NAME SEARCHED: Gratitude America PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPS must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): RDC 0 No Hit • Not Required I. RDC Results No RDC alert (Please sec attached) ■ l lit PCR .... No Hit • Not Requited II. PCR Results No PCR alert (Please sec attached) H Hit BLS 0 Yes 0 No III. Negative Media There was no information found E Not Required IV. Non-Negative Media There was no information found V. Other Language Media Not Required D&B Rasps? VI.an There was no information found 0 Yes No M Not Required Smartlinx Results? VII. Smartlinx There was no information found 0 Yes ri No El Not Required Court Casa 0 Review by Legal May be Required g No Results 0 Search not required VIII. Court Cases There was no information found Prepared by: Urvashi Lavania Date:02/12/2015 Research Analyst Instructions: I. Review and confirm that all results arc returned for your client. 2. Please note that you are still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindak-Hubbellhttp://www.martindale.comkp/Martindale/home.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SONY_GM_00053680 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0016504 EFTA_00164261 EFTA01255054 OFAC RESULTS RDC: 11566976 No Match Found Gcis 00000499760 Gratitude kinerica Country:Virgin Islands, U.s. PCR: C20150225478612 Gratitude America 9188096 NCA customised Auto-Closed No-Hit 12/02/2015 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: Not Required Public Records: There was no information found D&B: There was no information found LEGAL RESULTS: Court Cases: There was no information found For internal use only SDNY_GM_00053681 CONFIDENTIAL - PURSUANT TO FED R.QQNE I DENTIAL DB-SDNY-0016505 EFTA_00164262 EFTA01255055