (s) gain Of IOSS(S) period CALL AUTOMATIC DATA PROC DUE 1(Y1E/15 80.000 Expires: Oct 15 Symbol. ADP Aug 26, 15 -12.000 1599 -1,91996 135.000 1.350 -1,620.00 299.96 ST continued next page SONY GM 00020793 CNP7C0C0305764703 NP7000193698 C0002 0815 0305750041'123568550000000 ►ago 11 of 16 CONFIDENTIAL EFTA_00B14B EFTA01273620 SUBS UBS Strategic Advisor August 201 5 Your assets . Equities . shortoptions (tonnnved) Hddng Trade date Nurrber of «uitwis See pace pee contract (S) Sale pozeeds(S) Price per contract on Aug 31 (S) Contract pierturnU> Vatre on Aug31 Unrealired oen or loss Hddng pedal CALI JOHNSON & JOHNSON C CVE 1016115 100.000 Expires: Oct 15 Symbol. JNJ Aug 26, IS •10.000 0.999 499.98 66.000 0.660 -660.00 339.98 ST CAL BAXTER INTI INC CVE 1016115 40.000 Expires. Oct 15 Symba BAX Aug 28, 15 •15.000 1.029 •1,54497 95.000 0.950 -1,425.00 119.97 ST Total -$4,464.91 -$3.705,00 3759.91 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account nuntber: Your Maandag Advisor: SCOTT STACK MANFLYLE CASRIEL 212.821.7000/800.308.3140 Your total assets value on Aug 31 (S) Percemage of your account Cost Oase (D Dtmated agnost wurmt (9 Irriterend gein or loss (f) Cash Cash and money balanas 132.854.76 8A3% 132.854.76 Beultjes Total CcetnOn Stock Short options 1,447,236.85 -3,705.00 1,240,116.40 -4,46491 41,023.00 207,120.45 759.91 Total snuitten 1.443.531.85 91.57% 1235551.49 41,023.00 207,880.36 $1,576,386.61 100.00% $1,368,506.25 $41,023.00 S207,880.36 Account activity this month Ode Mláty Dex opt ton Afnaait (S) Dividend and interestincome Taxable cloadends Taxable interest Aug 3 Dividend GEM. MUS INC PAID ON 1882 828.08 Aug 14 Dividend COLGATE PALMOUVE CO PAID ON 1508 573.04 Aug 17 Dividend PROCTER & GAMBLE CO PAID ON 1134 751.73 Aug 20 Dividend CATERPILLAR INC PAD ON 1110 854.70 Aug 26 Dividend Total mol!, divideads $3.564.93 Aug 7 Interest Total taxable interest Total dividend and Interest ineome XIUNX 1NC PAJDON 1798 557.38 UEIS BANK USA DEPOSIT ACCOUNT AS OF 08705115 0.36 50.36 53.565.29 CNP70X0005764704NP700019969800002 0815 030575004 v123568S500~y Gm0002rem 12 of 16 CONFIDENTIAL EFTA_00131414 EFTA01273621 UBS Strategic Advisor * UB S August 2015 Account activity this month (contrived Date A.tigly UescIpt Other funds debited Aug 18 Transfer JOURNAL TO e23575 GHSLAINE MAXWELL •2301.57 Account name: GHISLAINE MAXWELL friendly account name:Ind Account number. Your Pi nandal Advisor: SCOTT STACK MANYLYLE CASRIEL Amount (SI Total other funds debited .$2,301.57 Investment transactions Fa mate Infonnalon abotr tee price/value pawn for restricted sKuttles, see important information about your statement at the end of this dacumet. Date Activity Desulpton Quantity )(Sue (5) Price Proceeds Iran Funds investment withdrawn) for Accrued liana-tons (5) investments truplst (51 (merest (5) Aug 27 Sold CALL AUTOMATIC DATA PROC CUE 1 a 16115 80.000 OPEN CUST GURO • 12.000 1.60 1,919.96 Aug 27 Sold CALL JOHNSON &JOHNSON C DUE 10116115 100.000 OPEN COT CVRD •10.060 1.00 999.98 Aug 26 Sold CAUFORNIA RESOURCES CORP -387.000 2.810048 1087.47 Aug 28 Sold BAXALTA INC UNSOUCITED •1556.CCO 34.860100 54,241.32 Aug 31 Sold XIUNX INC •1,798.000 39.85 71,648.98 Aug 31 Sold CALL BAXTER NTL INC DUE 10116115 40.000 OPEN CUSTCVRD -15.000 1.03 1,544.97 Total $131.442.68 OF. Activity Description Amount (5) Money balance activities MI31 Balance forward $143.36 Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 828.08 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF mows 0.36 Aug 17 Deposit UB5 BANK USA DEPOSIT ACCOUNT 573.04 Aug 18 Deposit U115 BANK USA DEPOSIT ACCOUNT 751.73 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08118/15 -2,301.57 Aug 21 Deposit UB5 BANK USA DEPOSIT ACCOUNT 854.70 Aug 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08124/15 •1.76 Aug 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.76 Aug 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 557.38 Aug 28 Deposit UB5 BANK USA DEPOSIT ACCOUNT 2,919.94 Aug 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 55328.79 Aug 91 Closing UBS Dank USA Deposit Account S59,66021 The UBS B3rik USA Detegt Account it your primary Sweep cphon SDNY GM 00020795 CNP7004:»305764705NP7000199698 00002 0815 030575004 Y123568550000000 Page 13 of 16 CONFIDENTIAL EFTA_00131415 EFTA01273622 *UBS UBS Strategic Advisor August 2015 Unsettled transaction activity The following transationd) are pendng settlerrom Trade date Aug 27, 15 Sep OI, 15 Sold CATERPILLAR INC Total needing investments sold Settlement date Actiory Description Account name: GHISUAINE h1AXVr ELL Friendly account name: Account number: Your Amends' Advisor: SCOTT STACK MAMLYLE CASRIEL Quantity OWE) I Value (4) Amount (1) .1,110000 75 116200 83,410 75 Realized gains and losses The estimated realized gains and losses stem, below ale not fa lea purposes. mast rote that g:in coots recognized en the tale or rederrption of °titan Structured Products, Ike Contingent Debt Securities. may to ad nary. and not capita, gain or loss. Meese check with your tar advisor. To calculate gem and losses. we licwicLaie the eldest security lot first. This is krb:orn as the first-In first-out or FF-0 accounting method We use this method unless you specifiedwhich tar lot to dose when you placed your order. This is known as a versus pirchaSeS Or YSP order See important intorreavon strew your statement a the end of this dOCument tor mere Long-term capital gains and losses wash sale [Manley or Purchae Sale See Cost cost ban Saucily CleSC (Olio i Method feet vac date dale amount (I) basis (S) alitnimem(1) toss (S) Gain (S) BAXALTA INC HFO 30.000 tun 20. 12 Aug 25,15 1,045.78 692.96 352.82 FIFO 17.000 Jun 20, 12 Aug 25, IS 592.61 392.14 200.47 FIFO 29.000 Jun 21, 12 Aug 25, I5 1,010.93 676.13 334.80 RFO 5.000 Jul 21, 12 Aug 25,15 174.30 116.89 57 41 FIFO 7.000 Jun 21, 12 Aug 25, IS 244.01 161.39 82.62 FIFO 61003 Jun 22, 12 Aug 25,15 2,126.43 1,417.10 709.33 FIFO 768003 Jan 23, 13 Aug 25,15 26,772.06 22,919.33 3,852 73 HFO 355.003 Apr 22,13 Aug 25, 15 12375.11 11,01695 1,358.16 FIFO 74.000 Sep 19, 13 Aug 25,15 2,579.60 2,390.83 188.77 RIO 3.000 Sep 19, 13 Aug 25, IS 104.58 96.54 804 FIFO 6.000 Sep 19,13 Aug 25, I 5 209.16 193.07 16 09 FIFO 47 COO Sep 20, 13 Aug 25, IS 1,638.39 1,514.74 123.65 FIFO 154.000 OCt 03, 13 Aug 25, 15 5368.36 4,453.92 91444 CALFORNIA RESOURCES CORP RIO 12 200 Feb 12, 14 Aug 25,15 34.28 98.02 -63 74 RIO 2.80) Feb 12, 14 Aug 25, IS 7.87 22.46 -14.59 FIFO 46800 Feb 12,14 Aug 25, IS 131.51 375.95 -244.44 Rio 59203 Feb 12, 14 Aug 25, IS 166 35 475.39 -309 04 $$3.41035 inforrna:on We may riot aQust gans and losses la an (swarths-cies. We automaticsty adjust cost basis for ta..ennept and AMT coupon municipal securities foe intimated anon ration of tone premiums aid for accreted OiD fa sec traits issued at a C/SCCorit a you requested that U8Saclust cat basis for the bend premium amortization on taiade debt securities then cost basis reflected for these securities has been fl ossed Estimates in the undastified section canna Declassified as short tern, or long term tecwse intormaton is missing or the product is one in which the ga 'on CdCufalai is not provided continued nen page CNP70X0305764706NP7003199698 C0032 {615 030575004 V123568S5003WayGrk0002avie 14 of 16 CONFIDENTIAL EFTA_00131416 EFTA01273623 UBS UBS Strategic Advisor August 2015 Realized gains and losses (continued) Long-term capital gains and losses (continued) Secunly description Method Quantity of fae vat» Purchase date Sale date Sge arrount (14 Wash Sale Cost cost baSiS bast; (S) adusirnent(S) Las CH Gain (i) RIO 2.400 Feb 13, 14 Aug 25,15 674 19.16 -12.42 RIO 27 200 Feb 13, 14 Aug 25,15 76.44 217.81 -141.37 RFO 13200 Feb 13, 14 Aug 25,15 37.09 105.30 -6821 FIFO 44.000 Feb 13, 14 Aug 25,15 123.64 353.04 •229.40 RFO 133.600 Feb 14, 14 Aug 25, IS 375.41 1,110.31 -734.90 RIO 45.600 Feb 18, 14 Aug 25,15 128.14 381.49 -253.35 NUNX INC FIFO 25.000 Sep 07,12 Aug 26,15 996.23 869.27 126.96 RFO 5.030 Sep 07, 12 Aug 26,15 199.25 174.23 25.02 RFO 37.000 Sep 10,12 Aug 26,15 1,474.42 1289.29 185.13 FIFO 3.000 Sep 10,12 Aug 26,15 119.55 103.98 15.57 FIFO 20.030 Sep 11, 12 Aug 26,15 796.98 697.06 99 92 FIFO 18.000 Sep 12,12 Aug 26,15 717.29 630.11 87.18 RFO 21.000 Sep 13,12 Aug 26,15 836.84 73261 104.23 FIFO 19.000 Sep 14,12 Aug 26,15 757.13 675.19 81.94 FIFO 7.000 Sep 17,12 Aug 26, IS 278.95 246.06 32.89 RFO 3.000 Oct 24, 12 Aug 26, l S 119.54 97.57 21 97 HFO 5.000 Oct 25, 12 Aug 26, IS 199.25 162.61 3664 FIFO 3.000 Oct 26, 12 Aug 26,15 119.55 98.33 21.22 FIFO 1.000 Oct 31, 12 Aug 26,15 39.85 32.77 7.08 FIFO 2.000 Nov 01.12 Aug 26,15 79.70 66.72 12_98 RFO 1.000 Nov01.12 Aug 26,15 39.85 33.52 6.33 RFO 1.000 Nov 01. 12 Aug 26,15 39.84 33.53 6.31 RFO 1.000 Nov 02.12 Aug 26,15 39.85 33.55 630 FPO 1.000 Nov 05, 12 Aug 26, I S 39.85 33.19 6.66 FIFO 3.003 Nov 06.12 Aug 26, I S 119.55 101.66 17.89 FIFO 2000 Nov 07,12 Aug 26, 15 79.70 68.05 11.65 FIFO 1.000 Nov 07, 12 Aug 26,15 39.85 33.91 5.94 FIFO 1.003 Nov 08.12 Aug 26,15 39.85 33.86 5.99 FIFO 4.000 Nov 08, 12 Aug 26, 15 159.39 136.13 23 26 continued ne)a page SDNY GM 00020797 C HP70303305764 707 NV7003148698 000O2 OBIS 030579304 Y122568S50 000000 Pap 15 of 16 Account name: CHISLAINE MAXWELL Friendly account name: Account number. Your fl nandal Advisor: SCOTT STACK MAMLYLE CASRIEL CONFIDENTIAL EFTA_00131417 EFTA01273624 *UBS UBS Strategic Advisor August 201 Realized gains and losses (continued) Long-term capital gains and losses (continued) Method Ouantlty ce Putchase fae rite date We date arnounSlie tlI) basisCr$) Wash sale xijustme COSI basis Las Gin 0/ FIFO HFO FIFO FIFO FIFO FIFO 4.030 Nov 28, 12 3.000 Nov 28, 12 16000 Nov 29, 12 3.000 Nov 29, 12 1,087.000 Jan 23, t 3 502.000 Apr 22, 13 Aug 26, 15 Aug 26, 15 Aug 26, 15 Aug 26, 15 Aug 26, 1 5 Aug 26,15 159.40 119.55 15919717545 43,316.15 20,004.33 137.25 103.23 518.75 1038 4 40,008.01 17,917.23 22.15 1632 7899 16.07 3308.14 2087 10 Total Net long-term capital gains or losses Net capital gains/losses: $126,977.77 $114,372.07 42,071.46 $14,677.16 $12.605.70 $12,605.70 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: Your II sandal Advisor: SCOTT STACK MAANYLE CASRIEL CNP700C0005764708 W7000193098 00002 0315 030575004 Y12356600 cOMY_GM_0002tI989 16 v' o End of statement for account number .= CONFIDENTIAL EFTA_00 1 3 14 18 EFTA01273625 Important information about your statement UBS Fnancial Sperm Inc ~rim aIBSFnscialSeivcaa, is a menter of al priarpalsecunty. unaroddy aid grans ~merges UBSFnaiNlServersandLKBaI.USAae Mier subaliries of IBS AG and Milian of uBSStorgem u.0 tekerstrancial ~aerie it arstable Loon repro! The entes eyeastee of re a U35 runeia Sevirs lie 1200 Harbor &Plaid Vaanmsk et NJ 07086 Shissutonem mown the plyoflcialrecod of >cm UBS Franke Saual a0Ø1 Other reCOICIS.Wrgpt01103Ita downewd. comanng molten? data should not be abed upon el you Whore Moo n an mecca widow. please report n ~doper n wring» tel3ranch ~ape of the "room; your irmeum Alitechgh al harm tom are emended Be be ranee sera datatout] rot be used for tat putoses FOB »leg On yed.and ir lams. . fan 1099. 5498. I 048. etc) when petheing your la< arum Twfvr is re:hindby Ian to «son to fie RS al tamb Y deafen& uporitle none treble dude's:Is ad merle non owned on secontes held re your taum n.e proceeds on sale Unbars, aul con baps on «rah ocuerod wham Cemmuniationa with U.. Firm • meas. re «Minn awl oral onninancatons owing tO further protect your repo, rubding your rgles undo the kambes tome Protemon Act (SPA) • BAefrnmol inummon onto top kit cd the hail of to fisonnent n not lei Finnor Sews. UBS Feminize Sent'scries per acopree as death; broker by airmgement with the aerated nsauton We intoned you es this reutionshm Mn you opened this axiom In thes case. pa heels arr wu,kies re looted a 585 Flynor reefers and noe the rtroaxng broker. and yea/ mist ma. a repot of ny «Tor OrOnier Mk to bath fint% All actOure mutants shall be deemed compare end acarate 6 nr obierezIP n ~Mg weihn 60 days • ilea:* daa cusurner maplants agnroato the Iran Cued Rebhan Norman at 201.3521699ot toldra al $00-354-9,03. 8 00A ha 106 CO Phl ET ~dell thug\ ;tidy. a h rang to uBS Panama' Sows« Inc. Cleni Relalions Departrront PO Box 766 Unon City NI 07B37 • In case of pots a protons about an ekcoonc cads tondo (sn bit Peron; ce ursvar dash cad trans-Peons, call æO762.1000 te nrce to L85 Freancel Sauces lic. 1000 Matoelgid. 6th I lea, Were~. N) 07066. Arm IMM8SA Sexes CM «meter kon as sou cart d you eh Pt per staternem or Poem 6 wag Only% need rote ceneunim about *tondo on the sera or matt The Fein «card Mute (as ass Mabee) mutt hear tom yam no NW 4øn 60 days alter the ferm sent you the fast samemon Moth the pa or probkm ~red - hold. you nine red mant ~tor (il red - Deysibe the error or die roofer pp se pure atom. aulocran as clearly æ you can shy you inhere C h as error a shy you 6~ more nlarnxiyn - hoar tas dory num of The smeared any The km orC ad issuer veil meagre your ~lane xel will coma any error pronttly More mire al docks pays. b the Finror tR ?hair Asa ndeated on do kora of f1651aerwn h akt izer to regular roust fees. axecemb may be Nbted to mammary.. On change:Ice tie payrera far acute: porthase, ~chirps la %road moults h cab a:cants Accounts Mat ere traWerred to other. TAU:uteri, may be steeps to a rmslor lee UBS Sweep Optims UPS offers oplau for ~care bakers braces:0 bank Stows at U55 Bart( 1184 anilVIS AG Surfot Cahn (Bark Swap ograns), maneyntrket mutual hate/one; Mph) ard the nekrUtiOnal Decor Account (Clalfor ~Men Mrs ei morsaboned kesouxe legnagement Amur. thicogh the Birk Sweep nitro mite balsas re swept to tea Bare USA ist b n enatished lene and Memo UPS AG Stamford Branehor a here), Fura Deposes at WS Bat USA ~HNC murred n dOCOrdarde with FOK rules For ewe Poonahon plea* ma worn Wu gar 096•Min a IlB5 AG Panted Branch ad taps ce ~et Funds ream toured by the FDC through Mr DA. sealable to cote banal at sear to depose accounts a UPS AG ~York Brach and ISS AG Caplan Dante These deposits are rea nuel by ttePDIC telexes hoSi al the ve$ AG Capon Brach re untoutily eipoad to the scerogn rit of the C mmai Idands, and there a ro quaranteece other oh tpaion of UPS AG to rimy thePalms sti le m the LIPS Cyymaas Brach's boces. (»poses a UBS Bra USA red each UPS AG Brach rena preened by SPC MoneyFund tres are wowed by SPC See 'UPS (Inmost Sevres 0.:Ccont Frotealon- below Upon )01rrnaki.2. brines uta Bat Swap Program a OA may be wtheaten and shoos of a tithe/ Fund maybe hquidawd, and the proceed: retuned to you a yew ~silos rasel tute enfamatm rout realte sheep *pions. coining ~ern knew, hies ans )40,1%. d aminbse wnw sbs earl sheterriYils born you F Lai Adv:sor bY erg SON/cd-::S 1191 Financial Sperm account protectitn The Fenat a ~ter ot If R Sh5aries New( Protection Cosporaon (5C). %NM prowssea:nos accounts of ss martin so »1500.000 ackedeng 1250000 foe dams for free ase WC arm ;men«, time‘ XVII* Mao" thryouholcin apaleculactritt the firm torte wth anal if area has also perchaml repienuntat grosocion he ~ream move payable to all Niabbr dents. colirteelrundor protecion o 550) minor, as of ~et IO. 2013 surbod to to pokyor-editions old hntartan oh at the rem eldeter protected fa up ite SI 9 makes n the ~ogre. toe al put axotnis hell h a estate. apar y A lull copy ol thepoky hordng 6 sealble upon re•ao.2 The SPC prourim and the supplemental prorechtes both do not 49lY to • Conant ranch, mars controlled by (and belated tyro, aØ valuo)but hell away rom Igg flowerer Swoon (e g . man (0øN a UPS Bark (Neat au% AG Stamford &dada (d) nstsaxe mochas. examong salable monies red OA shins of ruler Iona vitae sure shoes re mg~ ~he n ne norne of the moire hobo on the books red records of the aplerthe corer or tong« agerd/ • Conan nymerreni coon" of norm: ~me et 9. Mood parowersheps and prvae plxwents) that are no< registered laid« the ~Lies Act of 1933. and • Corm:dims coninon * g . forop eetamo aid precious rear «moat ticleclkse funies commas and 01madddY *PI« contracts The SF< protection aid tho arnal~lproteabn do not spy to these assets ern d theyotinvese appear cnrxr suientms The SIX protector, and the spp Wrwit a ', Meehan do not pad agars changes h the market vat.* of your ihrestmens DAM« as arreter d maim encommt. resurs ~lc/ ot Mimi n' ) Mote Yaommon e rattle wpm nicest Vat nay ',bun more Morena:on Paul SIC. irecludng the SPC Brodeur. byco-nag SPC at 202-37I 4300 ex by riteig tie SIC wetale al ~a Site Dividend Re irremonent Program ORS) rep, relleded 6a adopt pace You ma/ OtAan the &WS 5re frurn, your femora Acer cot Only ,60le shoes arewoad km*, PIP. partial sham oil be moll adore cash Ad be deposited n psi accoutre the aurora reirestmerc oter tippled by the lists may drer from the malt via it whin the patral :hies n sold Catlehelieu Colt Mole ones Inn be NS to your axoun f you re entitled to 'panelpc as aroma Pad/Mad porn or ~wise. te Finn wit ether tel patial imes at market price a accept an arroyo defornred by a registered dewing ageroy. ar dc you account Met «Italy« The ~anent cArchies and fit prof ile &espial< lo trali 4Øm arid mayr vary einrem newt ordrat the Inn ',comply in ninn9 of any bgreicam dunge in your Manor skitsogn a noment ~we; For eadn accourc held. you choose one of the lo loving neestnx-nl <broths • Pedigo Cane »Corne Monnenli whin.; tlw gain' im of norm only • Atal Carkleelopromon hvennwils seeking growth penCpal rapa than thy gineratOn of nann? • ProckCeCondarianyn of (Øme and 1 C.a.& ~Om ~Po n% tering bah to general« of noont aid srowth d prncelsal Overall risk profiles • Conan.", Seeks tomistro heir pith.% van low rak and rolelip to the roan oat eon el tamers the account does not porn* *phone town.« raumsnd evincekeep pace win Winch • mbreern reling to amply:war& tO pØ and tolerate sore sax ray » so* higher MUMS • Appespee Ming to apt hgh resit tOrsloPal ad hgh volablepo seeleop returns erto ant Statement lsousehoklior We may 0)Ø1!a12 el resoled accept statements wit the tas» acuress n the Sarno~ Aca•n‘s maybe rotted for this are boar* they he. owner, eho air ~min on, account refaiontps wan ote dents at the same ant The peau 6 Mown as "nowerad'n9 • I you refer to recent inderdual mimerok might in soproa CONFIDENTIAL envelopes —you may doh househollny by ding your Fnoucal Myna Friend>, «count INTIM llonfnenry aØ nane ref Ixts edurretien Mat you aloud on Ito Hors online Sewn webste It 6a conanizable 'macaw« drawn by you to aza you wth your ~aging n hm no ega aler on >our ~UM Yter can Mange pv trondy xcemet nanes. through Mine Sevres of IY/0"Xlinj »NS /name, Ache« Aaron morello • valjo of 1,0t (Couritehr PPS, Nec 01 assets 2W1 !Widnes • Arens !whiles Sealable Cat Maces vises la renne ed ware, <en 1 rid Glob', Ter* Deposits, unrealized maid to market and metan stets net held byte Prn Does not ncLdeunanced stanItedassets a ne en1 of the pax and owe« niter/yin pow« a Wale ~awls. unrested shale cut ho and wanit*le Stoa options • Ordees InChdeS CAR tdanCe5. outstandng mars loans. credit leie shpt account Dazes • CeaNnanty birxec Total of unnioned evadable can human. aka I-6-5 Bank USA deposit bakerror-. UPS AG Surrad /rancho/epos< balances red money maket aural lisp sweep Winn a the dose of the gale*** p404 Nonwennonly keg Cled/I balances n yea aCCOunt ~not segregate from Poebalances and top Femme/ tne ry of these lards n the ordenry course of es/ashes, Rose funds ▪ payable upon you demand Rio total e inclakd in ne curer pnixl doseg value Lensing information fa dashed relormaton on net rm's lending priers and &clown Mato stuetert Mialbeit9 Agraron or Acorn Agoonent ale the General Terns ard Coe-eaten UPS Seat/none of Code Fratas ~able n 49flemer+11 erdeeclosures jis• .aiM •naviv•••,nfrwex•wm Your at; Your stMenteni ~d es Startes and Whew a/SetsNM n the ^owl at the edd the %wont period You may dt for delirery ol keypad exurites at any tune You may taro ~Pm used a ban collar-4 Per Partig.m bare due on teen Any hauntees random] as the inn dving dr strewn period are lined a sweet ral» if 01 the end of the ~Merit period • Cost bait » detaming the Pr bases of the sedates marled n this sun" SWt whuted web Ore nutria« '1: UBS Fite Swooshes riled on adermrØ oblaied from sources other Mr Les finalcul Savers. inducing nlarnation Iran ~ha In, or ta you my ka » pl»/Ykd to your feruncul Mew TheFain does net itdependenig way or guringre no naseryer vBidky of any Mormaon proneded. by peaces other tan USSE ~col Sehres addtion *hough UBS Fiundal Serinoo. gmaylly updates th e Paternal as c 6 rerCewed it* inn 60e5 rot fume& ay ~Pas Ma the Pamela% vide( 'Cost bear aid ~hod Ohm" is exit.. a of Mr chit of nr. raiment A5 a)" please do net rely on this ink( Inal kin 10 makepurchase or silo ~sons. la la purposes or artenvo Account saestmed to thee ern may rolled garbs, olanabo orly for the perked of time they are held a the Ferm MorehiPormal reformation cm be added by peshrunral Adroa • Unwontedsaintliness Va‘m dia L a‘atiblo spored areal :re yarn eras re caairre for SDNY_GM_00020799 EFTA_00 1 3 14 19 EFTA01273626 Important information about your statement (continued) Masbate:natty lots The tan:lion data far iniiirthal Ian mayor ma, not reflect coninkarsor Chases ardor Sear cyreorgwittaian even Wolfed tied Other reiworrnnsi lots and %Necrotic paths* lots ',oath 0ombned tot:Oat one award 1st the • trade dae colon pinentS the Nippur banal on traedate • Callable sersalties Bonds aid peered wok that the humsalt for eatyrederipbonhol be selected mall* by lot tom arming al sethenes of that esve now name a n panne* n are for our times Cat feature iirmut co is &time:Ifrom thrd pale; aid Os xfuray rot quarried Odic call leases may eog Nosh could affect Veil Campine 'Norma IV ea be provided upon roCued • Cerdfcates of deposit (CDs) CDs ale MC mad opt 52'93.000 sr pampa and salad newel the depositor r0 pit depoolo-y rulitalios rt norm with iDe: rules • pricohaluo Pnces clothed fa sedates aid Otte produces may by Orr ce bye than to prior that you Muff 2aually ramie in the mail PrCeS are °Maned from variaas mid party smarm Much we belimet0 be relate. but we do not grange ten ax racy - Wo "mealy use tie doing pro wan aralabta re IN mean or IN b4 axl ask oats Ice Isted *Caret and opuses ot on tad rumsfor OTC serums - Let atheey ran washes maybe pad tang a valuate, moth, cr therein NMI a a we obtained admgnot Vara an aorta maker Moor wade - Cnan position may Joe, warred a prat and hill show 'price vas rot mailable' if we re rustle to obi* a pee for a security - Deposes a sedates derma& n artencses Other tan U S Oates are ref Wed a the endangeore as of the slatertent date - For conan senrines PaOrg m nOroCCordthrig deromnatau. pce aid quality dace vase) may hare been awards° frigate prow %Waco To obtain curt motor wen wart*. coma° your Enamel Ad se' • Prima Ineratnume rand muddiedproduces. Potato -mortuary securtes anclning direct palkpation pagan and real mate n*Strnem trial Matte* and Oructseed pathos are gowaly highly ilkOdd Certain unichrod podia& tare not Dem retorted wit the Wales and Etallante Conmssen cr under any are SPOONS OM We New* estmred rains kr pirate rumen tortes ad seniors products eor itonnatcnalpupo,e, only AcaraCY a rot guffawed - ibex values maydifkr 'internally from plait day a MO white mestrnere sterna endued protha maybe [cur a sold aid do not necessary reptant the rase you may Nara upon IGuellaten - Mid pay .man of vale art as of a anan dare aid are Thoplitd to ISS Natal Savors on a regular Dal by an ndepentfent halation Iron Berra Darner &Sponsor minuted vim if my. ate swelled to tie Frm by the mum general partner a swear and may bealb-dated based co Ober* Nervation from that used by thrd panes to clothe thee intimated rases - You car obtain adrift:nal stormalco regaling the methodology used to determine tlie esthiae of via and in, date of toe hfonn.von anal Is the bass fa the encore by aedactin your Fonda Adler - Thad parry estinated vibesmaw be reflected as 'Not ended' n real Irmo% when an 'nlepangeni valuabcn Irm has rot steeled a d unatle to assign a value when we boon awa* INT a tnieng wort ha cm:caredthat trey ell a previsinly rro0md rare coo ClUeSIOn. C/ Mho a vibe nould be hghly Speculate. duo to the nacre of the seamy - %then Nigher art issue. rent parer a manor estimated vino a oh ideal y est imad vase is pared the vex of me marry vol bedew's:Meow ns prose pow - 'Corrbutions to dare' may includemem of cal wane a both - • Co011f and ere' reoesentsthe dirdloller g pnCe per rah rid may not reflect yaw cos bath • lbestoicted nenritia Restricted sears giateraly are not annotryeigthe for peAk sale IRS inthcia Stream Was the made price of ti0 toorstridod stock of the sane MAC a an MutedNW to the rewitsed sine for dowses of °mug:examen* To the mum that aft Ned seamier it enble for sale. Me valet I eceeed may be round* less ma tie invite] yaw town • Est (estimated) MOM% orrentyialds and amts. An .Irate ol rub, nor is based on omen, dreasnd aid ht. rav moan the voitaitim will be held lot one yea from siaement date or cool many This estimate is onli a guorene. accuracy and Oxithued Nome are no, payareed - Est Muted arnui from. and amyl yitel for canal bees°, searites auk Mute afar of oncea or cent gam n *filch Oath. Nome tarldoreM yea) would be overstated - Earner anus mount nd current rail aid to actua home and yield night be lower or hgher tha the trinted aeons - An ninite ol inrualced insane Ovid'sd aids florist chided bythe °Nem make, variatrne balanced bated Co the In dieutend or creel parent made by the mint and attunes the sewn hider s ell be Neldfa one war from the statement date or remarry AoarrY aid continued rid ae not guaarneal • *amine held by WS financial S woke Conan • are not luidSloytePom an not Men the frets posseSsco or antol Thee assets re antmed cn yam strewn' for inlonnabonal osmosesoh Prow ad rases presented are iwo-Sod byte issues. firm IRS fnanCia SerithiS i not reiponsbly for this Ofeensiso and does net gunge m awry These insets Tenet prowled by SVC or tor inns soppermal SaC coverage • Revenue doming and addblonacareensaram - h additi74I 10 mminissom or sales ad Ube fees rased in corium with the tritium of instal hridt toots chentS we rot our tare rearm /Web* Mann; papunts fcorn asubut3rs antler 'orison of the muter funds that we sell Theo rants are based on two &Snit arroonints the amount of saksby uBS 01 a precut% mutual fund fair to or dens. end (4 the tate vate of a prowl, mar fad fangs shares lokl a rim Inn - We aid CO aaare an mange retorng and onatosprocesong lees n ortedeiron for trailer agent smilres That We proud. to [he neual funds These fees generabi as pad trim imenor men f the roma lac ad to a tird dolte anon) basal on the roster of arms at the holy-dear holdersmutual ladsof tat find liniV - m all ion to crthers mowed ri cornechon wen the sale or darbuten of rumream ad Ink Imtiknc inn unit toot doM11. we ado our affiliate rase Revue Mang Careemach foam matis( The reran companies iodinating the acuity ccoracts Orbits of the hatance cornea-on or sponsors a to VA fiviethnfill MPS WP Clartute - Our /MUMS also Nicene trading amnions an ore, remotion from mina hods aid •thr ate Conthalies Nose pew:bats we dimbuto - We tea** an rug tee fran LBSBakt USA awl USG AG %imbed &WO. 01up to 125 pew mccunt swooping to to banks weer the UBS Bat Sweep Progrard Ankle, Irritation regardng carrot" and etheir/woos b an annecron with creation ot wales naidng on traknons has been oared co cordon:tons entomb lunthed iso you. and wit be pared to you enompik on (num Short ailing it you a engaged on short 'Ohs a warily you may flora (have clue to rail kern cost for that pascals yearn Open (Sem Regarding Open a "gooditilocacelled • orders Mat wee not thearted by the Staernere date. Opel buy al sell sap orders as messed by to amount of dwdends or rights on • oodiaSindsor nonplus date unless entrusted Niemen. by you YOu are reaornblef or orders that are executed de to put fare to cancel existing open orders Tax witholdirg an faserbutions for UK Pinar:al Swaim IRAs Nostra tad Saw enures MS fnalcia Services to wdubold income to from ao" tackle MA distribat oss tut you may earl not lobe.. Mono lay wahholl or. Mast you nay Nees to have la( wieterld a acre or n a teed anon as you co0se Vol Heron wit warn n ef fact until rented by you You nay remand your election a any IV* by many anew Nano a pu do rot haw moult tire tai reed Iran 'Cur dartutiOnS. yOu maybe rethOnStde for the payrnor of esitnxed to you may oar praxes A the mounts withhold ara ma estimated tar payments senor equal to yOf ramblisatioi Privacy To obtan a copy of cur nowt Ohre Proxy AWN. pax* contact Nis F nate, motor orrisa our wthine at mow was cramonacworry U3S Nowell Servos 6 not a bat the WA. tumors ServasS Account BSA and AMA a brceerage lattitS MIm preside access to baling serwoces and pram trough anationwnts wed WINN banks red other MS. partybasks and prudes ars to inmate and fluty prOttle iStittl by unar dated thrd early Swam anon*, trough mire agency ads/Sr es of UM Fonda Saviors e.c batter. nuance. and amuly products Not MK haired • No bane motor May lose vain litatA ReSOuireeAvonuni ACCOult Susanna Swan ACCoal SSA. IVAA and ntemaborial RerOurCe lAtagerreent CONFIDENTIAL Athoren at registered sere mats a IRS Randal Servers inc VG Seoture is a inhered ricemaof visa Imernmasal LEG Vida Sognabre aide cads aid IRSMa dna Cat to red by IRS Brit USA wet IX.TMIS9011 Item yea USA innagoratoa UPI Financial ServiOes Inc PM 201407 SDNY_GM_00020800 EFTA_00 I 31420 EFTA01273627 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor New York NY 10171.0002 O4P70065265030915X1I. UBS Strategic Advisor September 2015 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GhliSLANE MAXWELL Friendly account name: In& Account number SS Your rinandal Advisor. SCO11 STACK1AANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor Or the Value of your account RMA Re50urCeline at 800-4MA-1000, account 029023568 on August 31 (4) on September 30(4) Your assets 1,576,386.61 1,332,724.47 Visit our websIte: vaidvi.ub&COMIlinanCialServiCeS Your liabilities 0.00 aoo Value of your account 11,576,386.61 31,332,724.47 Tracking the value SThe Lr...3,1C1$ • ,721 of your account Sources of your account growth during 2015 Value of your account at year end 2014 $1,721,172.36 1.5764 Net deposits and withdrawals 4297,41505 1,332.7 Your ilveStMent return Dividend and interest income 434,478.52 Change in market value -4125.511.36 Value of your account Dec 2014 Aug 2015 Sep 2015 on Sep 30. 2015 0.332.724.47 SDNY GM 00020801 PA•mber SIPC CNP70003006526503 NP7000303380 C0007 0915 030575004 Y123568550 100000 Page 1 of 14 CONFIDENTIAL EFTA_00131421 EFTA01273628 SUBS UBS Strategic Advisor September 2015 Your account balance sheet Summary of your assets Value on September 30 (14 Percentage of your account A Cash and money balances 7,126.05 0.53% B Cash alternatives 0.00 0.00% C Equities 1,325,598.42 99.47% D Fixed income 0.00 0.00% E Non-traditional 0.00 000% F Commodities 0.00 000% Account name: cj iirtJal, ' LL. Friendly account name:Ind Account number: Total assets Value of your account 11,332,724.47 $1,332,724.47 100.00°0 • Your current asset allocation C Eye on the markets Index Your K mental Advisor. SCOTT STACK MANLYLE CASRIEL • Cash and money balances may include available cash balances. UBS Bank VSA deposit account balances. V95 AG Sumford Branch deposit account balances and money market mutual fund sweep balances See the important information about your statement on the last two pages of this statement for details about those balances S&P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S. Aggregate Bond Index Interest rates on September 30, 2015 3-month Treasury bills: 0.00% One-month LIBOR: 0.19% Percentage change September 2015 Year to date -2.47% -529% -2.91% -5.45% -5.04% -491% 0.68% 1.13% OIP700C9006526504NP700330338000C02 MI 5 03057506423568550 lowitGiumcsitee 2 of 14 CONFIDENTIAL EFTA_00131422 EFTA01273629 UBS UBS Strategic Advisor September 2015 Change in the value of your account September zoi 5(Si Year to date (1) Opening account value $1,576,386.61 $1,721,172.36 Deposits, including investments transferred in 0.00 2,200.00 Withdrawals and fees, including investments transferred cut Q40,954.67 -299,615.05 Dividend and interest income 5,635.22 34,478.52 Change in market value -8,342.69 -125,511.36 Closing account value $1,332,724.47 $1,332,724A7 Account name: Your Financial Advisor Friendly account name: SCOTT STACK MAN LYLE CASRIEL Account number. Dividend and interest income earned FOI purposes of iris slater-Mn', of 'nines] and biidend income ism been determined frcm a U5 tar reporting penprdire. Based upon the residence of the account holder, account type, or product type, some interest ardor chidend payments may riot be subiect to United States (US) ardor Puerto Rico (FR) Income tares. The dent months/ statement 2 nos intended to be used and cantos be relied upon ice tai Nrposes. Clients should refer to the apeletile tar reporting forms they recent. from 165 annualy, such as the Forms 1099 and the Tenni 480, fOr lac reporting information It is the make Of U85 to Me the Ebblicade ta( tenoning forms with the US intern8 Revenue Semce and PR Treasury Department and in such forrrn accurately usury chucknct amtlot interest as tar erenot or tattle income. Pleat Lomat your InChldbaltax prepare( September 2015 ell Year to date (t) Total additions $115,225.96 $384,621.55 Taxable dividends 5,635.19 34,473.67 Subtractions Taxable interest 0.03 4.69 Professional management fees and related services 0.00 -6,396.16 Total current year $5.635.22 $34A78.36 Other funds debded -240,954.67 -293,218.89 Prior year adjustment 0 00 0.16 Funds withdrawn for investments Total dividend & interest $5,635.22 $34,478.52 bought 000 -84,398.02 Total subtractions -5240,954.67 -1384,013.07 Net cash flow -$125,728.71 $608.48 Closing balances $7,126.05 $7,126.05 Summary of gains and losses Values reported telow exclude products for which gans and iosses are DOI dtsified Realized gains and losses Unrealized September 2015 (1) Year to date (1) gains and bsse5 (4) Short term 0.00 0.00 4,898.78 Long term 2,353.26 23,991.77 192,285 63 Total $2,353.26 523,991.77 $197,184.41 Cash activity summary See Account &dusty the month for dela lk Balances in your Sweep Options are Ind ueed n the opening and closing balances we ue. FDIC insurance pier only to deposits a u8S Bank USA, rot to deposits at UBS AG. starriord Er a nic h or bank deposits paced tnrouli the UBS internetiond crow Account prcgram. S/PC protection applies to money market sweep fund holdings but nal bar* deposits See Important MS:yogi:1n ,bout your statement on the last two pages Cf. this document for coals September 2015 (1) Year to date (/) Opening balances $132,854.76 $6,517.57 Additions Deposits and other funds credited 0 00 2,200.00 Dividend and interest income 5,635.22 34,478.52 Proceeds from investment transactions 109,590.74 347,943.03 SDNY GM 00020803 CUP70303003526505 NMI:0303390 00002 0915 030575004 Y123568550100000 Page 3 of 14 CONFIDENTIAL EFTA_00131423 EFTA01273630 UBS UBS Strategic Advisor September 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number Loan summary Your account instructions Opening loan balance on August 22 $O Closing loan balance on September 21 $0 Average loan balance $20,519 Loan interest period August 22 to September 21 Number of loan (debit) days 5 Average loan interest rate 9.875% September 2015 loan interest $28.14 Year to date loan interest $28.14 UBS Bank USA Deposit Account APY Interest period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 $976.80 Closing UBS Bank USA Deposit balance Sep 7 10.00 Number of days in interest period 32 Average daily balance $2,828.48 Interest earned $0.03 Annual percentage yield earned 001% Your investment objectives: You have identified the following imestrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Froancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciition Your tisk profile: Pnmary - Aggresswe Investment eligibility consideration - None sleeted Your linanciel Advisor: SCOTT STACK MANLYLE CASRIEL • Your account is currently coded for margin. • Your account cost basis default dosing method is FIFO, First In, First Out CNP7C0093C6526506NP70C0303390 00002 0915 030575004 M23564550 10%ftyGro0002aletae 4 of 14 CONFIDENTIAL EFIA_00131424 EFTA01273631 *UBS UBS Strategic Advisor September 2015 Your assets Account name: GHISLAINE MAXWELL Friendly account name: Account number. Some potes, income and current values Shdern May be EppithrirMe. AS a tesull. gains addlossesmey sal be accurately reflected. See enponent in/ameba, about your statement a the end of INS etcurnera tol more infornaton. Cash Cash and money balances Cash and mosey balances may include avalade cash balances, U85 Bant USA deposit account balances, UBS AG Star/Ord Branch Cepovi account bsarces and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC ealhn apart< Ide limits, but are not protected by SIPC u85 AG Stanford Brant Adeposit account bemires are not insured by FDIC and at not protected by SIPC Money market sweep batances are protected by 9PC but are not insured by the FDIC. See the important information about your statement a the end of this document for details about those Sancti. Hddng Openng bean«. on Sep I (S) Closing tueuxe ente per share Average Addend Interest Oaf' in on Sep 20 (I) on Sep 30(1) tale period period Cap /mount (I) Cash 73,193 95 0.00 LES BANK USA DEP ACCT 59.660 81 7.12605 250.00000 Total $132,854.76 $7,126.05 Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Equities Common stock nuMmise pro,/ Trade larrrber AVtlar price Price per sheet Value on unresized Hord ng sicedng date of shares per Shalt (1) Crab baSit (Si on Sep 30(1) 5p30(1) Ben Or IOSS (1) period AECOM Symbol. ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,309 95 27.510 13,755 00 445.05 ST Jan 30, 15 ICO 000 25.532 2,553 24 27.510 2,751 00 197.76 ST Security total 600.003 26.439 15,863 19 16,506.00 642.81 ANALOG DEVICES INC Symbol, ADI Exchange OTC EAI: 12,802 Current yield: 2.84% Nov 16, I I 13.000 37 316 485.12 56.410 733 33 248.21 LT Nov 17, 11 13.000 35393 460.12 56.410 733.33 273.21 LT Nov 18, II 35.000 35.502 1,24258 56.410 1,974 35 731.77 LT Nov 2 I, I I 18.000 34371 618.68 56.410 1,015.38 396.70 LT Nov22, I 1 15.000 33338 50007 56.410 846.15 346.C6 LT continued next page SDNY GM 00020805 C HP7030?0065.76507 NV7003303390 00032 0915 030579304 MI23568550 10:000 Page S of 14 CONFIDENTIAL EFTA_00131425 EFTA01273632 (S UBS UBS Strategic Advisor September 2015 Your assets . Equities . common stock (continued) louring Trade dab learbee of shares Purchase pricer Average price per Aare (S) Price per :here Vdueon Cott basis (S) on Sep 30(3) Sep 30 (S) Unredzed grin a loss (S) Prang period Nov23, 11 22.000 32.655 718.43 56.410 1,241.02 522.59 LT Nov25, 11 7.000 32.460 227.22 56.410 394.87 167.65 LT Nov28, ll 30.000 32.951 968.55 56.410 1,692.30 703.75 LT Nov29, 11 18.000 33.472 602.51 56.410 1,015.38 412.87 LT Nov29, 11 5.000 33.622 168.11 56.410 282.05 113.94 LT Apr 24, 12 30.000 37.567 1,127.01 56.410 1,692.30 565.29 LT Ian 23,13 1,056.000 43209 45,62881 56.410 59,568.96 13,940.15 LT Apr 22, 13 481000 42.447 20,756 68 56.410 27,584.49 6,827.81 LT Security total 1,751600 41.990 73,523.89 98,773.91 25,250.02 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange: OTC EAI: 32,493 Current yield: 2.44% Aug 4, II 146.000 42343 6,182.08 80.360 11,732.56 5,550.48 LT Aug 12, 11 4.000 40.955 16182 80.360 321.44 157.62 LT Jan 23,13 767.000 52320 40,129 93 80.360 61,636.12 21,506.19 LT Apr 22, 13 355.000 56.870 20,189.01 80.360 28,527.80 8338.79 LT Security total 1,272.000 52.409 66,664.84 102,217.92 35,553.08 BAXTER INTL INC Symbol: BAX Exchange: NYSE $716 Current yield 1.40% Jun 20, 12 30.000 28.496 854.88 32.850 985.50 130.62 LT Jun 20, 12 17.000 28.455 483.75 32.850 558.45 74.70 LT Jun21,12 29.000 28.762 834.12 32.850 952.65 118.53 LT Jun 21.12 7.000 28.444 199.11 32.850 229.95 30.84 LT kr 21,12 5.000 28.838 144.19 32.850 164.25 20.06 LT Jun 22, 12 61.000 28.658 1,748 19 32.850 2,003.85 255.66 LT Ian 23,13 768.000 36.815 28,274.47 32.850 25,228.80 -3,045.67 LT Apr 22.13 355.000 38284 13,591.05 32.850 11,661.75 -1,929.30 LT Sep 19, 13 74.000 39857 2,949.45 32.850 2,430.90 -518.55 LT Sep 19, 13 6.000 39.696 238.18 32.850 197.10 -41.08 LT Sep 19, 13 3.000 39.700 119.10 32.850 98.55 -20.55 LT Sep 20,13 47.000 39.758 1,868.67 32.850 1,543.95 -324.72 LT Oct 3, 13 154.000 35.679 5,494.57 32.850 5,058.90 -435.67 LT Security total 1,556.000 36.504 56,799 73 51,114.60 -5,685.13 continued next page CNP70009006526508 NP7000303380 00002 0915 03057500423503550 lOrictSw_Gm_000200se 6 of 14 Account name: GISSLAINE MAXWELL Friendly account name: Account number. Your Ilnandai Advisor, SCOTT STACK MAN LYLE CASRIEL CONFIDENTIAL EFTA 00131426 EFTA01273633 UBS Strategic Advisor *UBS September 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (continued) PUIthit.e Pil(d TIJO wpbs Average price Price per shse \glue on Unreerized Holdng Hddng dtle of stern per skate (1) Cost basis (1) on Sep 30(1) Sep 30 (1) gain or loss (1) period IBLACKRCCK INC Symbol: BLK Exchange NYSE EAI: 13,244 Current yield: 2.93% Oct 5, 12 7.000 189.932 1329.53 297.470 2,082.29 752.76 LT Oct 5, 12 3.000 187.820 563.46 297.470 892.41 328.95 LT Oct 5, 12 2.000 186.670 373.34 297.470 594.94 221.60 LT Oct 8, 12 8.000 188.783 1,510.27 297.470 2379.76 869.49 LT Oct 9, 12 15.000 189.1% 2,837.79 297470 4,462.05 1,624.26 LT Oct 9, 12 2.000 189.010 378.02 297.470 594.94 216.92 LT Oct 10, 12 3.000 187.720 563.16 297.470 892.41 329.25 LT Oct 10, 12 2.000 187.670 375.34 297.470 594.94 219.6O LT Oct 10, 12 2.000 187.995 375.99 297.470 594.94 218.95 LT Jan 23,13 224.000 236.966 53,080.41 297.470 66,633.28 13,552.87 LT Apr 22, 13 104.000 251.093 26,113.69 297.470 30,936.88 4,823.19 LT Security total 372.0O3 235.218 87,501.00 110,658.84 23,157.84 COLGATE PALMOUVE CO Symbol: Cl Exchange NYSE EAI: 42,292 Current yield: 2.40% Aug 4, 71 174.000 41.632 7244 05 63.460 11642.04 3,797.99 LT Aug 12, 11 4.000 42.450 169.80 63.460 253.84 84.04 LT Jan 23,13 910.000 54240 49358.63 63.460 57,748.60 8389.97 LT Apr 22, 13 420600 59.788 25,11 1.32 63.460 26,653.20 1,541.88 LT Security total 1,508.000 54.300 81,883.80 95,697.68 13,81 3.83 E0G RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 3335 Current yield 0.92% tan 28, 15 500.000 90.411 45,205.72 72.800 36,400.00 -8,805.72 ST FORTINET INC Symbol: FTNT Exchange: OTC Jan 28.15 500.000 31.942 15,971.36 42.480 21,240.00 5268.64 ST Jan 30,15 250.000 29.431 7357.75 42.480 70,620.00 3,262.25 ST Security total 750.000 31.105 23329.11 31,860.00 8,530.89 GEM. MILLS INC Symbol: GIS Exchange: NYSE (Al: 33,312 Current yield: 3.14% Aug 4, 11 191.000 36265 6,926 77 56.130 10,720.83 3,794.06 LT Aug 12, 11 5.000 35.754 178 77 56.130 280 65 101 88 LT continued next page SDNY GM 00020807 CNP20003005526509 NP1000303390 00002 0915 030575004123568550100000 Pogo 7 of 14 CONFIDENTIAL EFTA 00131427 EFTA01273634 UBS UBS Strategic Advisor September 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your 15 asocial Advisor, SCOTT STACK MANYLYLE CASRIEL YOLK assets Equities . Common stock (continued) Trade Hddng date Weber of shares Purchase pricy Average prke per share (1) Price per shoe Con basis (I) on Sep 30(1) Vdue on Sep 30 ($) Unrealized gain or loss (1) Hddng period Jan 23,13 1,001.000 41387 41,428.89 56.130 56,18613 14,757.24 LT Apr 22, 13 464.000 50287 23,333.21 56.130 26,044.32 2,711.11 LT Jim 17, 13 148.000 49.739 7,361.45 56.130 8307.24 945.79 LT Psi 18.13 73.000 49.836 3,638.07 56.130 4,097.49 459.42 LT Security total 1,882.000 44.03I 82.857.16 105,63866 22,769.50 JOIMSON & JOHNSON COM Symbol:1Ni Exchange: NYSE EAI: 13,198 Current yield:3 21% Aug 4,11 123.000 62377 7,672.38 93.350 11,482.05 3,809.67 LT Aug 12, 11 3.000 63.730 191.19 93.350 280.05 88.86 LT Jan 23,13 642.003 72.736 46,696.71 93.350 59,930.70 13233.99 LT Apr 22, 13 298.000 84.721 25247.10 93.350 27,818 30 2,571.20 LT Security total 1,066.000 74.866 79607.38 99,511.10 19,703.72 ts/CDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,461 Current yield: 3.45% Aug 4, 11 95.000 84.969 8,072.06 98.530 9,360.35 1,28829 LT Aug 12, 11 3.000 85.910 257.73 98.530 295.59 37.86 LT Nov29.12 8.000 86.456 691.65 98.530 788.24 96.59 LT Jan 23,13 555.000 93.053 51,644.75 98.530 5.1,684.15 3,039.40 LT Apr 22, 13 255.000 99318 25326.32 98.530 25,125.15 -201.17 LT Sep 19, 13 78.000 97.879 7,634.63 98.530 7,685.34 50.71 LT Sep 19.13 22.000 97.425 2,14336 98.530 2,167.66 24.30 LT Sep 19.13 2.000 97.830 195.66 98.530 197.06 1.40 LT Security total 1018.000 94.269 95,966.16 100,303.54 4,337.38 PEXTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 13,579 Current yield: 3.16% Aug 4, 11 134.003 52.960 7,096.75 97.550 13,071.70 5,974.95 LT Aug 12, 11 3.000 52.530 157.59 97.550 292.65 135.06 LT Jan 23,13 700.003 71.610 50,127.21 97.550 68285.00 18,157.79 LT Apr 22, 13 325.000 79.757 25,921.06 97.550 31,703.75 5,782.69 LT Security total 1,162.003 71.689 83302.61 113,353.10 30,050.49 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: $2,907 Current yield: 4.54% Feb 12. 14 148.000 88.959 13,165.96 66.150 9,790.20 -3,375.76 LT continued next page CNP70303006526510NP7000303380 00002 0315 030575004.23568550 10~1YGM00020,111Ir 8 of 14 CONFIDENTIAL EFTA 00131428 EFTA01273635 UBS Strategic Advisor UBS September 2015 Account name: GH1SLAINE MAXWELL Friendly account name: Account number. Your PI nandal Advisor: SCOTT STACK MA:417LE CASRIEL Your assets Equities . Common stock (continued) Trade HcIdng date neater of shares Purchase OW Meat, price per sheet (S) Cost basis CS/ Price pet share on Sep 30 (0 \glue on Sep 30 If/ tweaked On or loss (1) Holdng period Feb 12, 14 117.000 88.989 10/111.82 66.150 7,739.55 -2,672.27 LT Feb 12, 14 32.000 89.002 2,848.07 66.150 2,116.80 •731.27 LT Feb 12, 14 7.000 88.857 622.00 66.150 463.05 •158.95 LT Feb 13. 14 110.000 88885 9,777.41 66.150 7276.50 -2.500.91 LT Feb 13. 14 68.000 88.708 6,032.19 66.150 4,498.20 -1,533.93 LT Feb 13, 14 33.000 88369 2,916.19 66.150 2,182.95 -733.24 LT Feb 13, 14 6.000 88.421 530.53 66.150 396.90 -133.63 LT Feb 14, 14 334.000 92(65 30,749.82 661 50 22,094.10 -8,655.72 LT Feb 18. 14 114003 92.677 10,565.23 66.150 7,541.10 -3,024.13 LT Secwity total 969.003 90.422 87,619.22 64.099.35 .23,519.87 PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 13,243 Current yield: 2.98% Aug 4, 11 115.000 63.979 7,357.65 94.300 10,844.50 3,48685 LT Aug 12, 11 3.000 63.023 189.07 94.300 282.90 93.83 LT May 16, 12 6.000 68.535 411.21 94.300 565.80 154.59 LT Oct 24, 12 1.000 68.690 68.69 94.300 94.30 25.61 LT Oct 25, 12 2.000 68.810 137.62 94.300 188.60 50.98 LT Oct 26, 12 1.000 68.890 68.89 94.300 94.30 25.41 LT Oct 31, 12 1.000 69.370 69.37 94.300 94.30 24.93 LT Nov6, 12 1.000 69.370 69.37 94.300 94.30 24.93 LT Nov7, 12 1.000 69.150 69.15 94.300 94.30 25.15 LT Nov8, 12 2.000 69.090 138.18 94.300 188.60 50.42 LT lan 23,13 699.000 72.166 50,444.31 94.300 65,915.70 15,471.39 LT Apr 22, 13 322.000 82251 26,484.85 94.300 30,364.60 3,879.75 LT Security total 1,154.000 74.097 85,508.36 108,822.20 23,313.84 PROCTER ES GANABLE CO Symbol: PG Exchange: NYSE EAI: 43,007 Ogren( yield: 3.69% Aug 4,11 118.000 60.103 7,092.22 71.940 8,488.92 1,396.70 LT Aug 12, 11 3.000 60.896 182.69 71.940 215.82 33.13 LT lan 23,13 619.003 69.941 43,293.73 71.940 44,530.86 1,237.13 LT Apr 22, 13 286.000 81332 23,261.18 71.940 20,574.84 -2,686.34 LT Apr 24, 13 108.000 77.762 8398.32 71.940 7,769.52 -628.80 LT SDNY Gaagiá" P89. CH770003006526511 NP70003033$00002 0915 030575004 Y123568550100000 Pegs 9 of 14 CONFIDENTIAL EFTA_00131429 EFTA01273636 *U BS U BS Strategic Advisor September 2015 Your assets . Equities . Common stodc (continued) Hcldng Trade date Harter of charm Purchase pricel Average pace per dust (1) Cost basis (S) Price per share on Sep 30(11 Vdueon SeP 30 4 / Unedited gain or loss (I) Holding period SeCueity IOW 1,134.000 72.512 82228.14 81,579.96 -648.18 TRAVELERS cos INOTHE Symbol: TRV Exchange NYSE EAt 42,811 avrent yield:2.45% Apr 24, 12 20.000 63432 1268.64 99.530 1,930.60 721.96 LT Apr 24,12 4.000 63350 253.40 99.530 398.12 144.72 LT Apr 24.12 1.000 63.560 63.56 99.530 99.53 3557 LT Apr 25, 12 10.000 63.520 635.20 99.530 995.30 360.10 LT Apr 25,12 10.000 63617 63617 99.530 995.30 359.13 LT Apr 25, 12 10.000 63.659 636.59 99.530 995.30 358.71 LT Apr 25, 12 2.000 63545 127.09 99530 199.06 71.97 LT Apr 25, 12 2.000 63.645 127.29 99.530 199.06 71.77 LT Apr 25.12 2.000 63.745 127.49 99.530 199.06 71.57 LT Apr 26, 12 5.000 63.928 319.64 99.530 497.65 178.01 LT Apr 26.12 2.000 63.920 127.84 99.530 199.06 71.22 LT Apr 26, 12 2.000 63.930 127.86 99.530 199.06 71.20 LT Apr 26, 12 1.000 63.720 63.72 99.530 99.53 35.81 LT May 1, 12 15.000 64.637 969.56 99.530 1,492.95 523.39 LT May 1, 12 6.000 64.715 388 29 99.530 597.18 208.89 LT May 1, 12 6.000 64.975 389.85 99.530 597.18 207.33 LT May 1, 12 2.000 64.850 129.70 99.530 199.06 69.36 LT May 1, 12 1.000 64.820 64.82 99530 99.53 34.71 LT May2, 12 7.000 64374 450.62 99.530 696.71 246.09 LT May 2, 12 4.000 64.410 257.64 99.530 398.12 140.48 LT May2, 12 2.000 64320 128.64 99.530 199.06 70.42 IT Maya, 12 4.000 64.960 259.84 99.530 3981 2 138.28 LT May 3, 12 2.000 64.675 129.35 99.530 199.06 69.71 LT May 3, 12 2.000 64.910 129.82 99.530 199.06 69.24 LT Jan 23, 1.3 629.000 77.560 48,785.62 99.530 62,604.37 13,818.75 LT Apr 22, 13 290000 84.719 24,56868 99.530 28,863.70 4,295.02 LT May 22, 13 111.000 83.807 9302.58 99.530 11,047.83 1,745.25 LT Sectrity total 1,152.000 78.533 90,469.50 114,658.56 24,189.06 Total 31,138,539.81 S1.331,193.42 $192,653.61 Total estimated annual income: $37,400 Account name: GH1SLAINE MAXWELL Friendly account name:Ind Account number: Your Ilaancial Advisor: SCOTT STACK MAMLYLE CASRIEL CRP7OCCOOC65265i 2 NP7000303380 00002 0915 030575004.235685S01006ftyGat moan 10 of 14 CONFIDENTIAL EFTA_00131430 EFTA01273637 UBS Strategic Advisor *UBS September 2015 Your assets a Equities (continued) Short options H(IcIng Ttecte date Nurrbet of contacts Sale orke per convect (S) Sale proceeds (f1 Price per context on Sep 30 (11 Contract prerraurn(S) Value on Sep 304) Unrealized gain or lost (1) Hddng pelted CALL AUTOMATIC DATA PROC DUE 1016115 80.000 Expires Oct 15 Symbol: ADP Aug 26, 15 -12.000 1599 -1,919.96 160.000 1.600 -1,92003 -0.04 stCALL JOHNSON &JOHNSON C DUE 1016115 100.000 Expies Oct 15 Symbol: PO Aug 26, 15 -10.000 0.999 -999.98 11.000 0.110 -110.00 889.98 sr CALL BAXTER INTL INC DUE lateIS 40.000 Expires: Oct 15 Symbol: BAX Aug 28, 15 -15.000 1.029 -1,544.97 8.000 0.080 -120.00 1,424.97 sr CALL TRAVELERS COS NOT DUE 10 16115 105.000 Dpires Oct 15 Symbol: TRV Sep02, 15 -10.033 0.519 -519.99 16.000 0.160 -160.00 359.99 sr CALL ANALOG DEVICES INC DiE 101E/15 57.500 Dpires Oct 15 Symbol: AD1 Sep02, 15 -17.000 1.459 -2,481.95 95.000 0.950 4,615.00 856.95 ST CALL ICCEERA ENERGY INC DiE 1016115 100.000 Wires: Oct 15 Symbol: NEE Sep02, 15 -IOC® 1.139 -1,139.98 65.000 0.650 -65003 489.98 ST CALL BIACKROCK INC DUE I v2015 320.000 Wires: Nov 15 Symbol: BLK Sep 25, 15 -3.000 5.063 -1,51897 340.0® 3.400 -1,02000 498.97 ST Total -910,125.80 -85.595.00 94.530.80 Amount name: GHISLAINE MAXWELL Friendly account name: Amount number: Your PI nandal Advisor: SCOTT STACKMAN/LYLE CASRIEL SONY GM 00020811 CNP703030C6S2651 3 NPX)00303380 00002 09IS 0305750Gt M23568550 100000 Pogo 11 of 14 CONFIDENTIAL EFTA_00131431 EFTA01273638 UBS UBS Strategic Advisor September 2015 Your assets (con trued) Your total assets Cash Equities Cash and money balances Common stock Short options Total equities Total Account activity this month Dalt Acti.ity Dividend and interest income Tan* dif.idends rarebit intereS Sep 8 Dvidend Sep 9 Cividend Sep IS Cividend Sep 16 Dvidend Sep 22 Dvidend Sep 29 Dvidend SeP29 Dividend Sep 29 Dvidend Total taxable dividends 65435.19 Sep 8 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF 0904115 Total taxable interest $0.03 Total dividend and interest income 65.63522 Account name: GHISt.,ANE f<1AXVr ELL Friendly account name:Ind Account number: Your Enancial Advisor: SCOTT STACK MAMLYLE CASRIEL Value on Sep 30 (SI Percentage of your account Cost basis Estimated annual mccrne (51 Unrealized gam or loss (5) 7,126.0$ 0.53% 7,126.05 1,331,193.42 -5,595.00 1,138,539.81 -10,125.80 37,400.00 192,653.61 4,530.80 1,325,590.42 99A7% 1.1284414.01 37.400.00 197,18441 61,332,724.47 100.00% 61,135,540.06 Description 637,400.00 6197,194.41 Amount (I) JOHNSON & JOHNSON COM PAD ON 1066 799.50 ANALOG DEVICES INC PAID ON 1751 700.40 NEXTERA ENERGY INC COM PAID ON 1162 894.74 MCDONALDS CORP PAID ON 1018 865.30 8LACKROCK INC PAID ON 372 810.96 CDC GLOBAL INC COM MD ON 424 50.88 PEPSICO INC PAD ON 1154 810.69 TRAVELERS COS INCITHE PAID ON 1152 702.72 0.03 Other funds debited Date ActIttly Oescaptson Armee (S) Sep I Transfer JOURNAL TO 23575 GleSLAPIE MAXWELL ,216,265.51 Sep 3 Transfer JOURNAL TO M 23575 GSISLAINE MAXWELL .24,661.02 Sep 22 Loan Charge LOAN INTEREST CHARGED -28.14 Total other funds debited -$240.954.67 CNP700030065265I 4 NP7000303380 00002 C915 030575004 VI 2356855010MgyGmgogan 12 of 14 CONFIDENTIAL EFTA_00131432 EFTA01273639 (SUBS UBS Strategic Advisor September 2015 Account activity this month (continued) Account name: CHISLAINE MAXWELL Friendly account name: Ind r Account number. Investment transactions For more I nformalon stout tee priceivatue shown tor restricted securities, see Important Wormation about your statement at the end of !tits croc velem Delo Activity Descept.on QUarnity Val0($) PM. N) ProteedS hurl Funds investment vAthdrewn fa Accrued tramactions (5) mwsunenls Occertit (5) irterod (5) Sep I Sold CATERPILLAR INC -1,110.000 75.146200 83,410.75 Sep 3 Sold CALL TRAVELERS COS a4C/T DUE 1016/15 105 000 OPEN CUST CVRD -10.000 52 CENTS 519.99 Sep 3 Sold CALL ANALOG DEVICES INC DUE 1016'15 57.500 OPEN CUST CVRD -17.00D 1 46 2481.95 Sep 3 Sold CALL NEXTER A ENERGY INC DUE 101915 100 000 OPEN COST Cl/RD -10.030 1.14 1,13998 Sep 8 Sold CDK GLOBAL INC COM -424.000 48 .395030 20,519.10 Sep 28 Sold CALL BLACKROCK INC DUE I1120115 320000 OPEN CYST CVRD -3.030 5.063333 1,518.97 Total $109,590.74 Date Activity Descirptcn Arnount (I) Money balance activities Aug 31 Balance forward $59,660.31 Sep I Deposit UBS BANK. USA DEPOSIT ACCOUNT 73.193 95 Sep 2 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 0901115 -132,854.76 Sep 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 799.53 Sep 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 700.40 Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 894.74 Sep 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 865.30 Sep 23 DepOSit UBS BANK USA DEPOSIT ACCOUNT 782.82 Sep 29 Deposit U85 BANK USA DEPOSIT ACCOUNT 1518.97 Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,564.29 Sep 30 Closing UBS Bank USA Deposit Account $7,126.05 Your llnandd Advisor SCOTT STACKMAHLYLE CASRIEL The UBS Bank USA Deposit Account is your primary sweep cplion SDNY GM 00020813 C11F7C0011305526515Ne700330331110 000O2 0915 030575001 Y123568550100000 Page 13 of 14 CONFIDENTIAL EFIA_00131433 EFTA01273640 *UBS UBS Strategic Advisor September 2015 Realized gains and losses Account name: OHISLAINE MAXWELL Friendly account name:Wed Account number: Tre estimated realized gam and losses shaven below ale not fa tar purposes. Please rate that gan or loss recognized on the Sae Of reCkue0fiOn Of Ce flan Structured PrOauCtS, Ike Contingent OM Secuotes. rruy De ad nary, and not (Old, gain or loss. FleaSe filed. with your lax athesof To calf Jae gam end losses. we liquidate the ddet security lot last. Ins is knOwn as the first.la lint out or FIFO accounting rnethol We use Ins method unless you specified whic h las la to close when you fixedyou( order. This is known as a vertu, purchases or VW order. See important information about your :tenement a the end of this document for more Long-term capital gains and losses Security description Method Ouamtyor Purchase fae eau? date Sale date Sae amount (S) Cost basis (S) Wath Sale cost basis adnalrnent(1) loss (5) Gan (S) CATERPILLAR INC FIFO 72 000 Jun 19, 13 Aug 27,15 5,410.43 6,099 75 .689 32 HFO 121.000 Jun 20, 13 Aug 27,15 9,092.52 10,060.15 -967.63 RFO 78.000 Jun 20, 13 Aug 27, IS 5,861.30 6,476.39 -615.09 FIFO 204.000 1Vr21, 13 Aug 27,15 15,329.54 16,912.44 -1,582.90 FIFO 111.003 Jun 24, 13 Aug 27,15 8341.07 9,048.46 -707 39 FIFO 73.000 it., 25, 13 Aug 27,15 5,485.58 6,011W -526 28 FIFO 69.000 Jun 26, 13 Aug 27, 15 5,184.99 5,675.90 -490.91 FIFO 141.000 Jun 27, 13 Aug 27, IS 10,5%42 11,696 12 -1,100 70 FIFO 7.000 tun 27, 13 Aug 27, 15 526.01 580.48 -54.47 RFO 169.000 Jun 28, 13 Aug 27,15 12,699.48 13,988.92 •1,289 44 RFO 65.000 11101, 13 Aug 27, 15 4,884.41 5,380 78 •496.37 COK GLOBAL INC COM HFO 48666 Aug 04, 11 Sep 02, I5 2,355.18 894.45 1,460.73 FIFO 1.333 Aug 12, 11 Sep 02, 15 64.53 23 70 40 83 FIFO 255665 tan 23, 13 Sep 02, 15 12,372.76 5,806. 16 6,566 60 RFO 118 333 Apr 22, 13 Sep 02, 15 5,726.63 2.921 03 2,805.60 Total 1103,02915 $101,576.59 .$2,520.50 $10,673.76 Net long-tens capital gains or losses $2,955.26 Net capital gains/losses: $2.353.26 • Your Pinandal Advisor: SCOTT STACK MANLYLE CASFOEL information. We may not ad ust gans and losses la al septet changes. We ascmancafy adjust cost basis for tin-exempt and AMT coupon municepa set unties for estimated armizauon of bond wen tins and fOi aareeed 010 to. securities issued at a dscount If you 'counted that tlEtS Oust cost bas4 for the bad premium arnonzaton on tattle debt secuntiesthen cost basis reflected for these securities has been Ousted Estimates in the Unclouded section can not be ctassified as ssort term or tong term because inform abon is 'stung or the product is one in which the gal Moss caculaico is not provided CW70009006526516 W7000303390 00032 0915 030575004M23568550 lOggiticom000215en 14 of 14 End of statement for account number .= CONFIDENTIAL EFTA_00131434 EFTA01273641 Important information about your statement LIBSFiaancialSookes Inc Megrim or 18S Financial Swedes). is a ranter of al prordalsearity. canmoday aid gaps emternes LOAF learn awns and Meat USA at naiad trubtelinal of 185 AG and Oftiaras of tAIS Segskies ti.0 the Fren's Maria amen 4 dyable sine recueS1 the erm's exeCliwealliCeS at a 185 Simnel SlilloS he 1200 Haber Wend theamak en N107086 1116 rawnerm represeas the only Octal reord of ram VA Fmanaa ScAles aCCOunt Other *One, exCept On all taic downed. coaches oolong data shouldno< be and upon deco bane top's an water 0•1654.1 please anon l ;tannage, n wring to theSranch Manpir of the one: sewing your ce rium Athaap al ewes tnn are emended m be X0.010. granter dieToad rot be used for tac pup0SeS Red solely on yeaend tar kern 0e.. Form 1099. SOO. I WS. etc) Non prepaimg whir ta< return Shen ret is rapine by late to report to the FIS al Iamb le deaden& Assonant nonMade dvdends ad Wire wenn eared on securities heU n your roan, ne proceeds on sale tranuctits, rod of barsoncotin weed %flaw; *mown atlas with the Nem • plea* re.c.cilhon airy oral 0:riveule.ater6 Aribrici TO fuser peeled your 'nib narks yamrips under the *antes hien Protect= Act ISEld • 6 the !non inset/Jon on the top het ce the km of the lanni is not ICS FTMOSS.eva. UPS Fnascial antescaries your acccur as deang bent by athangemerd rah the plated net on We blamed you of the n1001010 Mn you owned 4dh man in this Carl en hrds an) seams se located a 105 knanoal Sawn and not the nrodum9 brawn and you rant mace a report of sly Ma or amain to bath aim. All athoune StaterenCS Shall be deemed conplee and acosae d nth oblate:Ito n rang wain 60 days • Please direct canna complants a inane to to arms Chen Retina Dairtment s 201.3521699 or toiStee a 030-3544103. 8 00AM tot WM FT Madly theoup nay. a h retng to utSlimancal Serval. lirg. Clan Realm, Department PO Box 766 anon City NI O7037 • Si cake of errorsa WHOM about as ekcoonm tint raw' (St* bib Parnont ce usYs, dash cad tramacnoes, Call BOO-7620000 or own to LOSFnancal 5iences hc. IOW eater BW .6t Ow. Weekeeken N) O7086. Ann IMtJ8SA Sawa Cale cote as soon as pa cart drouchnkskf stawnern or fence 6 tinny et if you need more nommen Lout atcrofw cet the starnint or react The Fen ce Card tug DS rid 1, le) mutt hear Yom yea nO lea Val 60 CPIS alter the MI Hot you the fist slaternern on nut the race or probate440nd - frofehr sow nine eed non mart. and - Oenibe the eto. or the tannery:4r an ante and an eaten as clealy o SO On shy you Were 4 is al arc or new you need awe nlamxisn - hoed. the dollar num of to swelled The Lem or Cad tsar wit nonigate vote cniptint ad widower any nor promptly Please mate at diet payatfo to the Furor to Inlaid nutole, ndcaled on lie front of this slaiement haddlicn to regun mutt fees. axons may be %bra to malmsey. ten charges Ice mepayment (or ucurte: mothers and clwges foe aped awes es cash axants Accounts mat am tralsternid to oliner matrons may be :Mad to a bawler fee SA Sweep Optird LIS5 otters opWen for sweetencar baton e5 to‘axes to bank dtpoutS al MS Ilarl( LISA AIDA AG Stamford bat Sark Swop horns) : monmarket mutual Fu-4O Sad the Inersegral Detest Account COArfor forte cuncenen with at nensiona Astute Madgenent Account Wolf. theBat SweepAwns, cant bhIPX9$ are swept so WS Bare USA t0 b m esiab1shed lair arid then to 185 14 Stamford Banco, a a Maley Fund Deposes at ten Bat USA are FOC enured n accordance with rules For wee trans p leap nut tam lac re Deposits a UPS AG raneed Dant and dares or Mtn" Funs Brno enured by the FOC. Through the On. mantle to coalmines are swept to deposit aCCOuntS a LOS AG Herrin Brr‘h and 18S/4 Caplan Ennis There deposits tierce nets by the FDIC Bal/Keshea at the MAAS Carol Ptah at teadvaily entre to the sameedn 61 - of theCarnal bans and there C rn guaraneep• other eloicoltka of L85 14 b repay the Darius she* on the IS eraCh'S boas Deposits a LC Bait USA ad eath UPS AG Bra-mh aro no paean by SP( Money Fund ma,, are protected by SPC See 'Ll35 lensmol 5evmes Account Rotation" below Open you rfc../92, dances m to Bale Swap norms a OA may be wentarm. and then of a Msney Fund maybe liquidated, and the mans returned to puce you, terisitot xranl Furter incentan tout arattle weep *Vols. extAng ante. Mtn?, rata. AM reds. 6 wit** a ram sibscorrineepyiens tom your Formal Ateilor a by cairn 800.762-1000 US$ Iroandel Swiss atoms Kebab, The Fon is ameba of the Stones ensue Proteaion avarice, (SPC). welch protects seosnies ratans of es manes is td 1500000 (nayan) 1250050 for damsfor can the Sac may accaten tors *Ph to all Kant tirpuholdn a prima" cairn the Ferri togenne wth onan Aloes. hb aiso pirchard appiancntat crenate The magnum =oust payable to all dinge dent. coambennunter the protection is 5550 mace as of Dieentre IO, 2013 Skied tote pokyor-din:en and nitateei cat ate Font 4 luta protected fa up 10 $l9 Make n to a %re toe all your axons held n a paten" capaay A full ropy of the poky holedng 6 aeabible upon teen The SIC prolkiwe rod tie supplenental printlen both do not SedY to • C SUM Mate axes controlled by (an) existed n rut &occur, value)but heel away from L$5 inaozial Saner 09 anal (0 car aIBS inark (2) caz an U3S AG Stamford bank I re) mane moans. naming snob* annuities. an One than of fruited lads ado soh shales re mg wend *ray n the nate of the aCiatml bent on Inbares and records of the spinet Ma or binder agent), • Conan enorreni contra" or non% ntowit (99, Imbed parowsh0s and prvae placements) to are na inisiend under the Spumes Act of 1933. and • Commaditescontxn to 9. forwp erochanye rod preitsustreal cannot eicLdn9 foxescommas an wnnodty *PISS contacts The5K protection ad the pappleirmota protecton do not Apty to thee assets even if they Ottenne Zipper Char stalerwols The WC protean', rid the mppOnwl prOtt0911 do rot point agent* den?, e the note vat* Ce yOir nesenints neennee as a resin cf mates inoarant. maw banana0r 011015',90 More Wornixon st mink hew request Vas may obtan roue normal:en *cut SIC. indudn9 the SPC Brogue by coaxing SP( at 202-3718300a by vaitng tie SP( lobate at innate in Dividend p reesinein Program OAP) theca, ranged eat aerate pace you may otran the actual pin from your hiunn Ad,00r Only whole toes are poetized trelette P. partial ties nil to soli and die cash wit be deposird n yeti acmes The derided rethestrier6 pox duplied by the issuer may defy frog, the malt pi:* at whch the partial tins at sold Cadanlieu Only Mirk units few be held in pal axosnt t you are tetrad to atonalLea at a man! of advised panne or otherwise, to Fern was ether tel paahatasa menet rice r and( an noun detinirewl by a registred dens agamy. and cede yew account Investment abitalves The nwitnient obrCluT and net prof it are 5p2CIC to exm roan an may vary between nem free the Inn ;roman in Meng of any usencent dvnpe in your hamar Stunt or net$IIMM (block*: For eadnaccoug hell you choose one of the fo loving re/estate-re object.,, • Prolate Cuomo, axone Internments Avian) the rocealiT of Incomeonly • chase* BelS•h•blnPaCason heefirrents *Wing growth pmcpal rain than to gementOn 01 Man? • nearce Cernbrman of more sod ChttOMOM0400A inantnnis toothy both to generator. of MOM /10 91)Wth 1,4 prneVal Oswalt risk prelims • COnawnew Seeks 10 ',tannin htiairiNipat rah Ow fir and rota lily 10 the account °wit Pt* d tea mess the =ant does not generateseprom incomeOr returns aid mayneekeep pace wth inl Won • Ailodern %Wing so rapt soma to 0'044 and tolerate brawls fey m sat taper roam • Aydrespse Wring to prel hgh rot to ;mewl an hap volnatylo seek hep rams over woe Statement teustheklirdp" We rayconsolidate al rgitEd 7Ccebet station% wish the sane Auess n the sane enselope Acorns rosy be relined for tit hews. beam toy haw owner; eho abs mairtain oat amount rdaionsnds win other gents at the same address The prance a known 35 howelsoldng • 'fru pale to motive inlet...ha mserrenttnuskd h span CONFIDENTIAL envelopes —sou may didne householled byning yam Froxyll Advent Friona/ ateinlet name Tee Sterna =ma nane ref kat Oberman that you entered on theFanspane sarmes webste It 6a custanimn •neerume thorn by pub ant you rah your ratalteryned n Nn no legal effect an yam aroum l'Cu on range sew Freamdk ateisst navies. indult Ono. Amos a tiothoon; SN Franca keelson. Acrountentylw • Vabe of sca athounthneflab NW f asset ard • ants Often araltle cat balsa. values lot reelected paritykit rid GkbalTme Depodtx unrealized mats to market. and Certan asses net held byte Fern Dom not nadeunanced saturitelassets at eye end 01 the prof and nowt linnet pooch Ce Prose kwarma wonted seed col tte6 thacitable sloth opium • Ciabaes Wades tat balmoi. outran's/map loan. credit ine. that account banes • c athrmaney batman Toes of wnd-sled seacable cat baton. plus LDS Bale USA deport baler 1.55 AG Shad we depose balances and nxner maker made find sweep balances. a the dOSe of the gateTtot 99n4 Non.orrenol Ey free ciedit in n ye/ haount arena snags ed from otter balm?, and the nonnvi use at" 0 these Imes n the ordinry axese of its kens, These fords Se pays,* tpon yn Conant This total 6 inchded in te carat peced dose.; value Lending inforfnatien Rs detadd elcenaton on they ries iendeg pacers and do:locum rya to youChem Raz bean Agretenre or Awn Agnefeml and the General Tows ad Cannon UPS Statement Of Cade Deane, ratable n egfeenen me/Chcbtaree sr nee •otrytnotorfiv horn) Y.:cranes Yea stakolini aeons Stereos and other asses held n the .10:OtAl at the end of the ninon( petite You may ft for eintrat of July pad trains z any tine You may renew warns used o ban cotton Imin ftxXs9 .my balance cue on tem Any seamier, trarnatned bthe Fm chine the steamer: peal an lipid a males eat* a ol the end of the suntan price • Cott bait h deleanhng the con bail of the wastes enCuded n the statement. warn nd need wan die number 1.' UOS Nereid Seerweshas nen on nettle ion Oland from sources other tan 185 Fintscal Satan. nfanng nforfnalon Iran Ansa Ins or tat you may ha. prole I to your swami Myna infirm does not ndrenendenn strayer guarantee lho WaraCy a validly of my Manson mead by sources other tan 10$ F nYpol Sew tee m addtion Shogyh LISS FiverialMear. generally updates the dormaracn as c 6 reeled. Innen 604i Mt Prod& any as:0TM Or to &IMAM usder -Coll and 'Unedited gaivtass 6 seas, a of to doe of the slapMfoll As oat, please do not rayon this informskin to make ;enthuse a sae detentt la tar purposes a emenne Acceunb Unstated to dor en mayreelect saran nlormairs only for to read of time theyrehad a the Lim More historical alitethaM cm be added by you Farad Adair • Unnara•dsairstbsess Oho. d *a is araitle eStenamed WealPSC ne,1'..:195 as cadialet SDNY GM 00020815 EFTA 0[)131435 EFTA01273642 Important information about your statement (continued) nferithiscority Mt the rata:lion data fa Mamba lot mayor may not reflect conmitan3 Chagos mega Seamy misnomer, ewes Deland mil other interim' lots and andrutio pad aso lot re oath ambled to data oiled:ward lot lhe • 'Bade dr.' cobra, pieseits the oripnal natal co traltdate • Callable Markin Bondi and corn stock mat Me Moir-At for exty Mention ml be selected maliater by lot tan amcog II 'aunties of that owe lino our nano an nom:wenn for our casts Calleant 'of omutcn is anted rtom thrd palm and Pi ataxy not gunned Or call feast nay cog each could affect yell ample% olormalm con Peroxided open Moot • Cecinas et deposit (CDs) CDs are MC oared ups, 093.0W se pampa ad salad Marl pa decimator and low drcontay enliMiwi, rt accordance with iDs: nibs • priartraluo Pnces &payed fa army aid Ode product man4w or twain, ea prior that you would a3ually Min in the maker PrCeS are Maned Iron tuna mid partymom Much we belereth be relate, but we do not garnet en scuracy - Wo array motes dung par ation acalata or the meal or pee bid aid ask pita Ice Isted SeturcieS and *pry oy on ybd pyreslaOTC maim - Let acme.; asked yearns my be proof yang 3 charm met or inmost roam cia we Maned ald nay nol reeled an adthi mane PnCe or Walt - C Main pans may £pea vollart lento and mil show 'price vim rat natio' Awe are male to anan a era kir a security - Deposes a Wanes Mara& At Nn noes other Man Li Si Mtn are reflected a the enturgotAeos of the taternent dot, - For corm Yearns vadog tenon:Mama; clennoatat pea and quality dace vibe) may hat been eta ndy° imirme proper vaimon To obtain crown mimeos wan actable. mina your Frontal 34xcer • Parer leenstrrems and seruaured produce. Inn Myra mare* rixtidng Aired pakapaion progran and realmute n*arnem tan Urns) and tanned pa/oaf tetra., hghli ilk4G d Conan tructuod parr s tare not hem amend whin the Wales and edariaeCainmsenn a under any aloe inane am We Mole eilmaed Mkt" la prorate inotmott somas ad simnel prodicis for genera cnalpumosey only Accuracy., rot 9unni../ - Shea vatres maydiffer sthstantally from pa's A re al Wm wan itestrners secuay a nurtured wand rho boor a sold aid do not nes:ally reptant the wan you may name upon Igaidaon - Thrd ecmaes of vabe are not a anan tne and re sampled to Its formal Savors on a regu brio by an ndeprent violation Irm 1“ 1" , Sen/talPaTONCesixosor earthen vain d my, are implied to sib Fen by the rite general partner avatar and may be cabana, bayed on different nformation from that used by thid panty to done thee eitinatcd vain; - You cal obtain aoliactud stormacn regaling the mendology used to determine the nuns, of vex and the dace of the nfonnacon ma ly the bass fa the etrme hyaena:Mg your Anoxia Atkins - 11,k0 parry earriald yank may be rebated as 'Mt kneed' n sena steam whin an itlepenkol valuation him Mat suppled ad untie to assign a value when wo boon mon that a rtheoni oat ha armed tha may calla creviiusly reporled van too Cher Cr Manakin naidtehghly ipecutatra duo to the name of the misty - Men !Mr an aver serial panes a sponsor tainted Ware nor 3tirdpaly ell Mad valve Is prOvded the nue Of the tarty wet tn.:Metal from As psalm pnot - 'Ohabaiorn to Ave' may nth* wan of tenni rate a both • 00344unel sae* re:deismthe glINdlollweog pin per unit rid may not reflect yin coot ban • IIIIMiCtled noirkiu Restricted sewing genwayae not omen; Mgt* for petit lab YES indexed Sonny uses the matte pries of in yonnektod 'lock of the lane owes a an Muted VW fa the rearward vadi let mama of monk:ex.:won* TO the main that rest iced ,toile it alb* for sale. Me Yak* trued may be sutntantialy less man the angutte vim shawl • ESA losairilltOd) Mar. arialtyialds and rata. An 4.21Matt of mud mine is bayed en cumin Word ad meta ran. amnia en amities Wen Ilea for one yea, from seaman date or urn Rimy this eilimate is onk 3 gelatine. accuracy aid Mimed name so not gsrameed - Ea Mated aroui income and arront net ler cerlao tpe:ol*mins mold Mute drawn of aincka or C£M gam coral, Olt the en name bib ahem yold)woull be overand - Ertinweid must nome aid came tad aid The data non and pad mgM be owes hgher that the esknated amens - An ninata al inimical acorn. Ovider4 ander rimiest dined by the wince malice vaniaiwaft balance is Med Co the lag dieciend or clink payer made byte neer and aynney the yecutindepoity we be Neldfer one war lean the statement dale or ma murky non" ad cartel pad at not guaireal • Aar not hold ley WS financial Swaim falai, assays are rat MO byte Pon MI not within the Frirti pokiest(' or ante Chas ayes re niplead on ycer Menem for inlonnational pianism oar Poshims ad yam panned re posted by the issuog firm IRS inanCia Grins C not cabanas* kir this Ole:maim and does not giant es mom" these noes tenet errand by SaC or 'MUM'S yeapponerda SaC coverage • Revenue Seeing and addbanalcampeasana - et Milani Io canenissom oo yaks aid 12bil hey rased n connect, with the dartuton of 'tuba hods toot, dents we Mac ors *Mae tease Kibbe Mann; w00% from dottbutors onelor adrison of the mina hods hat we all those Mounts are baced an two dreamt armor% 0 the aslant Of hileby IRS 01 a painuLe mutual lund lima to ow elects. ad Id the raw van of a prowl, mesa 1Lnd iawy. sham thAd a ihr Imo - We aid Cu aflae lop receive reasang aid owneaprocesung lees n oraderaton for trailer agent savlay mat we prone* to the maw, Nibs These fees arab, at pad awn insolor mit n the mutual fad end at a tind doll? null tent On the nutter of awards at to troandent hitting mutual lads of Mat had littiV - In MI on toranted rased m ornedion wen the sole or darbution of aromaarrest ad unit nen tool unit to as dent we akin our andee rang rhea* tang rrpensaia+Iron maryol me reasanoo corers unenrirg the aria cortinds aPilatool the name cornea-an Or SpOnSai Of the unit eiveSTMell !NZ Clartute - Ott alines also mare trading commlwoos an other componaion from mina holds aid merry Conant tar pecans wean:buns - Wereceiveal Mug fee horn LEIS Balk USA an UBS Ar 54araord et Will a OP 125 per aXount sywophg to to bans won the LOS Bra Swap Program ASA, Moaner rogardng cormisams and other Marrs ironed ei aethecon witi the meCultin 01 pales mating oaken travactens has been mewled co conlonitons amnia lunehed a you. aid tallboy: mind to you amply on reCuell Siert soiling It you at engaged in ton withg nosily au mat cos a (nage As to wean baring costs la that palate Minty Open cordon RO9arding *Den '9000.1il elled • orders that yore not erect id h by the ISOM, dare. pel buy axl Sell Sap orders are nand by the amount ofdi/nods a rgens • audiddindsor nighty date unless needed otherwise by you YOu are revOnible for orders Int are executed the to your faint to canal exaing opM ors Tax witholditg on featibtetiona foam LOS Piro,' Sanden IRAs nasal tar tart regureS LOS inn Servia510 withhold income tar from pis tackle AA dlnikw cos. tut youmay cam root Wham nanny willera or. inured, you ray acct CO hat Ia wittedd a arse or oohed mom as you Chant WM' eielen vu remain n effort unhanded by you You my reales your Mann a any in* by rag anew War If you do not haw coo9i name tar WIM(4.1 from 'OUT dattuTieltt. you maybe revertible fa the payment of eywneduy You may not Farm if the roots ward and yes ettinated la parts se not pun to yar ear obliBatiol Privacy To Man acoMOlar mom Cita Priory Aorta pare anted your Fnaxendmor octet ow wean Y. new vie athenioneofre 105 ;Orel Seines neat a bat the WA. Enemy Semmes Mai BSA and AMA at braerage aatilltS Mid, protde axe's to basing smiles are products Ora* enmeshing Mt affilind bins ad caw mod. pany balks. aid payday JO:Ott to Osman and amity products isued by unartilated shed party nywranCe commas through glossae agency maid yes a UPS FelJegial SeViCIPS aK n esernet. nsurance, adamully prOdirt$ rot !OK haired • No bank goanniete May lose vain PMA Pesaro& Kmayermi Account Bennet Santee <COAT BS& BMA and ritemairna ReaurCellit.thearren CONFIDENTIAL ACCOLftt at ragtime' sewn mats a LOS FriaXial Seine, kx Yea S5m11110 is a retinae twice rt. of visa nernithcoal MS Wa Signature and fads ad LBS Wa den cads at issued byIRSBak USA nth per from V ea U S A learcoratcd CBS Financial Stoves Inc Rev 201407 SDNY_GM_00020816 EFTA_00131436 EFTA01273643